Refugee Roulette: Disparities in Asylum Adjudication Profs. Jaya Ramji-Nogales, Andrew Schoenholtz and Philip G. Schrag Affirmative Asylum Applications Size of Databases Database Number of Asylum Cases Asylum Office Decisions, FY 1999-2005 Immigration Court Decisions, Jan. 2000 through August 2004 BIA Asylum Decisions, FY 1998-2005 130,000 (900 asylum officers) US Courts of Appeals Decisions, Calendar Years 2004 and 2005 4215 140,000 (225 judges) 101,000 The 15 Asylee-producing Countries (APCs) • • • • • • • • Albania Armenia Cameroon China Colombia Ethiopia Guinea* Haiti • • • • • • • India Liberia Mauritania* Pakistan Russia Togo* Venezuela* * Not included in Asylum Office Studies Our Benchmark for Measuring Disparity For the data set in question (as defined for each study), did an adjudicator render a decision favorable to the asylum applicant at a rate that was either more than 50% higher or more than 50% lower than the rate of such decisions by adjudicators from the same office? Regional Asylum Offices Asylum Office Regions A and H Grant Rates in APC Cases (Officers with At Least 50 APC Cases) 100% 100% 90% 90% 80% 80% 70% 70% 60% 60% 50% 50% 40% 40% 30% 30% 20% 20% 10% 10% 0% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 2 21 2 2 2 2 2 2 2 2 3 31 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 Deviations from Region A Mean for Strong Claim (APC) Countries (2 of 31 officers deviate from the office mean by more than 50%) 75% 50% 25% 0% -25% -50% Deviations from Region H Mean for Strong Claim (APC) Countries (27 of 53 Officers deviate by more than 50%) 200% 150% 100% 50% 0% 1 -50% -100% 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 Grant Rates and Percentage of Officers (with at Least 50 cases) who Deviate by More than 50% from Regional APC Rates [N = 132,754 cases] Region APC Grant Rate Percentage of Officers who Deviate from Regional APC Grant Rate by More than 50% D 62% 2% A 35% 6% C 56% 9% B 39% 11% E 26% 18% F 52% 22% G 38% 35% H 27% 51% Asylum Officer Regions, Single Country Charts Grant Rates and Deviations from Regional One-Country Means, Officers with At Least 25 Cases China Region C – Grant Rates (China) Region C, China Grant Rates, Officers with 25+ cases 120% 100% 80% 60% 40% 20% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Region C – Officers’ Deviations from Regional China Mean (3/42 Deviate by More than 50%) 50% 40% 30% 20% 10% 0% 1 -10% -20% -30% -40% -50% -60% -70% -80% -90% 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Region E – Grant Rates Region E, Grant Rates, China 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 57 Region E (which shows less consistency in Chinese adjudications than Region C). Officers’ Deviations from Regional China Mean (17/57 Deviate by More than 50%) 270% 260% 250% 240% 230% 220% 210% 200% 190% 180% 170% 160% 150% 140% 130% 120% 110% 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% -60% -70% -80% -90% -100% -110% -120% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 Some Regions Have Much Less Consistency Among Asylum Officers Region H – Grant Rates - China Grant Rates, China, Region H, Officers with 25+ Cases 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 Region H – Officers’ Deviations from Regional China Mean 400% 350% 300% 250% 200% 150% 100% 50% 0% 1 -50% -100% -150% 