Shifting Gears 2.0 Minnesota FastTRAC Proposal for Renewal Grant Grant Proposal Cover Sheet Name of Applicant: Office of the Chancellor of Minnesota State Colleges and Universities (MnSCU) on behalf of Minnesota FastTRAC Date of Application: August 17, 2009 Address: Office of the Chancellor, 30-7th St. E., St. Paul, MN 55101 Telephone: (651) 296-3388 Fax: (651) 296-3214 E-mail: Linda.Lade@csu.mnscu.edu Web Address: www.cte.mnscu.edu Chancellor James H. McCormick Telephone: (651) 296-7971 Project Manager: Linda Lade Telephone: (651) 296-3388 Financial Contact: Rehka Dixit Telephone: (651) 649-5781 Date Organization/Agency began operations: July 1, 1995, upon a merge of Minnesota’s community colleges, technical colleges and state universities in to one system. Number of Staff: Full-time equivalent: 14,829 Total Operating Expenses (from most recently completed fiscal year): Total MnSCU: $1,908.9 million Of which, Office of the Chancellor: $19.9 million FastTRAC Initiative Budget: 2010 $4,711,300 2011 $1,863,600 FastTRAC Budget Total: $6,574,900 Requested from Joyce: $662,900 Brief Description of Project: Implement policy changes to create a state-wide stackable credentials framework (called FastTRAC) that creates opportunities for low-wage and/or lowskilled adults to increase their basic, work-readiness and occupational skills and to acquire credentials that will lead to jobs that pay family-supporting wages. The framework integrates Adult Basic Education, MnSCU, workforce development partners, community-based organizations and employers, in collaboratively delivering FastTRAC stackable credential programs around the state. Population(s) Served by Project: Adults between ages 18 and 64 that have not completed an occupational certificate or higher and that lack the skills to enter and complete postsecondary education and/or earn family-supporting wages. August 17, 2009 1 TO: FROM: RE: Whitney Smith, the Joyce Foundation MN FastTRAC Executive Committee Overview of Shifting Gears 2.0: Minnesota FastTRAC, Renewal Grant Proposal The Joyce Foundation and the State of Minnesota are currently collaborating on a common mission – to provide greater opportunities for low-wage and/or low-skilled adults to increase their basic and occupational skills and to acquire credentials that lead to family-supporting employment. The importance and urgency of this mission to individuals, communities, and the state is clear. Minnesota has over 251,000 adults in their prime working age who have less than a twelfth grade education and more than 800,000 of the state’s adults have not entered postsecondary education. In addition, over 360,000 Minnesotans are foreign born and more than 60,000 residents speak little or no English. These demographic factors have significant consequences for the current and future economic health of our state and its citizens. For the past ten years, state efforts to address the employment training needs of this population were limited to within-agency initiatives, and although many were successful on a local scale, few leveraged cross-agency support or partnerships. With assistance from the Joyce Foundation from 2007 – 2009, Minnesota has demonstrated increased momentum to collaboratively address the needs of low-wage and/or low-skilled adults through policy and system changes that focus on long-term, sustainable solutions. This proposal for a Shifting Gears 2.0 grant continues and accelerates that momentum, building upon Minnesota’s hard work on the first two Joyce grants (the planning grant and the 1.0 implementation grant), by seeking to implement major changes in system policies and practices at the local and state levels through administrative, legislative, and programmatic action. This effort is called Minnesota FastTRAC (Training, Resources and Credentialing), and its goal is to build a statewide “stackable credentials” framework for delivering education, training, and employment services. A stackable credentials framework refers to highly coordinated programming and policy alignment across Adult Basic Education (ABE), the WorkForce Center System, the Minnesota State Colleges and Universities (MnSCU) System, and community based organizations (CBOs) that provide training and employment services. It is a framework that enables low-wage and educationally under-prepared Minnesota adults to access a continuum of education and job training opportunities that lead to the attainment of in-demand occupational certificates or credentials, and ultimately, to jobs paying a family-supporting wage. This proposal continues the effort to define, establish and institutionalize a stackable credential framework in Minnesota. The policy agenda contained in this proposal outlines a set of key activities, actions and timelines for our work moving forward that will lead to an identifiable (branded), sustainable FastTRAC delivery system. Aligning existing and new resources to support stackable credentials programming statewide is critical to the policy agenda effort. It is important to note that Minnesota FastTRAC has leveraged significant resources and actions that directly support and provide increased momentum for the stackable credentials concept. For example, $2 million of discretionary American Recovery and Reinvestment Act funding has been allocated to FastTRAC August 17, 2009 2 programming at the local level, and all of Minnesota's Workforce Investment Act Incentive funds for FY 2010 have been dedicated to support FastTRAC. In addition, over $1 million in state and federal FY 2010 ABE funds are dedicated to FastTRAC local implementation. These and many other supporting actions demonstrate Minnesota's commitment and resolve to accomplish the long-term FastTRAC mission. The policy agenda proposed here also contains actions focused on eliminating or reducing barriers for post-secondary participation that students commonly face, such as high college/training costs and insufficient student support services. Further, the agenda includes instructional innovations such as “blended content” where basic skills providers work alongside post-secondary instructors to deliver occupationally focused courses leading to a credential, as well as the modularization of credential and basic skill content. Important data and performance measurement activities are also proposed that will enable the state to monitor and evaluate student progress within FastTRAC programming and identify labor market payoffs as a result of this effort. Improved data sharing and analysis capabilities will lead the way for additional recommendations and actions necessary to strengthen Minnesota's workforce training and employment systems. Extensive state agency participation and partnership in this effort is critical to better align public policies and practices among agencies involved in adult education, workforce and training systems. The lead state agencies for this proposal include Minnesota State Colleges and Universities (MnSCU), the Minnesota Department of Education ABE Office, and the Minnesota Department of Employment and Economic Development (DEED). Other state level collaborators include the Minnesota Departments of Human Services (DHS) and Labor and Industry (DLI), the Minnesota Office of Higher Education (OHE), and the Governor's Workforce Development Council (GWDC). Two full-time project staff will work closely with a number of FastTRAC committees including a Senior Leadership Steering Committee (agency heads), a FastTRAC Executive Team, a Policy Guidelines Team, an ABE-MnSCU Alignment Advisory Team, and a Data Sharing Team. Implementation of this team/partnership structure, along with the development of a strategic communications plan, will ensure maximum participation and commitment to FastTRAC goals. To move this ambitious FastTRAC proposal forward, Minnesota is seeking Joyce Foundation funding of $662,900 for a two year period, from January 1, 2010, to December 31, 2011. During that time period, state matching funds totaling $5,912,000 will be dedicated to Minnesota FastTRAC, representing cash and in-kind contributions from MnSCU, ABE and DEED. Over 85 percent of the Joyce Foundation request will be dedicated to project staff and consultants. This proposal has a solid commitment from the leadership of all involved agencies and represents a bold policy agenda for the state. Its implementation will open doors of access to education and training pathways that will boost the employment options of low-income, lowskilled adults and better prepare Minnesota’s workforce for high-demand, skilled jobs. August 17, 2009 3 Acronyms and Abbreviations ABE – Adult Basic Education ARRA – American Recovery and Reinvestment Act CAEL—Council on Adult and Experiential Learning CBOs – Community-based organizations CLASP – Center for Law and Social Policy CY – Calendar year DEED – Department of Employment and Economic Development DHS – Department of Human Services DLI – Department of Labor and Industry EL – English Language ESL – English as a Second Language ETC – Education and Training Collaboratives FastTRAC – Training, Resources and Credentialing FSET – Food Support Employment and Training FY – Fiscal year GWDC – Governor’s Workforce Development Council (statewide WIB) LWIB – Local Workforce Investment Board MDE – Minnesota Department of Education MJSP – Minnesota Job Skills Partnership MnSCU – Minnesota State Colleges and Universities NTAR – National Technical Assistance and Research Project, Rutgers University OHE – Office of Higher Education OLA – Office of the Legislative Auditor OOC – Office of the Chancellor RFP – Request for Proposal SNAP – Supplemental Nutrition Assistance Program (formerly known as FSET) WFC – WorkForce Center WIA – Workforce Investment Act WIA Title Ib – Adult, Dislocated Worker, Youth WIA Title II – Adult Education and Family Literacy Act WIA Title IV – Rehabilitation Services WIB – Workforce Investment Board WSA – Workforce Service Area August 17, 2009 4 Table of Contents A. Vision and Introduction 7 B. Progress to Date and Logic Model 1. Use of Current Grant 2. Stakeholder Engagement in Shifting Gears 1.0 3. Theory of Change and Logic Model 4. Stackable Credential Incubators 1.0 5. Data and Performance Measurement Under 1.0 6. Impact of S.G. 1.0 Activities on Policy Agenda and Action Plan 12 12 13 15 17 22 24 C. Policy Agenda and Action Plan 26 D. Data and Performance Management Plan 32 E. Strategic Communications Plan 36 F. Opportunities and Challenges 38 G. Lead Entities 42 H. Budget 45 August 17, 2009 5 Summary of Minnesota’s Adult Education and Workforce Development Systems Minnesota Adult Basic Education (ABE): Minnesota’s federal and state funded ABE program is administered through the Minnesota Department of Education. The state has 53 ABE consortia, representing over 500 service delivery sites, primarily through school district programs. In the Twin Cities metro, over 25 ABE programs are run by community-based organizations either as stand-along ABE consortia or as sub-grantees to school districts. In a given year, ABE programs serve approximately 12 percent of the ABE target population. Enrollment for Program Year 2009 was 73,953. Just under half were English as Second Language students and 60 percent were minorities. Minnesota Department of Employment and Economic Development (DEED)/WorkForce Centers: DEED is the state’s principal economic development agency, with programs promoting business recruitment, expansion and retention; workforce development; international trade; and community development. DEED also administers the state’s Unemployment Insurance system and provides labor market analysis. The Workforce Development Division works with federal, local and statewide partners to provide Workforce Investment Act (WIA) training and support from the U.S. Department of Labor and State of Minnesota to unemployed and dislocated workers, and financial assistance for businesses seeking to upgrade the skills of their workforce. Additional services include State Services for the Blind, Rehabilitation Services, Local Labor Exchange, Services for Youth and Seniors, and Disability Determination. Many of these services are provided at Minnesota’s 47 WorkForce Centers. Minnesota has 16 designated workforce service areas that both directly and indirectly (through subcontractors) offer an array of services as specified in their local Workforce Investment Board plans. Minnesota State Colleges and Universities (MnSCU): With 32 institutions, including 25 twoyear colleges and seven state universities, MnSCU is the largest single provider of higher education in the state of Minnesota. The colleges and universities operate 54 campuses in 47 Minnesota communities and serve about 250,000 students in credit-based courses. Overall, the system produces about 33,500 graduates each year. In addition to credit-based courses, the system offers customized training programs that serve about 153,200 employees from 6,000 Minnesota businesses each year. MnSCU was created in 1995 when the