Partnership and militancy as a contradictory dialectic in the labour process Tony Dobbins (Bangor University), Tony Dundon (National University of Ireland Galway), Paper for 30th International Labour Process Conference (ILPC) University of Stockholm, March 27-29, 2012 1 Introduction Much of the extant literature on workplace partnership has tended to focus on managerial-sponsored forms of enterprise voice (Wilkinson et al., 2010; Dobbins and Dundon, 2011). But there has been little contemporary scrutiny of employee perspectives: for example how groups of workers engage in conflictual behaviors to challenge employer-led partnership when employer power is in the ascendancy (Darlington, 2001; Danford et al., 2009). The paper utilizes an in-depth and longitudinal single case study to analyze the contradictory dialectic of cooperation and militancy in the labour process. Many (but not all) employees in the case organization actively opposed a union-management partnership agreement. It adds to labour process theory by explaining the coexistence of contradictory social relations at the point of production: workers not only actively resisted management change but also opposed official union policy and agreement. For reasons of confidentially the company is given a pseudonym of Omega and the union is called Industrial Union (IU). The paper will address two research themes: i) the dynamic interplay of moderate and conflictual labour relations, and ii), the implications of these contradictory postures for workforce orientations. The evidence shows that the dynamic interplay of moderation and militancy is more nuanced than described in much of the literature. It is subsequently argued that radical pluralist perspectives are best placed to address deficiencies in neo-Marxist and neopluralist conceptualization of the complexity of the effort-reward exchange. In doing so, the contribution will be two-fold. First, the paper will explain that the dynamics of moderation and militancy often co-exist rather than constituting either/or dichotomies. Second, the evidence will show how workforce orientations contain a mixture of multi-layered, uneven and fluid behaviours that shape the balance between militant and moderate postures. It will add to knowledge on patterns of workforce behavior and orientations in complex social workplace settings (Daniel, 1973). The theoretical contribution is a greater and more refined understanding of the processes and orientations affecting the balance as well as the tension endemic in the labour process. This not only involves considering the contradictions facing management in 2 regulating employment relations, but also the contradictions of conflict and accommodation facing union activists and workers when pursuing multiple interests. Moderation and militancy: a brief overview There remain key differences of opinion among scholars as to the interplay and balance between moderation (cooperation) or militancy (conflict), and the implications for workforce orientations. For analytical purposes, militancy and moderation can be seen as two points on a continuum. Moderation is defined here as an accommodation between employers, unions and employees, based on a realization that their respective interests are best fulfilled by pragmatically cooperating in response to uncertain economic conditions. In an employment relationship characterized by moderation, management engage employees, both directly as individuals and indirectly through representatives, in a cooperative and integrated relationship to pursue mutual gains such as participation, employment security and productivity (Dobbins and Gunnigle, 2009; Rittau and Dundon, 2010). With regard to militancy, conceptualizations remain imprecise and often tied to political forms of left-wing activist-led conflict. A broader definition of militancy is provided by Edwards (1986:226): “‘Militant’ does not mean politically left-wing, but refers to the extent to which workers perceive themselves as having interests opposed to or inconsistent with the interests of management, and act accordingly”. For Edwards (1986:7), “conflicts in work relations carry no necessary connotations for wider class conflict”. Resistance and a challenge to managerial prerogative can therefore be understood as the extent to which confrontational methods are adopted or deployed in advancing worker interests over particular concerns. This broad conceptualization allows for a more nuanced appreciation of the varieties of militant behaviour, and how such behaviours interact and mediate with various consensual actions. Notwithstanding oversimplification, contemporary Marxist scholars (Darlington, 1994, 2001; Kelly, 1996, 1998; Gall, 2003; Danford et al., 2009) focus on how workers come to define their interests via politically motivated left-wing activists committed to a radicalized adversarial agenda in opposition to management. NeoMarxist contributors retain the belief that the role of activists in fermenting class consciousness and spearheading workplace class struggles can provide fertile ground for the potential mobilization of broader challenges to capitalism. For example, Kelly 3 (1996) suggests militant unions are defined by a willingness to engage in industrial action and have an ideology of conflicting interests. As a staunch critic of management-union partnership, Kelly’s (1996) argument for militancy is predicated on a number of assumptions: employers are increasingly hostile to unions; there are irredeemable conflicts of interest between employers and workers; union moderation has achieved negligible benefits for workers; and the institutionalization of partnership reduces workers’ capacity to mobilize and resist employer proposals. In subsequent work Kelly (1998:60) outlines the key components of alternative militant and moderate union postures, summarized