NCHRP Report 812 SIGNAL TIMING MANUAL Second Edition Acknowledgments Team Members & Panel Members • • • • • • • • • • Tom Urbanik, Kittelson & Associates, Inc. Alison Tanaka, Kittelson & Associates, Inc. Bailey Lozner, Kittelson & Associates, Inc. Eric Lindstrom, Kittelson & Associates, Inc. Kevin Lee, Kittelson & Associates, Inc. Shaun Quayle, Kittelson & Associates, Inc. Scott Beaird, Kittelson & Associates, Inc. Shing Tsoi, Kittelson & Associates, Inc. Paul Ryus, Kittelson & Associates, Inc. Doug Gettman, Kimley-Horn and Associates, Inc. • Srinivasa Sunkari, Texas A&M Transportation Institute • Kevin Balke, Texas A&M Transportation Institute • Darcy Bullock, Purdue University NCHRP Report 812 • Eddie Curtis, Federal Highway Administration • Richard Denney, Federal Highway Administration • Woody Hood, Maryland State Highway Authority • Peter Koonce, City of Portland, Oregon • Susan Langdon, Savant Group, Richardson, Texas • Mark Luszcz, Delaware Department of Transportation • Doug Noble, Institute of Transportation Engineers • Paul Olson, Federal Highway Administration • Bill Shao, City of Los Angeles, California • Aleksandar Stevanovic, Florida Atlantic University • Jim Sturdevant, Indiana Department of Transportation 2 Acknowledgments Focus Group Participants & Outside Reviewers • Nader Ayoub, Iteris, Austin, Texas • Don Cashdollar, Florida Department of Transportation • Larry Colclasure, Texas Department of Transportation • John Deskins, City of Kennewick, Washington • Hazem El-Assar, Orange County, Florida • Chen Hsu, Virginia Department of Transportation • Ken Jacobs, Pinellas County, Florida • Sage Kamiya, Sarasota/Manatee County, Florida • Mike Kinney, Montgomery County, Maryland • Rob Klug, Clark County, Washington • Aii Mozdbar, City of Austin, Texas • Eric Nelson, Advanced Traffic Solutions, Houston, Texas NCHRP Report 812 • Keith Orr, City of Portland, Oregon • Keith Riniker, Sabra Wang, Baltimore, Maryland • Tiffany Slaughter, Oregon Department of Transportation • Mark Titus, City of Richardson, Texas • Nhan Vu, Virginia Department of Transportation • Charlie Wetzel, Seminole County, Florida • Paul Zebell, City of Portland, Oregon • John Black, City of Richardson, Texas • Denny Eyler, SRF Consulting, Plymouth, Minnesota • Airton Kohls, University of Tennessee • Michael Kyte, University of Idaho • Wasim Raja, District of Columbia Department of Transportation • Robert Saylor, City of Richardson, Texas 3 Focus for the Second Edition • Focused information written for new practitioners and those desiring a better understanding of signal timing fundamentals. • Addition of four new chapters for more advanced users. • Material organized so that it is presented once and referenced as needed elsewhere in the document. • Inclusion of essential information only (i.e. no “nice to know” information). • References to other documents, instead of repeated material. • Expanded use of graphics to aid in the explanation of more complex topics. NCHRP Report 812 4 NCHRP Report 812 5 SIGNAL TIMING FUNDAMENTALS NCHRP Report 812 6 CHAPTER 1 Introduction NCHRP Report 812 7 Chapter 1. Introduction The second edition has an increased focus on signal system users and their priorities, and introduces an outcome based approach to signal timing. NCHRP Report 812 • Focus for the Second Edition • Introduction to the Outcome Based Process • STM2 Organization 8 CHAPTER 2 Signal Timing Program NCHRP Report 812 9 Chapter 2. Signal Timing Program Signal timing programs assure that signal timing parameters are appropriate over the life of the traffic signal system, by monitoring all aspects of traffic signal implementation, operations, and maintenance consistent with community needs. NCHRP Report 812 • Leadership • Self-Assessment and Evaluation • Funding Mechanisms • Training Programs • Public Involvement and Outreach • Benefits of Regional Signal Timing Programs 10 CHAPTER 3 Signal Timing Concepts NCHRP Report 812 11 Chapter 3. Signal Timing Concepts This chapter provides an overview of signal timing basics, organized using the outcome based process. The outcome based process is a modern approach to signal timing that encourages practitioners to consider all system users. NCHRP Report 812 • Common Signal Components and Interactions • Basic Signal Controller Concepts • Outcome Based Process • Data Collection • Operational Objectives