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 Grant Rates in China Cases, By Asylum Office Region [N = 38,748 cases] 80% 70% 60% 50% 40% 30% 20% 10% 0% A B C D E F G H Percentage of Officers Deviating from Regional China Mean Grant Rates, By Region, Officers with At Least 50 China Cases (Regions B and D Did Not Have Enough Such Officers to Chart) [N = 37,909 cases] 60% 50% 40% 30% 20% 10% 0% A C E F G H China Grant Rates: All 146 officers who had at least 100 adjudications 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 6 11 16 21 26 31 36 41 46 51 56 61 66 71 76 81 86 91 96 101 106 111 116 121 126 131 136 141 146 And It’s Not Just China… Region C – India – Grant Rates 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 Region C – India – 15 of 39 Officers Deviate by More than 50% 15 0 % 10 0 % 50% 0% 1 - 50% - 10 0 % 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 The Immigration Courts 42% 39% 30% TOTAL (78,459) 52% San Francisco (5659) 37% San Diego (449) 40% Philadelphia (1512) 50% Orlando (2974) Newark (2392) New York (27,942) Miami (19,402) 41% Memphis (1049) Los Angeles (6819) 37% Houston (796) 20% Detroit (1462) 38% Dallas (560) 37% 40% Chicago (1663) 41% Boston (1440) Baltimore (2304) Atlanta (687) 40% Arlington (1349) Grant Rates for APC Cases, 2000-2004, in Immigration Courts with More than 1500 Asylum Cases 60% 54% 49% 40% 30% 23% 19% 12% 10% 0% Grant Rates of New York Immigration Judges, APC Cases, Judges with at Least 100 APC Cases 100% 91% 89% 90% 80% 80% 74% 69% 69% 69% 70% 76% 77% 71% 66% 60% 62% 63% 60% 55% 52% 50% 50% 47% 45% 45% 40% 37% 30% 27% 27% 28% 29% 23% 20% 17% 19% 11% 10% 6% 7% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 New York Immigration Court Judges’ Deviations from the New York Mean, APC Cases, Judges with 100 or More APC Cases (9 of 31 judges deviate by more than 50%) 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% -60% -70% -80% -90% -100% Albanian Cases: New York Immigration Court Grant Rates, Judges with at least 50 Albanian Cases 2000-2004 (2173 cases) 110% 96% 100% 91% 90% 82% 92% 92% 93% 83% 80% 71% 70% 62% 64% 67% 71% 71% 73% 67% 58% 60% 53% 47% 50% 48% 40% 31% 30% 25% 20% 10% 5% (8 6 10 ) (1 50 ) 11 (1 70 ) 12 (8 7) 13 (1 08 ) 14 (1 20 ) 15 (1 13 ) 16 (1 25 ) 17 (1 17 ) 18 (1 36 ) 19 (1 10 ) 20 (5 C 4) ou 21 rt (1 M 12 ea ) n (2 41 8) 9 (9 3) (8 1) 8 7 (1 24 ) 6 (6 2) (7 6) 5 4 (7 0) (9 3) 3 2 1 (8 6) 0% New York Immigration Court Judges’ Deviations from the New York Mean for Albanian Cases 60% 40% 20% 0% 1 -20% -40% -60% -80% -100% 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Indian Cases: San Francisco Immigration Court Grant Rates, Judges with at least 50 Indian Cases 2000-2004 (3114 cases) 90% 84% 80% 71% 70% 73% 66% 63% 60% 48% 50% 52% 53% 9 (221) 10 (146) 55% 56% 56% 52% 50% 42% 40% 35% 30% 21% 18% 20% 8% 10% 3% 0% 1 (58) 2 (110) 3 (84) 4 (153) 5 (188) 6 (143) 7 (151) 8 (50) 11 (276) 12 (225) 13 (252) 14 (189) 15 (185) 16 (217) 17 (263) 18 Court (203) Mean (3198) San Francisco Immigration Court Judges’ Deviations from the San Francisco Mean for Indian Cases (3114 Cases) 70% 61% 60% 50% 37% 40% 40% 27% 30% 21% 20% 10% 1% 3% 9 10 5% 7% 7% 11 12 13 0% -10% 1 2 3 4 5 -20% -19% -30% -34% -40% -50% -60% -60% -70% -66% -80% -84% -90% -100% -110% 6 -93% 7 -8% 8 -4% 14 15 16 17 18 Chinese Cases: Los Angeles Immigration