Running Head: INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING Integrating Health Care Providers’ Opinions into Mental Health Service Planning for Underserved Populations 1Karen Grace Dyck, Ph.D.* 2Melissa 3Andrea 1 Associate Tiessen, Ph.D. M. Lee, Ph.D. Professor, Director of Rural and Northern Psychology Programme, Dept. of Clinical Health Psychology, Faculty of Medicine, University of Manitoba, Winnipeg MB. 2 Director, Education Directorate & Registrar, Accreditation, Canadian Psychological Association, Ottawa, ON. 3 Reesor and Associates Psychology Professional Corporation, Ottawa, ON. Please note that at the time of this research, all authors were affiliated with the Rural and Northern Psychology Programme, Dept. of Clinical Health Psychology, Faculty of Medicine, University of Manitoba, Winnipeg, MB. * CORRESPONDING AUTHOR EMAIL ADDRESS: dyckkg@cc.umanitoba.ca INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 2 Abstract Psychological interventions are a cost-effective means of treating mental health issues and the preferred treatment over medication for many patients. Psychological interventions have also been successfully offered at a distance and have the potential to address contextual barriers – such as stigma, lack of anonymity, travel costs, limited local resources – to accessing services for many underserved populations, particularly rural and northern (R&N) communities. Gaining an accurate understanding of local providers’ opinions about mental health services (including newer technologicallysupported interventions) appears essential to effective mental health planning. The current study surveyed local health care providers (physicians, nurses, paraprofessionals, mental health workers) in two large rural Manitoba health regions regarding perceived efficacy of various mental health resources, likelihood of recommending various resources, barriers and facilitators to recommending mental health resources, and recovery from mental illness. Data are presented within the context of informing regional mental health policy and planning. The importance of integrating newer technologically-supported treatments into the more familiar locally available services is highlighted. The application of stepped-care and collaborative mental health is also discussed. KEYWORDS: Mental health planning, underserved, rural, northern, health care provider opinions INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 3 Introduction Psychological interventions are a cost-effective means of treating mental health issues1 and, a preferred treatment over medication for as many as 66% of primary care patients with depression.2 With the use of technology, psychological interventions have also been successfully offered at a distance. Computer/internet and telephone-based treatments are an effective means of delivering cognitive behavioral therapy (CBT) for the treatment of adult anxiety and depression, pediatric anxiety, oppositional defiant disorder, and attention deficit/hyperactivity disorder.3-7 Technologically-supported treatments also have the potential to effectively address contextual barriers for traditionally underserved populations, such as those in rural and northern (R&N) areas. Such barriers include resource availability, self-reliance, stigma, anonymity, and travel costs.8-12 Nonetheless, technology-supported services and programs are not without limitations.13 Infrastructure and funding issues may limit the application and utilization of these services in R&N Canada.3,14-16 As well, research has focused primarily on CBT and includes multiple exclusionary criteria which limit the diversity of participants and generalizability of these findings.3-5,17 As a result, these approaches may only be appropriate for a portion of residents in R&N Canada. “In-home” approaches like these also do little to foster support networks. However, if made available within the context of a broader mental health service delivery model (e.g., stepped care, collaborative care) which includes locally available services, these technological advances do have the potential to address barriers. Considering the diversity of R&N communities, input from local residents and service providers appears essential to effective regional mental health planning. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 4 Despite the documented efficacy of psychological interventions, it is important to gain an accurate understanding of local stakeholders’ perceptions of the efficacy of a range of mental health services and resources as this can be expected to impact utilization and referral practices. This appears particularly relevant when considering the introduction of less familiar technologically-supported treatments as local skepticism from health care providers and the general public are likely to negatively impact utilization.9,14,18 For example, adult residents surveyed in two rural health regions in Manitoba (Interlake and South Eastman) indicated they would be more likely to access more traditional mental health services (e.g., medication, individual counseling, books) than newer technologically based treatments (e.g., computer-based treatments, internet discussion groups, telephone counseling).9 These findings likely reflect, at least in part, the types of resources that have been most readily available and are most familiar to residents. These findings suggest successful integration and appropriate utilization of these latter resources would likely require an initial knowledge translation step. Following from these findings, the current study surveyed local service providers (physicians, nurses, paraprofessionals, mental health workers) in two large rural Manitoba health regions, Interlake and South Eastman, regarding perceived efficacy of various mental health resources, likelihood of recommending various resources, and barriers and facilitators to recommending mental health resources. The data were gathered within the context of informing regional mental health policy with respect to such issues as allocation of mental health funding, adoption of an effective mental health resource development plan, and adoption of an effective mode of mental health care. Regional data of this nature had not been gathered prior to this study. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 5 Regional Backdrop The Interlake region, with a population of 79,527,19 lies north and west of Winnipeg between Lake Winnipeg and Lake Manitoba. The region is approximately 33,675 square km,20 with a population density of 2.3 people per square km. The South Eastman region lies south east of Winnipeg, extending to the Ontario border in the east and the United States border in the south. This region’s population of 70,36221 is distributed across approximately 9,961 square km,20 resulting in a population density of 7.0 people per square km. Both the Interlake and South Eastman regions include a number of smaller and larger towns as well as one city with a more substantial population base (9,814 and 19,728 respectively).19,21 Approximately 22% of Interlake residents identify themselves as Aboriginal, compared with only 9% in South Eastman.20 Nineteen percent of South Eastman residents report speaking a language other than English in their home, compared to less than 5% of Interlake residents.20 Residents of both regions have access to free mental health services through self-help organizations (e.g., Anxiety Disorders Association of Manitoba, Mood Disorders Association of Manitoba, Manitoba Schizophrenia Society) as well as through the local health region’s Community Mental Health Program. As such, residents have access to a variety of services including, but not limited to, individual and group based paraprofessional services, individual counseling (typically offered by psychiatric nurses, social workers, and/or occupational therapists), psychosocial rehabilitation, psychological and psychiatric consultation, drop in support centres and crisis services. These services are available in various communities throughout the regions and can be accessed with or without a referral. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 6 Despite these resources, however, access to mental health services remains a challenge. For example, Community Mental Health caseloads have risen dramatically over the past several years (e.g., 54% increase in adult caseloads in South Eastman between 2004/05 and 2008/09)22,23 resulting in caseload-staffing ratios exceeding provincial recommendations.23 Residents in both regions identify the need for additional resources and better coordination and communication between providers.23,24 Both regions recognize the importance of exploring innovative, alternative and collaborative service delivery models in order to improve the health care system in general.23,25 Method The Provider Survey (PS) is a paper and pencil questionnaire developed by the authors in conjunction with input from regional health staff. Based on regional feedback, two related but region-specific versions of this survey were created and distributed. The PS was divided into two parts. Part one included questions about providers’ work experience, and their opinions about the efficacy of various mental health resources, likelihood of recommending various mental health resources, barriers and facilitators to recommending various resources, and recovery from mental illness. Part two questions pertained to the district(s) in which providers worked, age, and gender. In order to maintain confidentiality, respondents were instructed to forward the two parts of the survey separately and to refrain from putting identifying information on the survey. Five hundred and thirty-nine individually addressed surveys were sent out to various providers (58 physicians, 42 community mental health workers, 34 paraprofessionals, and 405 nurses) in the Interlake region. One hundred and twenty- INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 