This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Asia Pacific Equity Research 07 February 2016 Neutral Lupin Ltd. LUPN.NS, LPC IN Base business growth in US sales drive 3Q beat; Near-term visibility but drivers for growth post 2HFY17 still evolving As against expectation of another muted quarter (stock declined 8% in the week before results), Lupin reported strong beat with EBITDA of Rs8.8bn (JPMe/Cons at Rs8bn). The key drivers for the 3QFY16 revenue beat of ~6% (Rs35.6bn vs. JPMe Rs33.5bn) were: a) 20% QoQ growth in US sales aided by branded (+56% due to seasonality) and generic (+18% aided mostly by existing portfolio growth); b) Improvement in Japan performance (+11% YoY vs. 4% in 1HFY16) in Kyowa and I’rom; c) 40% QoQ increase in Other operating income (Rs2bn vs. Rs1.4bn in 2Q) with a certain amount received for contract during the quarter vs. over a period of time. The strong US recovery due to pricing adjustment in base portfolio and other operating income helped drive EBITDA margin expansion to 24.7% vs. 23% in 1HFY16. The full impact of the Fortamet price increase and gGlumetza FTF launch will drive strong earnings over the next two quarters. We believe that consensus P/E of 24-25x FY17E factors in the near term growth drivers, but not the medium term risks from delay in key approvals in 2HFY17, execution risk in its inorganic growth strategy and evolving growth drivers for FY18 and later. US – Focus on sustainability of existing business growth and gGlumetza ramp-up. The $34Mn QoQ increase in US revenue was aided by seasonality (~$5-6Mn from Suprax and growth in Cephs). But bulk of the increase was driven by portfolio optimization of its base business (price increase and volume increase) with <5% contribution from new launches. While the new launch revenue will increase sharply over the next two quarters with exclusivity launch of gGlemtza (~$1bn annualized brand sales) and contribution from a few other new products (LoFibra, Azithromycin, Potassium Chloride). We expect US revenue to increase from $208Mn in 3QFY16 to $250+Mn over the next two quarters aided by seasonality (flu season improving into 4QFY16), full benefit of Fortamet price increase, strong new launch revenue. What are the key triggers into 2HFY17? a) Sustainability of Fortamet price hike – LPC sees it as limited competition with only one other approval (Mylan but not launched); b) Rx trend for Glumetza over the next month will be key to understand the full revenue potential from FTF launch; c) Post exclusivity landscape for gGlumetza given Valeant’s Walgreen tie-up and two other possible players; d) TADs for most of its pipeline (+90% pre Oct-14 pipeline) with 15-month approval but further delay in key approvals in 2HFY17 is a risk. Lupin Ltd. (Reuters: LUPN.NS, Bloomberg: LPC IN) Rs in mn, year-end Mar FY14A FY15A Revenue (Rs mn) 110,866 125,997 EBITDA (Rs mn) 30,028 36,196 Net Profit (Rs mn) 18,364 24,032 EPS (Rs) 40.79 53.20 DPS (Rs) 5.97 7.46 EPS growth (%) 39.4% 30.4% EBITDA Margin 27.1% 28.7% ROCE 25.9% 26.8% ROE 30.3% 30.4% P/E (x) 44.2 33.9 Source: Company data, Bloomberg, J.P. Morgan estimates. FY16E 133,351 35,481 22,838 50.56 7.11 (5.0%) 26.6% 19.4% 23.2% 35.7 FY17E 164,618 45,617 31,065 68.77 9.66 36.0% 27.7% 21.0% 25.7% 26.2 FY18E 176,248 46,249 32,327 71.56 10.06 4.1% 26.2% 18.3% 21.9% 25.2 Price: Rs1,802.85 Price Target: Rs1,700.00 India Pharmaceuticals & Healthcare Services Neha Manpuria AC (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Bloomberg JPMA MANPURIA <GO> J.P. Morgan India Private Limited Price Performance 2,100 1,900 Rs 1,700 1,500 1,300 Feb-15 May-15 Aug-15 Nov-15 Feb-16 LUPN.NS share price (Rs) BSE30 (rebased) Abs Rel YTD -2.3% 3.6% 1m 1.1% 4.9% Company Data Shares O/S (mn) Market Cap (Rs mn) Market Cap ($ mn) Price (Rs) Date Of Price 3M - Avg daily vol (mn) 3M - Avg daily val ($ mn) BSE30 Exchange Rate Price Target End Date Price Target (Rs) 3m -1.9% 4.5% 12m 14.2% 28.9% 452 814,374 12,037 1,802.85 05 Feb 16 0.85 22.1 2,4616.97 67.65 31-Dec-16 1,700.00 See page 7 for analyst certification and important disclosures, including non-US analyst disclosures. J.P. Morgan does and seeks to do business with companies covered in its research reports. As a result, investors should be aware that the firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider this report as only a single factor in making their investment decision. www.jpmorganmarkets.com This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Asia Pacific Equity Research 07 February 2016 Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Key catalysts for the stock price: • Ramp-up of new brands and acquisition of brands for its US business • Progress of upcoming niche launches in the US • Improvement in growth trend in Japan Upside risks to our view: • Faster-than-expected ramp up of US-Branded business • Big-ticket approval for the US Generic business • Growth from Japan exceeding expectations given the drugs going off-patent in the medium term Downside risks to our view: • Delay in approvals of products in the US • Protracted slowdown in the domestic pharma market • Regulatory/Litigation risks • Continued weakness in its Japanese business • INR appreciation could hurt non-INR revenue (~40% of revenue in US$) Key financial metrics FY15A FY16E FY17E FY18E Valuation and price target basis Revenues (LC) 125,997 133,351 164,618 176,248 Our Dec-16 PT of Rs1700 is based on at a P/E of 24x, a 20% premium to the 13.6 5.8 23.4 7.1 36,196 35,481 45,617 46,249 28.7 26.6 27.7 26.2 Revenue growth (%) EBITDA (LC) EBITDA margin (%) 28.4 31.0 28.0 26.0 24,032 22,838 31,065 32,327 EPS (LC) 53.2 50.6 68.8 71.6 EPS growth (%) 30.4 -5.0 36.0 4.1 DPS (LC) 7.5 7.2 9.7 10.1 Tax rate (%) Net profit (LC) BVPS (LC) 196.5 238.7 296.2 356.0 Operating cash flow (LC mn) 27,331 25,165 27,132 35,456 Free cash flow (LC mn) 22,354 14,875 20,132 29,456 Interest cover (X) 369.0 102.1 138.6 148.8 Net margin (%) 19.1 17.1 18.9 18.3 Sales/assets (X) 1.1 0.9 0.9 0.8 Debt/equity (%) 0.1 0.2 0.1 0.1 Net debt/equity (%) -0.2 -0.2 -0.3 -0.4 ROE (%) 30.9 23.3 25.8 22.0 FY15A FY16E FY17E FY18E USD/INR 61.2 64.7 64.7 64.7 US Revenue Growth 11.0 -5.9 34.4 -6.0 Japan Revenue Growth 10.8 7.5 10.0 15.0 Key model assumptions Source: Company data and J.P. Morgan estimates. Sensitivity analysis domestic peer group given its strong growth profile, higher return ratios and upside from M&A. Key risks include earlier than expected/delay in approvals in the US, regulatory risk, and M&A execution. LPC – US growth visibility in near-term but still WIP for FY18 and beyond 38% 1250 40% 34% 1,127 35% 1150 1,060 30% 1050 25% 891 950 839 20% 803 850 693 15% 750 12% 16% 10% 650 5% 11% -6% 0% 550 504 -6% 450 -5% 350 -10% FY12 FY13 FY14 FY15 FY16E FY17E FY18E US Revenue ($Mn) % YoY Source: Bloomberg, Company data and J.P. Morgan estimates. EBITDA EPS JPMe vs. consensus, change in estimates FY16E FY17E FY16E FY17E FY16E FY17E 1% chg in US Generic Revenue 0.4% 0.5% 0.4% 0.5% JPMe old 47.3 67.1 1% chg in Japan Revenue 0.1% 0.1% 0.1% 0.1% JPMe new 50.6 68.8 1% chg in R&D Expense 0.3% 0.4% 0.3% 0.4% % chg 7% 3% Consensus 50.2 72.9 Sensitivity to Source: J.P. Morgan estimates. 