III. IV. V.A. V.B. V.B.3 V.C. VI. VII. VIII. TABLE OF CONTENTS Executive Summary Summary of Phase I Proposal for Phase II Partnerships References Supporting Letters Budget and Budget Justification Resumes Total Number of Pages 4 8½ 6½ 2 2 2 6 6 Page Number 2 6 14 20 22 24 26 32 IV. EXECUTIVE SUMMARY NCER Assistance Agreement Project Report Executive Summary Date of Project Report: March 23, 2010 EPA Agreement Number: SU834291 Project Title: Improved Cook Stoves for Haiti Using Thermoelectrics to Reduce Deforestation and Improve Quality of Life Faculty Advisors(s), Departments, and Institutions: Robert Stevens, Mechanical Engineering, rjseme@rit.edu; Richard Lux, Engineering, ralddm@rit.edu; Brian Thorn, Industrial and Systems Engineering, bkteie@rit.edu; James Myers, Multidisciplinary Studies, Rochester Institute of Technology, Rochester, NY Student Team Members, Departments, and Institutions: Salinla Chaijaroonrat, Chris Goulet, Matthew Labrie, Chris Brol, Aaron Dibble, Ian Donahue, Kevin Molocznik, Neal McKimpson, Young Jo Fontaine, Shawn Hoskins, Dan Scannell, Dan Higgins, and Luke Poandl; Mechanical, Electrical, and Industrial and Systems Engineering, RIT. Project Period: August 15, 2009 through August 14, 2010 Description and Objective of Research: According to the World Health Organization more than three billion people depend on biomass (wood, dung, or agriculture residues) primarily for cooking. The practice of cooking with biomass has decimated many ecosystems, requires an enormous amount of human effort to gather, and creates considerable health problems that continue to plague the world’s poorest populations. These problems are no more apparent than in Haiti, the poorest country in the Western Hemisphere. To minimize the harmful effects associated with cooking, a Rochester Institute of Technology (RIT) multidisciplinary student engineering team in partnership with an NGO is designing, building, and testing more efficient, cleaner, and socially acceptable cook stoves using thermoelectrics and a simple blower. The improved stoves will significantly reduce the need for biomass, which will help cut the alarming deforestation rates in Haiti while reducing the time and financial resources spent on fuel. The enhanced stove will also improve the indoor air quality, thereby reducing deaths associated with respiratory illnesses. The advanced stove will be designed with the intent of assembly in Haiti, creating jobs which are greatly needed to create local prosperity. The focus of the stove project has been to build on recent stove advancements to develop an improved stove for Haiti and other developing nations with the goals of: 1. reducing fuel use by a factor of two or greater in order to turn the tide on deforestation and diminish the time and limited financial resources spent on fuel; 2. creating microenterprises for assembling the advanced stoves to generate wealth and develop local expertise for maintaining the stoves in order to improve chances of sustained stove adoption; 3. enhancing conventional cooking techniques for traditional foods; 4. providing an electrical power source to operate auxiliary loads such as radio, lighting, charge cell phone batteries, and small UV water treatment technologies; 5. improving the air quality for women and children, and; 6. minimizing the impact on the local and global environment by incorporating a life cycle analysis in the design process. Summary of Findings (Outputs/Outcomes): Three student teams of mechanical, electrical, and industrial engineers were formed in the fall of 2009. The first team’s focus was on researching different testing options for comparing stoves and assisting in providing feedback during stove development for the first phase and future phases of the project. The second team focused on developing the first generation of the combustion chamber and stove body, while the third team has focused on developing a thermoelectric power unit thermal and power conditioning system. The teams have worked closely together throughout the course of the project. The student teams developed a working relationship with H.O.P.E., an NGO focused on development work in Borgne, Haiti. In consultation with H.O.P.E, the teams established the needs of the end customer, rural families and vendors in Haiti. Multiple needs were identified and prioritized to create an effective stove solution that would be more functional than the current stoves used in Borgne, Haiti, while also providing economic, environmental, and personal health benefits. The most important of these needs are: the stove is affordable, cheap to operate and maintain, fits the existing cooking practices and cookware, transportable, is simple and intuitive to use, and potentially provides electric power generation capability. The teams developed three sets of project specific engineering specifications based on established customer needs and their particular team’s project’s scope. Several stove technologies including the 3-stone, earthen stoves, rocket stoves, various gasification stoves, and jet stoves were benchmarked to determine key design parameters. Factors that should be incorporated to improve combustion in the design included: 1) creating a good draft, 2) insulate around the fire for a hotter burn, 3) avoid the use of dense material around the combustion chamber to reduce warm-up time, 4) allow air to circulate and contact all surfaces of the fuel, 5) meter/limit fuel capacity, 6) limit cold air intake into the combustion chamber, and 7) preheat intake air to maintain complete combustion. The stove design team developed multiple concepts including both gasifier and direct single stage combustion stoves. Based on feedback from technical reviews and consultation with H.O.P.E., the gasification stove was selected for further design development because of the potential for higher fuel efficiency, controlling burn rates, and reduced emissions. The stove integrates some of the recent stove advancements. The basic concept design for the thermoelectric stove consists of an inner combustion chamber surrounded by an outer shell. Air in the channel around the combustion chamber is slightly pressurized by the use of a fan that is powered by a thermoelectric module, a robust solid state device that converts thermal energy directly into electrical energy. The pressurized air is used to force air through perforations in the inner stove wall and into the combustion chamber to optimize the air-fuel ratio and ensure complete combustion. The air passing through the outer chamber also helps reduce heat losses through the walls. So minimizing side losses will be done without the need for ceramics or bricks. Therefore the thermoelectric stove with its thinner walls will have significantly less mass, enabling quicker start up times. Quicker start up times means reduced time spent on task and smaller fuel requirements for stove warm-up. The first concept stove being built and tested should provide cooking power of 1,250 to 5,400 Kcal/hr and consume charcoal at a rate of 1.6 kg/hr when simmering for rice and beans, substantially less than the current Haitian practices. The first stove concept was designed to allow for quick variations in combustion chamber height, hole count, and air flow so experimental optimization can be done early in the project. Control of the air flow will provide some control over heat rates for different cooking options (boiling, simmering, frying, etc.). Sustainability and manufacturability are critical to a good stove design. In researching possible building materials, the team discovered that Haitians have access to 55 gallon steel drums used for transporting oil and food. The Haitian people currently have a process in place for reconditioning these barrels for creating metal art. These drums are made from 18GA coldrolled sheet steel, which was determined to be structurally capable of supporting the weight of the largest pots identified during the needs assessment stage of the project. By using the steel drums which are relatively inexpensive, the primary stove with the exception of the power unit and fan could be built for under $10 using a recycled material and a skill set that is locally available. In order for the gasification stove to work, a fan is required. Using an inexpensive mass produced fan found in computers worldwide coupled with a thermoelectric generator module was determined to be the most viable solution. Thermoelectrics are a solid state power generation technology that can directly convert heat from the stove into electricity. An initial thermal system prototype was designed and is currently being tested. During initial start-up there will not be a sufficient temperature gradient for power generation, therefore a rechargeable battery pack will be needed to initially power the fan. Once sufficient temperatures are reached the thermoelectric will power the fan and charge the battery pack for future use. The thermal system is designed to keep the hot side of the thermoelectric module at 230°C and the cold side at 50°C, resulting in a power output of 2.7 watts using an off-the-shelf thermoelectric generator module. The designed power conditioning circuit includes a buck-boost converter and battery charge IC for charging three NiMH batteries and powering a USB power module for cell phone charging and auxiliary loads. Switching circuitry is used to prioritize the loads (fan, battery charging/discharging, and aux power). Testing of stove performance is critical for not only quantifying reduction in fuel use and emissions of the advanced stove when compared to traditional stoves but also in providing a means to quickly optimize the stove design. The team chose the Water Boiling Test (WBT) and Controlled Cooking Test (CCT) for the basis of the RIT testing procedure. To conduct these tests in a repeatable manner a test stand was designed and is currently being built. The designed test stand will have the capability of measuring thermal performance of the stove as well as CO and particulate matter emissions during the WBT and CCT. The test stand monitors fuel consumption rates and characterizes heat losses by the use of a digital scale and multiple thermocouples. Conclusions: Upon completion of initial testing, the team will enter a redesign phase to address any deficiencies in the design. By addressing these deficiencies in the alpha prototype design it will be possible to ensure that the beta prototype is truly ready for field testing deployment. Field testing will be done with the help of the team’s partner organizations in Haiti. One to two stoves will be sent to H.O.P.E. during the summer for distribution to the households in Northern Haiti. Daily use of stoves should provide valuable feedback with respect to the utility, durability, and desirability of the current design. Upon receiving this valuable