7 three surveys were sent out in the South Eastman region (57 physicians, 43 community mental health workers, 23 paraprofessionals). Nurses were not included in the South Eastman region due to administrative preferences at the time. The package included a description of the study (including contact information if anyone should wish additional information about the study), a reply envelope, and a copy of the PS. Participation in the study was completely voluntary. Depending upon their location, respondents were instructed to forward their surveys via the internal courier or by regular mail (business reply envelope provided). Results Descriptive statistics were calculated in order to enable exploration of region specific patterns and trends relative to providers’ responses to survey questions. Descriptive statistics are reported for the overall sample rather than by provider subgroup, as opinions regarding mental health services showed consistent trends across subgroups. Percentages were rounded to the nearest whole number. Respondents As shown in Table 1, overall response rates for the surveys were higher in the South Eastman region, however similar absolute numbers of physicians and proctors/self-help organization staff were represented in both regions. Community Mental Health Workers (CMHW) were represented to a greater extent in South Eastman, while nurses comprised the group with the lowest response rate, and were only surveyed in the Interlake. In both regions, the distribution of respondents indicates representation similar to the geographical areas in which the surveyed providers work (i.e., more respondents are located in the larger divisions of each region). Interestingly, INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 8 while a majority of respondents in the Interlake indicated that they have worked in their field for over 25 years, and conversely a majority of respondents in South Eastman indicated being in their field for less than 5 years, there was a similar overall age distribution of respondents in both regions. It is also important to note that the overwhelming majority of health care providers in both regions indicated that their work touches on mental health related issues somewhat often to very often. Only 1% of respondents indicated never dealing with mental health topics. Finally, despite frequent work in the area, only about half of the respondents felt that they are knowledgeable about mental health treatment Table 1 Demographics of Respondents Interlake South Eastman Total n = 115 Total n = 66 (21% of 539 sent) (54% of 123 sent) Gender Female Male 86% 14% 63% 36% Age 18 – 24 25 – 34 35 – 44 45 – 54 55 – 64 Over 65 1% 10% 27% 40% 18% 3% 4% 17% 24% 32% 20% 3% Professional group Physicians CMHWs Proctors/Self-help Nurses 15% 14% 8% 63% 30% 52% 18% INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING Education Some high school High school or equivalent Technical diploma/certificate College diploma/certificate Bachelor’s degree Master’s degree Medical/doctoral degree 9 1% 7% 7% 47% 32% 3% 16% 3% 9% 3% 11% 29% 15% 30% Years in field 0 to 5 years 6 to 10 11 to 15 16 to 20 21 to 25 Over 25 9% 14% 11% 15% 17% 34% 33% 12% 17% 14% 12% 12% District work in South East / Central South West / Northern North East / Western North West / Southern All 4 districts 50% 27% 21% 17% -- 59% 21% 8% 3% 9% Frequency of MH work Very often Often Somewhat Not very often Never 43% 25% 23% 7% 1% 82% Knowledge re MH treatment Very knowledgeable Knowledgeable Somewhat Not very knowledgeable None 17% 26% 39% 13% 1% 52% 17% 1% 45% 3% Note. Due to rounding and missing data, percentages may not equal 100%. Likelihood of recommending various mental health resources As shown in Table 2, providers in the Interlake indicated that they would be most likely to recommend one-on-one counseling, followed by medications prescribed by a INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 10 psychiatrist or family doctor. Providers in South Eastman indicated that they would be most likely to recommend medications prescribed by a psychiatrist, followed by one-onone counseling, and medications prescribed by a physician. Providers in South Eastman also indicated a significant likelihood of recommending a series of small group sessions. In both regions providers indicated they would be very unlikely to recommend computer-based treatment programs or internet discussion groups. Table 2 Likelihood of Recommending Various Mental Health Resources Interlake Resource Medication Psychiatrist Family Doctor Counseling One-on-one Telephone One-on-one religious Group Education Meeting One-time, large group Series, group size unspecified Series, large group Series, small group Not at all 1 Somewhat 2 3 4 South Eastman Very 5 Not at all 1 2 Very 3 1% 0% 0% 5% 22% 37% 41% 21% 38% 35% 1% 18% 79% 1% 29% 67% 2% 17% 17% 2% 28% 33% 17% 36% 44% 33% 17% 4% 32% 13% 2% 3% 20% 77% 32% 36% 32% 18% 67% 14% 55% 15% --- 16% 24% --- 13% 4% 24% 29% ----- 27% 41% 32% ---15% 50% 33% 6% 33% 59% 3% 8% --- Other Book 20% 25% 34% 14% 5% 14% 50% 36% Website 27% 24% 26% 16% 8% 15% 50% 35% Computer-based treatment 44% 40% 11% 3% 0% 55% 35% 4% Internet discussion group 45% 37% 16% 1% 1% 73% 20% 5% Note. Due to missing data, percentages may not equal 100%. – is used to indicate instances where data were not obtained in that particular region. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 11 Provider opinions about effectiveness of various mental health resources Table 3 demonstrates that, similar to preferred resource recommendations, providers in both regions rated one-on-one counseling as the most effective resource. In the Interlake, providers rated medication prescribed by a psychiatrist as next most effective, followed by a series of education group meetings, and medication prescribed by a physician. In South Eastman, providers rated a series of small group meetings as next most effective, followed by medication prescribed by a psychiatrist and physician, respectively. Providers in both regions rated computer-based treatment programs as least effective. Table 3 Perceived Effectiveness of Various Mental Health Resources Interlake Resource Medication Psychiatrist Family Doctor Counseling One-on-one Telephone One-on-one religious Group Education Meeting One-time, large group Series, group size unspecified Series, large group Series, small group Not at all 1 2 Somewhat 3 4 South Eastman Very 5 Not at all 1 2 Very 3 0% 0% 1% 3% 31% 45% 19% 40% 41% 12% 2% 41% 55% 2% 52% 44% 0% 7% 4% 1% 16% 17% 16% 42% 37% 49% 22% 4% 45% 24% 4% 3% 26% 68% 9% 64% 24% 9% 65% 23% 7% 2% --- 20% 6% --- 52% 14% 3% 28% 46% 15% ------- 18% 68% 9% ---5% 67% 24% 2% 33% 62% INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 12 Other Book 8% 24% 52% 9% 4% 1% 70% 26% Website 6% 22% 53% 12% 2% 5% 71% 18% Computer-based treatment 11% 42% 32% 6% 1% 32% 49% 9% Internet discussion group 8% 13% 36% 36% 8% 27% 52% 9% Note. Due to missing data, percentages may not equal 100%. – is used to indicate instances where data were not obtained in that particular region. Barriers and facilitators to recommending mental health resources Providers were asked about the reasons they might not recommend a mental health resource other than medication. As shown in Table 4, in the Interlake, providers particularly noted not knowing what to recommend and not being aware of the resources available. In South Eastman, providers most frequently endorsed not being aware of the resources available, followed by not thinking the resource would help, and not knowing what to recommend. Interestingly, in both regions, less than 5% of providers indicated that they think medications are the best line of treatment, or that they feel their client would only want medications. Providers were also asked about the factors that might make it more or less likely for them to recommend a mental health resource other than medication. As noted in Table 5, in both regions the top three most frequently endorsed (although in slightly different orders) facilitating factors were having previous positive contact with someone working with the resource, knowledge of other providers’ positive ratings of a resource, and favourable ratings from other clients/patients. Alternatively, providers in South Eastman noted that negative evaluations of the resource by a client or other health care providers, along with previous negative contact with a worker of the resource, were the top factors making it less likely for them to INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 13 recommend a resource. In the Interlake, respondents were more split in their opinions, with smaller proportions of providers endorsing these same variables, but also indicating that the location of the service and a service providers’ personal background may influence the likelihood of recommending a resource. Table 4 Barriers to Recommending Mental Health Resources (Non-Medication) Interlake South Eastman Not aware of the resources available 27% 49% Do not think the resource would help 17% 38% Do not know what to recommend 44% 36% Do not think client would want the recommendation 5% Only give MH recommendation if requested 16% 8% Think meds are the best line of treatment 4% 5% Think client would only want meds 3% 1% Barrier 17% Table 5 Factors Influencing the Likelihood of Recommending Resources (Non-Medication) Factor Previous positive contact with resource Favourable rating from another service Interlake South Eastman Less Neither More likely likely Less Neither More likely likely 10% 2% 84% 3% 6% 88% 5% 5% 84% 5% 6% 86% INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 14 provider Favourable rating from another client 4% 2% 89% 9% 2% 86% Having a handout about resource to give out 9% 7% 78% 6% 23% 65% Service provider has a relevant degree 30% 2% 63% 6% 32% 59% Service provider has personal experience 34% 8% 54% 9% 42% 46% Resource located in a general health clinic 32% 8% 56% 15% 49% 32% Resource