J A N UA RY 2 0 0 6 I V O L U M E 3 I N R 4 reCOMMEND reCOMMEND IS A NEWSLETTER OF THE COMMUNITY FOR ENERGY, ENVIRONMENT AND DEVELOPMENT EDITORIAL Welcome to this fourth issue of reCOMMEND! This issue gives particular attention to methodological issues in energy planning approaches. It discusses a new interactive planning approach developed at Aalborg University, argues that energy planning should Photo: Wolfgang Bayer focus more on the energy markets used by the peri-urban poor and goes into the approach used in the national biomass energy planning project in Ethiopia and the IES program of the US Environmental Donkey cart in Afar Region, near Gewane town, Ethiopia Protection Agency. In addition, the results of the recent Cape Town NATIONAL BIOMASS PLANNING IN ETHIOPIA Energy Futures Program are presented and the implications of the MDG’s on energy planning are The Woody Biomass Project discussed. We warmly welcome your feedback on this issue, as well as suggestions for articles for publication in future issues of the newsletter. Peter Sutcliffe years later the Ethiopian Forestry Action Plan NILE BASIN INITIATIVE (EFAP)*-2 estimated that nationally annual fuelwood consumption was 35 million tons and Enjoy reading, This article describes a recent the annual yield was only 8.6 million tons, the reCOMMEND EDITORIAL TEAM comprehensive effort to study woody consumption being over 4 times the annual biomass in Ethiopia: an effort that yield. These estimates of fuelwood deficit are addressed many of the weaknesses in examples of the use of “fuelwood gap” previous “gap theory” analyses. methodology – a simplistic use of fuelwood CONTENTS supply minus consumption - that were The Woody Biomass Project 1 A New Approach to Energy Planning 4 INTRODUCTION influential in energy planning and policy In 1984 a joint World Bank/UNDP formulation during the 1970’s and 1980’s. Energy Sector study*-1 identified the The Global Energy Implications of unsustainable consumption of Four major weaknesses were seen in the use of fuelwood, leading to increasing this methodology. Firstly, the aggregated deforestation and soil erosion as major application of the theory obscured the fact that environmental and economic problems fuelwood problems are location specific and so facing Ethiopia. In national terms required geographically targeted interventions. Sustainable City Energy Development 15 fuelwood consumption was estimated Secondly, in many cases where gap theory was News & Events at 20 million tons and annual yield only applied, the consumption and supply data 8.1 million tons, the consumption being supporting the analysis were very weak. Often some 2.5 times the annual yield. Ten no account was taken of wood resources the MDG’s The Peri-Urban Testing Market 7 10 EPA’s Integrated Environmental Strategies Program 13 16 reCOMMEND-4•2006 1 reCOMMEND Newsletter of the COMMEND initiative outside forest and woodlands. Thirdly, complex and localized dynamics of weak forecasting methodologies were biomass fuel supply and consumption. COMMEND –COMMunity for Energy, used. These often assumed that there environment and Development- aims at fostering a professional community would be no response from households The woody biomass inventory to a decreasing supply of fuelwood. comprised three activities: the landcover COMMEND is an open community intended to be accessible to all energy Finally, the theory assumed that mapping of the whole of Ethiopia at a deforestation is driven mostly or entirely scale of 1:250,000 using Landsat ETM analysts, and designed to foster mutual assistance between its members. by fuelwood consumption. imagery; a comprehensive woody among Southern energy analysts. biomass stock inventory covering all Appreciating the weakness of existing landcover types including cultivated data and before investing in any land; and an 8 year long annual tree remedial actions the Government of yield study of all major species in the Ethiopia (GoE) formulated the Woody main agro-ecological zones. Database Biomass Project. The objective was to and GIS software tools were used to obtain a clearer picture of the status and develop woody biomass stock and yield potential supply of woody biomass as estimates at the smallest spatial unit: a Fundación Bariloche in Argentina (IDEE/FB), ETC Foundation in the fuel, and to conduct a comprehensive specific landcover type in a “Land Use survey of patterns of biomass fuel System” within the lowest Netherlands, ENDA-TM in Senegal, and consumption. The Project was also administrative unit – the wereda*-3. the Energy Research Centre in South Africa (ERC). mandated to assess the extent and Because of the extreme variation in production of natural grazing lands and agro-ecological conditions in highland the status of livestock feed resources as Ethiopia, each wereda could comprise input to a national livestock one, two or even three Land Use development project. In doing so, the Systems, particularly where there was project also attempted to address the great altitudinal extent. There are 500 weaknesses of the gap theory applied in wereda administrative units in Ethiopia earlier studies. with an average of two Land Use COMMEND is being funded by the Government of the Netherlands and undertaken as a collaboration between the Boston Center of the Stockholm Environment Institute (SEI-B) and four leading international institutions working on sustainable energy development: the Institute for Energy Economics of the The newsletter is distributed free of charge and is available through the COMMEND web site. To subscribe, contact Anja Panjwani at the ETC Foundation. Editorial team This issue has been compiled by: Charlie Heaps and Ellen Hoog Antink. Contact reCOMMEND Anja Panjwani ETC Foundation P.O. Box 64, 3830 AB, Leusden the Netherlands; Tel: +31.33.432 6000; Fax: +31.33.494 0791; Email: a.panjwani@etcnl.nl COMMEND web site: www.energycommunity.org Design Labl.nl, Zeist Printing & Layout Koninklijke BDU Grafisch Bedrijf B.V., Barneveld Systems in each. Given the federal administrative structure of Ethiopia with power Biomass fuel*-4 consumption estimates devolved to “National Regional States”, were derived from rural and urban the approach was to work on a Region household surveys that captured data by Region basis to develop in close not only on household energy collaboration with each Region, a supply/consumption patterns, but also Strategic Plan and Investment for rural households data on crop, Programme for the sustainable livestock and on-farm tree production. management and development of each The rural household survey was based Region’s woody biomass resources. on a stratified random survey using the Plans and Investment Programs have Land Use System as the basic strata. subsequently been produced for all 11 These were mapped from ground Regions. Funding for the surveys and knowledge of the implementation of these investment distribution of socio-ethnic groups and programs has since been provided by their distribution was mapped and the GoE and the World Bank under a entered into the GIS. Total annual new “Access to Energy Programme”. consumption of each biofuel was estimated for each Land Use System Funding This newsletter is supported by the Netherlands Directorate General of International Cooperation (DGIS). 