LECTURE AT THE GHANA BAR ASSOCIATION CONFERENCE, IN TAKORADI, BY, JUSTICE DENNIS ADJEI APPLICATIONS BEFORE THE COURT OF APPEAL The Jurisdiction of the Court of Appeal is an appellate one. The Court of Appeal can exercise jurisdiction in a matter where the law prescribes that an application to the Court shall be a repeat application. Presently, the known repeat applications are an application for bail where the matter is being heard by the High Court or the Regional Tribunal and application for enlargement of time within which to appeal in both civil and criminal matters in final decisions. All other applications may be filed when notice to appeal has been filed. The Jurisdiction of the Court of Appeal is created by Article 137 of the 1992 Constitution of the Republic of Ghana and section 11 of the Courts Act, 1993( Act 459). Article 137 of the Constitution provides as follows: Clause 1: The Court of Appeal shall have jurisdiction throughout Ghana to hear and determine, subject to the provisions of this Constitution, appeals from a judgment, decree or order of the High Court and Regional Tribunals and such other appellate jurisdictions as may be conferred on it by this Court or any other law Clause 2: except as otherwise provided in this Constitution, an appeal shall lie as of right from a judgment, decree or order of the High Court in a Regional Tribunal to the Court of Appeal. Section 11 of the Courts Act, Act 459 expands the jurisdiction conferred on the Court of Appeal by the Constitution. It provides as follows: 1. In accordance with Article 137 of the Constitution, the Court of Appeal has jurisdiction to hear and determine subject to the Constitution, appeals from a 1 Judgment decree or an order of the High Court or a Regional Tribunal and any other appellate jurisdiction conferred on it by the Constitution or any other law 2. except as otherwise provided in the Constitution, an appeal lies as of right from a judgment, decree or order of the High Court and a Regional Tribunal to the Court of Appeal . 3. The Court of Appeal shall have a. Jurisdiction to hear appeals from a Judgment of the Circuit Court in a Civil cause or matter and b. In cause or matter in which jurisdiction is conferred on the Court of Appeal under any other enactment 4. A person aggrieved by a Judgment of a Circuit Court in a civil cause or matter may appeal against the judgment to the Court of Appeal. 5. A person aggrieved by an interlocutory order or decision made or given by a Circuit Court may appeal to the Court of Appeal against the order or decision with the leave of the Circuit Court, and upon a refusal, with the leave of the Court of Appeal, and the Court of Appeal has jurisdiction to hear and determine that appeal 6. Where a party desires to appeal to the Court of Appeal in a criminal case that party shall give notice of Appeal or notice of an application for leave to appeal within one month of the decision appealed against 7. The Court of Appeal or the Court whose decision is appealed against may extend the time specified in subsection 6 2 From the above provisions of the Constitution and the Courts Act, the Court of Appeal hears all civil appeals – final and interlocutory from the circuit court and the High Court. It further hears all criminal appeals- both final and interlocutory from the High Court and the Regional Tribunals. The Court of Appeal hears appeals from an order, direction or decision given by the Labour Commission in the case of unfair labour practice. See section 134 of the Labour Act, (Act 651). The Court of Appeal rules C.I 19 regulates all appeals to the Court of Appeal. It starts from the filing of notice up to Judgment. The law provides for two types of appeals- interlocutory and final and a potential appellant must ensure that he or she complies with the condition precedent laid down by law conferring the right of appeal. If the potential appellant fails to vest him or herself with the condition precedent to the vesting of the right to appeal, the right will not be vested. The Supreme Court in the case of Frimpong v. Poku (1963) 2 GLR 1 @p 6, the Court speaking through AkuffoAddo JSC as he then was, held thus: “A right of appeal is always conferred by statute, and when the statute conferring the right lays down conditions precedent to the vesting of that right in a litigant it is essential that those conditions must be strictly performed otherwise that right does not become vested.” Time Limit for Appealing The time within which to appeal is regulated by R 9 of C.I. 19 and section 11 of the Courts Act, Act 459. Interlocutory Appeals 3 Interlocutory Appeals in civil matters from the High Court to the Court of Appeal shall be filed within 21 days of the order complained of. If an interlocutory appeal from the High Court is not filed within the 21 days, the appellant willlose his right of appeal. In Civil appeals- interlocutory from the Circuit Court to the Court of Appeal, the notice of appeal shall be filed within 21 days with the leave of the Circuit Court and upon a refusal with the leave of the Court of Appeal. In the Court of Appeal case of NsokoduaCooperative Society v. S.K Wiafe& 5 Ors delivered on 16/12/2010 (unreported), the appellants in the case filed an interlocutory appeal from the circuit court to the Court of Appeal without leave of any of the Courts. The parties filed their respective written submissions. When the appeal came on for hearing