Table of Contents Table of Contents 1 The Research Laboratory of Electronics PART I Section 1 Chapter 1 Solid State Physics, Electronics and Optics Materials and Fabrication .. Heterostructures for High-Performance Devices ................... 7 Professor Clifton J. Fonstad, Jr. * * * * 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 1.10 1.11 1.12 1.13 1.14 1.15 1.16 1.17 1.18 1.19 Chapter 2 * * * * 2.1 2.2 2.3 2.4 Chapter 3 .......... ....... ... Introduction........ .............. . High-Temperature Stability of GaAs Integrated Circuits . ................. High Peak-to-Valley Current Ratio Resonant-Tunneling Diodes on GaAs Substrates . . Monolithic Integration of Resonant-Tunneling Diodes on GaAs Integrated Circuits . . . . Phosphide-Based Optical Emitters for Monolithic Integration with GaAs MESFETS . . . Monolithic Integration of LEDs and VLSI GaAs MESFET Circuits . ............ Development of an Epi-on-Electronics OEIC Technology . ................. Integrated Optics Circuits Based on Commercial GaAs Integrated Circuits ........ Growth of Distributed Bragg Reflector and Multiple Quantum Well Heterostructures ................ at Reduced Temperature .................. Reactive Ion Etching of InGaAIAs and InGaAsP Heterostructures ............. . .............. . . Tunable Semiconductor Lasers . ................ Application of the Spectral Index Method to Laser Diode Design .............. .................. Normal Incidence Quantum Well Infrared Photodetector Fourteen-Band k * p Analysis of Intersubband Transitions in Conduction Band ......................................... Quantum Wells Study of Intersubband Transitions in Ultra-Narrow Quantum Wells . ........... In-plane and Tilted Field Magneto-Tunneling Spectroscopy in Double InGaAs/InAIAs Quantum Well Structures on [001] and [111]B InP Substrates ...... High-Frequency/High-Speed Characterization of Optoelectronic Devices and ....................................... Integrated Circuits . . In-Situ Supersonic Beam Etching of Ill-V Heterostructures .. . . . . ......... . ..................................... Publications .. .... 7 7 8 9 10 12 13 15 17 18 19 21 22 24 25 25 26 27 27 Physics of InAIAs/InGaAs Heterostructure Field-Effect Transistors .......... Professor Jesus A. del Alamo 29 . . . .. . ... . . . . .. . . . Introduction . . . . . . . . .. . . . . . . . An Integratable S-passivation Process for the InAIAs/InGaAs System ........... . ..... . S-passivated InAIAs/InGaAs MODFETs ................... . Publications . .......................................... 29 30 30 33 Gas Source Molecular Beam Epitaxy of Compound Semiconductors 35 ........ Professor Leslie A. Kolodziejski * 3.1 * 3.2 3.3 * 3.4 * ...... ..... ...... ..... . ... Introduction ............. Gas Source Molecular Beam Epitaxy of ZnSe, ZnSe:CI and ZnSe:N . .......... Novel Epitaxial Ill-V Buffer Layers for Wide Bandgap II-VI Visible Sources ........ Heterovalent Interfaces Composed of II-VI/IIIl-V Semiconductors . ............. Sponsored by the Joint Services Electronics Program . 35 36 40 42 Table of Contents 3.5 3.6 3.7 3.8 Section 2 Chapter 1 S1.1 * 1.2 Chapter 2 * * * * * * * * 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 Chapter 3 * 3.1 * 3.2 Chapter 4 4.1 4.2 4.3 4.4 4.5 4.6 4.7 4.8 4.9 4.10 Chapter 5 * * * * * * iv 5.1 5.2 5.3 5.4 5.5 5.6 (In,Ga)(As,P)/InP Semiconductor Waveguide Design for Synchronously Side-Coupled Bragg Resonators . ....................................... 43 Phosphide-Based Optical Emitters for Monolithic Integration with GaAs MESFETs . . . 46 Photonic Bandgap Structures .. .... . . . . ... ................. .. 47 Heteroepitaxy of GaAs onto Corrugated Surfaces of Si . ............. .. ... 49 Quantum-Effect Devices Statistical Mechanics of Quantum Dots Professor Boris L. Altshuler Project Description Publications . ................... . . . . . . . 53 ................................................... ......................................... Artificial Atoms ................... Professor Marc A. Kastner 53 . 54 ... ................... 55 Goals and Objectives . ........ ..... .. ..... .......... . 55 Quantization of Energy and Charge ....... . . .......... ....... . . . 56 Spectroscopy of Artificial Atoms: the Three Energy Scales . ............... 57 Criterion for Single-Electron Effects ......... . ...... ............. 59 Crossover from Single to Multilevel Transport . . . . . . . ........... ... 61 Ground State of the Artificial Atom in Strong Magnetic Fields . . .... .. ... . 62 Development of Process for Si Single Electron Transistors . .. ... ... . ... . 65 Publications ......... . . . . . .................. ................ 66 Coulomb Blockade in a Quantum Dot Professor Patrick A. Lee Project Description ................... Publications . .................. ................... ....... .... .................. ....... Superconducting and Quantum-Effect Devices . . . . . . ......... Professor Terry P. Orlando . . . .67 . . . . . . . 67 68 . . . . . . . 69 Simulations of Vortices in Arrays of Josephson Junctions . .......... . . . . Superconducting Transmission Lines .................... ... .. . . Discrete Superconducting Vortex Flow Transistors .......... .. . .. . . Fiske Modes in One-Dimensional Parallel Josephson-junction Arrays . . . . . . . . . . . Novel Mesoscopic Superconducting Devices .............. . . . . . ...... . . . Single Charging Effects and Tunneling in Quantum Dot Nanostructures ........ . One-dimensional Parallel Josephson-junction Arrays as a Tool for Diagnostics ..... Nonlinear Dynamics of Discrete Josephson Rings . .. .... ... .. . . . Discrete Underdamped Vortex Flow Devices ......................... . . Publications . .................. ........ . ..... ......... . 69 70 70 71 71 72 72 72 73 73 Nanostructures Technology, Research, and Applications . . . . . ..... Professor Henry I. Smith . . . . . . . 75 NanoStructures Laboratory . ..... . .......................... Scanning Electron Beam Lithography ........... . ................. Spatial-Phase-Locked Electron-Beam Lithography ................... X-Ray Nanolithography . .................. .... ....... Improved Mask Technology for X-Ray Lithography ................... A High-Precision Mask Alignment System ................... 75 75 ... 76 . . . . 77 .. 78 ..... . . 81 RLE Progress Report Number 137 Table of Contents * 5.7 * 5.8 * 5.9 5.10 * 5.11 * 5.12 * 5.13 * 5.14 5.15 * 5.16 * 5.17 * 5.18 Chapter 6 83 ... .......... Interferometric Lithography ................... 85 . ................... Ion-Beam Lithography ................ High-Performance Self-aligned Sub-100 nm MOSFETs Using X-ray Lithography . . . . 85 89 Fabrication of T-gate Devices using X-ray Lithography . .................. Studies of Coulomb Charging Effects and Tunneling in Semiconductor 90 .... ................... Nanostructures ................... 92 Superconductor/Semiconductor Interface of V3Si and Si . ................. Laterally-Coupled Distributed-Feedback Lasers Fabricated by X-Ray Lithography . . . . 93 Combined Spatial-Phase-Locked Electron-Beam, X-ray, and Optical Lithography for 95 ..... Channel-Dropping Filters ............................... High-Dispersion, High-Efficiency Transmission Gratings for Astrophysical X-ray 99 ..... ................... Spectroscopy ................... Submicrometer-Period Transmission Gratings for X-ray and Atom-Beam Spectroscopy . . . 100 ..................... . ..... and Interferometry ............. 100 ..... GaAs Epitaxy on Sawtooth-Patterned Silicon ................... 101 .... ................... Publications ................... Single-Electron Spectroscopy ................... ............ 103 Professor Raymond Ashoori * * * * * * 6.1 6.2 6.3 6.4 6.5 6.6 Section 3 Chapter 1 .................. . Goals and Objectives ................ Traps Created by Disorder and Impurities in Semiconductor Structures ......... .. ... ................. Artificial Atoms ................... .......... Spatially Resolved Charge Sensing ................... ..... Single-Electron Transistors for Spectroscopy ................... .... ................... Publications ................... 103 104 104 105 105 105 Optics and Devices Optics and Quantum Electronics ................... .......... 