NSF 426 Ballot Comments For Discussion at June 25-26 Joint Committee Meeting Section 9 Design for repair, reuse and recycling & 10 Product Longevity Criteria Summary 9 Design for repair, reuse and recycling Pts 9.1 Prerequisites 9.1.1 Design for repair, reuse and recycling 9.1.2 Design for plastics recycling 9.1.3 Product recyclability calculation and minimum 90% recyclability rate 9.1.4 Information and reporting in preparation for reuse and recycling (prerequisite for Silver and Gold) 9.1.5 Functionality testing software tools 9.1.6 Informing reuse operators and treatment operators of information available for their assistance (Corporate) 9.2, 9.3, 9.4 & 9.5 Optional Criteria 9.2.1 Reduction of materials incompatible with recycling 2 9.3.1 Product marked to identify components and materials with special handling needs 2 9.4.1 Consultation for recyclability rate calculation 3 9.5.1 Information and reporting on disk drive magnet type and location 2 10 Product longevity 10.1 Prerequisites 10.1.1 Replacement components availability Ballot Comment Summary – from JC members and Public Review (Note: see Excel spreadsheet for complete compilation of comments on this Section of the draft standard.) Total comments o Section 9: 35 comments (Note: some comments addressed multiple criteria.) 9.1.1: 3 comments 9.1.2: 1 comment 9.1.3: 4 comments 9.1.4: 12 comments 9.1.5: 6 comments 9.1.6: 1 comment 9.2: 1 comment 9.3.1: 3 comments 9.4.1: 4 comments 9.5.1: 3 comments o Section 10: 1 comment Some common threads o Request for additional clarity in text (multiple criteria) o Given recyclability and modularity of servers is there environmental benefit that justifies requirement, potential burden to manufacturers, and possible tradeoff with reliability? o Concern about intellectual property and liability from information disclosures Page 1 Proposed Discussion Topics for June 25-26 F2F High Priority 1) Value of the recyclability criteria for a server standard? Discuss comments on criteria 9.1.1, 9.1.3, and 9.4.1 2) Concerns about intellectual property and liability associated with information disclosures. Discuss comments on criteria 9.1.4 and 9.1.5. 3) Plastics criteria Discuss 9.1.2 (inadvertently omitted from draft standard that was balloted) and 9.2. 4) Are rare earth metals a sustainability (e.g., environmental or social responsibility) issue? Discuss comments on 9.5.1 as well as 7.2.2 Assign to NSF, Individual or Small Group 5) Resolution of comments on remaining Section 9 & 10 criteria Discuss comments on 9.1.6, 9.3.1, and 10.1.1 Discussion Topic 1: Are these recyclability criteria worthwhile for a server standard? Discuss within context of comments on criteria 9.1.1, 9.1.3, and 9.4.1. (Note: all comments on this criterion are shown below. Those comments relevant to the discussion topic are highlighted in gray.) 9.1.1 Name Chris Cleet/ITI Design for repair, reuse and recycling Comment Proposal Possible Response Most of this criterion mirrors requirements in 1680.2, however, the NSF version excludes important exemptions in the 1680.2 criterion for regulatory and safety purposes. - Much of the criteria for repair and reuse are already considered and inherent in the modularity of data center equipment, especially servers. Rack mount and bladed servers are mechanically designed for multi-generational modularity and serviceability. Features such as hotswappable fans, power supplies, and other modules are also testaments to this general approach. Additional independent criteria or interpretation may conflict with industry’s ongoing development in modularity and serviceability. Page 2 Bill Hoffman/UL in the fourth bullet (page 31) the phrase, "unless required for technical or safety reasons." is rather open to interpretation. what constitutes a valid technical or safety reason? Because the safety compliance engineer says so? I would suggest at least for the safety question to require this to be exempted when the safety concern is part of a certification or compliance to a safety standard so there is some structure around how the exemption is allowed. Tim Mann/IBM We do not support this criterion as it is too prescriptive. Some components such as power supplies may be riveted shut for safety purposes. Other components may be enclosed such as HDDs for quality and reliability reasons. replace the phrase,"unless required for technical or safety reasons.", with "unless required as part of compliance with safety regulations, safety standards or as part of a safety certification". this can be documented directly by review of the regulation, standard or certification. In addition the requirements that all data drives or cards, processor, memory DIMMs, power supply, fans and I/O cards be visible without removal of other components is likely unrealistic. Servers are extremely complex products with extremely high reliability requirements. While we certainly support designing products to be more easily recycled, the performance and reliability requirements of servers must take precedence over what will be a very small environmental improvements associated with making the products to be easily disassembled. We would also point out that manufacturers already have ample incentives to make key components easily removable for service. As such, it is not likely that this criteria will have any significant effect on server design. 