Comparing Spiritual and Other Forms of Social Capital: Lessons from the Immigrant Experience in Olympia Sara R. Curran Jackson School of International Studies University of Washington Box 353650 Seattle, WA 98195 scurran@u.washington.edu 206.543.6479 Proposal to the West Coast Poverty Center For Emerging Poverty Scholars Small Grants Program Requested $15,643.00 Chair’s Signature of Approval Dr. Anand Yang Director, Jackson School of International Studies 1 Comparing Spiritual and Other Forms of Social Capital: Lessons from the Immigrant Experience in Olympia Abstract Studies of immigrant adaptation and second generation social and economic mobility have generally focused upon traditional destinations. However, results from the 2000 census indicate dramatic growth in immigrant populations in small to mid-sized cities. Such growth has created unexpected economic, social, and political challenges for most cities, but this same growth offers opportunities for understanding immigrant adaptation and the contexts of incorporation, not otherwise possible in larger cities. This study examines immigrant experiences in one such city, Olympia, Washington – as one site in a three-site study. The project expects to overcome several prior conceptual and methodological limitations in previous studies based in larger cities and to provide evidence and support for a larger project that includes more sites across the U.S. landscape. Further, the study develops new theories and evidence for how spiritual capital, as distinct from other forms of social capital, may be a mechanism, both at the community and individual level, that significantly influences immigrants’ economic, social and political integration. The findings will inform current policy debates about the relative role of faith-based organizations and appeals to faith-based belief systems for addressing social and economic ills as they pertain to immigrant adaptation and successes. 2 Comparing Spiritual and Other Forms of Social Capital: Lessons from the Immigrant Experience in Olympia Introduction The population of the United States grew by 32.7 million between 1990 and 2000, the largest decade increase in American history (Perry & Mackun 2001:1). Much of this growth was fueled by immigrants from Asia, Latin America, and Africa who heightened the share of the foreign-born population in the U.S. from nearly 8 percent (19.8 million) in 1990 to 11 percent of the population (31.1 million) in 2000. While in 1990, immigrants were largely clustered in California, New York, Florida and Texas; by 2000, they had spread out to a wide range of states, cities, and towns across the country where newcomers have not traditionally settled. A significant body of scholarship documents the immigrant experience in traditional places of settlement, while relatively little attention focuses on how the smaller cities and towns that are immigrants’ new destination sites are changing and being changed by foreign-born residents (for exceptions, see Fink 2003; Jones-Correa 2001). Research about traditional places of settlement attests to the strong relationship between the resource endowments of particular localities including their infrastructure, social and cultural institutions, and political apparatus and each new group's individual and collective social capital. This encounter between what newcomers find and what they bring shapes their assimilation trajectory though the process is often bumpy, incomplete, or transient (Portes and Rumbaut 2001, Waldinger and Lichter 2003). Complicating explanations about immigrants’ assimilation trajectories is the extent to which they remain involved in their homelands. At the same time, they are settling into new destinations, many immigrants retain strong, enduring ties to their countries of origin and to other places where their fellow emigrants have settled. They continue to invest 3 financially, express their political interests, and seek spiritual guidance in their countries of origin while they put down strong roots in the United States (Faist and Özveren 2004; Itzigsohn 2000; Levitt and Glick Schiller 2004). Despite compelling stories and cases about the role of institutions, particularly social capital, many of these studies come from large cities where there may be unobserved, confounding or spurious explanations. The recent growth of a variety of different migrants to different types of smaller cities presents an important empirical opportunity to uncover unobserved institutional effects through a comprehensive mapping of social institutions and a matched study of immigrant access to these institutions. Further, the opportunity also offers the opportunity to distinguish between different forms of social capital at the community and individual level, with a particular focus upon faith-based institutions and practices. The proposed project is part of a three-site study of smaller cities where large numbers of immigrants from a range of countries of origin have settled in recent years. These cities are: Olympia-Washington, Portland-Maine, Danbury-Connecticut. Each site has a lead investigator and research team. We have received funding for all three sites from the Templeton Foundation in the amount of $44,000 for each site. As I am new to the University and the region, I quickly realized that $44,000 is not enough to fully support the Olympia research. To fully realize our project and ensure that the Olympia site is comparable to the other two, we need to support two more quarters of a graduate student’s time to complete and transcribe the in-depth interviews among the two immigrant communities identified in this project. This request, therefore, is for additional support for an already funded project. 