1 Effect of fee-for-service air-conditioning management in 2 balancing thermal comfort and energy usage 3 4 Chen-Peng Chena, Ruey-Lung Hwangb,*, Wen-Mei Shihb 5 6 a Department of Occupational Safety and Health, China Medical University, No. 91 7 Hsueh-Shih Road, Taichung 404, TAIWAN; chencp@mail.cmu.edu.tw (Chen-Peng 8 Chen) 9 b Department of Architecture, National United University, 1 Lien-Da, Kung-Ching Li, 10 Miaoli 360, TAIWAN; rueylung@nuu.edu.tw (Ruey-Lung Hwang); 11 shihwenmei@gmail.com (Wen-mei Shih) 12 13 * Corresponding author; e-mail: rueylung@nuu.edu.tw; 14 tel: +886-37-381643; fax: +886-37-354838 15 16 Types of contribution: Original research paper 1 17 Effect of fee-for-service air-conditioning management in 18 balancing thermal comfort and energy usage 19 20 Abstract 21 22 Balancing thermal comfort with requirement of energy conservation presents a challenge 23 in hot-and-humid areas where the air-conditioning (AC) is frequently used in cooling the 24 indoor air. A field survey was conducted in Taiwan to demonstrate the adaptive 25 behaviors of occupants in relation to the use of fans and AC in a school building 26 employing mixed-mode ventilation where the AC usage was managed under a 27 fee-for-service mechanism. The patterns of using windows, fans, and AC as well as the 28 perceptions of students toward the thermal environment were examined. The results of 29 thermal perception evaluation in relation to the indoor thermal conditions were 30 compared to the levels of thermal comfort predicted by the adaptive models described in 31 the ASHRAE Standard 55 and EN 15251 and to that of a local model for evaluating the 32 thermal adaption in naturally ventilated buildings. A thermal comfort-driven adaptive 33 behavior model was established to illustrate the probability of fans/AC usage at specific 34 temperature, and compared to the temperature threshold approach to illustrate the 35 potential energy saving the fee-for-service mechanism provided. The findings of this 2 36 study may be applied as a reference for regulating the operation of the AC in school 37 buildings of subtropical regions. 38 39 Keywords: Mixed mode; Thermal comfort; Fee-for-service; Energy saving 3 40 Introduction 41 42 In recent years, the schools in Taiwan have enthusiastically promoted the mixed mode of 43 natural ventilation (NV) and mechanical cooling as a means of ventilation in the 44 classroom. The mixed mode is a preferred strategy for the maintenance of indoor 45 environmental quality (IEQ) as it provides a balance between the thermal comfort 46 required by the students for their study and the energy expenditure consumed by the 47 air-conditioning (AC) use. This balance was dynamic―the occupants appeared to be 48 more tolerant of high indoor temperature if they had to use the AC at their own expense 49 (Hwang et al. 2009a). With this consideration the school administrations in Taiwan have 50 begun to adopt a fee-for-service mechanism in the control of the AC use, in which the 51 students are allowed to determine when and how to run the AC in the classroom using a 52 pre-deposited charge card. The fee-for-service approach was considered user friendly 53 and effective, as generally there were less complaints from the occupants and greater 54 savings in the electricity bill, and hence had become a predominant mechanism of AC 55 management in Taiwanese schools. 56 Earlier studies such as Brager et al. (2004) and Raja et al. (2001) suggested that the 57 occupant satisfaction with indoor thermal microclimate might be related to the 58 availability of environmental controls to the occupants. In addition, the perceptions of 4 59 poor IEQ and incidents of building-related symptoms had been observed in association 60 with the availability of environmental controls (Jaakkola et al. 1989; Toftum 2010). With 61 the incorporation of adaptive comfort model in the ASHRAE Standard 55 (ASHRAE 62 2004) and in the European adaptive standard EN 15251 (CEN 2007) to serve as an 63 alternative criterion of thermal comfort, the thermal adaptive approach is now 64 recognized as a viable strategy of both improving the occupants’ satisfaction and 65 minimizing the energy consumption inside a building. Together with the evaluation of 66 energy consumption, The thermal comfort has been increasingly applied as a criterion in 67 the assessment of building performance. For example, Calvino et al. (2010) compared 68 different strategies of indoor thermal comfort control. In the comparison the 69 performance of energy controllers was quantified by two cost functions based on the 70 quadratic forms of the overall energy required by the thermal fluid and of the deviation 71 from the preferred set point of the predicted mean vote for thermal sensation. Recent 72 researches (Dong and Lam 2011; Liu et al. 2012; Murakami et al. 2007; Rijal et al. 2008; 73 Zhong et al. 2008) have also shown the impact from the availability of environmental 74 controls and their appropriated usage on energy consumption. Murakami et al. (2009) 75 evaluated an interactive system that managed the AC energy use by following the 76 occupants’ requests and found a saving of 20% more energy compared to the level 77 consumed when the AC