A Framework for Understanding Social Criticism of Advertising and SPENCER F. TINKHAM Meaningful responses to the social criticism of advertising depend upon the advertiser's awareness of the critical arguments as well as upon an objective evaluation of their validity and the premises upon which they were based. The authors present a structure to guide the design of research which will provide objective evidence on social criticisms of advertising. Journal of Marketing, 1971), pp, 2-7. Vol, 36 N his book. Confessions of an Advertising Man, David Ogilvy asserts that advertising should be reformed. He cites a poll by Hill & Knowlton which found that academicians and other "thought leaders" held unfavorable attitudes toward advertising, and concludes that reform is necessar>' for the survival of Madison Avenue. "The danger to my bread-and-butter," he states, "arises out of the fact that what thought-leaders think today, the majority of voters are likely to think tomorrow."' Ogilvy may not have cause for concern. Certainly, intellectual arguments are not always legitimized by voter majorities; and indeed, public opinion does not always determine the nature of public policy decisions. Nevertheless, whether or not one accepts the patterns of influence suggested by the Ogilvy statement, the statement's implicit warning to advertisers definitely merits attention. That warning may be stated as follows: Those "thought leaders" who criticize the social effects of advertising today may determine future public policy toward advertising either directly by influencing policy makers or indirectly by influencing public opinion. Therefore, the advertiser must know what the social critics of advertising are saying. Furthermore, he must evaluate the critical arguments as well as the premises upon which they are based; for only by doing this will he be in a position to develop a meaningful response to criticism. The advertiser's response to these critical arguments may range from ignoring the criticism to modifying or eliminating a criticized activity or method. If the criticism is untrue because of faulty premises or invalid because of illogical arguments, then a counter-argument can be developed to convince the "thought leader" that his criticism is unsound. If the advertiser fails, he may use his superior counter-argument for the purpose of negating the possible impact of the criticism, thus, becoming a potential "thought leader" himself. It is clear, however, that a meaningful response to advertising criticism depends upon the advertiser's willingness to change his behavior if an objective evaluation of critical arguments supports the critics' claims. Thus, once the critical arguments have been identified, the central issue is whether they are objectively valid. In reviewing the critics' arguments, it becomes apparent that criticism sometimes focuses on the advertiser's methods and activities; while at other times, the object of criticism is the alleged I JOHN A. HOWARD (October. 1 David Ogilvy, Confessions of an Advertising Man (New York: Atheneum, 1963), p. 164. 4 Framework for Understanding Social Criticism of Advertising effects of advertising itself. Nevertheless, most of the former criticism of advertisers' methods and activities is, indeed, motivated by an underlying assumption of advertising effect. If. for example, an advertiser is criticized for using "emotional" appeals, the critic generally assumes that the appeals are perceived as the advertiser intended. Thus, he assumes an isomorphic relationship between the method of appeal and the consumer's perception of it; and his criticism of the advertiser's method can be interpreted as, in fact, criticism of the effect his method has on the consumer's perceptual process. Nevertheless, this type of criticism places the emphasis on the "cause" rather than the assumed perceptual "effect." On the other hand, criticism of the power and influence of advertising is directly concerned with alleged effects after the advertising itself has been perceived. Therefore, such criticism may be readily associated with the consumer's cognitive or learning process. On a social or cultural level, this second type of criticism considers advertising's alleged effects on aggregates of individuals. A Framework for Analysis The preceding paragraphs suggest the need for a systematic way to classify and analyze arguments against the methods, activities, and influence of advertisers. Such a classification should give some order to the plethora of critical arguments, thus aiding the advertiser in his efforts to understand them. This systematic structure for classification should also facilitate the objective analysis of the arguments against advertising. The authors' intention in this article is to identify the arguments of advertising's social critics and to discuss them in the context of such an underlying conceptual framework. Figure 1 should be helpful for organizing the discussion. Boxes 1 and 2 can be thought of as "causal" variables, and Boxes 3 and 4 as "effect" variables. However, to be consistent with the preceding discussion, the boxes should actually be identified as processes. In this manner the consumer's perceptual process is represented by Boxes 1 and 2, and his cognitive or learning process by Boxes 3 and 4. Of course, processes per se cannot be objectively validated or tested; only