Teori-teori Pembangunan Sumber Manusia Motivation and Hygiene Factors Frederick Herzberg (1923 – 2000) Tempat Frederick Herzberg dilahirkan Tempat kelahiran Frederick Herzberg sekarang Teori Motivasi – Kebersihan Herzberg’ Teori ini memberikan penekanan kepada Motivasi dan Kepuasan Kerja dan Hasil Kerja yang boleh mengatasi Ketidak-Puasan. Keperluan Motivator berkait rapat dengan cara perlaksanaan kerja —autonomi, tanggungjawab, kerja yang menarik. Keperluan kebersihan berkait rapat kontek fizikal dan psikologikal kerja— environment kerja yang selesa, gaji, kestabilan kerja. Keperluan Kebersihan yang tidak dipenuhi membentuk Ketidakpuasan tetapi Kepuasan Keperluan Kebersihan tidak menyumbang kepada Motivasi atau Kepuasan Kerja. Herzberg: Kontek Kerja adalah sumber Ketidakpuasan. Masalah dengan faktor Kebersihan (e.g., gaji, keadaan kerja) menyumbang kepada Ketidakpuasan. Jika tidak banyak masalah maka rendah Ketidakpuasan. Keadaan kerja - Penyumbang Kepuasan Kerja Faktor Motivator (e.g., pencapaian, tanggungjawab) berkait dengan perlaksanaan kerja. Kepuasan Kerja yang tinggi menyebabkan perlaksanaan kerja yang juga tinggi. Frederick Herzberg mengatkan dua dimensi yang berbeza menyumbangkan kepada tingkahlaku kerja – Faktor Kebersihan dan Motivasi. Faktor Kebersihan adalah elemen seperti keadaan kerja, gaji, polisi, perhubungan. Faktor Motivasi memenuhi kehendak yang tinggi dan ini termasuk; pencapaian, perakuan, tanggungjawab dan peluang untuk berkembang. Motivator yang memuaskan pekerja – perkara yang meransang mereka untuk bekerja dalam kumpulan, akur kepada kumpulan dan menyumbangkan. Motivator kerap dikaitkan dengan pencapaian. Perakuan positif Penyelia dan rakan sekerja ketika perjumpaan formal misalnya ketika mesyuarat. Faktor Motivator dan Kebersihan Faktor kebersihan membantu mengelak ketidak-puasan. Faktor yang membantu pekerja. i) Environment kerja & sasaran kehendak asas ii) Gaji iii) Kelebihan/ Faedah/ (Benefits) – Insuran Kesihatan iv) Polisi Syarikat dan Pengurusan v) Keadaan Kerja – Ruang bekerja Faktor Motivator 1. Kandungan tugasan/ kerja – apakah yang dipertanggungjawabkan? 2. Perakuan 3. Tanggungjawab 4. Pencapaian 5. Perkembangan dan pembelajaran Faktor Kebersihan Gaji Polisi syarikat Keadaan Kerja Kelebihan/ Faedah Kestabilan Kerja Faktor Motivasi Peningkatan Kerjaya Perkembangan Individu Perakuan Tanggungjawab Pencapaian Faktor Kebersihan Situasi kerja/ Environment kerja Menyumbangkan kepada ketidak-selesaan dan mengakibatkan rasa sakit. Apakah yang akan berlaku kepada pekerja? Faktor Motivasi Situasi kerja/ Environment kerja menyumbang kepada kepuasan kerja dan perkembangan psikologikal. - Apakah yang akan berlaku kepada pekerja? Motivasi Tinggi Motivasi Rendah HT kurang rungutan kurang rungutan HR banyak rungutan banyak rungutan Kepuasan Kerja Sikap positif atau negatif pekerja terhadap kerja. Pengukuran – interpretasi kerja/ perbualan Contoh ? Kesan Ketidak-puasan Kerja - Ponteng - Berhenti kerja - Pencapaian Grid Penguruan Blake dan Mouton Sistem Likert Teori Z Ouchi Grid Pengurusan Blake dan Mouton Teori ini diperkenalkan pada 1964 bertujuan menerangkan huraian gaya kepimpinan pengurus untuk tujuan meningkatkan kecekapan dan keberkesanan organisasi. Pengurus yang efisyen: 1. Tumpu kepada pekerja (Teori Hubungan Kemanusiaan) 2. Tumpu kepada produktiviti (Teori Pengurusan Klasikal dan Saintifik) Grid Pengurusan Blake dan Mouton Grid kepimpinan utk menerangkan gaya kepimpinan. LIMA jenis gaya pengurusan: 1. Pengurusan Lemah (Impoverished Management) 2. Pengurusan Kelab Riadah (Country Club Management) 3. Authority-Compliance 4. Pengurusan Pasukan (Team Management) 5. Pengurusan Pertengahan (Mid-of-the-Road Management) The New Managerial Grid Insert Figure 2.2 Blake and Mouton’s Managerial Grid •Authority Compliance (9,1) •Classical theory •Country Club (1,9) •Informal grapevine •Impoverished (1,1) •Laissez-faire •Middle-of-the-Road (5,5) •Compromise (carrot & stick) •Team (9,9) •Human Resources Approach •Promote the conditions that integrate creativity, high productivity, and high morale through concerted team action Likert’s System of Management Exploitive Autocratic Benevolent Autocratic Consultative Participative Team Perbezaan keempat-empat sistem ada dari aspek motivasi, komunikasi, pembuatan keputusan, penyediaan maklumat, kawalan, struktur pengaruh dan persepsi. Kajian Likert mendapati kebanyakan organisasi mengamalkan sistem 4 ( Pembabitan Organisasi/ Participative Team) Ciri-ciri sistem 4: 1. Terdapat hubungan saling membantu ketua dan pekerja bawahan. 2. Proses pembuatan keputusan adalah secara kolektif. 3. Ahli organisasi juga merupakan ahli unit dalam organisasi. 