feedback from field testing, the team will be able to prepare a plan for future phases of the project to be conducted by future student design teams. Proposed Phase II Objectives and Strategies: The second phase of this project will build on the successes of Phase I. The second phase objectives will be to Develop at least two additional generations of improved cook stoves based on feedback from field testing of earlier stove generations and continued needs assessment; Conduct extensive field testing and observations of the two generations of cook stove prototypes to both qualitatively and quantitatively measure the potential environmental, economic, and social impacts of adopting the improved stove and to assess the local manufacturing options for further design improvements; Develop business plans for the creation of local microenterprises in Haiti and an initiative for broadening the stove project on a national and potentially a regional level; and Develop pilot projects in three communities in Northern Haiti. To build on the success of the first phase of the project, both stove kits and fully assembled prototype stoves will be sent to the H.O.P.E. Tech Center. AN RIT team of faculty and students will travel to Borgne to assist with field testing. The Tech Center will assemble the units and document issues with assembly and then provide feedback to the RIT team on areas for improvement with techniques and design modifications for more appropriate local fabrication and assembly. The Tech Centers will also distribute some of the stoves to the end users and follow-up with a survey and observations for future improvements. This feedback will be instrumental in the development of a second generation stove design. During the first field visit, the H.O.P.E. and RIT team will also collect more extensive behavioral data associated with cooking by the use surveys, videos, and direct observations. This data will be used by both the Sustainable Innovation Course and Engineering Design Teams in the design of a second generation stove and microenterprise business concept. During the summer of the second year the local business concept and second generation of stove will be tested. During this phase, H.O.P.E will collaborate with the RIT team to identify strategies for replicating microenterprise models in other communities and regions across Haiti. The goal would be to identify community-based networks which could be leveraged to support localized capacity building and technology transfer. During the second year of Phase II, the project team in partnership with the H.O.P.E. Tech Center will identify three communities in Northern Haiti where three pilot projects based on the microenterprise business will be developed. H.O.P.E. will assist in conducting user surveys that focus on both the technology and the business structure stove adoption. Publications/Presentations: Three technical articles will be prepared for RIT KGCOE MultiDisciplinary Senior Design during April and May 2010. These articles are published internally to RIT. Supplemental Keywords: cook stove, thermoelectrics, biomass, community power, third world. Relevant Web Sites: The working project websites can be accessed at http://edge.rit.edu/content/P10451/public/Home, http://edge.rit.edu/content/P10461/public/Home, http://edge.rit.edu/content/P10462/public/Home. V.A. SUMMARY OF PHASE I 1. BACKGROUND AND PROBLEM DEFINITION According to the World Health Organization more than three billion people depend on biomass (wood, dung, or agriculture residues) primarily for cooking [1]. The practice of cooking with biomass has decimated many ecosystems, requires an enormous amount of human effort to gather, and creates considerable health problems that continue to plague the world’s poorest populations. These problems are no more apparent than in Haiti, the poorest country in the Western Hemisphere. To minimize the harmful effects associated with cooking, a Rochester Institute of Technology (RIT) multidisciplinary student engineering team in partnership with an NGO is designing, building, and testing more efficient, cleaner, and socially acceptable cook stoves using thermoelectrics and a simple blower. The improved stoves will significantly reduce the need for biomass, which will help cut the alarming deforestation rates in Haiti while reducing the time and financial resources spent on fuel. The enhanced stove will also improve indoor air quality, thereby reducing deaths associated with respiratory illnesses. The advanced stove will be designed with the intent of assembly in Haiti, creating jobs greatly needed to develop local prosperity. Haiti, inhabited by over 8.5 million people with a GNI per capita of $420, was once covered with a lush forest but now stands with less than 4% of forested land. This dramatic loss of forested land has been caused by the need for cooking fuel, currently more than 75% of all the energy consumed in Haiti [2]. The deforestation caused by fuel harvesting has been well documented and can clearly be seen in a NASA satellite image shown below of the border between Haiti and Dominican Republic [3]. The removal of such vast sections of forests has destroyed much of Haiti’s original ecosystem. Haiti Dominican Republic Beside the destruction of vast ecosystems, deforestation leads to significant topsoil erosion that reduces the land suitable for agricultural purposes, pushing Haitians further into poverty. Over half of the land is not suitable for farming because of top soil loss. Farmland continues to be lost by several percent a year due to erosion over the past few decades, making it difficult for Haiti to feed itself [4]. Stopping deforestation is critical to Haiti’s survival. In addition, deforestation leads to mudslides and flooding triggered by hurricanes or even small storms, resulting in tremendous human catastrophes. Over the past several years there have been numerous news reports of significant number of deaths associated with flooding and mudslides directly linked to deforestation [5-8]. The United Nations Environmental Programme has shown a strong correlation between the extent of deforestation and deaths due to hurricanes per exposed person [9]. Haiti has a hurricane associated death rate more than three times that of any other country in the Caribbean. In fact, hurricane related death rates on average are 4.6 greater for Haiti than the Dominican Republic even though they share the same island [9]. This is almost solely due to flooding and mudslides caused by deforestation from fuel gathering. Besides the local destruction caused by harvesting biomass, wood and charcoal fuel use also has an impact on global environment. Studies have shown that the production and combustion of charcoal, the primary cooking fuel in Haiti, releases greenhouse gases such as carbon monoxide, methane, and non-methane hydrocarbons at rates significantly higher than the net carbon dioxide released by unsustainable wood gathering [10]. Reducing greenhouse gases by improving stove overall efficiency and improving combustion will reduce Haiti and other developing countries’ negative impact on global climate change. The traditional three-stone or elevated grate fires result in incomplete combustion leading to poor air quality causing significant respiratory deaths. Over 1.5 million deaths per year worldwide are attributed to poor indoor air quality from the use of traditional fuels [1]. The World Health Organization has shown that lower respiratory infections are the second largest killer after diarrhea by environmental factors of children in the developing regions of the world [11]. Significantly reducing the particulate matter which is the primary cause of these illnesses can be achieved by improved stove designs. One way to mitigate these enormous problems associated with burning biomass is to shift to alternative fuel types. As a family’s wealth grows, there is typically a shift from firewood and charcoal to modern fuels such as liquefied petroleum gas, natural gas, and electricity [12]. But because of slow growth in wealth and lack of infrastructure, modern fuels will not be readily accessible for a large portion of the world’s population, especially as some fuel resources become limited. Solar cooking has been seen as an option with limited success because it often does not fit with the local cooking practices and therefore is not readily adopted. For these reasons a significant percentage of the world’s population will continue to rely on biomass as the primary cooking fuel. Because cook stoves will continue to be a necessity for much of the world, especially for Haiti, and the environmental problems continue to grow with their use, developing highly efficient, cleaner, and socially acceptable cook stoves is vital. The focus of this project has been to build on recent stove advancements to develop an improved stove for Haiti and other developing nations with the goals of: 1. reducing fuel use by a factor of two or greater in order to turn the tide on deforestation and diminish the time and limited financial resources spent on fuel; 2. creating microenterprises for assembling the advanced stoves to generate wealth and develop local expertise for maintaining the stoves in order to improve chances of sustained stove adoption; 3. enhancing conventional cooking techniques for traditional foods; 4. providing an electrical power source to operate auxiliary loads such as radio, lighting, charge cell phone batteries, and small UV water treatment technologies; 5. improving the air quality for women and children, and; 6. minimizing the negative impact on the local and global environment by incorporating a life cycle analysis in the design process. 2. PURPOSE, OBJECTIVES, SCOPE The developed stove will improve indoor air quality, save money and time used for acquiring fuel, reduce deforestation, diminish greenhouse gases emitted, and lead to the development of local skills and jobs. H.O.P.E. (Haiti Outreach - Pwoje Espwa), our partner in Haiti, is not aware of any advanced cook stove efforts in the region and firmly believes that there is a need for developing and deploying advanced cook stoves there. The specific objectives of Phase I are to: 1. form a multidisciplinary student design team; 2. conduct of a needs assessment in collaboration with H.O.P.E, an NGO located in the Borgne area along the Northern coast of Haiti; 3. develop a detailed technical design of an improved stove using thermoelectrics by the student team with periodic technical reviews throughout the design phase. 4. fabricate a first generation prototype with subsystem testing. 