The Primacy of Primary Care in Health Services Systems Barbara Starfield, MD, MPH, FRCGP May 2002 The Countries, Mid-1990s Australia Belgium Canada Denmark Finland France Germany Japan Netherlands Spain Sweden United Kingdom United States Starfield Reimbursement of Physicians** Primary Care Belgium France Germany United States Australia Canada Japan Sweden Denmark Finland* Netherlands Spain United Kingdom 1980s F F F F 1990s F F F F Specialists 1980s F F F F 1990s F F F F F F F S F F F S F F F S F F F S C/F S/C C/F S C F/C S/C C/F S C/F S/F S F S S F S S S S F=Fee-for-Service C=Capitation S=Salary *but substantial private sector feefor-service ** for those who work in community Starfield 2000 Are Specialists Limited to Hospital Practice? Early-Mid 1990s Belgium France Germany United States No No No No Australia Canada Japan Sweden No No No No Denmark Finland* Netherlands Spain United Kingdom Yes Yes Yes No Yes Starfield 2000 Primary Care Orientation of Health Systems: Rating Criteria • Health System Characteristics – – – – – – – – – Type of system Financing Type of primary care practitioner Percent active physicians who are specialists Professional earnings of primary care physicians relative to specialists Cost sharing for primary care services Patient lists Requirements for 24-hour coverage Strength of academic departments of family medicine adapted from Starfield B. Primary Care: Balancing Health Needs Services & Technology, 1998 (Chapter 15) Starfield Primary Care Orientation of Health Systems: Rating Criteria • Practice Characteristics – – – – – – First-Contact Longitudinality Comprehensiveness Coordination Family-centeredness Community orientation adapted from Starfield B. Primary Care: Balancing Health Needs Services & Technology, 1998 (Chapter 15) Starfield Primary Care Scores, 1980s and 1990s 1980s 1990s Belgium France Germany United States 0.8 0.5 0.2 0.4 0.3 0.4 0.4 Australia Canada Japan Sweden 1.1 1.2 1.2 1.1 1.2 0.8 0.9 Denmark Finland Netherlands Spain United Kingdom 1.5 1.5 1.5 1.7 1.7 1.5 1.5 1.4 1.9 Starfield 2000 Practice Characteristics (Rank*) System and Practice Characteristics Facilitating Primary Care, Early-Mid 1990s 12 11 10 9 8 7 6 5 4 3 2 1 0 GER FR BEL US SWE JAP CAN FIN AUS SP DK NTH UK 0 1 2 3 4 5 6 7 8 9 10 11 12 13 System Characteristics (Rank*) Starfield 11/00 Health Care Expenditures per Capita, 1996 Belgium ----France ----Germany ----United States ----- 1693 1978 2222 3708 Australia ----Canada ----Japan ----Sweden ----- 1776 2002 1581 1405 Denmark ----Finland ----Netherlands ----Spain ----United Kingdom ----- 1430 1389 1756 1131 1304 Starfield 2000 Primary Care Score vs. Health Care Expenditures, 1997 Primary Care Score 2 UK DK NTH 1.5 FIN SP CAN AUS 1 SWE JAP 0.5 GER BEL 0 1000 1500 US FR 2000 2500 3000 3500 4000 Per Capita Health Care Expenditures Starfield 10/00 Average Rankings* for Health Indicators in Infancy, for Countries Grouped by Primary Care Orientation Low Birth Weight (1993) Neonatal Mortality (1993) 9.5 7.8 Lowest (Belgium, France, Germany, US) Middle (Australia, Canada, Japan, Sweden) 7.3 Highest 4.8 (Denmark, Finland, Netherlands, Spain, UK**) 5.3 5.9 Postneonatal Infant Mortality Mortality (1993) (1996) 11.5 5.5 6.7 7.8 8.8 6.0 5.0 4.6 6.2 6.4 *Best level of health indicator is ranked 1; worst is ranked 13, thus, lower average ranks indicate better performance. **England and Wales only Starfield 04/01 Average Rankings for Health Indicators, YPLL (Total and Suicide) in Countries Grouped by Primary Care Orientation All Except Suicide Female Male Lowest 9.5 (Belgium, France, Germany, US) Middle 3.8 (Australia, Canada, Japan, Sweden) Highest 7.6 (Denmark, Finland, Netherlands, Spain, UK) Source: OECD Tapes, 1998 Suicide Female Male All Except External Female Male 10.8 7.3 8.3 8.8 10.8 2.8 7.0 7.3 3.8 3.5 7.4 6.8 5.8 8.2 7.0 Starfield 2000 Average Rankings for Health Indicators for Countries Grouped by Primary Care Orientation: World Health Report, 2000 Lowest (Belgium, France, Germany, US) Middle* (Australia, Canada, Sweden, Japan) Highest* (Denmark, Finland, Netherlands, Spain, UK) DALEs Child Survival Equity Overall Health 16.3 22.5 36.3 4.8 16.5 26.0 11.0 16.0 DALE: Disability adjusted life expectancy (life lived in good health) Child survival: survival to age 5, with a disparities component Overall health: DALE minus DALE in absence of a health system Maximum DALE for health expenditures minus same in absence of a health system 15.8 15.2 29.1 31.6 Source: Calculated from WHO, World Health Report (Health Systems: Improving Performance) 2000 Starfield 2000 Average Rankings* for Life Expectancy at Ages 40, 65, and 80, for