METRIC Newsletter Newsletter Issue 4 January 2015 Inside this issue: About the project METRIC maps the regional transport innovation capacity and identifies the competitive advantage of regions. Based on their strengths, guidelines for the preparation of regional innovation roadmaps (i.e. strategy plans) will be developed. METRIC also explores the regional innovation potential and makes recommendations on how to support weak regions. The project will ultimately contribute to the building of a regional culture of continuous innovation that minimizes innovation risks and maximizes its returns. METRIC bases its operating principles in three main blocks of activities: i) mapping transport research and innovation activities, ii) measuring the performance of regional innovation frameworks and iii) analysing the main principles and typology of regional innovation. The project will deliver a set of recommendations on innovative strategies for regions along with a set of innovation roadmaps based on best practices. The Smart Specialization Platform (S3P) approach will be used for the development of roadmaps and a transport sector specific S3P strategy will be put forward. This aims to become the basis for Structural Fund investments in R&I contributing to the development of the Cohesion Policy. METRIC’s objectives Analysis of Innovation Frameworks &Strategies About the project and METRIC’s objectives WP3: Summary 1 WP 4: Regional innovation potential 3 WP5: Guide on regional transport innovation strategies 4 WP6: METRIC’s publications 5 METRIC’s Final Event 6 METRIC’s cooperation DanubeINCO.NET project 7 2 Results: Key stakeholders & cooperation patterns Innovation financing Key transport research and innovation activities Transport innovation indicators Main principles for regional innovation and classification of regions Measuring and explaining the regional innovation potential / SWOT Typology of regions Guidelines and tools for adopting innovation Guidelines for adapting innovation principles for regions Innovation roadmaps for transport technology at regional level 1 Matrix of main principles for regional transport innovation. Typology of regions concerning transport innovation. Tool-Box for adapting the success factors of innovation at a regional level. Guide of regional transport innovation strategy. Transport innovation roadmaps WP3: Measuring and explaining the performance of regional innovation frameworks The main aim of this WP was to explore the regional transport innovation landscape in a way that enables to measure, compare and explain the innovation performance of regions. In view of availability and quality of NUTS 2 data at regional level, firstly all relevant indicators were defined to enable a comprehensive, multidimensional measurement of the transport innovation performance of regions. In a comparable way indicators were defined to measure explanatory factors for the regional transport innovation performance. The results of these activities were reported in D3.1. Next, these indicators have been used in a Structural Equation Modeling (SEM) technique for the actual measurement, comparison and explanation of transport innovation achievements. The results, based on an analysis for the transport sector as a whole (i.e. transport manufacturing and services together), showed that the high performing innovation regions were predominantly found in Germany and Sweden, while low performing regions were located in Bulgaria, Finland, Hungary, Poland, Romania, Spain and the United Kingdom. However, it appeared very relevant to also look at scores of regions for transport manufacturing and the service sector separately, acknowledging the fact that activities in these subsectors are very different and the presence of these subsectors is different between regions. Since the transport services sector is much greater (in terms of employment and number of companies) than the manufacturing sector, the scores of regions in the services sector resemble the scores for the total transport sector. The map of innovation performances of regions in the manufacturing sector gave a more diversified pattern, i.e. more regional variation within the different countries. The results of the SEManalysis indicate a relatively great importance of funding possibilities for the innovation achievements. This observation was valid for both the analysis of the total transport sector and for the analyses of the manufacturing and service sectors. However, the role of funding appears to be even more important in the service sector rather than within the manufacturing sector. In general, the results suggest that the availability and possibilities for innovation funding are determined at national level rather than regional level, since the scores of regions on funding show hardly any variation between regions within countries. The importance of the transport sector structure for innovation achievements in the manufacturing sector is greater than in the service sector. A striking result is that the role of innovation milieu for the innovation achievements appears to be negligible for both the manufacturing and service sector. The results were documented in D3.2. Following this SEM-analysis the final task of this WP (reported in D3.3) covered an analysis into the strengths, weaknesses, opportunities and threats to realise transport innovations at regional level. For each country a strong and weak performing innovation region was chosen, for which a SWOT-analysis was conducted. The strengths and weaknesses were determined by the scores of the indicators used in METRIC deliverable 3.2. Opportunities and threats were assessed using the regional knowledge of the METRIC partners and a concise review of trends in the transport sector. Spider diagrams were developed to visualise the results. Our METRIC partner FTTE developed the spider diagram approach into a generalised user-friendly tool to enable extensive comparisons of performances between all regions. 