5. test of the prototype at Rochester Institute of Technology, and; 6. modify the prototype followed by field testing in Haiti by H.O.P.E.’s Tech Center. Completion of the first phase of the project would position future student teams and activities in such a way that they could continue to work with H.O.P.E. in the field to design future iterations of the stove system and ensure that the stove could be easily manufactured by local microenterprises. Relationship to People, Prosperity, and the Planet Developing and deploying an appropriate and advanced cook stove to the Borgne and other regions of Haiti has the potential to dramatically improve the quality of life of Haitians. An enhanced stove will reduce the time and resources spent on gathering fuel wood and charcoal, allow for superior control in cooking, and potentially provide an auxiliary and inexpensive power source for electric lighting and radios. Improving the stove efficiency by a factor of two or more from the traditional three stone or grate stoves would have a profound impact on the planet by reducing deforestation and emissions. Improving combustion also reduces many of the emissions associated with respiratory illnesses that plague women and children in much of the developing world. By increasing cooking efficiency and reducing demand for wood, there will be a greater chance that H.O.P.E. and others’ reforestation projects will be successful and create a more satisfying outdoor environment for the Haitian people to enjoy. Turning the tide on deforestation will reduce the loss of topsoil in the region. This will lessen the chances of devastating flash floods and mudslides that have inundated Haiti over the past couple of decades. Reducing deforestation will also improve the ability of the land to absorb water, raising the local water tables for improved agriculture production in the region. Additionally, the cutback of fuel for cooking will help to reduce the overall time needed to collect fuel. This work generally falls on women and children. With the reduction in fuel gathering time, Haitians would be able to partake in more productive activities such as incomegenerating work, reading, or studying. In addition, it is a goal of this project that the end product be suitable for assembly by microenterprises in the regions of the world in which it will ultimately be used. Thus, not only will the novel stoves provide the benefits mentioned above, but will also increase the prosperity of the local region. Building local assembly and maintenance capabilities will also improve the likelihood of the project’s being sustainable beyond the initial deployment phase of the project. The partnership with H.O.P.E. is instrumental in ensuring the designed stove is suitable for assembly in the Borgne region of Haiti. Educational Tool This P3 project was incorporated into RIT’s Kate Gleason College of Engineering Multidisciplinary Design Experience (MDE). During this experience students from Industrial and Systems Engineering, Mechanical Engineering, and Electrical Engineering form teams to work on projects for a wide variety of clients, thus providing real-world business interactions. Students enrolled in the MDE worked through a formal engineering design process to complete their projects over two quarters. For the stove project, students evaluated their conceptual designs against both traditional cost and productivity criteria as well as against broader sustainability criteria. Standard methods and metrics which ignore environmental and social externalities may not be appropriate for a project or product that was evaluated against broader sustainability criteria. An important step forward in increasing the awareness of students with respect to the impacts of their designs on people, prosperity, and the planet is being made since sustainability issues have been carefully built into the design process. In addition, for this project the student team was in communication with technical partners from H.O.P.E. who have helped assess the needs as well as provide technical feedback on concept and system level design, with special attention on user interface and manufacturability using local resources. This interaction helped sensitize the students to issues of fabricating and operating a system in an environment where the systems might ultimately be fabricated and deployed. 3. DATA, FINDINGS, OUTPUTS/OUTCOMES Three student teams of 13 mechanical, electrical, and industrial engineers were formed in the fall of 2009. The first team’s focus was on researching different testing options for comparing stoves and assisting in providing feedback during stove development for the first phase and future phases of the project. The second team focused on developing the first generation of the combustion chamber and stove body, while the third team has focused on developing a thermoelectric power unit thermal and power conditioning system. The teams have worked closely together throughout the course of the project. The student teams developed a working relationship with H.O.P.E. In consultation with H.O.P.E, the teams established the needs of the end customer, rural families and vendors in Haiti. Multiple needs were identified and prioritized to create an effective stove solution that would be more functional than the current stoves used in Borgne, Haiti, while also providing economic, environmental, and personal health benefits. The most important of these needs are: the stove is affordable, cheap to operate and maintain, fits the existing cooking practices and cookware, transportable, is simple and intuitive to use, and potentially provides electric power generation capability. The teams developed three sets of project specific engineering specifications based on established customer needs and their particular team’s projects scope. See Table 1 for a sample of the engineering specification developed by the stove development team. The other two design projects had similar specs. The specifications were used by the student teams along with input from project partners and industrial representatives to guide the concept generation and final design selection. Table 1. Sample of Established Engineering Design Specifications for Stove Design Team Engr. Spec. # ES1 Source Unit of Measure Marginal Value Ideal Value $ 20 < 10 Fuel consumption rate at full boil kg/hr < 10 7.04 Time to cook typical Haitian meal hours 1-4 1-4 minutes < 10 5-7 kW 4-8 6 hours > 0.5 1 kg/hr <5 1.64 Specification (description) Cost of final system ES7 CN1 CN2, CN3 CN2, CN4 CN2, CN4 CN12 CN2, CN4 CN2, CN4 CN3 Range of pot sizes m 0.25-0.46 0.2-0.61 ES8 CN3 Capacity of water/rice for design L 11.356 11.356 ES9 ES14 Average startup/prep. Time Lifetime of stove minutes years 10 3-5 < 10 >5 N 300-700 660 Size of final stove - Height Size of final stove - Outer Diameter Weight of final stove assembly System portability m m kg Y/N <1 0.46-0.61 13-30 Y 0.5 0.48 < 20 Y Manufactured w/ locally available resources Y/N Y Y ES27 CN4 CN5 CN5, CN10 CN6 CN6 CN6 CN6 CN7, CN14 CN13 °C < 50 < 40 ES29 CN15 User controlled heat/flame intensity Y/N Y Y ES30 CN15 User controlled heat/flame intensity Y/N Y < Reference Y < Reference ES2 ES3 ES4 ES5 ES6 ES15 ES18 ES19 ES20 ES21 ES24 ES31 Time to boil 11 liters of water Power required to boil water Minimum required run time for simmering conditions Fuel consumption rate at simmer Top/load force to collapse/destabilize Maximum temperature of outside stove surface Overall stove sustainability eco-points Combustion Chamber and Stove Design The team researched several stove technologies including the 3-stone, earthen stoves, rocket stoves, various gasification stoves, and jet stoves. Benchmarking was done to identify the key means of improving stove performance. Factors that can be incorporated to improve combustion in the design included: 1) creating a good draft, 2) insulate around the fire for a hotter burn, 3) avoid the use of dense material around the combustion chamber to reduce warm-up time, 4) allow air to circulate and contact all surfaces of the fuel, 5) meter/limit fuel capacity, 6) limit cold air intake into the combustion chamber, and 7) preheat intake air to maintain complete combustion. The stove design team developed multiple concepts including both gasifier and direct single stage combustion stoves. Based on feedback from technical reviews and consultation with H.O.P.E., the gasification stove was selected for further design development. The basic concept selected is depicted in Figure 2. For this concept, air enters the chamber between the combustion chamber and outer wall through a single side port in the stove (A). The air is pulled in by a small fan located at (A) which also creates the flow to push the air through the system. In the area between the combustion chamber and outer wall, the air acts as an insulator between the hot combustion chamber and the cool outside wall. The air is heated and travels through holes in the combustion chamber. Some air goes through the holes at (B) (the primary air holes) where it mixes with the burning charcoal at a specific rate that allows for gasification. This reaction of charcoal, the dominant fuel used in Haiti, with limited oxygen creates a fuel gas which rises up the chamber and comes in contact with the air coming into the chamber at (C) (secondary air holes) where it is fully combusted. Creating a fuel gas is much more efficient Figure 2: First Generation Stove Concept than burning everything in a single stage. This is because if complete combustion were attempted at (B) gas coming off the charcoal would escape before all was combusted (visible smoke) and the extra heat from full combustion would burn the charcoal quicker than is needed. Gasifying the charcoal maximizes its burn time and the energy that can be extracted. This two stage combustion process creates a very clean efficient combustion because mixing the gas with air burns very cleanly. There should be negligible smoke when the two stage process is working properly. The air passing through the outer chamber also helps reduce heat losses through the walls. Most heat that is typically lost through the walls in some advanced stoves would instead be captured by the incoming make-up air and returned to the combustion chamber for this novel approach. So minimizing side losses will be done without the need for ceramics or bricks for insulation; therefore the thermoelectric stove with its thinner walls will have significantly less mass enabling quicker start up times. Quicker start up times means reduced time spent on task and smaller fuel requirements for stove warm-up. To further improve stove efficiency the first generation stove will use an inexpensive radiant barrier to reduce side losses. Besides improving overall combustion efficiency, improving the heat transfer from the hot combustion gases to the cooking pot is critical. Factors that can improve this heat transfer include: 1) a large pot surface area, 2) direct heat through narrow channels around the pot, 3) maintaining turbulent, fastmoving airflow around the pot to avoid boundary layer