state's community colleges, technical colleges and state universities merged into one system. The Office of the Chancellor (OOC) oversees the system. The system is separate from the University of Minnesota. Community Based Organizations (CBOs): Some Minnesota CBOs provide adult education and training programs. CBOs have helped advance strategies such as career pathways, employer skill needs assessments, individualized support services, and bridge programs. Typically, these CBOs provide services to employers, individual job seekers, and incumbent workers related to skill building and job placement. One of their most important qualities and assets is their focus on local employer needs and concerns. At the same time, they are attuned to the needs of lowskilled adult clients. They are also vendors to DEED and Workforce Center partners as WIA training providers and TANF/MN Family Investment Program providers. CBOs range from organizations serving a few hundred clients a year with quite modest staff and operating budgets, to organizations with a hundred staff or more, large budgets and serving tens of thousands of clients per year. August 17, 2009 6 A. Vision and Introduction The Minnesota FastTRAC (Training, Resources and Credentialing) initiative envisions clearly identifiable, sustainable, and highly effective stackable credential employment and training programs available to adults through the state’s education and training systems, namely Adult Basic Education (ABE), Minnesota State Colleges and Universities (MnSCU), the Minnesota WorkForce Center (WFC) system, and community-based organizations (CBOs) that deliver training and support services to adults. The main purpose of FastTRAC programs is to provide opportunities for low-wage and/or low-skilled adults to increase their basic, work-readiness and occupational skills, while remaining attached to the labor market, and to acquire credentials that will lead to jobs that pay family-supporting wages. Clearly identifiable presumes that a unique set of stackable credential programs that have a common purpose, standard program characteristics and operational processes will be branded and marketed as Minnesota FastTRAC programs. Sustainable means that requisite policy and system changes are made in order for Minnesota FastTRAC programs to continue without temporary funds. Highly effective refers to a set of proven, standard program characteristics (e.g. assessment, support services, financial aid, bridge programming, and multiple partners) that produce a return on investment for employers, FastTRAC participants, as well as the state as a whole. Family-supporting wages refer to the definition used by Minnesota’s Jobs Now Coalition for a job paying $12.24 an hour. A job paying less than this amount does not meet basic needs (based on what each worker in a two-worker family of four must earn on average in Minnesota). Minnesota FastTRAC programs will be delivered collaboratively by ABE providers, MnSCU and other public or private accredited higher education institutions, WorkForce Centers, and CBOs in order to align resources, avoid redundancy and improve participants’ employment and education outcomes. Minnesota FastTRAC seeks to improve education and employment outcomes of adults who lack the basic skills (i.e. reading, writing, math below 12th grade level) and/or employment readiness skills to enter and complete occupational skill training programs and/or earn familysupporting wages. According to the Council for Adult and Experiential Learning (CAEL), 60 percent of working age Minnesotans, or nearly two million adults between ages 18 and 64, have not completed an associate’s degree or higher. Of these, FastTRAC focuses on the: 251,210 adults who have not completed high school (or equivalent). Minnesota employers typically require, at a minimum, a high school diploma or GED from prospective employees. August 17, 2009 7 892,744 adults who have completed a high school diploma but have not entered college. Family-supporting wage jobs—such as in healthcare, manufacturing, renewable energy and other technical fields—require a postsecondary credential. 61,327 adults in Minnesota who speak little or no English. Employers demand high levels of English literacy and fluency in fields that require a postsecondary credential. FastTRAC population as percentage of MN workforce “Adult Learning in Focus – MN Profile of Adult Learners” CAEL, 2008 The primary goal of Minnesota FastTRAC is to advance significant numbers of this population toward attaining in-demand postsecondary occupational credentials (“significant numbers” will be defined in 2010, see Attachment 1, Obj. III, Priority 2.) This goal will be accomplished through the design and delivery of FastTRAC “stackable credentials” programs that blend and bridge basic and employment readiness skills with postsecondary occupational training. "Stackable credentials” refers to a series of certificates, licenses, diplomas or other credentials that “stack” on top of one another, representing additional skills and opportunities along a career pathway. Existing stackable credential programs in Minnesota, Washington, Oregon, Ohio, and Kentucky suggest that to be successful, these programs comprise many or all of the following elements: Career pathways model – a program that admits and supports students in a specific “roadmap” of education and skills training that leads to credentials and better earnings opportunities at every major level of career advancement in a particular industry. Career pathways offer opportunities at all points along a continuum of basic and English literacy skills, non-degree postsecondary occupational education and training with certification (that may or may not require admission to postsecondary for-credit programs), and postsecondary education at the two- and four-year degree level. August 17, 2009 8 Accelerated programming – attainment of skills and credentials through thoughtful instructional processes and content that allow students to quickly enter and advance in careers (e.g. high-intensity programs and dual enrollment options). Accelerated programming can be delivered through bridge programs that explicitly link ABE with preparation for postsecondary education and occupational skill attainment. It can also be delivered through blended instruction that pairs adult basic and literacy instructors and professional/technical instructors to deliver occupational training supplemented by English language and basic skills instruction. Experience to date also suggests that contextualized and competency-based curriculum through flexible sequencing of basic skills and blending of core academic and occupation-specific skills is essential for adults to accelerate their learning and gain confidence. Flexible scheduling and delivery modes – programming offered through distance learning and flexible scheduling (e.g., evening and weekend hours) to help students meet school, work and family responsibilities. Multi-level, industry-recognized credentials – collaboratively developed, industryvalued credentials created by employers and the workforce education and training systems for in-demand, skilled jobs. Flexible entry points - modularized curricula developed into sets of courses with discrete educational and employment outcomes that enable students to enter and exit a degree or certificate program at specific points in their educational cycle rather than completing an entire program at once. Connections to regional high-demand jobs – curricula and credentials based on labor market analysis of labor demand and research on the skill sets employers require for jobs within an industry. FastTRAC programs must be developed in industries offering pathways to advancement—such as construction, manufacturing, and allied health— and a high proportion of jobs that pay family-supporting wages and offer good benefits. Support services specific to adult students – comprehensive student services that enhance student planning and informed decision making, and increase student success in achieving both education and employment goals. Services like career and academic counseling, peer mentoring, tutoring, and transportation and childcare assistance are examples of support services. Comprehensive data collection and evaluation – collection and analysis of baseline data as well as student and program outcomes; develop data capabilities to follow the client across multiple workforce and education systems and the labor market. With support from the Joyce Foundation, Minnesota is continuing to identify and implement the policy changes needed to mainstream these elements and build a solid institutional framework for stackable credentials programming in the state. A policy agenda (Attachment 1) has been developed by leaders and staff of Minnesota’s education and workforce development agencies along with stakeholders from the nonprofit and business sectors. The policy agenda describes the efforts that will be undertaken in 2009-2011 to build, improve, sustain and August 17, 2009 9 institutionalize FastTRAC. An Executive Team with leadership from DEED, ABE, MnSCU and private industry is responsible for oversight and coordination of the policy agenda. Minnesota began working in tandem with the Joyce Foundation in 2007 when Foundation personnel reviewed Minnesota’s policy environment for adult education and workforce development. The Foundation recommended that Minnesota transform its state education and training policies to increase economic opportunity for low-skilled adults. The transformation was needed in three particular areas: student transitions from ABE and developmental education to postsecondary education; goals and accountability for enabling student transitions; and tracking student transitions in and out of education and training systems and the labor market. In 2007-08, Minnesota received a one-year planning grant from Joyce to explore specific gaps in the education and training systems that inhibit low-wage/low-skilled adults from accessing requisite skills and credentials. Under the leadership of the Governor’s Workforce Development Council (Minnesota’s statewide workforce investment board), policy experts and other stakeholders explored three principal barriers to system integration: limited coordination and resource sharing across institutions and agencies; unmet need for flexible programmatic and support services; and absence of a unified data collection and reporting system that tracks clients across systems. In July 2008, the Joyce Foundation extended a one-year implementation grant (SG 1.0) to Minnesota to support its Shifting Gears initiative. Through this implementation grant, Minnesota began to develop FastTRAC with the goal of: creating a state-level “stackable credentials” education and training framework that integrates Adult Basic Education, non-credit occupational training, and for-credit postsecondary degree and certificate programs. Minnesota pursued strategies and policy opportunities in three areas during this grant phase: the provision of student support services needed by adults to transition across systems; the creation of bridge programming to provide seamless transitions; and increasing awareness of the need to build an integrated data capability to follow progress and outcomes across the state’s education and employment programs. To help identify the requisite inputs to build the stackable credentials framework, Minnesota tested, refined and implemented strategies in student support services, bridge programming and data sharing through “incubators”. Seven innovative education and training programs were August 17, 2009 10 selected as incubators to help inform stakeholders of policy barriers and opportunities, and to transform these policies into the Minnesota FastTRAC policy agenda and action plan. It is important to note that the objectives of Minnesota FastTRAC complemented those of other major state-level education and employment initiatives that were underway, including: the Perkins State Career and Technical Education plan (Perkins IV) and its emphasis on partnerships and transitions from K-12 to college; the Education and Training Collaborative (ETC) grant program designed to increase system capacity among ABE and the WorkForce Center System to better serve low-income adults in occupational training; ABE’s Transition to Postsecondary Education and Training three-year initiative to enhance its capacity to move students into college-level education and training; Minnesota Sector Partnership grants to support employerdriven workforce development and partnership development; and Framework for Integrated Regional Strategies (FIRST) grants to support regional leaders in developing long-term strategic plans that integrate economic development, workforce growth, and education for the purpose of improving economic competitiveness. The Joyce Foundation’s investments have been a catalyst and resource for developing the FastTRAC vision and policy