the mechanisms that constitute the processes can be validated. To relate the criticisms to the specific mechanisms would inordinately complicate the exposition. The authors prefer, for the sake of simplicity, to keep the discussion at the "box" or process level. By considering each of the boxes in turn, the critics' arguments can be classified in terms of the two ways the advertiser creates attention, and the two ways he creates value for the product or brand. Explicit definitions of each box follow: 1. The term, "nonfunctional attention devices" 1 NonTuncTionQl Aiterihon Devices z FuncTional Aneni'ion Devices 3 FuncTional Value Creo+eJ NonfuncTional Value Created FIGURE 1. A framework for analyzing the arguments of advertising critics. means advertising stimuli which have nothing to do with the product's physical or psychological benefits to the buyer. 2. "Functional attention devices," on the other hand, refer to those advertising stimuli that directly or clearly suggest physical or psychological benefits of the product. 3. "Functional value created" is the direct benefit of the product as perceived by the consumer, which results from exposure to advertising stimuli. Functional values may be classified as either physical or psychological, but often this dichotomy is referred to as the • ABOUT THE AUTHORS. John A. Howard is professor of morketing at the Columbia University Graduate School of Business. He is chairman of the Academic Advisory Committee. Consumer Research Institute, and a member of the Board of Trustees of the Marketing Science Institute. Professor Howard also serves as a consultant in consumer affairs to the United States Department of Commerce. Spencer F. Tinkham is an associate in business at Columbia University. He received a BS in mathematics from the University of North Carolina. Chapel Hill, where he was a Morehead Scholar; and an MS in advertising from the University of Illinois, where he held a Woodrow Wilson Fellowship in mathematics and an NDEA Title IV Fellowship in communications. The authors wish to thank the Education Foundation of the American Association of Advertising Agencies for providing funds for this study, and lohanna E. Alpert for her assistance in library research work. Journal of Marketing, October, 1971 real vs. the synthetic, or the innate vs. the learned. Broadly interpreted, "functional value created" is an advertising-induced change in the consumer's belief structure with respect to the capacity of the product or brand to serve his needs. 4. "Nonfunctional value created" also refers to an advertising-induced change in the consumer's belief structure. In this case, however, beliefs are changed with respect to objects other than the product or brand being advertised. For example, advertising may influence the consumer's belief structure with respect to the following: (1) The self, (2) the ideal self, (3) others, (4) present possessions and other physical objects, and ( 5) value-laden symbolic concepts. Like the product or brand, these objects may be associated with either physical or psychological benefits, or both. Discussion of Critical Arguments The specific arguments against the methods, activities, and influence of advertisers can now be considered within this framework.^ Each box will be discussed separately, and examples of critical viewTioints as,sociated with it will be noted. In this way the definitions stated above can also be clarified. Nonfunctional Attention Devices The critic generally does not approve of the advertiser's use of nonfunctional attention devices. Indeed, any activity or method associated with Box 1 is subject to criticism. Advertising stimuli of the nonfunctional type, such as mood music, do not relate directly to a product benefit; the critic often views such devices as irrelevant, irritable, confusing, and distracting. Thus, nonfunctional attention devices are said to limit the consumer's ability to process useful information. The criticism that advertising irritates the aesthetic sensibilities often focuses upon the nonfunctional attention device. For example, Galbraith states: To assert aesthetic goals is also to interfere seriously with the management of the consumer. 2 See, for example, J, K. Galbraith, The New Industrial State (Boston: Houghton Mifflin, 1967); Ralph Glasser. The New High Priesthood (London: Macmillan, 1967) ; James D. Halloran, Control or Consent? (London: Sheed & Ward, 1963); Jules Henry, Culture Against Man (New York: Random House, 1963); James Hulbert, "Advertising: Criticism and Reply," Business and Society, Vol. IX (Autumn, 1968) ; Ralph Ross and Ernest van den Haag, The Fabric of Society (New York: Harcourt, Brace & World, 1957); Arnold Toynbee, "Is it Immoral to Stimulate Buying?" Printers' Ink. Vol. 279 (May 11, 1962); and Colston E. Warne, "Advertising—A Critic's View," JOURNAL OF MARKETING, Vol. XXVI (October, 1962), pp. 10-14. This, in many of its manifestations, requires dissonance—a jarring of the aesthetic sensibilities. An advertising billboard that blends gracefully into the landscape is of little value; it must be in sharp contrast with surroundings. . . . The same principles of planned dissonance are even more spectacularly in evidence in the radio and television commercial.