2 Measuring and explaining the Performance of regional innovation frameworks Main principles of innovation in transport sector In Work package 4 main principles of innovation in the transport sector were discovered. The following main principles are considered to be a part of it: Level of education can be interpreted as a precondition of innovation providing highskilled labour force. A dense transportation network accompanied by innovation potential could also be interpreted as a characteristic of an established, mature economic region. Proportion of innovative companies seems to be an obvious aspect related to high innovation potential. Teachers and employees in technical/ scientific professions point to the fact that innovation in transportation, as measured, is closely linked to science and technology serving as a precondition for the innovationoriented regional economy, which in turn attracting a corresponding labour force. Company size is related to innovation potential on a regional level, although innovation might be located in small and medium enterprises located in close proximity of big companies. Public funds for R&D and financial proportion of R&D in the region/ enterprise are related to innovation leading to the conclusion that innovation needs investment – whether from policy or public sector. Specialization of industries is related to innovation providing a two way interpretation: specialized industries might be a precondition for innovation, while in turn innovation might be necessary to sustain specialized companies by renewing uniqueness in products, services and processes thereby enabling competitiveness. Cluster analysis in Work package 4 WP4: The clusters range from economically very strong to very weak economically. In Work Package 4 types of regions based on various factors have to be distinguished. These are mainly the areas of innovation framework and economic performance. ZHAW decided to undertake socio-economic factors also. It is important that the clusters are not overly formed by innovation factors, as this has already happened in a different form elsewhere in Work package 4. These were now clustered after some pre-calculations and considerations. The optimum number of clusters in this case is 10 clusters. Afterwards, these clusters are evaluated according to location in Europe, features and characteristics where the results of Work Package three and two are also included. The properties are determined using the 26 indicators that were used for the cluster analysis. It may be said that the clusters clearly distinguished from each other. The clusters range from economically very strong to very weak economically. This can be applied to the innovation and e.g. unemployment and prosperity, too. Furthermore, it is interesting that conclusions about the evolution of the cluster in recent years can be implied, if one includes the economic development in Europe. Thus, clusters have formed, which were clearly severely affected by the regression and currency crisis of recent years. Greater Areas and Axes of Innovation Potential in Transport Sector 3 WP5: Guide on regional transport innovation strategies A guide to innovation strategies for transport at regional level showing the contribution of the sector to smart specialization strategies is presented indeliverable 5.1. It targets Structural Funds Managing Authorities, policy-makers and transport stakeholders that can benefit from the implementation of Smart Specialization Strategies. The guide can be particularly useful as during the current Cohesion Policy funding period (2014-2020), EU regions are asked to draw up national/regional innovation strategies for smart specialization (RIS3) as an exante conditionality for European Structural and investment Funds (ESIF). As other economic sectors, transport is spatially concentrated in some European regions, and for that reason it is identified as a priority in their RIS3. For those regions, the current guide offers the possibility to revise their innovation strategies with specific information that relates the RIS3 methodology with the transport sector. The information provided in this guide can also be useful for other regions that plan to include the transport sector in future RIS3. For other transport stakeholders (i.e. industry, universities) this guide provides an overview of the RIS3 process that regions are following in order to meet the ex-ante conditionality of ESIF. strategy process and governance; 3. Developing a shared vision; 4. Identifying the priorities; 5. Defining an action plan with a coherent policy mix; 6. Monitoring and evaluating. The guide includes ready-touse materials to allow regional policymakers to answer these key identified questions. Examples of good practices in the field of transport are also identified