the Respondent submitted to Judgment. The Court of Appeal held that the appeal was a nullity because it was filed contrary to law. The Court further held that the parties and their lawyers cannot confer jurisdiction on the Court where the appellant has failed to comply with the law creating the appeal. It must be noted that in interlocutory appeals- civil, none of the parties can apply for extension of time. There are several Court of Appeal decisions to that effect and the decisions are based on r 9 (1)(2)(3)(4) of C.I.19. r 9 of C.I. 19 and r 8 of the Supreme Court Rules C.I. 16 are in parimateria. The Supreme Court in the case of Bosompem&ors v Tetteh Kwame [2011]1SCGLR 397 in construing r 8 of C.I 16 held that extension of time against an interlocutory decision or order could not be granted after the expiration of the 21 days provided by the rules. Final Appeals in Civil Cases Final Appeals from the High Court and the Circuit Court to the Court of Appeal are filed as of right within three months from the date the decision, Judgment or 4 the order was given. The law is that time starts running from the date the Judgment was pronounced and not the day reasons were given. See Rule 9(2) of C.I. 19. If a potential appellant fails to avail him or herself within the three months period, he or she may apply for extension of time within which to file an appeal. The applicant must give good and substantial reasons for the application. Application for extension of time shall not be made after the expiration of the three months within which an appeal is filed as of right. See Rule 9 (4) of C.I. 19. In other words no application for extension of time shall be filed after six months from the date of delivery of the Judgment. R 9 (8) of C.I 19 enjoins the applicant to file the application for extension of time at the Court below and if it is not considered after one month, the applicant may move the Court of Appeal to determine the application. The law is also settled that, if application is filed within three months and has not been determined by the Court, the application will be deemed to be properly pending. The Supreme Court discussed the effect of r 9(8) in the case of HALLE & SONNS SA v. Bank of Ghana & Warm Weather Enterprise Ltd [2011] 1 SCGLR 378. See holdings one and four of the head notes. Criminal Appeals Criminal Appeals from the regional and the Circuit Courts are filed as of right within 30 days from the date of the Judgment or decision or order appealed against. The law does not make a distinction between interlocutory appeals and final appeals. See Section 11 (6) of the Courts Act, (Act 459). An applicant may apply for extension of time within which to file an appeal in a criminal matter but the applicant must demonstrate that he has a substantial ground for not availing himself within the one month of the decision appealed against. In the case of application for extension of time in criminal appeals the applicant may apply to the trial court or to the Court of Appeal and this makes it different from the civil 5 appeals in which the applicant must apply to the trial court and upon refusal or after the expiration of one month may repeat to the Court of Appeal. Rule 28 of C.I 19 provides as follows: “ Subject to these Rules and to any other enactment, where under an enactment an application may be made to the Court below or to the Court, it shall be made in the first instance to the Court below, but if the Court below refuses to grant the application, the applicant is entitled to have the application determined by the Court”. The Court of Appeal has taken the view that Rule 28 of C.I 19 is in respect of civil matters only and therefore not applicable to section 11(7) of Act 459. Rule 28 falls under civil appeal part of C.I 19 Applications Every application at the Court of Appeal is supported by an affidavit. Affidavits Content of Affidavits Affidavits are governed by order 20 of C.I 47. The Court of Appeal requires lawyers to comply rigidly with affidavits and its form as provided in order 20(4) of C.I 47. The deponent must state his/her name, place of residence and his occupation. If he/she has none, he/she should also state it. For example, if the deponent is homeless he must state so. If his/her place of abode/ residence is unnumbered he/she should state the town, suburb or street, if any and should further state that it is unnumbered. If he/she is unemployed he/she should state same. 6 Where the deponent is illiterate or blind, there should be a jurat. There should not be cancellations, alterations, erasures and interlineations in the affidavit. An affidavit which should have had a jurat but was not provided cannot be used without the leave of the court. Furthermore, where there are cancelations, alterations, erasures and interlineation, and were not initialed, and sworn before an appropriate person whom the affidavit was sworn, it cannot be used without the leave of the court. A lawyer cannot correct an affidavit sworn to by the deponent with an ink because it is evidence on oath by the deponent and not the lawyer. An affidavit shall not contain scandalous, vexatious, irrelevant and offensive information. The Court of Appeal usually orders the scandalous, offensive, frivolous and irrelevant depositions to be struck out. Any document to be used as an exhibit in an application shall be exhibited and shall be identified by a certificate of the person