effects, and 4) using materials that have a high heat thermal conductivity. The stove is designed with a skirt to fit a very wide variety of pot shapes and sizes and still maintain narrow gaps to transfer the heat to the pot. Energy is directed towards the stove skirt through the use of air channels. Although stoves are readily used throughout the world, modeling the thermal performance of a stove design is quite complex especially when determining the optimal size and aspect ratio of the combustion chamber and the size, number and position of the first and second stage make-up air holes. The combustion chamber design was based on stove combustion models presented by Belonio, Bryden et al., and Reed and Das [18-20]. The designed stove should provide cooking power of 1,250 to 5,400 Kcal/hr and consume charcoal at a rate of 1.6 kg/hr when simmering for rice and beans, substantially less than current practices. Because the models are general and much of the successes of stove design improvements have required experimentation, the first stove concept was designed to allow for quick variations in combustion chamber height, hole count, and air flow so experimental optimization can be done over the next couple of months. Control of the air flow will provide some control over heat rates for different cooking options (boiling, simmering, frying, etc.). The stove also allows for placing the appropriate amount of fuel in the combustion chamber to minimize over fueling the stove, which is common practice for a three-stone fire that requires a large pile of charcoal to start. Often Haitians will stomp out fire on excess charcoal after cooking is done to save fuel for future use. The new stove concept will hopefully eliminate much of this practice while minimizing wasted fuel. Sustainability and manufacturability are critical to a good stove design. In researching possible building materials, the team discovered that Haitians have access to 55 gallon steel drums used for transporting oil and food. The Haitian people currently have a process in place for reconditioning these barrels for creating metal art. These drums are made from 18GA coldrolled sheet steel, which was determined to be structurally capable of supporting the weight of the largest pots identified during the needs assessment stage of the project. By using the steel drums which are relatively inexpensive, the primary stove with the exception of the power unit and fan could be built for under $10 using a recycled material and a skill set that is locally available. Thermoelectric Power System Design In order for the gasification stove to work, a fan is required. The options for powering a fan considered were to use batteries, a hand crank, or thermoelectrics. Recharging batteries in rural areas would be challenging and the large storage capacity that would be required for several hours of cook time required for typical Haitian meals made the battery option impractical and unsustainable. The hand crank option could interfere with cooking practices and providing the air flow needed for the two stage combustion would be difficult. Using an inexpensive mass produced fan found in computers worldwide coupled with a thermoelectric generator module was determined to be the most viable solution. Thermoelectrics are a solid state power generation technology that can directly convert heat from the stove into electricity. In order to generate electrical power the thermoelectric modules must be subjected to a sizeable temperature difference across the sides of the modules. This will be accomplished by thermally coupling one thermo-electric module to the combustion chamber and placing a finned heat sink on the cold side of the module. The fan used to pressurize the outer cavity of the stove will be directed towards the cooling fins to keep them cool and capture heat transferred across the thermoelectric, in essence preheating the air before entering the combustion chamber. Figure 3: Thermoelectric Power System Design Figure 3 depicts the basic thermal system design for the first generation power system. During initial start-up there will not be a sufficient temperature gradient for power generation, therefore a rechargeable battery pack will be needed to initially power the fan. Once sufficient temperatures are reached the thermoelectric will power the fan and charge the battery pack for future use. The first generation of the power unit has been designed to power an existing gasifier stove, Woodgas Campstove XL, which currently uses batteries but has no power generation option. This stove is being used for preliminary testing until the team designing the combustion chamber conducts testing and optimizes the first generation stove design at which point the thermoelectric power team will make slight modifications to meet the required energy demands of the designed stove. The thermoelectric system consists of a thermal bridge, shown in figure 3, consisting of a 6061-T6 aluminum rod protruding into the combustion chamber by slightly over 3cm. The other end of the rod is thermally coupled to a heat spreading block where a thermoelectric module is mounted. An aluminum heat sink is mounted on the cold side of the thermoelectric in order to maintain a large temperature difference across the module. The thermal system is designed to keep the hot side of the thermoelectric module at 230°C and the cold side at 50°C, resulting in a power output of 2.7 watts using an off-the-shelf thermoelectric generator module. The designed power conditioning circuit includes a buck-boost converter and battery charge IC for charging three NiMH batteries and powering a USB power module for cell phone charging and auxiliary loads. Switching circuitry is used to prioritize the loads (fan, battery charging/discharging, and aux power). Stove Characterization and Testing Capabilities Testing of stove performance is critical for not only quantifying reduction in fuel use and emissions of the advanced stove when compared to traditional stoves but in providing a means to quickly optimize the stove design. Because this testing capability did not exist at RIT at the initiation of this project, a third student team researched into the standard cook stove testing methods and also consulted with Aprovecho Research Center to determine the most appropriate testing options. The student team chose the Water Boiling Test (WBT) and Controlled Cooking Test (CCT) for the basis of the RIT testing procedure [14, 16-17]. To conduct these tests in a repeatable manner a test stand was designed and has been partially built at the time of this report. The test stand is shown in figure 4. The test stand will have the capability of measuring thermal performance of the stove as well as CO and particulate matter emissions during the WBT and CCT. The test stand monitors fuel consumption rates and characterizes heat losses by the use of a digital scale and multiple thermocouples. Figure 4: Cook Stove Test Stand for Capturing Emissions and Monitoring Fuel Use Rates 4. DISCUSSION, CONCLUSIONS, RECOMMENDATIONS The project teams have successfully completed the first three objectives listed earlier for phase I of the stove project. The teams are currently building the designed test stand, combustion chamber, and thermoelectric power unit. The teams will be testing subsystems such as the power conditioner, combustion chamber, and thermal bridge during March and early April with the first generation stove testing and modification taking place throughout the spring. The stove team did design the first generation prototype stove so several design variable such as hole count and combustion chamber height can be changed easily for optimization studies. The team’s industrial engineer will also be testing the usability of the prototype stove and ergonomic issues as well as quantifying the sustainability eco-points using SimaPro life-cycle analysis tool to contrast with the existing stove technologies. Testing will be followed by system modifications before cook stove units are built and sent to the H.O.P.E. Tech Center for testing this summer. For the stove project to be successful there will need to be a couple iterations of design-buildtest-redesign. It is critical that much of the testing is done in the field to better appreciate many of the Haitian’s issues and ideas for improving the stove. Phase I of the project lays an excellent foundation for future project phases. V.B. PROPOSAL FOR P3 PHASE II 1. P3 PHASE II PROJECT DESCRIPTION Overall Potential Impact and Adoption of the Project Results Approximately half of the world’s population relies on biomass for cooking, much of which is done using poorly performing stoves not much better than an open fire [1]. The use of poorly performing stoves has had tremendous environmental, human health, and economic costs. This is especially the case for Haiti, the poorest country in the Western hemisphere and where 75% of all energy consumed in the country is for cooking [2]. The use of poorly performing cook stoves has left much of Haiti deforested causing significant erosion of fertile topsoil and creating a perfect environment for flooding and mudslides which has plagued Haiti in recent years. Global stove use based on unsustainable fuel gathering practices such as charcoal production in Haiti is a major contributor to greenhouse gas emissions [10]. Stoves with poor combustion and significant particulate emissions also result in respiratory illness leading to over 1.5 million deaths a year globally [1, 11]. Significant time and money is also spent on gathering fuel for cooking purposes, which is devastating to much of Haiti where most live on less than $2/day. Biomass cook stoves will continue to be a necessity for much of the world, especially in Haiti, where access to alternative fuels is not an option. This need has become more pronounced in the wake of the recent earthquake with the resultant mass exodus of people from Port-au-Prince into rural areas. There is a greater strain on fuel resources requiring more efficient use of the limited biomass available. AN RIT student and faculty team in partnership with an NGO in Haiti, H.O.P.E, is developing improved stoves to tackle the above problems. H.O.P.E. is a project partner that has strong community programs in Northern Haiti with emphases on health, education, economic development, sanitation, and clean water. The proposed stove concepts being developed by the RIT and H.O.P.E. team have the potential to reduce fuel consumption by a factor of two, reduce greenhouse gas emission by a similar amount while improving the air quality for women and creating local businesses. As mentioned in the Phase I report above, the vision of the RIT and H.O.P.E. stove project is to integrate many of the recent stove advancements to develop an improved cook stove for Haiti and other developing