The Health Literacy of Parents in the US: A Nationally Representative Study Benard P. Dreyer, MD H. Shonna Yin, MD, MS Matthew Johnson, PhD Alan L. Mendelsohn, MD Mary Ann Abrams, MD, MPH Lee M. Sanders, MD AcademyHealth Conference June 27, 2009 1 Disclosure The authors have no relevant financial relationships to disclose or conflicts of interest to resolve 2 2003 NAAL & Health Literacy • NAAL = National Assessment of Adult Literacy • Assessment of English literacy skills of US adults (>16y) – Periodically performed by NCES – Prior to 2003, last survey in 1992 • 2003 NAAL – First large scale national assessment of adult health literacy – Ability to read, understand, and apply health-related information 3 NAAL Health Literacy Assessment • Health literacy assessment – 28 health literacy tasks – “Functional” skills assessed • Everyday print materials given in original form or reproduced in assessment booklets 4 Health Literacy Assessment • Tasks classified into three types – Prose (12 items) • Search, comprehend, and use continuous texts – Document (12 items) • Search, comprehend, and use non-continuous texts in various formats – Quantitative (4 items) • Identify and perform computations, either alone or sequentially, using numbers embedded in printed materials • Performance levels for health literacy – – – – Below Basic Basic Intermediate Proficient 5 Health Literacy Assessment (cont’d) Refer to the appointment slip given: Circle the date of a medical appointment on a hospital appointment slip. – Document – Below Basic HL 6 Health Literacy Assessment (cont’d) Refer to the article to answer the following question: According to the brochure, why is it difficult for people to know if they have high blood pressure? – Prose task – Basic HL 7 Health Literacy Assessment (cont’d) Underline three substances that may increase the drowsiness associated with taking Allerdryl – Document task – Intermediate HL 8 Health Literacy Assessment (cont’d) How many polio vaccinations should children receive by the time they are 7 years old? – Document task – Intermediate HL 9 Health Literacy Assessment (cont’d) The rate of death from the effects of high blood pressure for white people is 94.5 per 100,000. Calculate the rate of death from the effects of high blood pressure for Black people. • Quantitative task • Proficient HL 10 NAAL Household Sample Design • 4 Stage Stratified Probability Sample Design – Counties / Groups of counties within states – Area segments (census blocks) – Households / Dwelling Units – Individuals • Blacks and Hispanics oversampled 11 Structure of the NAAL Interview Background Questionnaire 1:1 Administration in Homes Mar ’03 - Jan ‘04 Average time = 90 minutes Core Screening Assessment Main NAAL Literacy Assessment 97% Subjects could take as long as they wanted Alternate Assessment 3% 12 Selected Sample 97% completed Core Screening Questions 97% Main Assessment Subject Enrollment 2% not ENG/SPAN speaking * Did not participate * 3% ALSA 14 BIB Spiraling Design • Balanced Incomplete Block (BIB) Spiraling Design – Each subject only completes a subset (~1/4 to 1/3) of the assessment questions – Everyone completes a Core Assessment PLUS 3 blocks (out of 13) – Each block contains questions on prose, document and quantitative areas • Random assignment to study subjects • 26 unique test booklets 15 Study Background • Increasing interest in how parent health literacy levels may impact on child health • No prior study has assessed the health literacy level of parents at a national level – Prior national literacy assessments have not assessed health literacy – NAAL Reports issued have not looked at parents as a group 16 Study Objectives • To assess overall parent health literacy level – Compare parents to non-parents – Examine sociodemographic correlates • To assess parent ability to perform health literacy tasks likely related to child health • To assess the relationship between parent health literacy and self-report of issues likely to relate to child health – Child health insurance status – Difficulty understanding OTC medication labels – Use of food labels 17 Study Design • Cross-sectional analysis • 