REF: CORP/EMP 4 v.5 FAIR TREATMENT FOR ALL This procedural document supersedes : Fair Treatment for All CORP/EMP 4 v.4 Name and title of author/reviewer: (this version) Keeley Cromwell - Senior Human Resources Advisor Date revised March 2011 Human Resources Policy Sub Group Approved by (Committee/Group) (ratified by Joint Staff Consultative Committee) Date of approval 27 April 2011 Date issued June 2011 Review date March 2013 Target audience: Trust-wide WARNING: Always ensure that you are using the most up to date approved procedural document. If you are unsure, you can check that it is the most up to date version by looking on the Trust Website: www.dbh.nhs.uk under the headings → ‘Freedom of Information’ → ‘Information Classes’ → ‘Policies and Procedures’ Page 1 of 10 REF: CORP/EMP 4 v.5 FAIR TREATMENT FOR ALL Amendment Form Version Date Brief Summary of Changes Author Equality Impact Assessment included Monitoring and Compliance included Equality Act added to legislative framework Keeley Cromwell Version 5 March 2011 Version 4 May 2009 Updated to include: Appendix A – Legislative Framework Introduction amended Statement amended Section 6 - Responsibilities has been amended Section 7 - Programme of action has been amended Human Rights statement included Version 3 May 2006 This policy has been up-dated in line with the Janette Bailey new Employment Equality (Age) Regulations 2006. 2. Reference to the Equality and Diversity Strategy 7.3.3 Reference to the Disability Discrimination Act 2005 7.5 Reference to Diversity Training Page 2 of 10 Michelle Victor REF: CORP/EMP 4 v.5 FAIR TREATMENT FOR ALL Contents Paragraph Page 1 Introduction 4 2 Equality Impact Assessment 4 3 Legislative Framework and Codes Of Practice 4 4 Statement 5 5 Application and Scope 5 6 Responsibilities 5 7 Programme of Action 6 8 Redress 7 9 Monitoring and Compliance 7 10 Other Related Policies 9 11 Human Rights Statement 9 Legislative Framework 10 Appendix 1 Page 3 of 10 REF: CORP/EMP 4 v.5 FAIR TREATMENT FOR ALL 1. INTRODUCTION The Trust acknowledges the importance of providing equal opportunities in employment not only because it recognises the basic duty of an employer to treat existing and prospective employees fairly but also because it appreciates the value of a diverse workforce. The Trust recognises that diversity adds value through enabling the Trust to provide responsive and quality services to all patients. The Trust aims to ensure that the workforce is truly representative of the local community. The Trust actively discourages any discriminatory practice that may prevent its ability to make full use of the skills and aptitudes available within the existing or potential workforce. Equality is essentially about creating a fairer society where everyone can participate and has the opportunity for potential. Legislation is in place to address unfair discrimination to staff. Diversity is about the recognition and valuing of difference in its broadest sense. Diversity recognises that people from different backgrounds can bring fresh ideas and creativity that taps into hidden capacity for growth and improved services. 2. EQUALITY IMPACT ASSESSMENT An Equality Impact Assessment (EIA) has been conducted on this procedural document in line with the principles of the Equality Impact Assessment Policy and the Fair Treatment For All Policy. The purpose of the EIA is to minimise and if possible remove any disproportionate impact on employees on the grounds of race, sex, disability, age, sexual orientation or religious belief. No detriment was identified. A copy of the EIA is available on request from the HR department. 3. LEGISLATIVE FRAMEWORK AND CODES OF PRACTICE The Trust is seeking to ensure that good employment practice operates rather than compliance with legal requirements. The Trust believes that good employment practice taking account of the legislative framework and codes of practice are more likely to lead to the elimination of circumstances where discrimination might take place. Full details of legal requirements and how we meet our legal requirements are contained within the Trusts Equality and Diversity Strategy. Page 4 of 10 REF: CORP/EMP 4 4. v.5 STATEMENT Doncaster and Bassetlaw Hospitals NHS Foundation Trust is firmly committed to the fair and equitable treatment of both existing and prospective employees in all employment matters. To reflect this commitment, the Trust is actively pursing the implementation of employment practices which require managers to demonstrate that all employment decisions are taken on the basis of criteria which can be justified either in job related or operational terms. To enable managers to define effectively what may or may not be considered to be job related or operationally justifiable, the Trust accepts its responsibility for educating all decision makers to recognise, and act upon legislation which seeks to eliminate discrimination in employment. It also recognises the need to balance the value of any rule, condition or requirement against its discriminatory effect in an effort to eliminate unfair as well as unlawful discrimination from the decision-making process. The Race Equality Scheme, Disability Equality Scheme and Gender Equality Scheme include specific actions around equality and diversity in employment. The Trust recognises the right of all employees irrespective of age, gender, marital status, religion or belief, ethnic origin, race, sexual orientation, disability or trade union membership. Fair treatment is a moral and legal duty. All Trust employees who work for the Trust, or those who apply for work will be treated fairly and valued equally. All recruitment processes, terms of employment and training and development opportunities will reflect the diversity of service and employment needs. The Trust acknowledges that this policy will succeed through the commitment of its managers to implement good employment practice and, in conjunction with Human Resources staff, to review those practices regularly taking remedial action as necessary. 