Agricultural Modernization and Climate Change in Vietnam’s Post-Socialist Transition François Fortier and Tran Thi Thu Trang ABSTRACT This article presents a critique of Vietnam’s agricultural modernization in the context of its post-socialist transition and the emerging climate crisis. Agricultural modernization has led to impressive rates of wealth creation that have pulled many Vietnamese out of poverty and food insecurity over the past two decades. However, the model’s own logic of accumulation has also made the country increasingly reliant on complex processes and has locked in various technological path dependencies. These include energy- and inputintensive production, engineered landscapes, reduced agro-biodiversity, and weakened social networks, knowledge and skills. As a result, Vietnam is becoming more sensitive and less able to adapt to structural shocks, notably that of climate change. Furthermore, and crucially, the post-socialist transition since the launch of D̄ổi mới (market reform) has given rise to a political economy with dominant interests increasingly vested in the continuity of this modernization model. The article argues that it is this new dynamics of class and state–society relations that now represents the main obstacle to the development of credible solutions to the climate crisis. INTRODUCTION Over the second half of the twentieth century, Vietnam’s model of agricultural modernization, particularly when coupled with the market reforms and global integration of the last twenty-five years, has made it a proud textbook example of economic growth and poverty reduction (Ravallion and Walle, 2001; World Bank, 2002). Vietnam’s agricultural success has been robust, with the production of rice, the main food security crop, more than doubling from 16 million tonnes in 1986 to 36 million tonnes in 2008. Average productivity jumped by 86 per cent from 2.6 to 4.9 tonnes per hectare (IRRI, 2009, using FAO and USDA data). The Mekong Delta has generated the largest share of that increase, delivering 57 per cent of the national We would like to thank the editors of Development and Change as well as the three anonymous reviewers who provided most helpful suggestions. Development and Change 44(1): 81–99. DOI: 10.1111/dech.12001 C 2013 International Institute of Social Studies. Published by Blackwell Publishing, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main St., Malden, MA 02148, USA 82 François Fortier and Tran Thi Thu Trang production gain between 1995 and 2008 (GSO, 2009b). While Vietnam was long a food-deficit country, it has since the 1990s become the second largest global exporter of rice, selling 4 to 5 million tonnes per year — that is, 15–20 per cent of the globally traded volume (IRRI, 2007). Yet, regardless of such achievements, the country’s capacity to keep food production growing at par with demand appears uncertain. As recognized by the Vietnamese government (Government of Viet Nam, 2009; MARD, 2008), two factors are casting a shadow over the country’s hard-won food security and sufficiency: the steady decline in cropping areas, particularly paddy fields, observed over the past decade; and the soaring impacts of climate change. To better understand the nature of these threats and the political economy of the responses that are emerging to face them, this article presents a critical review of Vietnam’s agricultural modernization in the context of its post-socialist transition. We argue that this modernization has locked both family and large-scale farms into technological path dependencies of energy- and input-intensive production, notably for agrochemicals, biotechnologies and water. This, in turn, has led to a vicious circle of induced systemic fragility through engineered landscapes, reduced agro-biodiversity, and weakened social networks, knowledge and skills. As a result, Vietnam has become more sensitive to structural changes and less able to adapt to the unpredictable context of climate instability. Beyond those systemic contradictions, however, we argue that the most damaging impact of modernization under D̄ổi mới (market reform) has been to generate a new class dynamics and transform state–society relations in ways that now undermine the country’s ability to respond to climate change. Dominant interests have become firmly vested in the continuity of the globally integrated, neoliberal modernization, seeking solutions to the threat of climate change through technological fixes while fiercely obstructing the search for alternatives. To demonstrate this argument, the article first examines the model of agricultural modernization that transformed Vietnam’s physical and politicaleconomic agricultural landscape in recent decades, particularly since the launch of D̄ổi mới. It then considers how that model has been made vulnerable by climate change, through biophysical exposure, socio-economic sensitivity and weakened adaptability, and discusses the government’s response to that threat. The second part of the article examines the changes that have taken place since the reform was launched, analysing the rise of new class interests and relations, and the ensuing