IN THE HIGH COURT OF JUSTICE QUEEN’S BENCH DIVISION B E T W E E N: Claim No. HQ09X02550 SARAH THORNTON Claimant - and – TELEGRAPH MEDIA GROUP LIMITED Defendant _______________________ DEFENDANT’S SKELETON ARGUMENT FOR HEARING ON 26 MAY 2010 _______________________ Reading list: The application notice (tab 1), the article (tab 2), the statements of case (tabs 4-6), the proceedings at the permission to appeal hearing (tabs 22-23) and the skeleton arguments. Estimated length of reading time: 1 ½ hours Estimated length of hearing: 2 hours Introduction 1. This is D’s application to strike out one of the two allegations complained of by C on the basis that it is not defamatory. D no longer pursues the alternative application, for a preliminary determination of whether it is, in fact, defamatory. While many have recognised the desirability of a preliminary determination of meaning related issues in defamation claims1, it remains the law that either party can elect for a jury trial. C has re-iterated her desire for a jury trial and it is probably undesirable to have two separate jury trials. In any event, for the reasons stated below, there is no need for any jury determination on this issue because the words are not capable of being defamatory. 2. There is also an outstanding issue relating to the assessment of costs from a previous hearing before Tugendhat J on 22 January (the order is at tab 20). 1 See for example the Culture, Media and Sport Committee Report HC 362 at [125-9] and Lord Justice Jackson’s Review of Civil Litigation Costs, Chapter 32 [5.2]. 1 The claim 3. C is the author of Seven Days in the Art World. It is described as a series of “fly-onthe-wall narratives” relating to various aspects of the contemporary art market, based on a practice described as “reflexive ethnography”. The claim arises from a review of the Book by the well-known journalist, Lynn Barber. This was published on 1 November 2008 on page 28 of Telegraph Review, one of the several sections/magazines distributed with the Saturday issue of The Daily Telegraph. The review was negative and satirical in tone. 4. The claim only relates to the first two paragraphs of the review. These were in the following terms:“Is it small enough to fit in a lift? Confronted with reflexive ethnographic research on the art market, Lynn Barber isn’t buying Sarah Thornton is a decorative Canadian with a BA in art history and a PhD in sociology and a seemingly limitless capacity to write pompous nonsense. She describes her book as a piece of “ethnographic research”, which she defines as “a genre of writing with roots in anthropology that aims to generate holistic descriptions of social and cultural worlds”. She also claims that she practices “reflexive ethnography”, which means that her interviewees have the right to read what she says about them and alter it. In journalism we call this “copy approval” and disapprove. Thornton claims her book is based on hour-long interviews with more than 250 people. I would have taken this on trust, except that my eye flicked down the list of her 250 interviewees and practically fell out of its socket when it hit the name Lynn Barber. I gave her an interview? Surely I would have noticed? I remember that she asked to talk to me, but I said I had already published an account of my experiences as a Turner Prize juror which she was welcome to quote, but I didn’t want to add to. And although she lists all four Turner jurors from my year (2006) among her interviewees, it is obvious from the text that only one gave her any inside information, and a very partial account at that. He seems to have forgotten one particularly sensitive encounter he had with Sir Nick Serota at a judging meeting.” 5. C complained of two distinct allegations. Firstly, that the review suggested that she had dishonestly claimed to have interviewed Ms Barber (“the interview allegation”). Secondly, that Ms Barber falsely compared reflexive ethnography to copy approval (“the copy approval allegation”). In particular, C takes issue with the words “which means that her interviewees have the right to read what she says about them and alter it”. C admits that she gives interviewees the opportunity to comment, but denies granting any right to alter. 2 6. In response, D made a qualified offer of amends in relation to the interview allegation. This was rejected on the basis that it was “not a valid offer” because it did not state the defamatory meaning and did not extend to the “second aspect” of the complaint. It was asserted that Gray J was wrong in Warren v The Random House Group Ltd [2007] EWHC 2856 (QB) to hold that a qualified offer of amends could be made in relation to a particular defamatory statement that forms part of a wider publication. Subsequently, when faced with the possibility of a summary judgment application on this issue, C conceded that a valid offer had been made. C thereby assumed the burden of proving malice against Ms Barber, in preference to walking though an “open door” to full redress. 7. In relation to the copy approval allegation, D contended that it was not defamatory or alternatively that it was fair comment. Nevertheless, D offered C the opportunity within the apology in relation to the interview allegation, to state in her own words that she did not grant copy approval to interviewees2. 