Countries Grouped by Primary Care Orientation Age 40 Female Lowest (Belgium, France, Germany, US) Middle (Australia, Canada, Japan, Sweden) 7.8 4.0 Highest 8.8 (Denmark, Finland, Netherlands, Spain, UK**) Age 65 Age 80 Male Female Male 9.5 2.5 6.7 8.0 3.8 5.9 8.6 8.0 3.5 6.6 8.8 Female Male 7.4 6.9 3.6 6.6 9.0 9.5 4.3 6.8 7.1 9.3 *Best level of health indicator is ranked 1; worst is ranked 13, thus, lower average ranks indicate better performance. **England and Wales only Starfield 04/01 Percentage of Individuals Who Smoke per Capita at Ages 15 and Older, Early-Mid 1990s* Belgium France Germany United States Australia Canada Japan Sweden Denmark Finland Netherlands Spain United Kingdom *All countries 1992, except Canada (1991), Spain (1993) Female 21.0 20.0 21.5 24.6 23.8 26.0 13.3 26.6 40.1 20.0 30.5 21.0 28.0 Male 31.0 38.0 36.8 28.6 28.2 26.0 60.4 25.2 45.9 33.0 42.9 44.0 29.0 Starfield 2000 Ranking of Countries by Income Inequality Country Earned Income (90/20 ratio) Disposable Income (Gini) Belgium France Germany United States 5 10 7 11 3 8 6 13 Australia Canada Japan Sweden 12 9 1 2 10 7 11 2 Denmark Finland Netherlands Spain United Kingdom 8 6 4 3 13 4 1 5 9 12 Starfield 2000 Primary Care Features Consistently Associated with Good/Excellent Primary Care • System features – Regulated resource distribution – Government-provided health insurance – No/low cost-sharing for primary care • Practice features – Comprehensiveness – Family orientation Starfield 10/01 Within-Country Studies • Ecological analyses: Effect of primary care doctor to population ratios (US, UK) • Case control studies (US) • Hospitalizations for avoidable conditions or complications (US, Spain) • Survey data on impact of affiliation with a primary care doctor (US, Spain) • Path analyses at state and local levels (US) Starfield 2000 Factors Related to In-hospital Standardized Mortality, England (NHS Hospitals), 1991-2 to 1994-5 Regression Coefficient % of cases admitted as emergency 0.58 # hospital doctors/100 hospital beds -0.47 # GPs/100,000 population -0.67 Standardized admission ratio -0.15 % live discharges to home 1.61 % patients with co-morbidity 1.51 NHS facilities/100,000 population -1.12 Source: Jarman, et al., BMJ, 1999 Starfield 2000 Major Determinants of Outcomes*: 50 US States Specialty Physicians: Primary Care Physicians: Hospital Beds: Education: Income: Unemployment: Urban: Pollution: Life Style: Minority: More: all outcomes worse Fewer: all outcomes worse More: higher total, heart disease, and neonatal mortality No relationship Lower: higher heart and cancer mortality Higher: higher total mortality, lower life span, more low birthweight Lower mortality (all), longer life span Higher total mortality Worse: higher total and cancer mortality, lower life span Higher total mortality, neonatal mortality, low birthweight, lower life span Note: All variables are ecologic, not individual *Overall mortality; mortality from heart disease, mortality from cancer, neonatal mortality, life span, low birthweight. Source: Shi, 1994 Starfield 1999 Rates of Avoidable Adult Hospitalization for 6 Conditions and Family Physicians-Internists per 10,000 Population Source: Parchman & Culler, 1994 Starfield 1999 Rates of Avoidable Pediatric Hospitalization for Diabetes Mellitus and Pneumonia and Family PhysiciansPediatrician Physicians per 10,000 Population Source: Parchman & Culler, 1994 Starfield 1999 Adjusted Odds Ratios for Severe, Uncontrolled Hypertension According to Various Risk Factors* Risk Factor No primary care No medical insurance Noncompliance with antihypertensive regimen† One or more alcohol-related problems Illicit drug use‡ No. of Patients with Complete Data Adjusted Odds Ratio (95% CI) P Value 204 204 199 4.4 (2.2-8.9) 2.2(1.0-4.6) 2.0 (1.5-2.7) <0.001 0.04 <0.001 204 204 2.2 (0.8-6.3) 1.3 (0.5-3.6) 0.14 0.60 *Adjustment was made in each model for age, sex, race or ethnic group, educational level, and current smoking status, but not for other risk factors. Odds ratios are expressed as the risk of severe, uncontrolled hypertension for a patient with the risk without it. CI denotes confidence interval. †Categorized on a five-point scale. ‡In the past year. Source: Shea et al 1992 Starfield 1999 Health Care Expenditures and Mortality 5 Year Followup: United States, 1987-92 • Adults (age 25 and older) with a primary care physician rather than a specialist as their personal physician • had 33% lower cost of care • were 19% less likely to die (after controlling for age, gender, income, insurance, smoking, perceived health (SF-36) and 11 major health conditions) Source: Franks & Fiscella, 1998 