before whom the affidavit is sworn. Any document to be used as an exhibit shall not be merely annexed or attached to the affidavit. Stated differently, any document which was not used at the trial court cannot be exhibited in an application before the Court of Appeal except where the applicant is applying to the court for leave to adduce fresh evidence. For example in an application for stay of execution, a party cannot use any document which was not used at the trial. Any document used at the trial which is attached to an application shall be certified by the registrar of the trial court before it is filed at the registry of the Court of Appeal. The Court of Appeal always insists that the font size of every process filed before the court should be fourteen (14). The Court of Appeal hardly invokes rule 63 of C.I 19 which is on waiver of non-compliance of the rules and lawyers must ensure that they comply with the rules as they cannot always seek refuge under rule 63. 7 Types of Applications Iwill classify applications before the Court of Appeal into four: Applications which are filed where there is no appeal pending ; Applications that are filed where the record of appeal has not been transmitted to the Court of Appeal – that is, where Form 6 is not issued; Applications that are filed when Form 6 is issued, and Post judgment applications before the Court of Appeal. Application filed where there is no appeal pending is anapplication for extension of time to file an appeal in both civil and criminal matters. The motion shall be supported by an affidavit assigning good and substantial reasons. See Rule 9 of C.I. 19 and Section 11 of Act 459. Where an appeal is filed and the record of appeal has not been transmitted to the Court of Appeal the basic applications that are filed in civil Appeals are: Stay of Proceeding and Stay of Execution. Applications that are filed in criminal and quasi criminal appeals are;bail pending appeal, stay of proceedings and temporary suspension of orders by the High Court and the Regional Tribunals. Stay of proceedings: Until the passage of C.I. 21 on 27th May, 1998 the law was that the Court of Appeal lacked jurisdiction to stay proceedings from the Circuit Courts and the High Courts in civil matters and in criminalproceedings, from the High Court and the Regional Tribunal. The Court of Appeal by virtue of Rule 27A of C.I. 19has jurisdiction to stay proceedings in both civil and criminal matters. Where an interlocutory application is filed, rule 29A provides as follows: 8 “The Court may, in an interlocutory appeal,civil and criminal before it, grant stay of proceedings pending the determination of the interlocutory appeal subject to the conditions the court considers fit”. Stay of proceedings is not a repeat application as it is the court of Appeal which is seized with jurisdiction to entertain and not the trial courts. The Supreme Court in the case of the Republic vs. Fast Track High Court, Accra ex parte Daniel KwasiAbodakpi(Civil motion No. J5/15 2005 dated 25th October 2005 and the Court of Appeal in the case of Michael Essien vs. VeralightDelabimAckumey, unreported dated 14th July, 2011 have settled the position of the law in application for stay of proceedings in interlocutory appeals to the Court of Appeal. Stay of Execution is a repeat application in civil matters. First of all, the order or the judgment to stay must be an order which is executable by any of the known modes of execution. The applicant must also satisfy the Court that there are exceptional circumstances to warrant the grant of the application. It is a repeat application and the applicant must satisfy the Court of Appeal that the application to stay the execution of the judgment complained of was refused by the trial High Court or the Circuit Court or even though it was granted the conditions of the grant is onerous and it amounts to refusal. See the case of Ghassoubvs. Bibiani Wood Complex ltd. [1984-86] 1GLR 271 where the trial High Court Judge ordered the applicant to pay three quarters of the judgment debt plus costs and the remaining one quarter into court, the Court of Appeal held that the order made by the High Court amounts to refusal. In the case of N.B.Landmark ltd. Vs. Lakiani[2001-2002]SCGLR 318 where the Court of Appeal stayed the order refusing to set aside a default judgment , the Supreme Court set aside as a nullity as the order was not executable . 9 Where the judgment was given by the District Court and the High Court refuse to stay execution, the application cannot be repeated before the Court of Appeal. The applicant may appeal against the High Court decision to refuse to stay execution of the judgment but cannot be treated as a repeat application. In the case of Standard Chartered Bank Ghana Ltd vs. Western Hardwood Ltd. and another [2009]SCGLR 196, the Supreme court held that the court may stay both execution process and execution where the order made is executable. In that case the Court of Appeal granted stay of execution of the judgment debt in favour of the defendants on their counterclaim on grounds that the terms were not executable. The Supreme Court took advantage to depart from the case of NDK Financial Services Ltd.vs. Yiadom Construction and Electoral Works [2007-2008] SCGLR 93, where majority of the Supreme Court stayed the execution of the judgment in a matter where the order made by the Court of Appeal refusing to grant