109 Professor Hermann A. Haus, Professor Erich P. Ippen, Professor James G. Fujimoto, Professor Peter L. Hagelstein, Dr. Brett E. Bouma, Dr. Joseph A. Izatt * 1.1 1.2 1.3 1.4 1.5 * 1.6 * 1.7 * 1.8 * 1.9 * 1.10 * 1.11 * 1.12 * 1.13 1.14 1.15 1.16 1.17 1.18 1.19 . ................... Fiber Ring Lasers ................... ................ ... .... Fiber Storage Ring ...... ......... Long-Distance Fiber Communications ................... ......................... ......................... Squeezing ........... Optical Channel Dropping Filters ................... ........ Overdriven Additive Pulse Modelocking ................... A Broadband-Tunable Femtosecond Source for 1.55 pm Diagnostics .......... .. Ultrafast Nonlinearities in Active Semiconductors ................... Nonlinear Interactions of Continuous and Pulsed Light in Optical Fibers ........ Intensity Autocorrelation of Light Sources for Fiber Optical Gyroscopes ......... Wavelength Shifting by Four-Wave Mixing in Passive Semiconductor Waveguides . . .. . Ultrashort Pulse Generation in Solid State Lasers .................. .... Ultrafast Phenomena in Materials and Devices ................... ........ .... ............... Laser Medicine ................ ..... Optical Coherence Tomography Technology ................... ................... EUV Laser Studies ................ Collisional and Recombination Schemes at Longer Wavelength . ............ ....... Toward a Novel End-Pumped EUV Laser ................... Photon Operators and Photon Configuration-Space Equations . ............. 109 111 111 112 113 114 115 116 117 119 119 120 122 125 125 130 134 136 137 Table of Contents 1.20 1.21 Chapter 2 2.1 2.2 2.3 2.4 Chapter 3 Neutron Hopping ......... ........ ..................... Possible Phonon Laser Driven by Exothermic Desorption . ................ Optical Propagation and Communication ................... Professor Jeffrey H. Shapiro, Dr. Robert H. Rediker, Dr. Ngai C. Wong Introduction .............. ......................... Nonlinear and Quantum Optics ................... Multiresolution Laser Radar Range Profiling ................... Optical Frequency Division and Synthesis ................... 139 140 ..... 143 143 143 145 146 ........... ..... ...... High-Frequency (>100 GHz) and High-Speed (<1 ps) Electronic Devices ...... 149 Professor Qing Hu 3.1 3.2 3.3 3.4 3.5 Section 4 Chapter 1 ......... . Introduction ...................... .. ............. Micromachined Millimeter-wave Devices ................... ....... Far-infrared and Picosecond Time-resolved Transport Studies of Quantum-effect Devices ................... .......................... Intersubband Transitions in Coupled Double Quantum-well (DQW) Structures ..... Publications . . ....... .......... ................... .... . . 149 150 152 158 163 Surfaces and Interfaces Synchrotron X-Ray Studies of Surface Disordering . ................. 167 Professor Robert J. Birgeneau * 1.1 * 1.2 * 1.3 Chapter 2 ................ Introduction ............ ... ....... Stability of Vicinal Si(111) Surfaces Under Metal Surface Studies . ........... Publications ................... ................... Semiconductor Surface Studies ................... ... . 167 167 169 171 ........... Professor John D. Joannopoulos * * * * 2.1 2.2 2.3 2.4 Chapter 3 * 3.1 * 3.2 * 3.3 * 3.4 PART II Section 1 Chapter 1 Step Structures and Epitaxy on Semiconductor Surfaces Professor Simon G.J. Mochrie ... ... .... 171 171 174 176 177 . ............. ................... Introduction ................... Phase Behavior of Stepped Si(113) Surfaces . .................. Faceting Kinetics of Stepped Si(113) Surfaces: Self-Assembled Nano-Scale . ....................... Gratings ................... ................... Publications ................... ..... .... 177 178 .... 180 181 Applied Physics Atomic, Molecular and Optical Physics Quantum Optics and Photonics ................... Professor Shaoul Ezekiel vi ..... ................... Introduction ................... ................... Chemisorption ................... Cross-sectional Scanning Tunneling Microscopy ................... ................... Publications ................... RLE Progress Report Number 137 ........... 