Project Evaluation Plan January 2013 Introduction After we were awarded the grant, we developed a logic model for the project which was vetted by the project team, by the external evaluator, Dr. Sarah Woodruff of Miami University, and by the Internal Advisory Committee at its first meeting in November 2012. That logic model is presented below. The LEAF Logic Model Initiative 1: Pipeline Improvements Explanation: The pipeline provides a metaphor for how STEM scientists develop an interest in the field, prepare for it, search for positions, begin professional fields, advance, and achieve prominence. The NSF ADVANCE program focuses solely on those stages of the pipeline that begin with the awarding of the doctorate for women STEM scientists who then begin a career in academe. Continuing with the metaphor, this segment of the pipeline leaks, and it leaks worse for women than for men. Impact: The ultimate goal of LEAF’s pipeline improvement initiatives is to ensure that all STEM units at UC meet or exceed national norms for the inclusion of women STEM scientists at every career stage. Long-term objectives (tracked separately for minority women) Increase the percentage of qualified women candidates for STEM scientist positions at UC Increase the percentage of women hired for STEM scientist positions at UC at all levels Increase the percentage of tenure-track women who are promoted and tenured Increase the percentage of women tenured associate professors who are promoted to full professor Intermediate objectives Annual evaluations of deans and heads include consideration of pipeline improvement initiatives in their units Each unit has a logic model in place that explains how they will improve their pipeline Workload and RPT policies and procedures are aligned with the goal of pipeline improvements Recruitment and hiring policies and procedures are aligned with the goal of pipeline improvements Best practices and model documents are readily available on the LEAF website The LEAF website includes a dashboard on pipeline improvements that is populated with data from Institutional Research Women STEM scientists have improved RPT dossiers and report greater confidence about their support systems and chances for professional success Women STEM scientists submitted more funding proposals Short-term objectives Organizational discourse results in increased awareness of and commitment to fixing pipeline problems Women STEM scientists participate in LEAF activities and feel empowered to share their perspectives All STEM deans and department heads have been trained on pipeline improvement opportunities Key Processes Presidential, provostal, decanal, and head-level discourse explains and promotes goals of pipeline improvement LEAF staff, provostal staff, HR staff, and EEO staff coordinate in identifying system level issues to be remediated LEAF staff train heads and deans on logic model development Recruitment, hiring, and RPT workshops are conducted for heads and deans Best practices seminars bring in ideas from industry, government, and aspirational benchmark peers LEAF Grants Professional development workshops designed to empower junior women STEM faculty Professional development workshops designed to engage mid-rank women STEM faculty in their professions Professional development workshops designed to engage senior women STEM faculty in leadership Initiative 2: Climate Transformation Explanation: Hiring and retaining STEM scientists is not enough to make them successful in advancing their careers and achieving professional success. The climate for women in UC’s STEM disciplines has to improve by becoming more favorable for women and their interests and concerns. At the same time, as units at UC develop more favorable climates for women STEM scientists, it will improve their recruitment and retention efforts. Impact: The ultimate goal of LEAF’s climate transformation initiatives is that women STEM scientists at UC believe their units are places in which they can prosper and succeed. Long-term objectives (tracked separately for minority women) Increase the percentage of women STEM scientists at UC who report feeling engaged and empowered Increase the percentage of women STEM scientists at UC who report having good mentoring Increase the percentage of women STEM scientists at UC who report feeling that they are achieving to their full potential Decrease the percentage of women STEM scientists at UC who report concerns about UC in terms of work-life balance Decrease the discrepancy between men and women STEM scientists at UC on all three of the above measures Intermediate objectives Annual evaluations of deans and heads include consideration of climate improvement initiatives in their units Each unit has a logic model in place that explains how they will improve their climate for women STEM scientists Policy changes at unit, college, and university levels promote work-life balance Women STEM scientists are better represented in leadership positions and use these positions to advocate for climate transformation Best practices and model documents are readily available on the LEAF website The LEAF website summary data on women and men STEM scientist’s views on climate issues at UC Women STEM scientists are empowered to advocate for climate change initiatives Work-life balance