8. D also proposed neutral evaluation or judge only determination on whether the copy approval allegation was defamatory and if defamatory, whether it was fact or comment3. This had obvious potential costs savings. A finding that the allegation was not defamatory or was fact would avoid the costs of litigating fair comment. 9. Paragraph 6 of the POC (tab 5 / 11) advanced the following meanings:“6 In their natural and ordinary and/or inferential meaning and in the context in which they appeared the said words meant and were understood to mean that: 2 3 6.1 the Claimant had dishonestly claimed to have carried out an hour-long interview with Lynn Barber as part of her research for Seven Days in the Art World, when the true position was that she had not interviewed Ms Barber at all, and had in fact been refused an interview. 6.2 the Claimant had given her interviewees the right to read what she proposed to say about them and to alter it, a highly reprehensible practice which, in the world of journalism, was known as “copy approval”. 6.3 the Claimant had thereby shown herself to be untrustworthy and fatally lacking in integrity and credibility as a researcher and writer.” The published apologies are at tabs 24 and 25. The relevant correspondence is at tab 26 / 155, 163, 177, 209 & 211. 3 10. The words “highly reprehensible” in [6.2] are parasitic on the allegation of copy approval. The words “untrustworthy” and “fatally lacking in integrity and credibility” in [6.3] are parasitic on both the interview and copy approval allegations. They are not “meanings” in the true sense and were not identified as such in the pre-action correspondence. They are the pleader’s attempt to extract something discreditable from the copy approval allegation. In response to a Part 18 Request, C’s solicitors have stated in correspondence4: “Our client’s position is that all of the meaning set out in paragraph 6.3 is informed and contributed to by the meaning set out in paragraph 6.2. Obviously the way in which the paragraph 6.2 allegation renders the Claimant untrustworthy, lacking in integrity and credibility etc, is slightly different from the way in which the paragraph 6.1 allegation does so, but nevertheless both limbs contribute to the overall imputation pleaded at paragraph 6.3.” 11. The POC also included a malicious falsehood claim in relation to the copy approval allegation. The reason for its inclusion is the risk that C will be unable to establish that it is defamatory.5 12. Defence [3.2] (tab 6 / 20) denied that the comparison with copy approval was defamatory and set out the basis for such a denial. “3.2. It is denied that the words relating to reflexive ethnography are defamatory of the Claimant. The reader is told that the Claimant has academic qualifications in art history and sociology and has described the Book as a “piece of ethnographic research” which is defined as “a genre of writing with roots in anthropology that aims to generate holistic descriptions of social and cultural worlds”. The granting of copy approval to interviewees for the purpose of such a book does not involve any moral blame, nor would it lead a right-thinking member of society to think the worse of the Claimant. It would simply be regarded by such a person as a practice that the Claimant has chosen to employ pursuant to her stated “holistic” approach, but which in a journalistic context would, in the opinion of Ms Barber, be subject to disapproval. The words do not attribute to the Claimant the lack of any necessary attribute to carry out ethnographic research and/or publish a book based on it. There is no suggestion that the Claimant seeks to conceal her modus operandi from her readers.” [5.3] denied that the copy approval allegation involved any lack of trust, integrity or credibility. 4 5 Taylor Hampton letter of 21 April 2010 tab 26 / 272. Taylor Hampton letter of 30 April 2009 tab 26 / 114. 4 “5.3. The meaning set out in sub-paragraph (3) is sought to be derived from the meanings in sub-paragraphs (1) and (2). It was not identified as an independent meaning in any pre-action correspondence. The Defendant will contend that, in the event that the fair comment and offer of amends defences succeed, the Claimant should not be entitled to a finding in her favour and/or damages in relation to the meaning in sub-paragraph (3). Further, it is denied that the words relating to reflexive ethnography suggest that the Claimant is lacking in trust, integrity or credibility. It is denied that anything in the article suggests that the Claimant is “fatally” lacking in any attribute.” Alternatively, in [7.1] D sought to defend the following meaning as comment:“The Claimant’s practice of reflexive ethnography is comparable to copy approval in journalism which is disapproved of by journalists”. 