CHAPTER 1

Overview of U.S.

Legal Concepts

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THE U.S. SYSTEM OF

GOVERNMENT

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The U.S. legal system is based on a system of federalism

It has a dual system of government, composed of a federal and state system

It is based on decentralization

The individual states retain powers not specifically enumerated as exclusively federal

DUAL SYSTEM OF

GOVERNMENT

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Federal and state constitutions provide a framework for governance at the federal and state levels

The framework calls for three branches of government:

Legislative

Executive

Judicial

BRANCHES OF

GOVERNMENT

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Legislative branch enacts statutes that are subject only to constitutional restraints

Executive enforces and implements statutes via administrative regulations

LEGISLATIVE AND EXECUTIVE

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Judicial branch is composed of courts that interpret statutes and create laws in situations not addressed by statute

The federal and the state system each has its own set of courts with its own trial courts and appellate courts

JUDICIAL

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THE COURT SYSTEM

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Each state as well as the District of Columbia and the federal government has its own court system

Each court system is a separate jurisdiction

Jurisdiction generally is:

Power of a court to exercise authority over a matter

Area over which the courts of a particular system have the power to resolve disputes

THE COURT SYSTEM

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Structure of the court system is hierarchical

Courts are organized along a vertical structure

The position of a court within that structure has important consequences

THE COURT SYSTEM:

HIERARCHICAL

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Three-tier structure is typical of state and federal courts

Lower “trial” court: fact-finding

Intermediate “appellate” court: appeals from the lower court

As of “right” from final orders

High or “Supreme” court: appeals from the intermediate court

Discretionary

THREE TIER STRUCTURE

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