4. Organisasi mempunyai matlamat pencapaian tinggi. Four Systems of Management: Rensis Likert Management is crticial to all organizational activities and outcomes Continuum that ranges from more classically oriented system to one based on human resources theory Of all the tasks of management, managing the human component is the central and most important task High producing departments and organizations tend toward System IV; low producing units favor System I System I - Exploitative Authoritative System II - Benevolent Authoritative System III - Consultative System IV - Participative Blake and Mouton’s Managerial Grid Stresses interrelationship between production (task) and people Management’s main purpose is to promote a culture in the organization that allows for high production at the same time that employees are fostered in their professional and personal development Managerial Grid - now Leadership Grid (Blake & McCanse) (Figure 3.3, p. 59) FOCUS: Manger’s Assumptions about CONCERN for PEOPLE and CONCERN for PRODUCTION Assessment instrument does not represent personality traits of the manager -- instead, indicate a specific orientation to production and people Concern for PEOPLE Degree of personal commitment to one’s job Trust-based accountability (vs. obediencebased accountability) Self-esteem for the individual Interpersonal relationships with co-workers Concern for PRODUCTION Use of people and technology to accomplish organizational tasks Concern for is not about quantity or quality Assessment instrument does not represent personality traits of the manager -- instead, indicate a specific orientation to production and people Blake and Mouton’s Managerial Grid •Authority Compliance (9,1) •Classical theory •Country Club (1,9) •Informal grapevine •Impoverished (1,1) •Laissez-faire •Middle-of-the-Road (5,5) •Compromise (carrot & stick) •Team (9,9) •Human Resources Approach •Promote the conditions that integrate creativity, high productivity, and high morale through concerted team action Miles’ Human Resources Theory Increased satisfaction is related to the improved decision making and self-control that occurs due to participation that is genuinely solicited and heard Two prevalent Human Resources Theories Rensis Liker Blake & Mouton (Blake & McCanse) Teori Z Ouchi Teori alternatif kepada Teori X dan Y dan teori ini adalah berdasarkan corak pengurusan Jepun. Teori Z lebih mengutamakan pembentukan dan penyuburan sumber manusia dalam organisasi. Teori Argyris Menekankan peranan individu dalam organisasi. Menyokong komunikasi terbuka dalam organisasi dan penglibatan dlm membuat keputusan. Implikasi Teori-teori Sumber Manusia terhadap Komunikasi Kandungan Komunikasi Arah Komunikasi Berkaitan tugas, sosial dan inovasi Pelbagai arah dan antara kumpulan Saluran Komunikasi Semua saluran Gaya komunikasi Formal dan tidak formal Kesimpulan Pendekatan Sumber Manusia dalam pengurusan adalah kesan kelemahan Teori Hubungan Kemanusiaan. Prinsip-prinsip Sumber Manusia dapat dibentuk dalam organisasi menerusi partisipasi, proses pembuatan keputusan, daya inovasi. Ini jelas menerusi teori Grid Pengurusan Blake dan Mouton, Sistem Likert 4, Teori Z Ouchi dan Teori Argyris. Terdapat sifat kepelbagaian dalam komunikasi dalam organisasi sumber manusia. Teori Sistem Ludwig Von Bertalanffy Merujuk kepada organisasi sebagai mempunyai TIGA komponen: Susunan Hierarki (Hierarchical Ordering) Pembentukan organisasi menyerupai satu sistem yang kompleks seperti sistem biologi tubuh manusia. Di dalam sistem tersebut terdapat subsistem yang membantu proses pengorganisasian. Saling Bergantung dan Memerlukan (Interdependence) Satu sistem yang besar memerlukan sub-sistem yang kecil untuk beroperasi. Keterbukaan (Permeability) Organisasidiandaikan sebagai organism hidup yang memerlukan elemen luar untuk beroperasi. Elemen keterbukaan menyebabkan organisasi menerima inovasi luar. Proses Sistem Sistem diterjemahkan menerusi proses input-throughput-output. “inputs” adalah bahan atau maklumat persekitaran luar yang masuk ke dalam organisasi menerusi elemen keterbukaan. Menerusi proses transformasi aktiviti “throughput” berlaku dan menghasilkan “output”. Sistem mentransformasikan output kepada environment luar e.g. Kilang Perabut perabut public Bahan mentah “input” “throughput” “output” Ciri-ciri Sistem Holistik -- Sistem diterangkan sebagai menyeluruh/ besar. Sesuatu sistem itu bersifat holistik kerana setiap anggota sistem bergantung antara satu dengan yang lain. Organisasi juga akan kukuh apabila terdapat amalan berkerja bersama. Equifinality -- Untuk mencapai sesuatu matlamat itu banyak cara yang boleh dilakukan. Pelbagai cara tersebut akan dilakukan untuk tujuan pencapaian metlamat organisasi. Entropi Negatif -- Kecenderungan sistem yang mengamalkan dasar tertutup untuk mengalami kemusnahan. Sistem yang mengamalkan dasar terbuka mampu menghalang kemusnahan. Kepelbagaian Keperluan -- Kepelbagaian kaedah untuk mengawal pelbagai cabaran yang mungkin muncul daripada persekitaran sistem. Teori Sistem Sibernetiks -- dikembangkan oleh Norbert Wiener 1948 – 1954. Fokus kepada penerangan bagaimana satu sistem berupaya mencapai keseimbangan atau homeostasis kerana kewujudan pelbagai komponen yang saling berkait. Sistem Sibernertiks mementingkan tindak balas dalam memastikan keupayaan untuk