in Table 1. Table 1: Components of militant and moderate posturing Component Militancy Moderation Goals Ambitious demands with few concessions Moderate demands with some or many concessions Membership resources Strong reliance on mobilization of union membership Strong reliance on employers, third parties, law Institutional resources Exclusive reliance on collective bargaining Willingness to experiment with/support non-bargaining institutions Methods Frequent threat or use of industrial action Infrequent threat or use of industrial action Ideology Ideology of conflicting interests Ideology of partnership Source: Kelly (1998:60) In contrast to Marxist perspectives are a variety of pluralist interpretations of industrial relations. Again notwithstanding oversimplification, a core assumption here is that assertive and more adversarial methods are unsuitable for generating the deeper consensus required under new competitive work regimes. Accordingly, workforce orientations are assumed to gravitate towards preference for cooperative relations over militancy (Kochan and Osterman, 1994; Bacon and Storey, 1996; Guest and Peccei, 2001; Ackers, 2002, 2005). Faced by competitive pressures, collaborative employment relations are viewed as producing mutual gains outcomes for employers, unions and workers (Kochan and Osterman, 1994; Donaghey and Teague, 2007). Positive workforce orientation outcomes for employers include higher commitment 4 and productivity and less conflict. Kochan and Osterman claim that workers also benefit, principally through enhanced employment security and opportunities for direct participation and representative voice, which, in turn, can promote consensual workforce orientations. Donaghey and Teague (2007) assert that accommodation through social partnership remains the most attractive option for unions seeking a voice, despite the potential diminution in union influence and power as a result of the general shift towards moderation. Ackers (2002) argues that neo-pluralism offers a superior theoretical paradigm to what he calls the narrow Marxist theory of economistic workplace militancy. Ackers (2002:5) criticizes the “obsession of the British sectarian left with economic workplace militancy” and their expectation that major societal change can grow “from the germs of purely workplace grievances”. Individual workers are supposedly led into collective action by a politicized cadre, but Ackers suggests scant regard is paid to other societal influences shaping workforce orientations, notably the role of the community and family. For Ackers (2002:3-15) there is a better way of reviving IR theory in that neo-pluralism “revives Durkheim’s fundamental question about how moral communities and social institutions can bond work and society together”, and thereby rejuvenate the institutional pluralist analysis of Clegg (1979) and Flanders (1970). In this way the dynamics of moderation focus on the problem of order, not conflict. This, argues Ackers (2002:16-17), provides “a new justification for old IR concerns, such as strong trade unions, effective channels for employee ‘voice’, good wages and stable working conditions” and “furnishes an explicit ethical foundation for policies like social partnership which have been too easily dismissed as shortterm, opportunist accommodations to business power”. Other scholars who adopt what might regarded as a ‘radical pluralist perspective’ (Fox 1985; Edwards, 1986, 2003; Wenman, 2003; Watson, 2008) focus on both the organization of conflict and cooperation, and the often ambivalent and diverse implications for workforce orientations. While Marxists have a default tendency to question pluralism per se because antagonistic class relations between labour and capital is their analytical concern, radical pluralists acknowledge the diversity of interest groups in work and society and seek to explain why conflict and cooperation have deeper structural roots underlying power relations and inequality in the 5 employment relationship (Wenman, 2003; Watson, 2008). Edwards (2003) has theoretically outlined how conflict and cooperation are contradictory and complex elements inherent in the employment relationship. Distinguishing radical pluralism from Marxism, Edwards (1986:26) argues that “It is certainly necessary to criticize the pluralist notion that there is an automatic sharing of interests and that no interest group will pursue its aims beyond some limit set by what is socially acceptable. But all groups plainly have some interest in the continued operation of society so the means of subsistence continue to be available”. Accordingly, managers and workers are locked in a relationship that is contradictory and antagonistic: “It is contradictory not in the sense of logical incompatibility but because managements have to pursue the objectives of control and releasing creativity, both of which call for different approaches” (Edwards, 2003: 16-17). Management face the continuous problem of trying to reconcile the contradictions of control and cooperation in the people management process, and the search for solutions will likely encompass a combination of policies, none of which can be permanently successful. Edwards (2003) explains that the employment relationship is underlain by a basic ‘antagonism’ between capital and labour over ways in which workers’ capacity to work is transferred into actual effort. Workers do not usually determine how their labour is deployed, Edwards argues, because authority over most workplace decisions resides with employers. Employers and workers are thus locked together in a relation of ‘structured antagonism’: they enter into an employment relationship because they depend on each other, but they also have divergent interests. At the most basic level an element of cooperation is necessary because each side ultimately depend on the other for the future success (or survival) of the firm. Importantly, ineradicable antagonism does not directly dictate outcomes and workforce orientations at the surface level, which depends on the actual work regime in a given context. In sum, conflict and accommodation are in contradiction and the balance can vary over time and space. Significantly, whereas the Marxian use of the concept of contradiction fixates on socialist revolution and capitalism’s possible collapse, radical pluralist interpretations use the concept in a broader less-politicized way to describe a constant and evolutionary dynamic that generates adaptation, variability and uncertainty. 