MØNA1000 Introduksjonsemne til studiet av Midtøsten Forelesning 11: Kulturelle uttrykk Litteratur og arabisk tenkning STEPHAN GUTH (IKOS) vår 2010 26. april Overview Halim Barakat, chs. 9-11 Part III: The Dynamics of Arab Culture 9. National Character and Value Orientations 10. Creative Expression: Society and Literary Orientations 11. Arab Thought: Problems of Renewal, Modernity, and Transformation Many functions of literature => many possible approaches 2> exploration into human behaviour < science, philosophy social product/manifestation < changing social reality subliminal & cathartic expression < common experiences, selfconsciousness, self-fulfillment system of communication influences < literature’s impact on reality ‣‣‣ Overview Approaches to the study of literature (cont.) writers’ vision of social reality: harmony, conflict, alienation, class, ... justice, equality, freedom, love, ... [cf. <=> value orientations] artistic styles [cf. <=> value orientations] writers’ attitude vis-à-vis the actual condition a) reconciliation b) exposure: compliance / non-confrontation / individual rebellion c) revolutionary change [cf. <=> value orientations] 3> Overview Approaches to the study of literature (cont.) All in all: H. Barakat = anthropological / sociological / cultural approach Basic questions: How... do Arabs (as human beings)... do Arab societies... does Arab culture... react (in general) to challenges? Which patterns („categories of behaviour“) are to be observed [and what can we learn from this about „Arab ways“ to deal with „the world“]? [close to essentialist position, but:] diversity! complexity! etc. my approach = historical 4> ‣‣‣ Outline for this lecture 9. National Character and Value Orientations ‣ Part I: Prolegomena to a historical survey Part II: Historical survey (1850 => today) ↕↕↕↕↕↕ 10. Creative Expression: Society and Literary Orientations 11. Arab Thought: Problems of Renewal, Modernity, and Transformation 5> Part I Prolegomena to a historical survey National Character... Value Orientations... =??? smells a bit like ”How are they, these Arabs / Orientals / Muslims – in general, I mean...” ”An Arab is...”, ”the Turks have...”, ”it is a custom in Iran that...” H. Barakat (+ SG): these are (Orientalist, but also Middle Eastern nationalist) generalisations, essentialisations ! 6> Generalisations, essentialisations about the Middle East / the „Orient“... ... have their origin in Orientalism which... ... is a colonial(ist) discourse, justifies „civilisatory mission“ cf. Edward Said, Orientalism 7> The West, Europe The Orient innovation repetition of century-old customs progress stagnation modernity, modernism traditionalism Diversity of value orientations according to Halim Barakat dominant culture fatalism shame conformity past-oriented heart / faith / spirit form collectivity closed-mindedness obedience charity vertical values 8> subcultures ------- ------- may insist on their distinctiveness but in the last analysis they can hardly be neutral and will have to emphasize one set of values or the other ------- ------- counterculture(s) free will guilt creativity future-oriented mind / reason / matter content individuality open-mindedness rebellion justice horizontal values Orientations in Arabic Literature according to Halim Barakat Formative Period || nation-building | post-WW II transition [..........???.........] < === < === === > Reconciliation === > Exposure < === Revolutionary Change < === Formative Period || 9> === > === > nation-building | post-WW II transition [..........???.........] H. Barakat History of the Arab World Main periods (according to Barakat) 1850-1914 Formative Period 19th c. reforms (EG: Moh. Ali, OE: tanzimat) WW I => end of great Empires => nation states 1918-1945 Struggle for National Independence 1945-1992 Independence and Postindependence Interwar period – WW II Researching the Roots of Disaster cf. H. Barakat, The Arab World (1993), III, ch. 11 10 > History of the Arab World Main periods (according to Guth) Beginning doubts (late 1950s / early 1960s) Post-1967 (shock of June War) • Indep. & after Independence (early 1950s) Struggle Disillusionment (± 1930) Halim Barakat Nationalism (early 20th c.) Formative • Reform period (19th c.) Postmodern (1980s ff.) ►►► (cont.) 11 > 1850-1914 Formative Period 19th c. reforms cf. forelesning 4 (BOU) Det Osmanske Rik: tanẓīmāt („reformer“) EG: Muh. Ali (1805-48) & dynasty • • • • • • Militærvesen Administrasjon Utdanning Landbruk Industri Handel • • • • • • Hærordning Administrasjon Utdanning Skatt Rettsvesen ... Mahmut II 1808-1839 12 > Reforms in the late Ottoman Empire Institutions of higher education 1773 Naval Engineers School (‘Polytechnic’, mühendisḫāne) 1793 Artillery College 1796 Army mühendisḫāne 1827 Medical Highschool (Ṭıbbīye) 1834 Military Highschool (Ḥarbīye) 1839 School of Law (Mekteb-i Maʿārif-i ʿAdlīye) 1848 1878 Dārülmuʿallimīn: teachers’ training college (higher education) Dārülmaʿārif: ‘House of Know-how’ (technical branches) École Ottomane (Paris) Mülkīye: -> state employees for civil administration Galatasaray: elite school (still in place today) School of Finances 1879 Academy of the Arts 1892 School of Economics 1900 Dārülfünūn: ‘university’ (combines several ‘schools/colleges’) 1850 1855 1859 1868 13 > 1850-1914 Formative Period Reformenes følger cf. forelesning 4 (BOU) • Sentralisering, modernisering og de facto sekularisering (begynnende) • Skapte en intervensjonsstat men under påtvungne frihandelsbetingelser Skapte to nye samfunnsklasser som kom til å prege 1900-tallet: privat jordeierklasse (knyttet til råvareøkonomien) (EG) ny sekulær utdanningselite: the „engineers“ (vs. ʿulamāʾ/ulema ) while new system is introduced, most of the old institutions remain in place dualistic system of parallel paths of education, religious vs. secular institutions, two elites (old and new) 14 > Saʿd Zaghlūl (+1860-1927) leader of Egyptian nationalist movement „Wog“ (Westernized Oriental Gentleman) 15 > („efendi“) Reforms in the late Ottoman Empire Aspects and consequences The „engineers“ • steadily gaining self-esteem and claim to power • competition with traditional (religious) elite over influence in society and politics => anti-religious standpoints cf. „value orientations“ 16 > 19th c. Middle East Emergence of a new educated elite Institutions of traditional learning al-Azhar „university“ medrese Reforms in the late Ottoman Empire Aspects and consequences The „engineers“ (cont.) • steadily gaining self-esteem and claim to power • competition with traditional (religious) elite over influence in society and politics => anti-religious standpoints cf. „value orientations“ • pro (Western-inspired) reforms, but not too radical => negotiation • vehicles of positioning themselves: – ideology: ideas of the French Revolution and... – nationalism! – new values: social & political reform! (democracy, human rights, women, ...!) – new facilities: the press (cf. Benedict Anderson, Imagined Communities: role of „print capitalism“ in the spread of nationalism) – genres (new aesthetics): literature (esp. prose) 18 > 1800-tallet – en reformperiode Litterære tendenser “modern” literature (novel, short story, drama) new (“modern”) elite – the “engineers” “engineers” try to gain territory and position themselves a) between ruling classes and the masses 19 > Ottoman Empire Social Hierarchy (cf. ”vertical values”) khawāṣṣ (‚elite‘) sultan – religion: Muslim Ottomans Christians (Osmanlilar) Muslims – language: Osmanlıca Jews others ================== ʿawāmm / râyâ (‚the masses, the flock‘) – ‚coarse‘ Turkish millet s (religious & ethnical groups) + gilds (professional unions) 20 > The „traditional“ (= pre-colonial) system of literary genres educated elite linguistic level poetry written language (high variety) qaṣīda („ode“) khāṣṣa good, high brow literature the masses ʿāmma/ reʿāyā inferior, of minor value (fuṣḥā / ʿosmānlıca) Scriptuality people’s spoken language (low variety) (ʿāmmiyya / ‘ḳaba’ Türkçe) orality 21 > ġazel / ghazal metrics: ʿarūḍ/aruz poetry in the vernacular metrics: zajal, hece, ... rhetoricized prose prose maqāma adab ‘high’ epics witty, jocular distraction, useful (=edifying) entertainment, polite teaching of (moral) lessons inshāʾ incl. travelogues, historical writings (also biography), philosophy, religion popular (‘folk’) epics popular stories (e.g. 1001 Nights), romances etc. (siyar shaʿbiyya, destan/dastân) told by professional story-tellers (ḥakawātī / meddāḥ / naqqāl (often mes̱nevī/mas̱navī) 1800-tallet – en reformperiode Litterære tendenser “modern” literature (novel, short story, drama) new (“modern”) elite – the “engineers” “engineers” try to gain territory and position themselves a) between ruling classes and the masses b) in contrast to the traditional elites count on the masses rather than on court etc. => popularization ( de-elitarization, simplification, “democratization”) orientated towards “global standard/norms” 22 > Weltanschauung and Literature Modernism / Realism – Postmodernism H. Barakat Formative Period || Ottoman Empire 19th c. nation-building | post-WW II transition [..........???.........] | Türkiye Cumhuriyeti „Republic of T.“ 1923 (TC) 1980 time progressist ideologies, future-oriented Modernism reforms (tanzimat) Kemalist nation-state Postmodernism Postkemalism Realism Enlightenment Mimetic Realism Postrealism cf. EG: 1981 Sadat > Mubarak Iran: 1979 Shah > Khomeini US: 1981 Reagan > 90s: Bush, „New World Order“ SU: 1985 Gorbachev > 1991 collapse 7 stages of – also literary – history = 7 attitudes vis-à-vis ”the West” Reform period (19th c.) Nationalism (early 20th c.) Disillusionment (± 1930) Independence (early 1950s) Beginning doubts (late 1950s / early 1960s) Post-1967 (shock of June War) Postmodern (1980s ff.) 24 > 7 stages – 7 attitudes vis-à-vis ”the West” (1) Reform period (19th c.) belief in necessity (and possibility) to „recover“ and catch up with global standards => reforms early 19th c.: „West“ is not yet a concept, and no „enemy“; later: „West/East“ (< colonialism) new elite: the European as chief authority, ”Bestätiger vom Dienst“ (R. Wielandt) old elite (e.g., court administratives, ʿulamāʾ ): strictly conservative reactions others: reform from within! nahḍah (cultural „renaissance“) [secular] Islamic fundamentalist reformism (iṣlāḥ : J. al-Afghānī, M. ʿAbduh, R. Riḍā, ʿA. al-Kawākibī) 25 > Ideologisk forspill før 1914 Reformislam osv. cf. forelesning 4 (BOU) Islamsk oppvåkning Jamāl al-Dīn al-Afghānī 1839-1897 Muḥammad ʿAbduh 1849-1905 Arabisk (proto-)nasjonalisme ʿAbd al-Raḥmān al-Kawākibī 1849-1902 1900: krever et arabisk kalifat 26 > 7 stages – 7 attitudes vis-à-vis ”the West” (1) Reform period (19th c.) (cont.) literature at the service of reform: 27 > edition of classical texts, lexica, dictionaries, revival of old genres => make heritage accessible & bear fruits; + neoclassicism printing of „folk“ literature => „relaxed“ entertainment presentation and discussion of reform models (pros and cons) teaching innovations and „real“ morals => edification exposure of social „evils“, e.g. criticism of tafarnuj / alafranga züppelik (ignorant/ unreflected imitation of European lifestyles, „dandyism“) historical novels teach Arab history => national consciousness and pride (Jurjī Zaydān) 7 stages – 7 attitudes vis-à-vis ”the West” (1-2) pre–WW I classicism, neo-maqāmah e.g. Muḥ. & Ibr. al-Muwayliḥī contemplativity, ‘romantic’ idealism, sentimentalism e.g. Muṣṭafā L. al-Manfalūṭī, Jubrān Khalīl Jubrān larmoyant rebellion, sentimental outcry al-Manfalūṭī, Jubrān early national literature, rural life e.g. Muḥ. Ḥ. Haykal 28 > 7 stages – 7 attitudes vis-à-vis ”the West” (2) Nationalism (early 20th c.) Middle Eastern nationalisms are... the main ideology of the secular modernizers („engineers“) a reaction to increased European dominance, colonialism, occupation etc. Første verdenskrig – ny verdensordning, nye stater cf. forelesning 4 (BOU) Sprikende britiske løfter: Husayn – McMahon korrespondansen 1915-1916 Sykes-Picot avtalen 1916 Balfour-erklæringen 1917 Mandatstiden etter Første verdenskrig 29 > Hvem er en araber? Ulike typer nasjonal identitet cf. forelesning 10 (Linda Helgesen) qawm (folk, etnisk gruppe) Den fruktbare halvmåne waṭan (land, territorium) Egypt, Algerie ummah (fellesskap, særlig verdens muslimer) Egypt, Algerie 30 > 7 stages – 7 attitudes vis-à-vis ”the West” (2) Nationalism (early 20th c.) ‘National literature’: From idealistic hope to disillusioned sobriety (ca. 1910-WW II) 0. Programs of “National Literature” 1. Early, ‘naïve’, idealistic adab qawmī • e.g., Maḥmūd Taymūr 2. National enthusiasm, belief in progress • e.g., Ṭāhā Ḥusayn 3. Doubts and desillusionment • (≈ ”Can we really?”) e.g., Tawfīq al-Ḥakīm 4. Re-construction: other idealisms something else!”) • 31 > (≈ ”Yes, we can!”) e.g., Tawfīq al-Ḥakīm, Y. Ḥaqqī (≈ ”Since we can NOT, let’s try 7 stages – 7 attitudes vis-à-vis ”the West” (2.1) Early National Literature local contents! countryside (often ‚romantically‘ idealized, idyllic) „typical“ characters, local colour (incl. dialect!) portraits => help to „imagine the nation“ (B. Anderson) cf. Turkey: „Ḫalḳa doğru!” (Towards the people!) literature „modern“ form! novel, short story, plays less intrusion from the author‘s side 32 > 7 stages – 7 attitudes vis-à-vis ”the West” (2.2) National enthusiasm, belief in progress optimism cf. Atatürk, Reza Shah, ... al-Ayyām I (1929) = The Days / Egyptian Childhood autobiography as “story of success” Entwicklungsroman (novel of formation of the individual Self vs. society): inner maturation (<=> nation-building process) Egypt as part of the Mediterranean, belonging more to Europe than to the East Ṭāhā Ḥusayn (1889-1973) 33 > 7 stages – 7 attitudes vis-à-vis ”the West” (3.1) Doubts and desillusionment Tawfīq al-Ḥakīm: Return of the Spirit (ʿAwdat ar-rūḥ, 1927, publ. 1933) superiority of collective Egyptian suffering (!) Maḥmūd Ṭāhir Lāshīn: Eve without Adam (Ḥawwā’ bi-lā Ādam, 1934) failure of education / emancipation project Tawfīq al-Ḥakīm (1898-1987) 34 > Tawfīq al-Ḥakīm: The Maze of Justice: Diary of a Country Prosecutor (Yawmiyyāt nā’ib fī ’laryāf, 1937) incompatibility of “Code Napoléon” and the countryside, i.e. the “real” Egypt; heavy social criticism 7 stages – 7 attitudes vis-à-vis ”the West” (3.2) Reconstruction after disillusionment Ideologicalization Socialism, Communism, Fashism, Muslim Brotherhood, ... Tawfīq al-Ḥakīm: A Bird From the East (ʿUṣfūr min al-sharq, 1937) “materialist West, spiritual East” (māddiyyat al-gharb, rūḥiyyat al-sharq) Yaḥyā Ḥaqqī: The Oil Lamp of Umm Hashim (Qindīl Umm Hāshim, 1944) “no science without belief ” (lā ʿilma bi-lā īmān) ............................................................................... 