CONTRACT NOTICE - PREQUALIFICATION Kafubu Water & Sewerage Company Ltd (KWSC) Improvement of Water Supply and Sanitation Project Danida File No.: 104.O.30.Zambia.3 1. CLIENT/CONTRACTING AUTHORITY Kafubu Water & Sewerage Company Ltd (KWSC) B12 Vitanda Street P.O.Box 71278 Ndola, Zambia Tel.: +260 212 622 153-5 and +260 212 622 425 Fax: +260 212 622 177 E-mail: kafubuws@kafubu.co.zm Web site: www.kafubu.com The Kafubu Water & Sewerage Company Ltd. is located in the Copperbelt Province of Zambia and serves the urban parts of the three districts, Ndola, Luanshya and Masaiti. KWSC was incorporated under the Companies Act Cap 388 under the Laws of Zambia to perform the functions as outlined in the Water and Sanitation Act No. 28 of 1997 pursuant to the Local Government Act No. 281. KWSC is owned by Ndola City Council, Luanshya Municipal Council and Masaiti District Council. 2. PROCUREMENT DETAILS 2.1 The Project and the Purpose of the Contract The project is: KWSC – Improvement of Water Supply and Sanitation Project. The purpose of the Contract is the provision of Consulting Engineering Services to the Project (preliminary design and hydraulic modeling, preparation of procurement documents for the construction contract, prequalification of contractors, training of KWSC staff, and supervision of construction). 2.2 Financing of the Project and the Services The Project has been approved by Danida Business Finance for a loan in the magnitude of USD 80 million to the Government of the Republic of Zambia to cover the cost of a construction contract in accordance with FIDIC "Conditions of Contract for Plant and Design-Build for Electrical and Mechanical Works and for Building and Engineering Works designed by the Contractor, 1st Edition 1999". The training, design and tendering phase will be financed by a grant from Danida, whereas the subsequent supervision services by the Consulting Engineer will be financed from the loan. In accordance with the project approval by the Danish Board for International Development Cooperation, payments to the Consultant are exempted from tax and duties in Zambia. The currency of the Tender is Euro. 2.3 Eligibility of the Service Provider The Consulting Engineering Services will be provided by a consulting engineering company selected on the basis of international competitive bidding limited to Danish eligible bidders and in conformity with Zambian rules. The criteria for eligibility are those contained in the General Rules and Guidelines for Procurement under Danish Tied Mixed Credits to Developing Countries (August 2007) and the Consultants shall have a minimum annual turn-over DKK 200 million. 2.4 Scope of the Contract The tendering for the Services will be divided into two phases: Phase I: Preliminary design and preliminary hydraulic modeling, preparation of procurement documents for the construction contract, prequalification of contractors (limited to Danish 1 companies), training of KWSC staff, and part time assistance to KWSC during tender evaluation and award of construction contract. (Contract with a maximum ceiling amount) Phase II: Provision of a senior supervising engineer with extensive international experience ("FIDIC Engineer") and some experienced assistant supervisors (expatriate and/or Zambian) for supervision of the construction contract. The Contract will be based on man-month rates for key staff. Additional staff required by the Consulting Engineering Company shall be included in the rates for the specified supervisory staff. Payment in accordance with actual time spent by the specified supervisory staff. (Contract with a maximum ceiling amount) The durations of the services are estimated at: Phase I: Seven months from award of contract to completion of preliminary design, preliminary hydraulic modeling, prequalification of contractors, and approval of procurement documents for construction contract. Some of the training of KWSC staff may be carried out during the construction tender period in parallel with the part time assistance to KWSC on tender clarification and evaluation, and award of construction contract. Phase II: Estimated construction time 30 months, excluding the defects notification period. The services shall include training, and inspection of the works at completion of the 12 months defects notification period. 2.5 Limitation on the number of Consultants being Shortlisted and Evaluation Criteria: The maximum number of consultants to be shortlisted is four. The objective criteria for limiting the number of consultants in the shortlist is similar services provided in the past three years. The method of evaluation of the tender is "Quality and Cost-based Selection”. 3. BRIEF DESCRIPTIN OF THE PROJECT The immediate objectives of the project are to improve the water and wastewater services in Ndola, Luanshya and Masaiti urban areas and strengthen the capacity of KWSC to operate the facilities in an efficient and sustainable way. The three towns have a total population of approximately 550,000 people of which about 450,000 are receiving water supply services. The existing water and wastewater facilities are in a progressive state of physical deterioration caused by lack of funds and means of sustaining the operation of the facilities. The constraints have resulted in, for instance: (i) Intermittent water supply ranging from 2 to 24 hours of supply (average 17 hours); (ii) Insufficient water supply and sewerage coverage; (iii) Large quantities of non-revenue water (both technical and commercial losses); (iv) Insufficient metering for network management purposes; (v) Insufficient coverage of customer water meters; (vi) Poor functioning of mechanical and electrical equipment at both water and wastewater treatment plants; and (vii) Financial operation with cash-flow deficits due to erratic settlements of water tariff invoices by institutional customers and customers in areas with intermittent services. The aim of the project is to alleviate the present constraints by: Water supply: Rehabilitation of raw water intakes, water treatment plants and pumping stations; Extension of the coverage of water supply networks; Rehabilitation of existing water supply networks for reduction of water losses; Procurement of flow meters and leakage detection equipment; and Provision of control and monitoring facilities. Sewerage: Rehabilitation of existing wastewater treatment plants in Ndola and Luanshya; Rehabilitation of sewage pumping stations and sewer mains; Extension of the coverage of sewerage services and rehabilitation of existing sewers; and Procurement of vacuum tankers and jetting equipment. 