stay of execution was not executable. In Mensahvs. Ghana Football Association [2001-2002] SCGLR 318, the court held that where an appellate court dismisses an appeal without making an executable order, there cannot be a stay of execution. Stay of execution cannot be filed in criminal matters, rather an application to suspend the order made by the trial court or application for bail pending appeal. Installment payment application is not a repeat one and the aggrieved person must appeal against it and not to repeat it. Application for bail pending appeal is filed in both criminal and quasi criminal matters where the applicant is in custody and a notice of appeal has been filed. Where a person is in custody and he is applying for his release pending the hearing 10 of the appeal, the two applications that may be filed are either bail pending appeal or application for the suspension of the order(s) made by the trial High Court or the Regional Tribunal. See Rule 48 of C.I. 19. Where the trial High Court or the Regional Tribunal convicts a person and make some orders such as payment of money, the convict may applyto the Court of Appeal for the temporary suspension of the order(s) until the appeal is heard. The Court of Appeal becomes seized of the whole of the proceedings when Form 6 is issued and every application shall be made to the Court of Appeal and not the trial court. Rule 21 of C.I. 19 provides as follows: “After the record of appeal has been transmitted from the court below to the Court of Appeal, the Court shall be seized of the whole proceedings as between the parties and every application shall be made to the court and not to the court below, but an application may be filed in the court below for transmission to the court”. The general powers of the court are exercisable by the court after Form 6 has been issued. See rule 31 of C.I. 19. The court can makeorders for interim and interlocutory injunctions and an order for accounts but they are not repeatapplications as some lawyers take them to be. They can only be filed after the records have been transmitted to the Court of Appeal. Some of the applications that may be filed are; Applications to amend the notice of appeal, Application to relist Appeal, Application for leave to file appellant’s written submission out of time,Application to file written submission in answer out of time, and Application to set aside judgment or order of the Court of Appeal. Rule 20(5) of C.I. 19 does not make provision for extension of time to file reply to 11 the respondent’s written submission. However, Rule 20(1) and (4) makes provision for extension of time to file Appellant’swritten submission and written submission in answer out of time. When an appeal is struck out for non compliance, the applicant may apply for the restoration ofthe appeal within a reasonable time and he/she must provide good and substantial reason. Post Judgment Applications Review: The Review Jurisdiction of the Court of Appeal is neither conferred by the Constitution nor the Courts Act. However, the Court of Appeal Rules, C.I 19, has conferred review jurisdiction on the Court and the Court is to consider the circumstances of the case that makes it exceptional to persuade the Court to review the judgment in the interest of justice. The time within which review application should be filed has however, not been stated in the rules and the Court has also not prescribed one practice and procedure. Order 42 of C.I. 47 has prescribed the time within which review application for interlocutory and final Judgment or orders should be reviewed. Rule 55 of C.I 16 provides for the time frame within which review applications should be filed at the Supreme Court. I will invite the Rules of Court Committee to have a look at the review jurisdiction of the Court of Appeal as it is too vague and timeless. Stay of execution is one of the post judgment applications. A Judgment given by the Court of Appeal which is executable may be stayed upon application by theaggrieved party. Any application to the Court of Appeal in connection with a judgment delivered by the Court in respect of which an appeal has been filed is governed by the Supreme Court Rules, C.I.16. The applications include: stay of execution, Application for Leaveto appeal under 12 paragraph (b) of clause 1 of Article 131, Application for special leave to appeal under clause (2) of Article 131 and Application for extension of time to appeal. Stay of Execution and Proceedings An application for stay of execution or proceedings in respect of an order, decree or judgment of the Court of Appeal shall first be made to the Court of Appeal. They are repeat applications and may be repeated in the Supreme Court after refusal by the Court of Appeal. See rule 20 of C.I 16 Application for Leave The only exception is where an application is filed at the Court of Appeal to be dealt with and the records are transmitted to the Supreme Court. The application is also transmitted to the Supreme Court to handle. See Rule 16 of C.I. 16. Conclusion In conclusion, lawyers must be abreast with the District Court Rules (CI 59), the High Court (Civil Procedure) Rules (CI 47), the Court of Appeal Rules (CI 19), the Supreme Court Rules (CI 16), the Courts Act (Act 459) and the Criminal and Other Offences(Procedure)Act, 1960 (Act 30) as every application in the court is governed by rules and infraction of some of the rules may be fatal 13