was maintained at a constant 26°C. Zhong et al. (2008) applied 5 78 an adaptive model in a building in Shanghai, China, and reported a potential saving of 79 30% for the energy used in cooling when the environmental controls were made 80 available to the occupants. Based on a year-round field study investigating the use of 81 environmental controls in 33 Pakistani offices and commercial buildings, Raja et al. 82 (2008) developed a behavioral adaptive algorithm for application in predicting the 83 occupants’ behaviors toward the energy-saving building design. In Chongqing, China, 84 Liu et al. (2012) presented a dynamic process of occupant behaviors of adaptation in 85 response to varied thermal conditions that involved technological, personal and 86 psychological processes. The results of Dong and Lam (2011) also indicated: an energy 87 saving of 18.5% could be achieved with the indoor thermal comfort still being 88 adequately maintained when the occupants were allowed to determine the use of 89 environmental controls in accordance with their behavioral patterns. 90 However, to date the information is still insufficient to illustrate how the energy use 91 by the AC in the confined spaces is balanced with the thermal satisfaction requirements 92 as affected by the adaptive behaviors of indoor occupants, specifically, the use of 93 environmental controls. Here we present the results from a field survey to demonstrate 94 the adaptive behaviors of the students in relation to the use of fans and AC in a 95 mixed-mode school building managed by the fee-for-service AC control. 96 6 97 98 Materials and methods 99 100 Design of field survey 101 102 The study was conducted in a school building employing mixed-mode ventilation in 103 middle Taiwan. The school did not have specific regulations in place to control the usage 104 of the AC. Using a pre-deposited charge card, the students might activate the AC units 105 when they opted to through a control device installed in the classroom, and after each 106 use they were alerted of the expense of their AC use by the digital displays on the device. 107 The study was performed from April to June of 2011, five days a week when the school 108 was in session, and the subjects surveyed were high-school students of an age of 15-16. 109 The field study consisted of three components: a questionnaire survey on the student’s 110 thermal perception, an on-site measurement of indoor thermal climate, and the 111 monitoring on the usage of windows, ceiling fans, and AC. 112 To evaluate the change of indoor thermal sensation in relation to the fee-for-service 113 energy control, the students were asked to vote on their perceptions toward the thermal 114 conditions in the classroom. A copy of the questionnaire used in the thermal comfort 115 survey is shown in Table 1. Two surveys were conducted on each school day, with the 7 116 first being performed around 10:00 a.m. and the second about 2:00 p.m. A total of 1,480 117 responses were collected to describe the following perceptions: 118 119 Thermal sensation toward the environment, gauged using the 7-point ASHRAE 120 scale of thermal sensation vote (TSV), in which a vote of +3, +2, +1, 0, -1, -2, and 121 -3 represented a sensation of hot, warm, slightly warm, neutral, slightly cool, cool, 122 and cold sensation, respectively; 123 Thermal comfort of the participants, measured on a 6-point thermal comfort scale 124 of thermal comfort vote (TCV), in which a vote of +3, +2, +1, -1, -2, and -3 125 indicated a very comfortable, comfortable, slightly comfortable, slightly 126 uncomfortable, uncomfortable, and very uncomfortable level, respectively; 127 Thermal acceptance of the indoor condition, measured using a dichotomous scale 128 of thermal acceptability vote (TAV), with the vote of +1 and -1 reflecting 129 acceptable and unacceptable perception respectively. 130 131 In addition to the thermal perceptions, the students were also requested to provide 132 an hourly record on the opening of windows, use of ceiling fans, or use of the AC so that 133 the patterns on the usage of environmental controls in the classroom could be explored. 134 To realize the subjective perceptions of the students in relation to the thermal 8 135 conditions in the classroom, the climatic variables including the air temperature (ta), 136 relative humidity (RH), globe temperature (tg), and air speed (v) were monitored on-site 137 continuously throughout the period of the study. The ta, RH, and tg were recorded using 138 a CENTER 314 Temperature/Humidity Datalogger (Center Technology Corp., Taipei, 139 Taiwan) and the wind speed using a hot-wired omni-directional DeltaOHM 140 thermo-anemometer HD2103.2 (DeltaOHM, Italy) in accordance with the requirements 141 in the ISO 7726 on the equipments for thermal environment monitoring (ISO 1998). 142 Table 2 summarized the equipments used in climatic monitoring as well as their 143 specifications. To interpret the overall effect of the thermal conditions indoors on the 144 students’ thermal perceptions and on their use of environmental controls, the ta, RH, and 145 v were converted to a single value of operative temperature (top). The top here was the 146 average of the ta and the mean radiant temperature (tr) weighted by the convective heat 147 transfer coefficient and the liberalized radiant heat transfer coefficient for the occupants. 