187 Table of Contents 1.1 1.2 1.3 1.4 1.5 1.6 1.7 Chapter 2 Distributed Fiberoptic Sensor for Quench Detection in Superconducting Tokamak . . . . .. M a g nets . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . .. Measurement of Liquid Helium Flow in Superconducting Tokamak Magnets ...... Efficient, Low-Intensity Optical Phase Conjugation using Coherent Population Trapping in Sodium ................. ........................... Highly Selective Nonspatial-Filters Using Porous Matrix Based Thick Holograms . . . Cache Memory using Optically Induced Spin Echo . . . . . . . . . . . . . . . . . . . . Doppler Cooling in Traveling Wave Velocity Selective Coherent Population Trapping . . Near-perfect Squeezing in a Folded Three-Level System . . . . . . . . . . . ..... 187 188 190 192 194 196 198 201 Basic Atomic Physics .................................... Professor Daniel Kleppner, Professor David E. Pritchard * * * * * 2.1 2.2 2.3 2.4 2.5 Section 2 Chapter 1 1.1 1.2 1.3 Section 3 Chapter 1 Studies in Quantum Chaos: High Resolution Periodic Orbit Spectroscopy ....... . . . . . ... . . . . . . . Determination of the Rydberg Frequency ........ ........................... Precision Mass Spectrometry of Ions . ..................................... Atom Interferometry . ........................... Cooling and Trapping Neutral Atoms . 201 205 208 211 215 Plasma Physics 223 Plasma Dynamics ...................................... Professor George Bekefi, Professor Abraham Bers, Professor Bruno Coppi, Professor Jonathan S. Wurtele, Dr. Stefano Migliuolo, Dr. Abhay K. Ram, Dr. Linda E. Sugiyama Relativistic Electron Beams ....................... Plasma Wave Interactions - RF Heating and Current Generation - -- - Physics of Thermonuclear Plasmas .................. - - 223 229 237 Electromagnetics 245 Electromagnetic Wave Theory and Applications ......... Professor Jin Au Kong, Dr. Kung Hao Ding, Dr. Robert T. Shin, Dr. Y. Eric Yang 1.1 S1.2 1.3 1.4 Section 4 Chapter 1 245 246 247 247 Remote Sensing of Earth Terrain ................... Electromagnetic Waves in Multilayer Media . . . . . . Simulation of Electromagnetic Wave Scattering . .......... Publications . . . . . . . Radio Astronomy Radio Astronomy .................. ....... 251 Professor Bernard F. Burke, Professor David H. Staelin, Professor Jacqueline N. Hewitt, Dr. Philip W. Rosenkranz Extragalactic Radio Source Studies . .......................... Studies of Gravitational Lenses . ............................ The Detection of Astronomical Radio Transients .................... Algorithms for Advanced Microwave Sounding Unit Operational Use .. ...... Earth Observing System: Advanced Microwave Sounding Unit . .......... High-Resolution Passive Microwave Imaging of Atmospheric Structure ....... Reduction of Variation ................ . ................. 251 252 254 255 255 256 256 Table of Contents PART III Section 1 Chapter 1 Systems and Signals Computer-Aided Design Custom Integrated Circuits ................... .............. 263 Professor Jonathan Alien, Professor John L. Wyatt, Jr., Professor Jacob White, Professor Srinivas Devadas 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 1.10 Chapter 2 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 2.15 Section 2 Chapter 1 .. .. ........ . ... Custom Integrated Circuits ............... Analog VLSI Systems for Integrated Image Acquisition and Early Vision Processing ....... Parallel Algorithms for Device Simulation ................... Numerical Simulation of Short Channel MOS Devices . . . . . . . . . . . . . . ..... Coupled Simulation Algorithms for Microelectromechanical CAD (MEMCAD) ...... Numerical Techniques for Simulating Josephson Junction Arrays ............ Efficient 3-D Interconnect Analysis ................... ........... Adaptive Gridding Techniques for Multipole-Accelerated Solution of Integral Equations ..................... ................ Circuit Simulation Algorithms ................... .............. Techniques for High-Performance Low-Power Embedded System Design ....... 263 266 273 274 274 275 276 Computer-Integrated Fabrication System Structure .................. Professor Donald E. Troxel 285 Introduction ................... .................. ..... CAFE Applications ...................................... Organization of Data and Algorithms for Factory Design and Control .......... Statistical Process Control Charts for the Computer-Aided Fabrication Environment . Run-by-Run Control: Interfaces, Implementations, and Integration ............ ...... Hardware Setup for a Remote Microscope .................. ....... First-Order Model for Remote Fabrication ................... Estimating the Lead Time Distribution of Priority Lots in a Semiconductor Factory ... ................ Factory Display Software ................... ... Message Passing Tools for Software Integration ................... CAFE at MIT Lincoln Laboratory ................... ............ .............. Error Handling Within CAFE ................... Semiconductor Manufacturing Process Flow Representation ............... ......... Computer-Aided Technology Design ................... .... ................... Publications ................... 285 285 286 286 286 288 288 289 289 289 290 291 291 293 295 278 278 280 Digital Signal Processing Digital Signal Processing Research Program ................... ... 299 Professor Alan V. Oppenheim, Professor Arthur B. Baggeroer, Professor Gregory W. Wornell 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 1.10 1.11 1.12 1.13 1.14 viii Introduction ............................. .... ....... Single Mode Excitation in the Shallow Water Acoustic Channel ............. Self-Synchronization of Chaotic Systems: Analysis, Synthesis, and Applications . . . . Algebraic and Probabilistic Structure in Fault-Tolerant Computation ........... Signal Processing Applications of Chaotic Dynamical Systems .............. Wavelet-Based Representation and Algorithms for Generalized Fractal Signals . . . . Approximate Signal Processing ................... ............ CDMA for Digital Storage ................. ................ Estimation and Detection of a Class of Chaotic Signals .................. Real Time Active Noise Cancellation ................... ......... State and Parameter Estimation with Chaotic Systems . ................. ............ Model Based Analysis of Music ................... ........ Nonlinear Models for Signal Processing ................... Environmental Robustness in Automatic Speech Recognition . ............. RLE Progress Report Number 137 299 300 300 301 301 302 302 303 303 303 304 305 305 305 Table of Contents 1.15 1.16 Chapter 2 Active Noise Cancellation ........................... Oceanographic Signal Processing ...................... 306 306 Advanced Telecommunications and Signal Processing Program 309 Professor Jae S. Lim 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 Chapter 3 Introduction ................................... ATRP Facilities ............... Signal Representations for Very-low-bit-rate Video Compression . . . . ..... Constant Quality Video Coding ................... Signal Representations in Audio Compression . ............. Pre-Echo etection and Reduction ...................... Video Source Coding for High-Definition Television ............ Transmission of HDTV Signals in a Terrestrial Broadcast Environment . Position-Dependent Encoding ........................ MPEG Compression .............................. HDTV Transmission Format Conversion and the HDTV Migration Path Removing Degradations in Image Sequences ............... .......... Speech Enhancement ................... 309 309 310 310 311 312 312 313 313 313 314 314 314 Combined Source and Channel Coding for High-Definition Television . . 317 Professor William F. Schreiber 3.1 3.2 3.3 3.4 3.5 PART IV Section 1 Chapter 1 317 318 318 318 319 Project Description . . . . . . . Technology ............................. Current Status ........................... Future Plans ............................ Publications ............................ Bioelectronics Genetic Analysis Genosenor Technology Development . . . . . . . . . . . . . . . . . . . . . . . . . . 325 Dr. Mark Hollis, Dr. Daniel J. Ehrlich, Dr. Dennis D. Rathman 1.1 1.2 1.3 PART V Section 1 Chapter 1 . .. .. Introduction . . . . . . . . . . . . . . . . . . . . . . . . .... . . . . ... Development of Genosensor Arrays for DNA Decoding . . . . . . . Microdetection Technology for Automated DNA Sequencing . . . . . . . . . . . . 325 325 328 Language, Speech and Hearing Speech Communication 333 Speech Communication ................................... Professor Kenneth N. Stevens, Dr. Joseph S. Perkell, Dr. Stefanie Shattuck-Hufnagel 1.1 1.2 1.3 1.4 1.5 1.6 1.7 Section 2 Chapter 1 Studies of Normal Speech Production ............................ . . . . . . . Speech Research Relating to Special Populations .... Speech Production Planning and Prosody ......................... Studies of the Acoustics, Perception, and Modeling of Speech Sounds Models for Lexical Representation and Lexical Access . . . . . . . Development of Computer and Data Processing Facilities . . . . . . . . . . . . Publications . . . . . ... . . . . . . . . . . . . . ... . . . . . . . .. . . . . . 334 336 340 342 344 344 345 Sensory Communication Sensory Communication .................................. 349 Table of Contents Professor Louis D. Braida, Nathaniel I. Durlach, Dr. William M. Rabinowitz, Dr. Charlotte M. Reed, Dr. Mandayam A. Srinivasan, Dr. Thomas E.v. Wiegand, Dr. David Zeltzer, Dr. Patrick M. Zurek 1.1 1.2 1.3 1.4 1.5 Section 3 Chapter 1 Research on Hearing, Hearing Aids, and Tactile Communication of Speech ...... Haptics Research .. . . . . . .................. ..... ...... . .. Virtual Environment Technology for Training ................... ..... Research on Improved Sonar Displays: A Human/Machine Processing System . . . . Development of Inertial Head-Tracking Technology ................... . 349 360 372 376 378 Auditory Physiology Signal Transmission in the Auditory System . .................. 383 ... Professor Lawrence S. Frishkopf, Professor Nelson Y.S. Kiang, Professor William T. Peake, Professor William M. Siebert, Professor Thomas F. Weiss, Dr. Bertrand Delgutte, Dr. Donald K. Eddington, Dr. Dennis M. Freeman, Dr. John J. Guinan, Jr., Dr. John J. Rosowski 1.1 1.2 1.3 1.4 1.5 1.6 1.7 Section 4 Chapter 1 Introduction .................. ......... ............ Signal Transmission through the External and Middle Ear . ............... Cochlear Mechanisms ................ .................. Stimulus Coding in the Auditory Nerve and Cochlear Nucleus . ............. Interactions of Middle-Ear Muscles and Olivocochlear Efferents . ............ Cochlear Efferent System ................... .............. ................... Cochlear Implants ................... .. . 383 383 385 387 390 390 392 Linguistics Linguistics ........................................... 397 Professor Noam Chomsky, Professor Morris Halle 1.1 1.2 Introduction ..................... Abstracts of Doctoral Dissertations ......................... ................... 397 397 .......... APPENDICES Appendix A A.1 A.2 A.3 A.4 A.5 RLE Publications and Papers Presented ................... Meeting Papers .................................... Journal Articles ................... ................... .............. Books/Chapters in Books ................... RLE Publications . .................. ......... ...... RLE Theses ................... ................... Appendix B Current RLE Personnel Appendix C Milestones ........................................... C.1 C.2 C.3 C.4 Appendix D New Faculty and Staff ................... Promotions ...................... Appointments ................... Awards and Honors ................... RLE Research Support Index RLE Progress Report Number 137 . . .. .. . .. .... ................................... 401 401 412 421 422 423 427 433 ................ . ................ ................... ................. ............................... Project Staff and Subject Index ............................. x ...... .. .. .. .. .. . .. 433 433 433 433 435 439