2 EPS Source: Bloomberg, J.P. Morgan. This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Asia Pacific Equity Research 07 February 2016 Key highlights from the conference call and our views R&D – Starting to pick-up investment in complex portfolio: LPC continued to see higher R&D spend (Rs3.9bn vs. Rs2.5-3bn run-rate last year) with management guiding to strong filing pipeline. We expect R&D to remain at 11-11.5% over the medium term as LPC steps up investment in injectable, respiratory, bio-similars for Japan and investment in branded business. LPC has filed 15 ANDAs in 9MFY16 and indicated at least 10 derma filings by end of fiscal. On respiratory, LPC filed its first nasal spary, started work on the first MDI (going into clinics), Tiotropium and Advair. On Advair DPI, management indicated clinics to start in mid-FY17 with this likely to be its largest R&D program. In terms of its partnership for DPI, LPC indicated that its partner has worked on the issues in the prototypes, resolved the IP issues and capacity constraints. On the exiting pipeline, LPC has TADs for (+90% of its pre-Oct-14 pipeline). On Nexium approval, management indicated that there are no pending queries from USFDA but sees launch likely only in next fiscal. On the launch timeline for Welchol and Sevelamer tabs, management indicated that there are no open CRL and expects launch in 2HFY17. On the suspensions for both, LPC has open CRL and expects launch only in FY18. Gavis – Update from management: The closure of the Gavis deal has been delayed by a few month given the pending FTC approval (asking for divestment of a few Gavis’ existing products), but expect deal to be done by end of the month/fiscal. Quarterly revenue run-rate at Gavis is still $30Mn (~$120Mn sales in 2015 vs. $96Mn in 2014), which is tracking below management estimates. LPC pointed that Gavis has not launched some of the products that received approvals (controlled substances) as in some cases it sees chances of better market share as Lupin launch. LPC said that after seeing the pipeline more closely, it believes it can achieve more than 3x sales over time. On concerns related to the news-flow on API sourcing for govt. supplies, LPC pointed that this is upside to the sales expectation and API can be sourced from markets outside of India (i.e. countries like Italy, Spain, etc.). Branded business - Working on organic and inorganic growth strategy: The branded revenue improved 56% QoQ aided by growth in Suprax /Antara. LPC has optimized its branded portfolio and also reorganized its salesforce to improve sales for its brands. The Suprax franchise was aided by the flu season (despite soft start) with good contribution from suspension and growth in chewable and capsules too. LPC expects Suprax to continue to generate the similar level of sales if not higher. Management expects the organic strategy to deliver growth in the branded business in FY17 with continue effort to augment the segment by evaluating inorganic opportunities. While LPC does need M&A to augment its portfolio and drive larger contribution, we believe that organic efforts can help improve branded sales to $~6070Mn over the next few years (vs. <$50Mn