dynamics of resistance. It considers the inability of the current political economy to promote more robust but paradigmatically different approaches to the rising threat of climate change. The conclusion reflects on what those alternatives might be in the context of emerging transnational movements in agro-ecology and food sovereignty. Agricultural Modernization and Climate Change 83 THE PROMISES AND COSTS OF AGRICULTURAL MODERNIZATION Aspiring to Modernity While the process of agricultural modernization in Vietnam had already started by the early twentieth century, it intensified in the early 1960s on both sides of the divided country, as reflected by increasing hydraulic engineering, mechanization and the use of modern seed varieties and agrochemicals (Taylor, 2007: 10). The government of the northern Democratic Republic of Vietnam aimed for agricultural transformation in both technological and organizational terms. In the decade following 1955, agricultural budgets soared by a factor of five, with irrigated land increasing from 42 to 64 per cent (by 1960) and 200,000 hectares being added to production (Bhaduri and Rahman, 1982: 42; Ha Vinh, 1997: 104–6). Modern high-yielding varieties of seeds were introduced, with shorter cycles that enabled two and sometimes three seasons of rice and other crops per year (Wiegersma, 1988: 167). By the end of the 1970s, the use of agrochemicals had become common, mostly with imports from the Soviet Union (Fforde and Sénèque, 1994: 21). The government promoted some agricultural mechanization, but through what it called ‘technical duality’, avoiding excessive labour displacement by highly capital-intensive equipment. As a result, only 16 per cent of the land was tilled by tractors by 1977 (Pingali et al., 1997: 353). Modernization was more intensive in the southern Republic of Vietnam, where French colonial capitalism had most flourished. Commercial agriculture was already widespread by the 1950s, while the intensifying American involvement provided a testing ground for the tenets of Modernization Theory, including those of Walt Rostow himself (Pearce, 2001). Large-scale hydraulic engineering projects modelled on the Tennessee valley were designed for the Mekong Delta (Käkönen, 2009: 206). By the late 1970s, high-yielding varieties provided about 30 per cent of paddy output (Young et al., 2002), and tractors were used on 30 to 40 per cent of the land (Pingali et al., 1997: 353). The end of the American war in 1975 was soon followed by a crisis of collectivized farming which, by 1979, prompted the government of the reunified Socialist Republic of Vietnam to undertake various reforms. This led to the formalization of D̄ổi mới (literally, ‘renovation’) in 1986, incentivizing producers by liberalizing the organization of production and markets (Kerkvliet, 1995; Ngo Vinh Long, 1993). With D̄ổi mới, the government maintained course and intensified modernization, committing to more irrigation, drainage and sea protection, increasing agrochemical use, and spreading modern rice varieties. In the late 1970s and 1980s, 62 per cent of agricultural capital investment went to water-control schemes (Miller, 2007: 197), many of them in the Mekong Delta, aimed at improving productivity and, to a lesser extent, reclaiming new land. 84 François Fortier and Tran Thi Thu Trang [T]he delta is one of Vietnam’s most technologically modified rural regions. Most of its watercourses have been dredged and widened over more than a century. Drainage and irrigation channels have greatly expanded the area for agricultural exploitation. Mangroves have been stripped from the coastal region, mudflats excavated for salt pans and shrimp ponds, and marshes drained for the relentless extension of paddy fields. An enormous amount of silt has been scooped from the beds of watercourses to create elevated settlements, roads, and cultivation areas. Ponds have been dug for fish rearing, wells sunk for drinking water. Gravitational water flows are manipulated by sluice gates and dikes, and new flows are manufactured by mechanized pumps and propellers. (Taylor, 2007: 33) Landscape engineering, notably hydraulic controls regulating floods and preventing saline intrusion, have indeed boosted production in the Mekong Delta. This has partly been through land reclamation, gaining about 10 per cent more arable land between 1975 and 1996 (Young et al., 2002: 8), but mostly by enabling double or triple cropping in a single year through irrigation, drainage and salinity control. In this way, approximately 300,000 hectares of low-yielding floating rice fields had been converted to shortcycle, multiple-crop irrigated paddy by the early 1980s (Bui Ba Bong, 2000). Furthermore, water-controlling infrastructure has enabled the adoption of high-yielding cultivars across the country, surging to about 90 per cent by 2000 (Tran Thi Ut and Kajisa, 2006). Additional productivity gains were obtained through the application of chemical fertilizers, which increased by an average of 10 per cent a year from 1976 to 2009, reaching 8 million tonnes nationally (AgroViet, 2010; Pingali et al., 1997). Similarly, the use of pesticides grew