Educational Policy-Making and the Courts EDPA 5086; L-9827 Professor Michael A. Rebell Columbia University Spring, 2012 Beginning with the school desegregation decrees issued by the federal courts in the wake of Brown v. Board of Education, the federal and state courts have been called upon to consider a range of asserted educational rights and to oversee far-reaching institutional reforms that bear little relationship to traditional judicial remedies. This course examines the legal and political justifications for the courts' role in making educational policy and reforming public education institutions, as well as the courts' capacity to undertake these functions. The course will begin with a review of the literature on the “Judicial Activism Debate” and then briefly consider the role of the courts in effecting remedies in school desegregation, English language learner and special education litigations. Specific attention will be given to judicial capacity to analyze social science evidence and to theories of social reform. The course will focus on the role of the state courts in enforcing students' rights under education clauses in virtually all state constitutions that guarantee students an "adequate" education, a "sound basic education" or a "thorough and efficient education." Over the past 20 years, litigation alleging violations of these rights have been filed in over 30 states, and plaintiffs have prevailed in about two-thirds of the resulting decisions. Substantial controversy has arisen, however, regarding the propriety and the effectiveness of the remedies that the courts have ordered in these cases. We will first consider how to define a “successful” remedy, and then analyze questions of judicial capacity and the courts’ interactions with the legislative and executive branches in implementing remedies. In that regard, we will consider in depth the remedy issued by the New York Court of Appeals in Campaign for Fiscal Equity (CFE) v. State of New York, 100 N.Y. 2d 1893 (2003). Among other things, we will analyze the legal and policy implications of the fact that the CFE remedy now been "put on hold" because of the state’s economic constraints, and current legal and political options for dealing with the state’s non-compliance with the Court’s decision. I. Introduction: Defining the Problem Pages Jason Felch et al., “When Lay-offs Come to L.A. Schools, Performance Doesn’t Count.” L.A. Times (December 2010). 1-7 Sarah Almy & Christina Theokas, “Not Prepared for Class: High Poverty Schools Continue to Have Fewer In-Field Teachers.” The Education Trust 8-13 1 1-6 (November 2010). Reed v. State of California, Revised Findings and Order (2010). 14-24 Access Network, “L.A. Settlement Partially Sets Aside Seniority Layoff Rules.” 25-26 Summary of L.A. Seniority Layoff Settlement. 27-29 II. The Historical Judicial Activism Debate Michael A. Rebell & Arthur R. Block, Educational Policy Making and the Courts: An Empirical Study of Judicial Activism, Chapter 1, 3-18 (University of Chicago, 1982). 30-55 Donald L. Horowitz, The Courts and Social Policy, Chapter 2, 22-56 (The Brookings Institute, 1977). 56-91 Abram Chayes, “The Role of the Judge in Public Law Litigation,” 89 Harvard Law Review 1281 (1976) (Excerpts). 92-113 Frank M. Johnson, Jr. “The Role of Federal Courts in Institutional Litigation,” 32 Alabama Law Review 271 (1981). 114-120 III. School Desegregation, An Historical Overview Brown v. Board of Education, 347 U.S. 483 (1954). 121-125 Brown v. Board of Education, 349 U.S. 294 (1955) (“Brown II”). 126-128 Swann v. Charlotte-Mecklenberg Board of Education 402 U.S. 1 (1971) (excerpts). 129-133 Milliken v. Bradley, 418 U.S. 717 (1974) (summary). 134-137 Milliken v. Bradley, 433 U.S. 267 (1977) (excerpts). 138-149 Board of Education v. Dowell, 498 U.S. 237 (1991) (excerpts). 150-158 Missouri v. Jenkins, 515 U.S. 70 (1995) (excerpts). 159-167 IV. School Desegregation, Current Issues Parents Involved v. Seattle School District No. 1, 551 U.S. 701 (2007) 2 168-188 (Excerpts) U.S. Department of Justice and U.S. Department of Education, “Guidance on Voluntary Use of Race to Achieve Diversity and Avoid Racial Isolation in Elementary and Secondary Schools” (2011). Erica Frankenberg and Elizabeth Debray. Integrating Schools in a Changing Society, (University of North Carolina Press 2011). --Erica Frankenberg, “Integration after Parents Involved” 189-197 199-220 --Chinh Z. Le, “Advancing the Integration Agenda under the Obama Administration and Beyond” 221-233 --Gary Orfield, “Returning to First Principles” 234-246 Richard Thompson Ford, Rights Gone Wrong, Ch. 3, excerpts (2011). 247-273 V. Courts and Social Science Evidence Paul Rosen, The Supreme Court and Social Science, Ch. 8 excerpts (U. of Illinois Press 1972). 