2 reCOMMEND 4•2006 METHODOLOGIES within each wereda. At the outset, the Project attempted to capture the high spatial variability of Based on the data for woody biomass environmental, social, economic and stock and yield for each spatial unit, cultural conditions in Ethiopia, and the together with total consumption estimates, the model produced balances in national or even regional supply/consumption balances for wood terms. The number of weredas that are fuel (including charcoal) for each area consuming more than the sustainable covered by a Land Use System. Results supply of woody biomass are some 307 were aggregated first to the wereda, out of a total of 500 (just over 60 then to the Region and finally to the percent). Even within a specific wereda national level. Balances were projected there are Farmers Associations (the for 10 years assuming constant smallest administrative unit) that are in consumption rates and no substitution “surplus” while others are in “deficit”. among biomass fuel types. The analysis of deforestation due to The Project minimized the weaknesses land-clearing for agriculture and of the “gap methodology” in the settlement estimated annual losses of following ways: 65,540 ha of high forest, 91,400 ha of • The analysis captured the location woodland and 76,400 ha of shrubland. of where the analysis is being employed specific nature of fuelwood supply This amounted to woody biomass losses include: and consumption by working at the of approximately 3.5 million tons, level of the Land Use System within considerably less than that each wereda. unsustainably burnt as fuelwood and enabled detailed soil maps to be The woody biomass inventory charcoal. Wood cleared for agriculture produced, which together with the included woody plants in all types of involves a complete change in land land cover maps has enabled soil land cover: forests, woodlands, cover from shrubland, woodland or erosion estimates and maps to be shrublands, grassland and cultivated forest to “non forest land” and an developed. areas. Estimates were also made of almost complete removal of wood in the annual fall of dead branches, twigs area cleared. However, wood removed eling has identified weredas and leaves, of wood from annual tree for fuel does not involve a complete and experiencing structural food deficits: mortality from natural causes and instant change in land cover. Instead, thus providing important information wood supplied from clearing for there is a gradual erosion of wood on poverty reduction activities. agricultural land. stocks and degradation of land cover • Status of fuelwood supply in Ethiopia • • • Soil erosion: The analysis has Population support capacity mod- Livestock feed estimates have rather than deforestation. Dense been made to the same level of RESULTS AND CONCLUSIONS woodland gradually becomes open detail as those for biomass energy In national terms the Project’s estimate woodland, which may then gradually and form the basis for planning a in 2000 of annual potential supply of become open shrubland. This may in national forage development pro- woody biomass was 77 million tons and turn become grassland with scattered gramme. an annual consumption (including wood trees. The conclusion is therefore that as charcoal) of 54 million tons. Only land-clearing and fuelwood removal are biomass inventory form the basis 10.7 million tons was taken from woody two very different processes that cannot for monitoring land cover change biomass stocks (i.e. unsustainable yield). be directly compared. and degradation of natural vegeta- • The land cover maps and woody tion. This leaves an apparent “surplus” of 66.2 million tons. This is in stark The Project involved considerable contrast to the estimated “deficits” of human and financial resources, but it For more information: 12.2 million tons in 1984 and 26.4 has resulted in a much more complete Please contact: Mr.J.P.Sutcliffe, million tons reported in 1993. picture of fuelwood supply and Nile Basin Initiative,Ethiopia consumption patterns in Ethiopia. In Tel: +251-9-405865 However these national estimates addition, a very comprehensive natural Email: peter.s@ethionet.et conceal sharp regional and local resources and socio-economic database differences. Of the 11 regions, four and GIS have been developed. It can recorded overall consumption rates now be used to help guide and monitor *1. Esmap (1984) Ethiopia: Issues and Options in the Energy Sector, UNDP/World Bank Report 47641-ET, July 1984. *2. TGoE (1994) Ethiopia Forestry Action Plan: Final Report, exceeding supply (and three of these are policies in numerous areas such as “urbanized” Regions). These figures biomass energy supply, livestock feed *3. Or “district”. reveal the dangers of considering energy policies or soil erosion. Some examples *4. Wood, charcoal, crop residues and dung. EFAP Secretariat, Addis Ababa. reCOMMEND-4•2006 3 I N T E R AC T I V E E N E R G Y P L A N N I N G A New Approach to Energy Planning In this article, Morton Blarke introduces the concept of “phronesis” and argues that energy planning should be based on interaction between stakeholders and planners. Morten Boje Blarke PHRONESIS AND SOCIAL between the general and the concrete, INTERACTION between model and reality. In order for In recent years, energy planning models energy-environmental planners to In June 2004, Malaysia’s Economic such as LEAP, which was used in provide sound judgment, they are Planning Unit (EPU) invited an Malaysia, have become particularly required to have experience about the international team of energy planners to good at allowing participants to develop concrete. A crucial part of this assist in producing a new long-term knowledge of the techno-economic experience comes through social energy plan for Malaysia. The characteristics of energy systems. interaction. Therefore, if planners AALBORG UNIVERSITY immediate objective was to analyze become better able to understand, plan energy-related environmental and Central in this effort is the idea that a and manage the process of social economic problems and opportunities, techno-economic rationality is interaction, then planners will become while building capacity within energy instrumental in proposing policies for better at supporting plans that promote planning with selected Malaysian society’s development. While the goals particular ethics and values, such as the institutions. are given by the values of those who concept of sustainability. either hire the planners or are This article illustrates an operational negotiated within the planning group, What are the lessons for energy energy planning framework that was the planning is guided by the idea that a planning? One is that more time and developed as part of this work, and goal-oriented rationality is a good resources need to be devoted to the which may be a useful reference for platform for social engineering. social interactions that take place in the future planning projects. The framework planning process, whether in local stresses the importance of allowing However, even as far back as the communities, in research, in context and problem-orientation to ancient Greeks, it was recognized that government offices, and in energy define the course of the planning techno-economic knowledge (epistime markets. process. and techne) was necessary, but not sufficient, for making judgments about Can social interaction be more The article also offers some thoughts right or wrong, good or bad. Aristotle systematically explored, stimulated, about why energy planning frameworks introduced the notion of phronesis, planned, and managed as an integral and models should aim at becoming meaning practical wisdom, as a part of the energy planning process? better at supporting social interaction. prerequisite for enlightened This will require that our attention technological and social development. should be on making our planning tools Aristotle suggested that a context- better at stimulating and managing dependent understanding of values was interactivity. How may planning tools, necessary for obtaining a balanced like LEAP, become better platforms for approach to development, and that this interactivity, for example by better understanding would not come from supporting interaction between techno-economic studies alone, but planners and the physical world? Photo: Morten Boje Blarke even more so from an experienced understanding of values and interests. It may even be useful to introduce a new concept in energy planning, Sharing the energy cake during an energy planning workshop 4 reCOMMEND 4•2006 Still, many