agenda. Minnesota has crafted a well-conceived roadmap of policy adjustments that will transform its education and workforce systems and make them more accessible and responsive to the needs of working adults who seek higher skills, familysupporting wages, and better lives. This proposal to the Joyce Foundation for a Shifting Gears 2.0 Implementation Grant represents Minnesota’s continued commitment to meeting employer demands for a skilled workforce and providing opportunities for low-wage and/or low-skilled adults to access high quality education and training leading to better employment prospects. August 17, 2009 11 B. Progress to Date and Logic Model Table 1 Shifting Gears 1.0 Implementation Grant Financial Report Expenses Personnel Staff Oversight/Man. Consultants Incubators Meetings/Operations Meetings Travel Supplies/Equip MnSCU Indirect Website Evaluation Total Expenses Original Grant YTD Match $157,500 $0 $0 $246,000 $128,250 $0 $3,778 $260,000 $67,500 $70,000 $60,000 $25,000 MnSCU cash MnSCU, ABE, DEED inkind ABE inkind MnSCU cash $17,000 $4,000 $2,500 $50,000 $3,000 $20,000 $500,000 $3,778 $7,847 $0 $50,000 $0 $0 $453,653 $8,000 $4,000 $11,000 MnSCU, ABE, DEED inkind MnSCU, ABE, DEED inkind MnSCU, ABE, DEED inkind Balance $5,000 Notes MnSCU inkind $250,500 $46,347 1. Use of Current Grant See Table 1 for a financial report of Minnesota’s current Shifting Gears 1.0 Implementation Grant ($500,000), effective July 18, 2008, to December 31, 2009 (extended from original closing date of July 31, 2009). Minnesota invested grant and matching resources in four categories: personnel, consultants, stackable credential incubators, and meeting/operational expenses. Personnel refers to staff time and travel for the FastTRAC director and the project consultant. $128,250 (Actual YTD) reflects staff time on the initiative through August 31, 2009; approximately $169,000 will be expensed on personnel by grant end date. MnSCU also provided cash match of $67,500 for personnel. DEED provided space, equipment and in-kind administrative support for staff use. ABE, MnSCU, DEED, Office of Higher Education (OHE) Department of Labor and Industry (DLI) and Department of Human Services (DHS) also provided in-kind leadership, management, and technical expertise to the initiative. Consultants ($3,778) refers to a MnSCU consultant to attend the cross-state meeting in May, particularly to advise on Perkins. Stackable Credential Incubators ($260,000 YTD) refers to the seven grants awarded in October 2008 to local-level stackable credential partnerships. Five of the incubator grants have ended; two have been extended beyond June 30, 2009. Partial savings from “website” and “evaluation” line items enabled $260,000 of Joyce funds rather than the original $246,000 to be invested in incubators. In addition to the Joyce Foundation investment, MnSCU provided $25,000 cash match for incubator projects; therefore a total of $285,000 was awarded to incubators. August 17, 2009 12 Meetings/Operations ($61,625 Actual YTD) covers meeting expenses and meeting travel reimbursement for non-state employees to attend FastTRAC meetings ($3,778, $7,847 travel). MnSCU was budgeted $50,000 for its fiscal administration. Grant resources originally budgeted for “Website” and “Evaluation” were not expensed: MnSCU provided in-kind staff for the website; FastTRAC staff took on the evaluation role, with in-kind support from DEED, ABE and MnSCU. These savings were re-obligated for personnel and incubators. The Balance of $46,347 is available for staff and meeting expenses (i.e. food and travel reimbursement for non-state employees) for the remainder of CY 2009. 2. Stakeholder Engagement in Shifting Gears 1.0 Minnesota FastTRAC fostered stakeholder engagement in four principal ways: (i) collaborative learning teams that were convened from August 2008, through July 2009, with the primary task of identifying opportunities for policy change and transforming workable solutions into the two-year policy agenda and action plan; (ii) a policy scan that included policy discussions with key education and training systems representatives; (iii) multi-system stackable credential incubators that are described in section B.4 and Attachment 2; and (iv) related state-level education, training, and employment initiatives that are described in section F and point to an enriched environment for broader state policy change. Collaborative Learning Teams Minnesota FastTRAC has brought together state and local level ABE and higher education practitioners, workforce development professionals, business executives, and nonprofit organization representatives. These individuals worked in collaborative learning teams and were challenged to bring their professional experience, content knowledge and strategic thinking to the FastTRAC table. Each team engaged in research and strategy sessions, from which they made recommendations for policy change to the Systems Leadership Team. Systems Leadership Team consisted of state and local leaders from state agencies providing higher education and public employment services, as well as leaders from local public and nonprofit organizations that provide basic education and skills training to low-skilled and/or low-wage adult workers, and individuals who influence policymakers in education and workforce development. The team met five times over the course of the grant period to identify and learn from the incubators and to develop the policy agenda and action plan. Team members brought to bear their many years of sector knowledge, program delivery, policymaking and other professional experience in working with adult workers/students, and were challenged to consider carefully lessons emerging from incubators as well as recommendations of collaborative team members. Moreover, the Systems Leadership Team acted as advocates for FastTRAC, raising August 17, 2009 13 awareness throughout their networks around the serious workforce and economic challenges facing the state, and the potential solutions provided through a stackable credentials education and training system. The team grew out of the Minnesota Shifting Gears Steering Committee formed in 2007 under the Shifting Gears Planning Grant. Stackable Credentials Team met four times to consider a number of policy options, including student planning tools that are accessible to and portable across the state’s education and training systems. The team developed a “transition model” – a visual map of education and training points along a generic employment trajectory – to allow administrators and practitioners to clearly identify the services and programs offered by Minnesota’s education and training systems at each entry and exit point, as well as current gaps in the systems. The model serves as a tool for FastTRAC programming as well as the corollary ABE Transitions and ETC grants projects. Student Support Services Team met four times and considered options for policy change around the following: (i) modifying state grant aid programs (Minnesota State Grant, Post Secondary Childcare Grant, and Work Study program) to better enable working adult students to access and complete postsecondary education; (ii) creating incentives for postsecondary institutions to work with WorkForce Centers, CBOs and others to provide support services to adults; and (iii) accelerating program completion by expanding the use of credit for prior learning. Data and Information Team met on six occasions to develop, implement, and analyze a survey of incubator partners to determine data sharing obstacles and opportunities at the local level between WorkForce Centers, ABE providers, MnSCU, and CBOs. The team directed staff in collecting incubator participant data and investigated regional and local approaches to data sharing. In addition to the four teams given above, the FastTRAC Executive Team was charged with broad oversight and day-to-day management of the FastTRAC initiative. This team of six Systems Leadership members (representing ABE, MnSCU, DEED, and the business community), plus the two FastTRAC staff, met bi-monthly to set direction and priorities, coordinate and resolve issues between state agencies, and ensure that FastTRAC responded to emerging state or federal policies or initiatives that have implications for Minnesota’s adult workers/students. Policy Scan As part of our Shifting Gears work, we have completed a comprehensive scan of education and workforce development policies. FastTRAC staff conducted interviews with key policymakers and program directors, including those representing the WIA Adult and Dislocated programs, Vocational Rehabilitation, and ABE as well as representatives of Perkins/Community and Technical Education systems, Minnesota’s TANF program – known as Minnesota Family Investment Program (MFIP) – and the Supplemental Nutrition Assistance Program (SNAP) August 17, 2009 14 formerly known as Food Support Employment and Training (FSET). The policy scan proved to be a fruitful venue for soliciting policy opportunities for the policy agenda. Moreover, it served as a catalyst for new cooperation across state systems. 3. Theory of Change and Logic Model Summary Statement Minnesota’s FastTRAC theory of change can be summarized by the following statement: State policy change can drive new agency practices and policies that lead to more low-wage and/or low-skilled adults achieving postsecondary occupational credentials, thereby improving their job and earnings prospects, helping to fill employer skill gaps, and strengthening local, regional and state economies. Problems/Needs Assumptions Many Minnesotans lack the education and skills to secure and retain jobs that pay family-supporting wages. While Minnesota has one of the highest high school graduation rates and postsecondary attainment rates in the country, the state has a sizeable percentage (60 percent) of its working age population (18-64) without the educational credentials or workplace skills to earn family-supporting wages. Inadequate educational and occupational skill preparation is a major cause of low wages and stagnant income for individuals and their families and an impediment to business and regional competitiveness. Minnesota faces a worker shortage. Although many workers are struggling to find work in this labor market (unemployment is 8.4 percent in Minnesota and projected to go higher), Minnesota faces a future worker shortage. The state’s K-12 population will begin to shrink after 2009 and will not be sufficient to replace the number of workers (and their skills) as baby boomers retire. Between 2005 and 2010, Minnesota is averaging about 30,000 new workers per year. DEED’s Labor Market Analysts predict this will slow to 14,000 between 2015 and 2020, and to 3,000 per year between 2020 and 2025. This shortfall in new workers and skills makes it all the more imperative to increase the skills of the existing workforce to avert even more serious economic consequences. According to the National Center on Education and the Economy, an estimated 65 percent of the workforce in 2020 is already beyond the reach of our K-12 school system. Workforce demographics are shifting significantly. Immigration is rapidly becoming the largest source of new workers in Minnesota. By 2015, minorities are projected to constitute 13 percent of the state population, up from 9 percent in 2000. Over this period, the number of Latinos alone is projected to grow 98 percent. The state’s AfricanAmerican population is also growing. Increasingly, then, employers will rely on a more diverse workforce to fill open positions. Yet racial gaps in educational attainment August 17, 2009 15 threaten the preparedness of the labor force. In addition to language barriers to employment among immigrants, many non-white workers lack postsecondary credentials; for example, only 18 percent of Latino and Asian adults in the state have some college or an associate degree and fully 40 percent of Latinos have less than a high school diploma. In addition to these economic challenges, our Theory of Change also confronts the programmatic and policy obstacles that can prevent low-wage, low-skill Minnesotans from accessing the skills training and credentials they need. Minnesota is building an infrastructure that creates pathways from ABE and short-term occupational training into for-credit postsecondary programs that enable workers to reach the “tipping point” – the point at which they have the skills and credentials needed to bring a real payoff in the labor market. The first phase of the Minnesota Shifting Gears Initiative helped identify three principal barriers to developing an education and training infrastructure in Minnesota which “seamlessly transitions” low-income adults with limited skills through programs that lead to the tipping point. Our logic model organizes activities, outputs and outcomes around these barriers: Coordination and resource sharing across institutions and agencies. While coordination and communication among relevant