35 > Arab Socialism / Nasserism ‣‣‣ Yaḥyā Ḥaqqī (1905-1992) WW I – WW II What had happened? Some landmarks of political history e.g., Egypt WW I Flood of emotional 1919 'Revolution' nationalism 1922 (formal) Independance 1923-53 Constitutional Monarchy Wafd (S. Zaghlûl) ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ Forced development after European model. Aim: creation of a ‚modern‘ nation-state No democratic rights; corruption Ismāʿīl Ṣidqī Industrialization Migration into cities WW II Political opposition Radical movements Emergence of ideologies (Muslim Brotherhood, Communists, Fascists, ...) ↓ 36 > ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ 1953 Revolution > Nasser ↓ ↓ ↓ ↓ ↓ 1940s – 1950s Main feature: critical realistic assessment ‚true‘, realistic surveys of society and insight into milieus, incl. diversity of ‚philosophies‘/Weltanschauungen aim: assessment, exposure of social, economic, political drawbacks main topics: 37 > poverty of the masses their struggle for survival carrierism, corruption conflicts within society moral ‘decay’ young generation’s desperate search for a meaningful philosophy of life ever-growing labour migration (deracinated peasants, migrant workers in urban slums, workers’ literature) & problems arising from industrialization (factory workers, urban proletariate) increased “Westernization” 7 stages – 7 attitudes vis-à-vis ”the West” (4) Independence (early 1950s) • clear about many difficulties => social criticism, critical realism But also • belief that main obstacles – foreign domination & ancien régime (incl. feudal system) – have been removed => middle classes (the „engineers“, the military) seize power • commitment to „al-sha‘b!“, „people‘s rule“ • high spirits, new enthusiasm (highly rhethoricized) belief in equality of „Third World“, own strength (Nasserism: Europe can be dealt with, faced, overcome, cf. Suez crisis) 38 > 7 stages – 7 attitudes vis-à-vis ”the West” (4) Independence (1950s) (cont.) Social criticism, critical / socialist Realism Arabic „key“ narratives (mentioned also by H. Barakat) Yūsuf Idrīs (1927-1991) al-Ḥarām (The Sin, 1959) ʿAbd al-Raḥmān al-Sharqāwī (1920-1987) al-Arḍ (The Land/Soil, 1953) Laylā Baʿalbakkī (*1936) Anā aḥyā (I live, 1958) Nagīb Maḥfūẓ (1911-2006): the “Cairo novels” 39 > ►►► 1940-50s: Social criticism, critical realism Nagīb Maḥfūẓ (b. 1911): The Cairo novels Khān al-Khalīlī (Khan al-Khalili, 1945) al-Qāhira al-jadīda (The New Cairo, 1946?) Zuqāq al-Midaqq (Midaq Alley, 1947) Trilogy 1. Bayn al-Qaṣrayn (Between the Two Palaces, 1956) 2. Qaṣr al-shawq (Palace of Longing, 1957) 3. al-Sukkariyya (Sugar Lane, 1957) 40 > - history of urban middle class family over three generations - critical assessment of achievements and set-backs during the past half century (colonial, nationalist, independent Egypt) 7 stages – 7 attitudes vis-à-vis ”the West” (5) Beginning doubts (late 1950s / early 1960s) Reasons doubts in authoritarian political leadership [cf. „vertical values“] first failures of Nasserism become apparent UAR ended economic drawbacks discrepancy between rhetorics and reality: heralded improvements still not noticeable increasingly repression, secret service, torture, executions hitherto pro-government intellectuals become critical of the regime (anti-Nasser) Arab world: „al-naksa“ (lost war, June 1967) => open dispair 41 > 7 stages – 7 attitudes vis-à-vis ”the West” (5) Beginning doubts (late 1950s / early 1960s) Omslag mot slutten av 1950- / beg. av 1960-tallet Nagīb Maḥfūẓ: The Children of Gebelawi (Awlād Ḥāratinā, 1959) Nagīb Maḥfūẓ: The Thief and the Dogs (al-Liṣṣ wa’l-kilāb, 1962) Ghassān Kanafānī: Menn under sola / Men in the Sun (Rijāl fī ’lshams, 1963) Ṣun‘allāh Ibrāhīm: The Smell of It (Tilka ’l-rā’iḥa ,1965/66) al-Ṭayyib Ṣāliḥ: Trekket mot