currently). Japan – 10-15% growth achievable: Japan performance improved in the quarter with 10-13% YoY growth in both I’rom and Kyowa. Management indicated that Japan will continue to see pressure from price cuts for next three years but this will be offset from new launches and increasing push for generics. On the turnaround in I’rom, LPC indicated that the growth near-term would be small with meaningful improvement a few quarters away. We expect Japan business to grow 10-15% over FY17-18, but margin improvement in the business remains key. 3 This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Asia Pacific Equity Research 07 February 2016 Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Other operating income – Some one-off element for the quarter: While a significant portion of the OII is related to erport incentives (over Rs1bn), management indicated that the QoQ increase in OII was due to the amount received in lieu of newer contracts during the quarter instead of over a period of time. We expect OII to remain elevated vs. last years level in the next two quarters due to higher export incentives, but the Rs2b OII reported in the quarter in not sustainable into 3QFY16, in our view. Other details: a) Tax rate was higher in the 3Q (~35%) given tax on unrealized profits related to good transferred out of India but not sold as yet. LPC expects this to normalize to 30-31% in FY16; b) LPC indicated that the Gavis deal is a share buyout, but it would give the company tax breaks going forward (substantial) effectively implying faster payback; c) Staff cost flat QoQ despite the bonus payout in 2QFY16 given increase in R&D employee costs, higher expenses in international markets like Brazil and also impact from weak INR; d) Working capital days increased from 106 days in Sep-15 to 123 in Dec-15, which management indicated is due to account receivables and should come down by end of fiscal; e) Compliance update: LPC had 12 inspection in the last year with Form 483 issues in 3 cases (Indore, Goa and Aurangabad). While Indore has received EIR, LPC is working on resolving the issues from Goa and Aurangabad (but got approval from both facilities). LPC indicated that most new filings are from Indore and Nagpur. Table 1: Indian Pharma: Valuation summary Mcap Sun Pharma Lupin Dr Reddy's Cipla Cadila Aurobindo Glenmark CMP 858 1,803 3,109 570 326 763 734 $Mn 30,505 12,006 7,837 6,770 4,940 6,597 3,061 P/E (x) CY16/FY17 26.0 26.9 19.8 20.5 19.6 17.5 14.1 CY17/FY18 20.5 25.0 14.7 16.5 15.8 14.6 13.1 EV/EBITDA (x) CY16/FY17 17.3 17.1 12.1 15.0 13.9 11.6 9.7 CY17/FY18 13.8 15.6 9.0 12.4 11.4 10.1 8.7 P/BV (x) CY16/FY17 5.7 6.2 3.4 3.2 5.1 4.5 3.4 CY17/FY18 4.6 5.1 2.9 2.8 4.0 3.7 2.8 RoE (%) CY16/FY17 27.5 25.6 18.6 17.4 28.1 30.8 27.4 CY17/FY18 28.1 22.6 21.2 18.4 27.4 27.4 23.5 Source: Bloomberg, J.P. Morgan. Note: Consensus estimates for NC stocks Aurobindo and Cadila. J.P. Morgan estimates for all others. Lupin Ltd. (Neutral; Price Target: Rs1,700.00) Investment Thesis We believe LPC is a high-quality stock in the sector, trading at a premium valuation given its strong U.S. generics business, debt-free balance sheet and higher return profile. The current multiple fairly values the earnings growth trajectory, in our view, and we see limited scope for further re-rating. In our view, business development opportunities pursued by the company will remain a key driver for the stock given the comfortable balance sheet. Valuation Our Dec-16 