located in a mental health clinic 33% 6% 56% 11% 47% 38% Unfavourable rating from another service provider 24% 65% 4% 59% 30% 6% Unfavourable rating from another client 23% 68% 4% 73% 17% 6% Previous negative contact with resource 24% 63% 4% 76% 15% 6% Factors contributing to recovery Finally, providers were asked whether they believe that recovery from mental health difficulties is possible, and what they believe best supports recovery, or what must happen for recovery to be possible. Recovery was defined as: “a way of living a satisfying, hopeful and contributing life even with the limitations caused by mental illness. Recovery involves the development of new meaning and purpose in one’s life as one grows beyond the … effects of mental illness” (p. 19).26 The overwhelming majority of respondents in both regions indicated that they feel recovery is possible. In South Eastman, only one provider indicated that they do not think recovery is possible (two did not respond), and in the Interlake, seven providers said they do not think INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 15 recovery is possible, while two said yes and no (four did not respond). Of the respondents who indicated that they do not think recovery is possible, they cited reasons such as relapse or less than full recovery being possible. Among the providers who indicated that they believe recovery is possible, 54% of respondents in the Interlake and 43% in South Eastman commented on the importance of various supports, especially family, which was the most frequently noted example, cited by 32% of providers in the Interlake, and 28% in South Eastman. Discussion Psychological interventions are a cost-effective means of treating mental health issues1 and a preferred treatment over medication for as many as 66% of primary care patients with depression.2 Access to such services is a frequent challenge, however, particularly for underserved populations, such as R&N communities. There is a need to make psychological interventions available within the context of a broader mental health service delivery model (e.g., stepped care, collaborative mental health care) which includes locally available services. Given the diversity that exists across R&N communities, the present study sought to obtain the input of local service providers in order to best inform effective mental health planning. Health care service providers from Manitoba’s Interlake and South Eastman rural health regions identified medication, one-on-one counseling, and educational group meetings as effective mental health resources and ones they would be likely to recommend. In contrast, computer-based treatment was viewed by respondents as least effective and a resource they would be very unlikely to recommend. Overall, these opinions are consistent with those obtained from adult residents in these same regions9 INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 16 and likely reflect, at least in part, the resources that are most familiar to providers. These findings emphasize the importance of developing and implementing effective knowledge translation strategies in order to successfully incorporate newer, less familiar mental health services such as technologically-supported treatments (e.g., computerbased treatments). For example, this could include information regarding documented efficacy, advantages and disadvantages, etc., as well as opportunities for a demonstration of technologically-supported treatments. Findings from the current study further highlight the importance of understanding the factors impacting the likelihood of local providers recommending various mental health resources. Providers in the current studied identified lack of awareness of local services, not knowing what to recommend, and thinking a resource would not be helpful as barriers to recommending non-pharmacological mental health resources. These findings also emphasize the need to develop knowledge translation strategies that ensure providers have accurate information about the effectiveness of all available treatments, not only new or less familiar treatments. Furthermore, these findings emphasize the need to identify effective information dissemination strategies to ensure providers have accurate up-to-date knowledge of locally available mental health resources. Providing information about reputable books and websites regarding mental health issues and evidence based treatments – both to recommend to patients and for providers’ own professional development – may also prove beneficial. There is particular value in family doctors being well informed about local mental health resources, given that adult residents in Dyck, Tiessen, and Lee’s9 community survey INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 17 indicated that, second only to a spouse or partner, they would be next most likely to speak to their family doctor regarding a mental health concern. Health care providers also identified positive contacts