from 20,000 tonnes to 50,000 tonnes from 1991 to 2009 (AgroViet, 2010; Dasgupta et al., 2005). Although a latecomer to the agrochemical-based ‘green revolution’, Vietnam quickly caught up with the rest of Asia, and now surpasses other countries in some respects (Nguyen Huu Dung and Tran Thi Thanh Dung, 2003; Pingali et al., 1997). Structural Crisis: From Boom to Bust? In spite of these successes, the Vietnamese government has become concerned by the constant pressure to convert agricultural land to other uses, which could eventually threaten outputs, food security and national food sufficiency. Paddy coverage has declined significantly from 4.5 million hectares in 1978 to 4.1 million in 2009; if this trend continues, there will be only 3.5 million ha of paddy by 2020 (GSO, 2000: 15; MOIT, 2009). When multiple crops in a single year are factored in, areas of rice harvests grew from 5.5 million ha in 1980 to a peak of 7.7 million in 1999, then decreased by 4 percent to 7.4 million ha in 2008 (IRRI, 2009). This drop is the result of the conversion of rice land for other higher valued food crops and aquaculture, as well as for urban expansion, the creation of industrial zones and recreational developments such as golf courses (Nguyen Van Suu, 2009: 12; Tran Minh Ton, 2008). Besides withdrawing land from Agricultural Modernization and Climate Change 85 staple food production, such conversions can cause environmental damage that further affects agriculture, including untreated discharges from industrial activities (Tran Dac Hien, 2010), and the diversion of water and use of agrochemicals for the maintenance of golf greens (Tran Minh Ton, 2008). This trend threatens not only the aggregate production of food, but also the livelihoods and hence the food security of many rural poor. Across the country, more than 600,000 households have already been affected by land conversion, reducing living standards for half of those (Ngan Tuyen, 2008). Land conversion has been discussed at length by one of the authors elsewhere (Tran Thi Thu Trang, 2011); for the argument made here it suffices to point out that the process not only presents a threat to food production, but also reflects the re-emergence of agrarian tensions and intensification of land-based class struggles as a result of D̄ổi mới. As we will discuss below, this new power dynamics is a key feature of Vietnam’s emerging political economy, and a serious obstacle to building resilience and adaptability in the face of climate change. Beside land conversion, the Vietnamese government has rightly identified climate change as another serious threat to its agriculture and food security. Vietnam’s particular vulnerability stems from its exposure to extremes of weather, the acute sensitivity of its society and economy to those extremes, and its limited adaptive capacity.1 The magnitude and pace of climate change remain difficult to forecast; they will depend partly on the uncertain unfolding of biophysical changes, and partly on mitigation efforts which societies will (or will not) undertake. While some uncertainty and controversy thus persist (see Hulme, 2009), the natural science literature reflects a strong consensus on the likely severity of those changes over the next few decades in Vietnam. With over 3,200 km of coastline, two major and several smaller deltas, monsoon rains and strong typhoons, Vietnam is already exposed to sea-level rise (SLR), coastal and hillside erosion, floods, inundations, salinization, cold spells, heat waves and droughts which subject local ecosystems to increasingly severe stress (Nguyen Van Viet, 2011; Yu et al., 2010). For example, an SLR of just 1 metre by 2100 (now seen as optimistic by most accounts) would submerge up to 31 per cent of the Mekong Delta (Carew-Reid, 2008: 14–15). Vietnam’s population is acutely sensitive to this biophysical vulnerability, notably through its coastal and riparian habitats, infrastructures and rural livelihoods. About three quarters of the country’s population live in — and live from — areas vulnerable either to SLR and fluvial floods, to hillside flash floods, or to droughts (Asian Development Bank, 2010; Carew-Reid, 2008: 6). Furthermore, and despite rapid industrialization, 70 per cent of the population is still registered as living in rural areas (GSO, 2009c), while agriculture generates 21 per cent of Vietnam’s GDP (GSO, 2012). Climatic change will greatly affect agricultural activities; Vietnam, like other tropical 1. On the concept of vulnerability, see Füssel (2007) and Nelson et al. (2007). 