berfungsi. Teori Maklumat -- Teori yang menekankan kepentingan maklumat dalam organisasi. Pertukaran maklumat merupakan keperluan kepada organisasi. Teori Budaya Organisasi Fokus terhadap apakah itu organisasi? Apakah yang dipunyai oleh organisasi. Empat komponen budaya kukuh: 1. Nilai 2. Wira (Heroes) 3. Upacara dan Amalan (Rituals) 4. Jaringan Budaya Budaya Organisasi adalah kompleks Budaya organisasi diterjemahkan menerusi upacara, peraturan komunikasi, “cerita”, kepercayaan, simbol. Kemunculan Budaya Organisasi adalah hasil interaksi ahli dalam organisasi. Walau bagaimanapun tidak wujud satu Budaya Organisasi yang unggul. Budaya organisasi mempunyai kesan terhadap bentuk dan struktur organisasi. Menerusi kajian berbentuk deskriptif pengkaji akan dapat memahami budaya organisasi dan mengenali organisasi tersebut. Budaya penting terhadap mengarahkan kejayaan organisasi. Apakah dengan melihat bangunan tersebut anda dapat memahami budaya organisasi tersebut? Human Resources Approaches PREVIEW The classical approaches sees worker as cogs in a machine that can be easily replaced. The role of workers in these theories is to provide physical labor. Classical manager would look at employees with the perspective “workers work”, the human relations manager would look at employees with the perspective “workers feel” Human Resources Approach Individuals in organizations have feelings that must be considered and also recognize contributions from employees: thoughts & ideas. Impetus for Human Resources Approach Humanistic theories were developed to promote the CONCERNS of the individual worker in an atmosphere that was too focused on production (FOCUS ON RELATIONAL & MAINTENANCE FUNCTIONS) The Hawthorne studies --- springboard the move from classical to human relations. Human relations approach states that higher-order needs can be satisfied through job design, management style, other organizational factors. When the higher-order needs are satisfied, employees should be happier. When employees are happier, they should be more productive. Principles of Human Relations Theory Human relations theory is characterized by a shift in emphasis from TASK to WORKER Go beyond physical contributions to include creative, cognitive, and emotional aspects of workers Based on a more dyadic (two-way) conceptualization of communication. SOCIAL RELATIONSHIPS are at the heart of organizational behavior--effectiveness is contingent on the social well-being of workers Workers communicate opinions, complaints, suggestions, and feelings to increase satisfaction and production Origins (Hawthorne Studies & work of Chester Barnard) Human Relations School of Management - Elton Mayo (Harvard Origins of Human Relations Theory “The Hawthorne Studies Hawthorne Works of Western Electric Company 1924 - Chicago Research focus: Relation of quality and quantity of illumination to efficiency in industry Four Important Studies “The Hawthorne Studies” Illumination Study (November 1924) Relay Assembly Test Room Study (1927-1932) Assembly of telephone relays (35 parts - 4 machine screws) Production and satisfaction increased regardless of IV manipulation Workers’ increased production and satisfaction related to supervisory practices Human interrelationships are important contributing factors to worker productivity Bottom Line: Supervisory practices increase employee morale AND productivity Interviewing Program (1928-1930) Designed to test the effect of lighting intensity on worker productivity Heuristic value: influence of human relations on work behavior Investigate connection between supervisory practices and employee morale Employees expressed their ideas and feelings (e.g., likes and dislikes) Process more important than actual results Bank Wiring Room Observation Study (November 1931 - May 1932) Social groups can influence production and individual work behavior RQ: How is social control manifested on the shop floor? Informal organization constrains employee behavior within formal Hawthorne Studies - Implications Illumination Study (November 1924) Relay Assembly Test Room Study (1927-1932) Demonstrated powerful influence of upward communication Workers were asked for opinions, told they mattered, and positive attitudes toward company increased Bank Wiring Room Observation Study (November 1931 - May 1932) Relationships between workers and their supervisors are powerful Human interrelationships increase the amount and quality of worker participation in decision making Interviewing Program (1928-1930) The mere practice of observing people’s behavior tends to alter their behavior (Hawthorne Effect) Led future theorists to account for the existence of informal communication Taken together, these studies helped to document the powerful nature of social relations in the workplace and moved managers more toward the interpersonal aspects of organizing. Hawthorne Studies - Criticisms Not conducted with the appropriate scientific rigor necessary Too few subjects (N=5) No control groups