2003 NAAL – Household sample – >18,000 subjects representing >200 million US adults • ~6,100 parents with children (<18y) in the household • ~12,000 non-parents 18 Assessments: Determination of Parent Status • Parent status – Child living in the household under 18 – Relationship to child is parent, guardian, or step-parent 19 Assessments: Health Literacy • Overall health literacy category • Parent ability to perform individual health literacy tasks likely to relate to child health 20 Assessments: Health Literacy • Overall health literacy category – Complex process • Each subject completed a subset of the health literacy tasks – Probabilistic approach used to designate likely health literacy categories for each subject • • • • Parameters of measurement model were provided by NCES Marginal maximum likelihood regression of HL Inclusion of variables considered to be potential confounders 10 plausible HL scores for each subject – Conservative approach to decrease error due to random differences among the plausible values • Plausible values transformed such that % in each HL category matched overall percentages reported by NCES • AM software (version 0.06.00) 21 Assessments: Health Literacy • Parent ability to perform individual health literacy tasks likely to relate to child health – 152 total literacy assessment tasks – 28 of total tasks part of health literacy assessment – 13 of the 28 individual health literacy assessment tasks selected • 2 specifically related to children • 11 relate to skills that could affect the care provided by parents to their children • Subjects categorized as Excluded – – – – – Correct Partially correct Incorrect Omitted Not reached 22 Assessments: Report of Issues Likely to Relate to Child Health • Parent report of issues likely to relate to child health – Child health insurance – Over-the-counter medication labels – Food label use 23 Assessments: Report of Issues Likely to Relate to Child Health (cont’d) • Parent report of issues likely to relate to child health – Child health insurance • “Do the children living in this household have any type of medical insurance or health care coverage?” – Yes – No – At least one child (but not all children) has medical insurance 24 Assessments: Report of Issues Likely to Relate to Child Health (cont’d) • Parent report of issues likely to relate to child health – Over-the-counter medication labels • “How difficult is it for you to understand the dosage information on over-the-counter medications?” – Great deal of difficulty – Moderate difficulty – Some difficulty – No difficulty Excluded – Never tried Question only asked of parents who learned a language other than English before starting school and stated that they do not read 25 English “very well” Assessments: Report of Issues Likely to Relate to Child Health (cont’d) • Parent report of issues likely to relate to child health – Food label use • “How often do you read the nutritional information on food labels written in English?” – Never – Sometimes – Most of the time – Every time when I buy a food I never bought before 26 Assessments: Sociodemographics • • • • • • • Age Gender Educational attainment Race/ethnicity Country of birth (immigrant status) English proficiency Income 27 Statistical Analysis • Parent performance on individual health literacy assessment tasks – Simple weighted analysis – AM software • Associations between health literacy categories and variables of interest – 2 way contingency table analyses w/ HL categories as one of the margins • Rao and Scott’s corrected chi-square statistics for complex samples 28 Statistical Analysis (cont’d) • Associations between health literacy categories and variables of interest (cont’d) – Logistic regression analyses • Describe factors associated with Below Basic / Basic HL • Use HL category as an explanatory variable for self-report of issues likely to affect child health • Wald’s chi-square test • R software 29 Results: Descriptive Data Parent Non-Parent p 37.9 (9.0) 47.8 (20.3) <0.001 Education In School <HS HS / equivalent >HS 1% 14% 30% 56% 5% 16% 31% 48% <0.001 Race / Ethnicity White, non-Hispanic Black, non-Hispanic Hispanic