2 Institutional strengthening and training: Review the organization of KWSC and propose institutional changes and a capacity development programme; Train the PIU staff and other key personnel of KWSC in their role in implementation and contract management; Assist KWSC in developing an operation and maintenance plan and prepare training modules across all levels of staff; Prepare training modules on operation and use of control and monitoring systems, hydraulic modeling, GIS, SCADA, leak detection, etc.; Train staff in customer relations and information campaigns towards the public. Part of the above training shall be performed by the consultant and other parts by the contractor. 4. PROCEDURES 4.1 Content of Prequalification Document The Prequalification Document shall comprise the attached "Application Form for Expression of Interest”. The Application Form and Annexes shall be submitted in hard copy (original) and electronic version (PDF file not exceeding 5 Mb) to the Client/Contracting Authority, KWSC, with electronic copy to Ramboll. 4.2 Time Limit and place for Submission of Expression of Interest The documents shall be submitted to the client: Kafubu Water and Sewerage Company Ltd B12 Vitanda Street P.O.Box 71278 Ndola, Zambia The deadline for submission of the Prequalification Document is December 28th 2012 at 16:00 hours. 4.3 Publication of this Notice The Notice is announced in Denmark on the web page of Danida. 4.4 Enquiries Enquiries in connection with this Contract Notice should be addressed to the Client/Contracting Authority, KWSC att. Acting Managing Director Mr. Athanasius K. Mwaba with copy to: Ramboll Hannemanns Allé 53 DK-2300 Copenhagen S Denmark Att. Jean-Pierre Zafiryadis (+45 5161 8861), jpz@ramboll.dk 3 Kafubu Water & Sewerage Company Ltd (KWSC) Improvement of Water Supply and Sanitation Services Project Application Form for Expression of Interest for Contract for Consulting Services Danida File No.: 104.O.30.Zambia.3 1. CANDIDATE This application is submitted by: Candidate Leader1 Members Other entities Name(s) of legal entity or entities Contact person of the Candidate: Name Organisation Address Telephone E-mail 2. INSTRUCTIONS TO CANDIDATES Candidates expressing an interest in the above mentioned contract where the Client / Contracting Authority is Kafubu Water & Sewerage Company Ltd (KWSC) must use this application form. The application must include signed declarations using the formats in ANNEX A and ANNEX B from each legal entity mentioned in clause 1 above. The application and declaration(s) must be submitted using the cover letter format in ANNEX C. Any other documentation as required in the Contract Notice and in this application form must be included. Any additional documentation not specifically required will not be taken into consideration and should not be included with the application. The application and the declaration(s) as well as the required documentation must be in English. Please refer to this application form as well as the Contract Notice for the required documentation and minimum requirements. An application being submitted by a consortium (i.e., either a permanent, legally established grouping or a grouping, which has been constituted informally for a specific contract) must follow the instructions applicable to the consortium leader and its members. Note that a sub-contractor is not considered to be a consortium member and should not be included in this application. An application must be sent in paper format in one original and two copies, and emailed in an electronic version (PDF file not exceeding 5 Mb) to the Client / Contracting Authority at the address as stated in the Contract Notice before the stated time. 3. CONDITIONS FOR PARTICIPATION If the Candidate is a consortium, the consortium as a whole should meet the required minimum capacities (add rows as required). 3.1 Economic and financial standing Requirements and possible minimum levels to the economic and financial standing of the Candidate are specified in the Contract Notice. a) Annual turnover of the Candidate (add rows as required) DKK mill. Most recent year Most recent year -1 Most recent year -2 Annual Turnover If this application is being submitted by an individual legal entity, the name of that legal entity should be entered as ”Leader”, and all other lines should be deleted. 1 4 3.2 a) Technical and/or professional ability) List of the similar services provided in the last three years - Maximum of 5 references (add forms as required) Ref. No. 1 Legal entity Project title Country Name of Client Dates (mm/yy – mm/yy) Project value Mill. DKK Share carried out by legal entity % 2 Consortium members Description of Project Types of services provided by legal entity b) Measures used for ensuring quality Name of certified quality assurance system: c) Educational and professional qualifications If required in the Contract Notice, please list the managerial staff of the legal entity and, in particular those responsible for providing the services. No CVs are required. (Add rows as required): Legal entity d) Name and title Education Professional qualifications Environmental management measures Not applicable, unless otherwise required in the contract notice e) Average annual manpower Please list the total staff and the number of managerial staff for the last three years. Average manpower Most recent year Most recent year -1 Most recent year -2 Management staff Other staff Total staff f) Sub-contracting The major part of the services must be rendered by the Candidate Please indicate the proportion of the contract intended subcontracted: Signed on behalf of the Candidate Date: Name: Signature: ____________________________________________________ If the applicant is a consortium only a maximum of the 5 most relevant services among the consortium members are to be listed. 