Subjects replaced with more “cooperative” participants WORTHLESS GROSS ERRORS INCOMPETENCE Work Factors Satisfaction of Higher-Order Needs Job Satisfaction Productivity Flowchart of Human Relations Principles However, years of research have failed to support this. WHY? Work Factors Satisfaction of Higher-Order Needs Job Satisfaction Productivity Flowchart of Human Relations Principles Theory X and Theory Y: Douglas McGregor Douglas McGregor (1906-1964) Articulated basic principles of human relations theory The Human Side of Enterprise (1960, 1985) To understand human behavior, one must discover the theoretical assumptions upon which behavior is based Especially interested in the behavior of managers toward workers “Every managerial act rests on assumptions, generalizations, and hypotheses--that is to say, on theory . . . Theory and practice are inseparable.” Two Objectives: Predict and control behavior Tap Unrealized potential Theory X - Classical Theory Theory Y - Human Relations Theory FOCUS: Manager’s assumptions about HUMAN NATURE Theory X and Theory Y: Douglas McGregor Theory X - Classical Theory Three Assumptions The average human being has an inherent dislike of work and will avoid it. Most people must be coerced, controlled, directed, and threatened with punishment The average human being prefers to be directed, wishes to avoid responsibility, has relatively little ambition, wants security. Theory Y - Human Relations Theory Assumptions Physical and mental effort in work is similar to play / rest. External control and the threat of punishment are not the only strategies Commitment to objectives is a function of the rewards associated with their achievement The average human being learns, under proper conditions, not only to accept but to seek responsibility The capacity to exercise a high degree of imagination, ingenuity, and creativity in the solution of organizational problems is widely distributed in the population Intellectual potentialities of the average human being are underutilized A more positive perspective of human nature The KEY to control and quality production is Theory Z Developed by William Ouchi’s “Japanese Management ” and was popularized during the Asian economic boom in the 1980s. For Ouchi, the theory focused on increasing employee loyalty to the company by providing a job for life with a strong focus on the well-being of the employee both on and off the job. The theory promotes stable management, high productivity and high employee morale and satisfaction. The theory was based Dr. W. Edwards Deming’s “14 points.” His motivation theories were rejected in the US and he went to help Japanese business and government leaders. Theory Z suggested the special way to managing style that focuses on a strong company philosophy, a distinct corporate culture, long-range staff development, and consensus decision making. Ouchi shows that - lower turn-over, increased job commitment and dramatically. Professor Ouchi spent years researching Japanese companies and examining American companies using Theory Z management styles. By 1980s, Japan was known for the highest productivity anywhere in the world, while America had fallen drastically. The word “Wa” in Japanese can be applied to Theory Z because they both deal with promoting partnerships and group work. The word “Wa” means a perfect circle or harmony, which influences Japanese society to always be in teams and to come to a solution together. Promoting the word “Wa” is how the Japanese economy became so powerful and also because the Japanese show a high level enthusiasm to work, some of the researchers claim that “Z” in the Theory Z stands for “Zeal”. Ouchi wrote a book “Theory Z How American Business Can Meet the Japanese Challenge” (1981). American business can meet the Japanese challenges with highly effective management style that promises to transform business in the 1980s. It can be done through a special way of managing people. “This is a managing style that focuses on a strong company philosophy, a distinct corporate culture, long-range staff development and consensus decisionmaking. Thus, it resulted in lower turn-over, increased job commitment, and dramatically higher productivity. Ouchi took Japanese techniques and adapted to the American corporate environment. Theory Z also makes assumptions about workers. It assumes that workers tend to want to build happy and intimate working relationships with those that they work for and with as well as the people that work for them. Theory Z workers have a high need to be supported by the company, and highly value a working environment in which family, cultures and traditions and social institutions are regarded as equally important as the work itself. These types of workers have a very well developed sense of order, discipline, a moral obligation to work hard, and a sense of cohesion with their fellow workers. It is assumed that Theory Z workers can be trusted to do their jobs to their utmost ability so long