University of Houston System
Investment Report
First Quarter Report
FY 2015
September, 2014 – November, 2014
Investment questions should be directed to:
Raymond S. Bartlett, Treasurer
Phone: 713-743-8781
Fax: 713-743-8795
rbartlett@uh.edu
Mail Code: TREAS 2009
Building: Ezekiel W. Cullen Building, Room 2
P.O. Box 988
Houston, Texas 77001-0988
University of Houston System
Investment Report
Contents
Page
Summary
3
University of Houston System
Endowment Fund ………………………………………………………………………….
Consolidated Non-Endowed Pooled Funds ………………………………………………
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund ………….
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund ………………..
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund …………
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund ……………...
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund ………..
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund ……….
Commercial Paper Notes, Series A Proceeds Account …………….……………………
Cash Sweep Account ………………………………………………………………………
4
6
8
10
12
14
16
18
20
22
24
26
28
30
University of Houston – System Administration
Non-Endowed Pooled Funds …………………………………………………………..…
32
University of Houston
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Consolidated Revenue Bonds, Series 2005 Debt Service Fund ……………………...…
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund ……….
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund ……………..
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund ……….
34
36
38
40
42
44
46
48
50
52
54
56
58
University of Houston – Clear Lake
Non-Endowed Pooled Funds …………….…………….…………………………………
60
University of Houston – Downtown
Non-Endowed Pooled Funds …………………………………………………………..…
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund …………
62
64
University of Houston – Victoria
Non-Endowed Pooled Funds …………………………………………………………..…
66
University of Houston System
Summary Statement of Invested Funds and Bank Deposits
As of November 30, 2014
Market Value
Endowment Fund
$
616,641,016
Non-Endowed Funds
Invesco Prime Money Market Fund - UH (liquid asset)
$
67,215,472
Invesco Prime Money Market Fund - UH
91,672,155
Invesco Prime Money Market Fund - UH Clear Lake
12,567,726
Invesco Prime Money Market Fund - UH Downtown
23,773,619
Invesco Prime Money Market Fund - UH Victoria
2,389,945
Invesco Prime Money Market Fund - UH System Adm.
5,434,687
BOA U.S. Treasury Sweep
20,205,998
Funds on Deposit at Banks
714,559
Funds on Deposit at State Treasury
38,756,107
Enhanced Cash Account - System-wide Pool
217,212,404
Total Non-Endowed Funds
479,942,672
Bond Proceeds Project Funds
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
4,306,185
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
12,057,808
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
1,582,982
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
1,607,308
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
5,670,832
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
1,221
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
11,202,181
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
1,568,229
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
2,559,859
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
39,758,790
Commercial Paper Notes, Series A Proceeds Account
30,985,724
Total Bond Proceeds Project Funds
111,301,119
Debt Service Funds
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Svs Fund
1
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
-
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
0
-
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
0
-
Total Debt Service Funds
1
Total Invested Funds and Bank Deposits
$
Page 3
1,207,884,808
University of Houston System Endowment Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - September 1, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 4
626,741,185
2,002,657
1,455,798
(583,577)
3,245,272
(16,220,319)
$
616,641,016
University of Houston System Endowment Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
22,385,243
1,561,074
0
23,946,318
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
6,178,310
506,175
6,684,485
Foreign Government Obligations
Dollar Denominated
Municipal and County Bonds
Corporate Bonds
Mutual Funds
Other (asset backed securities, etc.)
Total Debt Securities
10,290,664
34,995,503
4,714,194
80,631,163
Equity Securities
Common Stock and Other Equities
Preferred Stock
Index Funds
Mutual Funds
Other - Alternative Investments
Total Equity Securities
111,757,633
58,048,384
333,730,781
503,536,798
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other (asset backed securities, etc.)