148 In this study, as the students were mostly engaged in near sedentary activity when 149 staying in the classroom (with a metabolic rate of 1.0-1.3 met) without direct exposure 150 to the sunlight, the top was calculated following the formula presented in the Appendix C 151 of the ASHRAE Standard 55 (2004): 152 153 top w ta (1 w) tr 9 154 (1) 155 156 where the weighting factor (w) was a function of the air speed. The tr was estimated 157 using the equation defined in the ISO 7726 (1998): 158 tr [(t g 273) 4 2.5 108 v0.6 (t g ta )]1/ 4 273 159 160 (2) 161 162 Adaptive thermal comfort criteria for mixed-mode buildings 163 164 For the regulation of indoor thermal comfort in the mixed-mode buildings, the adaptive 165 comfort models described in the ASHRAE Standard 55 and the EN 15251 were the two 166 criteria most observed worldwide. According to the adaptive model in the ASHRAE 167 Standard 55, the optimal operative temperature of thermal comfort indoors (tcomf) could 168 be quantitatively related to the average monthly ambient temperature (tom) and expressed 169 as: 170 171 tcomf 0.31 tom 17.8 172 (3) 10 173 174 In comparison, the EN 15251 defined the tcomf differently in that the monthly mean 175 temperature used in deriving the tcomf in the ASHRAE Standard 55 was replaced by a 176 running mean temperature (trm) to weight in the influence of the ambient temperatures in 177 days prior to the day of observation. The tcomf and trm in the EN 15251 were 178 mathematically calculated as: 179 180 t comf 0.33 t rm 18.8 181 (4) 182 183 trm t1 0.8t 2 0.6t 3 0.5t 4 0.4t 5 0.3t 6 0.2t 7 3.8 184 (5) 185 186 where the variables t-1 to t-7 were the daily mean outdoor temperatures one to seven days 187 before the observation day, respectively. 188 Using the tcomf as a criterion, both the ASHRAE Standard 55 and EN 15251 defined 189 the upper and lower limits of temperature for different categories of thermal 190 acceptability (Table 3). These categories of acceptability and the boundaries for each in 191 top were compared for their applicability serving as criteria in this study for the 11 192 evaluation of the thermal comfort delivered by the fee-for-service energy control. 193 Hwang et al. (2009b) performed a long-term field survey among Taiwanese 194 students in naturally ventilated (NV) school buildings and reported the adaptive comfort 195 zones for 90% and 80% acceptability of 20.1–28.4°C and 17.6–30.0°C (top), respectively. 196 As the criteria established in the ASHRAE Standard 55 and the EN 15251 were 197 developed using a global or regional database, the findings from Hwang et al. were 198 included in this study to serve as locally (Taiwan) based criteria in determining the 199 acceptability of indoor thermal conditions. This approach provided an opportunity to 200 understand the adjustments that might be desirable when the criteria of thermal 201 acceptability established in international standards were applied on a local scale. 202 203 204 Thermal status and adaptive approach 205 206 Thermal acceptability in relation to distribution of ambient temperature 207 208 The investigation in this study ranged from the 1st of April to the 30th of June and 209 covered a period when the climate in Taiwan transitioned from a mild weather in late 210 spring into a hot summer. The ambient temperature outside the classroom was monitored 12 211 throughout the study; the measurements were used to derive the tom, trm, and tcomf and to 212 interpret the ranges of thermally acceptable top corresponding to the 80% acceptability 213 zone as defined in the ASHARE standard 55 and to the Category II acceptability zone in 214 the EN 15251, respectively. Fig. 1 shows the distribution of the indoor top in the school 215 building employing a mixed-mode ventilation during the course of this study and the 216 ranges of thermal acceptability superimposed on the temperature distribution as 217 projected by the ASHARE Standard 55 and EN 15251 adaptive models. Overall, the 218 average of the maximum, minimum and mean daily temperature during the study period 219 was 35.4, 15.4 and 26.1°C, respectively. A comparison of the interpreted values 220 indicated that the upper limits of the acceptable range in the EN 15251 were 0.0-2.3ºC 221 higher than those in the ASHRAE adaptive standard. In addition, the upper limits of 222 acceptable range as defined in the EN 15251 model appeared to be more lenient than 223 those of the ASHRAE Standard 55 when applied in Taiwan for evaluating the thermal 224 comfort during summer. 225 226 Use of environmental controls in thermal adaption 227 228 Fig. 2 shows, on the thermal comfort chart of ASHRAE Standard 55, the distribution of 229 the hourly indoor top by the RH (as expressed in humid ratio) in the classroom in relation 13 230 to the various adaptive approaches the students took when the thermal status varied. The 231 top and RH in the situations when the window-opening alone was used for ventilation 232 ranged between 19.7-28.3°C and 33-77%, respectively, whereas their counterparts found 233 in the situations when the window-opening was used with fans together ranged between 234 24.9-32.3°C and 35-86%. The joint use of both fans and the AC as a means of heat 235 dissipation occurred when the top and RH were, respectively, 28.9-31.9°C and 42-65%. 