as management can be trusted to support them and look out for their well being. The theory assumes that workers will be participating in the decisions of the company to a great degree. Management must have a high degree of confidence in its workers in order for this type of participative management to work. Ouchi explains that the employees must be very knowledgeable about the various issues of the company as well as possessing the competence to make those decisions. Theory Z also suggest that workers should be generalists and not specialists and they need to increase their knowledge of the company and its processes through job rotations and constant training. However, promotions tend to be slower in this type of setting, as workers are given longer opportunity to receive training and more time to learn the ins and outs of the company’s operations. The desire of the theory is to develop a work force which has more of a loyalty towards staying with the company for an entire career and be more permanent than in other types of settings. It is expected that once they rise to the position of a high level management they will know more about the company and how it operates. With reference to the three Theories X, Y, Z discuss its implications to the modern organization that today include new challenges and opportunities. What are the challenges and the opportunities of today’s organization ? SUMMARY Humanistic Theories of Organizations Human Relations Theory The Hawthorne Studies Chester Barnard McGregor’s Theory X and Theory Y Human Resources Theory Likert’s Systems Theory (Four Systems of Management) Blake and Mouton’s (Blake and McCanse) Managerial Grid The principles of human resources theory attempt to integrate the concern for production from classical theory with the concern for the worker from human relations Motivation and Hygiene Factors Frederick Herzberg (1923 – 2000) Herzberg’s Motivation-Hygiene Theory Focuses on outcomes that lead to higher motivation and job satisfaction, and those outcomes that can prevent dissatisfaction. Motivator needs relate to the nature of the work itself—autonomy, responsibility, interesting work. Hygiene needs are related to the physical and psychological context of the work—comfortable work environment, pay, job security. Unsatisfied hygiene needs create dissatisfaction; satisfaction of hygiene needs does not lead to motivation or job satisfaction. Two-factor Theory (or Motivation-Hygiene Theory) Herzberg: Job context is source of dissatisfaction Problems with hygiene factors (e.g., pay, working conditions) lead to dissatisfaction; lack of problems means lack of dissatisfaction Job content is the source of job satisfaction Motivator factors (e.g., achievement, responsibility) link with job performance; if high, satisfaction high and performance strong Two-factor Theory (or Motivation-Hygiene Theory) Validity unconfirmed – not replicated using different methods Still does not explain individual differences, professional or cultural differences Motivators and Hygiene Factors Frederick Herzberg theorized that two entirely separate dimensions contribute to an employee’s behavior at work—hygiene factors and motivators. Hygiene factors are elements such as working conditions, pay, policies, interpersonal relationships Motivators fulfill high-level needs and include achievement, recognition, responsibility and opportunity for growth Motivators and Hygiene Factors Motivators satisfy subordinates–-the things which encourage them to attend work, comply to group or team goals, and produce. They often are linked to performance. Positive recognition by a superior and among peers during a formal meeting is an example of this. Motivators and Hygiene Factors Hygiene factors keep subordinates from being dissatisfied. They apply to subordinates regardless of performance. Timely and thorough completion of and counseling on fitness evaluations are an example of a hygiene factor. The act is expected. When it does not happen subordinates become dissatisfied and may come to believe that superiors are not taking care of them. Satisfiers (motivators) and dissatisfiers (hygiene factors) lie on completely different scales and must be considered independently. Herzberg’s Two-Factor Theory KITA versus “true” motivation Short-term movement versus long-term motivation Job enrichment is an attempt to instill an internal generator in the employee Studies of Herzberg’s theory have included employees working in a variety of industries and jobs Accountants, engineers, nurses, military officers, and others Hygiene Factors Work environment & target basic needs Range from dissatisfaction to no dissatisfaction The presence of hygiene cannot lead to satisfaction or high levels of motivation Perception that hygiene is an entitlement Hygiene Factors (cont) Salary Can it ever be enough? Benefits Health care costs, premium sharing Company policy & administration Work conditions Office space, equipment, etc. Motivator Factors