13. On 2 October C issued an application to strike out the fair comment defence on two principal grounds. Firstly, that the copy approval allegation was not capable of being comment. Second, it if was comment, “the fact on which the comment purported to be founded was not truly stated” as C “did not give her interviewees the right to read what she proposed to say about them and alter it, nor does the Defendant advance any case to the contrary in the Defence”. On 12 November Sir Charles Gray rejected the first ground, but accepted the second and struck out the defence (tab 17). 14. On 22 January Tugendhat J struck out the majority of POC [11.7] on the basis in relation to the interview allegation that it did not disclose a proper case in malice against Ms Barber (tab 20). He ordered that C pay the costs of the application. The costs have not been assessed. 15. On 29 March D’s application for permission to appeal the striking out of the fair comment defence came before Sedley LJ (tabs 21 - 23). His Lordship observed that the “case started in a mess and is getting into a bigger mess”.6 He noted that the fair comment defence was based on the assumption that the words were defamatory. He questioned how it could possibly be argued that they were and why no application had been made to a judge for a determination on capability.7 He adjourned the application for permission to appeal in order for D to make this application. 6 7 Tab 22 / 85 at A See the judgment at [2], tab 23 / 90 5 Relevant legal principles 16. There is under English law no general cause of action for the publication of false statements in the media or elsewhere. In cases involving the printed media, the Press Complaints Commission’s Code of Conduct may provide some remedy8. Where the statement is calculated to cause financial loss and published maliciously, a claim in malicious falsehood will be available. Modern developments in harassment, privacy and data protection have provided additional remedies in appropriate circumstances. However, it is an unavoidable requirement for a claimant in a defamation claim to demonstrate that the statement in question is defamatory of him. 17. Applications under PD53 4.1 are most commonly made in relation to determinations of meaning under sub-paragraph (1). Such a determination does not involve any value judgment; it is simply a construction of the relevant words as against the pleaded meanings. In contrast, where a judge is determining whether the words are capable of being defamatory under sub-paragraph (2), his decision implicitly says something about the attributes and values of right-thinking members of society generally.9 The right-thinking member of society may be a fiction; but it is a necessary one in order to hold the balance between the protection of reputation and freedom of expression. He must not be unduly sensitive or represent a section of society. In the modern era, the appropriate threshold must be interpreted consistently with the “necessity” requirement in Article 10. Otherwise, the balance will be unduly weighted against freedom of expression. 18. British society in 2010 is perhaps less uniform than it has ever been. While the jury remains the tribunal for determining whether the words are defamatory, it is all the more important that the judge carries out his duty to form a judgment on acceptable standards and values and to rule accordingly in an appropriate case. Excessive latitude to a claimant results in a defendant being “wrongly burdened with defending 8 D put forward the PCC as a form of neutral evaluation (tab 26 / 177) See the emphasis given to the need for a sufficient consensus by Sharp J in her review of the authorities in Ecclestone v Telegraph Media Group Ltd [2009] EWHC 2779 (QB) at [17] 9 6 libel proceedings” which “can be a very onerous burden and one which interferes with the right of freedom of expression”.10 19. It is well-established that conduct which is worthy of praise e.g. reporting crime to the police, should not be stigmatised as capable of being defamatory. A similar principle applies to conduct that is lawful but may be a breach of etiquette or regarded as disgraceful or obnoxious within a particular section of society. A judicial finding that right-thinking members of society generally could think the worse of a person who engaged in such conduct involves an element of stigmatisation of the conduct. Setting the bar too low has the effect of devaluing the tort. As Lord Atkin famously observed in Sim v Stretch 52 T.L.R. 669 HL at p.672: “That juries should be free to award damages for injuries to reputation is one of the safeguards of liberty. But the protection is undermined when exhibitions of bad manners or discourtesy are placed on the same level as actionable wrongs”. 