236 The mean top during the AC use was 30.3°C, 1.3°C higher than the mean value (29.0°C) 237 found in the period of fans running (with the windows being opened) and 5.3°C greater 238 than the level (25.0°C) observed when the window-opening was used alone. 239 In this study, the mechanism of environmental control employed the most by the 240 students was a simultaneous use of window-opening and fan-running, which accounted 241 for 64% of the total hours of observation. The window-opening alone was the second 242 best choice and accounted for 25% of the time. Running both fans and the AC at the 243 same time was the least favored (11%). The windows were always open in the classroom 244 except when the AC was running—they were open to both control the thermal 245 environment as well as to maintain the IEQ. In Taiwan, the students were advised and 246 accustomed to keeping the windows of the classroom open throughout the entire year for 247 reasons of good IEQ, unless a cold weather was expected or encountered. The low 248 proportion of AC operation as a means of thermal adjustment was apparently attributed 14 249 to the concern of the students for the expense with the AC use that they had to pay. The 250 AC was never used alone; at all time it was run together with the fans being on, which 251 incurred no cost to the students as the school paid for the fan use. The frequent use of the 252 fans could also be explained by the potential increase in the upper limit of the acceptable 253 indoor temperature due to an enhanced air movement with the fans running. While the 254 AC was a choice of thermal adaption, the students used it only when the other 255 mechanisms alone or in combination were insufficient to avoid discomfort. 256 Table 4 summarized the percentages of the hours when the classroom was occupied 257 and the indoor top exceeded the upper bounds of the adaptive thermal comfort criteria 258 that the ASHRAE Standard 55, EN 15251, and Hwang et al. described. Although the 259 students had the choice of turning the AC on to avoid discomfort, the percentage of the 260 hours beyond the 80% acceptability upper limit, from either the ASHRAE 55 or 261 Taiwan’s local criteria, was more than one-third of the total hours. Even when the 262 thermally lenient Category II of the EN 15251 was used for comparison, the percentage 263 was still over 10%. These findings suggested an existence of factors other than the upper 264 limit of thermally comfortable top range that influenced the selection of adaptive strategy. 265 Among these factors was the expense associated with energy use, which worked against 266 the use of AC and indirectly counterbalanced the requirement of the students for thermal 267 comfort. However, it remained unclear as to how the requirement for thermal comfort 15 268 and these additional factors, including the cost of AC use, might interact and exert their 269 influences in a comprehensive manner. 270 271 272 Thermal perception under user-controlled energy management 273 274 Distribution of thermal perception 275 276 Table 5 listed the relative distribution of the student’s perception toward the thermal 277 status in the classroom as expressed in the TSV, TCV, and TAV. The response of the 278 students in this study represented the thermal comfort requirement in the school building 279 employing mixed-mode ventilation, where the use of AC could influence the students’ 280 thermal perception, and this response was compared to those would be observed in a 281 naturally ventilated (NV) classroom. The models being compared to included the local 282 comfort criteria suggested by Hwang et al. as well as by the global criteria developed in 283 the ASHRAE standard 55 and EN 15251; all three comfort criteria were developed using 284 datasets based on field surveys in NV buildings. 285 16 286 Shifting of thermal satisfaction toward mixed-mode buildings in warm climate 287 288 In thermal adaption, it was argued (Humphreys 1974; McIntyre 1980) that people living 289 in warm climate might prefer a slightly cool environment whereas those who were used 290 to cold weather might favor more of a slightly warm environment. Hwang et al. (2009b) 291 observed that, after being continuously exposed to a warm-to-hot microclimate during 292 summer months in the NV classroom, Taiwanese students experienced a shift in their 293 optimal sensation from thermally neutral (0) to slightly cool (-1) as manifested in their 294 TSV. The tendency of favoring a slightly cool environment among those who lived in a 295 hot-and-humid weather was also reported in other studies, e.g., Andamon et al. (2006) 296 and Feriadi and Wong (2004). While the shifting in the thermal preference as discussed 297 here was commonly assumed in the studies of thermal comfort in the NV spaces, 298 whether a similar assumption could be applied in the buildings employing mixed-mode 299 ventilation would require further evaluation, as in the mixed-mode classroom the 300 experience of hot weather was lessened by using the AC. 301 An effective means to evaluate the shifting in the thermal preference was to 302 compare the percentage of thermal satisfaction from the TSV (ptsv) with those from the 303 TCV (ptcv) and TAV (ptav). In this evaluation, the ptsv was first defined as the TSV cast on 304 the central three grades (-1, 0, and +1), a general approach commonly adopted in 17 305 TSV-based evaluation of thermal satisfaction. These votes represented a preference of 306 the students for a neutral thermal sensation. Then the ptsv was re-defined by pooling the 307 votes cast on the grades of -2, -1, and 0, representing a preference for a cooler sensation. 