efforts in local and national namely “Interactive Energy Planning”: energy planning are detached from one that suggests that extensive reality and so do not provide sound interaction is the basis for acquiring judgment. Phronesis requires interaction practical wisdom and thus is the primary ingredient for sound and realistic Table 1: Phases within an interactive energy planning framework*-1 decision-making. Interface Mode of Analysis 0 Context Analysis Explore external and internal contexts 1 Problem Analysis Analyse problem complex 2 Goal Analysis Identify planning goals 3 Reference Situation Picture current situation 4 Reference Scenario Picture likely development promote the rationality of “integration” 5 Analysis of Options Compare supply/demand options and “sustainability”. They were a 6 Alternative Scenario Picture alternative development reaction to an array of short-sighted, 7 Scenario Analysis Compare scenarios non-democratic, and destructive plans 8 Decision Analysis Prioritize policies and instruments that primarily were fulfilling the financial 9 Policy and Action Strategic intervention, political change INTERACTIVE ENERGY PLANNING Frameworks for integrated energy planning have been developing since the early 1970s and have been used to Objective and political interests of well-established stakeholders, while ignoring the wider answer five fundamental questions in context. And that it is being developed interests of society. planning: by means of interaction. For example, • Where do we stand? • Where are we going? • Who gains and who loses, and by when establishing a Reference Situation, The focus on “interaction” emphasizes that each phase of the planning process objective to acquire practical wisdom in utility companies, local governments, which mechanisms of power? and the manufacturing industry, • Is this development desirable? • What, if anything, should we do planners are also developing an should be organised primarily as an interface for interaction with the by interacting with stakeholders such as about it? context. In fact, social interaction allows understanding about how such a system came about, and who is benefiting from planners to experience and study the the current situation. Ultimately, the institutional and economic trails of The interactive energy planning hypothesis is that through interaction, power, thereby preparing them to framework identifies ten such interfaces decision-making is widely influenced. for interaction, which are presented in table 1. The external context may be said to constitute the object of analysis (the Figure 1 illustrates this as a world), while the internal context (the circular process of analysing planning team) constitute the subject of problems, objectives, the analysis. How can planners more trends, options, effectively deal with and relate to such instruments, policies, and knowledge? In this respect, it may prove strategies for intervention. useful to have a look at how the Aside from dealing with methods and tools currently used in techno-economic issues, energy planning may effectively support this framework emphasizes interaction within context. two analytical elements that enable planners to MODELING TOOLS THAT understand concrete SUPPORT INTERACTION decision-making. The first is In Malaysia, LEAP assisted professionals the study of context. The and institutions to exercise various second is the study of understandings about energy-related power: winners and losers. technical and economic problems and opportunities. In the process, through Figure 1: The Interactive Energy Planning framework*-2 The idea in interactive experimentation, dialogue, and energy planning is that this negotiation, common rules about what understanding develops in was “good”, and even a consensus the interface between an understanding about where the energy external and an internal sector seemed to be heading and the reCOMMEND-4•2006 5 extent of future problems, was reached. introduction of fuel efficiency standards. Also, the involved professionals “Interactive Energy Planning”? Well, by not allowing techno-economic reason to developed an understanding, primarily Despite this knowledge, large-scale stand alone in planning research, it based on techno-economic reason, that manufacturing and supply of palm- would help planners to integrate the particular priority options should be diesel, as well as even an expensive analysis of rationality and power. Energy promoted in order to address the programme on fuel cells, are new major planning tools, and LEAP in particular, problems. These options were well energy policy initiatives, which are likely have improved tremendously, but the researched and documented through to be central elements in the time won in operation should not be case studies and demonstration projects. Government’s new energy policy. spent on making more “exact” utopias, For example, priority options included but rather on interaction in context, efforts on the demand-side, like revised What are the mechanisms behind such exploring the mechanisms of power. The building codes, as well as the promotion seemingly irrational decisions? And why concept of interactive energy planning of solid biomass use in industry it is so difficult to get institutions should inspire planners to spend less replacing fuel oil. involved in demand-side efforts? time in utopia, and more time at the LEAP helped the participants to By acknowledging that rationality and basis for sound and realistic decision- structure the techno-economic aspects power are analytically inseparable from making through interaction in context. of this research. For questions beyond each other, and with the end goal of the scope of techno-economics, other “good” decision-making in mind, tools and methods were applied, energy planning tools and methods will phases see: including participatory visioning, policy need to do better in supporting http://www.plan.aau.dk/~blarke/downloads/publications/24 workshops, technical experiments, and planners in dealing with not only case studies. techno-economics, but also interactivity, sets out initially to describe the current situation and likely context, and power. future developments. The evolving system model becomes waterfront becoming familiar with the The Malaysian case tends to make a *1. The objective for each phase is primarily to establish an interface for interaction. For more information on these -REM-chapter-23.pdf *2. As contexts, problems, and goals are recognized, the team the basis for analysing alternatives and identifying feasible options story of rather good practice in planning In LEAP, there is a fuel database, but it research and the planning process was could be usefully supplemented by well anchored within decision-making country-specific organisational institutions. But did it result in “good” databases, as well as localized decision-making? directories of policies, legislation, market information, funding opportunities, and References: 1. Codoni, R., Park H.C., and Ramani K.V., eds., Integrated Energy Planning: A Manual, 1986. 2. Danida, Logical Framework Approach: A Flexible Tool for Participatory Development, 1995. 3. Flyvbjerg, B., Phronetic Planning Research: Theoretical and Methodological Reflections, Planning Theory & Practice, The immediate outcome is not very journalists in energy and environment. encouraging, as the most current Similarly, LEAP provides a technology information from Malaysia indicates. In database, but no database describing the Malaysian mass media, on the institutional designs that are good in streets, and in parliament, the option to supporting demand-side efforts, or Methods for Integrated Resource Planning, UNEP invest in the wide-scale introduction of instruments for public intervention. Collaborating Centre for Energy and Environment, Risø Vol. 5, No. 3, 283–306, September 2004. 4. Goldemberg, J., and Johansson, T.B., Energy as an instrument for socio-economic development, World Energy Council, 1995. 