University of Houston System
Investment Report
Fourth Quarter Report
FY 2014
June, 2014 – August, 2014
Investment questions should be directed to:
Raymond S. Bartlett, Treasurer
Phone: 713-743-8781
Fax: 713-743-8795
rbartlett@uh.edu
Mail Code: TREAS 2009
Building: Ezekiel W. Cullen Building, Room 2
P.O. Box 988
Houston, Texas 77001-0988
University of Houston System
Investment Report
Contents
Page
Summary
3
University of Houston System
Endowment Fund ………………………………………………………………………….
Consolidated Non-Endowed Pooled Funds ………………………………………………
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund ………….
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund …………
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund ……………...
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund ………..
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund ……….
Commercial Paper Notes, Series A Proceeds Account …………….……………………
Cash Sweep Account ………………………………………………………………………
4
6
8
10
12
14
16
18
20
22
24
26
28
30
University of Houston – System Administration
Non-Endowed Pooled Funds …………………………………………………………..…
32
University of Houston
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Consolidated Revenue Bonds, Series 2005 Debt Service Fund ……………………...…
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund ……….
34
36
38
40
42
44
46
48
50
52
54
56
58
University of Houston – Clear Lake
Non-Endowed Pooled Funds …………….…………….…………………………………
60
University of Houston – Downtown
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund …………
62
64
University of Houston – Victoria
Non-Endowed Pooled Funds …………………………………………………………..…
66
University of Houston System
Summary Statement of Invested Funds and Bank Deposits
as of August 31, 2014
Market Value
Endowment Fund
$
626,741,185
Non-Endowed Funds
Invesco Prime Money Market Fund - UH (liquid asset)
$
Invesco Prime Money Market Fund - UH
67,205,526
112,671,873
Invesco Prime Money Market Fund - UH Clear Lake
13,568,148
Invesco Prime Money Market Fund - UH Downtown
19,773,676
Invesco Prime Money Market Fund - UH Victoria
2,690,489
Invesco Prime Money Market Fund - UH System Adm.
10,435,270
BOA U.S. Treasury Sweep
19,672,130
Funds on Deposit at Banks
2,068,718
Funds on Deposit at State Treasury
19,788,590
Enhanced Cash Account - System-wide Pool
216,095,191
Total Non-Endowed Funds
483,969,611
Bond Proceeds Project Funds
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
5,027,223
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
12,056,921
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
4,942,607
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
1,607,190
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
5,670,415
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
1,221
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
18,439,868
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
2,517,297
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
5,081,711
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
41,424,087
Commercial Paper Notes, Series A Proceeds Account
29,444,990
Total Bond Proceeds Project Funds
126,213,530
Debt Service Funds
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Svs Fund
1
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
0
-
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
0
-
Total Debt Service Funds
1
Total Invested Funds and Bank Deposits
$
Page 3
1,236,924,328
University of Houston System Endowment Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
2,212,515
1,554,997
(1,559,227)
5,909,433
9,340,560
$
Ending Investment Assets - August 31, 2014
Page 4
609,282,907
626,741,185
University of Houston System Endowment Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
21,590,178
1,613,337
0
23,203,516
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
6,216,577
505,262
6,721,839
Foreign Government Obligations
Dollar Denominated
Municipal and County Bonds
Corporate Bonds
Mutual Funds
Other (asset backed securities, etc.)
Total Debt Securities
9,948,767
25,471,892
4,289,600
69,635,614
Equity Securities
Common Stock and Other Equities
Preferred Stock
Index Funds
Mutual Funds
Other - Alternative Investments
Total Equity Securities
108,524,375
62,476,723
343,842,785
514,843,883
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other (asset backed securities, etc.)
Total Short Term Securities
6,627,881
649,224
0
134
7,277,240
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
37,751,983
37,751,983
Land
98,292
Total Investments
Net Receivables (Payables)
629,607,012
(2,865,827)
Total Assets
626,741,185
Total Rate of Return (quarter ending 08/31/14)
2.5%
Page 5
University of Houston System
Consolidated Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
621,886
(30,021)
(385,624)
$
Ending Investment Assets - August 31, 2014
Page 6
215,888,950
216,095,191
University of Houston System
Consolidated Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other – TLGP securities
Total US governmental Obligations
$
135,522,249
135,522,249
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
16,221,581
0
16,221,581
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
6,925,605
52,048,152
210,717,587
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
-
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
2,196,078
482,619
2,678,697
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
4,252,889
4,252,889
Total Investments
Net Receivables (Payables)
$
217,649,174
(1,553,983)
Total Assets
$
216,095,191
Total Rate of Return (quarter ending 08/31/14)
0.1%
Page 7
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
552
(2,550,659)
$
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
$
$
Page 8
7,577,330
5,027,223
95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
123,104,595
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
5,027,223
0
5,027,223
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
5,027,223
0.0%
Page 9
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
3,766,731
(3,766,731)
$
Ending Investment Assets - August 31, 2014
Page 10
0
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 11
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH
Science Labs Renovation
UH
North End Zone Facility
UH
East Parking Garage (tranche 2)
UH
Bayou Oaks
UHCL Arbor Renovation
964
$
12,056,921
$
57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
111,612,879
$
Page 12
12,055,957
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
12,056,921
0
12,056,921
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
12,056,921
0.0%
Page 13
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
2,133,175
(2,133,175)
$
Ending Investment Assets - August 31, 2014
Page 14
0
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 15
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1,599
(2,626,754)
$
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
21,065,023
18,439,868
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 16
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
18,439,868
0
18,439,868
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
18,439,868
0.0%
Page 17
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
6,144,500
(6,144,500)
$
Ending Investment Assets - August 31, 2014
Page 18
0
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0
0.0%
Page 19
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
5,863,344
452
(782,084)
Ending Investment Assets - August 31, 2014
$
5,081,711
Major Projects Funded:
UHD - faculty & staff parking garage
UHV - land acquisition (prior Casa del Rio & Arlington Apts.)