Total Short Term Securities
6,236,958
0
337,798
0
6,574,756
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
28,283,602
28,283,602
Land
98,292
Total Investments
Net Receivables (Payables)
619,124,611
(2,483,595)
Total Assets
616,641,016
Total Rate of Return (quarter ending 11/30/14)
-1.9%
Page 5
University of Houston System
Consolidated Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Begginning Investment Assets August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Invesement Assest November 30, 2014
Page 6
$
$
$
$
$
$
$
216,095,191
682,310
(27,119)
462,022
217,212,404
University of Houston System
Consolidated Non-Endowed Pooled Funds
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other – TLGP securities
Total US governmental Obligations
$
130,605,828
130,605,828
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
17,013,282
0
17,013,282
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
4,960,694
57,071,767
209,651,572
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
-
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
4,014,090
2,002,964
482,109
6,499,163
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
5,837,763
5,837,763
Total Investments
Net Receivables (Payables)
$
221,988,498
(4,776,094)
Total Assets
$
217,212,404
Total Rate of Return (quarter ending 11/30/14)
0.5%
Page 7
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Calhoun Lofts
UH East Parking Garage (tranche 1)
UH MacGregor Park
UHV Allied Health & Regional Economic Development Building
UHS Sugar Land Building
$
$
$
$
$
$
Page 8
5,027,223
367
(721,405)
4,306,185
95,058,621
9,000,000
(163,581)
8,519,400
10,690,155
123,104,595
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
4,306,185
0
4,306,185
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
4,306,185
0.0%
Page 9
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 10
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2008 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 11
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH
Science Labs Renovation
UH
North End Zone Facility
UH
East Parking Garage (tranche 2)
UH
Bayou Oaks
UHCL Arbor Renovation
$
12,056,921
$
887
$
12,057,808
$
57,600,000
15,700,000
9,000,000
18,708,071
10,604,808
111,612,879
$
Page 12
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
12,057,808
0
12,057,808
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
12,057,808
0.0%
Page 13
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 14
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 15
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH - UC Phase 1 & 2 (2011A)
UH - Cougar Place Replacement (2011A)
UH - Cougar Village 2 (2011A)
UH - Parking Garage 1A (2011A)
UHV - Residential Housing (2011A)
$
18,439,868
$
$
1,283
(7,238,971)
$
11,202,181
$58,312,063
45,000,000
49,150,000
20,000,000
10,450,000
$182,912,063
Page 16
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
11,202,181
0
11,202,181
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
11,202,181
0.0%
Page 17
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 18
0
-
$
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011A Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0
0.0%
Page 19
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
5,081,711
348
(2,522,201)
Ending Investment Assets - November 30, 2014
$
2,559,859
Major Projects Funded:
UHD - faculty & staff parking garage
UHV - land acquisition (prior Casa del Rio & Arlington Apts.)
Partial refunding series 2003, 2005, and 2006
Refund commercial paper
Total
$
$
$
$
$
6,035,000
3,965,000
30,110,000
10,045,000
50,155,000
Page 20
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
2,559,859
0
2,559,859
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
2,559,859
0.0%
Page 21
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 22
0
-
$
0
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013A Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0
0.0%
Page 23
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
41,424,087
3,031
(1,668,328)
Ending Investment Assets - November 30, 2014
$
39,758,790
Major Projects Funded:
UH - football stadium
UH - Mulitdisciplinary Research & Engineering building
UHV - taxable portion of land acquisition (see 2013A for property details)
Refund commercial paper - taxable portion
Total
$
$
$
$
$
58,705,000
40,945,000
1,220,000
1,550,000
102,420,000
Page 24
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
39,758,790
0
39,758,790
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
39,758,790
0.0%
Page 25
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 26
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2013B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 27
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 28
29,444,990
12,420,000
2,639
(10,881,905)
$
30,985,724
University of Houston System
Commercial Paper Notes, Series A Proceeds Account
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
30,985,724
0
30,985,724
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
30,985,724
0.0%
Page 29
University of Houston System
UH System Cash Sweep Account
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Net Change
Investment Income
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 30
19,672,130
533,321
547
$
20,205,998
University of Houston System
UH System Cash Sweep Account
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
20,205,998
0
20,205,998
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
20,205,998
0.0%
Page 31
University of Houston System Administration
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 32
$
10,435,270
$
$
$
21,000,000
349
(26,000,931)
$
5,434,687
University of Houston System Administration
Non-Endowed Pooled Funds
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
5,434,687
0
5,434,687
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
5,434,687
0.0%
Page 33
University of Houston
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 34
$
179,877,399
$