308 To verify the tendency of change in the thermal preference among the students with 309 respect to their thermal sensation, these percentages were separately compared to the 310 percentages of TCV cast on the “slightly comfortable”, “comfortable”, and “very 311 comfortable” categories (ptcv) as well as to the percentages of TAV voted on the 312 “acceptable” category (ptav). Fig. 3 reported the box-and-whisker distribution of the 313 deviations of ptsv from ptcv and ptav as affected by the top when different assumptions of 314 preference in thermal sensation were adopted. As the results show, overall the variation 315 between the ptsv for TSV (-1, 0, +1) and the ptcv or ptav was significantly greater than the 316 level derived when the TSV (-2, -1, 0) was considered the votes of satisfaction. When 317 the TSV (-1, 0, +1) was assumed to represent thermal satisfaction, the average difference 318 between the ptsv and the ptcv/ ptav in hot condition (top > 27°C) was in general greater than 319 their counterpart calculated for the mild condition (top < 27°C) by approximately 10%, 320 suggesting a shift in the distribution of acceptable or comfortable thermal perception 321 toward the cool side of the thermal sensation scale during the hot days. The above 322 analysis also demonstrated that the students in a mixed-mode classroom had the same 323 tendency of preference on a thermal environment as those situated in a NV classroom. 18 324 325 Modeling of thermal perception 326 327 In Hwang et al. (2009b), a best likelihood probit model was developed by means of 328 logistic regression for estimating the percentage of thermal dissatisfaction in TSV, TCV, 329 and TAV due to the thermal environment being warm. The logistic regression employed 330 was mathematically expressed as: 331 332 probit ( phot ) a b top 333 (6) 334 335 Table 6 listed the results of the same regression analysis using the responses of the 336 students in TSV, TCV, and TAV in this study as well as the estimated upper limits of 337 comfort zones for the 90% and 80% acceptability. As the results show, the upper bounds 338 of the top corresponding to different thermal perceptions ranged between 28.1 and 339 28.4°C for the 90% acceptability and between 29.3 and 29.7°C for the 80% acceptability. 340 The limits developed by the observations in this study were slightly lower than the 341 values recommended by Hwang et al., with the difference being in the range of 342 0.0-0.3°C and 0.3-0.7°C for the 90% and 80% acceptability, respectively. 19 343 To further compare the students’ thermal perception with the adaptive thermal 344 comfort criteria established in the ASHRAE Standard 55 and EN 15251, the students’ 345 answers on the TAV-based thermal acceptability in the mixed-mode classroom were 346 grouped into different acceptability levels and distributed by the top, tom and trm on the 347 adaptive thermal comfort chart demonstrating the thermal acceptability zones projected 348 by the ASHRAE Standard 55 adaptive comfort model (Fig. 4) and on the chart 349 indicating the acceptability categories projected by the EN 15251 model (Fig. 5). 350 Overall, the development of the students’ thermal perception tracked the predictions by 351 the ASHRAE 55 and the EN 15251 in most of the top measured in this study. However, 352 for the top close to and above 30°C, the acceptability observed in this study was lower 353 than the level predicted by the ASHRAE Standard 55, and the deviation increased when 354 the benchmark referenced in comparison was the prediction made by the EN 15251 355 model. The under-representation for the observations of acceptability made in our study 356 by both the ASHRAE and the EN models was possibly attributed to a reduced tolerance 357 of the students to high temperature, since for these students the AC was readily available 358 as a means to alleviate the hot discomfort. These results clearly indicated that the change 359 in thermal comfort of indoor occupants was not only driven by climatic factors but also 360 influenced by socioeconomic status of the occupants. These results suggested that, when 361 attempted for local application, the adaptive thermal comfort models developed by a 20 362 global or regional database should first receive validation using a dataset of locally 363 conducted survey results. 