nations. The second phase of this project will build on the successes of phase I, which included: 1) developing the needs and engineering specifications for an appropriate Haitian stove; 2) initiating the design, construction, and preliminary testing of an improved stove; and 3) developing testing capabilities for characterizing traditional and advance stoves for further design improvements. Challenge Definition and Relationship to Sustainability and Pollution Prevention The second phase of the stove development project objectives will be to: Develop at least two additional generations of improved cook stoves based on feedback from field testing of earlier stove generations and continued needs assessment; Conduct extensive field testing and observations of the two generations of cook stove prototypes to both qualitatively and quantitatively measure the potential environmental, economic, and social impacts of adopting the improved stove and to assess the local manufacturing options for further design improvements; Develop business plans in partnership with H.O.P.E. for the creation of local microenterprises in Haiti and an initiative for broadening the stove project on a national and potentially a regional level; and Develop pilot projects in three communities in Northern Haiti. In order to increase the chances of success, the team will do multiple iterations of design, build, performance test, field test, and redesign of both the stove and business model. Stove testing at RIT will be helpful in determining fuel usage and air quality in comparison to traditional stove practices. Field testing will help the team better understand usability, durability, and manufacturability issues that are critical to the stove’s acceptance. The fieldwork will also help build local expertise through the H.O.P.E. tech center, which is essential for sustainable stove adoption. By the end of the project, the stove deployment model should be able to be implemented in other locations in Haiti and other Caribbean and Central American countries. To accomplish the above project objectives the project partnership will follow the process described below, which includes two design-build-test iterations and incorporates engineering and economic development efforts in parallel to increase the likelihood the stove technology will be adopted. A more detailed schedule is described later. To build on the success of the first phase of the project, both stove kits and fully assembled prototype stoves will be sent to the H.O.P.E. Tech Center. AN RIT team of faculty and students will travel to Borgne to assist with field testing. The Tech Center will assemble the units and document issues with assembly and then provide feedback to the RIT team on areas for improvement with techniques and design modifications for more appropriate local fabrication and assembly. The Tech Centers will also distribute some of the stoves to the end users and follow-up with a survey and observations for future improvements. This feedback will be instrumental in the development of a second generation stove design. During the first field visit, the H.O.P.E. and RIT teams will also collect more extensive behavioral data associated with cooking by the use surveys, videos, and direct observations. This data will be used by both the Sustainable Innovation Course and Engineering Design Teams during the 2010 academic year to develop a 2nd generation stove. During the fall of 2011, RIT will offer a new multidisciplinary course—Innovation in Sustainable and Appropriate Technology. This course would be offered as part of RIT’s comprehensive commitment to innovation across the curriculum and would enable a larger number of students to participate in advancing the stove design. The course will engage students from business, design, social science, and engineering disciplines in the analysis of field data from the test of the first generation; ideation and conceptualization of design considerations for a second generation design; consideration of localized (Haiti-based) manufacturability; and the development of microenterprise business plans for the stove and complementary products/services. The output and findings of this course would then be used by the multidisciplinary engineering senior design teams to support their second generation design efforts and inform second generation business plans associated with the stove. Two RIT multidisciplinary senior design teams will be formed during the 2010-11 academic year to develop two second generation systems using data collected during the previous summer and the concepts developed from the special topic course described above. A second iteration of the field testing and redesign will be done during the 2011-12 academic year to make further improvements and to perfect a final design for full scale production and distribution. Often technologies that are introduced in the developing world have a limited long-term acceptance because there is little attention paid on how to best incorporate the technology into the economic structure of the community. To this end, a team of students, selected from the Innovation in Sustainable and Appropriate Technology course, will work with faculty associated with RIT’s Simone Center for Innovation and Entrepreneurship, and with members of the H.O.P.E. Tech Center, to develop a business model around the stove. The business model will have three objectives: to develop sustainable microenterprises that will help build local wealth; to ensure the stoves are well maintained, and to guarantee accelerated and sustainable adoption of the stove technology. During the summer of the second year the local business concept will be tested during the field testing of the second stove generation fieldwork. Feedback from this fieldwork will feed further improvements in the local business plan. A portion of the student team will visit Haiti and meet with local businesses to better understand current practices and assess the needs. The team will collaborate with the H.O.P.E Tech Center to identify local entrepreneurs who are willing test business concepts developed for the stove and will begin to find ways to secure appropriate scale financing for concepts which prove viable. During this phase, H.O.P.E will collaborate with the RIT team to identify strategies for replicating microenterprise models in other communities and regions across Haiti. The goal would be to identify community-based networks which could be leveraged to support localized capacity building and technology transfer. . During the second year of Phase II, the project team in partnership with the H.O.P.E. Tech Center will identify three communities in Northern Haiti where three pilot projects based on the microenterprise business will be developed. H.O.P.E. will assist in conducting user surveys that focus on both the technology and the business structure stove adoption. Innovation and Technical Merit China, India, and several other emerging countries have been developing and implementing improved cook stove programs for the past few decades with mixed success [12, 13]. Many of the stove designs focus on increasing efficiency and reducing emissions by improving air flow and reducing thermal losses. Recent stove side-by-side testing has shown that stoves with little thermal mass and ducting to draw air into and out of the combustion chamber of the stove, such as the United Nations World Food Programme rocket stove [14], tend to outperform stoves with more thermal mass and no ducting. The rocket stoves are often constructed from sheet metal or old cans and some are surrounded by insulation such as ash or pumice. These stoves differ from many of the advanced stoves developed in the past that used clays or bricks to reduce thermal losses. The lighter rocket stoves reduce warm-up time and operate at hotter temperatures sooner to reduce poor combustion at start-up. Channels in these stoves help set up a strong draft that promotes improved combustion. Philips Research advanced the concept of improving draft one step by creating a forced draft stove using a small fan powered by a thermoelectric generator [15]. This advanced stove has air injected strategically into the combustion chamber to ensure excellent combustion in a two stage burn process. Testing done by Jetter and Kariher showed that the Philips forced air based stove had shorter cooking times, higher thermal efficiencies, and significantly lower emissions than other advanced stoves currently available [14]. The stoves being developed by the project team integrate some of the recent stove advancements described above to develop an appropriate stove for use in Haiti. The basic concept design for the thermoelectric stove consists of an inner combustion chamber surrounded by an outer shell shown in the figure below. Air in the channel around the combustion chamber is slightly pressurized by the use of a fan that is powered by a thermoelectric module, a robust solid state device that converts thermal energy directly into electrical energy. The pressurized air is used to force air through perforations in the inner stove wall and into the combustion chamber to optimize the air-fuel ratio and ensure complete combustion. The air passing through the outer chamber also helps reduce heat losses through the walls. Most heat that is typically lost through the walls in some advanced stoves would instead be captured by the incoming make-up air and returned to the combustion chamber with this novel approach. This means side losses can be minimized without ceramics or bricks; therefore the thermoelectric stove with its thinner walls will have significantly less mass, allowing for quicker start up times. Quicker start up times mean less time spent on task and smaller fuel requirements for stove warm-up. A lighter system also permits greater portability of the cook stove. To further reduce side wall heat losses radiant barrier such as a foil layer can be added to the channel. To further improve stove efficiency, the team is looking at ways to improve heat transfer between the hot combustion gases and the pot. A strategy being implemented on the first generation stove is the use of an adjustable skirt to keep hot gases close to the pot at all times. Because the transfer of heat to the pot has a profound impact on overall stove performance, the team will explore other ways of improving heat transfer such as the use of finned pots or more aggressive and insulated skirts. Improving heat transfer to the pot has the added benefit of reducing emission since less fuel, hence emissions, is required. Besides the technical challenges of improving overall stove thermal performance the project team will continue to examine ways to reduce cost and use recycled materials. Although the first generation stove concept does have a low cost (less than $10 for stove and $20 for