price target of Rs1700 is based on a 24x P/E, a 20% premium to the domestic peer group average given LPC’s relatively strong growth profile in the U.S. generics business (aided by business development), presence in Japanese markets, and better return ratios. Risks to Rating and Price Target Key upside risks include accretive business development opportunity, faster-thanexpected ramp-up of approvals in the U.S. and Japan. Downside risks include delays in approvals for the U.S. generics business, regulatory risk and INR appreciation. 4 This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Asia Pacific Equity Research 07 February 2016 Lupin Ltd.: Summary of Financials Income Statement Rs in millions, year end Mar Revenues % change Y/Y Gross Profit % change Y/Y EBITDA % change Y/Y EBIT % change Y/Y EBIT Margin Net Interest Earnings before tax % change Y/Y Tax as % of EBT Net income (reported) % change Y/Y Shares outstanding EPS (reported) % change Y/Y Balance sheet Rs in millions, year end Mar Cash and cash equivalents Accounts receivable Inventories Others Current assets Cash flow statement FY14 FY15 FY16E FY17E FY18E Rs in millions, year end Mar 110,866 125,997 133,351 164,618 176,248 PBT 17.2% 13.6% 5.8% 23.4% 7.1% Depr. & amortization 72,693 84,427 90,012 114,410 122,492 Change in working capital 22.9% 16.1% 6.6% 27.1% 7.1% Other 30,028 36,196 35,481 45,617 46,249 Cash flow from operations 32.3% 20.5% (2.0%) 28.6% 1.4% 27,418 31,849 31,091 40,628 40,659 Capex 41.5% 16.2% (2.4%) 30.7% 0.1% Other 24.7% 25.3% 23.3% 24.7% 23.1% Free cash flow (267) (98) (347) (329) (311) 28,317 34,148 33,244 43,299 43,848 Equity raised/(repaid) 47.1% 20.6% (2.6%) 30.2% 1.3% Debt raised/(repaid) (9,622) (9,704) (10,306) (12,124) (11,401) Other 34.0% 28.4% 31.0% 28.0% 26.0% Dividends paid 18,364 24,032 22,838 31,065 32,327 Beginning cash 39.7% 30.9% (5.0%) 36.0% 4.1% Ending cash 450 452 452 452 452 DPS 40.79 53.20 50.56 68.77 71.56 39.4% 30.4% (5.0%) 36.0% 4.1% Ratio Analysis FY14 FY15 FY16E FY17E FY18E Rs in millions, year end Mar 7,975 4,814 29,131 42,718 65,428 Gross margin 24,641 26,566 28,116 34,709 37,161 EBITDA margin 21,295 25,036 27,401 33,826 36,215 Operating margin 5,330 5,350 5,662 6,990 7,483 Net margin 61,005 78,324 106,870 134,801 162,846 Sales per share growth LT investments 21 25 25 25 25 Sales growth Net fixed assets 30,019 32,961 35,571 37,581 37,991 Net profit growth Total Assets 102,060 131,377 165,983 196,606 225,314 EPS growth Liabilities Interest coverage (x) Payables 15,941 19,561 20,702 25,556 27,362 Others 5,326 13,379 13,953 14,585 15,280 Net debt to equity Short-term debt 5,028 4,353 18,000 17,000 16,000 Working Capital to Sales Total current liabilities 26,296 37,292 52,655 57,141 58,641 Sales/assets Long-term debt 1,510 1,018 1,018 1,018 1,018 Assets/equity Other liabilities 2,945 2,465 2,465 2,465 2,465 ROAE Total Liabilities 32,075 42,396 57,921 62,585 64,281 ROACE Shareholders' equity 69,316 88,741 107,821 133,780 160,792 BVPS 153.95 196.45 238.69 296.16 355.96 Source: Company reports and J.P. Morgan estimates. FY14 FY15 28,317 34,148 2,610 4,347 (4,663) (949) 2,234 680 20,039 27,330 FY16E 33,244 4,390 (2,510) 100 25,165 FY17E 43,299 4,990 (9,361) 110 27,132 FY18E 43,848 5,590 (2,892) 121 35,456 (5,252) (8,676) (10,290) (2,446) 4,425 0 14,963 18,725 15,115 (7,000) 0 20,369 (6,000) 0 29,686 2 2 (5,298) (700) (41) 302 (3,234) (1,573) 3,109 6,066 7,975 4,813 5.97 7.46 0 13,647 (447) (3,757) 4,814 29,131 