364 365 Modeling of fan and air-conditioning usage 366 367 Fig. 6 demonstrated the alteration in the proportion of time in the school classroom 368 employing a mixed-mode ventilation when the fans or AC was actively used in response 369 to the change in the ambient temperature. The students’ adaptive behaviors were 370 significantly influenced by the outdoor temperature, and the influence could be 371 interpreted by a sigmoidal relationship between the behavior and the temperature. Nicol 372 (2001) proposed a stochastic algorithm for modeling the thermal comfort-driven 373 adaptive (TCDA) behavior, and the algorithm was applied in various studies (Andersen 374 et al. 2009; Nakaya et al. 2008; Nicol and Humphreys 2004; Rijal et al. 2008; Rijal et al. 375 2009; Tuohy et al. 2009) to characterize the adaptive behaviors of the occupants to stay 376 in control of the indoor climate. To quantitatively illustrate how the students 377 participating in this study used various environmental controls as a strategy of thermal 378 adaption, the survey data were analyzed following the Nicol’s algorithm and fitted to 379 generate logit models that described the probability of the fans (pfan)/AC (pAC) being 380 turned on as a function of the outdoor temperature (tout): 21 381 382 logit( p fan ) log( p fan 1 p fan ) 0.88 tout 25.6 R 2 0.88 383 (7) 384 385 logit( p AC ) log( p AC ) 0.97 tout 34.2 R 2 0.86 1 p AC 386 (8) 387 388 It has been observed that in circumstances where an adaptive action could have 389 some adverse impact the occupants might tolerate thermal discomfort to a certain degree 390 before taking that action (Humphreys 1974). The fee-for-service mechanism for 391 controlling the AC use in a mixed-mode classroom would be an example attesting to this 392 observation, as the use of AC led the students to shoulder up excess energy expenditure. 393 The concern with the cost from the AC use could be viewed as a constraint that drove 394 the students to postpone the use of AC as an adaptive strategy. Fig. 7 shows the 395 probability of active AC use under the TCDA approach in the fee-for-service energy 396 management versus the probability of use under a temperature threshold approach. 397 When the TCDA approach inherent in the fee-for-service control of AC was applied in 398 the energy management, the probably of the AC running in the classroom was much 399 lower than the level anticipated for when the temperature threshold approach was 22 400 applied, in which the AC was only turned on at a specific temperature. The 401 fee-for-service mechanism apparently provided a better choice in this case as far as a 402 balance between the energy conservation and the occupants’ thermal comfort was 403 concerned. 404 However, compared to the fee-for-service mechanism, the temperature threshold 405 approach might be more advantageous to the management when the level of energy 406 consumption needed to be controlled with certainty and could not accommodate an 407 unanticipated variation in energy use as a result of the users’ decision. A couple of 408 examples attesting to this scenario would be when the energy cost in the buildings was 409 not shared by the users or when the cost had to be shared by estimation prior to the 410 actual consumption of energy (e.g. sharing the energy cost via the tuition fees for the 411 students). In these cases, the users might be less concerned with the level of energy 412 consumption, and the temperature threshold approach would provide a mechanism to 413 prevent excess, unnecessary energy use. The fee-for-service and temperature threshold 414 mechanisms could indeed be applied jointly in energy control for the school buildings if 415 an appropriate management program can be devised, with the temperature threshold 416 management in this case serving to alarm the users the excess use of energy. 417 418 23 419 Conclusions 420 421 In Taiwan, the fee-for-service mechanism is a popular approach in control of the AC use 422 and for promotion of the thermal comfort in the classroom owing to its user-friendly and 423 economic attributes. A field survey was conducted to evaluate the student’s thermal 424 satisfaction and adaptive behavior in a mixed-mode school classroom in Taiwan where 425 the AC was operated under the fee-for-service control. The key findings included: 426 The most frequently used mechanism of environmental control was to jointly open 427 the windows and run the fans (64%), which was followed by opening the windows alone 428 (25%) and a joint use of the fans and AC (11%). The mean top in the period of using the 429 fans and AC was 30.3°C, 1.3°C higher than the level (29.0°C) observed when using the 430 windows and fans for ventilation and 5.3°C higher than that (25.0°C) observed when the 431 windows were used alone. There was 11-33% of the class hours when the top exceeded 432 the acceptable range of the 80% thermal acceptability described in the ASHSRAE 433 Standard 55 or the Category II thermal zone in the EN 15251. 