thermoelectric power unit), which is potentially accessible to vendors, further cost reductions are needed for adoption of the technology by homeowners. Much of these cost reduction strategies are expected to be derived from the field visits where the team can better understand what local resources and fabrication capabilities exist. Measurable Results, Evaluation Method, and Demonstration/Implementation Strategy As described in the phase I report, a comprehensive stove testing plan is being developed using standard stove testing protocols. These stove testing capabilities will allow the team to compare the developed stove performance to existing Haitian stoves and provide the team with a means of comparing various design parameters. Understanding how various stove design parameters impact performance will provide the team with valuable information as the team attempts to reduce stove cost. Evaluation of both the stoves and the business plans will be carried by observation and surveys used during three different field studies by the RIT as well as the H.O.P.E. Tech Center on a more continuous basis. The field studies will allow for more qualitative assessment of the stoves bringing in elements such as usability, ergonomics, and incorporation of advanced stoves in traditional cooking practices. At the conclusion of Phase II, the project team and partners will have developed at least three improved stoves designs, done extensive field testing, developed a plan for the best way to introduce the technology at both local and regional levels sustainably, and conducted up to three community pilot projects in Northern Haiti. Ultimately the project team will initiate three community pilot projects to deploy and maintain 50-200 stoves. The pilot projects will be set up using the microenterprise business plan developed during the first year of Phase II. Surveys of the communities will be conducted after initial introduction of the systems to document any technical problems as well as assess the success of the business plan. Integration of P3 Concepts as an Educational Tool and Interdisciplinary Teamwork The prototypes will be developed over a two year period by up to four multidisciplinary senior design teams as part of RIT’s Kate Gleason College of Engineering’s two-quarter “Multidisciplinary Design Experience” (MDE). During this experience students from Industrial and Systems Engineering, Mechanical Engineering, and Electrical Engineering will form teams to work on projects for a wide variety of clients, thus providing real-world business interactions. The teams may also attract students from disciplines beyond the College of Engineering. Our students consistently blend excellence and entrepreneurship into this experience with over forty teams participating per year. More details of this multidisciplinary experience can be found at the following URL: http://edge.rit.edu. As the teams move forward with their MDE projects, our proposed student teams will evaluate their designs against the cost and productivity criteria which will include appropriate environmental and social externalities. Twice during the overall MDE, each student team presents its progress to a technical panel of professional engineers from academia and industry. The panel then scrutinizes the design and gives feedback. In addition, for this project the student team will be in direct communication with H.O.P.E. RIT’s President, Dr. William Destler, has proclaimed that RIT will become the country’s first “Innovation University” by ensuring that every student will have at least one innovation experience during their time at RIT. The president’s mission has become embodied in the new Center for Student Innovation and Creativity, a $4 million facility for student collaboration and for showcasing innovative student projects and work. The university has taken up Dr. Destler’s challenge by developing innovation coursework across a number of disciplines and by integrating innovation in the university’s general education curriculum. The “Innovation in Sustainable and Appropriate Technology” (ISAT) course is an extension of this campus wide effort to address topics in innovation. The ISAT course supports student understanding of innovations needed to address the challenges facing poor people around the world. The course encourages students from different disciplines to engage in the conceptualization and early stage design of appropriate technology solutions for the developing world. Special consideration is given to the socio-economic context and sustainability of proposed systems and designs. Students are challenged to consider the scale, complexity, viability, manufacturability, and maintainability of their designs given the socioeconomic status of their audience and stakeholders. They must consider the social, economic, and cultural barriers to technology transfer and adoption. Overcoming these barriers is critical to the success of the stove design project. Thus, students will be asked to develop a capacity building strategy and training curriculum for the staff of the H.O.P.E. Tech Center. RIT places high value on experiential learning, so much so that many of its degrees including engineering require a number of co-op experiences. During the course of this project at least three undergrad or dual degree students will complete summer co-op experiences. These students will provide a bridge between academic years and senior design projects. The co-op students will also conduct more extensive research on stove modeling and testing, business plan development, and assisting H.O.P.E. with field testing. The project will also be highlighted in RIT’s annual Innovation and Creativity Festival which has drawn approximately 20,000 visitors annually from the Rochester community and upstate New York. Each project team will also develop a poster that will be displayed for one to two years in the college and seen by numerous visitors, faculty, and students. Both will be excellent opportunities to educate to a broader audience beyond the classroom. 2. PROJECT SCHEDULE Phase II activities will build upon the completion of the stove prototype and testing capabilities developed during Phase I of this project. Twelve key tasks with the proposed schedule for the Phase II are listed on the following page. The lead for each task is noted. Kate Gleason College of Engineering (KGCOE) efforts will be lead by faculty, Rob Stevens and Brian Thorn, and undergraduate student teams. Jim Myers will coordinate many of the business development activities in partnership with RIT’s Simone Center for Innovation and Entrepreneurship (SCIE). H.O.P.E. will be key partners for the field testing and pilot projects. Task Lead/Assist Sum 10 Fall 10 Win 10 Spr 11 Sum 11 Fall 11 Win 11 Spr 12 Sum 12 T ech centers visit and initial field KGCOE/HOPE testing of 1st generation prototype Innovation Course Myers/SCIE 2nd generation student project teams are formed and conduct redesign and field visit KGCOE Microenterprise business plan development Myers/SCIE Field testing of 2nd generation prototype KGCOE/HOPE Business model concept testing Myers/SCIE 3rd generation student project teams are formed and conduct redesign and field visit KGCOE 2nd generation microenterprise business plan development Myers/SCIE Pilot project using 3rd generation prototypes initiated Myers/SCIE Field testing of 3rd generation prototype KGCOE/HOPE Pilot project monitoring and surveying KGCOE Regional replication initiative plan developed Myers/SCIE 3. PARTNERSHIPS There is one partnerships in Haiti that will provide local support for travel, field testing, design critique, and community demonstrations. RIT’s business program and Center for Innovation will be vital in developing the proposed business plans. The partners are listed below. H.O.P.E. www.hopehaiti.org/ Rose-Marie Chierici, Ph.D., Executive Director 228 S. Plymouth Ave. Rochester, NY 14608 585-672-5852 H.O.P.E. has been working in Haiti for over 13 years with a focus on health, education, economic development, and sanitation & clean water. H.O.P.E. operates a Tech Center in Borgne as well as a permanent and mobile health clinic that serves 80,000 people in 200 villages. H.O.P.E. will initially help the students understand lighting needs by collecting field data from prototype units in Borgne and the surrounding rural areas. As the student team works towards a solution, H.O.P.E. will provide critical feedback for multiple reviews during the design stage of the project. H.O.P.E. will be invaluable in assessing the manufacturability of the proposed design. H.O.P.E. will also conduct field testing and demonstrate the prototypes, providing feedback for improved design. In addition, H.O.P.E. will assist in the development of the community pilot projects. A letter of support from H.O.P.E. can be found in the next section. RIT Center for Student Innovation http://innovation.rit.edu Ian Gatley, Director for Student Innovation and Undergraduate Research (585-475-4021) Rochester Institute of Technology Lomb Memorial Drive Rochester, NY 14623 Rochester Institute of Technology’s new Center for Student Innovation (CSI) draws on the technical excellence of RIT’s eight colleges, while freeing innovators from disciplinary boundaries. To help fresh minds turn new approaches into innovative solutions the CSI sponsors workshops, seminars, innovation courses, competitions, mini-grants and pilot projects, and helps students form interdisciplinary teams to collaborate on trans-disciplinary problems. Using immersive visualization and collaboration technologies developed at RIT, it serves as a “hub”, connecting facilities, companies, technologies, and innovators across campus and across the world. RIT Albert J. Simone Center for Innovation and Entrepreneurship http://entrepreneurship.rit.edu/ Richard DeMartino, Director (585-475-5646) rdemartino@saunders.rit.edu Rochester Institute of Technology 105 Lomb Memorial Drive Rochester, NY 14623 The Simone Center promotes and enhances entrepreneurship and commercialization activities throughout the RIT community. In addition to the curriculum and other educational events, the Center, in partnership with the RIT Venture Creations Incubator, assists students and faculty in advancing their innovative business concepts. C. REFERENCES 1 Rehfuess E. Fuel for Life: Household Energy and Health. Geneva, Switzerland: World Health Organization; 2006. 2 Global Data Monitoring Information System, World Bank, http://ddpext.worldbank.org/ext/GMIS/gdmis.do?siteId=2&menuId=LNAV01HOME1, accessed 3/9/10. 3 NASA/Goddard Space Flight Center Scientific Visualization Studio, http://svs.gsfc.nasa.gov/goto?2640 accessed 12/1/08. 4 Montgomery, D. Dirt: The Erosion of Civilizations. University of California Press; 2007. 5 Lee, N. C. “Hurricanes, Hanna and Haiti”, Afro – American Red Star. Washington, D.C.: Sep 13-Sep 19, 2008; 117:A11. 