6 Research context Using a case study research method, this research explores the dynamics of workplace moderation (cooperation) and militancy (conflict) at a single company, which we call Omega. Following Yin (2008) the data provides a rich and unique context to test the two core research themes considered above for several reasons. First, it is a new Greenfield location and therefore the employer could design the work regime from scratch. Second, and even before employees entered the organization and commenced work, a ‘pre-employment’ collective agreement was signed between Omega management and Industrial Union (IU). Significantly, this agreement sought to socially engineer mutuality by regulating for a no strike clause, binding arbitration, single union recognition and, importantly, a partnership forum to promote cooperative behaviours. However, the attempt to design a social structure around moderate or expected cooperative behaviours was fractured by post-employment issues. In particular, two unofficial work groups sought to challenge the Omega-IU collective agreement by advocating distinct oppositional postures to those of expected cooperative behaviours. The two unofficial work groups were also in opposition to one another as well as resisting the official union (IU) and management. Given the dynamics and interplay of cooperative and oppositional behaviours, from the outset we felt it was critical to use a context-sensitive research method. We were afforded access to employees and managers with an important longitudinal element, which involved follow-up contacts with different respondents. In-depth semistructured interviews were held with 18 informants, which amounted to a total of 18 interviews. Additional data sources included scrutinizing extensive documentary material including collective agreements, a short employee attitude survey completed by all employees, company policies, the personnel handbook, and newsletters and press statements issued by militant groups. The first militant group we call the ‘Opponents’, who are the more active and possibly larger of the two unofficial worker-led groups. The second or rival unofficial work group we call the ‘Masked Resisters’ after the workers who picketed company premises wearing masks to protect their identity. The Masked Resisters group became vociferously anti-union after the IU entered a partnership/cooperative agreement with management. 7 Findings Under the first research theme noted above, the data shows how moderation and militancy co-existed in tandem and was refined and mediated over time. Prior to the commencement of Omega operations in the Greenfield site, management and IU officials negotiated a five-year pre-employment collective agreement in the early 2000s. The objective was to establish the rules of the game prior to commercial operations and have in place formal policies of how work relations would be conducted. By their very nature, pre-arranged collective agreements exclude enterprise-level employees from the terms of the bargain. The IU negotiated a single (closed shop) agreement for staff at three grade levels: operators, controllers and supervisors. The collective agreement stipulated that it is “a condition of employment that each employee covered by this agreement becomes and remains a member of [IU] for the duration of his/her employment with the company”. The agreement provides recognition for 5 shop stewards who are elected by the workforce. Workplace representatives conduct their role primarily through an enterprise committee and are supported by the IU full-time official. The five-year collective agreement contained a highly controversial continuity of service, or no strike clause; which sparked almost immediate dissent among workers. The Managing Director admitted it was controversial but defended the idea on the basis of commercialization: It is fair to say that it caused tension in the workforce. They say they wouldn’t go on strike but would like the right. Meanwhile, the IU official remarked: To this day we come in for an awful lot of criticism for signing the industrial peace/continuity of service clause. But the negotiators were right to do the deal. The no strike deal, coupled with limited utilization of structures for cooperative dialogue through the partnership forum, provided fertile ground for the emergence of oppositional values and attitudes among pockets of employees. For some workers, managements’ application of discipline, the manner in which attendance patterns were implemented, and health and safety concerns, galvanized momentum for what can be 8 identified as more militant orientations amidst a system pre-designed to elicit cooperative behaviours. For these employees, the attribution of blame for a growing number of concerns was also directed towards the official IU machinery. Importantly, as the withdrawal of labour or other forms of action short of a strike were prohibited, one manifestation of conflict was increased absenteeism. One shop steward explained: I was representing people who were going off sick because they felt they were being pushed by the company. They felt they were being harshly dealt with