434 Questionnaire surveys confirmed that the students in a mixed-mode classroom 435 shared the same thermal preference as those would be expected in an NV classroom. The 436 estimated upper limits, derived from the student’s responses in the TSV, TCV and TAV, 437 occurred in the range of 28.1-28.4°C for the 90% acceptability and 29.3-29.7°C for the 24 438 80% acceptability. The results also revealed that the fee-for-service mechanism served as 439 a constant reminder to the students of the cost using the AC, facilitating a constraint on 440 the AC use and a higher threshold temperature by which the AC was activated. The 441 fee-for-service mechanism provided a better choice in energy control compared to the 442 conventional temperature threshold-based approach as it balanced between the energy 443 conservation and the occupants’ thermal comfort. When the level of energy consumption 444 in the school buildings needs to be controlled with certainty, the fee-for-service and the 445 temperature threshold mechanisms may be jointly applied, if an appropriate 446 management program can be devised, with the temperature threshold management 447 serving to alarm the students the excess use of energy. 448 449 Acknowledgments 450 451 The funding to this research was provided by the National Science Council of Taiwan in 452 grant under the project number NSC-101-2221-E-239-035 and is sincerely 453 acknowledged. 454 455 456 References 25 457 458 Andamon MM, Williamson TJ, Soebarto VI (2006) Perceptions and expectations of 459 thermal comfort in the Philippines. Proceedings of conference: Comfort and 460 Energy Use in Buildings – Getting Them Right. Windsor, UK, 27-30 April 2006 461 462 Andersen RV, Toftum J, Andersen KK, Olesen BW(2009) Survey of occupant behavior and control of indoor environment in Danish dwellings. Energy Build 41:11–16 463 ASHRAE (2004) ASHRAE Standard 55: Thermal environmental conditions for human 464 occupancy. American Society of Heating, Refrigerating, and Air-Conditioning 465 Engineers, Inc. (ASHRAE), Atlanta, Georgia, USA 466 467 Brager GS, Paliaga G, de Dear R (2004) Operable windows, personal control and occupant comfort. ASHRAE Trans 110(2):1–17 468 Calvino F, Gennusa ML, Morale M, Rizzo G, Scaccianoce G (2010) Comparing 469 different control strategies for indoor thermal comfort aimed at the evaluation of 470 the energy cost of quality of building. Appl Therm Eng 30:2386–2395 471 CEN (2007) CEN Standard EN 15251: Indoor environmental input parameters for 472 design and assessment of energy performance of buildings-addressing indoor air 473 quality, thermal environment, lighting and acoustics. Technical Committee 474 CEN/TC 156, European Committee for Standardization (CEN), Brussels, 475 Belgium 26 476 Dong B, Lam KP (2011) Building energy and comfort management through occupant 477 behavior pattern detection based on a large-scale environmental sensor network. 478 J Build Perf Simul 4(4):359–369 479 480 Feriadi H, Wong NH (2004) Thermal comfort for naturally ventilated houses in Indonesia. Energy Build 36:614–626 481 Humphreys MA (1974) Classroom temperature, clothing and thermal comfort -- a study 482 of secondary school children in summertime. Building Research Establishment, 483 Watford, UK 484 Hwang RL, Lin TP, Chen MJ, Ho MC (2009a) Thermal perceptions, general adaptation 485 methods and occupant’s idea on trade-off among thermal comfort and energy 486 saving in hot-humid regions. Build Environ 44:1128–1134 487 Hwang RL, Lin TP, Chen CP, Kuo NJ (2009b) Investigating the adaptive model of 488 thermal comfort for a naturally ventilated school building in Taiwan. Int J 489 Biometeorol 53:189–200 490 ISO (1998) ISO Standard 7726: Ergonomics of the thermal environment—instruments 491 for measuring physical quantities. International Standard Organization (ISO), 492 Geneva, Switzerland 493 Jaakkola JK, Heinonen OP, Seppänen O (1989) Sick building syndrome, sensation of 494 dryness and thermal comfort in relation to room temperature in an office building: 27 495 496 497 need for individual control of temperature. Energy Build 15:163–168 Liu J, Yao R, Wang J, Li B (2012) Occupants’ behavioral adaptation in workplaces with non-central heating and cooling systems. Appl Therm Eng 35:40–54 498 McIntyre DA (1980) Indoor climate. Applied Science Publishers, London, UK 499 Murakami Y, Terano M, Mizutani K, Harada M, Kuno S (2007) Field experiments on 500 energy consumption and thermal comfort in the office environment controlled by 501 occupants’ requirements from PC terminal. Build Environ 42:4022–4027 502 Nakaya T, Matsubara N, Kurazumi Y(2008) Use of occupant behavior to control the 503 indoor climate in Japanese residences, Proceedings of conference: Air 504 Conditioning and the Low Carbon Cooling Challenge, Windsor, UK, 27-29 July 505 2008 506 Nicol JF (2001) Characterizing occupant behavior in buildings: towards a stochastic 507 model of occupant use of windows, lights, blinds, heaters and fans. Proceedings 508 of Seventh International IBPSA Conference, Rio de Janeiro, Brazil, 13-15 509 August 2001 510 511 512 513 Nicol FJ, Humphreys MA (2004) A stochastic approach to thermal comfort - occupant behavior and energy use in buildings. ASHRAE Trans 110(2):554–568 Raja IA, Nicol JF, McCartney KJ (2001) Thermal comfort: use of controls in naturally ventilated buildings. Energy Build 33:235–244 28 514 Rijal HB, Humphreys MA, Nicol JF (2008) How do the occupants control the 515 temperature in mixed-mode buildings? Predicting the use of passive and active 516 controls. Proceedings of conference: Air Conditioning and the Low Carbon 517 Cooling Challenge, Windsor, UK, 27-29 July 2008 