The Primacy of Primary Care in Health Services Systems Barbara Starfield, MD, MPH November 2002 The Countries, Mid-1990s Australia Belgium Canada Denmark Finland France Germany Japan Netherlands Spain Sweden United Kingdom United States Starfield Reimbursement of Physicians** Belgium France Germany United States Primary Care 1980s 1990s F F F F F F F F Specialists 1980s 1990s F F F F F F F F Australia Canada Japan Sweden F F F S F F F S F F F S F F F S Denmark Finland* Netherlands Spain United Kingdom C/F S/C C/F S C F/C S/C C/F S C/F S/F S F S S F S S S S Starfield 2000 Are Specialists Limited to Hospital Practice? Early-Mid 1990s Belgium France Germany United States Australia Canada Japan Sweden Denmark Finland Netherlands Spain United Kingdom No No No No No No No No Yes Yes Yes No Yes Starfield 2000 Primary Care Orientation of Health Systems: Rating Criteria • Health System Characteristics – – – – – – – – – Type of system Financing Type of primary care practitioner Percent active physicians who are specialists Professional earnings of primary care physicians relative to specialists Cost sharing for primary care services Patient lists Requirements for 24-hour coverage Strength of academic departments of family medicine Source: Starfield, 1998. Starfield Primary Care Orientation of Health Systems: Rating Criteria • Practice Characteristics – – – – – – First-Contact Longitudinality Comprehensiveness Coordination Family-centeredness Community orientation Source: Starfield, 1998. Starfield Primary Care Scores, 1980s and 1990s 1980s Belgium France* Germany United States 0.8 0.5 0.2 1990s 0.4 0.3 0.4 0.4 Australia Canada Japan* Sweden 1.1 1.2 1.2 1.1 1.2 0.8 0.9 1.5 1.5 1.5 1.7 1.7 1.5 1.5 1.4 1.9 Denmark Finland Netherlands Spain* United Kingdom Starfield 10/02 Practice Characteristics (Rank*) System and Practice Characteristics Facilitating Primary Care, Early-Mid 1990s 12 11 10 9 8 7 6 5 4 3 2 1 0 GER FR BEL US SWE JAP CAN FIN AUS SP DK NTH UK 0 1 2 3 4 5 6 7 8 9 10 11 12 13 System Characteristics (Rank*) Starfield 11/00 Health Care Expenditures per Capita, 1996 Belgium ----France ----Germany ----United States ----- 1693 1978 2222 3708 Australia ----Canada ----Japan ----Sweden ----- 1776 2002 1581 1405 Denmark ----Finland ----Netherlands ----Spain ----United Kingdom ----- 1430 1389 1756 1131 1304 Starfield 2000 Primary Care Score vs. Health Care Expenditures, 1997 Primary Care Score 2 UK DK 1,5 NTH SP 1 FIN CAN AUS SWE GER 0,5 0 1000 JAP BEL 1500 US FR 2000 2500 3000 3500 Per Capita Health Care Expenditures 4000 Primary Care Orientation and Population Health Status Starfield 10/02 Average Rankings* for Health Indicators in Infancy, for Countries Grouped by Primary Care Orientation Lowest (Belgium, France, Germany, US) Middle (Australia, Canada, Japan, Sweden) Highest (Denmark, Finland, Netherlands, Low Birth Weight (1993) Neonatal Mortality (1993) 9.5 7.8 7.3 5.3 5.9 4.8 Postneonatal Infant Mortality Mortality (1993) (1996) 11.5 5.5 6.7 7.8 8.8 6.0 5.0 4.6 6.2 6.4 Starfield 04/01 Average Rankings for Health Indicators, YPLL (Total and Suicide) in Countries Grouped by Primary Care Orientation All Except Suicide Female Male Suicide Female Male Lowest 9.5 10.8 7.3 8.3 (Belgium, France, Germany, US) Middle 3.8 2.8 7.0 7.3 (Australia, Canada, Japan, Sweden) Highest 7.6 7.4 6.8 5.8 (Denmark, Finland, Netherlands, Spain, UK) Source: OECD, 1998. All Except External Female Male 8.8 10.8 3.8 3.5 8.2 7.0 Starfield 2000 Average Rankings* for Life Expectancy at Ages 40, 65, and 80, for Countries Grouped by Primary Care Orientation Lowest Age 40 Age 65 Age 80 Female Male Female Male Female Male 7.8 9.5 8.0 8.0 7.4 6.9 (Belgium, France, Germany, US) Middle 4.0 (Australia, Canada, Japan, Sweden) Highest 2.5 6.7 8.8 3.8 5.9 8.6 8.8 3.5 6.6 3.6 6.6 9.0 9.5 4.3 6.8 7.1 9.3 (Denmark, Finland, Netherlands, Spain, UK**) Starfield 04/01 Average Rankings for World Health Organization Health Indicators for Countries Grouped by Primary Care Orientation Lowest (Belgium, France, Germany, US) Middle* (Australia, Canada, Sweden, Japan) Highest* (Denmark, Finland, Netherlands, Spain, UK) DALEs Child Survival Equity Overall Health 16.3 22.5 36.3 4.8 16.5 26.0 11.0 16.0 DALE: Disability adjusted life expectancy (life lived in good health) Child survival: survival to age 2, with a disparities component Overall health: DALE minus DALE in absence of a health system Maximum DALE for health expenditures minus same in