2 5 ANNEX A: Format of the Declaration referred to in the Application Form for Expression of Interest To be submitted on the letterhead of the legal entity(ies) concerned. (If the Candidate is a Consortium, the declaration must be submitted by the Leader and each Member of the Consortium) To be addressed to Kafubu Water & Sewerage Company Ltd (KWSC) <Date> Dear Madam/Sir <Contract title > In response to your Contract Notice we, <name(s) of legal entity or entities> confirm that we intend to submit a tender for the contract for the above if we are invited to do so. We hereby declare that we: 1. Are making this application [on an individual basis/as a member of the consortium led by <name of the leader/ourselves; delete as applicable] for this contract. 2. Attach a signed Solemn Declaration providing sufficient evidence that none of the cases mentioned applies to any of the legal entities making this application; 3. Attach documentation for committing to the principles of United Nations Global Compact or attach our Code of Ethics; 4. Attach our Business Integrity Management System; 5. Are not in a conflict of interest or in any other situation, which would exclude us from participating in the contract; 6. Will inform you immediately if there is any change in the above circumstances at any stage during the implementation of the contract. We recognise that you may exclude us from this contract and future contract procedures if we are guilty of serious misrepresentation or failing to supply the information that may be required for this qualitative selection. Yours sincerely, <Signature of authorised representative> <Name and position of authorised representative> 6 ANNEX B Format of the Solemn Declaration referred to in the Contract Notice and the Application Form for Expression of Interest (If the Candidate is a Consortium the declaration must be submitted by the Leader and each Member of the Consortium) SOLEMN DECLARATION In accordance with Danish Law’s Act no. 336 of 13 May 1997 on limitation of debtors possibilities to participate in public procurements and on change of certain other laws (Making effective the collection of arrears to the authorities), the authorities shall on procurement of construction and plant works as well as purchases of goods and services demand that any tenderer simultaneously with submitting its tender make a solemn declaration on the extent of the tenderer’s unpaid, due debts to the authorities in the form of taxes, duties and social security contributions in accordance to Danish law or the law of the country of the tenderer’s establishment. In accordance with the regulations of the abovementioned law the undersigned hereby solemnly and under liability to punishment give the below mentioned declaration. Company name, address, telephone number and registration number: Information on debts to the authorities (make selection): 1 The company has no unpaid, due debts to the authorities. 2 The company has unpaid, due debts to the authorities but these debts do not exceed DKK 100,000 (or an equivalent amount in another currency). 3 The company has unpaid, due debts to the authorities and these debts exceed DKK 100,000 (or an equivalent amount in another currency). The following points 4 or 5 and 6 shall only be filled, if point 3 has been selected. Security has been provided to the collection authority for payment of the part of the debts 4 that exceed DKK 100,000 (or an equivalent amount in another currency). Security will be provided to the collection authority for payment of the part of the debts that that exceed DKK 100,000 (or an equivalent amount in another currency). 5 6 An arrangement for payments concerning unpaid, due debts has been made with the collection authority, and this arrangement has been kept. Date of establishment of security/arrangement: Collection authority: Year: Month: Name Address: Postal code: Signature: Date: City: Company management signature and company stamp: 7 Day: ANNEX C Format of the Cover Letter referred to in the Application Form for Expression of Interest (To be submitted on the letterhead of the Candidate - The “Leader” if the Candidate is a consortium) To be addressed to Kafubu Water & Sewerage Company Ltd (KWSC) <Date> Dear Madam/Sir <Contract title and file number> In response to your Contract Notice we, <name(s) of legal entity or entities>, hereby submits the following documents: 1. Application Form; 2. Declaration(s) by <name of legal entity(ies)> with required documentation and certification (see ANNEX A above) ; I, the undersigned, being the authorised signatory of the above Candidate (including all consortium members, in the case of a consortium), hereby declare that we have examined the Contract Notice for the restricted procedure referred to above. If we are short-listed, we fully intend to submit a tender to provide the services requested in the tender dossier. We are fully aware that, in the case of a consortium, the composition of the consortium cannot be modified in the course of the tender procedure. We are also aware that the consortium members would have joint and several liability towards the Contracting Authority concerning participation in both the above tender procedure and any contract awarded to us as a result of it. Signed on behalf of the Candidate Date: Name: Signature: ____________________________________ 8