5. APPLICATION AND SCOPE This policy will apply to current and prospective employees, including those people undertaking voluntary or student placements with the Trust. Although the primary impact of this policy will be felt in the area of recruitment; promotion; and vocational training; the policy is nevertheless applicable to any employment matter in which the equitable treatment of people may be at issue. 6. RESPONSIBILITIES All employees will have some measure of responsibility for ensuring this policy is effective. These are described below: Page 5 of 10 REF: CORP/EMP 4 6.1 v.5 Responsibility of the Director of Human Resources The Director of Human Resources is responsible for taking the lead on the implementation of this policy, the co-ordination of an appropriate training strategy and for the design of an appropriate system for effective monitoring/evaluation. 6.2 Responsibility of Managers including Appointing Managers As decision-makers, these individuals have responsibility to ensure all management decisions are consistent with the spirit and intention of this policy, to resist any pressures to act to the contrary and to promote awareness of the principles of this policy amongst subordinate staff. 6.3 Responsibility of Employees All employees have a duty to co-operate with any measures introduced by management to ensure fair treatment for all. In addition, the Trust will not tolerate any employee who harasses, abuses, intimidates or subjects another person to any form of unfavourable treatment on account of that persons race, gender, disability, age, sexual orientation and/or religion or belief. Equally, employees must not put pressure on colleagues to behave in a way that is contrary to this policy or condone behaviour that is inconsistent with this policy. 6.4 Responsibility of the Human Resources Department The Human Resources department has a responsibility to monitor the implementation of the policy and to ensure that procedures are managed fairly and consistently across the Trust. The HR department is available to provide training, guidance and support to line managers on the operation of this policy. 7. PROGRAMME OF ACTION The following actions are designed to demonstrate the nature of and evaluate the effectiveness of the Trust’s commitment to fair treatment for all. 7.1 Recruitment and Selection Policy A good practice guide, offering a step by step procedure with which decision making will need to comply to demonstrate fairness. The Trust has a fair and objective system for recruiting, which places emphasis on individual skills, abilities and experience. Staff involved in interviews will receive recruitment training which will include equality and diversity to enable them to apply our commitments in this policy. Page 6 of 10 REF: CORP/EMP 4 7.2 v.5 Review of Existing Practice Managers will be responsible for reviewing existing practice within their department on a recurrent basis, to ensure it is consistent with the Recruitment and Selection policy Managers are also responsible for taking appropriate action to eliminate any apparent or potential unfairness. 8. REDRESS Any employee who considers that he/she has been unfairly discriminated against should seek redress through the Trust’s Grievance and Disputes procedure (CORP EMP 03). It is recognised in cases of alleged harassment that it may be difficult for individuals to follow the customary procedure where the complaint stems from the treatment by an immediate superior. Where this situation arises the individual should consult the Trust’s personal harassment policy and procedure (CORP EMP 07) and/or seek advice from an appropriate senior manager. Individuals will also have access to provisions arising under the Equality Act including sex; race; disability; gender re-assignment; sexual orientation; religion or belief; and age to make complaints. The time limits for such complaints are strict and individuals are able to pursue such claims simultaneously with the Trust’s Grievance and Disputes Procedure. 9 MONITORING AND COMPLIANCE Systems have been developed to provide feedback on the effectiveness of this policy. These include: 9.1 Audit of managers’ practice on a sample basis by the Director of Human Resources. 9.2 A system for job application monitoring which provides a statistical analysis of the success rate of all applicants who, for this purpose are categorised by reference to those areas of statutory influence i.e. race, sex, marital status, age, disability, sexual orientation, religion or belief. 