9.1.1 Revision Options 1) Leave as is 2) Address comments regarding: a. Edit wording for safety and technical exemptions (comment from Bill Hoffman) – see above redline/strikeout b. Including additional exemptions such as those in a similar criterion in 1680.2 (comment from Chris Cleet) c. Prescriptiveness of criterion (comment from Tim Mann) 3) Delete criterion (implied by comment from Tim Mann and Chris Cleet) Page 3 9.1.3 & 9.4.1 Name Product recyclability criteria Comment Cate Berard/DOE Criterion 9.1.3 says "Determination of the recyclability rate shall start with the receipt of the untreated waste equipment (if beyond reuse) and end when the end-ofwaste status for fractions is achieved." It is not clear what "fractions" is. Is this a term used in IEC TR62635? Chris Cleet/ITI 9.1.3. The phrase “end-of-waste status for fractions” is not defined in the NSF or IEC standards and it is not clear when this would be achieved. Bill Hoffman/UL 9.1.3. The last paragraph of the section is somewhat redundant since IEC 62635 is supposed to document the processes and efficiencies used to achieve the calculated recycling rate. This paragraph can be eliminated or simplified to require the documented process must reflect actual processes at the facility(ies) being used for the calculation. Tim Mann/IBM Proposal Possible Response If the idea of "end-ofwaste status for fractions is achieved" is from IEC TR62635, recommend adding to that sentence "as required in IEC TR62635" or something similar. If not, this may need some rewording to make it clear what this means. We do not support these criteria (9.1.3 and 9.4.1) as we do not think they will result in any environmental benefit. Servers are already highly recyclable, with metals and printed circuit boards being the largest percentage of weight. It is likely that virtually all servers will be able to demonstrate 90% recyclability. Criterion 9.4.1 is simply unnecessary. We are not aware of any significant issue with recycling of servers. Server Manufacturer Bill Hoffman/UL 9.4.1 This criterion (recyclability rate calculation) puts the manufacturer at risk to exposure of IP and competitive disadvantage. 9.4.1 the consultation has to be performed by a certified recycler but also a note at the end of the criterion would indicate an "eco-design consultant" may also be used. "eco-design consultant" needs to be defined - can anyone who calls themselves an eco-design consultant perform the assessment? it should also be clear that eco-design consultants are allowed by adding that category of reviewer to the first paragraph and striking the note. The bullet should be struck or additional clarity on what constitutes an acceptable design improvement added. The bullet for an additional point is pointless. several potential improvements can always be pointed out that are useless and would never be implemented. Using gold Page 4 instead of copper for the PWB electrical connections would improve the recyclability by making the PWB more valuable but it's not technically feasible nor is it likely. yet it would appear that this would comply with the criterion and allow an additional point to be awarded. Michael Kirschner/DCA 9.4.1 – Manufacturers may balk at having to publish a report publicly documenting, in particular, "potential improvements in product design and materials applicable to the product and next generation products that could increase their recyclability and potential for reuse". This is internal product design-related information and can be considered proprietary. This also may not be worth asking for as the review is done during the design stage and improvements may be incorporated into the design itself. Also "printed circuit boards destined to be sent to a smelter shall be reported as a single recyclable material.” Is this normally done? Does this not go against the data in the TR that says they are between 10% and 20% RCR? "Note: The consultation may also include an eco-design consultant." - unclear why this sentence is in here; manufacturers can choose to use consultants or not to use consultants for many aspects of their business. 