state agencies/systems is growing, more can be done to ensure that a cohesive trajectory of education and job training opportunities spanning these systems exits. When adults do move from one system to another, for example, insufficient curricula and content articulation across institutions/programs related to differences in institutional missions can result in gaps and redundancies in course requirements and assessments which, in turn, can lengthen the time it takes to earn a marketable certificate or degree, discouraging program completion. Through FastTRAC, we are developing bridge programs to provide seamless transitions between ABE, non-credit occupational training, and for-credit postsecondary certificate and degree programs. Support services for adults. As part of their overall mission, Minnesota’s postsecondary institutions, particularly the MnSCU community and technical colleges, serve a wide variety of students, including low-income adult students. These colleges have traditionally provided a range of academic, career and personal counseling, and advising services, as well as services such as tutoring and learning labs. Some have successful college transition programs designed to meet the specific needs of adults. However, other colleges do not have in place strategies to ensure persistence and completion among this population, whose need for additional supports like transportation and childcare assistance can be acute. Flexible hours and access to services through additional types of delivery systems are important and the role of transition advisors who can help a student navigate the college environment must be developed to ensure that low-income adults can successfully transition into and complete postsecondary programs. FastTRAC aims to develop these services systematically. August 17, 2009 16 Unified data reporting. Minnesota’s capacity to create a more seamless education and training infrastructure would be enhanced if the state’s data and information systems were designed explicitly for this purpose. Because of limitations in Minnesota’s capacity to match individual records across programs (in part due to privacy concerns), state data systems lack the integration needed to routinely follow individuals from a variety of education and training entry points, across multiple programs and institutions, and into the labor market. As a result, our understanding of what is and is not working in programs designed to educate and train low-wage, low-skilled workers is incomplete. FastTRAC aims to increase state-level integrated data capability to follow participant progress and outcomes across education and employment programs and to understand which investments/programs produce desirable outcomes. Strategy Assumptions Minnesota FastTRAC seeks to elevate attention and align resources, especially state-managed resources, to improve the educational and labor market prospects of low-wage and/or lowskilled adults. Proponents of FastTRAC have made the strategic assumption that if policy leaders understand the risks of delay and inaction – and they believe change is possible and desirable for workers, employers, communities, and the state overall – then changes in institutional incentives, practices, and policies will follow. These changes will lead to greater numbers of low-wage and/or low-skilled adults accessing and succeeding in postsecondary education, and subsequently, to substantial numbers improving their labor market outcomes— leading to more prosperous households, communities, and regional economies. The resources to bring about the policy work, activities, outputs, outcomes and long-term impacts are given in the Shifting Gears: Minnesota FastTRAC Logic Model, Attachment 3. 4. Stackable Credential Incubators 1.0 In October 2008, seven innovative education and work transition programs were competitively selected as FastTRAC “incubators” to help inform the vision and build the framework of stackable credentials in Minnesota. Each incubator received a grant to refine its good work delivering adult education and skills training through highly coordinated programming and support services between ABE, MnSCU, the WorkForce Center system, and CBOs. The types of activities funded were intentionally focused in order to: showcase workforce and adult education programs that eliminate or mitigate barriers to stackable credential development in Minnesota, particularly in the areas of student support services and bridge programming; and attract and align public and private resources that encourage and support stackable credential development and improvement. August 17, 2009 17 Quantitative Information – Incubator Participants Because of limitations in Minnesota’s capacity to match individual records across programs/funding streams, state data systems lack the integration needed to routinely follow individuals from a variety of education and training entry points across multiple programs and institutions and into the labor market. Cognizant of this limitation, the Data and Information Team worked with the Minnesota Office of Higher Education (OHE), FastTRAC staff and incubator representatives to define common data elements in order to discover the profile of incubator participants. Data elements that included demographic, education, employment, and safety net/support services were collected from the seven incubators on 229 participants. The participant data indicated the following: 69% had a high school diploma or GED 24% were ex-offenders 68% were unemployed Many of those that held a job were not connected to career pathway opportunities, e.g. bartender, donut maker, car washer, cook, warehouse worker, cashier, housekeeper, waitress, pizza delivery 68% were age 30 and younger 17% were enrolled in WIA Title Ib Adult 7% were enrolled in Rehabilitation Services 5% were enrolled in WIA Youth 19% were enrolled in MFIP 4% were enrolled in General Assistance 3% in FSET 1% in Unemployment Insurance Over 50% were white, 32% were black 80% were native born A small percentage had a learning or physical disability From the data we can infer: (i) even though most incubator participants held a GED or high school diploma, they had very little postsecondary experience; and (ii) incubator participants lacked the wages and/or safety net (e.g. Unemployment Insurance, TANF/MFIP) to assist them with day to day expenses on top of tuition and fees that are necessary to pursue postsecondary or other skill training. Incubators were asked to report on aggregate outcomes for incubator participants, which are provided in Attachment 2. Even though the data set is modest, Minnesota FastTRAC will continue to use and share the incubator participant data in presentations and discussions with state and local audiences to raise awareness of the FastTRAC population. August 17, 2009 18 Qualitative Information – Incubator Programs The insights and experiences of incubator partners were captured through site visits to each incubator, one-on-one discussions with FastTRAC staff to resolve issues and offer assistance, reports submitted by the incubators, and collaborative learning teams with incubator representation. Numerous policy lessons and recommendations came to light through the incubators, and have been integrated into the Shifting Gears: Minnesota FastTRAC policy agenda. Lessons and recommendations are provided in Attachment 2. A summary follows. Partnerships: FastTRAC program development and delivery is a tall order that goes well beyond the capacity of any single system or program provider. Minnesota has a rich array of local level partners to draw upon to help low-wage/low-skilled adults, particularly in building stackable credential programs. These partners include local WorkForce Centers, ABE providers, MnSCU institutions, and CBOs. Incubator grants were an impetus for improved communication and collaboration among partners, which were “organic” in that partnerships formed among willing parties with mutual interests, program goals and complementary capacities. Collaboration is appealing when it offers opportunity to broaden client bases, achieve greater effectiveness, increase ability to advance the mission, and leverage wider relationships or networks with funders. Balancing a highly decentralized and collaborative process in a way that assures accountability but allows for on-the-ground innovation and compatibility presents both a challenge and an opportunity going forward. Stackable credentials: The incubators demonstrated capacities to deliver programming with many elements of stackable credentials as defined in the Shifting Gears: Minnesota FastTRAC vision (page 8-9). The incubators’ track records suggest there is fertile ground to build a stackable credential framework in Minnesota through the systematic implementation of bridge programming; courses that integrate basic, workforce readiness and occupational skills; programs that prepare adults to achieve occupational credentials in high demand industries; and training opportunities that are short-term, modular and experiential in nature. There is widespread support for a coursework inventory to avoid programs having to create curricula from scratch. Industries and sectors: Incubators developed skills training around key sectors and in both rural and urban settings. To have a greater impact on the number of workers and adult students served, more FastTRAC programs will be needed in high-demand industries and occupations and in more locations. There is a role for MnSCU and DEED in assisting employers and other FastTRAC partners in adopting existing training courses to new locations and industries. Employer engagement and recognition: The incubators demonstrated promising approaches to connect strategically with employers, especially around identifying highdemand industries and ensuring employer-focused training. One of the principal ways to attest to a student’s qualifications and competencies is to award a certificate or other August 17, 2009 19 credential that is employer-sanctioned or recognized. Tying a FastTRAC program to an industry-recognized credential can be time consuming; building employer trust requires close, ongoing, personal connections to ensure that employers contribute their input to program design and content and that training will produce workers with the appropriate competencies. Student access: Incubator representatives confirmed the findings elsewhere that many adults in Minnesota with high school diploma or GED lack the basic and/or literacy skills to enter and complete postsecondary work. Further, many also lack the employment readiness or occupational skills to secure and retain jobs that pay family supporting wages. The incubator experience suggests that, going forward, FastTRAC programs will be needed that accommodate persons with math and reading skills at or below an 8thgrade level equivalency. Assessment tools: Incubators used multiple strategies and tools to assess student academic proficiencies, interests and barriers. They also developed individualized education and employment plans and periodically assessed progress in meeting personal, educational and employment goals. Student support services: No individual incubator partner has the resources or expertise to address the range of personal barriers that students face. Most incubators tapped a wide range of public and private agencies to provide transportation, childcare, counseling and case management. The incubator experience suggests that the process for assessment and provision of services must be individualized; services must be provided by dedicated staff; and they must be available from intake through job placement or/or postsecondary enrollment. Incubator experience also indicates that existing state and federal funding streams are inadequate and/or too restrictive to fill the financial and personal gaps that keep working adults from accessing and completing skills training. Financial resources: While the incubators were able to find the resources to deliver training and education at no cost to the participants, this will be extremely challenging on a larger scale. In addition to the FastTRAC incubator grant, incubators secured resources across many government agencies (federal, state and local) and often required financial assistance from employers and private foundations as well. The incubators illuminated constraints imposed by MnSCU allocation formulas and state statue governing ABE reimbursement in developing FastTRAC programs. Sustainability of incubators upon grant completion Through engagement with the incubators, the FastTRAC initiative was fortunate to join forces with some of the state’s most competent CBOs, WorkForce Centers, ABE providers and stackable credential pioneers at MnSCU institutions. Incubator representatives, especially those at CBOs, are engaged in a constant state of fundraising, mixing federal and state resources with August 17, 2009 20 private funds whenever possible. The timing of the federal