Starfield 1999 Primary Care Reform, 1984-90 to 1994-96 Percent Decline in Mortality - Various Causes, Barcelona, Spain 45 E = 40 40 M = 38 M = 35 L = 35 35 % Decline 30 25 E = 23 20 15 10 L=6 5 0 Hypertension Source: Villalbi, et al., 1999 Perinatal E = Early Implementation M = Later Implementation L = Late Implementation Starfield 2000 State Level Analysis: Primary Care and Life Expectancy 78 Life Expectancy 77 76 75 74 73 72 .ND . E SD .N.ME ID ..NH .OR . AZ RI .IA .UT .ID .TN ...NM. .FL .MT .NJ .NY .MI.TX . .DE .AR WI. KYKS .PA .AL WV .NC .VA. IL .MS . .AK .GA . NV SC 71 4.00 . .MACT..WAMN . . . HI CA .MD R=.54 LA P<.05 4.50 5.00 5.50 6.00 6.50 7.00 7.50 Primary Care Physicians/10,000 Population PC physicians/population positively associated with longer life expectancy. Shi et al. Income, Inequality, Primary Care and Health Indicators. Journal of Family Practice. April 1999 Starfield 03/02 Path Coefficients for the Effects of Income Inequality and Primary Care on Health Outcome: 50 US States, 1990 Total Mortality .42** Infant Mortality .35* -.36** -.29* Income Inequality (Robin Hood Index) -.33* Primary Care Physicians -.37** Life Expectancy *p<.05; **p<.01. .41** .58** -.17 Low Birthweight Source: Shi, Starfield, Kennedy, Kawachi, JFP 1999 Path Coefficients for the Effects of Income Inequality and Primary Care on Health Outcome: 50 US States, 1990 Life Expectancy Total Mortality .39** Neonatal Mortality .40** -.35** -.38** Income Inequality (GINI COEFFICIENT) -.18 -.33* Primary Care Physicians .16 Stroke Mortality -.38** .42** .18 -.33* Postneonatal Mortality Life Expectancy *p<.05; **p<.01. Source: Shi, Starfield, Kennedy, Kawachi, JFP 1999 Reductions in Inequality in Health by Primary Care: Self-Reported Health, 60 US Communities, 1996 Percent reporting fair or poor health • Areas with low income inequality –No effect of primary care resources* • Areas with moderate income inequality –16% increase in areas with low primary care resources* • Areas with high income inequality –33% increase in areas with low primary care resources* *compared with median # of primary care physicians to population ratios Based on data in Shi & Starfield, IJHS, 2000 Starfield 2000 Reductions* in Inequality in Health by Primary Care: Postneonatal Mortality, 50 US States, 1990 Areas with low income inequality High primary care resources Low primary care resources 0.8% decrease in mortality 1.9% increase in mortality Areas with high income inequality High primary care resources Low primary care resources 17.1% decrease in mortality 6.9% increase in mortality *compared with population mean Based on data in Shi & Starfield, IJHS, 2000 Starfield 2000 Reductions* in Inequality in Health by Primary Care: Stroke Mortality, 50 US States, 1990 Areas with low income inequality High primary care resources Low primary care resources 1.3% decrease in mortality 2.3% increase in mortality Areas with high income inequality High primary care resources Low primary care resources 2.3% decrease in mortality 1.1% increase in mortality *compared with population mean Based on data in Shi & Starfield, IJHS, 2000 Starfield 2000 Primary Care Practice Characteristics: Evidence-Based • Countries with strong primary care – have lower overall costs – generally have healthier populations • Within countries – areas with higher primary care physician availability (but NOT specialist availability) have healthier populations – more primary care physician availability reduces the adverse effects of social inequality Starfield 1999 Primary Care and Equity: Summary In areas with low social inequity, the additional effect of primary care is small. In areas of high social inequity, the additional effect of primary care is larger. Starfield 2000 Ranking on 16 Health Indicators (Best to Worst), Mid 1990s Japan Sweden Canada France Australia Spain Finland Netherlands United Kingdom Denmark Belgium United States Germany Starfield 1999 Ranking, World Health Report (13 Countries) Country Japan Australia France Sweden Spain Canada Netherlands United Kingdom Belgium Finland Germany United States Denmark DALE 1 2 3 4 5 6 7 8 9 10 11 12 13 Source: World Health Report, 2000, Annex tables 9, 5 Child Survival Equity 2 6 4 12 3 7 5 1 10 11 8 13 9 Health System Attainment 1 7 3 2 11 4 5 6 8 13 9 10 12 Starfield 2000 Health System Attainment, World Health Organization Components and Weighting Level of health (DALEs) 25% Distribution of health (equity of child survival) 25% Level of responsiveness of system 12.5% Distribution of responsiveness 12.5% Fairness of financial contribution 25% Source: World Health Report, 2000, Annex table 9 Starfield 2000