and Performance Measures 12 Chapter 3 introduces common signal components, interactions, and signal controller concepts… NCHRP Report 812 Chapter 3. Signal Timing Concepts 13 Followed by an explanation of the steps in the outcome based process. NCHRP Report 812 Chapter 3. Signal Timing Concepts 14 NCHRP Report 812 Chapter 3. Signal Timing Concepts 15 CHAPTER 4 Signal Design NCHRP Report 812 16 Chapter 4. Signal Design Effective signal timing requires appropriate signal design. This chapter discusses signal design elements that directly influence signal timing. NCHRP Report 812 • Detection • Signal Cabinet Equipment • Displays • Signalized System Design • Lessons Learned 17 Chapter 4 describes the relationship between detectors, signal cabinet equipment, and displays… NCHRP Report 812 Chapter 4. Signal Design 18 Followed by detailed information about detection (including decision zone protection)… NCHRP Report 812 Chapter 4. Signal Design 19 Detailed information about signal cabinet equipment… NCHRP Report 812 Chapter 4. Signal Design 20 And detailed information about displays for vehicles, pedestrians, bicycles, and transit users… NCHRP Report 812 Chapter 4. Signal Design 21 Concluding with a description of communications equipment between signals. NCHRP Report 812 Chapter 4. Signal Design 22 BASIC SIGNAL SYSTEMS NCHRP Report 812 23 CHAPTER 5 Introduction to Timing Plans NCHRP Report 812 24 Chapter 5. Introduction to Timing Plans This chapter is part of a three-part series about developing signal timing plans. It describes basic signal timing concepts that a practitioner should understand before defining signal timing values. NCHRP Report 812 • Movements and Phases • Ring-and-Barrier Concept • Left-Turn Phasing • Overlaps • Detector and Load Switch Assignments • Critical Movement Analysis • Software Models and Considerations 25 Chapter 5 explains movement and phase numbering… NCHRP Report 812 Chapter 5. Introduction to Timing Plans 26 Using various phasing examples… NCHRP Report 812 Chapter 5. Introduction to Timing Plans 27 Followed by an explanation of ring-and-barrier diagrams… NCHRP Report 812 Chapter 5. Introduction to Timing Plans 28 Using various phasing examples… NCHRP Report 812 Chapter 5. Introduction to Timing Plans 29 Concluding with step-by-step instructions for critical movement analysis... NCHRP Report 812 Chapter 5. Introduction to Timing Plans 30 Cycle Length (Seconds) Number of Cycles Per Hour Lost Time Per Cycle 1 (Seconds) Effective Green Time Per Cycle (Seconds) 60 70 80 90 100 110 120 60 51 45 40 36 33 30 20 20 20 20 20 20 20 40 50 60 70 80 90 100 Number of Vehicles 2 Per Cycle Maximum Number of Vehicles 2 Per Hour 16 19 23 27 31 35 39 933 1000 1050 1089 1120 1145 1167 1 This lost time assumes that the intersection is operating with eight phases (four in each ring) with 5 seconds of lost time per phase. The lost time will be less at an intersection with fewer phases. 2 The number of vehicles that can be accommodated under the various cycle lengths was calculated assuming a headway of 2.5 seconds per vehicle, which is generally conservative for urban/suburban environments. Including how critical movements relate to cycle length… NCHRP Report 812 Chapter 5. Introduction to Timing Plans 31 Signal Timing Parameter Phase Sequence Chapter 5 Reference 5.1.1 Movement and Phase Numbering 5.1.2 Ring-and-Barrier Concept 5.1.3 Left-Turn Phasing 5.1.4 Overlaps Inputs Minimum Green Passage Time Minimum Gap Chapter 7 Reference 7.2.6 Bandwidth 7.6.1 Phase Sequence 6.1.3 Minimum Green 6.1.4 Maximum Green Maximum Green Yellow Change Red Clearance Leading/Lagging Left Turns Chapter 6 Reference 7.4.3 Splits Guidance 7.4.4 Force-Offs Guidance 6.1.1 Yellow Change 6.1.2 Red Clearance 5.1.3 Left-Turn Phasing 7.2.6 Bandwidth 7.6.1 Phase Sequence 6.1.5 Passage Time (Unit Extension or Gap Time) 6.1.5 Passage Time (Unit Extension or Gap Time) As well as information about software models and considerations. NCHRP Report 812 Chapter 5. Introduction to Timing Plans 32 EXAMPLE Trailing Overlaps NCHRP Report 812 33 Trailing Overlaps Example A trailing overlap continues timing after the parent phase ends. It is an overlap application that is commonly used at closely-spaced intersections. NCHRP Report 812 • Trailing Overlaps Overview • Trailing Overlaps Ringand-Barrier Diagram 34 Trailing Overlaps Example Trailing