American Recovery and Reinvestment Act (ARRA) bodes well for incubators to build on their FastTRAC incubator experience. In Minnesota, for instance, $1.5 million ARRA funds were made available to Local Workforce Investment Boards through the Workforce Service Area FastTRAC Supplement and another $0.5 million through the Vocational Rehabilitation FastTRAC Services for Persons with Disabilities. Both programs fund FastTRAC partnerships between ABE, MnSCU, CBOs and the workforce system. DEED and ABE have adopted common ARRA and FastTRAC principles into some “permanent” funding streams as well. Private foundations and the Minnesota Job Skills Partnership Program (MJSP) have been and will continue to be important means to leverage employer and other resources for FastTRAC programs. Looking ahead, reliance on temporary funding will be mitigated if ARRA principles and goals are embedded in WIA reauthorization, as this would create a federal mandate for FastTRAC programming that will filter through ABE, MnSCU and DEED/WFC partners. Impact of incubators on the Policy Agenda and Action Plan The policy agenda captures lessons and recommendations from incubator experiences in the following policies: Incorporate the important work of CBOs and mandate that state-finance systems coordinate with CBOs and each other in the delivery of FastTRAC programs: integrate CBO representatives into FastTRAC teams (Obj. I, priority 1) fund CBOs for FastTRAC program development, delivery and student completion (Obj. II, priority 1, 3, 5); invest in coordination role within and between systems (e.g. ABE regional coordinators; ABE and MnSCU each appoint/hire new staff for alignment policy leadership) Obj. I, priority 2, 3; Obj. II, priority 9; address alignment issues around assessment tools/placement protocols; curriculum between ABE and MnSCU; and non-credit to for-credit options Obj. I, priority 2; create incentives and accountability for delivering FastTRAC programs, i.e. enrollments and completions Obj. I, priority 3, 4, 5; Obj. III, priority 2, 4; analyze stackable credential elements so they can be used by practitioners and policymakers to identify FastTRAC quality programs and ensure all systems use consistent language/terms to administer FastTRAC programming Obj. I, priority 1; and enable sharing of curricula specific to FastTRAC programs Obj. I, priority 4. Use state capacity to help FastTRAC practitioners connect strategically with employers: Help state and local leaders and employers find opportunities to adopt manufacturing and healthcare trainings in more sectors/occupations, and in more locations Obj II, priority 2, 5, 6, 10 August 17, 2009 21 Align funding streams for support services and create a new funding stream to fill the gap left by existing funding streams: set quality standards for assessment tools that capture academic proficiencies, interests and personal barriers and help system practitioners understand the meaning of various system tools Obj. 1, priority 2; fund dedicated staffing for intensive and lasting support service provision Obj. II, priority 11, 12; facilitate alignment of support service funding streams (e.g. MFIP/DWP, WIA Title I, II and IV, SNAP) Obj. I, priority 4, 5; find additional/flexible resources for dedicated staffing and services Obj. II, priority 11 and 12; and document the added value of support services Obj. III, priority 3 Provide technical assistance and financial incentives to MnSCU and ABE providers so they can be willing partners of FastTRAC programs: change reimbursement formula for MnSCU to reward colleges for FastTRAC program enrollments and completions Obj. II, priority 12; examine performance and accountability systems in place for MnSCU and offer additions or amendments as needed to encourage development and delivery of FastTRAC programs Obj. I, priority 5; formulate guidelines for Perkins Consortia to incorporate FastTRAC programs into Perkins Plans Obj. I, priority 5; explore feasibility of an Opportunity Grant program at MnSCU Obj. II priority 10 dedicate WIA Title II resources for development and delivery of FastTRAC programs through ABE providers Obj. II, priority 4; and structure professional development to encourage systems at the local and state level to work together to develop and improve FastTRAC programs Obj. I, priority 2, 3, 4, 5; Obj. II, priority 9. 5. Data and Performance Measurement under 1.0 Minnesota recognizes that although it has significant data management and research capabilities, it has not fully integrated these capabilities in a way that would track client outcomes across various education, training, and employment systems. A Data Sharing Team (Obj. III, priority 4) will build on the work of the Shifting Gears 1.0 Data and Information Team and create an appetite for greater use of data in policy making. August 17, 2009 22 During Shifting Gears 1.0 (2008-09 phase for Minnesota) the Data and Information Team collected FastTRAC incubator participant data, as summarized in B.4. Key findings from this data can be found in Section B.4, page 18 of this proposal. The FastTRAC initiative was able to capitalize on data from the “ABE Inventory” as well. FastTRAC staff, along with members of the ABE Transitions to Postsecondary Education and Training Initiative developed and administered an inventory of ABE providers to gauge collaborations and partnerships that transition ABE clients to employment and/or postsecondary education around two-way client referrals, testing, co-locating, and transition/bridge classes and curriculum. Fifty-two of fifty-two ABE consortia who were surveyed, representing over 500 program delivery sites and over 70,000 students, responded to the inventory. The inventory results showed that ABE consortia around the state have a high number of partnerships in place to coordinate their services to low-wage and/or low-skilled adults. 98% of ABE consortia are coordinating with WFCs 93% of ABE consortia are coordinating with MnSCU Community and Technical Colleges 71% of ABE consortia are coordinating with MnSCU Universities 40% of ABE consortia are coordinating with University of Minnesota campuses 34% of ABE consortia are coordinating with MFIP/County Welfare System providers 27 ABE consortia have co-located services with two-year MnSCU institutions 26 ABE consortia have co-located services with WorkForce Centers Beginning in October 2009, ABE, DEED, MnSCU staff, and local ABE Transitions Coordinators will analyze gaps in arrangements between ABE consortia and partners and arrange regional meetings to strengthen service connections. Professional development opportunities will also foster new connections and strengthen partnerships. FastTRAC also initiated a study of SNAP and ABE clients. One of the outcomes of the policy scan described in section B.2 was an agreement by ABE and SNAP administrators to do a data match by the end of September 2009 of ABE and SNAP clients to determine the number of clients they have in common. This is a first step in determining the possible scope for jointly serving clients. Future steps will include enabling qualified ABE students to benefit from SNAP childcare and transportation services and supplementing ABE instructional hours through SNAP to enable ABE to serve additional SNAP clients. Affirmative Options is a statewide coalition of nonprofits (and represented on the Systems Leadership Team) that advocates for public policy change at the intersection of welfare and work. To support its goal of increasing access to training and education, Affirmative Options has engaged with DEED to examine the labor market history of MFIP clients (Minnesota Family Investment Program is Minnesota’s TANF program). The next step is for the Data Sharing Team to request Affirmative Options and DEED analysts to investigate specific research questions related to MFIP and FastTRAC. August 17, 2009 23 Similarly, an evaluation is underway of Workforce U, a stackable credential program led by Stearns Benton Employment and Training Council and St. Cloud Technical College, to determine, among other things, how well MFIP clients fared in transitioning to postsecondary education and the labor market through Workforce U. The report will be shared with the Data Sharing Team and the findings will be especially instructive for serving the MFIP population through FastTRAC and selecting stackable credential evaluation methodologies. The research findings will be available in June 2010. We expect to learn the impact of education on MFIP clients’ employment outcomes, and identify the supportive services that most encourage participants to continue and complete their education. 6. Impact of S.G. 1.0 Activities on Policy Agenda and Action Plan While specific examples were given above (B.4) of how the incubators influenced the policy agenda and action plan, more generally, the themes, policies and actions in the policy agenda reflect an iterative process of input, consideration, and reconsideration between stakeholders and policymakers. Incubators influenced collaborative learning teams and vice versa; the policy scan brought issues and policies to the surface that then were debated within collaborative teams and cross-agency discussions. Meanwhile, related initiatives (described in section F) also fundamentally shaped the content of the policy agenda and the process for carrying it forward. National research, lessons from other states, Joyce technical assistance, and the priorities of a new federal administration also played an important role in shaping the overall vision, objectives and strategies for FastTRAC. Ongoing feedback helped the Systems Leadership Team narrow the focus of the policy agenda while still addressing principal barriers and impediments to implementing stackable credentials statewide. An early draft was rejected when the team judged it not sufficiently ambitious in terms of aligning funding streams. Some specific examples of how stakeholder engagement informed the FastTRAC policy agenda and action plan are provided below. The Systems Leadership Team, along with collaborative learning teams, helped define the organizational structure of Minnesota’s Shifting Gears work moving forward, including the membership of the Senior Leadership Steering Committee (Obj. III, priority 1). The teams insisted that leaders just below the commissioner or director level are essential to carrying forward the agenda, especially in relating the goals of FastTRAC to individual departments within agencies. Raising awareness of the workforce challenges in Minnesota and how FastTRAC can help solve them depends on having the right message and the right spokespersons (Obj. III, priority 1 and 2). Technical advice from Joyce on strategic communications is in high demand. In fact, some members of the Systems Leadership Team advised that FastTRAC intensify and prioritize its communications work before the next Joyce grant. In response, the Systems Leadership Team turned to incubators for FastTRAC message ideas and strategies. August 17, 2009 24 Creating a process to address referral and curriculum issues between ABE and MnSCU (Obj. I, priority 2) grew out of related initiatives (e.g. ABE Transitions to Postsecondary, ETC grants) and was reiterated by incubators and collaborative teams. The Executive Team formulated priorities (i.e. placement/referral, instructional delivery, and curriculum) and committed to hiring staff (at ABE and MnSCU) to direct this work. The challenges of incubators in financing support services delivery (Obj. II, priorities 1, 2, 3, 8) attracted lots of attention from the FastTRAC teams. In particular, they insisted that FastTRAC explore options for supplementing existing support service funding streams with additional resources for those adults who are in need of support services but ineligible under existing federal/state programs, e.g. Washington State’s Opportunity Grants. Incubators and ETC grantees called for the creation of an online coursework repository that was incorporated into the policy agenda (Obj. 1, priority 3). Work is already underway (Obj. II, priority 9). The policy scan led to numerous new connections between systems, especially statelevel systems. For instance, ABE and SNAP discussions in May resulted in a list of 12 next steps that should lead to eligible SNAP Education and Training participants enrolling in ABE so that mutual clients can access SNAP support services while they improve their English language or basic skills in ABE (Obj. II, priority 1). August 17, 2009 25 C. Policy Agenda and Action Plan A policy agenda has been developed by leaders and staff of Minnesota’s education and workforce development agencies, along with stakeholders from the nonprofit sector and private industry. The policy agenda describes the policy adjustment efforts that will be undertaken in 2009-2011 to build, improve, sustain and institutionalize FastTRAC (see Attachment 1). The policy agenda encompasses three overarching themes—institutionalizing FastTRAC, aligning