86 François Fortier and Tran Thi Thu Trang areas, will suffer a net loss of arable land, water and productivity as a result of any temperature increase (Ericksen et al., 2011; for the case of Vietnam specifically, see Nguyen Van Viet, 2011; Yu et al., 2010). Global studies that examine the output of rice, wheat, maize, millet and sorghum predict declines ranging from a few percentage points to as much as 19 per cent (rice) and 34 per cent (wheat) by 2050 for developing countries. In a context of increasing and competing demand for grains and biofuels, this could push up food prices by anything between 10 and 100 per cent (Nelson et al., 2009: 5–7). Induced Vulnerability As indicated above, the third factor of vulnerability is adaptive capacity. There are many definitions for this in the literature, but here it is understood as the ability to structurally change when homeostasis fails, i.e. when systemic resilience to shocks is overstretched (Eakin and Luers, 2006). The process of modernization itself, always seeking to expand opportunities of accumulation, has made Vietnam and its agricultural producers increasingly dependent on complex but fragile production and distribution regimes, both within and outside of agriculture. This has increased sensitivity and weakened adaptive capacity by foreclosing options for structural change, thus inducing new forms of vulnerability to climate change, despite modernist claims to have enhanced control over nature. Vietnam’s fragility and dependency have simultaneously deepened on several fronts. A first front relates to systemic dependence on global energy and commodity markets. On the one hand, agricultural modernization is now embedded in industrial commodity chains requiring the continuous infusion of fossil fuels for both energy-intensive production and agrochemical inputs, commodity processing, transportation and storage (Martı́nez-Alier, 2011). On the other hand, those commodity chains have also developed on the back of a stable global trade regime for Vietnam’s import of many inputs and the export of a large share of its outputs. More than a third of Vietnam’s agrochemicals are either imported or manufactured from imported resources, while three quarters of high-yielding but sterile hybrid rice seeds are bought each year from China (GRAIN, 2008). Conversely, it depends increasingly on global trade to realize its production, having exported nearly 80 per cent of its GDP in 2008 (GSO, 2009a). According to the KOF Index of Globalization — which tracks economic, social and political indicators of a country’s global linkages — Vietnam’s index nearly doubled under D̄ổi mới, from 25 in 1987 to 48 in 2008 (KOF, 2011). Yet, both energy and trade are areas of uncertainty. In Vietnam as elsewhere, the end of cheap fossil fuels is pushing energy and agrochemicals prices upward (Viet Nam Business News, 2010). The country’s hydroelectric production already suffers from chronic water shortages, particularly Agricultural Modernization and Climate Change 87 impacting mechanized irrigation and processing (Vietnam Peasant Association, 2010). At the same time, global agricultural trade has shown its fragility through fluctuations of commodity prices and occasional market contractions (Tran Thi Thu Trang, 2009). In the longer term, the possible return of protectionism to foreign markets would foreclose many of the opportunities that the Vietnamese model of global integration is built upon. Second, by heavily relying on infrastructure and mechanization, agricultural modernization has locked farming systems into a path-dependent perpetual need for maintenance and systemic adjustments to environmental attributes that are becoming unstable, changing at an ever accelerating rate. Within such a ‘polder syndrome’ (whereby once water has been pumped out, soils subside and there is no way back), failing to commit increasing amounts of resources to maintenance and upgrades would quickly threaten outputs. For example, many engineered landscapes and areas that have been reclaimed from the flood plains and wetlands of the Mekong Delta are increasingly threatened by SLR, unexpected river flows and aquifer depletion (Mekong River Commission, 2010). As the resulting floods and salinization become more frequent, intense and damaging, the Delta’s extensive hydraulic systems require increasing levels of maintenance, while becoming less and less effective. Finally, modern agriculture systematically impoverishes ecosystems and threatens the resilience of societies, notably by weakening genetic diversity and limiting the human capacity to respond. The green revolution thrived on high-yielding monoculture crops, displacing numerous landraces which offered a wider tolerance for humidity, salinity, acidity, temperature or pests. A similar loss of agro-biodiversity has occurred in animal husbandry and aquaculture. Such impoverished ecosystems have progressively eroded not only biodiversity itself, but also the knowledge, skills and tools that are increasingly needed to deal with fast-changing environmental attributes (ETC Group, 2009). Studying such processes among ethnic communities of the Vietnamese Central Highlands, Beckman (2011) showed how adaptive capacity has been reduced through modernization policies in agriculture, forestry and hydraulic infrastructure. In addition to agro-biodiversity loss, communities have had their access to forest-based coping mechanisms curtailed, while facing heightened risks of indebtedness through cash-crop intensification, and increased security concerns over land allocation to lowland migrants. It is undeniable that agricultural modernization has provided huge productivity gains under conditions of intensive resource use and a controlled, predictable