Other 66% 12% 16% 6% 73% 11% 10% 6% <0.001 Income Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing 18% 16% 58% 8% 14% 16% 57% 12% <0.001 Age, years (mean (SD)) 30 Results: Parent-related Data # of children living in home 1 2 3 4 or more Child age, years (mean (SD)) 40% 39% 16% 5% 8.5 (5.0) 31 Study Objectives • To assess overall parent health literacy level – Compare parents to non-parents – Examine sociodemographic correlates • To assess parent ability to perform health literacy tasks likely related to child health • To assess the relationship between parent health literacy and self-report of issues likely to relate to child health – Child health insurance status – Difficulty understanding OTC medication labels – Use of food labels 32 % Subjects Results: Overall Health Literacy Level 100 90 80 70 60 50 40 30 20 10 0 11% 15% Below Basic 24% Basic 18% Intermediate 56% 51% 15% 10% Parent Non-Parent mean score = 253.8 (SD 51.1) mean score = 240.6 (SD 56.3) Proficient Health Literacy 33 Results: Parent Status and Low Health Literacy - Multivariate Analysis • Below Basic / Basic Health literacy among Parent and Non-Parents AOR† 95% CI p‡ Non-Parent 1.5* 1.3-1.7 <0.001 Parent 1.0 ---- † Adjusting for caregiver age, gender, # of children in the home, education, race/ethnicity, country of birth, English proficiency, income, region, MSA ‡ p value for test of significance of whether at least one category within the factor is different 34 Results: Predictors of Parent Below Basic/ Basic Health Literacy - Multivariate Analysis Education Race / Ethnicity Country of Birth English Proficiency Income AOR† p‡ In school <HS HS/equivalent >HS White, non-Hispanic Black, non-Hispanic Hispanic Other US Outside of US Understands very well Understands well Understands not well/ not at all 3.2 8.5* 2.8* 1.0 1.0 3.9* 2.3* 1.1 1.0 1.9* 1.0 2.7* 18.4* <0.001 Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing 2.6* 1.8* 1.0 1.6 <0.001 <0.001 <0.001 <0.001 † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, English proficiency, ‡ income, region, MSA p value for test of significance of whether at least one category within the factor is different 35 Study Objectives • To assess overall parent health literacy level – Compare parents to non-parents – Examine sociodemographic correlates • To assess parent ability to perform health literacy tasks likely related to child health • To assess the relationship between parent health literacy and self-report of issues likely to relate to child health – Child health insurance status – Difficulty understanding OTC medication labels – Use of food labels 36 Results: Parent Performance on HL Assessment Tasks % Subjects Correct 100 90 80 70 60 50 40 30 20 10 0 Incorrect 11% 38% 35% 66% 68% 89% 62% 65% 34% 32% Enter names and birth dates in a health insurance form Check correct Check correct box box to indicate to indicate sex, which person is marital status, if applying for person is a student, health insurance and person’s relationship to you Enter SS # into a health insurance application Calculate price per year of an insurance policy using a table that shows how monthly cost varies based on income and family size Health Insurance-related Tasks 37 Results: Parent Performance on HL Assessment Tasks % Subjects Correct 100 90 80 70 60 50 40 30 20 10 0 Incorrect 11% 38% 35% 66% 68% 89% 62% 65% 34% 32% Enter names and birth dates in a health insurance form Check correct Check correct box box to indicate to indicate sex, which person is marital status, if applying for person is a student, health insurance and person’s relationship to you Enter SS # into a health insurance application Calculate price per year of an insurance policy using a table that shows how monthly cost varies based on income and family size Health Insurance-related Tasks 38 % Subjects Results: Parent Performance on HL Assessment Tasks (cont’d) 100 90 80 70 60 50 40 30 20 10 0 23% 36% Incorrect Correct 77% 64% Underline 3 substances that may interact with an OTC drug to cause a side effect, using a OTC drug label Determine what time a person can take a prescription medication, based on information on the Rx drug