20. This principle is evident in a number of authorities, which draw a distinction between conduct which may be objectionable to a sector of society and conduct which right thinking members of society generally would regard to be blameworthy. a. In Clay v Roberts (1863), 8 LT 397 it was held that an allegation that a physician had met homeopaths in consultation (conduct which according to the declaration was considered by medical opinion at the time to be improper or disgraceful) was not defamatory. It may be illustrative to consider the letter complained of: “To the Editor of the Lancet. Sir, - It is reported in Hanley that Dr. Clay of Manchester has lately been meeting a professed homoeopathist in consultation in this town. Will you allow me to ask Dr. Clay through the medium of your journal if he can give any satisfactory answer to this report. I am led to believe, on what I consider the most undeniable authority, that Dr. Clay has done so, knowing the person to be a homoeopathist. If this report is incorrect, it cannot be refuted too soon; if it is correct, I think Dr Clay’s colleagues cannot too soon be made acquainted with it, as I believe there is a Medico-Ethical Society in Manchester, to which no doubt they would like to refer the case. I am, Sir, your obedient server, - Inquirer.” In passages cited with approval by Lord Atkin in Sim, Pollock CB questioned: “Would it be libellous to write of a lady of fashion that she had been seen on the top of an omnibus; or of a nobleman, that he was in the habit of burning 10 See the observations of Sharp J in Dee v Telegraph Media Group Ltd [2010] EWHC 924 (QB) at [64]. 7 tallow-candles?” Having posed the question, he concluded that: “There is a distinction between imputing what is merely a breach of conventional etiquette and what is illegal, mischievous, or sinful”. b. In Mycroft v Sleight (1921) 90 L.J.K.B. the plaintiff was a trawler skipper and union member who voted in favour of a strike but was then accused of asking one of the ship owners for a ship to take to sea. McCardie J held that, in principle, right-thinking members of society generally would not think the worse of asking an owner for a ship in a strike, but in context, it amounted to a charge of disloyalty or hypocrisy, which “all men, whatever their political or economic opinions, would deprecate”11. There have been a number of subsequent cases in which conduct which would ordinarily not be regarded as culpable generally, becomes so in relation to the claimant, because it conflicts with his previous conduct or action and therefore amounts to a charge of hypocrisy12. c. In Angel v H.H. Bushell & Co Ltd [1968] 1 QB 813 the allegation was that the plaintiff was “not conversant with business ethics”. Milmo J recognised at 825G – 826A that there is a “very real difference between an allegation of failure to comply with etiquette and a failure to conform with ethical standards, and it is the latter imputation which, in my view, is made by this letter. Ethics involve a moral standard, and, in my judgment, a breach of ethics connotes at a minimum dishonourable behaviour”. d. More recently, in Ecclestone v Telegraph Media Group Ltd [2009] EWHC 2779 (QB) Sharp J held that a statement attributed to a young fashion designer that: “I don’t have much time for people like the McCartneys and Annie Lennox” was not capable of being defamatory even on the assumption that “in the world of fashion, any public statement about a well-known designer such as Stella McCartney and her celebrity father which is not sycophantic might be regarded as a “faux pas””.13 Sharp J recognised that a false attribution might be defamatory on other grounds. 11 At 887. See Gatley at [2.11]. 13 See [19 – 20] where Sharp J accepts the defendant’s submissions at [13]. 12 8 “21. Circumstances could be envisaged where a person might be exposed to ridicule because of what they are reported to have said; or where a complaint may arise because someone’s reported views did not coincide with what they had said or done earlier (giving rise to an innuendo of hypocrisy). But this case does not fall into either such category. 22. There may also be circumstances where the views attributed to a person were such that a claim for defamation might be viable (if a person was said to have expressed support for the conduct of a notorious child abuser, and child killer, to take an extreme example cited in argument). Equally, a claim for defamation might arise where a claimant is alleged to have expressed views about people with whom he or she disagreed in such violent, excessive or abusive language that ordinary reasonable members of society might think the less of him or her for having done so. There may even be cases where a perceived lack of respect for a particular person in certain circumstances might be actionable in defamation. It seems to me however, that if the opinion expressed is an acceptable one there must be significant latitude given as to the manner in which it is expressed before right-thinking members of society would think the less of the person for expressing either their views, or their opinion of someone with whom they disagree.” 