9.1.3 Revision Options 1) Leave as is 2) Address comments regarding: a. Explaining “end-of-waste status for fractions” (comments from Cate Berard and Chris Cleet) b. Whether the last paragraph is needed (comment from Bill Hoffman) 3) Delete criterion (implied by comment from Tim Mann) 9.4.1 Revision Options 1) Leave as is 2) Address comments regarding: a. The “eco-design consultant” note (comment from Bill Hoffman and Mike Kirschner) b. Printed circuit boards destined to be sent to a smelter shall be reported as a single recyclable material. (comment from Mike Kirschner) c. Additional point for documenting potential improvements (comment from Bill Hoffman) d. Intellectual property and the requirement that the report be made publicly available. (comment from server manufacturer and Mike Kirschner) 3) Delete criterion. (to address comments from server manufacturer, Tim Mann and Mike Kirschner) Page 5 Discussion Topic 2: Concerns about confidential business information and liability associated with public disclosure Discuss comments on 9.1.4 and 9.1.5. 9.1.4 Information and reporting in preparation for reuse and recycling (prerequisite for Silver and Gold) Name Cate Berard/DOE Comment Proposal Criterion 9.1.4 says "The function specified in the manufacturer’s user manual, repair manual or technical manual should be used to determine original intended function, and to assist with the preparation for reuse or treatment operations." Is the "manufacturer’s user manual, repair manual or technical manual" the manual specified by this criterion OR is this referring to other documents? Recommend one of the changes in proposed solution. If "manufacturer’s user manual, repair manual or technical manual" is the manual specified by this criterion, change to "The original intended function of the product, parts and components shall be specified in the manual to assist with the preparation for reuse or treatment operations." Possible Response If this is referring to other documents, change to "If the original intended function of the product, parts and components is specified in separate manufacturer’s user manual, repair manual or technical manual, the manual required in this criterion shall provide a link to the appropriate manuals to assist with the preparation for reuse or treatment operations." Cate Berard/DOE Chris Cleet/ITI Criterion 9.1.4 requires the specific manual include information about "The different components and materials;" This seems overly vague. Is this just a component/part list? Materials list? Should it include any details other than what is specified in the later bullets? - Having a “gatekeeper” criterion (similar to criterion 5.1.3) for the higher levels disincentivizes achieving optional points. Manufacturers may opt out of all the optional criteria given the high burden and low environmental benefit of this criterion. If manufacturers cannot get this criterion and 5.1.3, there will be no pursuit of any optional points, resulting in no differentiation between manufacturers. (I prefer the first...) Change to "A complete parts, components and materials list" If needed, additional language on any details required should be added. Page 6 - This criterion goes significantly beyond the recycling information necessary for the WEEE Directive, and as written, calls for the public release of CBI. Much of this information is made available on demand to recyclers, usually with a non-disclosure agreement. Tim Earl/GBH - Products are designed for the safe use of customers. Who will assume liability for misuse of the materials in this criterion? 9.1.4 The manual must include “A list, updated at least annually, of any components provided by the manufacturer that are compatible or equivalent with original components.” This must be available for at least 7 years after production ceases. Did we really intend for manufacturers to review and update the list annually for discontinued products? This seems onerous, especially as it is required for Silver or Gold. Page 7 Bill Hoffman/UL this section has several issues that will lead to confusion and difficulty determining compliance. some examples include: - requiring the manual to be available "without restriction of access". Does requiring the creation of an account and logging in, even though anyone can do so, represent a "restriction of access" - requiring that the manual be "available in any region or country in which the criterion is declared" could also be an issue if the government of said country is blocking the publishing web site. "updated at least annually" should be struck and replaced with "at the time of assessment to the standard". the phrase "at the time of assessment to the standard" could also be used for make and model/connectors requirements. - the "different components and materials" is open to interpretation on how deep or detailed to go. Does this include each resistor, or only the PWB as a whole? or in some cases the components such as microprossesor which are valuable, but in others the whole assembly is sufficient. This needs to be further detailed. - make and model of each connector implies that only one make and model is used for each connector, there are likely several which are changed over the production life of the product. A statement as suggested below that look at the current components used only should be included. - "a list, updated at least annually" is future looking. This standard can only be used to assess the compliance of the product to the standard the time of assesssment. Michael Kirschner/ DCA 9.1.4 – This criterion should either be deleted or reduced to “The location of materials with special handling needs as identified in European WEEE Directive 2012/19/EU Annex VII”. The purpose of it seems to be to allow continued use beyond the useful life of the product and that is very dangerous. Forcing continued provision of support and materials that may have gone obsolete long ago and may, in fact, be near or past their useful life and be increasingly unreliable carries high risk with it. Electronics are not designed to function forever, in fact - there is a "bathtub curve" electronic product reliability follows: as they age they become less and less reliable. This is due to chemical changes accelerated by thermal force and electrical stresses - these are Page 8 taken into account during product design so the product has an adequately long useful life with a low enough early and mid-life failure rate. Furthermore, requiring the manual to be machine-readable does not make sense, particularly requiring use of a standard that was written by a small group that does not appear to have been developed in an open and inclusive manner that did not include representatives of this industry. Brian Martin/ Seagate Finally, under no circumstances would a manufacturer allow anything but a full "All Rights Reserved" copyright on a repair manual; what would the purpose be for allowing anybody to modify the manual? There is plenty of electrical, mechanical, thermal and potentially optical danger lurking inside servers; manufacturers will have the best understanding of how repair should be conducted and the task of describing that should be left to them and only them. Additionally, forcing the information and tools to be available for 7 years after the end of production to any 3rd party who wants it instead of just authorized service providers is dangerous for the same reason - there are qualifications technicians must meet in order to deal with electronic products safely; how do you make sure the manufacturer does not take on liability unnecessarily here? Also, documenting proprietary interconnect (which there is little of in servers) risks exposing IP as well as enabling risky and unsanctioned behavior - this exposes the original manufacturer to brand equity damage. Finally, disassembly of servers is generally trivial. Documentation is quite unnecessary - ask recyclers. Manufacturers are generally aligned with efforts to recover and recycle materials from products. Publishing information in support of recycling and materials recovery is fundamental to enable those efforts. However, publishing manuals that enable end user or technical repair outside of authorized repair technicians and authorized repair and refurbishment is problematic. Repair of server products involves high voltages, physical hazards, and hazards from accumulators/batteries. Publishing repair manuals is generally not supported by manufacturers due to the inherent risk in these activities. Documentation of troubleshooting would be confined to non- Recommended 9.1.4 Amendments – 9.1.4 is split into two criteria, a required criterion (9.1.4) with some of the manual content requirements deleted and one optional criterion (9.6.1) containing the manual content requirements that were deleted in the new 9.1.4 and one other text deletion. A new section of optional criteria 9.6 is proposed (see next comment for additional input on newly proposed Page 9 hazardous, low risk troubleshooting. optional criterion) (see below for proposed text) Brian Martin/Seagate Steve Risotto/ACC Jonathan Wood/Defra Tim Mann/IBM Holly Elwood/EPA While this (newly proposed) criterion is optional (9.6.1), the requirements would be extremely challenging to meet without exposing the manufacturer to liabilities. In addition, since specific repair processes/routings are the intellectual property of refurbishment third parties, manufacturers are typically unable to provide full details of effective