6 Chicago Tribune. “Floods that killed more than 1,000 blamed on deforestation, poverty”, Chicago, Ill.: Sep 23, 2004;12. 7 Lacey, M. “2 Recent Storms Show Forests Help Blunt Hurricanes’ Force”, New York Times, New York, N.Y.: Sep 7, 2007; A4. 8 USA Today. “Deforestation Exacerbates Haiti Floods”, USA Today: Sep 23, 2004. 9 Peduzzi, P. “Tropical cyclones: paying a high price for environmental destruction”, Environment & Poverty Times #3. United Nations Environmental Programme, Nairobi, Kenya: Jan 2005; 3. 10 Betts, K. “How Charcoal Fires Heat the World”, Environmental Science & Technology: May 1, 2003;160-161. 11 Pruss-Ustun, A. “Preventing Disease through Healthy Environments”, Geneva, Switzerland: World Health Organization; 2006. 12 Barnes, D. F., Openshaw, K., Smith, K. R., and van der Plas, R. “What Makes People Cool with Improved Biomass Stoves? A Comparative International Review of Stove Programs”, World Bank Technical Paper Number 242, Energy Series: May 1994. 13 Qiu, D., Gu, S., Catania, P., and Huang, K. “Diffusion of Improved Biomass Stoves in China”, Energy Policy 1996;24(5):463-469. 14 Jetter, J., Kariher, P. “Solid-fuel Household Cook Stoves: Characterization of Performance and Emissions”, Biomass and Bioenergy, 2009 33( 2):294-305. 15 Hegarty, D. “Satisfying a Burning Need”, Philips Research Password, Oct 2006; 28:2831. 16 Berrueta, V. M., Edwards, R. D., Masera, O. R. “Energy Performance of Wood-burning Cookstoves in Michoacan, Mexico”, Renewable Energy 2008 33:859-870. 17 Ballard-Tremeer, G., Jawurek, H. H. “Comparison of Five Rural, Wood-burning Cooking Devices: Efficiencies and Emissions”, Biomass and Bioenergy 1996; 11(5):419-430. 18 Belonio, A. T., Rice Husk Gas Stove Handbook. Appropriate Technology Center. Department of Agricultural Engineering and Environmental Management, College of Agriculture Engineering and Environmental Management, College of Agriculture, Central Philippine University, Iloilo City, Philippines, 2005. 19 Bryden, M., Still, D., Scott, P., Hoffa, G., Ogle, D., Bailis, R., and Goyer, K., Design Principles for Wood Burning Cook Stoves, Aprovecho Research Center/Shell Foundation/Partnership for Clean Indoor Air, USEPA EPA-402-K-05_004, 2005. 20 Reed, T. B. and Das, A., “Handbook of Biomass Gasifier Engine Systems”, The Biomass Energy Foundation Press, 1988. VI. SUPPORTING LETTERS VII. BUDGET AND BUDGET JUSTIFICATION BUDGET BUDGET Budget Justification Rochester Institute of Technology Travel The following travel budget is requested for the project: Haiti Travel, summer 2010, 2 faculty/ 2 students, cost $6,000. Field testing, pilot project initiation, further needs assessment, student culture exposure. Room/board: 4*$50/day*5days = $1,000 Flights: 4*$800 = $3,200 Hotel in US: Layover in Miami or other domestic location 4*$150 = $600 Incidentals: 4*200 = $800 “In-country” support —logistics, translation, and transport to alternative field test sites around Borgne = $400 Haiti Travel, summer 2011, 3 students/1 faculty, cost$6,600. Field testing, pilot business plan initiation, student culture exposure. Breakdown is as follows: Room/board: 4*$50/day*8days =$1,600 Flights: 4*$800 = $3,200 Hotel in US: Layover in Miami or other domestic location 4*$150 = $600 Incidentals: 4*$200 = $800 “In-country” support —logistics, translation, and transport to alternative field test sites around Borgne = $400 Haiti Travel, summer 2012, 3 students/1 faculty, cost $6,600. Field testing, pilot business plan initiation, student culture exposure. Room/board: 4*$50/day*8days =$1,600 Flights: 4*$800 = $3,200 Hotel in US: Layover in Miami or other domestic location 4*$150 = $600 Incidentals: 4*$200 = $800 “In-country” support —logistics, translation, and transport to alternative field test sites around Borgne = $400 Supplies The following supplies are requested for the project: * Prototype generation 2 A&B (09-10), cost $4,000. 2 projects *$2,000 in year one * Prototype generation 3 A&B (10-11), cost $4,000. 2 projects *$2,000 in year two. * Start-up fabrication equipment/supplies, cost $4,400 ($1,200 in year one, $3,200 in year two) Tools needed to start three microenterprises (basic hand tools, metal forming tools, small band saw, drill, etc.). Plus materials for first batch of stove pilot project. * Freight, cost $2,000 For shipping prototypes and pilot project components (40 units *25lbs*$2/lb) *Printing (poster and documentation), cost $1,500. Manual printing, marketing, translation, etc. ($500) Other H.O.P.E. Tech Center in Borgne, Haiti will conduct field testing of the prototypes and provide feedback to the teams on manufacturability and social issues related to the design. These funds will be used, as per allowable contractual expenses as defined in section IV.6.b.6 of the US EPA P3 Funding Opportunity Announcement, to support the tech center staff time and incidental expenses incurred by the Tech Center to conduct field testing and demonstrate the use of the first prototypes. HOPE Tech Center (6 months * 2 years) $4,800 ($400/month, consulting fees). Indirect Costs The total indirect costs are calculated using the modified total direct cost (MTDC), which is the total direct costs minus equipment, participant support, and tuition. RIT’s federally negotiated (DHHS) Facilities and Administrative rate is 44.5%. VIII. RESUMES Robert J. Stevens, Ph.D. Assistant Professor Rochester Institute of Technology Department of Mechanical Engineering 76 Lomb Memorial Drive Rochester, New York 14623-5603 (585) 475-2153, rjseme@rit.edu Professional Preparation Ph.D. Mechanical & Aerospace Engineering. University of Virginia, Charlottesville, VA. 2005 M.S. Mechanical & Aerospace Engineering. North Carolina State University. Raleigh, NC. 1998 B.S. Engineering, Swarthmore College, PA. 1992 Appointments Assistant Professor. Rochester Institute of Technology, New York. Department of Mechanical Engineering. 2005-present. Graduate Research Assistant. University of Virginia, Charlottesville, VA. Microscale Heat Treat Lab, Mechanical Engineering, NSF IGERT Fellow, 2001-2005. Solar Engineering Specialist. North Carolina Solar Center, Raleigh, NC. 1998-2001. Graduate Research Assistant. North Carolina State University. Raleigh, NC. North Carolina Solar Center. 1995-1998. Program Associate. SunShares, Inc., Durham, NC. 1993-1995 Research Technician. GRASP, Inc., Philadelphia, PA 1992-1993. Publications Sandoz-Rosado, E., Stevens, R. J, “Robust Finite Element Model for the Design of Thermoelectric Module Generators” Journal of Electronic Materials, 2010, Sandoz-Rosado, E. and R.J. Stevens. “Experimental Characterization of Thermoelectric Modules and Comparison with Theoretical Models for Power Generation” in Journal of Electronic Materials Vol. 38, pp. 1239-1244, 2009 Hopkins, P.E., Norris, P.M., Stevens, R.J., “Influence of inelastic scattering at metal-dielectric interfaces.” Journal of Heat Transfer, Vol. 130, pp 022401:1-9, 2008. Hopkins, P.E., Norris, P.M., Stevens, R.J., Beechem, T.E., Graham, S., “Influence of Interfacial Mixing on Thermal Boundary Conductance across a Chromium/Silicon Interface” Journal of Heat Transfer, Vol. 130, pp 062402:1-10, 2008. LaManna, J., D. Ortiz, Livelli, M., Haas, S., Chikwem, C., Ray, B., Stevens R. "Feasability of Thermoelectric Waste Heat Recovery in Large Scale Systems" ASME International Mechanical Engineering Congress and Exposition, Boston, Massachusetts, USA, ASME, 2008. R.J. Stevens, P.M. Norris, and L.V. Zhigilei, “Effects of Temperature and Disorder on Thermal Boundary Conductance at Solid-Solid Interfaces: Nonequilibrium Molecular Dynamics Simulations” International Journal of Heat and Mass Transfer, Vol. 50, pp. 3977-3989, 2007 Smith, K., Sandoz-Rosado, E., Jno-Charles, C., Henry, C., Hermmann, E., Stevens, R.S., “Development of a Test Stand for the Characterization of Thermoelectric Modules for Power Generation” Proceedings of IMECE ’07, 2007 International Mechanical Engineering Congress & Exposition, IMECE2007-41595, November 11-15, 2007. R.J. Stevens, A, Smith, and P.M. Norris, “Proper signal analysis and characterization of experimental setup for the transient thermoreflectance technique.” Review of Scientific Instruments, Vol. 77, no. 8, pp. 084901-8, 2006 R.J. Stevens, A.N. Smith, and P.M. Norris, “Measurement of thermal boundary conductance of a series of metal-dielectric interfaces by the transient thermoreflectance technique.” ASME Journal of Heat Transfer in March 2005. Synergistic Activities Teaching Experience, Multidisciplinary Senior Design (RIT), Introduction to Heat Transfer (RIT, NCSU), Contemporary Issues in Energy and the Environment (developed this course at RIT), Renewable Energy Systems (RIT), Design of Solar Thermal Systems (developed this course at NCSU), Fluid Mechanics (RIT), Thermodynamics (RIT), Senior Design I&II (RIT), and Applied Probability and Statistics (UVA). In addition to teaching at the college level, I developed and taught courses instructing K-12 teachers how to use renewable energy as a means of teaching science, math, and technology. I have also led training of both architects and contractors in a range of renewable energy technologies. Sustainability Efforts at RIT, advice vice president of RIT on sustainable energy projects for the campus, developed and coordinate the sustainable project track for the multidisciplinary senior design program, involved with the planning of a graduate level sustainable engineering program offered at RIT. Advise student effort in developing sustainable Habitat for Humanity house design. NC MSRI Coordinator, Directed North Carolina’s Million Solar Roofs Initiative, which included organizing public awareness events and training programs, working with community groups to develop local solar projects and initiatives, and providing technical support for the North Carolina public on solar thermal, passive, and building science issues. ASME K21 Heat Transfer Education Committee Member, Fall 2003 – present, Co-chair and coordinator for several sessions, mostly student focused at the annual ASME IMECE meetings. Energy and Environment Option Committee, Co-designed the new Energy and Environment Option in the Mechanical Engineering Department at RIT. This new option consists of a series of electives, co-op experiences, and a culminating multidisciplinary design experience that provide students with exposure to a wide range of opportunities and careers associated with energy systems, and how they relate to the environment. Collaborators and other affiliations i. Collaborators Dr. Margaret Bailey, Department of Mechanical Engineering, RIT; Dr. Andres Cerranos, Department of Industrial and Systems Engineering, RIT; Dr. Michael Klopf, Jefferson National Lab; Dr. Pamela Norris, Department of Mechanical and Aerospace Engineering, University of Virginia; Dr. Andrew Smith, Department of Mechanical Engineering, U.S. Naval Academy; Dr. Leonid Zhigilei, Department of Materials Science and Engineering, University of Virginia; Dr. Patrick Hopkins, Sandia National Laboratory ii. Graduate and Post Doctoral Advisors Dr. Pamela Norris, University of Virginia (Ph.D. advisor); Dr. Richard Johnson, North Carolina State University (M.S. Co-Advisor); Dr. Herbert Eckerlin, North Carolina State University (M.S. Co-Advisor) iii. Thesis advisor and postgraduate-scholar sponsor Mr. Kevin Smith (MS student. Graduated 2009); Mr. Emil Sandoz-Rosado (MS student. Graduated 2009) Mr. John Kreuder (MS student. Expected graduation 2010); Mr. Andrew Freedman (MS student. Expected graduation 2010) Brian K. Thorn, Ph.D. Associate Professor Rochester Institute of Technology Department of Industrial and Systems Engineering 81 Lomb Memorial Drive Rochester, New York 14623-5603 (585) 475-6166 bkteie@rit.edu Professional Preparation Ph.D. Industrial and Systems Engineering. Georgia Institute of Technology. 