Overlaps Overview REFERENCE PAGES 5-11 TO 5-16 NCHRP Report 812 Section 5.1.4 Overlaps 35 Trailing Overlaps Example Trailing Overlaps Ring-and-Barrier Diagram REFERENCE PAGES 5-11 TO 5-16 NCHRP Report 812 Section 5.1.4 Overlaps 36 CHAPTER 6 Intersection/Uncoordinated Timing NCHRP Report 812 37 Chapter 6. Intersection/Uncoordinated Timing This chapter provides guidance on basic signal timing parameters used at uncoordinated intersections (i.e. intersections running in “free” operation). • • • • • • • • • • • • NCHRP Report 812 Yellow Change Red Clearance Minimum Green Maximum Green Passage Time Pedestrian Intervals Dual Entry Recalls and Memory Modes Detector Delay Detector Extend Time Detector Switching Time-of-Day Plans 38 Typical Values for Maximum Green Phase Type Through Left Turn Facility Type Maximum Green (Seconds) Major Arterial (> 40 mph) Major Arterial (≤ 40 mph) Minor Arterial Collector, Local, or Driveway Any 50 to 70 40 to 60 30 to 50 20 to 40 15 to 30 Typical Values for Passage Time Detection Zone Length (Feet) 25 6 20 40 60 80 2.3 1.9 1.4 0.8 0.3 Passage Time (with a Headway of 3 Seconds) (Seconds) Posted Speed (MPH) 30 35 40 45 50 2.4 2.1 1.6 1.2 0.7 2.5 2.2 1.8 1.4 1.1 2.6 2.3 2.0 1.6 1.3 2.6 2.4 2.1 1.8 1.5 2.6 2.5 2.2 1.9 1.6 55 2.7 2.5 2.3 2.0 1.8 Chapter 6 provides guidance on signal timing parameters and typical values (e.g., maximum green, passage time)… NCHRP Report 812 Chapter 6. Intersection/Uncoordinated Timing 39 As well as an explanation of how timers work and can be applied. NCHRP Report 812 Chapter 6. Intersection/Uncoordinated Timing 40 EXAMPLE Passage Time NCHRP Report 812 41 Passage Time Example Passage time (also called unit extension or gap time) is a parameter that can be used to terminate the current phase when a gap in traffic is identified. NCHRP Report 812 • Passage Time Example Application • Passage Time and Flow Rate Relationship 42 Passage Time Example Passage Timer Counts Down But Minimum Green Timer Has Not Expired REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 43 Passage Time Example Passage Timer Resets with Vehicle Actuation REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 44 Passage Time Example Passage Timer Counts Down When Detector is Unoccupied REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 45 Passage Time Example Passage Timer Expires and Phase Gaps Out REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 46 Passage Time Example Phase Transitions to Yellow and Red Regardless of Vehicle Actuations REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 47 Passage Time Example Passage Time and Flow Rate Relationship REFERENCE PAGES 6-10 TO 6-16 NCHRP Report 812 Section 6.1.5 Passage Time (Unit Extension or Gap Time) 48 CHAPTER 7 System/Coordinated Timing NCHRP Report 812 49 Chapter 7. System/Coordinated Timing Coordination allows signals to operate as a group, thereby synchronizing movements and allowing for better progression. This chapter explains how basic signal timing parameters can be used in conjunction with coordinated features. NCHRP Report 812 • Application of a Coordinated System • Time-Space Diagram • Coordinated Phases • Cycle Length • Splits • Force-Offs • Permissives • Yield Point • Pattern Sync Reference • Offset Reference Point • Offsets • Pedestrian Timing and Walk Modes • Actuating the Coordinated Phase • Transition Logic • Complexities 50 Chapter 7 describes time-space diagram basics… NCHRP Report 812 Chapter 7. System/Coordinated Timing 51 And uses them to explain how vehicles move within a coordinated system… NCHRP Report 812 Chapter 7. System/Coordinated Timing 52 As well as coordinated signal timing parameters… NCHRP Report 812 Chapter 7. System/Coordinated Timing 53 Followed by information about coordination considerations (e.g., actuating the coordinated phase) and complexities. NCHRP Report 812 Chapter 7. System/Coordinated Timing 54 CHAPTER 8 Implementation and Maintenance NCHRP Report 812 55 Chapter 8. Implementation and Maintenance This chapter describes taking final timing plans through implementation and to the point where they must be monitored and maintained. Maintenance ensures that the signal timing will continue to operate at the level expected by the operating agency and general public. NCHRP Report 812 • Transfer Plans from Office to Field • Field Observations and Adjustments • Performance