$
$
83,000,000
13,887
(104,003,658)
$
158,887,628
University of Houston
Non-Endowed Pooled Funds
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
158,887,628
0
158,887,628
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
158,887,628
0.0%
Page 35
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 36
$
1
574
(574)
1
University of Houston System
Consolidated Revenue Variable Rate Demand Bonds, Series 2004 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
1
0
1
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1
0.0%
Page 37
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 38
-
$
-
University of Houston System
Consolidated Revenue Bonds, Series 2005 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 39
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Undergraduate Housing
Page 40
$
4,942,607
$
$
327
(3,359,951)
$
1,582,982
$
$
50,000,000
50,000,000
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,582,982
0
1,582,982
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,582,982
0.0%
Page 41
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 42
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2009A Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 43
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Moody Towers - Dining Hall (Taxable)
Page 44
$
1,607,190
$
118
$
1,607,308
$
$
8,960,560
8,960,560
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,607,308
0
1,607,308
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,607,308
0.0%
Page 45
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 46
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010A Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 47
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
417
$
5,670,832
$
19,753,644
1,551,359
31,200,998
8,255,338
60,761,339
$
Page 48
5,670,415
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
5,670,832
0
5,670,832
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
5,670,832
0.0%
Page 49
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 50
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 51
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH Classroom / Business Building
UH Moody Towers - Dining Hall
UH Science Building
UH Stadium Garage 1
-
$
1,221
$
6,246,356
488,081
5,799,002
2,044,662
14,578,101
$
Page 52
1,221
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,221
0
1,221
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,221
0.0%
Page 53
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 54
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2010C Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 55
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Major Projects Funded:
UH - University Center Phrase 1 & 2
$
$
$
$
2,517,297
176
(949,244)
1,568,229
$16,261,187
$16,261,187
Page 56
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Project Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
1,568,229
0
1,568,229
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
1,568,229
0.0%
Page 57
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 58
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2011B Debt Service Fund
Summary of Investments
At November 30, 2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 59
University of Houston Clear Lake
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 60
$
13,568,148
$
$
$
10,000,000
667
(11,001,089)
$
12,567,726
University of Houston Clear Lake
Non-Endowed Pooled Funds
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
12,567,726
0
12,567,726
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
12,567,726
0.0%
Page 61
University of Houston Downtown
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 62
$
19,773,676
$
$
$
19,000,000
1,032
(15,001,089)
$
23,773,619
University of Houston Downtown
Non-Endowed Pooled Funds
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other - Municipal and County Bonds
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
23,773,619
0
23,773,619
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
23,773,619
0.0%
Page 63
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Ending Investment Assets - August 31,2014
$
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 64
-
$
-
University of Houston System
Consolidated Revenue & Refunding Bonds, Series 2006 Debt Service Fund
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other- Fixed Rate Repurchase Agreement
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
0
0
0
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
0.0%
Page 65
University of Houston Victoria
Non-Endowed Pooled Funds
Statement of Changes in Investment Assets
Quarter Ended November 30, 2014
Market Value
Beginning Investment Assets - August 31, 2014
Receipts/Contributions
Investment Income
Distributions
Net Realized Gains (Losses)
Changes in Net Unrealized Appreciation (Depreciation)
Ending Investment Assets - November 30, 2014
Page 66
$
2,690,489
$
$
$
3,000,000
130
(3,300,674)
$
2,389,945
University of Houston Victoria
Non-Endowed Pooled Funds
Summary of Investments
At November 30,2014
Market Value
Long Term Securities
Debt Securities
US Government Obligations
Direct Treasuries
Guaranteed Mortgage Backed
Guaranteed Other
Total US governmental Obligations
0
0
0
0
US Government Agencies (Non- Gtd.)
Mortgage Backed
Other
Total US Gov't Agencies (Non- Gtd.)
0
0
0
Foreign Government Obligations
Municipal and County Bonds
Corporate Bonds
Other
Total Debt Securities
0
0
0
0
0
Equity Securities
Common Stock and Other Equities
Index Funds
Mutual Funds
Other - Partnerships
Total Equity Securities
0
0
0
0
0
Short Term Securities
US Government (Direct & Guaranteed)
US Government Agencies (Non-Gtd.)
Corporate Bonds
TexPool
Other
Total Short Term Securities
0
0
0
0
0
0
Cash and Cash Equivalents
Cash Held at State Treasury
Money Markets
Commercial Paper
Total Cash and Cash Equivalents
0
2,389,945
0
2,389,945
Total Investments
$
Total Rate of Return (quarter ending 11/30/14)
2,389,945
0.0%
Page 67