and presented to illustrate the application of RIS3 principles. Furthermore a list of useful services provided by the European Commission and other institutions is also offered. The guide is structured around the six practical steps of the RIS3 methodology: 1. Analysing the innovation potential; 2. Setting out the regional transport innovation 4 The guide to innovation strategies for transport at regional level targets Structural Funds Managing Authorities, policymakers and transport stakeholders that can benefit from the implementation of Smart Specialization Strategies. Mapping of Regional Transport RTD Frameworks in Europe ABSTRACT: This paper presents the results of a mapping process of regional research and innovation activities across the European transport sector. Particular attention has been given to the examination of prioritized objectives in R&I infrastructure in different EU countries, with specific emphasis on the area of regional transport research. The mapping process was based on efforts to collect significant amount of useful indicators and indexes relating to European regions (quantitative data), as well as relevant policies, initiatives, strategies, clusters, actors, etc (qualitative data). Lessons have been drawn from specific regional cases of transport research and innovation policy governance. In this respect, we elaborated and researched the state of regional research and innovation activities, policies and programmes and their most recent trends in European regions at NUTS2 level. Furthermore, we also detail the importance of various transport sectors for a selection of NUTS2 regions. The work undertaken also included an analysis on how the priorities of innovation and RTD strategies are formulated, determined what type of innovation is the focus of transport sector, and how this varies across European regions. International Conference on Traffic and Transport Engineering, 27-28 November, 2014, Belgrade, Serbia, pp. 755-764. Innovation performance of the transport sector at regional level ABSTRACT: METRIC's quantitative dissemination target: - 2 Publications Acknowledging the fact that regions are important engines of economic development, regional innovations can be important drivers for growth and improvement of the transport sector in Europe. The innovation process and relative performance of the transport sector at regional level is, however, not extensively studied. In the framework of the European FP7-funded project METRIC a method has been developed to measure and explain the innovation performance of the transport sector at regional level. This paper outlines this method and presents the results of applying this method to 251 European regions. The method is based on structural equation modelling. This modelling technique enables to get scores for the innovation performance of each region and to derive estimations that express the relative importance of the explanatory factors for innovation performance. The analysis showed that the high performing regions were predominantly found in Germany and Sweden, while the low performing regions were located in Finland, Poland, Romania, Bulgaria, Hungary, Spain and United Kingdom. However, the scores of regions on innovation performance are rather different when the performance is measured for the transport manufacturing and transport service sector individually. Among the factors that may explain transport innovation performance of regions funding possibilities appear to be highly important, while the relevance of innovation milieu is outmost limited. International Conference on Traffic and Transport Engineering, 27-28 November, 2014, Belgrade, Serbia, pp. 746-754. European Diversity – Regional Innovation Potential in Transportation ABSTRACT: Transportation is essential for European competitiveness. While the transportation system guarantees location quality for the economy and citizens, the transportation industry provides jobs and strengthens the economy in general. The European Commission aims to support the transportation sector by promoting innovation on a regional level. To ensure successful effects of funding, financial support should not be spread but focus on regions of highest innovation potential in transportation. The European FP7-funded project METRIC has developed a method to measure innovation potential in transportation applying it to the regions in Europe. The results should serve as a basis for funding distribution and should also identify certain types of regional innovation patterns. This paper describes the analytical approach to measuring the innovation potential in the transportation sector, also showing first results. While the methodological approach has been developed the results have to be considered preliminary. The project will run until March 2015; the work is still in progress. Already at this stage certain pattern and types of regional innovation can be distinguished showing that enabling factors, including funding, are not always connected with innovation output and at the same time are no preconditions for innovation. Besides this, some regions show a connection between funding and innovation in transportation allowing us to identify the success factors for innovation in a later step. International Conference on Traffic and Transport Engineering, 27-28 November, 2014, Belgrade, Serbia, pp. 736-745. 