Office Overview and Proposal Process Caron Chambers Manager, Budget Operations Director Rena Brasher-Alleva Administrative Assistant Budget Specialist (Part-time Casual) Amy Stephens Janet Evans Manager Budget Operations Caron Chambers Budget Analyst III, Proposal Coordinator Budget Analyst III, Base Operations Budget Analyst III, Base Operations Valerie Koch Bob Tan Elizabeth Chapin Budget Analyst II, Proposal Coordinator Rebecca Greenberg Non-NSF Expenditures 37% NSF Base Budget 55% NSF Special Expenditures 8% Base Budget Operations Program Planning • Strategic Plan Long-Range budget planning • Detailed operating budget development • Annual Budget Review • NCAR Indirect Cost Rate • NCAR Facility User/Recharge Ctr. Rates • Funding/staffing trends • Long-range forecasting/ “what ifs” analysis • Program Operating Plan (POP) • POP Progress Report • Funding Allocations • • Budget/overspending monitoring Review of Base subcontracts over $250K for Director approval. Non-Base Programs • • • • • Proposal Review and Approvals Pre-spending and overspending monitoring Coordination of Fastlane Reports Non-Base proposal and funding statistics and trend analysis Review of non-Base subcontracts over $250K for NCAR Director approval. A web based system that guides the internal review of proposals from PI to the NCAR Director NCAR is required to “notify” NSF of all outside funded activities ◦ NSF has access to the Advance Notice and may review proposals at any time ◦ Includes all zero dollar collaborations and MOUs Assures NSF that activities outside of base funds: PACUR conducts semi-annual retrospective review: ◦ Fall within the mission of NCAR ◦ Do not compete unfairly with the University community ◦ Use NSF/NCAR resources appropriately ◦ Provides assurance to universities that there is no unfair competition ◦ Mechanism to encourage collaboration between NCAR and University community ◦ A committee of individuals from our member universities, developed in response to university concerns about unfair competition. ◦ Conduct a semi-annual retrospective review of Non-NSF and NSF Competed proposals over $100k Select a representative sample of proposals across all divisions/labs & collaboration levels Perform an “audit” of how well proposals follow the agreed to criteria ◦ Provided budgets, Advance Notice, cover pages, and collaboration letters ◦ Draft report summarizing compliance of proposals & any recommendations ◦ NCAR has opportunity to respond to report ◦ Final report is presented to UCAR President and entire PACUR committee http://www.ucar.edu/governance/committees/urc/subcom.shtml B&P Manager B&P Director • NSF Non-Competed Proposals • Joint Univ. Proposals > $1M • No University Collaboration • Joint Univ. Proposals < $1M • < $1M with Univ. sub-award < 20% of budget • > $1M where Univ. sub-award is < 20% of budget • < $1M with University Collaboration but no funding • > $1M with University Collaboration but no funding • < $1M with Univ. Sub-Award > 20% of budget NCAR Director • Proposals with exceptions to policy /procedures or concerns No Univ Collaboration Univ Collaboration Collaborative with No Funding Collaborative with Funding Joint Collaboration Non-NSF & NSF Grant Proposals Over $100K Univ Collaboration vs. Non Univ Collaboration FY 2004 - FY 2009 180 160 77% Univ Collaboration 69% Univ Collaboration 66% Univ Collaboration 140 77% Univ Collaboration 84% Univ Collaboration 87% Univ Collaboration 25 37 20 36 # of Proposals 48 120 33 18 34 46 100 80 74 62 60 119 105 64% 64% 20 66% Collab Collab 85 40 78 35 Collab 26 35 0 2004 2005 Note: Only includes proposals submitted where dollar amount requested was more than $100K. 2006 Fiscal Year 2007 2008 2009 Note: Numbers reflect the # of proposals that did or did not include university participation. Some proposals may have included more than one university partner. Over the last six years, NCAR has maintained a high level of university collaboration . On average, 76% of all Non-NSF and NSF grant proposals include university collaboration. Web Page: ◦ http//ncar.ucar.edu/planning Phone Contacts: ◦ Operations Questions: Caron Chambers x 1114 Bob Tan x 1105 Elizabeth Chapin x 1106 ◦ Proposal Questions: Valerie Koch x 1113 Rebecca Greenberg x 1119 Proposal Email: ◦ ncarprop@ucar.edu