7.11 0 (1,000) (439) (5,106) 29,131 42,718 9.66 0 (1,000) (432) (5,315) 42,718 65,428 10.06 FY14 65.6% 27.1% 24.7% 16.6% FY15 67.0% 28.7% 25.3% 19.1% FY16E 67.5% 26.6% 23.3% 17.1% FY17E 69.5% 27.7% 24.7% 18.9% FY18E 69.5% 26.2% 23.1% 18.3% 16.9% 17.2% 39.7% 39.4% 112.7 13.3% 13.6% 30.9% 30.4% 369.0 5.8% 5.8% (5.0%) (5.0%) 102.1 23.4% 23.4% 36.0% 36.0% 138.6 7.1% 7.1% 4.1% 4.1% 148.8 (2.1%) 31.3% 1.2 1.6 30.3% 25.9% 0.6% 32.6% 1.1 1.5 30.4% 26.8% (9.4%) (18.4%) (30.1%) 40.7% 47.2% 59.1% 0.9 0.9 0.8 1.5 1.5 1.4 23.2% 25.7% 21.9% 19.4% 21.0% 18.3% 5 This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Asia Pacific Equity Research 07 February 2016 Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com JPM Q-Profile Lupin Limited (INDIA / Health Care) As Of: 29-Jan-2016 Quant_Strategy@jpmorgan.com Local Share Price Current: 1707.05 12 Mth Forward EPS Current: 69.45 80.00 2,500.00 60.00 2,000.00 40.00 1,500.00 20.00 1,000.00 0.00 500.00 -20.00 24.6x 35.0x Current: Aug/15 Apr/14 Dec/14 Aug/13 Apr/12 P/E Relative to India Index Dec/12 Aug/11 Apr/10 Dec/10 Aug/09 Apr/08 Dec/08 Aug/07 Apr/06 Dec/06 Aug/05 Apr/04 Dec/04 Aug/03 Apr/02 Dec/02 Aug/01 -40.00 Dec/00 Dec/15 Jun/14 Current: Mar/15 Sep/13 Dec/12 Jun/11 PE (1Yr Forward) Mar/12 Sep/10 Dec/09 Jun/08 Mar/09 Sep/07 Dec/06 Jun/05 Mar/06 Sep/04 Dec/03 Jun/02 Mar/03 Sep/01 Dec/00 0.00 1.45 2.00 1.80 30.0x 1.60 25.0x 1.40 1.20 20.0x 1.00 15.0x 0.80 10.0x 0.60 Earnings Yield (& Local Bond Yield) 14% 12Mth fwd EY Current: India BY 4.07% Current: Aug/15 Apr/14 Dec/14 Aug/13 Apr/12 Dividend Yield (Trailing) Dec/12 Aug/11 Apr/10 Dec/10 Aug/09 Apr/08 Dec/08 Aug/07 Apr/06 Dec/06 Aug/05 Apr/04 Dec/04 Aug/03 Apr/02 Dec/02 Dec/00 Aug/15 Dec/14 Apr/14 Aug/13 Dec/12 Apr/12 Aug/11 Apr/10 Dec/10 Aug/09 Dec/08 Apr/08 Aug/07 Dec/06 Apr/06 Aug/05 Apr/04 Dec/04 Aug/03 Apr/02 Dec/02 Aug/01 0.00 Dec/00 0.20 0.0x Aug/01 0.40 5.0x 0.41 10.0 Proxy 9.0 12% 8.0 10% 7.0 6.0 8% 5.0 6% 4.0 4% 3.0 2.0 2% 1.0 ROE (Trailing) Current: 23.10 45.00 Price/Book (Value) Current: 12.0x P/B Trailing 40.00 Aug/15 Dec/14 Apr/14 Aug/13 Dec/12 Apr/12 Aug/11 Dec/10 Apr/10 Aug/09 Dec/08 Apr/08 Aug/07 Apr/06 Dec/06 Aug/05 Apr/04 Dec/04 Aug/03 Apr/02 Dec/02 Aug/01 0.0 Dec/00 Aug/15 Dec/14 Apr/14 Aug/13 Dec/12 Apr/12 Aug/11 Dec/10 Apr/10 Aug/09 Dec/08 Apr/08 Aug/07 Dec/06 Apr/06 Aug/05 Dec/04 Apr/04 Aug/03 Apr/02 Dec/02 Aug/01 Dec/00 0% 7.8x P/B Forward 10.0x 35.00 30.00 8.0x 25.00 6.0x 20.00 15.00 4.0x 10.00 2.0x Aug/15 Dec/14 Apr/14 Aug/13 Dec/12 Apr/12 Aug/11 Dec/10 Apr/10 Aug/09 Dec/08 Apr/08 Aug/07 Dec/06 Apr/06 Aug/05 Dec/04 Apr/04 Aug/03 Dec/02 Apr/02 0.0x Aug/01 Aug/15 Dec/14 Apr/14 Aug/13 Dec/12 Apr/12 Aug/11 Dec/10 Apr/10 Aug/09 Dec/08 Apr/08 Aug/07 Dec/06 Apr/06 Aug/05 Dec/04 Apr/04 Aug/03 Apr/02 Dec/02 Aug/01 Dec/00 0.00 Dec/00 5.00 Summary Lupin Limited INDIA Health Care 12mth Forward PE P/BV (Trailing) Dividend Yield (Trailing) ROE (Trailing) 11188.36 2.522767 TICKER LPC IN EQUITY Pharmaceuticals Latest Min Max 24.58x 0.10 10.17 7.77x 0.00 8.78 0.41 18.19 41.24 23.10 Median Average 2 S.D.