1990 M.S. Industrial and Systems Engineering. Georgia Institute of Technology. 1982 B.S. Industrial Engineering. Rochester Institute of Technology. 1980 Appointments Associate Professor. Rochester Institute of Technology, New York. Department of Industrial and Systems Engineering. 1992-present. Assistant Professor. Rochester Institute of Technology, New York. Department of Industrial and Systems Engineering. 1986-1992. Graduate Research Assistant. Department of Management and Policy. Eller College of Management. University of Arizona. Tucson, AZ. 1983-1986 Teaching Assistant. Department of Industrial and Systems Engineering. Georgia Institute of Technology. Atlanta, Georgia. 1980-1983 Research Interests Sustainable product and process design Design for the environment Applied Statistical Methods Publications Briceno, C.M., Carrano, A.L., Thorn, B.K., Esterman, M. (2009). A design optimization framework to estimate environmental impacts of design decisions in consumer products. Journal of Green Building. Vol 4., No. 2, pp: 141-149. Thorn, B.K., Carrano. A.L., Plaz C.R., Wood, C.R., and Guedez, E. (2006). User-driven design of low-cost, low environmental impact solar ovens for rural populations in developing countries. Journal of Engineering for Sustainable Development: energy, environment and health. Vol (1). No. 1. pp:1-12 Carrano, A.L., Thorn, B.K., and Lopez, G. (2006). An integer programming approach to the construction of trend-free experimental plans on split-plot designs. Journal of Manufacturing Systems. SME. Vol 25. No 1. pp: 39-44. Carrano, A.L. and Thorn, B.K. (2005). A multidisciplinary approach to sustainable product and process design. Journal of Manufacturing Systems. SME. Vol (24). No. 3. pp: 209-214. Thorn, B.K., Carrano, A.L., Wood, C.R., and Plaz,. "Design, development and deployment of low impact solar ovens for impoverished populations". Industrial Engineering Research Conference, IERC 2006. May 20-24, 2006. Orlando, Florida Carrano, A.L. and Thorn, B.K. ”A multidisciplinary approach to sustainable product and process design”. CIRP International Conference in Manufacturing Engineering Education. June 22-25, 2005. San Luis Obispo, California. Thorn, B. K.; A Design Tool to Assist with Selection of Product Retirement Strategy; Proceedings of 12th Industrial Engineering Research Conference; May 2003. Thorn, B. K., and Rogerson, P.; Take It Back; IIE Solutions; April 2002. Thorn, B. K., Becker, M., Haselkorn, M., Jessop, S.; Closing the Loop: Design Tools for Sustainable Products; report submitted by NCRRR to the US Environmental Protection Agency; July 2002. ii) Significant publication Connolly, T., and Thorn, B.; Discretionary Data Bases: Theory, Data, and Implications; Organizations and Communication Technology; J. Fulk and C. Steinfeld, eds.; 1990; Sage. Connolly, T., and Thorn, B.; Discretionary Data Bases: A Theory and Some Experimental Findings; Communication Research, 14, 1987. Connolly, T., and Thorn, B.; Predecisional Information Acquisition: Effects of Task Variables on Suboptimal Search Strategies; Organizational Behavior and Human Decision Performance, 39, 1987. Synergistic Activities Developed an RIT graduate program in Sustainable Engineering Co-advisor to the student team that won first prize award at the 2005 EPA P3 (people-ProsperityPlanet) competition at the National Academies with the project “User-driven design of mass producible solar ovens for developing countries”. Co-advisor on EPA funded student design project to determine feasibility of storing surplus wind turbine energy as hydrogen. 9/2004 – 5/2005. Co-advisor and founder of the RIT student chapter of “Engineers for a Sustainable World”. Developed an RIT undergraduate multidisciplinary minor in Sustainable Product Design. Developed professional engineering elective, Lifecycle Costing and Assessment; course first offered Spring 2005. Developed professional engineering elective, Fundamentals of Sustainable Design; course offered Fall 2002. Completed sabbatical at the National Center for Remanufacturing and Resource Recovery; 9/1/01 – 6/30/02 Collaborators and other affiliations i. Collaborators and Co-editors Dr. Andres Carrano (RIT). Dr. Michael Kuhl (RIT). Monica Becker (National Center for Remanufacturing and Resource Recovery). Dr. Edward Hensel (RIT). Dr. Nabil Nasr (National Center for Remanufacturing and Resource Recovery). ii. Graduate and Post Doctoral Advisors Terence Connolly; Eller College of Management and Policy; University of Arizona, Tucson, AZ. iii. Thesis advisor and postgraduate-scholar sponsor Mr. Jorge Daccaret (MS, 2009). Mr. Christopher Wood (MS, 2007). Mr. Guillermo Lopez (MS, 2007). Mr. Carlos Plaz (M. Eng. ,2006). Mr. Kyle Hurst (MS 2006). Ms. Marielk Mariano (MS 2005). Ms. Jennifer Wuotinen (MS 2003). Ms. Judith Batista (MS 2000). Mr. Jeff Sciortino (MS 1998). JAMES A. MYERS Director, Center for Multidisciplinary Studies Rochester Institute of Technology A. PROFESSIONAL PREPARATION Ph.D.—Natural Resource Economics, Michigan State University—1998 M.S.—Packaging Science, Rochester Institute of Technology—1992 B.S.—Food Management, Rochester Institute of Technology—1985 B. APPOINTMENTS Rochester Institute of Technology (June 2001—Present) Director, Center for Multidisciplinary Studies Professor, College of Applied Science and Technology American College of Management & Technology, Dubrovnik, Croatia (May 1999-June 2001) Associate Dean Rochester Institute of Technology (May 1999-June 2001) Associate Professor, Service Management & Economics University of Delaware (September 1996-May 1999) Assistant Professor, College of Human Resources, Education and Public Policy Michigan State University (1993-1996) Lead Research Analyst, World Travel and Tourism Council Tax Policy Center Graduate Research Assistant, Michigan Travel, Tourism, and Recreation Resource Center Rochester Institute of Technology (1989-1993) Assistant Professor, Food Marketing and Distribution C. PUBLICATIONS i. Project Related Publications Myers, James and Lyndsey McGrath (2009). Private Non-Profit University Partnerships: A Model for Capacity Building in Developing Economies. INTED2009 in Valencia, Spain. Jagodzinsky, Norbert, C. Romanowski, and J.Myers (2006). Attitude Change and Value Associated with Technology Transfer. ASEE International Colloquim in Rio de Janeiro, Brazil. Jagodzinsky, Norbert and J.Myers (2004). Reliability and Maintainability Courses Designed for Mastering the Maintenance Process. In Proceedings of the 19th International Maintenance Conference. Bonita Springs, Florida, USA. Myers, James (2001). The Dynamics of Service Innovation and Knowledge Management. In G. Graglia (Ed.) Pontificia Universidad Catolica Madre y Maestra First Annual Conference on Service Leadership, Santo Domingo, Dominican Republic Grants, Research Teams United Nations, Global Impact Vulnerability Alert System (UN-GIVAS). Executive Office of the Secretary General (2010). $110,000 (RIT subaward $25,000). A Visual Analytics Approach to Understanding Poverty Assessment through Disaster Impacts in Africa. Co-Principal Investigator on joint proposal from RIT and United Nations Office of Outer Space Affairs to develop GIS based visualization system for vulnerability and poverty assessment. World Bank, Western Balkans Energy Efficiency and Energy Consumption Survey (2009). $50,000. Principal Investigator for the American University in Kosovo on proposal to conduct first national level survey of household, commercial, and public sector energy consumption in Kosovo. New York State Energy Research and Development Authority, Rochester Regional Clean Energy Education Partnership (2008) $684,962. Principle Investigator on proposal to develop a regional education and training initiative for installers and developers of photovoltaic, solar thermal, fuel cell, and small scale wind power systems. D. Synergistic Activities i. James Myers, Ph.D., is a teacher, researcher, and administrator working to address global challenges in the development of natural resources and related infrastructure services. His curriculum development and outreach efforts are in the fields of energy, food, and water resource economics. Much of his work has focused on project implementation in the developing world. ii. Myers is currently Director of RIT’s Center for Multidisciplinary Studies in the College of Applied Science and Technology. The Center’s programs reflect an interdisciplinary approach to education and problem solving. New programmatic areas combine study of emerging technologies with existing disciplines to yield customized degree programs for individuals and corporations. Over 90% of the students in the Center’s programs are supported by corporate tuition assistance programs or are enrolled in a customized corporate program. iii. Previously Associate Dean of the American College of Management and Technology in Dubrovnik, Croatia—an RIT program. Successfully authored and administered USAID and USIA grants involving education and retraining initiatives in the transitional economies of Croatia, Bosnia Herzegovina, and Montenegro. Created and implemented a comprehensive distance learning program linking RIT faculty with Croatian students. Program enrollments increased from 300 to over 700 students during this time. iv. Current teaching appointment is as Professor in College of Applied Science and Technology in M.S. degree program in Service Management and in the College of Liberal Arts, Department of Economics. He teaches courses in natural resource economics, environmental accounting and finance, and infrastructure development. v. Since 2002, he has received grants and foundation awards totaling more than $5 million. E. COLLABORATORS Robert Stevens, Ph.D, Rochester Institute of Technology; Brian Bowen, Ph.D., Rochester Institute of Technology/American University of Kosovo; Brian Tomaszewski, Ph.D. Rochester Institute of Technology.