5. Swisher, J.N., Januzzi, G.d.M., and Redlinger, R.Y., Tools and National Laboratories, November 1997. palm-diesel in transportation is receiving much positive attention. While this In LEAP, the energy sector is broken option was investigated by the planning down into demand, transformation and For more information: team, it was also rejected as a feasible resources, but it would also be useful to Please contact: Morten Boje Blarke, option, on at least three counts: the support the charting of institutional Ph.D. Fellow, M.Sc. Eng., Government could not support relations by sector, ownership, and flow Department of Development and extensive use of palm-diesel without of funds. In this respect, the Planning, Aalborg University, massively increasing fiscal subsidies to specification of costs could allow for an Denmark transport fuels, palm-diesel would analysis of winners and losers, for Tel: +45 9635 7213 further promote a non-sustainable form example in terms of fiscal costs and E-mail: blarke@plan.aau.dk of mono-culture in agriculture, and revenue losses for utility companies in finally, other more cost-effective options efficiency scenarios. for reducing fossil fuel use in How would such changes support the transportation exist, including the concept of “Interactivity” or even 6 reCOMMEND 4•2006 E N E R G Y, T H E M D G ’ S A N D T H E E N V I R O N M E N T The Global Energy Implications of the MDGs This article summarizes a recent study undertaken by the Stockholm Environment Institute that examines the global energy implications of meeting the Millennium Development Goals (MDGs). Anders Arvidson related energy demands, and also the STOCKHOLM ENVIRONMENT INSTITUTE impact on poverty reduction efforts of The MDG Energy Vision environmental threats related to global At the World Summit on Sustainable energy expansion. Development in Johannesburg in 2002, The targets of the MDG Energy Vision are that by 2015 : • 100% of the world’s urban all Member States of the United Nations In the absence of specific targets for agreed that access to affordable modern access to energy services stipulated as populations and 50% of the forms of energy is a prerequisite for part of the Millennium Declaration, a world’s rural population use reaching each of the Millennium few initiatives have been taken to set modern liquid and gaseous fuels Development Goals (MDGs). Access to targets for what type of energy services for cooking modern forms of energy affects all are needed to support the achievement aspects of development - social, of the MDGs. All of them recognize the population use improved biomass economic, and environmental - importance of increased access to stoves including livelihoods, access to water, modern clean cooking fuels and agricultural productivity, health, technologies as well as expanded cooking is produced in a population levels, education, and electricity services and availability of sustainable way gender-related issues. It is a key mechanical power within communities. prerequisite for providing income In this study, we base our discussion on populations have a basic electricity generating activities. Presently about 2.4 an “MDG Energy Vision” that was supply to meet lighting and billion people lack access to clean fuels developed and used as part of the communication needs for cooking and approximately 1.6 Millennium Development Project. • 50% of the world’s rural • 100% of the biomass used for • 100% of the world’s urban • 100% of the world’s health facilities and schools have billion people lack access to electricity. By 2015 the situation will not look The MDG Energy Vision is only a electricity supply and use modern much different unless concerted actions starting point and will not achieve a liquid and gaseous fuels to meet are taken to at least bring basic levels of world free of energy poverty, but it will cooking and heating needs energy services to the world’s poor. put countries on the right trajectory for • 100% of all communities have further development. Much more is access to mechanised power THE MDG ENERGY VISION needed to reach “satisfactory” levels of There are two main energy-related human and societal welfare. In this challenges with regard to meeting the endeavour it is important to be aware of SCALE OF THE CHALLENGE MDGs. The first is the expansion of the dangers of technology lock-in In order to meet the MDGs a substantial access to energy services that is needed during the development of national improvement in the types of energy to realise the MDGs. The second energy sectors. Although technology services that the poor have access to is broader challenge relates to the lock-in is not difficult to avoid in the required. Unless concerted actions with environmental and public health impacts provision of basic services for the more emphasis on providing the poor of the global energy sector and how in poorest segments of the population, it is with basic modern energy services are the long-term these might jeopardise more important when designing large taken, 1.6 billion people will still be our abilities to meet the MDGs. infrastructure programmes, such as without electricity access and 2.5 billion In this article, we discuss both power plants and grid-based system people will still rely on traditional challenges - the scale of direct MDG- with long lifetimes. biomass for cooking by 2015. reCOMMEND-4•2006 7 A prerequisite for meeting the MDGs is Table 2: Per capita public financing reference scenario, global commercial to reduce the population without access needed to achieve the MDG Energy energy demand will increase by 15% by to basic levels of electricity and the Vision 2015. As the energy sector expands, it is likely to contribute to economic and population reliant on traditional solid social development, which will help fuels for cooking to no more than Region around 1 billion people by 2015. North Africa 0.3 reduce poverty levels around the world. The MDG Energy Vision foresees Sub-Saharan Africa 18 However, the positive benefits of this improved access to modern energy for China and East Asia 5 expansion may be dampened by some about 1.5 billion people. Contrary to South Asia 9 of the negative environmental impacts Latin America 2 what might be expected in light of this challenge, the incremental amount of commercial energy needed for this is USD Middle East 0.3 caused by the growing energy consumption. These negative impacts have the potential to make it harder for negligible compared to the world’s total include necessary investments in development to occur, and may inhibit commercial energy consumption. institutional capacity building and poverty reduction. In the long run, Reaching the poor with basic modern administration related to the climate change in particular threatens to energy services as envisioned in the implementation of the MDG Energy undermine society’s capacity to meet MDG Energy Vision would increase Vision. basic needs for food, health and shelter. Climate change is projected to global commercial energy consumption by about 900 TWh per year which is less ENVIRONMENTAL AND HEALTH disproportionately affect the world’s than 1% of global energy demand. IMPLICATIONS poor, of which 70 percent live in rural The environmental implications of areas and are directly dependent on COST OF THE CHALLENGE achieving the MDG Energy Vision will be soils, water and weather for their The annual required public financing of positive at all levels. Emissions from subsistence. Millions of people in West meeting the MDG Energy Vision is burning of solid cooking fuels kill about Africa experience almost annual famines about USD 45 billion: two-thirds of this 1.6 million people annually – most of related to declining precipitation in the is support to cleaner and more efficient them women and children. As a result Sahel region. Unusually frequent cooking fuels and technologies; one- of