Motivators Tap needs for psychological growth Job content: The work itself Lead to high levels of employee motivation and satisfaction Motivator Factors (cont) Examples Recognition Responsibility Achievement Growth and learning Herzberg’s Two-Factor Theory Hygiene Factors Motivator Factors (lower order needs) (higher order needs) • Career Advancement • Salary • Company policies • Working conditions • Benefits • Job security High Job Dissatisfaction Prentice Hall, 2001 • Personal growth • Recognition • Responsibility • Achievement 0 Chapter 6 Job Satisfaction High 88 Herzberg’s Two-Factor Theory Hygiene Factor - work condition related to dissatisfaction caused by discomfort or pain maintenance factor contributes to employee’s feeling not dissatisfied contributes to absence of complaints Motivation Factor - work condition related to the satisfaction of the need for psychological growth job enrichment leads to superior performance & effort Motivation–Hygiene Theory of Motivation • Company policy & administration • Supervision • Interpersonal relations • Working conditions • Salary • Status • Security Hygiene factors avoid job dissatisfaction Motivation factors increase job satisfaction • • • • • • Achievement Achievement recognition Work itself Responsibility Advancement Growth • Salary? SOURCE: Adapted from Frederick Herzberg, The Managerial Choice: To be Efficient or to Be Human. (Salt Lake City: Olympus, 1982). Reprinted by permission. Job Satisfaction Job satisfaction = how positively or negatively individuals feel about their jobs Observable informally through observation and interpretation of behaviour and words Measured formally in questionnaires E.g., Minnesota Satisfaction Questionnaire E.g., Job Descriptive Index Effects of Job Satisfaction Link to absenteeism Satisfied have lower absenteeism Link to turnover Dissatisfied more likely to quit Link to performance complex Satisfaction is NOT good predictor of individual performance Successful performance does seem to lead to greater satisfaction Proper allocation of rewards can increase both performance and satisfaction Systems Approaches PREVIEW Classical theorists – organizations could be best understood by comparing them to machines that are predictable and full of replaceable parts. However, many theorists found this metaphor as unsatisfying and believed that organizations did not behave in predictable and machinelike ways. A new metaphor emerged -organizations as complex organisms that must interact with their environment to survive. Systems or organismic. Organization theory has become a kind of biology in which the distinctions and relations among molecules, cells, complex organisms, species, and ecology are paralleled in those between individuals, groups, organizations, populations (species) of organizations and their social ecology. Systems approaches – consider how an organismic metaphor can provide insight into organizational communication processes. A systems approach shifts our attention to how we should study behavior in an organization. Three theoretical concepts: 1.Cybernatics 2.Karl Weick’s theory of organizing 3.“new science” systems The systems Metaphor and Systems Concepts 1. System Components 2. Hierarchical Ordering 3. Interdependence 4. Permeability 5. System Processes 6. System Properties The origins of Systems Systems theory originated from the fields of Theory biology and engineering. Founded by Ludwig von Bertalanffy, a theoretical biologist who studied living systems. He published, General Systems Theory (1968) a book about systems theory that he believed as appropriate for social sciences. Application of systems theory to organizational processes The Social Psychology of Organizations -Katz and Kahn (1966) Organizations in Action – Thompson (1967) Communicating and Organizing -- Farace, Monge, and Russell (1977) The Social Psychology of Organizations – Katz and Kahn in 1966 “Organizations should be conceptualized as complex open systems that requires interaction among component parts and interaction with the environment to survive” (Katz and Kahn (1978). System Components System is made up of parts or components. In a biological system the parts = cells and organs. In an organizational system, these components are people and departments, in society as a system, organizations, institutions make up the society. Three concepts characterize system components: 1.Hierarchical Ordering 2.Interdependence 3.Permeability Hierarchical Ordering System components are arranged in highly complex ways that involve subsystems and supersystems. E.g. human body made up of cardiovascular system, the digestive systems, etc and these systems are made up of subsystems. E.g. cardiovascular system includes heart, lungs and blood vessels. Organizational system e.g. a hospital is made up of a number of departmental subsystems including surgical units, recovery units, the emergency room, etc. these subsystems are composed of smaller work groups and individuals. According