Nord / Season of Migration to the North (Mawsim al-hijra ilā ’l-shamāl, 1966)becoming conscious of colonial burden, own responsibility ‘Abdalḥakīm Qāsim: The Seven Days of Man (Ayyām al-insān alsab‘a, 1969) 42 > Arabic literature and the West Coming to terms with independence الطيّبّصالح al-Ṭayyib Ṣāliḥ, 1929-2009 (Tayeb Salih) موسمّالهجرةّإلىّالشمال Mawsim al-hijra ilā ’l-shamāl (1966*/1969) *first publication in Ḥiwār Season of Migration to the North, London: Heinemann etc., 1969 (og senere) Trekket mot Nord, Oslo: Gyldendal, 2003 Le migrateur, Paris 1972 "the most important Arabic novel of the 20th century" Arab Literary Academy in Damascus, 2001 43 > 7 stages – 7 attitudes vis-à-vis ”the West” (6) Post-1967 (shock of June War) heavy self-criticism, esp. also language criticism (rhetoric „lies“) Ṣādiq J. al-ʿAẓm: „Self-Criticism after the Defeat“ (al-Naqd al-dhātī baʿd al-hazīmah) Nizār Qabbānī: „Notes on the margins of the Defeat Registers“ (Hawāmish ʿalā daftar al-naksah) further insecurity, instability: political shift towards the West, opening of the markets, economic „liberalisation“, peace with Israel mistrust in established / dominant discourses ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ ↓ search for new fundaments: truth, authenticity, taʾṣīl, start from zero epistemological turn: new, non-mimetic discourse on reality 44 > 7 stages – 7 attitudes vis-à-vis ”the West” (6) Post-1967 (shock of June War) (cont.) => explore into new, hitherto neglected, silenced, tabooicized realities! predominance of „sad“ themes: loneliness hopelessness frustration of the individual Lebensangst disgust disappointment disillusionment inability to establish reliability in inter-human relationships etc. => experimental, avantgardist mood of rebuilding from below: (intentional) lack of structural coherence associative narrating absurdity, contradictions, antagonisms, incomprehensibility, irrationality of life mixed realities: dreams, myth, surrealistic, phantastic elements 45 > 7 stages – 7 attitudes vis-à-vis ”the West” (6) Post-1967 (shock of June War) (cont.) shocking, scandal-provoking: [cf. HB: „exposure“, „revolutionary“] Ṣun‘allāh Ibrāhīm (*1937): “The Smell of It” (Tilka ’l-rā’iḥa,1965/66) Muḥammed Shukrī (Mohamed Choukri, *1935): For Bread Alone (alKhubz al-ḥāfī, 1972/73 resp. 1982) Gamāl al-Ghīṭānī (*1945): Zayni Barakat (al-Zaynī Barakāt, 1974) search for authentically “Arabic” = non-Westernizing way of writing 46 > experimenting with pre-colonial genres (maqâmah, risâlah, ...) 7 stages – 7 attitudes vis-à-vis ”the West” (7) Postmodern (1980s ff.) (cont.) Ṣun‘allāh Ibrāhīm (*1937): The Committee (alLajna, 1981) fierce critique of economic globalization (anti”McDonaldization”) grotesque satire on the Egypt of Sadat’s “open door” politics plot: detective story, discovery of the crimes of the regime and their global collaborators (West/USbased multinational enterprises: CocaCola etc.) 7 stages – 7 attitudes vis-à-vis ”the West” (7) Postmodern (1980s ff.) • dissolution of West/East in global reciprocity • Arabs in exile/diaspora (L. Aboulela, Translator ; Ḥanān al-Shaykh, Only in London ; Orhan Pamuk, White Castle ; Kader Abdollah) • East as “mirror” of the West, and vice versa – each is part of the other’s identity • play with stereotypes and “great narratives” (grands récits) such as the old West/East dichotomy 48 > 7 stages – 7 attitudes vis-à-vis ”the West” (7) Postmodern (1980s ff.) (cont.) Edward al-Kharrāṭ (*1926): City of Saffron (Turābuhā za‘farān, 1985) growing up in cosmopolitan Alexandria in the 1930s nostalgia-loaden Coptic minority cosmopolitan diversity child’s perspective (authenticity) identity question: Who am I? Am I this boy “Michael”? 49 >