substantially reduced indoor air droughts and sudden floods in Eastern third is support to electrification and pollution, health problems and mortality and Southern Africa affect farmers. Sea availability of mechanical power in can be reduced at the household level. level rise in Bangladesh puts millions of communities. Cleaner cooking fuels will also people in lowlands at risks. In Asia contribute to reductions in local and temperature rise can reduce harvests for Table 1: Annual public financing regional emissions. Cadmium, the world’s most important staple food needs in USD particulate matter causing brown – rice – by 15%. clouds, and nitrogen oxides causing Cooking 30 Billion electricity and mechanical power 15 Billion acidification will be reduced if the MDG CONCLUSIONS Energy Vision is achieved. Combustion Reaching the poor, their communities of traditional solid fuels using commonly and social service institutions with basic available cooking appliances contribute levels of energy services using modern The challenge is by far the greatest in more to greenhouse gas emissions than cooking technologies and fuels, Sub-Saharan Africa, where annual liquid and gaseous petroleum fuels do. electricity and mechanical power is a public financing of about 16 Billion USD Thus the MDG Energy Vision would also prerequisite for meeting the MDGs and or 18 USD/capita is needed, followed by contribute to a reduction of greenhouse will have positive environmental impacts South Asia where 9 USD/capita is gas emissions at the global level. at the local, regional and global levels. needed. Strikingly, the primary commercial THE EXPANDING GLOBAL energy requirements for implementing This calculation assumes fully-subsidized ENERGY SECTOR the MDG Energy Vision are small investment and recurrent fuel/electricity Whether the MDGs can be met and compared to the projected global costs for schools and health facilities. maintained over the long run will also energy sector growth during the same Private and commercial end-users are depend on the wider development of period. In order not to jeopardise the assumed to pay a substantial share of the global energy sector. According to achievement of the MDGs, it is the cost. The calculation does not the International Energy Agency’s necessary that richer countries and 8 reCOMMEND 4•2006 Table 3: Commercial energy demand to meet MDG Energy Vision in relation parts of energy sector investments into to global commercial energy demand 2015 effective measures to reduce energy poverty will mean that new actors will have to be empowered to take an active part in energy sector planning. Developed countries committed to supporting the achievement of the MDGs and a global transition to a sustainable energy sector, need to focus research and investments into energy efficiency and development and dissemination of renewable energy technologies. This should also benefit developing countries since primary energy demand will shift from fossil based fuels to renewable fuels, and appropriate technologies will become affluent populations around the world future compatible with sustainable reduce their greenhouse gas emissions development objectives is finding ways to and other energy sector impacts accelerate progress for new technologies The full report “Sustainable Pathways significantly. These impacts are likely to – from research and development to to Attain the Millennium have serious negative consequences on demonstration deployment and diffusion Development Goals - Assessing the the ability of the poor to move out of – a responsibility which lies heavily on Role of Water, Energy and Sanitation” poverty. Climate change in particular developed countries. is available here: threatens to disrupt the food production more widely available. http://www.sei.se/ systems, and the poor are also the most RECOMMENDATIONS vulnerable to adverse climatic effects In developing countries that have such as floods and hurricanes. committed to the MDGs, there is a need For more information to further integrate poverty reduction Please contact: Anders Arvidson, This requires a fundamental global strategies with energy strategies. On the Stockholm Environment Institute, Box change in how we supply and use national level, this means that energy 21 42, SE-103 14, Stockholm, Sweden energy in order to have enough sector planning will have to include Visiting address: Lilla Nygatan 1 resources and not risk negative strong components on social factors such Tel: +46 8-412 14 14 environmental impacts that will as valuation of energy poverty and Fax: +46 8-723 03 48 undermine the chances of living energy access, environmental factors e-mail: anders.arvidson@sei.se sustainably. such as emission impacts on humans and www.sei.se SustMDG31Auglowres.pdf ecosystems. Furthermore, a redirection of Transitioning to a more sustainable energy system globally is not only necessary for attaining global poverty reduction goals, but it is also feasible without incurring excessive costs. Policy options and technological alternatives are available that can dramatically reduce the negative impacts from the Photo: Anders Arvidson, 1994 energy sector. Realising sustainable futures will require much greater reliance on some combination of higher energy efficiencies, renewable resources and advanced energy technologies. A prerequisite for achieving an energy Charcoal vendors in front of transmission line, Central Province, Zambia reCOMMEND-4•2006 9 ENERGY PLANNING FOR THE POOR The Peri-Urban Testing Market The poor are ill-represented in energy statistics and energy planning because, measured in megajoule terms, their consumption of energy is low. However, the contribution that energy can bring to improving their quality of life is very high. Therefore, energy planning needs to focus more on the development needs of the poor. This article proposes one way of achieving that goal: by energy market testing in peri-urban areas. Frank van der Vleuten inflexible, making it important to avoid For example, rising incomes may allow a ETC ENERGY strategies that cause a country to lock-in typical rural household in Africa to stop to inefficient or polluting energy use relying solely on traditional biomass, patterns. and to start being able to take STRATEGIC ENERGY PLANNING Energy planners work in an extremely advantage of new energy services such challenging field. While energy is a key INDIVIDUAL ENERGY PATHS as kerosene lamps for lighting, car input to economic development, few Maybe even more important than the batteries for television. And what next? countries have well-planned long-term long term effects of physical Will they get a grid connection? Will strategies for their energy sectors. infrastructure is the long term effects of they arrange their own energy solution Choices made now regarding energy “individual energy paths”: the ways in in situ using for instance a diesel infrastructure, will have major impacts which households (and organisations) generator or solar system? Or will they on the energy sector in 20 to 50 years transition from one form of energy use move to the cities, where infrastructure from now. The energy infrastructures of to another as their incomes rise, moving for further growth seems already the housing, transport, industry and them out of absolute poverty to a present? power supply sectors tend to be very higher standard of living. Currently, energy planning in most energy countries provides few insights into these individual energy paths. It is focused on macro-level statistics such as energy balances which describe total consumption and production of fuels, but say little about individual energy pathways. Just as Newton’s law of gravity can now be traced back to quantum mechanic theories describing the behaviour of large numbers of fundamental individual particles (which have never heard of gravity), so also national Photo: Anders Arvidson, 2005 energy planning must recognize the