with and/or positive ratings of a particular mental health resource as important for facilitating a recommendation of a resource. As such, disseminating evaluations/ratings from stakeholders who have accessed various mental health resources appears important in these particular regions and could easily be incorporated into local knowledge translation strategies (e.g., provide research data reflecting stakeholder evaluations/ratings). With appropriate planning and implementation, collaborative mental health care may also address these issues as it offers a framework for enhancing opportunities for positive contact between providers. However, collaborative mental health care alone may be unlikely to alter practice patterns or predict clinical outcome.2 Inclusion of treatment protocols/ guidelines, consideration of consumer treatment preference, and systematic follow-up with opportunities to adjust treatment for non-responders, such as in a stepped-care model, appear to positively influence treatment engagement and clinical outcome2 and appear essential components to effective mental health planning. Considering both treatment research and survey data from adult residents in the Interlake and South Eastman regions9 it would appear important to ensure direct access to a range of treatments (e.g., one-on-one counseling, technologically-supported and self-directed treatments) with multiple access points (e.g., in-person services at a community health centre, technologically-supported treatments that can be accessed at home or at a local community health centre) that could be accessed directly (i.e., without a professional referral). A collaborate stepped-care mental health model with INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 18 these components has the potential to address contextual barriers, increase accessibility, decrease caseloads, and allow a better client-service fit. Finally, a significant proportion of health care providers in the present surveys indicated that supportive family members are key to recovery from mental health difficulties. This finding parallels data from Dyck, Tiessen, and Lee’s9 community survey, wherein adult residents noted the importance of family members, especially spouses/partners, as the individuals they would be most likely to seek out for support and assistance with a mental health difficulty. Currently the majority of supports for family members exist outside of the formal health care system, such as within self-help organizations. Consequently, there is a valuable opportunity for the health care system to better support the ways in which family members can facilitate health and recovery of their loved ones, and be supported themselves as the primary natural caregivers. The current study offers the largest provider input, to date, regarding mental health planning in these rural health regions. However, the low response rate (particularly in the Interlake region) is a limitation of this study. As such, caution must be used when generalizing these findings. Future efforts should focus on identifying strategies for accessing additional input from local providers. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 19 Acknowledgements The authors wish to acknowledge the Interlake Regional Health Authority, South Eastman Health, and the University of Manitoba for their financial and collaborative support of this project. The authors also wish to thank the health care providers of both regions for taking the time to complete this survey. INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 20 References [] Hunsley, J. The cost effectiveness of psychological interventions. Ottawa, ON: Canadian Psychological Association; 2002. Available from: http://www.cpa.ca/cpasite/userfiles/Documents/publications/Cost-Effectiveness.pdf (Accessed March 15, 2013). [2] Craven, M, Bland, R. Better practices in collaborative mental health care: An analysis of the evidence base. Canadian Journal of Psychiatry. 2006; Suppl I: S172. 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Available from: http://www.gov.mb.ca/health/population/3/interlake.pdf (Accessed March 17, 2013) [20] Statistics Canada. Community profiles from the 2006 census (Statistics Canada Catalogue no. 92-591-XWE). Available from: http://www12.statcan.ca/censusrecensement/2006/dp-pd/prof/92-591/index.cfm?Lang=E. (Accessed March 17, 2013). INTEGRATING PROVIDERS’ OPINIONS MENTAL HEALTH PLANNING 23 [2] Manitoba Government. Manitoba health population report – June 1, 2011. Population of South Eastman RHA. Available from: http://www.gov.mb.ca/health/population/3/se.pdf (Accessed March 18, 2013). [22] Interlake Regional Health Authority. Programs & services reports 2010-201. Available from: http://www.irha.mb.ca/data//2/rec_docs/12075_programs_services_report_2010_2 011.pdf (Accessed March 17, 2013). [23] South Eastman Health. Community health assessment 2008/09 South Eastman community report. 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