4 Project Significance This project will make a number of important theoretical contributions to broader understandings of spiritual capital and immigrant adaptation. First, operationalizing spiritual capital at both community and individual levels of analysis allows us to conceptually disentangle it from other forms of social capital and to thus evaluate its relative effectiveness for understanding immigrants’ adaptation, incorporation, and longterm transnational practices. It will enable us to sort out the conditions under which spiritual capital successfully promotes immigrant incorporation and enduring transnational participation, and when it is less effective. It further facilitates in-depth understandings of the range of values, beliefs and behaviors spiritual capital promotes and the ways spiritual capital works with other social capital forms. Second, this project extends discussions of spiritual capital to some of the newest U.S. residents and to the new destinations where they are settling. This focus broadens and furthers discussions of spiritual capital, increasing the impact of this theoretical approach topically and geographically, while simultaneously illuminating the experiences of migrants in these smaller cities, a residential trend likely to continue and grow over time. We analyze the presence and impact of spiritual capital on recent immigrants’ lives at two levels of analysis in response to two central research questions: How does the spiritual capital of small cities where large numbers of immigrants have settled since 1990 influence immigrants’ economic, social, and political integration into the city and their continued involvement in their homeland? How does immigrants’ spiritual capital influence how they develop and maintain economic, social, and political relationships in these cities, in their home countries, and/or in some combination of the two? 5 We address these research questions through a two-stage research design. In the first stage, we map the presence of religious and secular organizations that facilitate migrants' incorporation in each of three small cities selected for study. We will locate and interview the leaders of government, ethnic, philanthropic, social service, and religious organizations that include and offer services to immigrants to ascertain their history and mission, the services they offer, the size of their immigrant populations, their ties to sending-country institutions, etc. These interviews will enable us to assess the range of formal and informal networks and services available to foreign-born residents. They will also enable us to ascertain how religious and secular organizations generate spiritual and social capital at the community level and the respective roles played by each in the economic, social, and political adaptation of migrants in new cities and their homelands. In the second stage of the project, we will examine how spiritual capital influences the simultaneous processes of incorporation and transnational participation among a sample of eighty first generation immigrants from the two largest country of origin groups in each city studied. Within each country of origin group, we will compare immigrants who use and/or are involved with religious organizations and networks and those who are only connected to other kinds of secular, specifically ethnic, networks and organizations. Our goal is to isolate and analyze the role played by religious and secular organizations and networks on the process of immigrants’ settlement, adjustment, economic mobility, and transnational ties. We are interested not only in assessing the relationship between spiritual capital and socioeconomic outcomes but in how religious 6 arenas compare with other kinds of institutions in how they facilitate and socialize migrants economic, political and social participation. We hypothesize that the spiritual capital of cities as well as of individuals influences the ways in which immigrants are incorporated in the United States and their home countries economically, socially, and politically. We expect that cities which have more spiritual capital and a wider range of spiritual capital forms will present more opportunities for immigrants’ incorporation both structurally through the resources made available and qualitatively through the kinds of language, symbols and metaphors conveyed publicly through these resources for thinking about the collective good and what it means to live in the United States. We expect that this will lead to greater simultaneity among Christian groups (i.e. incorporation and transnational engagement at the same time) while among non-Christian migrants, it may contribute to more limited incorporation and more time and energy devoted to homeland concerns. Furthermore, we hypothesize that among Christian migrants, the effect of spiritual capital will vary across economic, political and social integration experiences while among non-Christian groups, it will be equally important. Similarly, we expect that immigrants with more access to spiritual capital will be more integrated both in the U.S. and in their home countries because of the linkages and values this capital makes available and facilitates. These relationships are, of course, additionally influenced by a wide range of other external factors in immigrants’ home countries and the specific cities in question, many of which we will be able to isolate and delineate through the comparison of the two immigrant groups selected for study within each city. 7 The foreign-born population of Olympia, Washington (2000 population of 42,514) grew dramatically in recent years, increasing by almost 64% between 1990 and 2000. While the area was overwhelmingly native-born and white in 1990 (96%), the proportion of Hispanics, Asians and African Americans had reached more than 15% by the year 2000. The largest numbers of immigrants in the city at present are economic migrants from Mexico who work in agriculture, dairies and the service industries. While early immigrants were largely men who came for seasonal work, families have since been reunified and large numbers of young people of Mexican parentage are students in the public school system. The experiences of Mexican immigrants to Olympia will be compared to those of Vietnamese immigrants who first arrived as refugees in the late 1970s when the state was one of the first to welcome them after the Vietnam War. The number of Vietnamese immigrants in Washington state has continued to grow (the only states with more Vietnamese immigrants are California and Texas) as these new residents have found work in professions ranging from janitorial service to engineering and medicine. The majority of Vietnamese immigrants are today employed in or the owners of small businesses or work in Olympia’s service sector. While Mexican immigrants in Olympia typically attend Catholic or evangelical churches, Vietnamese immigrants started and attend Catholic churches as well as Buddhist temples and were assisted in their settlement and incorporation by a wide range of religious and secular organizations. The variation in immigrant experiences and spiritual practices within the same city offers unique and important opportunities. Further, as the project is also comparative, the results will also yield important insights across communities that vary in their social and spiritual capital landscape. 