label that relates the timing of the medication to eating Medication-related Tasks 39 % Subjects Results: Parent Performance on HL Assessment Tasks (cont’d) 100 90 80 70 60 50 40 30 20 10 0 8% 13% 54% 92% 87% Incorrect Correct 46% List 3 health risks associated with being overweight or obese Determine a healthy weight range for a person who is 5’ 5”, based on a graph that relates height and weight to BMI Determine how a person who is 5’ 8” and weighs 175 lbs is categorized Nutrition / Obesity-related Tasks 40 % Subjects Results: Parent Performance on HL Assessment Tasks (cont’d) 100 90 80 70 60 50 40 30 20 10 0 27% 40% 73% Incorrect Correct 60% Determine when children should receive their 3rd hepatitis B vaccine, using a chart that shows all childhood vaccines and the ages children should receive them Determine how many polio vaccinations a child should have by a certain age Immunization-related Tasks 41 % Subjects Results: Parent Performance on HL Assessment Tasks (cont’d) 100 90 80 70 60 50 40 30 20 10 0 5% 95% Incorrect Correct Circle the date of an appointment on a hospital appointment slip Navigation-related Task 42 Study Objectives • To assess overall parent health literacy level – Compare parents to non-parents – Examine sociodemographic correlates • To assess parent ability to perform health literacy tasks likely related to child health • To assess the relationship between parent health literacy and self-report of issues likely to relate to child health – Child health insurance status – Difficulty understanding OTC medication labels – Use of food labels 43 Results: Child Health Insurance and Parent HL • 8.1% of households with at least 1 child without health insurance % Subjects All Children with Health Insurance 100 90 80 70 60 50 40 30 20 10 0 3% p <0.001 At Least One Child with No Health Insurance 5% 11% 24% 97% 95% 89% 76% Proficient Health Literacy Intermediate Health Literacy Basic Health Literacy Below Basic Health Literacy 44 Results: Predictors of Presence of Child in Household without Health Insurance - Multivariate Analysis • Parent with at least one child in the household without health insurance AOR† 95% CI p‡ Below Basic HL 2.4* 1.1-4.9 0.04 Basic HL 1.7 0.5-5.7 Intermediate HL 1.4 0.4-4.2 Proficient HL 1.0 --- † Adjusting for caregiver age, gender, # of children in the home, education, race/ethnicity, country of birth, English proficiency, income, region, MSA ‡ p value for test of significance of whether at least one category within the factor is different 45 Results: Predictors of Presence of Child in Household without Health Insurance Education Race / Ethnicity English Prof. Income Region † In school <HS HS/equivalent >HS White, non-Hispanic Black, non-Hispanic Hispanic Other Understands very well Understands well Understands not well/ not at all Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing Northeast Midwest South West MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ AOR† p‡ 2.5 1.4 1.7* 1.0 1.0 1.5 1.9* 1.2 1.0 1.4 2.9* 3.1* 2.6* 1.0 2.1* 1.0 1.7* 2.3* 2.0* 0.01 2.3 1.2 1.5* 1.0 1.0 1.3 1.8* 1.1 1.0 1.3 2.3* 2.9* 2.4* 1.0 2.1* 1.0 1.7* 2.3* 2.0* 0.06 0.03 <0.001 <0.001 <0.001 0.08 0.02 <0.001 <0.001 Adjusting for caregiver age, gender, # of children in the home, education, race/ethnicity, country of birth, English proficiency, income, region, MSA 46 ‡ p value for test of significance of whether at least one category within the factor is different Results: Predictors of Presence of Child in Household without Health Insurance Education Race / Ethnicity English Prof. Income Region † In school <HS HS/equivalent >HS White, non-Hispanic Black, non-Hispanic Hispanic Other Understands very well Understands well Understands not well/ not at all Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing Northeast Midwest South West MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ 2.5 1.4 1.7* 1.0 1.0 1.5 1.9* 1.2 1.0 1.4 2.9* 3.1* 2.6* 1.0 2.1* 1.0 1.7* 2.3* 2.0* 0.01 0.03 <0.001 <0.001 <0.001 AOR† p‡ 0.06 2.3 1.2 1.5* 1.0 0.08 1.0 1.3 1.8* 1.1 0.02 1.0 1.3 Education and 2.3* <0.001 2.9* Race/Ethnicity 2.4* no 1.0longer 2.1* significant <0.001 1.0 1.7* 2.3* 