issues relevant to women STEM scientists are prominently featured in top-down discourse Short-term objectives Work-life balance issues relevant to women STEM scientists are prominently featured in top-down discourse Women STEM scientists participate in LEAF activities and feel empowered to share their perspectives All STEM deans and department heads have been trained on climate transformation opportunities Any STEM women scientist who wishes to have learning community or mentoring experiences will have access to one Key Processes Presidential, provostal, and head-level discourse explains and promotes goals of climate transformation LEAF staff, provostal staff, HR staff, and EEO staff coordinate in identifying system level issues to be remediated LEAF staff train heads and deans on logic model development Climate and work-life balance workshops are conducted for heads and deans LEAF allies plan and initiate bottom-up change efforts LEAF staff create organizational support (e.g., task forces) to address climate issues that emerge from our research or learning communities as among those most important address Best practices seminars bring in ideas from industry, government, and aspirational benchmark peers Learning communities are developed that wrap-around the three professional development workshop series LEAF facilitates identification of mentors and mentees, and their matching Visiting scholars to UC help women STEM scientists and the academic leadership identify new and creative ways of promoting climate transformation Initiative 3: Mutuality of Interest Explanation: Our initiative consists in equal parts of top-down and bottom-up approaches. An example of the former is the expectation that the provost will expect deans and heads to have unit-level logic models for pipeline and climate improvements. Learning communities and the expectation that the members will self-organize in advocating for change illustrates a bottom-up approach. We have proposed that the Accountability and Advocacy Council (AAC) will manage the interface between top-down and bottom-up approaches by promoting alignment of the interests of the senior administration and the women STEM scientists and fostering the kind of mutuality of interest that will ensure sustainability. Impact: Top-down approaches and bottom-up approaches will in the main be mutually reinforcing and foster a sense of shared responsibility that will help ensure that LEAF will be sustained beyond the five-year project period. Long-term objectives The long-term objective is sustainability, and perhaps even an end to the idea of the AAC. Intermediate objectives LEAF participants will view the senior administration was supportive and committed to the project. Senior administrators and deans will favorably view the contributions of LEAF participants. Short-term objectives The AAC will be a forum for discussing what’s working and what’s not working The AAC can recommend to the senior administration and to the LEAF participants about ways to slightly adjust their approaches in order to foster mutuality of interests The AAC can act like an ombuds to ensure that messages from below get heard at the top, and that messages from the top are properly interpreted by participants Key Processes AAC members are fully briefed by LEAF staff on all data and all activities AAC members make it known that communications from LEAF staff and LEAF participants about any problems with the program or in their departments are welcome, and that the AAC represents a Safe Zone. AAC and program staff recruit LEAF Allies to serve as our eyes and ears in the units and colleges and to contribute their special skills on an ad hoc basis. AAC meet periodically with key members of the senior administration to get background reports on their concerns and their assessments of what is possible when Accomplishments to Date Following is a summary of the evaluation activities we have carried out to date. We have contracted with our external evaluator, Dr. Sarah Woodruff, of Miami University. We have met and talked numerous times by phone to coordinate the work of the internal and external evaluation teams. We have obtained 25 years of data on STEM appointments at UC and helped the external evaluation team merge the files together so that we can study retention. We have obtained 2012 salary data for the required salary study. We have worked with the UC architect’s office to gain access to space management system for the required space study. We have determined that we can obtain data from the UC provost’s office on reappointment, promotion and tenure decisions from 2011 forward. These will be used in creating the NSF-required Indicator Tables for our annual report. We have educated Internal Advisory Committee about logic models. We created program logic model (presented above). We have identified the key informants who will be interviewed in the near future by the external evaluation team. Have acquired all job ads from last five years for coding. Current Efforts We are in the process of mapping out where the data will be obtained for each of the long-term, intermediate-term, and short-term objectives. We are in the process of setting up the LEAF office and getting the staff connected to the people who can help them acquire and archive key indicators of progress.