8 Research Plans Research in Olympia and the other two sites will take place in two phases in response to each of our two central research questions. First, to determine how the spiritual capital of small cities influences immigrants’ integration into the city and their continued involvement in their homelands, we will gather information about the spiritual capital of each city. Organizations will be identified through existing contacts in each city, listings in local directories and by generating a snowball sample based on referrals from each of the organizations we contact. The small size of these cities makes a comprehensive mapping possible. Information from this first phase of research will allow us to assess the range of networks available to foreign-born residents and others in each city. It will also enable us to ascertain inductively how religious and secular organizations generate spiritual and social capital at the community level and develop more specific hypotheses about the respective roles played by each in the economic and social adaptation of migrants. We will be specifically interested in the range of types of capital generated by each organization, whether it is grounded in the homeland or the host-land and with what consequences, and the degrees of overlap among different kinds of capital created by individual organizations. Because of our specific interest in economic, social, and political integration, we will pay particular attention in these interviews and subsequent analyses to the ways in which organizations facilitate job seeking, job training and career advancement, personal financial management skills such as budgeting, and the wide range of factors central to social and political integration such as language skills, connections among co-ethnics and non-immigrants, and access to information about civic 9 and political issues in the U.S. and home countries. We will also look at the extent to which spiritual capital is harnessed to address homeland concerns. The second phase of research will then focus on the second research question, which asks how spiritual capital influences how first immigrants are socially, economically and politically integrated in these cities, in their home countries, or in some combination of the two. In this phase, we will conduct in-depth interviews with eighty recent immigrants in each city (240 immigrants total). As outlined in Figure 1, forty immigrants in each city will belong to one country of origin group focused on and forty to another. To isolate and analyze the effect of spiritual capital within each country of origin group, our conceptual strategy is to compare people who have used spiritual and religious capital to those who have only used other kinds of secular capital, and to assess the impact on their socioeconomic incorporation and on their continued involvement in their homeland. While it is impossible to identify these people a priori, we will attempt to do so by locating half of those interviewed in each country of origin group through religious organizations and the other half through secular, primarily ethnic, organizations. We will aim to interview people who are most involved in these religious and secular organizations, to the exclusion of the other, so as to inductively develop a conceptual continuum that outlines the range of types of social capital on which immigrants rely. 10 Figure 1: Distribution of Immigrants across Cities Cities (n=3) Portland Ethnic Groups (n=6) Cambodians Presence / Absence of Spiritual Capital (S.C.) (Interviews with 20 immigrants in each group, N=240 total) S.C. No S.C. Olympia Somalis S.C. Mexicans No S.C. S.C. No S.C. Danbury Vietnamese S.C. No S.C. Portuguese S.C. Brazilians No S.C. S.C. No S.C. To facilitate comparisons within and between ethnic groups in each city, in-depth interviews will be conducted, in native-languages with the assistance of translators or in English depending on respondents’ preferences, following the interview guide attached as Appendix B. The interviews begin by asking respondents about their immigration history, and the different networks and organizations they have been in contact with in the U.S. and their home countries since they arrived. We ask how they made contact with these networks and organizations and what kinds of services and resources they, and their immediate family, have accessed from each. We then measure their social, economic and political incorporation through a range of questions about their schooling and employment situation, their personal work and friendship networks, and their social, civic and organizational involvements. The type and degree of their transnational relations are assessed through questions about their connections with people in their home countries, their international travel, giving, political activism, investments, and other patterns. Questions are designed to assess the degree to which immigrants are integrated in these cities as well as to identify the values, norms, and beliefs they have developed through their religious and secular networks. They are also designed to assess the extent to which 11 migrants use religious resources to stay active in their homelands, whether these are directed at religious institutions or spillover into social and economic life, and how migrants manage these simultaneous involvements. Interview data will be analyzed inductively, with the help of the Atlas-TI qualitative data analysis software, following a grounded theory approach in which patterns are identified and grouped together by theme (Strauss and Corbin 1990). The range of immigrant groups within and between cities will allow for analytic