University of Houston System
Bond Proceeds and Debt Service Funds
First Quarter Report
FY 2013
September, 2012 – November, 2012
Investment questions should be directed to:
Raymond S. Bartlett, Treasurer
Phone: 713-743-8781
Fax: 713-743-8795
rbartlett@uh.edu
Mail Code: TREAS 2009
Building: Ezekiel W. Cullen Building, Room 2
P.O. Box 988
Houston, Texas 77001-0988
University of Houston System
Summary Statement of Bond Proceeds and Debt Service Funds
Quarter Ended November 30, 2012
Bond Proceeds Project Funds
Market Value
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
9,398,477
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
12,202,245
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
4,937,725
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
1,605,603
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
10,181,844
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
1,221
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
176,374,302
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
16,280,403
Commercial Paper Notes, Series A Proceeds Account
18,839,132
Total Bond Proceeds Project Funds
$
249,820,951
Debt Service Funds
Consolidated Revenue Refunding Bonds, Series 2003 Debt Service Fund
0
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Svs Fund
-
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
2
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
1
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
5
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
1
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
3,087,570
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Total Debt Service Funds
Total All Bond Proceeds & Debt Service Funds
Page 2
$
3,087,579
$
252,908,530
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
Page 3
9,394,733
3,744
-
$
$
$
9,398,477
95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
123,104,595
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
9,398,477
0
9,398,477
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
9,398,477
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 4
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH
Science Labs Renovation
UH
North End Zone Facility
UH
East Parking Garage (tranche 2)
UH
Bayou Oaks
UHCL Arbor Renovation
4,861
-
$
12,202,245
$
57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
111,612,879
$
Page 5
12,197,384
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
12,202,245
0
12,202,245
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
12,202,245
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 6
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Undergraduate Housing
Page 7
4,935,758
1,967
-
$
4,937,725
$
$
50,000,000
50,000,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
4,937,725
0
4,937,725
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
4,937,725
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 8
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Page 9
1,604,964
640
-
$
1,605,603
$
$
8,960,560
8,960,560
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,605,603
0
1,605,603
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
1,605,603
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 10
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
4,056
-
$
10,181,844
$
19,753,644
1,551,359
31,200,998
8,255,338
60,761,339
$
Page 11
10,177,788
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
10,181,844
0
10,181,844
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
10,181,844
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 12
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
1
$
1,221
$
6,246,356
488,081
5,799,002
2,044,662
14,578,101
$
Page 13
1,220
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,221
0
1,221
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
1,221
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 14
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A & B Taxable)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
176,304,045
70,257
-
$
176,374,302
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 15
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
176,374,302
0
176,374,302
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
176,374,302
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 16
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - University Center Phrase 1 & 2
16,273,918
6,485
-
$
16,280,403
$16,261,187
$16,261,187
Page 17
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
16,280,403
0
16,280,403
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
16,280,403
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 18
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - University Business Park
UH - ERP - General Site Improvement
UH - ERP - Building 4
UH - ERP - Building 9A
UH - 4902 Gulf Freeway
UH - 4902 Gulf Freeway Building 19
UH - 5000 Gulf Freeway Building 1B/C
UH - 5000 Gulf Freeway Building 4
UH - 5000 Gulf Freeway Building 7
UH - 5000 Gulf Freeway Building 14B Suite 400
UH - 5000 Gulf Freeway Building 14B Suite 100
UH - 5000 Gulf Freeway Building 15
UH - Moody Towers Renovations
UH - West Dining Hall
UH - Quadrangle Renovations
UH - Radio Station License
UH - Cougar Place Replacement
UH - Cougar Village II
UH - ERP Building 5
UH - ERP Building 8
UH - ERP Building 19
UH - Blaffer Gallery Renovation
UH - Football Stadium
UHV - Hotel/RH
UHV - Sophomore Housing
UHS - Fees
Page 19
18,831,627
7,504
-
$
18,839,132
$
27,000,000
2,000,000
1,000,000
5,190,649
1,800,000
631,001
7,445,341
4,208,864
694,442
247,447
505,000
615,000
3,916,936
5,000,000
1,839,571
9,705,000
3,500,000
850,000
2,282,184
325,000
250,000
661,160
4,991,000
7,000,000
250,000
353,404
92,262,000
$
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
18,839,132
0
18,839,132
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
18,839,132
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 20
University of Houston System
Consolidated Revenue Refunding Bonds, Series 2003 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Page 21
-
$
0
0
University of Houston System
Consolidated Revenue Refunding Bonds, Series 2003 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 22
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
3,097
(3,097)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - Offset costs of recovery from Tropical Storm Allison at UH
Total Bond Issue
Page 23
-
-
$
$
25,000,000
25,000,000
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 24
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
-
0
Ending Investment Assets - November 30, 2012
$
0
Major Projects Funded:
UH - Construction of a parking garage (with retail/student service space)
Total Bond Issue
$
$
25,800,000
25,800,000
Page 25
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 26
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UHD Construct an academic building and parking structure
Page 27
-
2
$
2
$
$
35,140,000
35,140,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
2
0
2
Total Investments
$
2
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 28
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
Page 29
-
$
$
$
0
0
95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
123,104,595
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 30
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH
Science Labs Renovation
UH
North End Zone Facility
UH
East Parking Garage (tranche 2)
UH
Bayou Oaks
UHCL Arbor Renovation
-
0
$
0
$
57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
111,612,879
$
Page 31
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 32
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Undergraduate Housing
Page 33
-
1
$
1
$
$
50,000,000
50,000,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
1
0
1
Total Investments
$
1
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 34
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Page 35
-
0
$
0
$
$
8,960,560
8,960,560
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 36
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
2
$
5
$
19,753,644
1,551,359
31,200,998
8,255,338
60,761,339
$
Page 37
3
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
5
0
5
Total Investments
$
5
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 38
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
0
$
1
$
6,246,356
488,081
5,799,002
2,044,662
14,578,101
$
Page 39
1
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
1
0
1
Total Investments
$
1
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 40
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A & B Taxable)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
3,087,552
-
$
19
3,087,570
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 41
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
3,087,570
0
3,087,570
Total Investments
$
3,087,570
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 42
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2012
Market Value
Beginning Investment Assets - September 1, 2012
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2012
Major Projects Funded:
UH - University Center Phrase 1 & 2
-
$
-
$16,261,187
$16,261,187
Page 43
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Summary of Investments
At November 30, 2012
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
0.0%
Total Rate of Return (quarter ending 11/30/12)
Page 44