518 519 Rijal HB, Humphreys MA, Nicol JF (2009) Understanding occupant behavior: the use of controls in mixed-mode office buildings, Build Res Informat 37(4):381–396 520 Rijal HB, Tuohy PG, Nicol JF, Humphreys MA, Samuel AAA, Clarke JA (2008) 521 Development of adaptive algorithms for the operation of windows, fans and 522 doors to predict thermal comfort and energy use in Pakistani buildings. ASHRAE 523 Trans 114(2):555–573 524 525 526 527 Toftum J (2010) Central automatic control or distributed occupant control for better indoor environment quality in the future. Build Environ 45:23–28 Tuohy PG, Humphreys MA, Nicol F, Rijal HB, Clarke JA (2009) Occupant behavior in naturally ventilated and hybrid buildings. ASHRAE Trans 115(1):16–27 528 Zhong K, Shu JJ, Peng XF (2008) Summer indoor thermal condition and energy saving 529 potential of the environment with controls available to occupants. J Donghoua 530 38(1):108–112 29 531 Figure captions 532 533 Fig. 1 Distribution of operative temperature in the school building employing mixed 534 -mode ventilation during the course of this study (April 1 to June 30, 2011) 535 superimposed with ranges of thermal acceptability as projected by ASHARE 536 Standard 55 and EN 15251 adaptive models 537 Fig. 2 Distribution of operative temperature by relative humidity (expressed in humid 538 ratio) in the school building employing mixed-mode ventilation on thermal 539 comfort chart of ASHRAE Standard 55 superimposed with elliptic groups of 540 observations for the students’ use of different environmental controls 541 Fig. 3 Shifting of thermal preference among the students in response to change in 542 operative temperature (top). Thermal preference was determined as percentage of 543 thermal satisfaction in thermal sensation vote (ptsv), thermal comfort vote (ptcv), 544 and thermal acceptability vote (ptav), and shifting of preference was expressed as 545 variation between ptsv and ptcv and between ptsv and ptav. ptsv was defined as 546 thermal sensation vote (TSV) cast on -1, 0, +1 (∑(-1, 0, +1)) of the 7-point TSV 547 scale when neutral sensation was preferred or as TSV cast on -2, -1, and 0 548 (∑(-2,-1, 0)) when cooler sensation was preferred. ptcv and ptav were defined as 549 thermal comfort vote (TCV) cast on -1 and +1 of the 6-point TCV scale and 550 thermal acceptability vote (TAV) cast on +1 of the dichotomous TAV scale 30 551 respectively. ptsv − ptcv and ptsv − ptav were the absolute values from 552 subtracting ptcv and ptav from ptsv respectively 553 Fig. 4 Thermal acceptability in the school building employing mixed-mode ventilation 554 grouped in different acceptability levels and distributed by operative temperature 555 and monthly mean ambient temperature. Survey observations were presented in 556 symbols and acceptability zones projected by ASHARE Standard 55 adaptive 557 comfort model were presented in parallel lines 558 Fig. 5 Thermal acceptability in the school building employing mixed-mode ventilation 559 grouped in different acceptability levels and distributed by operative temperature 560 and monthly mean ambient temperature. Survey observations were presented in 561 symbols and acceptability categories projected by EN 15251 adaptive comfort 562 model were presented in parallel lines 563 Fig. 6 Change in the proportion of time using fans or air-conditioning in the school 564 building employing mixed-mode ventilation in response to change in the ambient 565 temperature. Results from on-site monitoring were presented in symbols and 566 projections from likelihood logit model on thermal comfort-driven adaptive 567 behavior were presented in parallel lines 568 Fig. 7 Probability of active air-conditioning (AC) use under thermal comfort-driven 569 adaptive (TCDA) approach in fee-for-service energy management versus under 31 570 temperature threshold approach 32 571 Table titles 572 573 Table 1 Thermal comfort survey questionnaire used in evaluating perceptions of 574 students toward thermal conditions in the classroom in relation to 575 fee-for-service energy control 576 577 Table 2 Indoor climatic parameters monitored in this study and equipments used for monitoring 578 Table 3 Thermal acceptability categories defined in ASHRAE Standard 55 and EN 579 15251 for requirements of adaptive comfort in buildings and boundaries 580 established for each category as expressed in optimal operative temperature of 581 thermal comfort indoors (tcomf) 582 Table 4 Summary for percentages of hours when the classroom was occupied and 583 indoor operative temperature (top) was over upper bounds of adaptive thermal 584 comfort criteria established in ASHRAE Standard 55, EN 15251, and Hwang et 585 al. (2009b) 586 Table 5 Distribution in frequency of the students’ response toward thermal status in the 587 classroom as in thermal sensation vote (TSV), thermal comfort vote (TCV), and 588 thermal acceptability vote (TAV) 589 Table 6 Results of probit analysis using responses of the students in thermal sensation 590 vote (TSV), thermal comfort vote (TCV), and thermal acceptability vote (TAV) 33 591 as well as the estimated upper limits of thermal comfort zones for 90% and 592 80% acceptability as expressed in operative temperature (top) 34