+ 2 S.D. - 5.82 0.68 30.26 5.34 0.86 28.89 9.94 3.17 42.93 0.73 -1.45 14.85 Source: Bloomberg, Reuters Global Fundamentals, IBES CONSENSUS, JPMorgan Quantitative & Derivative Strategy 6 29-Jan-16 As Of: 1,707.05 Local Price: 69.45 EPS: % to Min % to Max % to Med % to Avg -99% -100% -21% 31% 2051% 79% -25% 67% 31% -31% 111% 25% This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Asia Pacific Equity Research 07 February 2016 Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Analyst Certification: The research analyst(s) denoted by an “AC” on the cover of this report certifies (or, where multiple research analysts are primarily responsible for this report, the research analyst denoted by an “AC” on the cover or within the document individually certifies, with respect to each security or issuer that the research analyst covers in this research) that: (1) all of the views expressed in this report accurately reflect his or her personal views about any and all of the subject securities or issuers; and (2) no part of any of the research analyst's compensation was, is, or will be directly or indirectly related to the specific recommendations or views expressed by the research analyst(s) in this report. For all Korea-based research analysts listed on the front cover, they also certify, as per KOFIA requirements, that their analysis was made in good faith and that the views reflect their own opinion, without undue influence or intervention. Important Disclosures Market Maker/ Liquidity Provider: J.P. Morgan Securities plc and/or an affiliate is a market maker and/or liquidity provider in Lupin Ltd.. Client: J.P. Morgan currently has, or had within the past 12 months, the following company(ies) as clients: Lupin Ltd.. Client/Non-Investment Banking, Securities-Related: J.P. Morgan currently has, or had within the past 12 months, the following company(ies) as clients, and the services provided were non-investment-banking, securities-related: Lupin Ltd.. Investment Banking (next 3 months): J.P. Morgan expects to receive, or intends to seek, compensation for investment banking services in the next three months from Lupin Ltd.. Non-Investment Banking Compensation: J.P. Morgan has received compensation in the past 12 months for products or services other than investment banking from Lupin Ltd.. Other Significant Financial Interests: J.P. Morgan owns a position of 1 million USD or more in the debt securities of Lupin Ltd.. Debt position: J.P. Morgan may own a position in the debt securities of Lupin Ltd. J.P. Morgan Securities LLC and/or its affiliates is acting as financial advisor to GAVIS GROUP in connection with the sale to LUPIN LTD as announced on July 23, 2015. The transaction is subject to certain closing conditions. Company-Specific Disclosures: Important disclosures, including price charts and credit opinion history tables, are available for compendium reports and all J.P. Morgan–covered companies by visiting https://jpmm.com/research/disclosures, calling 1-800-477-0406, or e-mailing research.disclosure.inquiries@jpmorgan.com with your request. J.P. Morgan’s Strategy, Technical, and Quantitative Research teams may screen companies not covered by J.P. Morgan. For important disclosures for these companies, please call 1-800-4770406 or e-mail research.disclosure.inquiries@jpmorgan.com. Lupin Ltd. (LUPN.NS, LPC IN) Price Chart 3,366 Date N Rs975N Rs1,300N Rs1,550 N Rs1,775 N Rs950N Rs1,175N Rs1,600 N Rs1,625 2,805 N Rs900 N Rs1,000N Rs1,400 2,244 NRN Rs1,700 Price(Rs) 1,683 1,122 561 0 Nov 10 Aug 11 May 12 Feb 13 Nov 13 Aug 14 May 15 Feb 16 Rating Share Price (Rs) Price Target (Rs) 25-Nov-13 N 850.85 900.00 04-Feb-14 N 921.80 950.00 21-Apr-14 N 956.90 975.00 07-Jul-14 N 1078.10 1000.00 04-Aug-14 N 1165.40 1175.00 29-Oct-14 N 1357.55 1300.00 07-Jan-15 N 1377.60 1400.00 18-Feb-15 N 1681.85 1600.00 14-May-15 N 1689.50 1550.00 23-Jul-15 NR 