Client Report: A. Peter Catinella, MD, MPH APeter.Catinella@bannerhealth.com John Wauters (Statlab student) 11/6/2015 Executive summary: You met with the Statlab (Dr. Billheimer and student J. Wauters) about a paper you are writing to explain/introduce QI (quality improvement statistics and methods) to family physicians. Your concern was when to use QI methods, and when not to. Background: QI (quality improvement) is a system of techniques for monitoring the stability and predictability of a process, originally developed for use in industry. The roots of QI can be traced to methods invented by Dr. Walter Shewhart of Bell Labs in the 1920's. In brief, QI involves a "toolbox" of techniques for analyzing time-series data for signs of non-random variation, with the intent of identifying and minimizing as much of the variability as possible and maximizing consistency. You have a significant background and experience with QI methods (which you first learned while teaching in Utah), but you've noticed many physicians don't use them, and many others don't use them correctly. This is a problem not only because of the explosive growth of the use of QI charts and tools in published papers (a phenomenon which ironically is itself a subject of published papers), but also because physicians now must implement a quality improvement program to maintain their medical licenses. You have written a paper (or possibly the first of two papers) introducing family physicians to the basic concepts and tools of QI, and had some concern if you had the statistics correct. Problems: There are several obstacles to widespread correct implementation of QI methods in a family practice setting, but they are not overwhelming obstacles. QI uses a relatively small set of relatively simple tools, but they are not obvious and require family doctors (or anyone else for that matter) to take the time to learn and implement. Implementing QI can also require a change in mindset, from thinking of each patient as having a unique set of issues and responses to thinking about a process that must be consistent across all patients. QI uses statistical concepts, but uses a different vocabulary than mathematical statistics: "voice of the customer" is not a term most med students learn in their epidemiology classes. As you point out in your paper, QI takes a very different approach than statistics doctors were probably exposed to in med school: where statistical research typically attempts to show a difference between a treatment and control group at a specific time by showing the assumption of no difference makes the observed variation highly unlikely, QI methods are looking for a lack of difference between a process and a desired mean outcome by observing that the patterns in the response over an extended period are highly likely. Also, there is the issue that even if the tools of QI are procedurally understood, the issue of when to apply them remains. As you point out in your paper, there are some issues that should always be investigated, regardless of trends or runs in data. The application of QI assumes a consistent procedure is in place, which may or may not be the case. Poor or inconsistent data collection will undermine the process. Control charts are not designed to distinguish between better or worse interventions. The right chart must be used for the right task. Even the right tool may not detect a change quickly. Page 1 of 2 Client Report: A. Peter Catinella, MD, MPH APeter.Catinella@bannerhealth.com Results: The paper you have written is readable, informative, uses informative figures, and is (as best I can determine) factually correct. Conclusion: Your paper is a good introduction to the concepts of QI, and highlights many of the issues with correctly implementing a QI program. Page 2 of 2