refurbishment other than “level 1” repairs, typically involving non-physical repairs. Since components are often configured specifically to enable or support specific machineconfiguration specific functions, most component replacements will require OEM-specific components. As an example, while almost any SATA interface disk drive will function in any SATA port, using disk drives designed for desktop applications would result in reduced function and early failures. While the component replacement “functions,” the component will not function in support of OEM specs. The requirements of this section go well beyond those of the WEEE Directive and likely would require the public disclosure of CBI. Since the target audience for this information is organizations interested in the legitimate reuse and recycling of equipment, the provision should be revised to require that the specified information be provided to recyclers upon request in a manner that protects CBI. Ideally would like to see it as a pre-requisite for bronze. 9.1.4. We do not support these criteria. IBM fully supports the reuse and recycling of server products, and makes significant amounts of information available regarding repair of products and replacement of components and parts. However, some of the information/materials that are required to be disclosed by these criteria are proprietary, confidential, and/or IBM intellectual property and should not be subject to compulsory disclosure or licensing. 9.1.4 and 9.1.5 require information and items be available for 7 years after placement on the market. 10.1.1 requires that replacement products and product service be available for 5 years. The specified information should only be provided to recyclers upon request in a manner that protects CBI. Include criterion for bronze level. It seems that the two different requirements should be brought into line (7 years for each). Page 10 9.1.4 Revision Options 1) Leave as is 2) Require for bronze (comment Jonathon Wood) 3) Revise criterion to limit scope to WEEE (comment from Chris Cleet, Mike Kirchner) 4) Split into two criteria – see proposal below (comment from Brian Martin, partially addresses comments from Chris Cleet & Steve Risotto) a. prerequisite for all levels limited to scope of WEEE b. optional for all levels with broader public disclosure c. Also consider other comments i. Changing 7 years to 5 years (comments from Tim Earl and Holly Elwood) ii. Text clarifications (comments from Cate Berard and Bill Hoffman) 5) Make optional for all levels (comment from Chris Cleet and Brian Martin) and consider other comments: a. Changing 7 years to 5 years (comments from Tim Earl and Holly Elwood) b. Text clarifications (comments from Cate Berard and Bill Hoffman) 6) Delete criterion (Mike Kirschner, implied by Tim Mann comment) Proposal for splitting criterion into a perquisite and optional (from Brian Martin) 9.1.4 Information and Reporting in Preparation for Re-use and Recycling (Prerequisite for Silver and Gold) The manufacturer shall publish a “manual” for third party re-use and recycling organizations, in at least English, with the information listed below, including the same information as provided by the manufacturer for use by its technicians for the same purposes as follows: Manual shall be available on a publically accessible website without restriction for access. The manufacturer shall declare the URL of the public disclosure. The manual shall be published in any region or country and the manufacturer shall have a written procedure that makes the manual publically available for a minimum of 7 years following the end of production of the product. The manual shall contain the following information about preparation for re-use and recycling: The different EEE components and materials; and The location of materials with special handling needs as identified in WEEE Directive 2012/19/EU Annex VII ; and A disassembly or end of life characterization report that demonstrates conformity to all the prerequisites in Section 9.1 and includes, at a minimum, step-by-step disassembly instructions with required tools, product specifications and troubleshooting information. The function specified in the manufacturer’s user manual, repair manual or technical manual should be used to determine original intended function, and to assist with the preparation for re-use or treatment operations. The manual shall meet the following formatting requirements: Available in user-friendly formatting on the web and as downloadable PDFs for offline viewing; and Available in machine-friendly file format: either XML or oManual/IEEE 1874 – IEEE Standard for Documentation Schema for Repair and Assembly of Electronic Devices; and Page 11 Provided under an open-source license that allows redistribution and modification such as Creative Commons (www.creativecommons.org) (CC-BY). 