21. D accepts that a professional person may be defamed by an allegation that does not impute moral blame. However, a line must be drawn and maintained between defamation and malicious falsehood. The editors of Gatley at [2.26] suggest, as a general test in relation to allegations concerning “business, trade or profession”, that the “words must impute to the claimant some quality, which would be detrimental, or the absence of some quality which is essential, to the successful carrying on of his office, profession or trade”. (It may be that this test is too favourable to a claimant in that it might include certain allegations such as a physical injury which would obviously not be defamatory). This involves a consideration of the nature of the allegation and the nature of the profession.14 22. In this regard, the relevant issue is the nature of the allegation, not the defendant’s opinion of it. In Botham v Khan The Times 15 July 1996 CA, the allegation was that Mr Botham picked the seam of a cricket ball, which was a breach of the laws of cricket. Mr Khan said that he did not regard this to be cheating and that it was a practice adopted by all the leading bowlers. Russell LJ held that “the important point in this appeal is what Mr Botham is said to have done, not what Mr Khan thinks is the true quality of the act”. This principle must work equally the other way round. If a defendant accuses the claimant of a practice that would not make right-thinking 9 members of society generally think the worse of him, it does not become defamatory simply because the defendant does not approve of it. 23. A number of the cases on professional reputation relate to criticisms of a claimant’s technique. In Drummond–Jackson v BMA [1970] 1 WLR 668 CA, the Court of Appeal (Lord Denning M.R. dissenting) held that a “severe attack” on a dentist’s technique was capable of being defamatory of the dentist. It is debateable whether the same decision would have been reached by today’s Court of Appeal. But even taking the decision at face value, there are some obvious distinguishing features. Firstly, the “special technique” in question was developed by the plaintiff and he had an international reputation for using it, recommending it and advocating its safety.15 Secondly, the publication complained of stated that the technique had “serious detrimental physiological effects, which may well have been the cause of the reported deaths”. Although no meaning was pleaded, it is clear that the sting was the connection between the plaintiff’s practice and advocacy of his technique and the selfevidently deleterious consequences of physiological damage and death. 24. In the recent decision of Dee v Telegraph Media Group Ltd [2010] EWHC 924 (QB) at [39-48] Sharp J analysed the earlier decisions relied on by Lord Pearson in Drummond-Jackson. At [48] she observed: “[48] Incompetence or ‘want of skill’ by those who hire out their professional or personal skills for a living often involves as I have said, consequences for those who hire them and/or pay for their services - and who get less than they might be entitled to expect. In addition, the tendency of such words might be to suggest a claimant’s fitness or competence falls below the standard generally required for his business or profession ....” As Sharp J rightly observed, the common theme in the professional technique cases is a failure to provide the particular service for which the claimant was remunerated, with a variety of adverse consequences. 25. Finally, as regards procedure, it is accepted that a determination under CPR PD53 4.1(2) can and (generally) should be made before service of the defence. However, it remains the judge’s duty to withdraw a meaning that is not capable of being defamatory, whenever the application is made. There is nothing in the CPR that 14 15 See for example the approach of Sharp J in Dee at [49]. See 697D-F. 10 requires a defendant to allege in the defence that the words are not capable of being defamatory.16 A simple denial that they are not is sufficient and cannot be understood to amount to an admission that they are capable of being defamatory. Some pleaders put in issue “capability” as a matter of course. There is no requirement to do so. Application of the principles to the present case 26. The starting point is that the headline refers to “reflexive ethnographic research” and the reader is told at the commencement of the review that C has academic qualifications in art history and sociology and describes her book as a “piece of ethnographic research” which she defines as “a genre of writing with roots in anthropology that aims to generate holistic descriptions of social and cultural worlds”. It is obvious to the reader that the book does not purport to be a piece of journalism. It is equally obvious that C does not seek to conceal her technique. 27. There is nothing inherently immoral in pursuing “ethnographic research” as a methodology in order to obtain a “holistic description” of “a social and cultural word” or of granting copy approval pursuant to such a process. To use C’s own words, it is a “collaborative process”. The apparent purpose of the grant of copy approval is to ensure that the final work most accurately reproduces the interviewees “world” from his or her perspective. Such a process is not illegal or contrary to any professional code. It is certainly not something that would make right-thinking people generally think the worse of C. It should not be stigmatised by a finding that it is capable of being defamatory. 28. There may or may not be valid reasons why some journalists disapprove of copy approval, which may or may not be regarded sympathetically by right-thinking members of society generally. It is certainly a widespread practice in journalism, predominantly as a means of getting access to interviewees. There is no reason why such an allegation should be defamatory even in a journalistic context. But the issue is not whether copy approval is good or bad. It is whether right-thinking people generally would think the worse of person in C’s position for employing such a practice in the context of ethnographic research, which clearly involves a far closer 16 See CPR 16.5. 