absence of a health system 15.8 15.2 29.1 31.6 Source: Calculated from WHO, 2000. Starfield 10/02 Percentage of Individuals Who Smoke per Capita at Ages 15 and Older, Early-Mid 1990s* Female 21.0 20.0 21.5 24.6 Male 31.0 38.0 36.8 28.6 Australia Canada Japan Sweden 23.8 26.0 13.3 26.6 28.2 26.0 60.4 25.2 Denmark Finland Netherlands Spain United Kingdom 40.1 20.0 30.5 21.0 28.0 45.9 33.0 42.9 44.0 29.0 Belgium France Germany United States *All countries 1992, except Canada (1991), Spain (1993) Ranking of Countries by Income Inequality Country Belgium France Germany United States Earned Income Disposable Income (90/20 ratio) (Gini) 5 3 10 8 7 6 11 13 Australia Canada Japan Sweden 12 9 1 2 10 7 11 2 Denmark Finland Netherlands Spain United Kingdom 8 6 4 3 13 4 1 5 9 12 Starfield 2000 Primary Care Features Consistently Associated with Good/Excellent Primary Care • System features – Regulated resource distribution – Government-provided health insurance – No/low cost-sharing for primary care • Practice features – Comprehensiveness – Family orientation Starfield 10/01 Primary Care Score and Health Outcomes Health Outcome All-cause mortality Association with Primary Care Score* In Males In Females Life expectancy Infant Mortality Rate PYLL (all causes) PYLL (pneumonia & influenza) PYLL (asthma & bronchitis) PYLL (cerebrovascular disease) PYLL (heart disease) Source: Macinko et al., 2002. Starfield 06/02 Primary Care Score and Premature Mortality in 18 OECD Countries 10000 PYLL Low PC Countries* 5000 All Countries* High PC Countries* 0 1970 1980 1990 Year Source: Macinko et al., 2002. 2000 Starfield 06/02 Within-Country Studies • Ecological analyses: Effect of primary care doctor to population ratios (US, UK) • Case control studies (US) • Hospitalizations for avoidable conditions or complications (US, Spain) • Survey data on impact of affiliation with a primary care doctor (US, Spain) • Path analyses at state and local levels (US) Starfield 2000 Factors Related to In-hospital Standardized Mortality, England (NHS Hospitals), 1991-2 to 1994-5 Regression Coefficient % of cases admitted as emergency 0.58 # hospital doctors/100 hospital beds -0.47 # GPs/100,000 population -0.67 Standardized admission ratio -0.15 % live discharges to home 1.61 % patients with co-morbidity 1.51 NHS facilities/100,000 population -1.12 Source: Jarman et al., 1999. Starfield 2000 Rates of Avoidable Adult Hospitalization for 6 Conditions and Family Physicians per 10,000 Population Source: Parchman & Culler, 1994. Starfield 10/02 Rates of Avoidable Pediatric Hospitalization for Diabetes Mellitus and Pneumonia and Family Physicians per 10,000 Population Source: Parchman & Culler, 1994. Starfield 10/02 Physician Supply and Odds Ratios* of Diagnosis of Late-Stage Colorectal Cancer Primary care physicians Urban Non-urban 0.92** 0.96 Specialty physicians 1.12** 1.02 *change in odds of late stage diagnosis with each 10 percentile increase in supply of physicians **significant at p<.01 Source: Roetzheim et al., 1999. Starfield 10/02 Adjusted Odds Ratios for Severe, Uncontrolled Hypertension According to Various Risk Factors* No. of Patients Adjusted with Complete Odds Ratio Risk Factor No primary care No medical insurance Noncompliance with antihypertensive regimen† One or more alcohol-related problems Illicit drug use‡ Data (95% CI) 204 204 199 4.4 (2.2-8.9) 2.2(1.0-4.6) 2.0 (1.5-2.7) <0.001 0.04 <0.001 204 204 2.2 (0.8-6.3) 1.3 (0.5-3.6) 0.14 0.60 P Value †Categorized on a five-point scale. ‡In the past year. Source: Shea et al., 1992. Starfield 1999 Health Care Expenditures and Mortality 5 Year Followup: United States, 1987-92 • Adults (age 25 and older) with a primary care physician rather than a specialist as their personal physician • had 33% lower cost of care • were 19% less likely to die (after controlling for age, gender, income, insurance, smoking, perceived health (SF-36) and 11 major health conditions) Source: Franks & Fiscella, 1998. Starfield 1999 Primary Care Reform, 1984-90 to 1994-96 Percent Decline in Mortality - Various Causes, Barcelona, Spain E = 40 M = 38 M = 35 L = 35 % Decline 45 40 35 30 25 20 15 10 5 0 E = 23 L=6 Hypertension Perinatal E = Early Implementation M = Later Implementation L = Late Implementation Source: Villalbi et al., 1999. Starfield 2000 Major Determinants of Outcomes*: 50 US States Specialty Physicians: More: all outcomes worse Primary Care Physicians: Fewer: all outcomes worse