9.6.1 Information and Reporting in Preparation for Re-use and Recycling (New optional criterion) The manufacturer shall publish a “manual” for third party re-use and recycling organizations, in at least English, with the information listed below: Manual shall be available on a publically accessible website without restriction for access. The manufacturer shall declare the URL of the public disclosure. The manual shall be published in any region or country and the manufacturer shall have a written procedure that makes the manual publically available for a minimum of 7 years following the end of production of the product. The manual shall contain the following information about preparation for re-use and recycling: Technical reference of each individual sub-assembly providing pin diagram and make and model of each connector capable of being field terminated as provided to manufacturer repair/authorized service centers; and The components that cannot be replaced by non-manufacturer supplied components; and An updated list, at least annually, of any components provided by the manufacturer that are compatible or equivalent with original components; and The function specified in the manufacturer’s user manual, repair manual or technical manual should be used to determine original intended function, and to assist with the preparation for re-use or treatment operations. The manual shall meet the following formatting requirements: Available in user-friendly formatting on the web and as downloadable PDFs for offline viewing; and Available in machine-friendly file format: either XML or oManual/IEEE 1874 – IEEE Standard for Documentation Schema for Repair and Assembly of Electronic Devices; and Provided under an open-source license that allows redistribution and modification such as Creative Commons (www.creativecommons.org) (CC-BY). 9.1.5 Functionality testing software tools Name Comment Tim Mann/IBM 9.1.5. We do not support these criteria. IBM fully supports the reuse and recycling of server products, and makes significant amounts of information available regarding repair of products and replacement of components and parts. However, some of the information/materials that are required to be disclosed by these criteria are proprietary, confidential, and/or IBM intellectual property and should not be subject to compulsory disclosure or licensing. 9.1.4 and 9.1.5 require information and items be available for 7 years after placement on the market. 10.1.1 requires that replacement products and product Holly Elwood/EPA Proposal Possible Response It seems that the two different requirements should be brought into Page 12 service be available for 5 years. Chris Cleet/ITI Bill Hoffman line (7 years for each). Industry practice is to provide this level of support for five years after end of production. Since the refurbished goods market has its own capability to provide continued support, this criterion is burdensome to manufacturers without providing any environmental benefit. This criterion would seem in part to be redundant with the collection of efficiency data as part of earlier criterion. In addition the software tools required to comply with this criterion may be dependent on a proprietary OS which is not under the control of the manufacturer. IN addition the tools don't ensure the product meets operating specifications but supply diagnostic data which can be used to assess whether or not the server is operating to original specifications. the phrase "can be returned to service as provided by the manufacturer's repair/authorized service centers." is difficult to understand the intent. Returned to service in what form? original as shipped software, updated to current software, or replaced with an equivalent unit(not every unit sent for service is replaced with the original unit) Mike Kirschner/DCA Brian Martin/Seagate This whole criterion needs to either be rewritten or struck. 9.1.5 –The requirement of public availability should be removed. If this only applies to “as provided by the manufacturer’s repair/authorized service centers” then why does the manufacturer have to provide the tools to the public? Make clear that test software, updates, drivers and firmware do not have to support versions of the OS newer than the last version officially supported by the manufacturer. Peripheral support should only cover peripherals sold and supported by the manufacturer, not 3rd party products. 