^ Another example of the nonfunctional attention device is a direct appeal or statement about objects other than the advertiser's product or brand. The advertiser may make statements about the consumer, about how others perceive the consumer or relate to the consumer, or about a particular life style that contrasts with that of the consumer. The critic generally regards this type of nonfunctional attention device with disdain; for. he asserts, that it is often intended to produce dissatisfaction with self, envy of others, arousal of emotions, and artificially unrealistic levels of material aspiration. A third nonfunctional attention device was noted by television producer. Eliot Daley: "Sex is just another marketing tool. Use it to tease a would-be buyer of cat food or razor blades or something. Sex: use as needed to grease the Gross National Product."* Warne suggests that the advertiser freely and eagerly makes use of nonfunctional attention devices ; and this behavior is deplorable to him: "Practitioners of advertising have eaten the fruit of a new tree of knowledge. Many today openly proclaim their objective to be appeals to the irrational or the irrelevant."5 Functional Attention Devices It appears that the critics generally acknowledge the need for functional attention devices, but on a limited basis. For instance, they would eliminate the methods and strategies designed to affect the individual's beliefs about the psychological benefits of the product. Although the critics recognize a need for those functional attention devices related to physical product benefits, they often perceive even this tjT)e of functional appeal to be deceptive. Thus, functional attention devices, if they relate the product to a psychological benefit, are viewed as innately deceptive, since the benefit they promise is not viewed as being "real." Functional attention devices of the physical type are viewed as deceptive, however, only when they promise a physical benefit that the critic does not recognize. An example would be a promise of physical security in an advertisement for a car that the critic regards as unsafe. •^ Galbraith, same reference as footnote 2. p. 348. * Eliot Daley, "What Produced Those Pot-Smoking, Rebellious, Demonstrating Kids?—Television!" TV Guide, Vol. XVIII (November 7-13, 1970), p. 10. •"'Warne, same reference as footnote 2, p. 11. A Framework for Understanding Social Criticism of Advertising Value Creation While criticism of the advertiser's methods and actions is quite common, it seem.s that Boxes 3 and 4, repre.senting "effects" of advertising on the consumer's cognitive or learning process are subject to a more severe form of criticism. It is true that the linkage between advertising and objectionable consequences is often assumed; and the critic, instead of discussing the processes linking "cau.se" and "effect," focuses on dismal phenomena which he observes or predicts. Since the "effects" that the critic describes are often considered to be residual, not necessarily intended by the advertiser or even under his control, the arguments associated with Boxes 3 and 4 often do not blame the advertiser for the phenomena he supposedly "causes." Indeed, by hypothesizing residual effect.s, the critic may actually add to the impact of his argument; for these "effects," not being readily controllable, seem particularly damaging to the individual, to society, and to culture. It should be noted that the "effects" associated with Box 3 are considered to be more directly under the advertiser's control than those associated with Box 4 because the former relate specifically to the product or brand. This does not mean, of course, that the advertiser does not always try to infiuence nonfunctional values. In fact, the advertiser generally believes in the power of Box 4 for many product appeals. However, the critic would suggest that money spent on Box 4 is positively detrimental to the consumer's welfare, particularly in ways that may not be intended by the advertiser. Functional Value Created As previously mentioned, one of the major criticisms of the advertiser is his alleged use of deceptive functional attention de%'ices. Associated with this criticism is the belief that, indeed, the consumer can be quite .seriously deceived. Thus in examining Box 3, "effects," the critic concludes that advertising creates beliefs about psychological product benefits which are, by their very nature, not "real"; or it produces beliefs about physical product benefits which are not "true." Furthermore, the critic asserts that the structure of the consumer's functional belief system is often distorted by advertising, so that even if all the product benefits in his belief system are true, he may give some of them undue importance. Thus, it is claimed that advertising changes the relative importance of perceived product benefits." The critic may assert, for example, that advertising causes many consumers to believe that automobile styling is a more important product benefit than automobile safety. A slightly different critical argument maintains 6 Edward L. Brink and William T. Kelley, The Management of Promotion (Englewood Cliffs: PrenticeHall, 1963), p. 322. that advertising accentuates the importance of the product or brand to the e.xtent that perceived product benefits become dominant in the consumer's overall system of values. If this is the case for a number of products, then the individual's orientation may be labeled "materialistic." On a societal