274-284 Levin, Henry M. “Social Science and the District Court: The Observations of a Journeyman Trial Judge.” Law and Contemporary Problems, 232-240 (1975). 285-300 McMillan, James B. “Social Science and the District Court: The Role of Social Science Evidence,” Law and Contemporary Problems, 157-163 (1975). 301-304 Belfield, Clive R. & Levin, Henry M., “The Economics of Education on Judgment Day.” 28 Journal of Education Finance, 183-206 (Fall 2002). 305-328 Superfine, Benjamin Michael, “The Evolving Role of the Courts in Educational Policy: The Tension Between Judicial, Scientific, and Democratic Decision Making in Kitzmiller v. Dover.” American Educational Research Journal, 46, 898-923 (December 2009). 329-354 Rebell and Block, Educational Policy Making and the Courts, 50-56, 205-210. 355-367 VI. Special Education Michael A. Rebell, “Jose P. v. Ambach: Special Education Reform in New York City,” in Barbara Flicker, ed., Justice and School Systems: The Role 3 368-419 Of the Courts in Education Litigation,” 25-69; 89-94 (1991). Ross Sandler and David Schoenbrod, Democracy by Decree, Ch. 3, (Yale University Press 2003) 420-476 Michael A. Rebell, “Origin of the IDEA.” 477-478 Richard Thompson Ford, Rights Gone Wrong, Ch. 1 excerpts (2011). 479-493 VII. Institutional Reform Litigation: Current U.S. Supreme Court Holdings A. Prison Reform Rhodes v. Chapman, 452 U.S. 337 (1981) (excerpts). 494-501 Prison Litigation Reform Act, 18 U.S.C.A 3626 (1996). 502-506 Brown v. Plata 131 S. Ct. 1910 (2011) (excerpts). 507-523 Rufo v. Inmates of Suffolk County Jail, 502 U.S. 367 (1992) (excerpts). 524-529 B. English Language Learners Horne v. Flores 129 S. Ct. 2579 (2009) (excerpts). 530-547 VIII. Theories of Social Reform Stuart A. Scheingold, The Politics of Rights, Prologue, Ch. 8,9, Yale University Press (1974). 548-586 Gerald N. Rosenberg. Hollow Hope: Can Courts Bring about Social Change? 1-54 (University of Chicago Press, 1993). 587-638 Michael Paris. Framing Equal Opportunity: Law and the Politics of School Finance Reform. 13-33 (Stanford Law Books, 2010). 639-659 Richard Thompson Ford, Rights Gone Wrong, Ch. 2 excerpts (2011) 660-666 IX. Education Finance and Sound Basic Education (SBE): An Overview 4 Rebell, Michael A. Courts & Kids: Pursuing Educational Equity through the State Courts, 1-29 (University of Chicago Press, 2009). Required Text Hanushek, Eric A. and Alfred A. Lindseth Schoolhouses, Courthouses and Statehouses: Solving the Funding-Achievement Puzzle in America’s Public Schools, 44-144 (Princeton University Press, 2009). Required Text X. SBE in the State of New York: The CFE Decisions CFE v. State of New York, 86 N.Y. 2d 307 (1995) (“CFE I”) (excerpts). 667-672 CFE v. State of New York, 87 Misc. 2d 1 (S. Ct. N.Y. Co, 2001) (excerpts). 673-679 CFE v. State of New York, 100 N.Y. 2d (2003) (“CFE II”) (Majority Opinion). 680-686 Michael A. Rebell, “Adequacy Litigations: A New Path to Equity?” in Amy Stuart Wells and Janice Petrovich, Bringing Equity Back (Teachers College Press, 2004) (excerpts). 687-696 XI. The SBE Decisions: What Have They Accomplished? Susan Perkins Weston & Robert F. Sexton, “Substantial and Yet Not Sufficient: Kentucky’s Effort to Build Proficiency for Each and Every Child,” (The Campaign for Educational Equity, 2009). 697-740 Margaret E. Goetz & Michael Weiss, “Accessing Success in School Finance Litigation: The Case of New Jersey,” 4-7 (The Campaign for Educational Equity, 2009). 741-744 Gordon MacInnes, In Plain Sight: Simple, Difficult Lessons From New Jersey’s Expensive Effort to Close the Achievement Gap, Chapters 4, 5, and 10 (The Century Foundation Press, 2009). 745-770 Peter Schrag, Final Test: The Battle for Adequacy in America’s Schools, Ch. 3, excerpts, Ch. 5 (The New Press, 2003) 771-791 Schoolhouses, Courthouses and Statehouses, Ch. 6. Required Text Access Network, “Studies Show Positive Impact of CFE Funding.” 792-794 Marguerite Roza and Paul T. Hill, “How Can Anyone Say What’s Adequate If Nobody Knows How Money Is Spent Now?” in Courting Failure, Ch. 6 (Eric A. Hanushek, ed.) (Education Next Books, 2006). 795-816 5 Herbert J. Walberg, “High-Poverty, High Performance Schools, Districts, and States,” Courting Failure, Ch. 3. 817-839 Baker, Bruce D. & Welner, Kevin G., “School Finance and Courts: Does Reform Matter, and How Can We Tell?” Teachers College Record, 2011. 840-860 XII. Proposals for Improved Outcomes Courts & Kids, 30-105. Required Text Schoolhouses, Courthouses, and Statehouses, 217-262; 281-287. Required Text XIII. Judicial Enforcement of the Right to a Sound Basic Education in Difficult Educational Times Michael A. Rebell, “Judicial Enforcement of the Right to a Sound Basic Education in Times of Fiscal Constraint,” (75 Alb. L. Rev. 1855 ( 2012) 6