9.1.5 is recommended to become an optional criterion with one text deletion. See below 9.1.5 Revision Options 1) Leave as is 2) Make optional (comment from Brian Martin) and consider the following revisions a. Changing 7 years to 5 years (comment from Chris Cleet, and partially Holly Elwood) b. Strike phrase as shown (comment from Brian Martin) c. Strike public disclosure and limit updates to last OS supported by manufacturer (comment from Kirschner) Page 13 3) Delete criterion (comments from Tim Mann and Bill Hoffman) Proposal for revising criterion (from Brian Martin) 9.1.5 x.x Functionality testing software tools (optional) The manufacturer shall make publicly available and readily accessible, and provide access to the necessary hardware functionality testing software tools and applicable updates to ensure the product meets operating specifications and can be returned to service as provided by the manufacturer’s repair/authorized service centers. Manufacturer shall also make available and provide access to any system or peripheral firmware (BIOS, etc.) and drivers for the server hardware. The manufacturer shall have a written procedure that makes all of these items available for a minimum of 57 years following the end of production of the product and identifies if there is a cost. The manufacturer shall declare if there will be any cost associated with the provision of the functionality testing software tool. The manufacturer shall declare the URL of the public disclosure. Discussion Topic 3: Plastic criteria Criteria 9.1.2 - approved by JC, but inadvertently omitted from the ballot document. If the JC would like to include it, the criterion will need to be added in the next balloting Comments on 9.2 (Needs to be re-numbered as 9.2.1) 9.1.2 Design for Plastics Recycling All plastic parts >100 g shall meet the following requirements: Clearly marked with material type in accordance with ISO 11469/1043, with the exception of printed circuit boards, wire and cables. Separable by hand or with commonly available tools, such that plastic parts can be separated into parts with the same material type. If the product does not contain plastic parts weighing >100 g, “Not Applicable” may be declared. Note: For components containing plastic parts, the 100 g threshold applies to the plastic part only. Name Bill Hoffman Comment the phrase "same material type" should be defined. Proposal Possible Response Use the phrase "compatible or compatible with limitations " and reference https://www.nrcan.gc.ca/sites/www.nrcan.gc.ca/files/mineral smetals/pdf/mms-smm/busi-indu/rad-rad/pdf/2005-42(cf)cceng.pdf appendix A for a table of compatible plastics. 9.1.2 Revision Options 1) Insert back into draft standard as is 2) Consider comment (Note: Bill Hoffman must have been reviewing a previous distributed draft document, and others have not had the change to comment) Page 14 3) Do not insert back into the standard based on other comments received about the amount of plastic in servers. 9.2 Design for plastics recycling (optional) Name Comment Tim Mann/IBM We do not support this criterion. We believe the requirement that manufacturers provide “Test results showing no more than a 25% reduction in either the notched Izod impact at room temperature between a test sample made from the original plastic without adhesives, coatings, paints, or finishes and test sample made from the plastic with adhesives, coatings, paints, or finishes, as measured using ASTM D256 or ISO 180, or the Charpy impact for the same test samples as measured using ISO 179” for plastics with coatings or paints is extreme and unnecessary. Proposal Possible Response 9.2 Revision Options 1) Leave as is 2) Reduce points from 2 to 1 3) Delete criterion Discussion Topic 4: Are rare earth metals a sustainability (e.g., environmental or social responsibility) issue? Discuss comments on 9.5.1 as well as 7.2.2 9.5.1 Information and reporting on disk drive magnet type and location Name Comment Server Manufacturer What is the environmental benefit of this criterion, especially in light of criteria 6.3.2 and 6.3.3 and 9.3.1? Chris Cleet/ITI This criterion mirrors 9.3.1 and we have the same concerns with it. Michael Kirschner/DCA 9.5.1 – The purpose of this is unclear, particularly given my opinion of 7.2.2. In any case it’s unnecessary since recyclers know where these magnets are located. Adding more labels to products is, at this time, extremely difficult due to the regulatory requirements taking up so much space. Proposal Possible Response 9.5.1 Revision Options 1) Leave as is 2) Reduce points from 2 to 1 Page 15 3) Delete criterion (implied in comments from server manufacturer, Chris Cleet and Mike Kirschner) 7.2.2 Postconsumer recycled content of rare earth elements Name Comment Proposal Cate Berard/ DOE Remove limitation on source of PCR for 7.2.2 Chris Cleet/ ITI Optional: PCR of Rare Earth Elements Criterion 7.2.2 says "The neodymium or dysprosium shall be