Studies • Monitoring • Maintenance • Staffing Needs 56 Chapter 8 provides information about various methods for transferring signal timing plans from the office to the field… NCHRP Report 812 Chapter 8. Implementation and Maintenance 57 Field Observation □ Long minor street delay Long major street leftturn delay □ □ □ □ □ □ □ Vehicle queuing Vehicle platoons arriving on red □ □ □ □ □ □ □ □ □ Potential Adjustments Redistribute green time between major street phases and minor street phases (e.g., minimum green, maximum green, or splits). Review cycle length. Review passage settings for major street phases. Consider actuating the coordinated phase(s). Redistribute green time to major street left-turn phases (e.g., minimum green, maximum green, or splits). Review passage settings for major street through phases and minor street phases. Consider left-turn phase sequence. Redistribute green time to phases with queuing (e.g., minimum green, maximum green, or splits). Review cycle length. Review offsets. Review passage settings for other phases (not experiencing queuing). Consider left-turn phase sequence. Consider phase re-service. Review offsets. Consider left-turn phase sequence. Review cycle length. Review upstream intersections for early return to green and possible offset adjustment. As well as guidance for adjusting signal timing based on field observations… NCHRP Report 812 Chapter 8. Implementation and Maintenance 58 Signal Operations Category □ Example Public Service Requests Not Getting a Green □ “My movement is not getting a green.” Short Green □ “My movement gets a green, but the green is too short.” Potential Questions to Identify a Solution □ Is the intersection part of a coordinated system (that dedicates time to certain phases for progression)? □ Have the detectors been damaged? □ Is the stopping point well defined (so that vehicles will stop over the detectors)? □ Is the detection zone appropriate (e.g., large enough to detect vehicles in a wide approach, sensitive enough to detect bicycles)? □ How are the detectors being operated? Is the non-locking setting being used when needed? □ Was preemption active? □ If the intersection is part of a coordinated system, is the correct plan running? □ Are the splits appropriate and customized for the intersection? □ If the particular phase is on recall, are the detectors working properly? □ Was preemption active? □ If it is a multi-lane approach, is a lane temporarily out of service due to construction or incomplete snow plowing? □ Is the approach on a steep grade, where a slippery road could affect performance? Followed by information about monitoring and maintaining signals (e.g., responding to public service requests). NCHRP Report 812 Chapter 8. Implementation and Maintenance 59 ADVANCED SYSTEMS AND APPLICATIONS NCHRP Report 812 60 CHAPTER 9 Advanced Signal Systems NCHRP Report 812 61 Chapter 9. Advanced Signal Systems Advanced signal systems are able to make signal timing adjustments based on detection information, thus modifying operations during varying traffic flow conditions. NCHRP Report 812 • Systems Engineering • Advanced Coordination Features • Traffic Responsive Plan Selection Systems • Adaptive Signal Control Technology Systems 62 CHAPTER 10 Preferential Treatment NCHRP Report 812 63 Chapter 10. Preferential Treatment Preferential treatment is an application that can be used at signalized intersections to adjust operations in favor of particular users. NCHRP Report 812 • • • • • • • • Detection Requirements Signal Timing Strategies Strategic Recovery Data Logging Advancements Preemption Settings Priority Settings Considerations for Rail, Emergency Vehicles, Transit, and Trucks 64 Chapter 10 gives an overview of signal timing strategies (e.g., sequence change)… NCHRP Report 812 Chapter 10. Preferential Treatment 65 Followed by information about advanced preferential treatment options… NCHRP Report 812 Chapter 10. Preferential Treatment 66 Concluding with specific details about preferential treatment for rail, emergency vehicles, transit, and trucks. NCHRP Report 812 Chapter 10. Preferential Treatment 67 CHAPTER 11 Special Conditions NCHRP Report 812 68 Chapter 11. Special Conditions For special conditions, alternative signal timing may be required to maintain operations. NCHRP Report 812 • Weather Events • Traffic Incidents • Planned