University of Houston System
Bond Proceeds and Debt Service Funds
First Quarter Report
FY 2015
September, 2014 – November, 2014
Investment questions should be directed to:
Raymond S. Bartlett, Treasurer
Phone: 713-743-8781
Fax: 713-743-8795
rbartlett@uh.edu
Mail Code: TREAS 2009
Building: Ezekiel W. Cullen Building, Room 2
P.O. Box 988
Houston, Texas 77001-0988
University of Houston System
Summary Statement of Bond Proceeds and Debt Service Funds
As of November 30, 2014
Bond Proceeds Project Funds
Market Value
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
4,306,185
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
12,057,808
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
1,582,982
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
1,607,308
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
5,670,832
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
1,221
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
11,202,181
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
1,568,229
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
2,559,859
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
39,758,790
Commercial Paper Notes, Series A Proceeds Account
30,985,724
Total Bond Proceeds Project Funds
$
111,301,119
Debt Service Funds
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Svs Fund
1
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
0
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Total Debt Service Funds
Total All Bond Proceeds & Debt Service Funds
Page 2
$
1
$
111,301,120
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
$
$
$
$
$
$
Page 3
5,027,223
367
(721,405)
4,306,185
95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
123,104,595
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
4,306,185
0
4,306,185
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
4,306,185
0.0%
Page 4
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH
Science Labs Renovation
UH
North End Zone Facility
UH
East Parking Garage (tranche 2)
UH
Bayou Oaks
UHCL Arbor Renovation
$
12,056,921
$
887
$
12,057,808
$
57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
111,612,879
$
Page 5
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
12,057,808
0
12,057,808
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
12,057,808
0.0%
Page 6
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Undergraduate Housing
Page 7
$
4,942,607
$
$
327
(3,359,951)
$
1,582,982
$
$
50,000,000
50,000,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,582,982
0
1,582,982
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,582,982
0.0%
Page 8
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Page 9
$
1,607,190
$
118
$
1,607,308
$
$
8,960,560
8,960,560
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,607,308
0
1,607,308
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,607,308
0.0%
Page 10
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
417
$
5,670,832
$
19,753,644
1,551,359
31,200,998
8,255,338
60,761,339
$
Page 11
5,670,415
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
5,670,832
0
5,670,832
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
5,670,832
0.0%
Page 12
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
$
1,221
$
6,246,356
488,081
5,799,002
2,044,662
14,578,101
$
Page 13
1,221
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,221
0
1,221
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,221
0.0%
Page 14
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
$
18,439,868
$
$
1,283
(7,238,971)
$
11,202,181
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 15
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
11,202,181
0
11,202,181
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
11,202,181
0.0%
Page 16
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH - University Center Phrase 1 & 2
$
$
$
$
2,517,297
176
(949,244)
1,568,229
$16,261,187
$16,261,187
Page 17
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,568,229
0
1,568,229
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,568,229
0.0%
Page 18
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
5,081,711
348
(2,522,201)
Ending Investment Assets - November 30, 2014
$
2,559,859
Major Projects Funded:
UHD - faculty & staff parking garage
UHV - land acquisition (prior Casa del Rio & Arlington Apts.)
Partial refunding series 2003, 2005, and 2006
Refund commercial paper
Total
$
$
$
$
$
6,035,000
3,965,000
30,110,000
10,045,000
50,155,000
Page 19
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
2,559,859
0
2,559,859
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
2,559,859
0.0%
Page 20
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
41,424,087
3,031
(1,668,328)
Ending Investment Assets - November 30, 2014
$
39,758,790
Major Projects Funded:
UH - football stadium
UH - Mulitdisciplinary Research & Engineering building
UHV - taxable portion of land acquisition (see 2013A for property details)
Refund commercial paper - taxable portion
Total
$
$
$
$
$
58,705,000
40,945,000
1,220,000
1,550,000
102,420,000
Page 21
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
39,758,790
0
39,758,790
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
39,758,790
0.0%
Page 22
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 23
29,444,990
12,420,000
2,639
(10,881,905)
$
30,985,724
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
30,985,724
0
30,985,724
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
30,985,724
0.0%
Page 24
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 25
$
1
574
(574)
1
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
1
0
1
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1
0.0%
Page 26
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 27
-
$
-
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 28
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 29
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 30
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 31
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 32
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 33
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 34
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 35
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 36
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 37
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 38
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 39
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 40
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 41
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 42
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 43
0
-
$
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0
0.0%
Page 44
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 45
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 46
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 47
0
-
$
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0
0.0%
Page 48
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 49
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 50