Fitness to Stand Trial
Alberto L. Choy MD FRCPC
Psychology 344
Forensic Psychology
Fall 2003
University of Toronto, Mississauga
readings
Forensic Psychology
Lawrence S. Wrightsman
Chapter 10 (pp. 224 - 230)
The Criminal Code of Canada
ss. 672.22-33
Outline
Reasons for assessments of fitness
Ways to assess fitness
Canada: definition of fitness
Introduction
competency to stand trial / fitness to stand trial
the ability to understand the ability to defend oneself
2-8% of felons in the USA assessed for fitness
History
English common law (1763):
allowed for (court proceedings) and execution to be stayed if “be(came) absolutely mad”
Modern US law:
Dusky vs. United States (1960)
but terms poorly defined - not consistent
a mental health perspective: psychosis = unfit not a legal perspective
Approaches to determining fitness
Dusky: mental health perspective
Further revisions:
context / legal perspective - specificity:
“this specific crime, in these circumstances, with this lawyer”
Further revisions in US and Canada (less specific, more functional)
Canadian law:
R. v. Taylor (1992)
“The test to be applied in determining D’s ability to communicate with counsel is one of limited cognitive capacity…It is not necessary that D be able to act in his/her own best interests.” C.C.C. s.2
functional, not specific, less emphasis on medical
Canadian law:
R. v. Whittle (1994)
“D need not have analytical ability, rather the mental capacity of an “operating mind”.”
D must be capable to communicate…to instruct counsel
(D must) understand the function of counsel and that he or she may dispense with counsel even if it is not in D’s best interest
We will cover essential elements of fitness later
Canadian law:
C.C.C. ss. 672.22 - 33
Presumption of fitness
Who can raise the question of fitness
When can fitness be raised
Canadian law: (walkthrough) (1/6)
at any point in trial / sentencing
(fitness is dynamic)
detainment continues
location of assessment of fitness
detention setting courts hospital outpatient facility
Canadian law: (walkthrough) (2/6)
cautions and warnings
“information from (competency) evaluations may not be used in the issue of determining guilt unless the defendant raises his mental state as evidence at the trial or sentencing proceedings”
Canadian law: (walkthrough) (3/6)
content of the assessment of fitness:
1. general understanding of legal issues
charges / phase in proceedings
personnel in the court pleas available witnesses / oath potential outcomes
Canadian law: (walkthrough) (4/6)
2. specific understanding of legal issues
phase in proceedings outcomes of delays outcomes of trial
3. ability (to defend self)
ability to communicate with counsel to direct defense
Canadian law: (walkthrough) (5/6)
evidence / report
decision by the Court
if unfit:
return treatment order
likely to be fit in specified time
benefits outweigh the risks the least intrusive option medication and/or training
Canadian law: (walkthrough) (6/6)
if still unfit:
Ontario Review Board - (unfit)
Prima Facie case to be made every two years
if becomes fit at a later time:
back to criminal proceeding
US law:
variable
Illinois: provisional trial
stats
2-8% of felons in the US sent for assessment
10-30% of those referred were found incompetent
11% in Canada other reasons for “fitness assessment”
Instruments to determine fitness
screening instruments
Competency Screening Test (CST)
high false positive rate
Competency Assessment Instrument (CAI)
13 items, reliability and validity to come
Instruments to determine fitness
The Fitness Interview Test (FIT-R)
Canadian
good screening tool
a. the nature and the object of the proceedings or factual knowledge of criminal procedure b. possible consequences of the proceedings or appreciate personal involvement and importance of
c. ability to participate in the defense or communicate with counsel
Instruments to determine fitness
The Georgia Court Competency Test
(GCCT)
visual task / pictorial representation reliable revisions
others:
specific populations
Instruments to determine fitness
MacArthur Competence Assessment Tool -
Criminal Adjudication (MacCAT-CA)
Understanding of Trial/charges appreciation relevance of information logic / reasoning ability / decision making ability to make a choice
congruent with other psychological issues
scenarios
Other issues
Testamentary capacity:
wills, evidence
Assessment of juveniles
Gault (1967), USA: same due process cognitive development
age 14: ability to use logic special needs of juvenile defendants