environment. However, a systemic ‘biophysical override’ (Weis, 2010) and dependency on energy, technologies, engineered landscapes, infrastructure and trade have also increased the fragility of this system, which can be seriously threatened if any element of its production and commodification cycle are disrupted. The fragile complexity of modern agriculture is already bumping against the ecological limits of its ‘metabolic rift’ 88 François Fortier and Tran Thi Thu Trang (Foster et al., 2010; McMichael, 2009; Moore, 2010), and the situation is further exacerbated by the destabilizing context of climate change.2 A Techno-Centric Response The Vietnamese government has responded on numerous fronts to the threat posed by climate change. It has adopted several policy documents, either specific to agriculture and food security (Government of Viet Nam, 2009; MARD, 2008), or dealing more broadly with environmental change from a sustainable development perspective (Government of Viet Nam, 2011). Beyond commitments to mitigation through energy efficiency and the use of renewable energy sources, the focus has been on adaptation through better irrigation and improved crops of hybrid and genetically engineered varieties with higher tolerance to heat, drought, water logging, pest or salinity (Biggs et al., 2009: 212; Viet Nam News, 2011). This response is consistent with the country’s modernizing aspirations, ecologically repackaged as a green growth form of sustainable development (Fortier, 2010). The government’s strategy rests on the assumption that only modern agriculture, with its intensive monocultural production, mechanization and chemicalization, can realistically feed the growing Vietnamese population while maintaining exports in the context of competing demands for land, water and energy. Yet, the presumed advantage of this model over low-input, labour-intensive peasant farming has long been contested (ETC Group, 2009; van der Ploeg, 2008), an issue which has recently surfaced in the policy literature (De Schutter, 2010; McIntyre et al., 2009). In fact, an overwhelming body of evidence is emerging to suggest that small, agro-ecological farms are significantly more productive, ‘if total output is considered rather than yield from a single crop’ (Altieri et al., 2011: 4). There is therefore a paradox: despite recognizing the problem of climate change, the dominant response fails to recognize how modernization itself has rendered agriculture more vulnerable to that problem by weakening resilience and the ability of farmers to adapt. It also denies the possibility of a paradigmatic shift in the agricultural model that could maintain food security while ending the metabolic rift. In so doing, the response reaches for solutions that are themselves part of the problem. Observing this paradox is only a first step in recognizing the limits of the dominant response to the threat of climate change. The next question is: why, despite mounting evidence of systemic contradictions and vulnerability, is the paradigm of modern agriculture so tenacious? In the next section, we argue that the answer to this question is to be found in the transformation that D̄ổi mới has brought to the Vietnamese political economy and state–society relations over the past twenty-five years. 2. For discussions of multiple stressors, see Eakin and Luers (2006) and O’Brien et al. (2004). Agricultural Modernization and Climate Change 89 ? CLASS FORMATION AND STATE–SOCIETY RELATIONS: D̄ ÔI MÓI’S CREEPING POLITICAL ECONOMY While being labelled a market reform, D̄ổi mới has had consequences reaching far beyond the organization of markets. On the one hand, the process revived and intensified inequalities along gender, ethnic, regional and urban– rural lines, throwing some groups back into poverty and food insecurity (Kolko, 1997; Scott and Truong Thi Kim Chuyen, 2004; Taylor, 2004). Despite Vietnam being the second largest exporter of rice, 14 per cent of its population still suffers from undernourishment, notably small landholders, landless peasants and poor urban migrants (FAO, 2008: 48). A recent study found that nearly 840,000 rural people suffered from hunger early in 2011 — ‘the highest number since 2007 and nearly double the number in the same period in 2010. In 2008 food inflation drove 4 million people into hunger, the highest number on record for the 2006–2010 period’ (United Nations Vietnam, 2011). This has affected overall poverty, also on the rise since 2008 (ibid.). On the other hand, and beneath those symptoms, D̄ổi mới has structurally fuelled a horizontal capital accumulation and class differentiation. For example, in the Mekong Delta, capitalist farmers have reappeared while many peasants have become landless rural labourers (Akram-Lodhi, 2005). In the Red River Delta, shrimp growers supported by local authorities have enclosed communal mangrove forests.3 Such rich farmers are concentrating land to engage in large-scale commercial production, being both the vanguard and guardians of agricultural modernization. In other places, where land concentration is not significant, D̄ổi mới has instead led to a growing vertical capital