comparisons by geography, immigrant status, country of origin, and time in the U.S. Our central analytic theme, however, centers on the range of ways immigrants create and make use of spiritual capital and the effect of their so doing. We first anticipate developing an analytic continuum or typology that outlines that range of ways immigrants have and make use of spiritual capital, for example that which is based primarily on their involvement in religious organizations, that which is based primarily on their personal religious beliefs and practices, and that which is based on neither or on some combination. By allowing this typology to develop inductively from interviews with immigrants who have access to and make use of more and less spiritual capital, we will theoretically specify the distinctions between spiritual and social capital and advance theoretical work in the field. Then, we will assess the degree to which immigrants’ different forms of and access to spiritual capital influence their incorporation in the States, their home countries, or both explicitly through the networks they generate or facilitate as well as implicitly through their outlooks and views about the process of immigration. Research Team Professor Curran, an expert in international migration at the Henry M. Jackson School of International Studies and the Daniel J. Evans School of Public Policy at the 12 University of Washington will lead the research team in Olympia, Washington with the assistance of the Center for Studies in Demography and Ecology and the Jackson School of International Studies. Professor Curran, the winner of numerous mentoring and teaching awards, will include graduate students on the Olympia research team who represent a range of disciplines and backgrounds. The other two scholars collaborating on the other research sites, include Wendy Cadge, a qualitative sociology professor at Bowdoin College and an expert on religion and religious practices, and Peggy Levitt, a qualitative sociologist at Wellesley College and an expert on immigration, religion, and transnational practices. 13 Appendix A. Interview Guide for Organizations Involving or Serving Immigrants in Small Cities. Note: These questions will be modified and asked with reference to the country of origin groups studied in each city. I. Background To begin, I am hoping to learn a bit about the founding and history of this organization. 1. When was it started? Who started it? How was it supported financially? What factors led to its founding? 2. What were the goals or purposes of the organization when it began? 3. How did the organization work to meet these goals? 4. How were foreign-born people involved with the organization at the start? (as founders, leaders, participants, clients etc.) 5. What kinds of contact, if any, did the organization have with other organizations in the U.S. or abroad when it was starting? 6. How has the organization evolved over time in terms of its mission, size, activities, interactions with foreign-born residents, interactions with people outside the U.S. etc.? 7. In every organization, disagreements and conflicts occasionally arise. What can you tell me about some of those moments? How are problems/conflicts resolved? 8. How did you become involved with the organization? How long have you been involved? In what capacities? 9. How successful does the organization think it has been in helping new immigrants? Why ? What does it offer that other groups do not? What is its vision for the future? 10. Given unlimited resources, what would you change? II. Work with Foreign-Born City Residents We are talking today because this organization works in some way with foreign-born city residents 1. Which groups of foreign-born residents is the organization currently involved with? How did the organization come to be involved with those groups? Why? 2. In what ways is the organization involved with these immigrants? 3. What kinds of social and political services, if any, does the organization provide to immigrants? Specifically, does it offer any of the following: ESL classes, translation assistance, housing assistance, emergency food or housing assistance? Are these services also provided to native-born residents? Why or why not? 4. Why do you think it is important to provide immigrants with these services? 5. What kinds of economic services, if any, does the organization provide immigrants? Specifically does it offer any of the following: job training, job placement, emergency loans, assistance with banking or savings? Are these services also provided to native-born residents? Why or why not? 6. Why do you think it is important to provide immigrants with these economic services? 7. What kinds of contacts does this organization currently have with people or organizations in immigrants’ home countries? Other groups around the world? How has it changed what it does, if at all in response to these ties? 14 8. To what extent do immigrants come into contact with the native-born through their interactions with your organization? What happens during these interactions? What kinds of pan-ethnic or pan-religious alliances are emerging and with what consequences? 9. What kind of feedback do you receive from clients? Are they asking for different services and programs than you might have imagined, and if so, how does your organization respond? 10. Do you receive feedback or suggestions from native-born residents of the city? Are they generally positive or is there sometimes criticism or even hostility? 11. Tell me about your interactions with city officials and the municipality? Are they supportive of your work? How do you believe they perceive your organization? III. General Questions about Foreign-Born City Residents 1. What are the biggest challenges that foreign-born residents in this city face today? 