level, then, the critic claims that the aggregate effect of advertising is to distort the value system in the direction of materialism and hedonism. Some critics, such as Potter, deplore the materialism they view as resulting from advertising; Certainly it marks a profound social change that this new institution for shaping human standards should be directed, not, as are the school and the church, to the inculcation of beliefs or attitudes that are held to be of social value, but rather to the stimulation or even the exploitation of materialistic drives and emulative anxieties and then to the validation, the sanctioning and the standardization of these drives and anxieties as accepted social values.' Nonfunctional Value Created It will be recalled that Box 4, "nonfunctional value created," relates to the individual's valuation of objects other than the product or brand of the advertiser. As mentioned above, the critic judges almost all "effects" in this box as detrimental to the consumer. Regardless of his actual intentions, the advertiser changes the consumer's evaluative beliefs about objects other than his product. For example, the critics claim the advertiser may change the consumer's beliefs about himself, thus fostering dissatisfaction with self or distortion of the selfconcept.* Dissatisfaction with self may occur in at least two ways. If dissatisfaction is regarded as a function of the perceived difference between the individual's self-concept and his ideal self-concept (the type of person he would most like to be), then dissatisfaction may increase if the individual's self-evaluation becomes more unfavorable. Dissatisfaction may also increase if the individual evaluates his ideal self-concept. If advertising causes the individual to feel unfavorable toward himself in some sense, then the first type of dissatisfaction may be produced; and if advertising presents the individual with stimuli that increase his self-aspirations, then the second type of dissatisfaction may be produced. In one sense, of course, dissatisfaction may be viewed as beneficial to the individual, for it may provide a motivation for self-improvement. In the critical sense, however, the absolute or relative devaluation of self is said to produce anxieties and frustrations. David M. Potter, People of Plenty: Economic Abundance and the American Character (Chicago: University of Chicago Press, 1954), p. 188. Marquis W. Childs and Douglass Cater, Ethics in a Business Society (New York: Harper & Brothers, 1954), pp. 168-170. 6 A recent article by Levitt contains a comment made by Charles Revson of Revlon. Inc. Mr. Revson stated, "In the factory we make cosmetics; in the store we sell hope."" The critic of advertising would say that the hope stimulated by Revlon advertising may increase the consumer's evaluation of her ideal self, resulting in a relative devaluation of the actual self. Indeed, he may assert that the consumer experiences anxiety and frustration in her attempts to close the gap between the actual and the ideal self. Advertising is said to produce not only dissatisfaction with self, and accompanying anxiety and frustration, but also a distortion of self, which may be interpreted as the valuing of self for the "wrong" reasons. The critics suggest that the mechanism for this distortion could be direct statements by the advertiser about the individual consumer, statements about the way the individual views others and the way they view him, or statements about the relationship between the individual and physical objects. For example. Action for Children's Television (ACT) asserted that children's television commercials strain the parentchild relationship. This assertion was supported by a survey which found that mothers have unfavorable attitudes toward children's television commercials.*° ACT quoted a television columnist and critic who stated: The makers of 115 toys know that Junior must be worked up to fever pitch if he is to have sufficient fanatical gleam in his eye to wrest that much cash from Dad. So they pour on the juice. The deafening, super-souped ads for a Johnny Shriek Racer or a Kill-Krush Robot are designed to fill Junior with powei'-lust. Some ads teach him how to hit Dad for the loot.** The individaal, of course, defines and evaluates himself at least partially in response to his perceptions of others and how they relate to him. If he believes that others value him because of his possessions, for example, then this may determine his evaluation of self, his evaluation of the importance of possessions, as well as his evaluation of others. The critic views advertising as a stimulus that acts to define for the individual the nature of this selfother-object system. This system, as defined by advertising, produces or fosters a value system that is "harmful," either because it results in anxiety and frustration or because it is not consistent with the value system that the critic considers desirable for the individual, society, or culture. Many critics 9 Theodore Levitt, "The Morality (?) of Advertising," Harvard Business Review, Vol. XLVIII (July-August, 1970), p. 85. 10 Earle K. Moore and Edward A. Bernstein, "Reply Comments of Action for Children's Television," paper submitted to the Federal Communications Commission, April 29, 1970, p. 9. 