fundamental linkage between energy balances and scenarios and the understanding that societies are composed of large numbers of individual energy users, each with their LPG and electricity - modern energy carriers, Nairobi, Kenya 10 reCOMMEND 4•2006 own specific behaviour. reACTION TO THE ARTICLE FOCUS ON THE POOR Nicolás di Sbroiavacca Why focus on the poor ? There are two Fundación Bariloche main reasons for this. The article written by Frank van der Vleuten is a very interesting one, because the • First, fighting poverty is the prime author contributes a detailed analysis of the energy situation of the poor, and stated objective of most proposes a novel idea: using peri-urban markets for testing the patterns of energy governments. Therefore energy consumption. Without a doubt, a detailed analysis of the uses of energy in planning, as a key tool in achieving consumption sectors constitutes a necessary base for formulating energy policies development, should not be limited that seek to contribute to sustainability and poverty alleviation. However, the only to promoting economic growth proposed approach seems both partial and insufficient. but should also make planning for the poor a high priority. • • Firstly, it does not seem valid to extract conclusions about desirable future Second, future development will be evolutions of energy consumption among the poor on the basis of an analysis only one of the main driving factors in peri-urban areas. Integrated analyses that examine all fuels, all sectors, and all behind changing energy patterns in a parts of society are needed for a full evaluation of energy policies. country. In fact, the poor are continuously looking for ways to • Secondly, it must be remembered that energy planning is a normative process improve their quality of life. Where founded on moral objectives such as alleviating poverty and protecting the this is difficult through finding a job environment. The proposed approach seems overly fatalistic, aiming as it does to in the formal sector, people resort to passively study how markets operate today and validate existing consumption the informal or illegal sectors. This patterns. This seems insufficient for meeting the huge challenges facing energy means that their energy development planners: namely transforming the operation of markets to overcome poverty and paths may also be completely out of protect the environment. sight for the energy planners. Contact: ndisbro@bariloche.com.ar Energy is a key aspect of the development process that countries will • where levels of poverty are high, and quality of life, defining their individual be going through in the coming typical individual energy paths are decades. Without proper planning unclear, energy scenarios with major support, the consequences of such impacts may develop completely In peri-urban areas people adopt a mix development in energy terms may be outside the scope of the energy of energy solutions: informal (such as choking both the energy sector and the planners. informal sector distribution of charcoal, energy paths as they go. dry cell batteries etc), illegal (such as natural environment, which may bring development to a standstill or even drop WHAT TO DO ? ADOPT A PERI- electricity theft) as well as professionally back. URBAN TESTING MARKET provided (such as the first connections Since energy for the poor is often to micro utilities or even the national The clear dilemma is that while essentially a completely free market grid). development of the poor is closely product, and energy planning for the linked to the energy sector, the poor are poor is therefore very closely related to Seeing energy planning as strategic very difficult to include in energy marketing, we suggest that energy marketing means that energy planners planning, because: planners should actively engage in should seek direct access to the variety setting up their own testing markets. of on-the-ground ways in which people • Energy statistics focus on Megajoules and developing organisations are instead of contribution of energy We propose to do this in the peri-urban changing their energy use, thereby services to well-being and areas, which form the nexus between shaping their individual energy development; the traditionally poor rural background development paths. • energy use of the poor is often of the newcomers and the rich embedded in informal or illegal sector possibilities of the city economy and We propose a concise but continuous practices, making information very urban infrastructure. It is exactly there field test market in a few selected peri- scarce and unreliable for energy that people seem to be struggling and urban locations. The scale and selection planning; experimenting most to improve their should be such that: reCOMMEND-4•2006 11 reACTION TO THE ARTICLE • The energy market can be segmented in terms of customers and customer Charlie Heaps needs, products and supply Stockholm Environment Institute structures, together defining the variety of existing individual energy The article makes important observations about the vital role that energy services development paths; can play in improving the lives of the poor. But the poor tend to be overlooked in • The interaction, distribution and many traditional energy planning efforts because their absolute consumption of selection between the energy energy is low. It also emphasizes the need to gain a better understanding of how development paths should be the poor use energy and how transitions occur as income levels rise and people assessed, and especially; adopt new energy forms and devices. • The test market should show how and to what extent the individual The author proposes that energy planners should intercede to try and shape energy paths can be changed or these “individual energy paths” by actively setting up their own testing markets customers can be made to switch in peri-urban areas. I am concerned that this approach may not be ambitious between paths; enough to properly address the huge development and sustainability challenges • Impact of targeted marketing actions that lie ahead. A premise of the proposed approach seems to be that there is no can be tested, such as placing a grid longer a major role for central planning (see last paragraph). I am disappointed connection, a battery charging that so much faith is put in markets. In fact, in the energy sector, free markets station, a kerosene distribution point, have largely failed to deliver substantial benefits to the poor. Countries that have a sales point for special energy focused on planning their energy sectors have generally been much more appliances, etc. successful in achieving major development benefits. Two examples come to mind in recent years: China and South Africa. Both have managed to achieve high The information that the test marketing levels of electrification over recent decades. This was achieved, not by expecting will give, can be integrated in bottom- markets to address the problem, but instead through political will and a strong up energy planning tools like LEAP, to emphasis on strategic planning. Of course markets have a major role to play in give energy scenarios with more details shaping future energy systems, but surely we should not abandon the role of on the situation of the poor, which may planning? prove a useful input for giving energy a more pragmatic place in National Contact: cheaps@tellus.org Poverty Reduction Strategies. However probably much more important would be the result that energy planners would The energy sector is moving rapidly from Energy planners have an important role be able to make concrete and pragmatic the centrally planned and centrally to play to help government and market marketing plans to facilitate and controlled sector, that it once was, to a players better understand the linkages improve the development of energy market place with many and very between the macro-economic and long