accumulation. Through upward and downward linkages, industrialists, merchants, service providers and technocrats are benefiting from the dependency of farmers on commercial seeds, irrigation services and agrochemicals, as well as processing and trading oligopsonies. As a result, modernized farming with higher capitalization thresholds, larger production scales, deeper dependence on industrial inputs and wider risks has often resulted in reduced profit margins for producers, caught between upstream service providers and downstream wholesalers. In turn, and despite their smaller production scale, farmers have been enticed or compelled into committing much of their capital and credit to increased productivity through chemicalization, mechanization and commercialization. They consequently often find themselves locked in to these processes in the hope of making a quick profit or, at least, of recovering their investments in a context of diminishing returns (Young et al., 2002). The contemporary Vietnamese class structure has therefore taken shape and is settling around new accumulation opportunities created by 3. Fieldwork by the authors in Giao Thuy District between May 2009 and June 2010; see also Adger (1999). 90 François Fortier and Tran Thi Thu Trang modernization under D̄ổi mới. As a key agent of that transformation, the Vietnamese state had long claimed that it would guard against the re-emergence of a class dynamics that would privilege the interests of a would-be capitalist elite. The state partly rested its legitimacy on that claim, with some commitment from the Communist Party for socialist equity (Kolko, 1997: 121–4). Despite the claim, however, the transformation has inexorably redefined class and state–society relations, enabling the emergence of a new bourgeoisie which includes government officials who now enjoy — and defend — the privileges of market capitalist relations (Kolko, 2001; Painter, 2005: 267–9). A well-documented example of this process is that of landscape engineering. Giving rise to significant accumulation opportunities, hydraulic projects are often planned with little consideration for social and ecological appropriateness. Instead, water management technocrats and construction contractors form ‘strategic groups’ eager to develop and maintain infrastructure serving their own particular interests (Evers and Benedikter, 2009). While less engineered forms of hydraulic management have long been known in Vietnam, such as the ‘living with floods’ practices (Nguyen Hieu Trung et al., 2008), ‘large-scale “command-and-control” approaches continue to dominate [as] modern era institutional, political and technological legacies prevent the easy adoption of new policy alternatives’ (Biggs et al., 2009: 204). Another incubator of class formation under D̄ổi mới has been land conversion, the magnitude of which was discussed earlier. Conversion has allowed a new class of speculators to accumulate either from the overt development and ownership of industrial zones, golf courses and housing projects, or from the covert profiteering and rent-seeking practices that those projects engender. The continued enthusiasm of authorities for the expropriation and investment of public funds in industrial zones, despite peasant resistance and the frequent lack of profitability, cannot be simply explained by inadequate planning or inter-provincial competition for investors (as claimed for example in Sai Gon Giai Phong, 2010; see also Ngan Tuyen, 2008). In fact, the creation of those industrial zones may have served, in many cases, as a conduit for expropriating agricultural land and price speculation. For example, when the Cat Lai industrial zone in Ho Chi Minh City was re-converted to housing developments in 2004, land was sold at rates ranging between 30 and 150 times the original compensation paid for expropriated farms six years earlier (Doan Trang and Huy Giang, 2004). In the province of Vinh Long, local authorities were caught falsely assessing the productivity of paddy fields as 4 tonnes per hectare, much lower than the actual 6 to 7 tonnes per hectare, in order to downgrade the land’s category and legalize its conversion to industrial zones (Sai Gon Giai Phong, 2010). Such conspicuously unfair land grabbing and conversion has grown markedly under D̄ổi mới. According to an officer of the Ministry of Agriculture and Rural Development, ‘Vietnam’s agricultural land is being uncontrollably devoured Agricultural Modernization and Climate Change 91 by industrial parks and golf courses. No country in the world can reclaim rice cultivation land as easily as Vietnam can’ (Nguyen Tri Ngoc quoted in Thanh Tung, 2009). Predictably, this process of class formation has generated a number of responses, ranging from coping to resistance and systemic rejection. One coping strategy adopted by many farmers has been to abuse both accredited and prohibited agrochemicals, or to resort to other dubious practices to ward off pests and mitigate market fluctuations, in order to maintain some profits or mere viability. This has led over the last decade to numerous food scares surfacing on both the domestic and the export