2.0* Adjusting for caregiver age, gender, # of children in the home, education, race/ethnicity, country of birth, English proficiency, income, region, MSA 47 ‡ p value for test of significance of whether at least one category within the factor is different Results: Predictors of Presence of Child in Household without Health Insurance MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† Education Race / Ethnicity English Prof. Income Region † In school <HS HS/equivalent >HS White, non-Hispanic Black, non-Hispanic Hispanic Other Understands very well Understands well Understands not well/ not at all Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing Northeast Midwest South West 2.5 1.4 1.7* 1.0 1.0 1.5 1.9* 1.2 1.0 1.4 2.9* 3.1* 2.6* 1.0 2.1* 1.0 1.7* 2.3* 2.0* p‡ AOR† p‡ 0.06 2.3 1.2 1.5* 1.0 0.08 0.03 1.0 1.3 1.8* 1.1 0.02 <0.001 1.0 1.3 2.3* <0.001 <0.001 2.9* 2.4* 1.0 2.1* Effect estimate for<0.001 <0.001 1.0 those 1.7* with poor English2.3* proficiency 2.0* 0.01 diminished 27% Adjusting for caregiver age, gender, # of children in the home, education, race/ethnicity, country of birth, English proficiency, income, region, MSA 48 ‡ p value for test of significance of whether at least one category within the factor is different Results: Difficulty Understanding OTC Medication Labels and Parent HL* • 59.2% reported difficulty understanding OTC labels % Subjects No Difficulty 100 90 80 70 60 50 40 30 20 10 0 38% Any Difficulty p <0.001 43% 74% 62% 57% 26% Proficient / Intermediate Health Literacy Basic Health Literacy Below Basic Health Literacy * Question only asked of parents who learned a language other than English 49 before starting school and stated that they do not read English “very well” Results: Predictors of Any Difficulty Understanding OTC Medication Labels* - Multivariate Analysis • Parent with any difficulty understanding OTC medication label† AOR‡ 95% CI p Below Basic HL 3.4* 1.6-7.4 <0.001 Basic HL 1.1 0.4-2.5 Intermediate / Proficient HL 1.0 --- † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, income, region, MSA ‡ p value for test of significance of whether at least one category within the factor is different * Question only asked of parents who learned a language other than English before starting school and stated that they do not read English “very well” 50 Results: Predictors of Any Difficulty Understanding OTC Medication Labels* - Multivariate Analysis - Education Country of Birth Income In school <HS HS/equivalent >HS US Outside of US Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ AOR† p‡ 3.1* 2.9* 1.7* 1.0 1.0 8.4* 2.0* 1.5 1.0 2.5 <0.001 2.0 1.8* 1.4 1.0 1.0 6.8* 1.7 1.4 1.0 2.5* 0.2 <0.001 0.02 <0.001 0.08 † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, income, region, MSA ‡ p value for test of significance of whether at least one category within the factor is different * Question only asked of parents who learned a language other than English before starting school and stated that they do not read English “very well” 51 Results: Predictors of Any Difficulty Understanding OTC Medication Labels* - Multivariate Analysis - Education Country of Birth Income In school <HS HS/equivalent >HS US Outside of US Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ 3.1* 2.9* 1.7* 1.0 1.0 8.4* 2.0* 1.5 1.0 2.5 <0.001 <0.001 0.02 AOR† p‡ 0.2 2.0 1.8* 1.4 1.0 1.0 <0.001 6.8* 0.08 1.7 1.4 Effect estimate of 1.0 Education 2.5* (<HS education) diminished 66% † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, income, region, MSA and became ‡ p value for test of significance of whether at least one category within the factor is different non-significant * Question only asked of parents who learned a language other than English before starting school and stated that they do not read English “very well” 52 Results: Predictors of Any Difficulty Understanding OTC Medication Labels* - Multivariate Analysis - Education Country of Birth Income In school <HS HS/equivalent >HS US Outside of US Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ AOR† p‡ 3.1* 2.9* 1.7* 1.0 1.0 8.4* 2.0* 1.5 1.0 2.5 <0.001 2.0 1.8* 1.4 1.0 1.0 6.8* 1.7 1.4 1.0 2.5* 0.2 <0.001 0.02 <0.001 