funding streams, and defining goals and accountability. Institutionalizing FastTRAC Objective I seeks to improve the policies and services of three key state systems and CBOs that affect the education and labor market prospects of adult workers. The policies laid out in this objective will change the way ABE, MnSCU, DEED, WorkForce Centers and CBOs enable lowskilled adult students to prepare for, enter and succeed in occupational training and education programs. The policies will create the institutional framework and capacity for these systems to foster and support collaborative local-level FastTRAC training programs. The essential elements of a FastTRAC program will be identified, as well as the cross-system support mechanisms necessary to help these programs thrive. These support mechanisms include: (i) clear expectations that ABE providers, CBOs and MnSCU institutions develop FastTRAC programming so that DEED, WorkForce Center partners, and others can invest in them; (ii) concise approval and reporting processes for FastTRAC programs; (iii) professional development opportunities for faculty, staff, and program administrators to support the delivery of FastTRAC programs; (iv) guidance and technical support to local-level partners and state-level policymakers and administrators from an Alignment Advisory Team as well as designated FastTRAC professionals in the three state agencies; and (v) electronic tools to facilitate learning and sharing across FastTRAC programs and state systems. To begin, Minnesota will define a set of guidelines for the approval and delivery of FastTRAC programs. A FastTRAC Guidelines Team comprising state-level and local program staff from MnSCU, ABE, DEED, DHS, and CBOs will be designated by the Executive Team to draft the guidelines. Guidelines will define the: (i) core elements of FastTRAC programs articulated in the vision statement; (ii) approval process for designating a program as a FastTRAC program; (iii) professional development for various systems to administer the guidelines; and (iv) monitoring and evaluation expectations for FastTRAC programs during delivery and follow-up/placement. August 17, 2009 26 Guidelines will be shared with ABE, MnSCU, DEED, DHS, and CBOs for integration into their programs for low-wage/low-skilled adults. In particular, the Executive Team will encourage and monitor incorporation of the guidelines into program plans (e.g. local WIB plans, Perkins consortia plans, ABE consortia plans), program RFPs, professional development investments and staffing, and agency strategic plans. Further, MnSCU has approved a plan to advance the systems-level changes needed for implementation of Minnesota FastTRAC and the stackable credential model. The plan includes review and revision of system-level policy and procedures. Staff members with responsibility for policies related to FastTRAC, some of whom were members of the Systems Leadership Team, will be asked to serve on the FastTRAC Guidelines Team and to bring proposed changes forward through the MnSCU Office of the Chancellor Internal Policy Committee. The Internal Policy Committee has ongoing responsibility for system policy review, including amendments to existing policies and formation of new policies and procedures. The plan for participation on the FastTRAC Guidelines Team and subsequent work through the Internal Policy Committee was presented to and discussed by the Senior Vice Chancellor and Associate Vice Chancellors in July. Key staff members identified to participate include System Directors in the following areas: Academic Programs (relates to Policy 3.36 Academic Programs) Perkins (Carl D. Perkins Vocational & Technical Education Act of 2006) Financial Aid (state and federal grant formulas and other sources of student aid) Research and Planning (data sharing and analysis) Assessment for Course Placement (Policy 3.3.1 Assessment for Course Placement) These MnSCU system leaders will work directly with Linda Lade, System Director for College Transitions and co-lead for the FastTRAC Initiative, and are members of the Internal Policy Committee reporting to Mike Lopez, Associate Vice Chancellor for Student Affairs, who has overall responsibility for MnSCU policy development. A second important policy under Objective I is to create a process to address referral and curriculum alignment between ABE and MnSCU systems within the context of development and delivery of FastTRAC programs. Aligning ABE and MnSCU—including developmental education and college level academic programs—is essential in order to create more efficient distribution of scarce public resources to both, while allowing each to focus on its own areas of comparative strength. Based on the experience to date with FastTRAC and related initiatives, it is reasonable to assume that programs designated as FastTRAC will demonstrate practical solutions to ABEMnSCU alignment system-wide in at least three areas: (i) placement/referral protocols, (ii) instructional delivery mode, and (iii) curriculum/content alignment. To help capture FastTRAC lessons and policy solutions, an ABE-MnSCU Alignment Advisory Team will be established. This team will have two charges. August 17, 2009 27 First, the team will assist local-level practitioners (that have been designated as “FastTRAC” or aspire to be) in putting into operation alignment strategies across their systems. The team will assist programs in the delivery of accelerated programming and deployment of strategies such as contextualized and competency-based learning, bridge programming, modularized chunks and blended instruction. Second, the Alignment Advisory Team will make recommendations on policy and agency practice to ABE and MnSCU leadership (OOC and individual MnSCU colleges) to resolve issues as they arise in FastTRAC programs related to referral, curriculum, articulation and program delivery. The team will issue its recommendations for policy and agency practice, including: common cut scores for placement in ABE and MnSCU; and guidance for understanding assessment instruments within FastTRAC programs. The team will also make recommendations for extending the alignment work on a wider scale. MnSCU and ABE have designated the required matching funds to each hire a staff person to lead the effort to improve the alignment of curriculum, testing, and referral protocols between MnSCU and ABE. These two positions will have the following responsibilities: conduct studies that compare assessment and placement instruments used by ABE and MnSCU to determine correlations among tests for more accurate student referrals; lead the work of curricular alignment between ABE programming and college-level developmental courses based on agreed-upon competencies in English, reading, mathematics and ESL; act as the liaison between MnSCU and ABE faculty in the related academic fields, carrying forward and communicating progress and outcomes; recommend to their respective agencies changes in policy and practices that support alignment through interaction with the MnSCU Assessment for Course Placement Committee, the MnSCU Internal Policy Committee, Perkins Programs of Study for Adults work group, ABE Transitions and other committees and work groups; provide technical assistance to colleges that are working to align programs and practices with ABE partners; and co-leading the Alignment Advisory Team. Aligning Funding Streams Objective II outlines how existing and new financing will be leveraged to support Objective I. Specific funding streams are named that will reward collaboration and provide incentives for funds (federal and state) to flow to local-level partners to collaboratively develop and build FastTRAC programs as defined under Objective I. These funding streams include SNAP, MJSP, WIA Title Ib, WIA Title II, ARRA, WIA Title IV and others. Specific funding sources are also committed to capacity building, i.e. staffing, professional development and technology listed in Objective I. Minnesota has already committed American Recovery and Reinvestment Act (ARRA) funds to support FastTRAC program development and delivery. These stimulus dollars are supporting FastTRAC development in two primary ways: August 17, 2009 28 FastTRAC – Supplement to WIA Title I Local Plans: Beginning in June 2009, local workforce investment boards (LWIBs) became the recipients of FastTRAC supplemental funding ($1.5 million across 16 LWIBS) that must be used to create or enhance collaborative stackable credentials programming as a means to boosting the state’s capacity to serve low-wage and/or low-skilled adults. Specifically, LWIBS must use their supplemental funds to partner with ABE and MnSCU, as well as local CBOs, to advance one or more of the following models: (i) developing bridge programming that links ABE coursework to credentialed occupational training; (ii) delivering contextualized ABE classes to incumbent employees; (iii) offering pre-apprenticeship or apprenticeship training tied to for-credit postsecondary coursework, or delivered concurrently with job search and career exploration; and/or (iv) enhancing work-readiness training and expanding the issuance of certificates or credentials based on assessment and entrylevel work-related competencies. FastTRAC Services for Persons with Disabilities: Beginning in October 2009, DEED’s Vocational Rehabilitation Services (WIA Title IV) will extend the FastTRAC approach specifically to adults with significant disabilities by awarding competitive grants intended to build the capacity of education and training providers to serve this population. Vocational Rehabilitation Services will provide approximately $500,000 of ARRA 2009 funds to this initiative. Grant recipients will be expected to launch new or enhance existing programs focusing on one or more of the four models required under the FastTRAC Supplement to WIA plans described directly above. Minnesota will also use its 2009 WIA Incentive Grant award to invest in several activities relating to FastTRAC that require a high level of cooperation, collaboration, and alignment among state and local WIA Title I and II partner agencies and programs. The state’s 2009 WIA Incentive Grant seeks to build and strengthen FastTRAC through four interrelated components: Support four legislatively mandated, highly collaborative local projects: As described in section D, in May 2009, the Minnesota Legislature passed a bill (M.S. S.F. 1569) establishing support for four pilot projects requiring WorkForce Centers, ABE providers, and MnSCU campuses to jointly plan and coordinate employment, training, and education programs and services. Lessons from the pilots will inform the Minnesota Legislature of needed employment and training system and operational improvements. A portion of Minnesota’s WIA Incentive Grant will support the Workforce Service Areas that are selected to participate as members of a collaborative project. Provide technical assistance and professional development to ABE providers. Incentive funds will also be used to assist ABE providers with coordination and facilitation activities that promote student transitions to employment, workforce centers, and postsecondary institutions. August 17, 2009 29 Create a Training and Resource Institute. To ensure a broad understanding of, and ongoing access to information about, stackable credentials among providers and students alike, WIA incentive funds will also support a “Training and Resource Institute.” The institute will have three primary purposes: (i) to provide professional development training for staff from ABE, MnSCU, workforce centers and CBOs on FastTRAC priorities; (ii) to develop an online, sharable “coursework repository” to expedite curriculum exchanges between ABE and MnSCU teaching staff relevant to FastTRAC; and (iii) to develop a “LearnerWeb” system that allows students to create and organize education and training profiles and access learning plans within FastTRAC career pathways. Develop an employment readiness credentialing system for the WorkForce Center system. FastTRAC skills training curricula need to be coordinated with current Workforce Center assessments and employment credentialing tools utilized in WIA programs. Incentive dollars will be provided to local WorkForce Center, ABE, and MnSCU system partners and to CBOs to cooperatively deliver employment readiness, technology, distance education training, and on-line learning. Going forward, Minnesota will explore the feasibility of changing reimbursement formulas for MnSCU to reward colleges for FastTRAC program enrollments, retention and completions. Minnesota faces the challenge of rapidly creating occupational training programs to meet increased demand. The state reimbursement formula for MnSCU institutions does not completely reimburse colleges for development and delivery of some occupational for-credit courses (that require equipment and other expensive inputs) and non-credit occupational course development and delivery also can produce financial