markets, highlighting the overuse of pesticides and preservatives in vegetables and fruit production, of drugs, hormones and other chemicals in pork meat and seafood, of formaldehyde in rice noodles, of urea in fish sauce, and of carcinogenic agents in soy sauce (APEC, 2006; World Bank, 2006). Needless to say, such coping mechanisms have had dire consequences on public health and the environment. Rather than trying to cope with the new class relations of commercial farming, other peasants have opted instead for resistance, placing land at centre stage. The grabbing of agricultural land for ventures in higher valued crops or for industrial, urban or entertainment developments has met with mounting resistance from farmers who seek to retain control of their main means of production. Such resistance has taken different paths, including official complaints and informal strategies, of individual or collective nature, and spontaneous or organized initiatives. Events of resistance have increased rapidly in both numbers and intensity (Tran Thi Thu Trang, 2009). Formal complaints about land use received by the Ministry of Natural Resources and Environment (MONRE), for instance, surged from 5,000 to 12,000 between 2003 and 2007 (World Bank, 2010: 47). Similarly, the number of legal land disputes rose from 18,000 to 31,000 from 2005 to 2007, accounting for 70 to 80 per cent of all litigations in the country (Le Quang Binh, 2009). Extrajudicial means are also used by farmers, such as the rural unrest seen in the Central Highlands in 2002, following the expropriation of ethnic community land for the benefit of state farms and Kinh immigrants who wanted to grow coffee and other cash crops (Tran Thi Thu Trang, 2009). Numerous other protests have been reported, notably against land appropriations in peri-urban areas for commercial or recreational projects (BBC, 2009; Quoc Phuong, 2009). Yet other farmers have opted for a less confrontational ‘fence-breaking’ approach (pha rao in Vietnamese). This was for example the case with farmers in Binh Phuoc province who lost their land to the creation of the Nam Dong Phu Industrial Zone in 2002. While the 205 hectare area had failed to attract investors by 2009, authorities nevertheless prevented farmers from renting land they had once held in usufruct within the zone, prompting some to squat fallow plots as plant nurseries (Tung Quang, 2009). 92 François Fortier and Tran Thi Thu Trang In addition to coping and resistance, there are also indications, through a few incidents, that some peasants are stepping back from modernized agriculture. In the province of Nam Dinh, for example, many farmers have stopped relying solely on hybrid and modern rice varieties and have replanted traditional cultivars, which provide lower productivity but a better quality of grain at lower input costs.4 A few Vietnamese researchers and non-governmental organizations have also introduced the relatively new concept of ‘food sovereignty’ in their analyses and project activities. They nevertheless tend to use that concept merely as ‘the right to food’, falling short of a broader understanding of food sovereignty that also includes the control of productive resources, agro-ecological practices and local trading (Tran Thi Thu Trang, 2011; see also Borras, 2010). Under D̄ổi mới, new accumulation opportunities have appeared through both horizontal and vertical differentiation. While landholding has become concentrated in some areas, much of the country faces expropriations through land conversion. The reform has also enabled forms of peasant exploitation both upstream and downstream of agricultural production. The capital invested in the technological intensification of rice and seafood exports, the allocation of public funds to authorities and contractors for lucrative public works, and the returns on foreign-invested manufacturing attracted by the cheap labour of rural migrants, are all interests that have been created or redefined during the reform years. These have led inexorably to the formation of new class dynamics and the gradual recomposition of state–society relations, including the coalition of capitalists, contractors, service providers and technocrats. This is well illustrated by cases in which state officials have abused administrative discretion or broken the law to expropriate farms and hand over land to developers. Faced with the double challenge of surplus extraction and ecological degradation, some farmers seek to cope with, resist, and maybe even delink from, the model of modern agriculture. But the beneficiaries of D̄ổi mới’s new political economy now have interests which are firmly vested in the reproduction of that model, and are fuelling the politics of continuity. The emergence and alignment of these class interests and power relations may be the most daunting obstacle to climate change adaptation — one not based on carelessness for the environment, ignorance of impacts, or even illusions about the green economy, but on high-stake material interests for the spoils of late modernity. CONCLUSION In Vietnam over the past two decades, modernization has brought tremendous improvements in food