to the classical theorists hierarchy is the relatively straightforward lines of authority represented by the organizational chart. While the system theorists refer to hierarchy as hierarchical ordering within a system. It is how the system is made up of smaller subsystems and is embedded within a larger supersystem. Interdependence The functioning of one component of a system relying on other components of the system. E.g. the brain needs a constant supply of blood to function, the heart relies on the lungs to bring in the oxygen that fuels the blood. Both heart and lungs rely on brain for neurological signals that facilitate the functioning. An organization as a system is also interdependent. E.g. In our hospital the surgical units function effectively with the assistance of laboratories to provide test results. The lab. depend on supplies department for test tubes, etc. Permeability Permeable boundaries allow information and materials to flow in and out. Some degree of permeability is required to survive. Permeability to the system (open to its environment) and components within the system. e.g. human body open to its environment to take in air, food, water and the human body must also be permeable to allow the flow of materials among organs and organs system. System Processes Systems are characterized by inputthroughput-output processes. A system “inputs” materials or information from the environment through its permeable boundaries. The system then works on these inputs with some kind of transformational process – “throughout” The system returns the transformed “output” to the environment. e.g. Furniture Factory chairs public Raw materials “input” “throughput” “output” Two kinds processes: 1. Process of exchange -- input and output require exchange processes with outside environment. Exchange processes related to permeable boundaries. Some organizations have high permeable boundaries to facilitate change others may be relatively closed. Feedback Feedback – information that helps to facilitate the interdependent functioning of system components. a) negative feedback, corrective feedback, or deviation-reducing feedback. b) Positive, growth, or deviation-amplifying System Properties Holism Equifinality Negative entropy Requisite variety Holism Togetherness -- in a system there is a need for interdependence. Members need to cooperate to ensure success of the system. Instead of solving problems individually, members of a system should work it together. Equifinality The system property states that “a system can reach the same final state from differing initial conditions and by a variety of paths” components of a system is integrated in highly complex ways. There are various ways to get to the end. Negative entropy Ability to sustain and grow. An open system that allow for the flow of information and materials between the environment and the system. An open system engages in interchanges with the environment and that interchange is essential for the viability of the system. Requisite variety Internal workings of a system must be as diverse and complicated as the environment in which it is embedded. Needs for “matching complexity” Such would allow for organization to be able to deal with info and problems in the environment. Summary Organization is a system made up of collection of components that are hierarchically arranged, interdependent, and permeable to each other and the environment. The organizational system is characterized by input– throughput – output processes. Summary of Systems Basics System Components Principle Hierarchically ordered A system consists of smaller subsytems and is embedded within larger supersytems. Interdependence System components depend on each other for effective functioning. Permeable A system is open to its environment and system components are open to each other. Input-throughput-output Processes Principle Exchange processes Input and output processes require exchange between the system and the environment. Throughput require exchange among system components. System control is maintained through feedback. Corrective (negative) feedback serves to keep a system on a steady course. Growth (positive) feedback serves to transform or change a system. Feedback processes System Properties Principle Holism Because of component interdependence, a system is more than sum of its part. Equifinality Because of component interdependence, there are multiple paths to any system outcome. Negative entropy Because of system openness, a system has the ability to avoid deterioration and thrive. Requisite variety Because of system openness, a system should maintain the internal complexity necessary to cope with external complexity. CULTURAL APPROACHES Classical approaches conceptualize organizations as machine. System approaches look at the organismic aspects of organizational structure and functioning. Anthropological approaches regarded organization from the cultural perspectives. What is Culture? When you think of Malaysia, what comes to mind? Values? Cultural metaphor allow us to look at organization as “What it is” i.e. its qualities. What makes McDonald’s different from Burger King? Pizza Hut different from Domino Pizza? What makes UPM different from UKM? What makes Maxis different from Celcom? Each organization has its own way of doing what it does and its own way of talking about what it is doing. 