Using Indirect Methodology to Estimate Race/Ethnicity for Proactive Outreach with Culturally Relevant Strategies 2010 AcademyHealth Annual Research Meeting June 27 -29, 2010 Z h Zachary Vernon V Sr Health Information Consultant Zack.Vernon@WellPoint.com Agenda g Overview of Proxy Methodologies • Why use them? • What are they? • How accurate are they? Using Individual Predicted Race / Ethnicity for Proactive Outreach • Can accuracy be improved by using thresholds? • How would members react? • Study Design (C) Copyright 2010 -- WellPoint, Inc 2 WellPoint Inc. Nation’s Largest Insurer ~34 million medical members 1 out of 9 Americans are covered by WellPoint’s affiliated health plans Total Revenue More than $ $60 billion Provider Network Advantage ~94% 94% Hospitals ~82% Primary Physicians ~84% Specialists Blue Licensee 14 states Note: Provider Network refers to BlueCard® PPO Network (C) Copyright 2010 -- WellPoint, Inc 3 Why y Use Indirect Methodology gy • In order to identify and address health disparities, plans must have race/ethnicity data • Commercial plans often have limited race/ethnicity data on their enrollees • Cost of additional data fields and collection • Inaccurate data collection from external entities • Internal fears of “bad PR” • Plans actively collecting primary source data often encounter data collection plateaus • Benefits to using indirect methodology • Low cost alternative to expense of collecting primary source data • Fast to implement • Filling in gaps in primary source data Allows analysis of members who do not respond to requests for self reporting Enables the analysis of selection bias among self reported responders Accurate Plan Plan, Regional, Regional and Practice level analysis is difficult when data gaps exist (C) Copyright 2010 -- WellPoint, Inc 4 What is Proxy y Methodology gy • At WellPoint WellPoint, we developed a statistical methodology that allows the prediction of race/ethnicity for members of WellPoint’s affiliated plans • The methodology utilizes • Enrollee first and last names • Enrollee residential address • First names are matched to an internally developed list of African American first names • Surnames S are matched t h d to t a series i off surname list li t from f the th U.S. US Census • Through geocoding, addresses are linked to Census data based upon an enrollee’s neighborhood • These factors are linked together using logistic regressions to determine the probability that a person is Asian, African American, Hispanic, or White/other (C) Copyright 2010 -- WellPoint, Inc 5 Components of Indirect Methodology Logistic Regression • Combines name and location data • Calculates probability that enrollee is White/Other, African American, Asian, and Hispanic M b Member White / Other (%) African American (%) Asian (%) Hispanic (%) A 72.5 7.4 7.7 12.4 B 3.6 0.5 2.0 93.8 C 42.4 54.7 0.9 2.0 Source: Internal WellPoint Analysis 2008 (C) Copyright 2010 -- WellPoint, Inc 6 Is Indirect Methodology Really Reliable? Accuracy Rate – Population Aggregate • Aggregate Data • Indirect methods have high degree of accuracy when comparing population groups Source: Internal WellPoint Analysis 2008 (C) Copyright 2010 -- WellPoint, Inc 7 Is Indirect Methodology Really Reliable? Accuracy Rate – Individual Member Level Individual analysis Indirect methods show strong potential in identifying the R/E of individual members (86.2% of the validation set identified correctly) Individual R/E Correctly Predicted Approach N = 192 192,096 096 All Members Accuracy Rate Over 80% Accuracy Rate Over 80% Member Count Surname 74.5% 90.8% 130,150 Geocoding 62.9% 84.4% 54,092 Logistic Model 86.2% 93.8% 145,009 Individual Predictions – Positive Predictive Value Approach N = 192,096 Hispanic Asian African American White / Other Surname 84.4 90.2 79.7 54.3 Geocoding 76.4 52.0 58.6 49.5 Logistic Model 93.2 90.0 77.8 76.4 (C) Copyright 2010 -- WellPoint, Inc 8 Can marketing techniques be used to improve health? Engaging Minority Members • Many Industries use estimated Race / Ethnicity in marketing • Targeted mailings • Calls • Diabetes Equities Pilot • One of the first disease management programs to engage members directly based on predicted race / ethnicity • Utilized culturally relevant materials tailored for specific minority groups (African Americans and Latinos) • Minimizing member abrasion • • • • • Probability threshold set at 80% for race / ethnicity identification Messaging developed with a goal of minimizing member abrasion Introduction letter offering member opt out Special staff training to deal with complaints Encourage members to share with friends (C) Copyright 2010 -- WellPoint, Inc 9 Can accuracy be improved by using thresholds? Identifying Member Race / Ethnicity By Setting Thresholds Accuracy Improves Source: Internal WellPoint Analysis 2008 (C) Copyright 2010 -- WellPoint, Inc 10 Introduction for African Americans (C) Copyright 2010 -- WellPoint, Inc 11 Health Education Pieces that Deploy Culturally Accepted Social Mediums Fotonovela Family Reunion Guide (C) Copyright 2010 -- WellPoint, Inc 12 How would members respond? Study Design • Population Studied • 6 Employer Groups • 2 States – CA and GA • Variety of industries • Focus on commercially insured African American and Hispanic / Latino diabetics • 1,172 Estimated African Americans • 873 Estimated Hispanic / Latinos • Basis of Study • Selected plan members mailed culturally relevant materials based on estimated race / ethnicity • Strong internal concerns about member abrasion • Outcomes • Only one member complained (White member identified as African American) • Complaint successfully enrolled in disease management program (C) Copyright 2010 -- WellPoint, Inc 13 For More Information on Culturally Relevant Materials Visit Grace Ting Ting’s s Poster: Focus Group p Findings: g Themes of Motivational Drivers for Culturally Relevant Strategies for Hispanics and African Americans Poster Session: C Date: Monday, June 28 Ti Time: 6:30 6 30 PM - 8:00 8 00 PM Contact: Grace Grace.Ting@WellPoint.com Ting@WellPoint com (C) Copyright 2010 -- WellPoint, Inc 14 Questions? (C) Copyright 2010 -- WellPoint, Inc 15