9.3 A system for monitoring existing staff and applicants for jobs and promotion by their racial group, disability and gender, in accordance with the Equality Act, disability and gender equality schemes. A system for monitoring our policies for any adverse impact on the promotion of equality A system to monitor the ethnicity, disability and gender of and analyse the subsequent results from: Grievances Disciplinary action Page 7 of 10 REF: CORP/EMP 4 v.5 Performance Appraisal (when this results in benefits and sanctions) Training Dismissals and other reasons for leaving The monitoring systems will be reviewed annually to establish whether they are providing sufficient feedback and whether new systems should be implemented. 9.4 Remedial Action Where there is evidence of failure to adhere to Trust policies and procedures, as a result of any of the monitoring procedures or as a result of complaints, managers will have responsibility for investigating the matter further in conjunction with a representative of the Human Resources Directorate and take remedial action as appropriate. Equally, if there is evidence of certain groups being disadvantaged for example, members of a particular ethnic group do not apply for employment, secure posts or gain promotion and are therefore under-represented within a particular area managers will be expected to take action to address this imbalance. 9.5 Training and Guidance The Trust’s Human Resources CSU on a regular basis will provide the following training: What’s new in employment? An update on new employment legislation, amendments to Trust policy and advice on good practice in the area of employment. Diversity and Equality Training: The Trust is committed to ensuring that staff receive adequate awareness in equality and diversity to undertake their role. All staff have the opportunity to attend equality and diversity workshops where the effects of bias and prejudice in the workplace are explored, heightening awareness of unacceptable behaviours and further empowering staff to speak out where they are encountered. The Trust also offer a Diversity and Equality E-learning course for all staff who have a KSF Outline (everyone except Doctors, Dentists and Directors) to meet the Equality and Diversity dimension as a core part of their job role. Recruitment and Selection Training for Managers: A comprehensive two day training programme for managers who are new to recruiting staff or have not received any formal training. The course covers the principles of fair treatment for all together with all aspects of recruitment and selection including person specifications, shortlisting and interviewing. Wherever possible, other training and development opportunities will include an element of raising awareness of Fair Treatment for All e.g. Institute of Leadership Management (ILM) programme. Page 8 of 10 REF: CORP/EMP 4 v.5 In addition to the formal training programme, the Trust’s Human Resources CSU will act as a central resource of advice and guidance on any matter related to this policy. 10. OTHER RELATED POLICIES CORP EMP 3 - Grievance and Dispute Procedure CORP EMP 7 - Personal Harassment Policy and Procedure CORP EMP 14 - Voicing Your Concerns CORP EMP 48 - Flexible Working 11. HUMAN RIGHTS STATEMENT This policy statement sets out the policy commitment on Human Rights for Doncaster and Bassetlaw Hospitals NHS Foundation Trust. The Trust is committed to upholding all fundamental human rights. The Human Rights Act 1998 came into force in October 2000 and affects acts or decisions of public authorities made on or after 2nd October 2000. The Trust is committed to respecting the human rights of its staff, stakeholders and the patients and service user to whom it provides a service. The Trust will: Treat all patients, service users, their carers, partners and relatives and employees fairly, openly and honestly Strive to stop all forms of discrimination and harassment Provide a healthy, clean and safe environment for patients, service users, their carers, partners and relatives and employees. Communicate clearly with employees, respect and support their right to join a Trade Union Recognise and support the need for a work-life balance Work towards employee diversity in departments and sections of the Trust Ensure that employees are fairly remunerated The Trust will monitor and review the commitments set out in this policy. Page 9 of 10 REF: CORP/EMP 4 v.5 Appendix A LEGISLATIVE FRAMEWORK Equality Act 2010 Race Relations Act 1976 Sex Discrimination Act 1975, including the Gender Re-assignment Regulations Race Relations (Amendment) Act 2000 Disability Discrimination Act 1995 Rehabilitation of Offenders Act 1974 Equal Pay Act 1970 Part time Workers Regulations 2000 Fixed-Term Employees (Prevention of Less Favourable Treatment) Regulations (amended 2002) Towards Equality and Diversity - which outlines Government's proposals with respect to the implementation of the Race Directive and the Equal Treatment "Framework" Directive Employment Equality (Religious Belief) Regulations 2003 Employment Equality (Sexual Orientation) Regulations 2003 Disability Discrimination Act 1995 (Amendment) Regulations 2003 Disability Discrimination Act 2005 The Employment Equality (Age) Regulations 2006 Equality Act 2006 The Occupational Pension Scheme (Equal Treatment) (Amendment) Regulations 2005 The fixed-term employees (prevention of less favourable treatment) Regulations 2002 Employment Rights Act 1996 Human Rights Act 1998 Protection from Harassment Act 1997 CODES OF PRACTICE Duty to promote Racial Equality Duty to promote Disability Equality Age Discrimination Disability Discrimination Sex and Marriage and the promotion of equal opportunity in employment. 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