Profile Tobias Manthey (As of December 2010) Title: Dipl.-Ing. (BA) Information technology with emphasis in project management Born: 1975 Experience in IT-Projects since: 1995 Nationality: German Languages: Fluent English Basic French Special competence: Investment/Asset Management IT-Consulting, System Integration, Design and architecture, Project planning and management, Developing Roles: IT-Business Analyst, Architect, Technical Project Manager, Developer Businesses: Investment/Asset Managers (KAG’s), Custodians, Banks, Service provider Available: According to consultation, long-term fulltime IT-Competence (Excellent knowledge in bold letters) Operating Systems: Windows XP, IBM AIX, LINUX, Windows 2000, Windows NT, Windows 9.x, MS-DOS, OS/2, Unix Programming Languages: C# (.NET), C, C++, Visual Basic, Assembler, Java, JavaScript, HTML, PL/SQL, T-SQL Unix-Shells: C-shell, Korn-Shell, Bash Unix related Languages: Perl Databases: Oracle, SQL, SQL-Server, ODBC, MS Access Networks und Protocols: TCP/IP, Ethernet, Internet, Intranet, ISDN, ISO/OSI, NetBios PCAnywhere, SMTP, Token Ring, Windows Network, Winsock, Samba, Novell Netware Software and Tools: Simcorp Dimension, Sungard V3 Fonds, V3 Portfolio, V3 Anlagekonto, Igefi MultiFonds, .NET C#, XML, Web Services, UDDI, SOA, SSL, PKI Profile Tobias Manthey · 2/10 Project history 01/2010 - 12/2010 DWS Holding & Service GmbH (Deutsche Bank) 06/2010 – 12/2010 Security Lending Trading Support Analysis of an existing database. Business requirement engineering, compilation of specifications and system modeling using Sparx Enterprise Architect. Documentation of requirements, use cases, and entity relationships using UML diagrams. Implementation of “vertical slice” prototype. Role: IT-Business Analyst, Architect System environment Sparx Enterprise Architect, UML, C# 3.5, NHibernate 3, WPF 01/2010 – 06/2010 Global Credit Control, Portfolio Builder Development on the platform Global Credit Control (GCC) and Portfoliobuilder. PortfolioBuilder is a portfolio management application based on the positions from the Charles River OMS. The PortfolioBuilder generated orders were sent to Charles Rivers for compliance checks and order management. Role: Developer, Architect System Environment C#, Charles River, Windows Server 2003, SQL Server 12/2006 - 12/2010 UBS Global Asset Management 05/2008 – 03/2010 V3 – SCD Migration Project “CHAMP” Project description: Design and integration of a UDDI based web service platform to replace the heterogeneous V3 interface landscape. All services are based on a uniform datamodel. Implementation of development process based on unit tests and visual data modeling. The data extraction out of Simcorp Dimension is based on complex SQL queries. Modification of the SCD Communication Server setup. Analysis of business requirements and compilation of specifications and quality control for the developers. Role Technical Project Manager, Team Lead, Architect, IT Business Analyst System environment Windows Server 2003, SQL Server, Toad, XMLSpy, C# 3.5, 04/2007 - 01/2008 V3 Replacement Profile Tobias Manthey · 3/10 Project description: Support in the context of the replacement of the products Sungard V3 fund as well as V3 portfolio. Support during supplier workshops as well as at the definition of the technical requirements. The main focus is on order management topics, front- and middle office, integration and STP. Role: IT-Business Analyst, Developer 01/2007 - 04/2007 Settlement of Derivates via Swift Project description: Expansion of the STP platform around the possibility to send MT304 messages for spot foreign exchange and forward foreign exchange transactions to the custodian. Additionally the possibility to send MT 541/3 messages for bonds and shares was extended to options and future transactions. System environment: Sungard V3 Portfolio, C# .NET 2.0, Oracle SQL, Toad, SQL-Server Role: IT-Business Analyst, Developer 12/2006 - 01/2007 MT502 (Order to buy, sell or switch) Project description: Expansion of the STP platform around the possibility of sending MT502 (order) for investment fund share subscriptions, redemptions, shares and bonds. The communication of the order status is based on MT509 (trade status). The business confirmation is received and processed as Swift MT515 (client Confirmation). System environment: Sungard V3 Portfolio, C# .NET 2.0, Oracle SQL, Toad, SQL-Server Role: IT-Business Analyst, Developer 11/2006 Union Investment 11/2006 Basel II, Fondsreporting Project description: Creation of complex SQL queries from Igefi Multifonds and other systems in order to supply data for an application to the fund reporting according to Basel II. System environment: Multifonds, SQL, PL-SQL, TOAD Role: IT-Business Analyst, Developer Profile Tobias Manthey · 4/10 09/2004 - 11/2006 UBS Global Asset Management 11/2005 - 11/2006 Order construction Tool Project description: Development of an application for the comparison of funds with predefined model portfolios. The funds are loaded into real time from V3 portfolio, the price supply is made by a plug-in architecture alternatively over Reuters SSL (real time) and DEX API, Bloomberg .NET API, or from V3 funds. Additionally stock and currency hedgequotes are calculated and reported for the funds. System environment: C# .NET 2.0, Visual Studio 2005, Reuters SSL, DEX API, Bloomberg API, V3 Fonds, V3 Portfolio, SQL-Server Role: IT-Business Analyst, Developer 05/2006 - 06/2006 MT535 Statement of Holdings Project description: Expansion of the STP platform to send Swift MT535 (statement of holdings) messages. System environment: Sungard V3 Portfolio, C# .NET, Oracle SQL, Toad, SQL-Server Role: IT-Business Analyst, Developer 10/2005 - 11/2005 Expansion of the Swift/Omgeo Application Project description: Expansion of the STP platform to instruct third currency trades and instructions for the control of automatic currency conversion at the Custodian by Swift. System environment: Sungard V3 Portfolio, C# .NET, Oracle SQL, Toad, SQL-Server Role: IT-Business Analyst, Developer 09/2004 - 06/2005 SWIFT/Omgeo STP application based on V3 Portfolio Project description: Development of a complex STP .NET application for the electronic connection of brokers, master KAG and Custodians based on Omgeo CTM as well as SWIFT MT541-MT547. Integration of Sungard Intellimatch and Omgeo CTM into the solution. Independent development of all interfaces and data models. System environment: Sungard V3 Portfolio, Intellimatch, Omgeo CTM, C# .NET, Oracle SQL, Profile Tobias Manthey · 5/10 Toad, SQL-Server Role: IT-Business Analyst, Developer 07/2004 -12/2006 1. FSV Mainz 05 Project description: Development of business and organization concepts for the IT-Infrastructure. Planning and integration of applications. 01/2003 - 05/2004 KAG-Service Provider Operation of IT-Infrastructure Project description: Operation of the complete IT-infrastructure as responsible IT manager as well as working on various projects as a senior consultant. I worked on the projects below as well on several short term projects at several investment companies in Frankfurt, Munich and Zurich. System environment: Linux, Windows XP, AIX, VMWare GSX, CVS, SSH 05/2003 - 03/2004 Siemens KAG Development of a SWIFT STP application with interface to V3 Portfolio Project description: Development of a complex STP application for the fully automatic order processing of all shares and fixed-interest securities (MT541, MT543, MT545, MT 547) of the KAG. The recording of the order had to be done exclusively in V3 portfolio. In the process was no broker confirmation, so all the settlement information had to be kept within the application. The tasks consisted in the project management, creation of the development environment, global and individual architecture, programming of the server components in C#, development of the SQL servers Stored Procedure components as well as development of the SQL V3 portfolio components... System environment: V3, Oracle SQL, SQL-Server, TOAD, C#, Visual Studio 2004, Biztalk Profile Tobias Manthey · 6/10 08/2002 - 05/2003 Union Investment V3 Fonds to MultiFonds Migration Project description: The target consisted in the highly automated migration of about 500 investment funds of SER V3 Funds to Multifonds. A high automation level was required since only the time period from March until May was available for migration. The tasks consisted in the planning of the technical architecture, specification of the necessary Multifonds migration interface enhancements, development of all complex SQL queries to the extraction for 13 finance instruments from V3 funds, development of all complex SQL queries for the automated reconciliation between V3 and Multifonds, and migrating funds. All projects goals were accomplished in time in budget. System environment: V3, MultiFonds, SQL, PL-SQL, TOAD, Shell 05/2002 - 07/2002 Union Investment Production support Project description: Support and customization of one IBM RS6000 systems in the productive environment as well as several IBM RS6000 systems for test purposes. Main applications were the booking systems of the company SER (Sungard) "V3 fund" and "V3 portfolio" which are based on Oracle databases. Particularly important was the safeguarding of availability and proper processing. Problems had to be independently solved with the supplier of soft- and hardware. System environment: IBM RS6000, V3, Oracle 7, SQL, PL-SQL, TOAD, Shell Profile Tobias Manthey · 7/10 10/1998 - 03/2002 Credit Suisse Asset Management Production support Project description: Support and customization of two IBM RS6000 systems in the productive environment as well as several IBM RS6000 systems for test purposes. The systems were high available through HACMP. Main applications were the