strain. These two factors are disincentives to MnSCU institutions in creating more occupational courses. We will also explore the feasibility, costs, and benefits of delivering pre-apprenticeship/ registered apprenticeship programs concurrent with job search or career exploration and in conjunction with WIA case management to serve the FastTRAC population. The analysis will also identify impediments and opportunities for bridging pre-apprenticeship/registered apprenticeship programs with MnSCU for-credit occupational programs; and determine preapprenticeship/registered apprenticeship opportunities and funding options through the WorkForce Center System. Defining Goals and Accountability Objective III commits Minnesota to identify a series of overall state measures that would yield transparent results, such as the total number of adults completing occupational credentials and the number of transitions from ABE to MnSCU. Setting measurable goals should translate the shared vision into actual changes in service and outcomes. (These goals will reflect the work of the Guidelines Team, Pol. Obj. I, policy priority 1.) The goals will be measurable; ones that can be influenced by ABE, MnSCU, DEED, WorkForce System partners and other providers; not highly conditional to external forces; and stand the test of time across changes in state August 17, 2009 30 leadership. Statewide measures will be augmented with measures for each of the key providers directly related to the statewide goals. Moreover, the FastTRAC initiative needs to market a coherent message to the public regarding the value of improving education and skills, and the value of the FastTRAC option. Minnesota will use data to craft its message, set goals for improvement and reward success. It will also work to optimize existing data sharing and research capacity in ABE, DEED and MnSCU and draw up a plan to build on and augment data resources and research capacities (see section D). Leadership for Policy Agenda Implementation The goal of implementing a statewide stackable credentials framework that is cohesive, widely understood, and long lasting requires the active engagement and commitment of senior government officials and policymakers. While the first phase of our Shifting Gears work involved senior representation from state government agencies and educational institutions, Shifting Gears 2.0 has garnered the support of top leaders. Going forward, Minnesota FastTRAC will engage the top leaders of state agencies/institutions to move policy change forward legislatively and administratively, and to champion FastTRAC to the public. On November 12, 2009, Minnesota will convene the FastTRAC Senior Leadership Steering Committee. The committee will comprise the commissioners of DHS, DLI, DEED and MDE, all of whom sit in the Governor’s cabinet. The chancellor of the MnSCU system and the Director of the OHE will also be on the committee. Chairs of the GWDC, key Minnesota House and Senate legislators, and a labor union will be asked to join the committee as well. The committee will bestow FastTRAC with the level of leadership needed to shepherd significant state policy change forward both legislatively and administratively. The Executive Team will be directing teams/committees and staff in accomplishing the policy agenda and action plan (see section G). August 17, 2009 31 D. Data and Performance Management Plan Across higher education, workforce development, ABE and the Minnesota Legislature, there is growing interest in strengthening state data and performance measurement systems that track and make visible student and worker outcomes from training and education programs. FastTRAC seeks to capitalize on demands for more reporting in order to raise awareness of the need for policy change and to strengthen data collection, sharing and analysis capabilities to help guide and catalyze policy change. Numerous initiatives provide evidence that state agency leadership and policymakers support efforts to use data to improve outcomes for low-skilled adults (or that they could be persuaded to support such efforts). Matching Student Records to Wage Data. DEED leadership has committed funds to the development of a data system that will link MnSCU students to wage detail (employment and earnings). Currently underway is a study of non-credit students that is being linked to UI wage data. (This is part of a wider workforce location agreement between Iowa, Wisconsin and Minnesota.) Minnesota will use the data sharing agreement between Iowa’s community college system and its employment system as a model for an agreement between MnSCU and DEED. Currently MnSCU and DEED share such data on an aggregate level; the desired change would be to share data on individuals with appropriate privacy protections. Minnesota has submitted a request for a national LMI Improvement Grant; even if Minnesota is not successful with securing this grant, DEED leadership has committed other funds for this important initiative. A data sharing agreement (or broader interpretation of the existing one) between MnSCU and DEED would set a precedent for balancing privacy concerns with public interests around value-added of higher education and other education and workforce development investments. Action Analytics. MnSCU has embarked on a multi-year effort referred to as Action Analytics which utilizes data analysis and predictive modeling to better understand and improve student learning outcomes. Reporting tools capable of analyzing enrollment and student characteristics, student persistence and completion, and graduate related employment will have significance for FastTRAC. The FastTRAC initiative provides the rationale for research into the particular learning outcomes of ABE and other lowincome adults as they enroll at MnSCU colleges. Workforce and Economic Development Program Accountability Measures. The 2009 Minnesota Legislature mandated that DEED establish a set of measurements to quantify workforce and economic development program costs, outcomes and impacts. DEED will respond to the Legislature in October 2009. The current thinking incorporates measures of Washington State’s Training and Education Committee. The FastTRAC Data Sharing Team co-chair is leading this effort. August 17, 2009 32 Return on Investment. DEED is funding the Governor’s Workforce Development Council to convene a committee of data researchers from state agencies, higher education, and the private sector. The committee is charged with collecting and sharing information on Return on Investment (ROI) methodologies, developing a standard ROI for workforce development programs, raising awareness of the appropriate uses and limitations of ROI methodologies, and making policy recommendations to the Minnesota Legislature by January 2011. FastTRAC Data Sharing Team co-chairs are participating in these efforts. Minnesota Office of the Legislative Auditor (OLA) Workforce Programs. In 2005, OLA released an evaluation of workforce development services and called for a clearer division of responsibilities, greater coordination among service providers, and better measurement of program outcomes. In April 2009, OLA launched a follow-up study to look specifically at the effectiveness of state- and federal-funded programs in several areas: training job seekers; performance measurement standards; redundancy and gaps in service; and coordination among myriad state, local, public and nonprofit providers. Various members of the FastTRAC Executive Team have been interviewed by the OLA for the study, whose findings will be instructive for FastTRAC going forward. This OLA report will be completed by February 4, 2010. Four Local Level Collaboratives. As described briefly in the previous section, the Minnesota Legislature has approved legislation requiring four pilot projects be selected, each in a different region of the state, under which WorkForce Centers, ABE providers, and MnSCU campuses will jointly plan and coordinate employment, training, and education programs and services. The four pilots are intended to inform the Minnesota Legislature of needed employment and training system and operational improvements. Several members of the Executive Team are on the GWDC committee responsible for selecting the four collaboratives. Although not specified in statute, it is anticipated that data will be collected on co-location and coordination of services between the collaborative partners and whether or not this has an impact on the rate at which students transition from ABE to MnSCU education and/or training programs. The Data Sharing Team will help define a comprehensive set of research questions for the four collaboratives. According to Israel Mendoza, Washington State’s ABE Director, data was critical to his quest to command attention and investment in Washington State’s IBEST program. Israel’s experience has made an impression on Minnesota’s Adult Basic Education leadership. The MN ABE state director has incorporated data into his presentations when speaking about ABE and FastTRAC connections, and he has requested the Data Sharing Team and FastTRAC staff to analyze joint ABE and SNAP clients. He has also requested the Data Sharing Team to investigate the feasibility of tracking ABE to MnSCU student transitions. August 17, 2009 33 The FastTRAC Data Sharing Team will harness the work of these important data initiatives to advance the FastTRAC policy agenda, and work with Shifting Gears technical assistance to explore other opportunities for increasing state agency capacity for data collection/sharing and research around low-wage and/or low-skilled adult students and workers. The Executive Team appointed co-chairs for the Data Sharing Team—the data practice compliance officer of DEED and the ABE assessment and evaluation specialist—both of whom were on the Data and Information Team during the 1.0 Shifting Gears Implementation Grant. The co-chairs have identified additional specialists from other state agencies and researchers from outside government to join their team. The Data Sharing Team will be tasked with completing a Data and Performance Management Plan by June 30, 2010. The plan will outline the following: Key questions about education and training systems that policymakers are or should be asking. Short-term (less than 2 years) and long-term (3-5 years) strategic data collection, sharing and analysis priorities that can help guide and sustain the FastTRAC policy agenda. In particular, data about student progress and labor market payoffs will be incorporated into FastTRAC statewide and agency-specific goals (Obj. III, priority 2). Data dissemination will also be one of the tactics embedded in the FastTRAC strategic communications plan (Obj. III, priority 3). Findings from a review of performance accountability measures across the relevant agencies to ensure that they align with the goals of FastTRAC and what measures need to be changed. Existing data sharing authority and capacity in Minnesota (much of this work has already been done) and analysis of gaps. On-going efforts to share data or build data system capacity and plan for ensuring that adult students are being tracked as part of those efforts. Legal, institutional or other constraints to collecting and reporting student and worker outcomes that, if removed, would facilitate use of data to help answer policymakers’ questions around accountability, efficiency, equity and cost effectiveness (the constraints are already well-known). Impetus from national policymakers, the Minnesota Legislature, MnSCU, ABE and others who are looking for ways to improve student and workforce outcomes. At its July 24, 2009, meeting, the Data Sharing Team identified two preliminary priority studies for possible inclusion in the Data and Performance Management Plan: (i) analysis of the rate of ABE to MnSCU transitions and labor market outcomes (with results disaggregated and reported by program, so that high-performing programs can be identified and studied); and (ii) analysis of rate of developmental education to MnSCU academic transitions and labor market outcomes (again with results disaggregated by institution). To move forward, state statute would have to be reviewed to ensure that such analysis can be done, researchers would need to be identified to do the work, and resources would need to be secured to move forward. At this time, analysis August 17, 2009 34 of the ABE to MnSCU transitions is a likely outcome for the 2010-2011 timeframe (see Obj. III, priority 4). The Data Sharing Team will explore the feasibility of using a unique student identifier across ABE and MnSCU and a common procedure to obtain student permission to use the identifier for tracking transitions and outcomes. Leading up to the more intensive work with Joyce technical assistance in 2010, the Data Sharing Team will continue to influence the data activities described above. The Data Sharing Team will also work to influence the “High School to Postsecondary Transitions” analysis