in disciplinaries. Your last alternative is not to come to work. Aside from absenteeism, another manifestation of alternative, non-cooperative actions was found in the emergence of (unofficial) workgroup militancy among some elements of the labour force. That action was not, as is reported in other literatures, based on politicized left-wing union-led militancy espousing a discourse of class struggle. The emergence of oppositional postures here seemed to emerge initially from a growing sense of disillusionment relating to changes to employment terms and conditions agreed by management and the IU. These included, for example, attendance patterns, rest days and overtime. On one occasion, a group of employees demonstrated at the new company facility unofficially, masking themselves with balaclavas in the process. Crucially, what these secretive underground workforce movements do is important, and how they impact on worker orientations is equally significant in understanding the interplay between what are prima facia oppositional positions. The second group had its roots in the masked workers who picketed company premises a number of years previous. In contrast the Opponents, regarded as the main militant protagonists, became active later on. The two groups are rivals but both are anti-partnership and share collective grievances around the wage-effort bargain relating to work attendance patterns and hours, work intensity, health and safety, pay, and the no strike clause. The main channel through which the Opponents group objects to moderate industrial relations has been though its own regular newsletter. This is sent to management, the union, and distributed among employees. Its first edition was written in late 2007 and subsequent editions articulated perceived employee grievances that a number of workers felt were not being addressed through partnership, such as concerns over health and safety, stress and increased work pressures. 9 It is not clear if the ‘Opponents’ or the ‘Masked Resisters’ are shop steward-led entities, but it seems likely they have shop stewards (or former stewards) as associates. What is more ambiguous, as noted earlier, is how many workers were involved in these underground-type groupings. What is known, nonetheless, is that the Opponents group had initially been mostly pro-union in the early days of partnership, and then switched to become anti-union, perceiving that IU negotiators betrayed workers in accepting a new collective agreement. In subsequent newsletters the IU were criticized and the enterprise-based shop stewards committee described as the “lite committee”, implying little bargaining capacity or influence over decisionmaking owing to the reliance on partnership and cooperation. Clearly, these groups of employees, opposed to partnership and cooperative bargaining, emerged as a result of some shared collective identity among themselves. As a result of some of the highly derogatory and personalized insults made by some of these militant factions, management instigated an investigation of their activities. Given the actions and language used by these opponent workgroups amounts to potential gross misconduct and possibly summary dismissal for anyone found to be associated to any unofficial militant faction, the organization of these workers went further underground and their secretive nature intensified. Whilst this makes analysis difficult, one way of assessing the interplay of oppositional posturing is to review how they articulate their message and seek to mobilize workers around perceived grievances. Partly as a counter-mobilization against the challenge from below, management and IU sought to recast and strengthen the objective of a cooperative mutual gains employment relations regime. As might be expected, certain issues did not find favour among the militant worker groups, notably replacing the no strike clause with a comprehensive dispute resolution procedure. The new agreement negotiated between management and IU officials proposed a staged process to forestall industrial action: in-house negotiating machinery, including a company Dispute Resolution Tribunal; joint training requirements for management and union; subsequent referral to third party dispute resolution institutions; new union balloting procedures; and finally extended union notification of an intended industrial action. In all, the new collective 10 dispute resolution procedure has seven stages. While the no strike clause would ostensibly go, the actual ability to strike would still seem to remain difficult in practice. Despite endorsement of the proposed new partnership agreement by management and IU officials, the proposals were (initially) rejected by a two thirds majority of workers. The scale of the rejection would suggest that the impact of oppositional postures is not insignificant. Over two thirds of those voting were not happy with the agreement reached by their union representatives. Following the reject result, union members were again balloted by IU on whether to conduct a final reassessment of the proposed agreement in local talks. From these local negotiations some modifications were made - primarily by enhancing bonuses and management endorsing a commitment to review attendance schedules. On a second ballot the agreement was eventually accepted by a very narrow margin in favour. Summary and discussion This paper argues that partnership and adversarial militancy can and do coexist as a fundamental (contradictory) dialectic in the employment relationship. This dialectic is often neglected or forgotten during economic crisis, austerity or when employer power is assumed to be ascendant. The paper contributes to knowledge in two ways. First, it suggests that the dynamics of partnership and militancy can and do co-exist. 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