booking systems of the company SER (Sungard) "V3 fund", „V3 Investmentaccount“ and "V3 portfolio" which are based on Oracle databases. Particularly important was the safeguarding of availability and proper processing. Problems had to be independently solved with the supplier of softand hardware. Additional tasks were the integration of updates as well the customization to customer specific processes. System environment: IBM RS6000, V3, HACMP 4.3.0, Oracle 7, SQL, PL-SQL, TOAD, Shell 10/2001 Credit Suisse Asset Management Introduction and development of a web based application for automatic data transfer. Project description: Aim of the development was an application which automatically transfers and processes data from a public internet web server in the customer system environment. The development was carried out in Perl on an IBM AIX system. An Apache based web front-end is used for administration. The introduction of the new system was carried out in the context of the connection of a new custodian to the investment company. Requirements were safe encryption with 168 bit SSL keys, mutual identification through certificates as well as the certification of the application through a major consultancy. System environment: IBM AIX, Perl, Apache Web server, SSL, PKI, SER V3 Fonds 08/2001 Credit Suisse Asset Management Integration of an IBM RS6000 System to an IBM AS400 System with automatic data processing. Project description: Development was based on Shell-, SQL, and Connect-Direct Scripts. Especially important was the seamless integration into existing application environment. System environment: IBM RS6000, Shell, SQL-, Connect-Direct Scripts, SER V3 Fonds Profile Tobias Manthey · 8/10 06/2001 Credit Suisse Asset Management Design and development of a multi-user-Application to record forwardpriced investment Shares Project description: Aim of the application was the recording of all purchases and sales of forward priced funds in the investment account administration. In several steps the application got customized to include all manual payments as well as regular payments from V3 Investmentdepot. This included the recording of payments over DTA data carriers. The task main emphasis was on project management, technical and technical specifications and application integration. System environment: V3, C++ (MFC), SQL, PL-SQL, Oracle 8 03/2001 Credit Suisse Asset Management Introduction of a new security concept for IBM RS6000 systems Project description: This safety concept included all areas of safe operating, including network and user security. It was based on the general IT-safety guideline of the customer. All potential safety weaknesses were first collected and after that alternatives where suggested. System environment: SSH, TCP/IP Services 08/2000 Credit Suisse Asset Management High Availability HACMP Cluster Project description: Two IBM RS6000 systems were made high-available through IBM HACMP. Both machines should be used in the online mode in the normal operation. Main applications to be made high available were the booking systems V3 investment account, V3 fund, V3 portfolio of the company SER as well as various smaller tools and applications. The applications are based on Oracle databases. As storage media SSA units were used. In this end, all applications were high available with a takeover time of just 45 seconds. System environment: IBM RS6000 , HACMP, V3, Oracle, Korn-Shell, SER V3 Fonds, SER V3 Investmentdepot Profile Tobias Manthey · 9/10 1999 Credit Suisse Asset Management Y2K Project description: Check of all applications on several IBM RS6000 systems for year 2000 suitability. Technical responsibility for the correct and trouble-free run of all system components over the date change. About the turn of the year the full availability of all systems and applications could be guaranteed at every time. System environment: IBM RS6000, HACMP, V3, Oracle, SER V3 Fonds, SER V3 Investmentdepot 06/1999 Credit Suisse Asset Management Migration of VIP Investmentaccount to V3 Investmentaccount Project description: Technical project management for the migration of the booking system "VIP" of the company SER to its successor V3 investment account. Technical responsibility for the proper detachment of the application and the complete technical migration of all customer specific processing. System environment: V3, Oracle 7, SQL, Shell, SER VIP Anlagekonto, SER V3 Anlagekonto 10/1998 Credit Suisse Asset Management Migration of VIP Funds to V3 Funds. Project description: Technical support for the migration of the booking system "VIP fund" of the company SER to its successor V3 fund. Technical responsibility for the proper detachment of the application and the complete technical migration of all customer specific processing. System environment: V3, Oracle 7, SQL, Shell, SER VIP Fonds, SER V3 Fonds Profile Tobias Manthey · 10/10