1728.25 -- 27-Jul-15 N 1617.55 1625.00 03-Sep-15 N 1862.35 1775.00 06-Jan-16 1753.20 1700.00 N Source: Bloomberg and J.P. Morgan; price data adjusted for stock splits and dividends. Break in coverage Jul 23, 2015 - Jul 27, 2015. The chart(s) show J.P. Morgan's continuing coverage of the stocks; the current analysts may or may not have covered it over the entire period. J.P. Morgan ratings or designations: OW = Overweight, N= Neutral, UW = Underweight, NR = Not Rated 7 This document is being provided for the exclusive use of RAJIV PILLAI at LUPIN LTD. Neha Manpuria (91-22) 6157-3589 neha.x.manpuria@jpmorgan.com Asia Pacific Equity Research 07 February 2016 Explanation of Equity Research Ratings, Designations and Analyst(s) Coverage Universe: J.P. Morgan uses the following rating system: Overweight [Over the next six to twelve months, we expect this stock will outperform the average total return of the stocks in the analyst’s (or the analyst’s team’s) coverage universe.] Neutral [Over the next six to twelve months, we expect this stock will perform in line with the average total return of the stocks in the analyst’s (or the analyst’s team’s) coverage universe.] Underweight [Over the next six to twelve months, we expect this stock will underperform the average total return of the stocks in the analyst’s (or the analyst’s team’s) coverage universe.] Not Rated (NR): J.P. Morgan has removed the rating and, if applicable, the price target, for this stock because of either a lack of a sufficient fundamental basis or for legal, regulatory or policy reasons. The previous rating and, if applicable, the price target, no longer should be relied upon. An NR designation is not a recommendation or a rating. In our Asia (ex-Australia) and U.K. small- and mid-cap equity research, each stock’s expected total return is compared to the expected total return of a benchmark country market index, not to those analysts’ coverage universe. If it does not appear in the Important Disclosures section of this report, the certifying analyst’s coverage universe can be found on J.P. Morgan’s research website, www.jpmorganmarkets.com. Coverage Universe: Manpuria, Neha: Apollo Hospitals Enterprise Ltd. (APLH.BO), Cipla Ltd. (CIPL.NS), Dr. Reddy's Laboratories Limited (REDY.BO), Fortis Healthcare Ltd (FOHE.BO), Glenmark Pharmaceuticals Ltd. (GLEN.NS), Lupin Ltd. (LUPN.NS), Sun Pharmaceutical Industries Ltd. (SUN.BO) J.P. Morgan Equity Research Ratings Distribution, as of December 31, 2015 J.P. Morgan Global Equity Research Coverage IB clients* JPMS Equity Research Coverage IB clients* Overweight (buy) 44% 52% 45% 70% Neutral (hold) 44% 47% 47% 63% Underweight (sell) 12% 35% 8% 50% *Percentage of investment banking clients in each rating category. For purposes only of FINRA/NYSE ratings distribution rules, our Overweight rating falls into a buy rating category; our Neutral rating falls into a hold rating category; and our Underweight rating falls into a sell rating category. Please note that stocks with an NR designation are not included in the table above. Equity Valuation and Risks: For valuation methodology and risks associated with covered companies or price targets for covered companies, please see the most recent company-specific research report at http://www.jpmorganmarkets.com, contact the primary analyst or your J.P. Morgan representative, or email research.disclosure.inquiries@jpmorgan.com. 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