provided through the recycling of magnets from used devices." There are other sources of these elements, and since they are rare - does it really matter if the source is other magnets or some other application? The standard should encourage recovery and reuse of these rare earths from any postconsumer source. If the language is intending to incentivize recovery specifically from hard drives, maybe 1 point can be for PCR content, and 1 additional point can be for PCR content specifically from hard drive magnets? There is no way to track this. Michael Kirschner/ DCA Brian Martin/ Seagate Wayne Rifer/GEC Possible Response 7.2.2 – Rare earth elements are not “rare”, as in “limited availability”. The amounts used in electronics are minimal as well. Remove this criterion. Cost of PCR REMs clarifying evidence in verification required in 7.2.2 Increasing PCR for REMs would increase cost in the current materials supply chain. 7.2.2 asks for documentation to be provided (for verification) but only states that the disk drive supplier must confirm that the drive contains PCR REE material. In order for verification to be adequate, the criteroin should ask for evidence relative to the supplier of the PCC REEs. We recommend that the criterion simply call for evidence to be provided, and not specify what evidence, but give an example of the source of supply. The verification process can then expand on what is considered "evidence". 7.2.2 Revision Options 1) Leave as is 2) Consider following revisions Page 16 a. Allow for additional sources of REM (comment from Cate Berard) b. Address tracking/documentation of sourcing (comments from Chris Cleet & Wayne Rifer) 3) Delete criterion (implied by comment from Brian Martin) Discussion Topic 5: Resolution of comments on remaining Section 9 & 10 criteria Discuss comments on 9.1.6, 9.3.1, 10.1.1 9.1.6 Informing reuse operators and treatment operators of information available for their assistance (corporate) Name Comment Chris Cleet Proposal Possible Response This required criterion, requires informing reuse/treatment operators of two criterion which are optional, and one that should be optional, if a criterion at all. Tying a required criterion to three others that are unlikely to be claimed makes little sense. This criterion builds on 9.1.4; and we have the same concerns with it. Generally, this information is shared as part of a business relationship with the recycler. 9.1.6 Revision Options 1) Leave as is 2) Incorporate requirements into the three criteria referenced, and delete separate criterion 3) Delete criterion 9.3.1 Product marked to identify components and materials with special handling needs Name Server Manufacturer Chris Cleet/ITI Comment Proposal Possible Response Size and space constraints may not allow for achievement of this criterion for some servers such as blades and micro-node servers. This criterion is an extension of 9.1.4. However, it asks for QR codes on certain components. It is unclear what the requirements are for the sites these QR codes will link to. There may be significant size and space limitations on providing labels/codes on several of these components. Additionally, there may be environmental impacts to printing codes on the components as opposed to other potential means of providing this information, such as online. Page 17 Michael Kirschner/DCA 9.3.1 – This criterion should be removed. Since the likelihood is that this information will be printed on a label and stuck to the inside of the case implies that the label itself should be removable or compatible with recycling of the case material to which it's attached (so if this criterion stays this should be added to it). Further, the only items in the WEEE Directive Annex VII that would be of concern are the printed circuit boards and batteries, if used. These are usually obvious and recyclers already know where to look; 1 point is enough IMHO, if this is even worth doing as an optional criterion since it really is just a point giveaway. 9.3.1 Revision Options 1) Leave as is 2) Reduce points from 2 to 1 3) Insert “not applicable” provision based on comment from server manufacturer “Size and space constraints may not allow for achievement of this criterion for some servers such as blades and micro-node servers.” 4) Delete criterion 10.1.1 Replacement components availability Name Françoise Berthoud Comment Proposal Possible Response 3 - "Replacement components availability": 5 years is too short, most of the time servers are kept more than 5 years. Could you increase this value ? (7 ?) 10.1.1 Revision Options 1) Leave as is (would harmonize with 9.1.4 and 9.1.5 if they are revised to 5 years) 2) Increase to 7 years (would harmonize with 9.1.4 and 9.1.5 if they are not changed) Page 18