Court Grant Rates, Judges with at least 50 Chinese Cases 2000-2004 (2579 cases) 90% 81% 80% 70% 60% 60% 62% 62% 60% 50% 51% 50% 41% 40% 30% 30% 32% 34% 34% 36% 26% 20% 10% 30% 31% 42% 9% 12% 13% 16% 16% 19% (1 56 ) 7 (1 89 ) 8 (1 24 ) 9 (7 6) 10 (9 6) 11 (2 71 ) 12 (1 59 ) 13 (7 6) 14 (1 58 ) 15 (1 03 ) 16 (7 8) 17 (9 9) 18 (9 9) 19 (5 8) 20 (1 36 ) 21 (1 18 Co ) 2 ur 2 tM (1 18 ea ) n (2 74 5) 6 (6 2) (8 1) 5 4 (1 37 ) (6 8) 3 2 1 (1 17 ) 0% Los Angeles Immigration Court Judges’ Deviations from the Los Angeles Mean for Chinese Cases 140% 130% 120% 110% 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% -60% -70% -80% -90% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 Colombian Cases: Miami Immigration Court Grant Rates, Judges with at least 50 Colombian Cases 2000-2004 (8214 cases) 100% 88% 90% 77% 80% 70% 58% 60% 46% 50% 49% 39% 40% 34% 35% 21% 12 (370) 25% 25% 14 (362) 21% 11 (399) 8 (519) 18% 10 (393) 16% 9 (321) 15% 7 (273) 3 (382) 6 (437) 7% 13% 5 (255) 6% 11% 13% 4 (386) 5% 2 (162) 10% 1 (426) 20% 19% 13 (326) 30% 30% Court Mean (8265) 22 (334) 21 (550) 20 (279) 19 (206) 18 (541) 17 (500) 16 (350) 15 (443) 0% Miami Immigration Court Judges’ Deviations from the Miami Mean for Colombian Cases 200% 190% 180% 170% 160% 150% 140% 130% 120% 110% 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% -10% -20% -30% -40% -50% -60% -70% -80% -90% -100% 193% 155% 93% 63% 54% 30% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 -19% -18% -39% -37% -49% -47% -65% -84% -82% -77% -58% -57% -30% -29% 13% 15% 15 16 17 18 19 20 21 22 Effect of Representation on Grant Rate 100% 89% 90% 80% 70% 60% 45.60% 50% 40% 30% 20% 16.30% 10% 0% Unrepresented Represented Represented by Georgetown University's Clinic Effect of Dependents on Grant Rates 50% 48.2% 48% 46% 44% 42.3% 42% 40% 38% No Dependents One Dependent Effect of Judge's Gender on Grant Rates 60% 53.8% 50% 37.3% 40% 30% 20% 10% 0% 78 Female Judges 169 Male Judges Effect of Prior Work Experience on Grant Rates 60% 55.4% 48.2% 47.1% 50% 52.3% 44.2% 39.6% 38.9% 40% 43.2% 41.1% 46.3% 39.5% 37.4% 30% 20% 10% ic e ia Pr i va te A ca Pr ac t de m O N G ili ta ry M N S S/ I D H G ov er nm en t 0% Experience No Experience Effect of Prior INS/DHS Experience on Grant Rates 60% 50% 47.9% 43.7% 40.7% 40% 30.6% 30% 20% 10% 0% No experience 1 to 5 Years 6 to 10 years 11 or more years Grant Rates by Gender and Prior Work Experience 70 49.8 50 40 59.4 56.8 60 49.9 46.1 40.5 35.3 33.9 64 39.6 43.2 36.5 30 20 10 0 Government Experience No Government Experience DHS/INS Experience No DHS/INS Experience Male Judge Female Judge NGO Experience No NGO Experience Grant Rate by Gender, Representation, and DHS/INS Experience 70 60.6 60 48.5 50 41.8 40 37.7 31.4 30 20 14.3 14.3 13.6 10 0 Representation and Representation and No DHS/INS INS/DHS Experience Experience Male judge No Representation and No DHS/INS Experience Female judge No Representation and DHS/INS Experience The Board of Immigration Appeals All Immigration Cases Appealed from Board of Immigration Appeals to Federal Courts of Appeals 80% Appeals to US courts 70% 1000 60% 800 50% 600 40% 30% 400 20% 200 10% 0% 2002 . . . . .Cases/month appealed to circuits Percent of cases with panel opinions 2003 Percent of cases remanded by Board 40% Percentage of BIA Asylum Decisions Favorable to Applicants, By Type