services for the poor. Effective actions diverse players ranging from large term developments in the energy sector can then be launched immediately. utilities to small informal traders. and the choices and products that shape the behaviour of the individual clients in the market. Especially where the poor are concerned, setting up a testing market becomes as crucial for energy planning as it is for marketing any product. For more information: Photo: Sustainable Energy Africa Please contact: Frank van der Vleuten, ETC Energy, P.O.Box 64, 3830 AB Leusden, the Netherlands Email: f.vleuten@etcnl.nl www.etc-energy.org City of Cape Town 12 reCOMMEND 4•2006 I N T R O D U C T I O N TO T H E P R O G R A M EPA’s Integrated Environmental Strategies Program This article introduces the US EPA’s Integrated Environmental Strategies Program, an initiative to promote integrated planning to simultaneously address local environmental concerns and reduce associated global greenhouse gas emissions. Jack Fitzgerald U.S. ENVIRONMENTAL PROTECTION AGENCY INTRODUCTION Many countries are struggling to balance their desire to protect the environment and improve public health with the need for economic development. They are facing critical day-to-day needs to improve urban air Photo: Ellen Hoog Antink quality, protect public health and raise living standards while also attempting to minimize long-term risks such as global climate change. Although these problems may seem unrelated, they do overlap. Opportunities exist for the A restaurant kitchen in Uganda APPROACH Country programs are tailored to development and implementation of strategies and measures that address GOALS AND OBJECTIVES address local and national needs and both local and global environmental The goals and objectives of the IES priorities and build lasting capacity. effects. program are to: In-country research teams, guided by The U.S. Environmental Protection • policymakers and assisted by U.S. Provide tools and approaches to help counterparts, identify key policy Agency’s Integrated Environmental analyze and quantify environmental objectives and a range of Strategies (IES) program engages (air quality and greenhouse gas), conventional and innovative policy developing countries to build support public health, and economic co- measures. The team analyzes the for integrated planning to address benefits in major developing potential co-benefits of selected local environmental concerns and countries; mitigation strategies and makes reduce associated global greenhouse gas emissions. The program promotes the analysis and implementation of • Improve analytical methods for cobenefits analysis; • Provide the information necessary for recommendations that inform policy decisions. To date, analyses of cobenefits have focused primarily on policy, technology, and infrastructure consideration of global issues in local estimation of the human health benefits measures with multiple public health, energy and environmental policy resulting from air quality improvements economic, and environmental benefits. initiatives; associated with increased use of clean To date, government agencies and • Build expertise in integrated energy research institutions in Argentina, and environmental analysis; and Brazil, Chile, China, India, Mexico, the • Promote local support for the energy technologies and measures. In the future, IES analyses may be expanded to quantify additional benefits Philippines and South Korea have implementation of measures and such as job creation, impacts on trade participated in the IES program. policies with multiple benefits. and reduced traffic congestion. reCOMMEND-4•2006 13 THE STEPS OF AN IES PROJECT: determined by data availability and a study site where original research was DESCRIPTION OF FLOW CHART qualitative assessment of ambient conducted to the local site, adjusting for conditions. All IES projects to date have important differences in the local Step 1: Scope Project and Build Team focused on PM10 due to the strong economy and health care system. An IES project begins when a host evidence linking it to compromised organization within a country (usually human health, and CO2, the major Step 6: Rank Measures and Share the government) commits to a project greenhouse gas. Results and identifies a technical team to To assist policymakers in making perform the analytical tasks. The Local ambient air quality and informed decisions, mitigation measures technical team then organizes a formal meteorological data are combined with are ranked based on a set of selected scoping meeting, which provides a outputs from the energy/emissions criteria, such as the relationship forum for the project team, model and run through an air quality between monetized benefits and policymakers, and other stakeholders to model to forecast future atmospheric mitigation costs. The team then begins refine the scope, objectives, and desired concentrations of the targeted sharing its results to promote the outcomes of the project. The meeting emissions. eventual inclusion of the also provides an opportunity for recommendations into policy and different team members to share Step 4: Quantify Public Health planning initiatives. An IES team information about available data, tools, Effects typically utilizes a number of and methodologies. The health effects team utilizes the air dissemination strategies, including quality modeling outputs to forecast the meetings; publication of reports; Step 2: Develop Energy/Emission avoided health effects (morbidity and presentations; and outreach to the Scenarios premature mortality) associated with general public. In this step, the technical team develops each scenario. Health effects studied a base-year emissions inventory of include increased incidence and Step 7: Promote Implementation of selected conventional pollutants and prevalence of respiratory symptoms and Measures greenhouse gases (GHGs). Once the illnesses, increased asthma attacks, An IES project does not end with the inventory is complete, the team chronic and acute bronchitis, hospital completion of the analytical steps. To develops scenarios showing how energy admissions, days of work loss, and begin achieving the co-benefits that demand and resulting emissions might infant and elderly mortality. characterize the IES program, teams evolve into the future (e.g., 10 and/or Once the set of health effects is need to continue engaging stakeholders 20 years) based on the implementation selected, the technical team adopts or and policymakers to promote the of various control measures, coupled develops concentration-response (C-R) implementation of recommended with economic indicators. functions, which describe the measures. relationship between increased The team develops a baseline scenario concentrations of emissions and ADDITIONAL INFORMATION against which a variety of integrated resulting health effects. The team must Comprehensive information on the mitigation scenarios can be compared. also account for uncertainty, particularly program, including the Integrated Three modeling tools have been used in if extrapolating studies from one Environmental Strategies Handbook the program to date: ENPEP-MAED in location to another. and all final reports, is available at http://www.epa.gov/ies. Argentina; MARKAL in Shanghai, China; and, LEAP in Beijing, China, Korea and Step 5: Perform Economic Valuation Brazil. of Health Benefits The economics team is responsible for Step 3: Calculate Atmospheric estimating the monetary values of For more information Concentrations health-related benefits resulting from Please contact: Jack Fitzgerald, U.S. The air quality technical team quantifies improved air quality. Monetary values of Environmental Protection Agency, changes in air pollutants and GHGs avoided health impacts are estimated 1200 Pennsylvania Avenue, from the baseline for each integrated using an appropriate valuation Washington, D.C. 20460, USA mitigation scenario. A