2. What is your sense of migrants' continued involvement in their homeland? Is your organization involved in any way in helping them to be so? 3. How do you see the integration of this city’s foreign-born residents? Are they assimilating or acculturating into the “mainstream”? Are they insular or isolated? Or some combination of both? 4. How do you see religious organizations in the city responding to some of these challenges? Why do you think they are responding this way? What is the general public discussion about newcomers and the city's responsibility, or lack their of, to respond to them? 5. How do you see secular organizations in the city responding to these challenges? Why do you think they are responding this way? 6. In what ways are the mission and activities of your organization unique in comparison to these others? What do you offer that aids economic and/or social mobility that others do not? 7. Based on your experiences, how would the lives of immigrants in this city be different next week if all of the religious organizations here closed their doors? 8. What other organizations in the city would you suggest that we contact to learn more about these questions? 15 Appendix B. Interview Guide for Immigrants in Small Cities Note: These questions will be modified and asked with reference to the country of origin groups studied in each city. I. General Background To begin, I am hoping to learn about how you came to live in the U.S. generally and this city specifically. 1. When and where were you born? Where did you grow up? When did you first leave your country of origin and under what circumstances? 2. When did you first come to the U.S.? Where did you go? Why? 3. When did you first come to this city? When did you first come to this city to live? 4. Why did you come to this city and not another? II. Experience on arrival in this city I am curious what you did and thought about when you first arrived here. 1. When you first arrived in this city to live, who was with you (i.e. family, friends etc.)? 2. Where did you live at the beginning? What kinds of language, educational, and occupational skills did you bring with you? 3. Who were some of the first people you met and how did you meet them? 4. Which organizations, if any, in the city did you have contact with when you first arrived? Religious organizations? Secular organizations? How did you come to be involved with them? [probe with examples of organizations in each city] How did you know about these groups? What was it like the first time you visited? 5. What kind of help or assistance did these organizations provide you, if any? 6. What did you like about this city shortly after arriving? What did you dislike? 7. What was the best thing that happened to you early in your time here? And the worst? 8. How often were you in touch with people in your homeland? With what aim? Did you belong to any groups that fostered these connections or was it primarily a matter of family and personal ties? III. Subsequent experience in the city I am interested in learning about your life in this city now. 1. First, I would like to learn about your living situation. Where do you live now? How did you find that place? Who lives with you in your house now? 2. What types of ethnic and racial groups live in your neighborhood? Are they primarily one group or another, or is it mixed? 3. Second, I would like to learn about how you live here economically. Do you work? If yes, how what kind of job do you do? How did you find your job? What are the good parts of your job? And the bad? 4. Whom do you work with? Are they from your own ethnic group or others, or mixed? 5. Do you have children who are in school here? What kinds of contact, if any, have you had with their schools? 6. Do you consider yourself a religious or spiritual person? How, if at all, have your religious beliefs helped you since you moved here? 16 7. Has your religiosity changed at all since being in the United States? 8. When you are not working, how do you like to spend your time? 9. Outside of your family and work, who are the people with whom you spend the most time? 10. Do you participate in any religious events or organizations in the city? Why or why not? 11. Do you participate in any ethnic or civic organizations in the city? Why or why not? [names of groups inserted as appropriate for respondent] 12. Are you involved in your neighborhood or local community? How many of your neighbors do you know? Are you friendly with them or just acquaintances? 13. Do you participate politically? Do you vote? Have you ever run for any political office or committee? IV. Transnational connections 1. Since you came to this city to live, have you returned to your home country? When and how often? 2. What kinds of contact do you have with people who still live in your home country? How are you in touch with them? 3. What kinds of contact do you have with others from your home country who live in the U.S. or other countries outside your home country? 4. Have you sent any money to family or friends in your home country since you arrived here? Have you sent any packages of goods or gifts? How often might you do either of these? 5. Do you belong to a religious group that is some how connected to similar groups in your homeland or around the world? What kinds of things do you do? Why is this important to you? What do you get out of it? 6. Have you voted or participated in political events or processes in your home country since you came to live in the States? Which presidential election is more important? 7. If possible, would you like dual citizenship? Why or why not? What are your thoughts on U.S. citizenship? Was/Is it important for you to be naturalized – why? 8. How do you perceive the term “my country?” Is it the U.S., your homeland, or hyphenated-American? 9. What is “American” about you? Is there a limit to how American you can become? 10. What does one do for their country? What is a good citizen? Are you patriotic, and to which nation? 11. What kinds of groups do you belong to that are working on home-country concerns? Why? 12. Sometimes it is difficult for people to balance living in two worlds. Can you talk about how you manage your ties to your homeland and your ties to people here? V. Concluding questions 1. If someone from your home country asked for your advice about whether or not to move to this city, what would you tell them? 2. If that person was looking for work, what would you suggest? 3. What about if they needed a loan to rent their first apartment? 4. 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Other Research Expenses (covered by Templeton) Travel Research assistance for two quarters & summer Translation/Transcription IDC 23