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COMPLIANCE AND REGULATORY
CONTROL
Conduct a patrol for compliance or
enforcement
level:
2
credit:
2
planned review date:
February 2010
sub-field:
Compliance and Law Enforcement
purpose:
This unit standard is for people who work, or intend to work,
as compliance or enforcement patrollers. People credited
with this unit standard are able to conduct a patrol for
compliance or enforcement, and report on the patrol.
entry information:
Open.
accreditation option:
Evaluation of documentation by NZQA and industry.
moderation option:
A centrally established and directed national moderation
system has been set up by The Skills Organisation.
special notes:
1
Assessment will be in relation to those laws,
regulations, bylaws, activities, procedures, and policies
defined by the compliance and/or regulatory
organisation relevant to the performance context.
2
Organisational requirements refer to instructions to staff
on policy and procedures, which are documented in
memo or manual format and are available in the
workplace. These include the application of legislation.
 New Zealand Qualifications Authority 2016
4228 version 5
28-Jun-16
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COMPLIANCE AND REGULATORY
CONTROL
Conduct a patrol for compliance or
enforcement
Elements and Performance Criteria
element 1
Conduct a patrol for compliance or enforcement.
performance criteria
1.1
Pre-departure checks are completed in accordance with organisational
requirements.
1.2
Compliance and enforcement documentation and equipment are attended to in
accordance with organisational requirements.
1.3
Patrol partner or partners is or are identified.
1.4
Route travelled is within operating and safety guidelines.
1.5
Patrol area boundaries are identified.
1.6
Decisions to vary patrol route are based on information received, incidents
observed, or purpose of patrol.
1.7
Indicators of non-compliance are identified.
1.8
Incidents of non-compliance are identified.
1.9
Observations are recorded in accordance with organisational requirements.
1.10
Response to situations requiring intervention is in accordance with
organisational requirements.
 New Zealand Qualifications Authority 2016
4228 version 5
28-Jun-16
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COMPLIANCE AND REGULATORY
CONTROL
Conduct a patrol for compliance or
enforcement
element 2
Report on the patrol.
performance criteria
2.1
Report completed is in accordance with organisational requirements.
Range:
summary of observations, action taken, conditions experienced,
any matters to be addressed in the next patrol.
Comments on this unit standard
Please contact The Skills Organisation info@skills.org.nz if you wish to suggest changes
to the content of this unit standard.
Please Note
Providers must be accredited by the Qualifications Authority or a delegated interinstitutional body before they can register credits from assessment against unit standards
or deliver courses of study leading to that assessment.
Industry Training Organisations must be accredited by the Qualifications Authority before
they can register credits from assessment against unit standards.
Accredited providers and Industry Training Organisations assessing against unit standards
must engage with the moderation system that applies to those standards.
Accreditation requirements and an outline of the moderation system that applies to this
standard are outlined in the Accreditation and Moderation Action Plan (AMAP). The
AMAP also includes useful information about special requirements for providers wishing to
develop education and training programmes, such as minimum qualifications for tutors and
assessors, and special resource requirements.
This unit standard is covered by AMAP 0046 which can be accessed at
http://www.nzqa.govt.nz/site/framework/search.html.
 New Zealand Qualifications Authority 2016