Hospital Beds: More: higher total, heart disease, and neonatal mortality Education: Income: Unemployment: Urban: Pollution: Life Style: Minority: No relationship Lower: higher heart and cancer mortality Higher: higher total mortality, lower life span, more low birthweight Lower mortality (all), longer life span Higher total mortality Worse: higher total and cancer mortality, lower life span Higher total mortality, neonatal mortality, low birthweight, lower life span State Level Analysis: Primary Care and Life Expectancy 78 Life Expectancy 77 . . E SD . N . . ME . NH . . AZ RI . IA .UT ID . NM . . MT . NJ . . TN . FL . . TX . . AR WI. KS . PA MI . WV DE . . NC KY . VA . IL . MS AL . . AK . GA NV . SC ID 76 75 74 73 72 . . . CT . .WAMN . MA . CA . ND . OR HI . NY . MD R=.54 LA P<.05 71 4.00 4.50 5.00 5.50 6.00 6.50 7.00 Primary Care Physicians/10,000 Population PC physicians/population positively associated with longer life expectancy. Source: Shi et al., 1999. Starfield 03/02 7.50 Path Coefficients for the Effects of Income Inequality and Primary Care on Health Outcome: 50 US States, 1990 Total Mortality .42** Infant Mortality .35* -.36** -.29* Income Inequality (Robin Hood Index) -.33* Primary Care Physicians -.37** Life Expectancy Source: Shi et al., 1999. .41** .58** -.17 *p<.05; **p<.01. Low Birthweight Starfield Path Coefficients for the Effects of Income Inequality and Primary Care on Health Outcome: 50 US States, 1990 Life Expectancy Total Mortality .39** Neonatal Mortality .40** -.35** -.38** Income Inequality (GINI COEFFICIENT) -.18 -.33* Primary Care Physicians .16 Stroke Mortality -.38** .42** .18 -.33* Postneonatal Mortality Life Expectancy Source: Shi et al., 1999. *p<.05; **p<.01. Starfield Does Primary Care Reduce Disparities in Health across Population Subgroups? Starfield 10/02 Reductions* in Inequality in Health by Primary Care: Postneonatal Mortality, 50 US States, 1990 Areas with low income inequality High primary care resources Low primary care resources 0.8% decrease in mortality 1.9% increase in mortality Areas with high income inequality High primary care resources Low primary care resources 17.1% decrease in mortality 6.9% increase in mortality *compared with population mean Based on data in Shi & Starfield, 2000. Starfield 2000 Reductions* in Inequality in Health by Primary Care: Stroke Mortality, 50 US States, 1990 Areas with low income inequality High primary care resources Low primary care resources 1.3% decrease in mortality 2.3% increase in mortality Areas with high income inequality High primary care resources Low primary care resources 2.3% decrease in mortality 1.1% increase in mortality *compared with population mean Based on data in Shi & Starfield, 2000. Starfield 2000 Reductions in Inequality in Health by Primary Care: Self-Reported Health, 60 US Communities, 1996 Percent reporting fair or poor health • Areas with low income inequality –No effect of primary care resources* • Areas with moderate income inequality –16% increase in areas with low primary care resources* • Areas with high income inequality –33% increase in areas with low primary care resources* *compared with median # of primary care physicians to population ratios Based on data in Shi & Starfield, 2000. Starfield 2000 Primary Care Practice Characteristics: Evidence-Based Summary • Countries with strong primary care – have lower overall costs – generally have healthier populations • Within countries – areas with higher primary care physician availability (but NOT specialist availability) have healthier populations – more primary care physician availability reduces the adverse effects of social inequality Starfield 1999 Primary Care Practice Characteristics: Evidence-Based Summary • Countries with strong primary care – have lower overall costs – generally have healthier populations • Within countries – areas with higher primary care physician availability (but NOT specialist availability) have healthier populations – more primary care physician availability reduces the adverse effects of social inequality Starfield 1999 Conclusions Both international comparisons and studies within countries document the beneficial impact of primary care on effectiveness (health outcomes), on efficiency (lower costs), and on equity of health outcomes (reducing disparities across population subgroups). Health policy should be directed toward strengthening the primary care orientation of health systems.