critical task is approach. Most IES teams utilize the Email: selecting the emissions for inclusion in “benefits transfer” technique, which Fitzgerald.Jack@epamail.epa.gov the analysis. This selection is most often extrapolates economic values from a 14 reCOMMEND 4•2006 C A P E TOW N E N E R G Y F U T U R E S Sustainable City Energy Development In a recent study, Energy Research Centre of the University of Cape Town used LEAP to study how energy might develop in Cape Town over the next twenty years. The article below shows the main results. Harald Winkler, Mark Borchers, Alison contributes more than half of total R30). The potential for solar water Hughes, Eugene Visagie and Glen energy consumption and emissions. heaters is largest in medium- to high- Heinrich A lesson from this is that, given the income households. We ENERGY RESEARCH CENTRE, need for reliable data and the high cost suggest that local government should UNIVERSITY OF CAPE TOWN of data gathering, it is important that consider subsidising the capital costs studies do not under-budget for data of these interventions for poor The Cape Town Energy Futures study gathering. On the other hand, cost households. attempted to simulate what might savings can be achieved if policy happen to energy and pollution interventions are identified up-front. have significant costs: emissions in the future, in a business-as- Data collection can then be focused The estimated total capital cost of usual scenario and in scenarios with based on the analytical needs of each implementing the renewable energy various plausible policy interventions policy measure. target would be R4 370 million. • A renewable energy target will However, the reduction of GHG designed to save energy and reduce pollution and greenhouse gas (GHG) CONCLUSIONS AND emissions could earn back about emissions. Energy savings are important RECOMMENDATIONS 17% of the total capital costs, to Cape Town, since it depends on Major recommendations were presented imports of both electricity and liquid to city officials. Some of the main The report is currently being used to fuels. Similarly, reducing pollution is conclusions of the study are as follows: help formulate a follow-up to Cape important because Cape Town has long • Town’s city energy strategy. Significant energy savings are through the sale of carbon credits. suffered from the problem of ‘brown possible relative to business-as- haze’. usual: Unsurprisingly, since transport References: currently accounts for 54% of energy 1. CCT & SEA, ‘State of Energy’ report for Cape Town. Situation In preparing the study, data availability consumption, the biggest energy was a key challenge. For example, in savings come from a shift from the transport sector, there was private to public transport. • assessment of energy issues and state of energy data of Cape Town. (City of Cape Town & Sustainable Energy Africa, Cape Town, 2003) 2. SEA & CCT, ICLEI (Sustainable Energy Africa, City of Cape Energy efficiency saves money: Town & International Council for Local Environmental proper modal analysis. This was Efficient lighting in the commercial Initiatives), Cape Town energy strategy. October. (2003) particularly problematic since transport sector can save R144 million over the insufficient data available to support a Photo: Sustainable Energy Africa • Solar thermal installations in Cape Town projection period. More efficient For more information heating and air conditioning in the Please contact: Harald Winkler, ERC, commercial and government sectors University of Cape Town, is also seen to be cost effective. Tel: +27 21 650-3230 Low-income households can save e-mail: harald@erc.uct.ac.za on their energy bills. Each house- The full report, as well as the asso- hold could save R75 per year just by ciated LEAP dataset is download- installing two compact fluorescent able from the COMMEND web-site. lights (CFLs) (at capital cost of about reCOMMEND-4•2006 15 Photo: Yves Beaulieu – IDRC NEWS & EVENTS UNFCCC WORKSHOP ON GREENHOUSE capita electricity consumption varies between ning systems. The courses ran over two con- GAS MITIGATION the countries in South America. To enable secutive weeks from August 28th to LEAP has recently been used in a one week LEAP’s mapping features, you will need to September 9th, 2005, and were attended by training workshop on greenhouse gas (GHG) download and install the separate LEAP map- 21 participants from Ethiopia, Kenya, Zambia mitigation assessment for non-annex 1 coun- ping components, which are available for free and South Africa. The COMMEND initiative tries organized by the Consultative Group of on the COMMEND web site. provided funding for scholarships to cover Experts of the UNFCCC. The workshop, which the fees for many of the participants. was held in Seoul, Korea in September 2005, OTHER INITIATIVES was designed to assist countries in preparing the mitigation section of their national communications to the UNFCCC. This was done IMPROVES through training on a wide range of mitiga- In July this year the kick-off workshop of a tion assessment approaches and methods and new EU-funded initiative was held in by providing information on the relative Bamako, Mali. The IMPROVES-RE project aims strengths and weaknesses of different tools. to reinforce the impact of rural electrification The workshop reviewed a range of energy by developing an alternative planning and GHG modelling tools including LEAP, approach. This approach is based on an assessment of a combination of potential MARKAL, ENPEP and RETScreen. Electricity consumption variation in South America sector and on economic development To complement the workshop, a handbook has been developed (currently in draft form), impacts on the health sector, the education COMMEND ACTIVITIES possibilities. The project is being carried out in Burkina Faso, Mali, Cameroon and Niger. which is intended to serve as a succinct guide to the issues addressed in the workshop. The COMMEND LIBRARY CREATED For more information, see: handbook and the accompanying workshop The COMMEND web site (http://www.energy- http://www.improves-re.com presentations are available online at: community.org) has recently been updated. The http://forums.seib.org/unfccc.htm. Also avail- site now has a new “library” section which gives INTERNATIONAL ENERGY STATISTICS able are two simple training exercises, each access to a range of documents, which are use- MEETING of which can be completed in a just an hour ful for those doing sustainable energy studies. In November 2005, the International Energy or two. The spreadsheet and the LEAP data The library’s contents have largely been suggest- Statistics Meeting was held in Paris. Although set used in these exercises are available for ed by COMMEND members. Please contact there was broad acknowledgement of download from the COMMEND web site. Charlie Heaps (cheaps@tellus.org) if you have improvements in the quality of energy suggestions for other online public-domain doc- statistics over the past five years, participants uments that should be added to the library. identified concerns such as low awareness LEAP UPDATE RELEASED A new version of LEAP has been released and commitment to statistics gathering, that includes the ability to display results on LEAP AND MARKAL SHORT COURSES insufficient resources and expertise and the a map for multi-region data sets. Each region HELD IN SOUTH AFRICA need for more harmonization and co- in a LEAP data set can be associated with a In September 2005, the Energy Research Center operation. For more information: shape in a standard ArcView GIS “shape” file. at the University of Cape Town in South Africa http://www.iea.org In LEAP’s Results View any result can be plot- (http://www.erc.uct.ac.za/) ran two short courses ted on a color-coded map. The example designed to introduce planners and policy shown in the figure below shows how per makers to the LEAP and MARKAL energy plan- 16 reCOMMEND 4•2006