11 relationship between the interviewer and interviewee, than some journalist interviewers such as Ms Barber choose to adopt. As Sedley LJ observed at the permission hearing: “to say that somebody lets their interviewees see what they said about them and alter it seems to me to carry no moral connotation either way”.17 And drawing an analogy with Ecclestone, “there must be significant latitude given as to the manner in which” an author chooses to carry out and present her research “before right-thinking members of society would think the less of the person” even if they may have a preference for a different technique. 29. Drummond-Jackson v BMA and the cases relating to professional competence are not on point. Firstly, the question of competence must be related to the nature of the professional activity. In the present case, it is the publication of a book based on ethnographic research. The copy approval allegation does not attribute to the Claimant the lack of any necessary attribute to carry out ethnographic research and/or publish a book based on it. Secondly, C is not providing (or failing to provide) a service to a client for which she is remunerated. She has written a book based on a particular technique about which she is open. Purchasers have the freedom to choose whether to buy the book. Thirdly, the pleaded meaning is not directed to any lack of competence or judgment. 30. The Mycroft v Sleight cases are also not on point. There would be nothing hypocritical in C granting copy approval to interviewees. There is no pleaded meaning to this effect. 31. D accepts that the review satirises the “pompous” way in which C describes her modus operandi. However, the complaint is not directed to an allegation of pomposity or pretentiousness, which would obviously have been met by a comment defence. 32. The reality is that the entire claim in defamation rests on Ms Barber’s unparticularised statement that journalists disapprove of copy approval. But as Russell LJ observed in Botham v Khan, it is the nature of the act that is relevant, not the defendant’s opinion of it. And as Sedley LJ put it in the permission hearing: 17 See tab 23/ 90 at [2]. 12 “Well, of course journalists disapprove. They would, would they not? They want editorial control. It is nothing to do with what right-thinking people think about it”.18 33. The difficulties that face C are reflected in the pleaded meanings. The meaning in POC [6.2] is that: “The Claimant had given her interviewees the right to read what she proposed to say about them and to alter it, a highly reprehensible practice which, in the world of journalism, was known as “copy approval””. If the words, “a highly reprehensible practice”, were removed, the meaning would be anodyne. There is nothing morally reprehensible in granting copy approval and no basis for the inclusion of the words other than Ms Barber’s unparticularised statement of disapproval. For the reasons previously stated, Ms Barber’s disapproval falls within the same category as the strong tone of disapproval in the letter to The Lancet in Clay v Roberts. In fact, Dr Clay’s case was stronger because he was practicing as a doctor. C was not producing a piece of journalism, so Ms Barber’s disapproval from a journalistic standpoint is even less material to whether the allegation is defamatory of C. 34. The same points can be made in relation to “untrustworthy” and “fatally lacking in integrity and credibility” in POC [6.3], which is sought to be linked to [6.1] and [6.2]. D has accepted that the interview allegation pleaded in [6.1] reflects adversely on C’s integrity. However, the two allegations are distinct. The interview allegation is a complaint by Ms Barber that she was not interviewed; it has nothing to do with how C treats the product of her interviews. Moreover, Ms Barber’s disapproval of copy approval was generalised and not specifically directed at C’s use of it. This mirrors how it is pleaded in [6.2]. 35. Finally, two ancillary matters should be addressed in anticipation that they may be raised by C:a. POC [11.3] refers to an interview that C gave to a Dutch journalist in which he asked why C gave copy approval. Leaving aside whether this is evidence of damage attributable to D19, the issue is not whether the allegation caused damage, but whether it would make right-thinking people generally think the worse of C. 18 See tab 22/ 85 at D. 13 b. The reason why D did not bring the application earlier is irrelevant. Defence [3.2] set out a reasoned denial of defamation. D is not stopped from making this application. The court must judge it on its merits, as if it had been brought before service of the Defence. Insofar as any explanation is required from D, it is as was stated to Sedley LJ.20 David Price Solicitor-Advocate for the Defendant 25 May 2010 As pleaded it is just an enquiry and Ms Barber’s review was not the only one which commented on this aspect of D’s technique. 20 Tab 22/ 86. 19 14