0.08 Effect estimate of † Adjusting for caregiver age, gender, education, race/ethnicity, country ofNon-US birth, income, Country of Birth region, MSA diminished 23% ‡ p value for test of significance of whether at least one category within the factor is different * Question only asked of parents who learned a language other than English before starting school and stated that they do not read English “very well” 53 Results: Predictors of Any Difficulty Understanding OTC Medication Labels** - Multivariate Analysis - Education Country of Birth Income In school <HS HS/equivalent >HS US Outside of US Below poverty threshold 100-175% of poverty threshold >175% of poverty threshold Missing MODEL 1 MODEL 2 (without Health Literacy) (inclusion of Health Literacy) AOR† p‡ AOR† p‡ 3.1* 2.9* 1.7* 1.0 1.0 8.4* 2.0* 1.5 1.0 2.5 <0.001 2.0 1.8* 1.4 1.0 1.0 6.8* 1.7 1.4 1.0 2.5* 0.2 <0.001 0.02 <0.001 0.08 † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, income, Income region, MSA no longer ‡ p value for test of significance of whether at least one category within the factor is different significant ** Question only asked of parents who learned a language other than English before starting school and stated that they do not read English “very well” 54 Results: Food Label Use and Parent HL • Overall, 15% of parents said they never use food labels p <0.001 % Subjects Any Food Label Use 100 90 80 70 60 50 40 30 20 10 0 9% 91% Proficient Health Literacy 13% 87% Intermediate Health Literacy Never Use Food Labels 18% 82% Basic Health Literacy 28% 72% Below Basic Health Literacy 55 Results: Predictors of Food Label Use - Multivariate Analysis • Parent report of never using a food label AOR† 95% CI p‡ Below Basic HL 1.4 0.4-4.4 0.9 Basic HL 1.2 0.5-3.2 Intermediate HL 1.1 0.5-2.6 Proficient HL 1.0 --- † Adjusting for caregiver age, gender, education, race/ethnicity, country of birth, English proficiency, income, region, MSA ‡ p value for test of significance of whether at least one category within the factor is different 56 Discussion • First study to examine health literacy among a representative population of parents in the US – At least 1 in 4 parents, or 21 million US parents, have limited HL skills • Low HL is an independent predictor – Of having an uninsured child in the household – Of difficulty understanding medication labels 57 Discussion (cont’d) • Consumer-driven health care system – Need for simplification of health insurance forms & health insurance plan materials • Pediatric medication errors / patient safety – Improve content, readability, and design of medication instructions 58 Discussion (cont’d) • Parent health literacy appears to play a mediating role in disparities • Further research needed – To fully examine how HL mediates health disparities – Determine whether addressing HL needs of parents can help ameliorate existing disparities 59 Limitations • Health literacy assessment tasks performed under testing conditions • Health literacy assessment tasks used printed materials written in English • NAAL measured comprehension of printed / written health-related materials – Oral comprehension / communication not assessed – Actual knowledge of health issues not assessed 60 Limitations (cont’d) • Reliance on self-report – Child health insurance status – Difficulty understanding OTC medications – Food label use • BIB sampling may have limited power in some of the analyses because study subjects completed only a subset of the literacy assessment 61 Acknowledgements • Statistical support – Matthew Johnson, PhD • Additional support – IES / NCES – for use of the restricted NAAL dataset – NYUMC IT Department • Hai Ngo • Steven Yuen – NYUSOM Dept. of Pediatrics IT support • Igor Sidorkin • Funding for Research – Dr. Yin is supported by the Pfizer Fellowship in Health Literacy / Clear Health Communication and a grant from the United Hospital Fund – NYU SOM Department of Pediatrics 62 Questions? Benard P. Dreyer, MD H. Shonna Yin, MD, MS Benard.Dreyer@nyumc.org YINH02@med.nyu.edu Department of Pediatrics NYU School of Medicine / Bellevue Hospital Center 550 First Avenue NBV 8S-4-11 New York, NY 10016 63