Special Events 69 CHAPTER 12 Oversaturated Conditions NCHRP Report 812 70 Chapter 12. Oversaturated Conditions Although the issue of oversaturation is often not resolvable solely through new signal timing, there are several mitigation strategies that can be applied to improve overall system performance and increase short-term capacity. NCHRP Report 812 • Symptoms of Oversaturation • Maximizing Intersection Throughput • Queue Management • Mitigation Strategies 71 Chapter 12 provides information about oversaturation symptoms (e.g., overflow queue, spillback, blocking, and starvation)… NCHRP Report 812 Chapter 12. Oversaturated Conditions 72 Followed by mitigation strategies, specifically for maximizing intersection throughput and queue management. NCHRP Report 812 Chapter 12. Oversaturated Conditions 73 EXAMPLE Symptoms of Oversaturation NCHRP Report 812 74 Symptoms of Oversaturation Oversaturated conditions can be identified using several common symptoms. Oversaturation can be challenging because these symptoms often occur in combination. NCHRP Report 812 • • • • • Overflow Queue Approach Spillback Storage Bay Spillback Storage Bay Blocking Mitigation Strategies for Oversaturated Conditions 75 Symptoms of Oversaturation Example Overflow Queue REFERENCE PAGES 12-2 TO 12-4 NCHRP Report 812 Section 12.1 Symptoms of Oversaturation 76 Symptoms of Oversaturation Example Approach Spillback REFERENCE PAGES 12-2 TO 12-4 NCHRP Report 812 Section 12.1 Symptoms of Oversaturation 77 Symptoms of Oversaturation Example Storage Bay Spillback REFERENCE PAGES 12-2 TO 12-4 NCHRP Report 812 Section 12.1 Symptoms of Oversaturation 78 Symptoms of Oversaturation Example Storage Bay Blocking REFERENCE PAGES 12-2 TO 12-4 NCHRP Report 812 Section 12.1 Symptoms of Oversaturation 79 Symptoms of Oversaturation Example Mitigation Strategies for Oversaturated Conditions Operational Objective Type of System Mitigation Strategy Split Reallocation Individual Intersection(s) Cycle Length Increase Operation of CloselySpaced Intersections on One Controller Phase Sequence Modification for 1 Left Turns Maximize Intersection Throughput Arterial Preemption Flushing (“Green Flush”) Alternative Timing Plan Flushing Green Extension Individual Intersection(s) Phase Re-Service Phase Truncation Simultaneous Offsets Manage Queues Negative Offsets Arterial Offsets to Prevent Queue Spillback Offsets to Prevent Starvation Network Maximize Intersection Throughput and Manage Queues REFERENCE PAGES 12-5 TO 12-21 NCHRP Report 812 Metering (Gating) Adaptive Control All Combination of Mitigation Strategies Definition Reallocating split time from under-saturated phases to oversaturated phases. Adding split time to oversaturated phases without reducing split time for minor movements, effectively increasing the cycle length. Operating two intersections using one controller, allowing close coordination. Changing the phase sequence to lead or lag left turns, increasing the bandwidth for progressing platoons. Progressing oversaturated movements by placing calls from downstream intersections to upstream intersections. Using a timing plan to increase the cycle length and give the majority of the green time to the oversaturated phases. Adding green time to a phase when a detector exceeds a defined threshold of occupancy. Serving an oversaturated phase twice during the same cycle. Termination of a green interval (despite demand) when there is minimal to no flow over a detector. Setting offset to zero between intersections, so that queues move simultaneously. Starting the green interval earlier at downstream intersections to allow the downstream queue to dissipate before upstream vehicles arrive. Choosing offsets that allow the downstream queue to clear before the upstream vehicles reach the end of the downstream queue. Choosing offsets that ensure the first released vehicle at the upstream intersection joins the discharging queue as it begins to move. Impeding traffic at appropriate upstream points to prevent traffic flow from reaching critical levels at downstream intersections. Applying detection data and adaptive signal control algorithms to adjust signal timing. Combining mitigation strategies and/or using them in sequence throughout the oversaturated period. Section 12.3 Mitigation Strategies for Oversaturated Conditions 80 GLOSSARY 180+ Terms Defined NCHRP Report 812 81