production and productivity, leading to 4. Field research by authors, 2010; see also GRAIN (2008). Agricultural Modernization and Climate Change 93 significant surpluses and exports. However, land conversion and climate change could quickly reverse those gains and affect the country’s food security. Conscious of such threats, the government proposes to protect land with better dykes and drains, raise production and productivity with expanded irrigation systems, and adopt higher yielding and climate-proof cultivars which are resistant to warmer temperatures and salinity, water logging, droughts and new pests. This conforms to the developmental continuum that Vietnam has adopted for half a century, and the globally prevalent discourse of ecological modernization. However, by resting its national climate change strategy on a ‘more of the same’ technological paradigm, the government is failing to recognize the inherent limits and contradictions of modern agriculture. As this article has shown, agricultural modernization has boosted outputs under favourable and stable conditions, but at high environmental and social costs. This model of development has locked agriculture into a path dependency of high energy and agrochemical inputs, reduced biodiversity, complex hydraulic engineering projects and intensive international trade — all of which are vulnerable to structural disruptions. Even before factoring in climate change, this agricultural and food system is already prone to crisis. It is a roaring but frail paper tiger, now threatened and unmasked by a destabilizing climate. A new model is therefore urgently needed to address these inherent contradictions and structural stressors. Yet, policy makers are showing no sign of changing course, while the technological fixation of the prevailing climate change strategy conveniently distracts from the new political economy of ¯ Dổi mới. We have argued in this article that the paradigmatic persistence of the modernization model rests on the creation of a new class structure: this structure has aligned the emerging bourgeoisie and technocrats and gained the support, or at least the complacent acceptance, of other groups. Those classes are locked in to modernist development and capitalist accumulation and committed to the continuity of the model. While this new and intense class dynamics emerged as a result of policy changes only two decades ago, it will make it extremely difficult for Vietnam to achieve the kind of paradigmatic shifts that will be needed to face climate instability. In the contemporary context of high population density, searching for alternatives cannot rely on a naı̈ve return to pre-industrial agriculture. As the emerging resistance of bankrupt and expropriated peasants may suggest, addressing the contradictions of modernization will not only imply various forms of agricultural de-industrialization, but also rethinking the type of products being delivered, and the mode of distributing and accessing that surplus. This points towards an agro-ecological model, with food sovereignty as its principle of social organization (Altieri, 2009; Rosset, 2011; for a longer discussion of this model for Vietnam see Fortier, 2011). In contrast to modern agriculture, agro-ecology and food sovereignty can rebuild productive resilience and access capacity through diversified and localized species, short and robust commodity chains — commodity webs, in fact — that rely less on 94 François Fortier and Tran Thi Thu Trang energy and infrastructure, have no agrochemical dependency, and can flexibly adapt to an as yet unknown pace and magnitude of climatic change. Such transformation may well involve some form of repeasantization (van der Ploeg, 2008; Sevilla Guzman and Montiel, 2009) and deglobalization (Bello, 2004), whereby labour is again committed as a larger factor of food production than in energy-rich economies. Remodelling agriculture cannot be done in isolation from the rest of the capitalist economy, as linkages between sectors either prevent or enable the reallocation of factors of production, including labour (Woodhouse, 2010). This implies a radical shift in overall development strategies, in Vietnam and elsewhere, that will enable degrowth of production while redefining accumulation and consumption (Brooks et al., 2009; Jackson, 2009; Latouche, 2009; Martı́nez-Alier, 2009). As the new power relations of D̄ổi mới settle in, it becomes increasingly difficult to imagine a state-driven transition beyond modern agriculture, let alone post-growth economics. 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His current work and writing focus on the political economy of global and national climate change strategies, climate knowledge systems, as well as the alternative movements of food sovereignty and de-growth. Tran Thi Thu Trang is Assistant Professor at the School of Political Studies, University of Ottawa (e-mail: trangtran@uottawa.ca). Her research and writing focus on Vietnam’s rural transformation under market reforms and globalization, including issues of social differentiation, local politics, peasant resistance, and food safety and sovereignty.