2 different perspective about culture 1.What an organization has 2.What an organization is Prescriptive Views of Culture Increasing interest to examine organizational culture during the last part of the 20th century. The concept was accepted: 1. The cultural metaphor resonated with both academics and practitioners. 2. Cultural metaphor open up new and fruitful areas of research Four components of a strong culture: 1.Values 2.Heroes 3.Rites and rituals 4.Cultural network Excellent Cultures 1. A Bias for Action – Excellent organization react quickly and do not spend excess time planning and analyzing 2. Close Relations to the Customer – Excellent organizations gear decisions and actions to the needs of customers. 3. Autonomy and Entrepreneurship – Excellent organizations encourage positive and respectful relationships among management and employees. 4. Productivity through People – Excellent organizations encourage positive and respectful relationships among management and employees. 5. Hands-On, Value-Driven – Excellent organizations have employees and managers who share the same core value of productivity and performance Excellent Cultures 6.Stick to the Knitting – Excellent organizations stay focused on what they do best and avoid radical diversification. 7.Simple Form, Lean Staff – Excellent organizations avoid complex structures and divisions of labor. 8.Simultaneous Loose-Tight Properties – Excellent organizations exhibit both unity of purpose and the diversity necessary for innovation. Success in the business world can be achieved when employees hold on to strong culture. Value engineering – effective cultural leaders could create “strong” cultures, built around their own values. Weaknesses of prescriptive approaches: 1. There is no one single cultural formula that can ensure organizational success. 2. Prescriptive approaches treat “culture” as thing that an organization has. Alternative Approaches to Culture Culture is being seen as the emerging and sometimes fragmented values, practices, narratives, and artifacts that make a particular organization “what it is” Louis (1980) stated that the approach seek to describe an organization’s unique sense of place.” Putnam (1983) introduced this interpretive approach requires a consideration of “to the way individuals make sense of their world through their communicative behaviors.” Four elements distinguishing between prescriptive approaches to culture and the approaches taken by most cultural scholars: 1. Culture is complicated 2. Culture is emergent 3. Culture is not unitary 4. Culture is often ambiguous Organizational cultures are complicated Beyer and Trice (1987) argue that an organization’s culture is revealed through its rites. Rites of passage, rites of degradation, rites of enhancement, rites of renewal, rites of conflict reduction, and rites of integration. Dandridge (1986) looks at organizational ceremonies as indicators of culture. Quinn and McGrath (1985) focus on the role of values and belief systems in the transformation of organizational cultures. Boje (1991) and Meyer (1995) contend that culture can best be revealed through stories that organizational members tell. Organizational cultures can be studied through rites, ceremonies, values, belief systems, metaphors, stories, communication rules. Schein’s Model of Organizational Culture “Culture is a pattern of shared basic assumptions that the group learned as it solved its problem of external adaptation and internal integration, that has worked well enough to be considered valid, and therefore to be taught to new members as the correct way to perceive, think and feel in relation to those problems.” A group phenomenon. An individual cannot have a culture. Always striving towards patterning and integration. A pattern of basic assumptions. Encompasses values, behaviors, rules, and physical artifacts. A learned or invented process. Artifacts and Creations A Model of Culture Technology Art Visible and audible behavior patterns Visible but often not decipherable Values Testable in the physical environment Testable only by social consensus Greater level of awareness Basic Assumptions Relationship to environment Nature of reality, time and space Nature of human nature Nature of human activity Nature of human relation Taken for granted Invisible Preconscious Level 1: Behaviors & Artifacts Relaxed, creative atmosphere Bonuses given for new ideas suggestion boxes throughout office Level 2: Values Value for innovation Level 3: Assumptions “Change is good” Describe the culture of the organization shown in the pictures given below.