Partial refunding series 2003, 2005, and 2006
Refund commercial paper
Total
$
$
$
$
$
6,035,000
3,965,000
30,110,000
10,045,000
50,155,000
Page 20
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
5,081,711
0
5,081,711
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
5,081,711
0.0%
Page 21
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1,095,328
(1,095,328)
$
Ending Investment Assets - August 31, 2014
Page 22
0
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0
0.0%
Page 23
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
49,511,711
3,792
(8,091,416)
Ending Investment Assets - August 31, 2014
$
41,424,087
Major Projects Funded:
UH - football stadium
UH - Mulitdisciplinary Research & Engineering building
UHV - taxable portion of land acquisition (see 2013A for property details)
Refund commercial paper - taxable portion
Total
$
$
$
$
$
58,705,000
40,945,000
1,220,000
1,550,000
102,420,000
Page 24
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
41,424,087
0
41,424,087
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
41,424,087
0.0%
Page 25
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1,769,487
(2,030,554)
$
Ending Investment Assets - August 31, 2014
Page 26
261,067
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 27
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
12,750,000
2,826
(8,727,123)
$
Ending Investment Assets - August 31, 2014
Page 28
25,419,287
29,444,990
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
29,444,990
0
29,444,990
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
29,444,990
0.0%
Page 29
University of Houston System
UH System Cash Sweep Account
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Net Change
Investment Income
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
(5,640,121)
548
$
Ending Investment Assets - August 31, 2014
Page 30
25,311,703
19,672,130
University of Houston System
UH System Cash Sweep Account
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
19,672,130
0
19,672,130
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
19,672,130
0.0%
Page 31
University of Houston System Administration
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
27,000,000
255
(24,000,870)
$
Ending Investment Assets - August 31, 2014
Page 32
7,435,885
10,435,270
University of Houston System Administration
Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
10,435,270
0
10,435,270
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
10,435,270
0.0%
Page 33
University of Houston
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
144,000,000
11,714
(137,004,030)
$
Ending Investment Assets - August 31, 2014
Page 34
172,869,715
179,877,399
University of Houston
Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
179,877,399
0
179,877,399
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
179,877,399
0.0%
Page 35
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1
325,828
(325,828)
1
Ending Investment Assets - August 31, 2014
Page 36
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
1
0
1
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
1
0.0%
Page 37
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
24,599
(24,600)
$
Ending Investment Assets - August 31, 2014
Page 38
1
-
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 39
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH Undergraduate Housing
Page 40
4,942,212
395
$
4,942,607
$
$
50,000,000
50,000,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
4,942,607
0
4,942,607
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
4,942,607
0.0%
Page 41
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1,343,553
(1,343,559)
$
Ending Investment Assets - August 31, 2014
Page 42
6
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 43
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Page 44
1,607,062
128
$
1,607,190
$
$
8,960,560
8,960,560
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,607,190
0
1,607,190
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
1,607,190
0.0%
Page 45
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
576,021
(576,023)
$
Ending Investment Assets - August 31, 2014
Page 46
1
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 47
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
453
$
5,670,415
$
19,753,644
1,551,359
31,200,998
8,255,338
60,761,339
$
Page 48
5,669,962
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
5,670,415
0
5,670,415
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
5,670,415
0.0%
Page 49
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
2,240,478
(2,240,480)
$
Ending Investment Assets - August 31, 2014
Page 50
2
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 51
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
$
1,221
$
6,246,356
488,081
5,799,002
2,044,662
14,578,101
$
Page 52
1,221
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,221
0
1,221
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
1,221
0.0%
Page 53
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
150,996
(151,000)
$
Ending Investment Assets - August 31, 2014
Page 54
4
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 55
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
234
(665,763)
$
Ending Investment Assets - August 31, 2014
Major Projects Funded:
UH - University Center Phrase 1 & 2
3,182,826
2,517,297
$16,261,187
$16,261,187
Page 56
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
2,517,297
0
2,517,297
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
2,517,297
0.0%
Page 57
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
407,931
(407,931)
$
Ending Investment Assets - August 31, 2014
Page 58
0
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 59
University of Houston Clear Lake
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
16,000,000
243
(17,001,034)
$
Ending Investment Assets - August 31, 2014
Page 60
14,568,940
13,568,148
University of Houston Clear Lake
Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
13,568,148
0
13,568,148
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
13,568,148
0.0%
Page 61
University of Houston Downtown
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
12,000,000
392
(13,001,084)
$
Ending Investment Assets - August 31, 2014
Page 62
20,774,368
19,773,676
University of Houston Downtown
Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
19,773,676
0
19,773,676
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
19,773,676
0.0%
Page 63
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
1,560,224
(1,560,231)
$
Ending Investment Assets - August 31, 2014
Page 64
8
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
0.0%
Page 65
University of Houston Victoria
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended August 31, 2014
Market Value
Beginning Investment Assets - June 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
7,000,000
39
(6,800,665)
$
Ending Investment Assets - August 31, 2014
Page 66
2,491,115
2,690,489
University of Houston Victoria
Non-Endowed Pooled Funds
Summary of Investments
At August 31, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
2,690,489
0
2,690,489
Total Investments
$
Total Rate of Return (quarter ending 08/31/14)
2,690,489
0.0%
Page 67