of Decision, FY 98-00 and FY 03-05 35% 30% 25% Single member with short opinion 20% Affirmance without opinion 15% Single member (AWO + short opinions) All asylum decisions 10% 5% 0% FY 98 FY99 FY00 FY 03 FY 04 FY05 BIA Asylum Grants and Remands as a Percentage of all Cases (Excludes Cases Coded by BIA as Not Favoring Either Applicant or Government) 40% 35% 30% 25% 20% 15% 10% 5% 0% 1998 1999 2000 2001 2002 2003 2004 2005 BIA Grants and Remands, Showing Representation (N = 9365 Appeals) 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% 1998 1999 2000 Unrepresented 2001 2002 All cases 2003 2004 Represented 2005 The Drop in the Rate of BIA Decisions Favorable to Asylum Applicants from APCs 50% 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% FY 2001 FY 2002 All APC cas es (15 countries ) FY 2005 APC repres ented cas es The Drop in Rate of Decisions Favorable to Asylum Applicants from Individual APCs, FY 2001 vs. 2002 80% 70% 60% 50% FY 2001 FY 2002 40% 30% 20% 10% Ve ne zu el a us si a R Ira n M au ri t an ia Pa ki st an In di a ai ti H Al ba ni a Ar m en ia Br az i C am l er oo n C hi na C ol om bi a Et hi op ia G ui ne a 0% The U.S. Courts of Appeals Rate of Votes to Remand in Asylum Cases, 3d Cir Judges with at least 25 Cases, 2004-05 (N=784 votes cast) 25% 20% 15% 10% 5% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Individual Judges’ Deviations from 12% Circuit Mean Rate of Votes to Remand, 3d Cir., 2004-05 (Judges with 25 or More Votes) (Only 1 of 16 Judges Deviates from Circuit Mean by More than 50%) 70% 60% 50% 40% 30% 20% 10% 0% 1 -10% -20% -30% -40% -50% 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 3d Circuit Remand Vote Rates by Party of Appointing President, 25+ cases 25% 20% 15% 10% Rep. appointees (12%) Dem. appointees (12%) 5% 0% 0 1 2 3 4 5 6 7 8 9 10 Rate of Votes to Remand in Asylum Cases, 6th Cir Judges with at least 23 Cases, 2004-05 (N=385 votes cast) 35% 30% 25% 20% 15% 10% 5% 0% 1 2 3 4 5 6 7 8 9 10 11 12 13 Individual Judges’ Deviations from 11.4% Circuit Mean Rate of Votes to Remand, 6th Cir., 2004-05 (Judges with 23 or More Votes) (7 of 13 Judges Deviate from Circuit Mean by More than 50%) 200% 150% 100% 50% 0% -50% -100% -150% 1 2 3 4 5 6 7 8 9 10 11 12 13 6th Circuit Remand Vote Rates by Party of Appointing President, 23+ cases 35% 30% 25% Democratic appointees 14.6% Rep. Pres iden Republican appointees 9.3% 20% 15% 10% 5% 0% 0 1 2 3 4 5 6 7 8 9 Remand Rates by Circuits, all 4215 asylum appeals, 2004-05 45% 40% 35% 30% 25% 20% 15% 10% 5% 0% 1st 2d 3d 4th 5th 2004 10.30% 10% 7.10% 1.40% 4.30% 2005 14.50% 17.60% 14.30% 2.40% 2004-05 12.80% 17.10% 10.90% 1.90% 6th 7th 8th 11th ALL 8.70% 33.90% 14.10% 18.30% 8.80% 4.40% 14.40% 3.80% 16.50% 37.70% 20.90% 9.40% 2.60% 16.40% 4.10% 12.70% 36.10% 11.30% 19.50% 9.10% 3.80% 15.40% 7% 9th 10th Federal Courts of Appeals Votes to Reverse and/or Remand (Asylum Cases in Red, Civil Cases in Blue) (Prisoner Cases Excluded) 40% 35% 30% 25% 20% 15% 10% 5% Federal Appeals Circuit 7th 9th 2d 6th 3d 1st 10th 8th 5th 11th 4th 7th 9th 2d 6th 3d 1st 10th 8th 5th 11th 4th 0% Remand Rates by Circuits, the 2361 asylum appeals from “asylee-producing countries,” 2004-05 40% 35% 30% 25% 20% 15% 10% 5% 0% 1st (39) 2d (363) 3d (185) 4th (161) 5th (73) 6th (131) 7th (77) 8th (54) 9th 10th (1100) (22) 11th ALL (156) (2361)