5 METRIC Final Event European Commission building, Shuman area, Brussels 19th March 2015 – SAVE THE DATE! Innovation is essential for every economy. Transport is the backbone of the European economy, accounting for about 7 % of GDP and more than 5 % of total employment in the EU. According to the White Paper (2011), innovation is essential for the European transport strategy in order to achieve the challenges. Perhaps the biggest challenge for the EU and its Member States is to adopt a much more strategic approach to innovation. METRIC will explore the transport innovation potential and capacity of NUTS 2 regions and develop innovation roadmaps based on the comparative and competitive advantages of the regions. The METRIC event “Supporting EU Regional Transport Innovation” will be a place to present research results, practical experiences, real-world problems and to communicate and discuss between/beyond disciplines. The vision is to raise awareness and, in parallel, to actively contribute to the shaping of a consensus among various stakeholders. This leads to the most effective recommendations on transport innovation strategies, technologies and methodologies for achieving regional transport innovation. More information on the agenda, useful materials, the organising committee, the event location as well as the event brochure can be found at http://metricfp7.eu/conference/. For any questions on the final conference, please contact Dr Vladislav Maras, through e-mail: v.maras@sf.bg.ac.rs. WP6 – Dissemination activities Project web site http://metricfp7.eu/ Presence at various events Annual POLIS Conference, 27-28 November, 2014, Madrid, Spain Social Networks Presence https://twitter.com/METRICFP7 International Conference on Traffic and Transport Engineering – ICTTE 2014, 27-28 November, 2014, Belgrade, Serbia http://www.linkedin.com/pub/metric-fp7project/93/49/913/ http://www.slideshare.net/METRICFP7 Web sites presence: http://wbc-inco.net/object/project/13568 http://www.transportresearch.info/web/projects/project_details.cfm?id=46 717 http://www.sf.bg.ac.rs/index.php/en-GB/faculty http://www.ijtte.com/article/102/ICTTE_Belgrade_2 014.html http://danube-inco.net/object/project/10128 Project meetings 4nd Project Meeting, 16th & 17th of October 2014,Seville , Spain Network of stakeholders has been created in the first Months of activities and will be expanded throughout the project 6 METRIC Final Event “Supporting EU Regional Transport Innovation” Danube.INCO-NET project active to support cooperation in Research and Innovation in the Danube Region Danube-INCO.NET “Advancing Research and Innovation in the Danube Region” is an initiative funded under FP7 to support the official EU Strategy for the Danube Region (EUSDR), with particular focus on the research and innovation (R&I) field while mainly tackling only two of the EUSDR Priority Areas (PA): i.e. PA 7 „Knowledge Society“ and PA 8 „Competitiveness“. The project is carried out by 19 organisations from 14 EU and non-EU countries (including Austria, Bosnia and Herzegovina, Bulgaria, Croatia, Germany, Hungary, Moldova, Romania, Slovakia, Slovenia, Serbia, Ukraine etc.), under the coordination of ZSI - Centre for Social Innovation, and intends to overcome those obstacles hindering the social and economic development of the Danube Region which is one of the most diverse in Europe, in terms of economic strengths and research and innovation systems METRIC’s cooperation activities Danube.INCONET project and profiles, and home to over 100 million residents. The envisaged activities shall therefore foster policy dialogue, create networks among key stakeholders, and contribute analyses to support R&I development in the Region as well. Similarly, events, publications and policy recommendations for R&I cooperation shall reach an audience as broad as possible, as well as interested and engaged in the future macro-regional development of the Danube Region. A General Assembly of the project that was held in Vienna on 11th December 2014 back to back with a meeting and workshop of Priority Area 7, served to take stock of the situation and identify common problems. The debate addressed issues ranging project financial and administrative management, support to policy dialogue, bibliometric analysis, cooperation among energy and bioeconomy players, R&I funding mechanisms, communication aspects, etc. In the end, the Assembly as well as the European Commission monitoring the project confirmed that the activities are making excellent progress in achieving the key aims and objectives. For more information, please visit: http://danube-inco.net/ or contact office@danube-inco.net 7 The METRIC project makes use of different media available. You can find information on the project and its workings at: Project Coordinator: Eleni Anoyrkati Our homepage: http://metricfp7.eu Coventry University Enterprises Ltd Puma Way, CV1 2TT Twitter: https://twitter.com/METRICFP7 E-mail address: Linked-in: www.linkedin.com/pub/metric-fp7- e.anoyrkati@coventry.ac.uk info@metricfp7.eu project/93/49/913/ Slideshare: http://www.slideshare.net/METRICFP7 Web site address: http://metricfp7.eu METRIC Partners Project Coordinator: Coventry University Enterprises Ltd Zurich University of Applied Sciences, Institute of Sustainable Development University of Belgrade, Faculty of Transport and Traffic Engineering DELFT University of Technology Joint Research Center 6 8