1* Same reference as footnote 10, p. 8. Journal of Marketing, October, 1971 have described the value system which they believe is fostered by advertising. Two examples which may be regarded as typical are noted below. In a chapter entitled "Advertising," Whitehead considers the consequences of the advertiser's use of functional attention devices of the psychological type: Even more insidious may be the advertiser's growing ingenuity in linking his product with ideas and images which are in themselves innocuous, pleasurable, even commendable. In consequence of this the concepts of sexual love, manliness, femininity, maternal feeling are steadily devalued for us by their mercenary association with a brand-name. . . .'Halloran describes the society he sees resulting from an advertising value system: To consume becomes the main principle of life and there is a tendency for emotions and feelings to become more involved with things (goods) than with people. There is little room for altruism, idealism or unselfishness, and it seems highly probable that this concentration on consumption of material goods will produce attitudes unfavorable to responsibility for others and their needs, a mode of thinking which will habitually suppress large areas of our real relationships (including our dependence on others and a sense of community), and inward-turning on the self, away from matters of dispute and social concern, away from responsibility.*^ Conclusion The charges against advertising that have been reviewed and analyzed in this article are largely unsupported. This condition is generally recognized by both advertiser and critic. While the advertiser usually acknowledges the possibility of negative effects, he seems too busy with his professional functions to supply the critics with objective evidence regarding these issues. The critic, on the other hand, tends to assume the worst and, on that basis, hastens to recommend a "responsible" course of action against advertising. The critic's position is aptly stated in the Moore and Bernstein report to the Federal Communications Commission. Noting that the Surgeon General's research is not likely to produce conclusive evidence concerning the effects of television violence on children, these critics assert that the Surgeon General's studies are even less likely to produce conclusive evidence concerning the effects of children's television commercials: Certainly they will not tell us with assurance the *2 Frank Whitehead, "Advertising," in Discriminatiov and Popular Culture, Denys Thompson, ed. (Baltimore: Penguin Books, 1964), p. 31. 13 Halloran, same reference as footnote 2, pp. 70-71. A Framework for Understanding Social Criticism of Advertising consequences of the shabby materialism and deception which is the television commercial's contribution to the American child. The effects of these practices must be weighed and action must be taken in the light of traditional American principles and the ethical attitudes which parents have sought to impart to children for generations.'* Significantly, in this information vacuum the charges against advertising increasingly seem to be regarded as authoritative. Galbraith, for example, is now being cited as an authority on advertising in the most respected scientific circles, Morison uses The Affluent Society as evidence when he states, "Indeed, it can be shown that the modern affluent consumer is, in a sense, a victim of synthetic de- sires which are created rather than satisfied by increased production."'^ Clearly, it is appropriate to reassert the need for objective evidence as a basis for sound public policy decisions. The authors believe that the structure presented here and its constituent constructs are operational enough to guide the design of research that can provide needed objective evidence. It is an accepted axiom in research that posing the question properly is a major step toward an.swering it. Certainly, the framework for analyzing the arguments of advertising critics does ask the appropriate questions to the extent that it states with precision those issues implied by the popular social criticisims of advertising but seldom, if ever, made explicit. 1* Same reference as footnote 10, p. 10. I""' Robert S. Morison, "Science and Social Attitudes," Scievce, Vol. CLXV (July-September, 1969), p. 152. MARKETING MEMO The key to success in business . . . Do the corporate high achievers have any "secrets" that other companies can benefit from knowing? The answer is a definite yes. . . . All the companies in the study are in different internal and external postures. It was therefore surprising that among the various success factors we identified there is one that is present in every single company. It is this: All of the companies place great emphasis on their people. Some of the presidents limit their focus primarily to executives, while others speak in terms of all company employees. Nevertheless, all the presidents clearly realize that everything the company accomplishes is through people. . . . The late Vince Lombardi once said that winning football games was a matter of getting inside the players. The chief executives have said, in essence, the same thing. In order to make a company successful, management must enlist wholehearted employee support for company objectives. —Henry 0. Golightly. "What Makes a Company Successful?" Business Horizons, Vol. XIV (June, 1971), pp. 11-18, at pp. 11, 17, and 18.