underway at MnSCU in conjunction with a national data program to ensure that the analysis does not overlook the adult population. The Data Sharing Team will meet with a researcher who worked with Florida to build its integrated data and performance system. The Data Sharing Team will also continue to monitor WIA reauthorization and its potential impact on workforce and education transitions and credentials, and on performance and reporting requirements, as well as other college access and completion efforts of the Obama Administration. August 17, 2009 35 E. Strategic Communications Plan The Executive Team developed a strong appreciation of the importance of strategic communications as they engaged audiences about FastTRAC during the last year (see list of recent and upcoming presentations below). As explained in Objective III, priority 3 of the policy agenda, the Executive Team will work with Joyce Foundation technical staff (as well as agency personnel at DEED) to craft messages that convey the value of FastTRAC and the workable solutions contained in the policy agenda. Tailoring messages over the last year was a challenge, and, cognizant that we had many opportunities to speak to key leaders along the way, the Systems Leadership Team turned toward incubator representatives for advice. At its July 13, 2009, meeting, the Systems Leadership Team requested guidance from incubator partners about how to talk with Minnesota legislators about the need for FastTRAC and its value/solutions. In particular, team members took note of messages that will likely resonate with the highest-level policymakers. These messages have been, and will continue to be, incorporated into the numerous events at which fastTRAC has been/will be highlighted. Recent and upcoming presentations at local conferences and other important venues include: MnSCU Academic and Student Affairs Leadership Council, March 31, 2009. Web-based conference on ARRA and FastTRAC to MnSCU staff and administrators, April 3, 2009. ABE Regional and Managers meetings April 15, 17 and 24, 2009: FastTRAC staff presented information on stackable credentials development, emphasizing collaboration between ABE, MnSCU, CBOs, and WorkForce Center partners. Employment Counselor Conference, May 13-15, 2009: Dr. Irwin Kirsh, author of the Educational Testing Service report, “America’s Perfect Storm”, was the headline speaker for this annual professional development conference of public and nonprofit employment counselors. Governor’s Workforce Development Council, Minnesota’s statewide WIB, May 14, 2009. MnSCU Chief Academic and Student Affairs Officers statewide meeting, May 28, 2009. MnSCU Academic and Student Affairs Policy Council, June 2, 2009. MFIP/DWP “Navigating Through Rough Waters” Conference, June 3-4, 2009: FastTRAC staff presented a workshop on FastTRAC stackable credential programming and preliminary policy ideas. Approximately 40 MFIP counselors attended the training session which emphasized how stackable credential programs could assist their clients. Regional WIB at request of Pine Technical College president, July 8, 2009. ABE Summer Institute, “Changing Lives, Changing Communities: ABE Solutions Lead the Way”, August 5-7, 2009: Development and improvement of stackable credential programs was one of the themes of this annual professional development conference for ABE practitioners and administrators. August 17, 2009 36 ABE Transitions to Post-Secondary Conference, October 22-23, 2009: This will be an important opportunity to provide professional development, best practice, and networking opportunities for ABE faculty and administrators alongside other partners. Building off of past regional partnership meetings, MnSCU, state and local DEED staff, WorkForce Center partners, and CBOs will be invited to attend the conference as a way to foster networking, strengthen partnerships, and advance plans for developing or scaling up FastTRAC programs. Israel Mendoza, WA State ABE Director, will present information on the Integrated Basic Education and Skills Training (I-BEST) program. Mark Johnson from Wisconsin’s Technical College System will present information on bridge programming and the Wisconsin RISE Initiative (funded in part by the Joyce Foundation). August 17, 2009 37 F. Opportunities and Challenges The first phase of Shifting Gears in Minnesota has bred genuine enthusiasm and fostered a strong sense of commitment among initiative partners, who are passionate about moving forward with the work of building a FastTRAC/stackable credentials system in the state. Opportunities from Related State Initiatives The opportunity to build a sustainable stackable credentials framework for Minnesota comes not only from the commitment of FastTRAC partners, but from the convergence of a number of corollary state level education and training initiatives designed to improve Minnesota’s education and training systems. As described below, FastTRAC leadership is connecting with these initiatives and there is ample opportunity to strengthen connections going forward. We anticipate that the shared ambitions and collaborative work associated with these initiatives will only grow stronger as we move forward with FastTRAC; indeed, certain initiatives will be fully integrated into the stackable credentials framework in upcoming years, ensuring that FastTRAC becomes embedded as a way of doing business in the state, and not just an education and training “project” or “plan.” What follows is a brief description of these initiatives and their intersection with FastTRAC. ABE Transitions to Postsecondary Education and Training Initiative (2007-2010): This is a three-year effort to increase ABE program capacity in order for more adult basic education students to smoothly transition into postsecondary education and training programs. As part of the initiative, ABE consortia around the state have worked to establish and build collaborations with their local postsecondary institutions, specifically state two-year institutions. As an example of this collaborative effort, Transitions partners have agreed to pursue a pilot program to learn how ABE curricula match up with the Accuplacer placement test used by postsecondary institutions in the state, with the intention of determining a set of scores that are interpretable to students and personnel of both systems. Additionally, ABE staff has met with the MnSCU system Assessment for Course Placement Committee to develop a referral protocol between ABE programs and college campuses. The alignment work undertaken by the ABE Transitions initiative is critical to implementing the stackable credentials model, and FastTRAC continues to work closely with Transitions partners; indeed, several individuals have been active participants in both ABE Transitions and FastTRAC, helping to ensure synchronization across these efforts. Moving forward, many of these individuals will serve on the FastTRAC Alignment Advisory Team, which will play a central role in rationalizing testing processes and streamlining curricula across the ABE, higher education, and workforce systems as envisioned under Shifting Gears 2.0. Assessment for Course Placement Committee (English as Second Language Subcommittee): This statewide committee is comprised of faculty, testing directors, administrators, and students who make policy and recommend practices for course placement testing for MnSCU August 17, 2009 38 students. The ESL subgroup specifically works on the needs of ESL students and those who teach and advise them. The ESL Subcommittee has developed a chart detailing the following: ESL courses offered (if at all), Accuplacer ESL tests used for placement, and cut scores for placement into the courses. This information is ready to be shared with ABE ESL teachers with the long term goal of aligning testing and curricula, as well as referral protocols to best benefit students. Minnesota State Colleges and Universities “2020 Plan”: Chancellor James McCormick and his senior cabinet are developing a vision for MnSCU that reflects the will of Minnesota’s largest public higher education system for the next decade and beyond. The “2020 Plan” is under development and the following selected statements represent concepts and goal statements from the current draft that embody the FastTRAC philosophy: Commit to halving the achievement gap by 2015 and eliminating it by 2020. Use innovative, flexible approaches such as three-year baccalaureate degrees, accelerated programs and creative partnerships to increase the rate of student success. Identify a role for the system to play in adult basic education, so that working adults have opportunities to improve their skills and get the training they need to stay competitive and employers have access to highly skilled and productive workers. Pay for success. Use the priority fund category of the allocation formula to acknowledge and reward colleges and universities whose students complete courses, certificates, diplomas and degrees in a reasonable length of time. Use differential tuition to encourage students to enroll in fields where the state’s needs are greater and guide them away from enrolling in fields that are not in demand. These tenets are clearly in line with FastTRAC goals, and carry with them the system-level support and resources needed to build stackable credentials programming on campuses and in communities around the state. Carl Perkins IV: Under Perkins IV, consortia around the state are designing “Programs of Study” (POS) to assist learners as they move between high school, postsecondary education, and career opportunities in various sectors of the economy. A career pathways framework is the structural foundation from which local consortia are developing programs of study. Like the stackable credentials model, POS curricula will be tied to industry expectations and lead to a certification or degree in high skill, high wage, or high demand careers. In addition, portability of credits from high school to college, and across postsecondary institutions, is central to the POS model. Moving forward, FastTRAC will strengthen its linkages to Perkins (and thereby, build connections between ABE and Perkins) and work to adapt POS for the low-income adult student population (e.g., adopt POS for accelerated programs and modular courses). A August 17, 2009 39 statewide Adult Programs of Student Workgroup is in the formative stage to respond to the charge within the federal legislation and also to partner better with the FastTRAC initiative. National Technical Assistance and Research (NTAR) and Pathways to the Trades: NTAR is a national center associated with Rutgers University designed to promote leadership around policies that increase the employment and economic independence of adults with disabilities. In 2008, Minnesota was selected as one of three states to participate in the State Leaders Innovation Institute (SLII). Under SLII, high-level representatives of agencies involved in workforce development, economic development, and disability employment are working together to improve employment opportunities for adults with disabilities by partnering to improve coordination of existing resources and by tying disability employment to broader workforce and economic development efforts. The Minnesota SLII team is led by DEED’s Kathy Sweeney who, as a member of the FastTRAC Executive and Systems Leadership Teams, has helped to ensure that the needs of adults with disabilities are reflected in FastTRAC, as well as other major education and training initiatives in the state. Further, Pathways to the Trades in Duluth, Minnesota – one of seven FastTRAC incubators – is working with NTAR and Minnesota SLII to develop a plan to enhance services to people with disabilities as well as the “universal customer” at WorkForce Centers. National Work Readiness Credential (NWRC) and the national Career Readiness Certificate (NCRC): Efforts in Minnesota have been underway for the last two years to pilot the NWRC in six WorkForce Centers in partnership with their local ABE providers. Several of the NWRC pilot sites have reported that this credential and the preparation provided by ABE have been critical to upgrading and marketing the skills of entry-level job seekers. Employers have championed the NWRC in several areas and have reported that the skills associated with the NWRC certified job-seeker meet their expectations around entry-level employability skills. The pilot phase has also advanced relationships and coordination of service between ABE and WorkForce Centers. The NCRC, a product developed by ACT, is also being used by two Workforce Service Areas. Long-term, DEED—in partnership with the MN Workforce Center System—MnSCU, ABE and CBOs envision a statewide employment readiness credential system integrated into FastTRAC programs. Challenges Despite strong momentum going forward, there are certainly challenges to implementing FastTRAC. We have identified three primary obstacles: (i) buy-in among frontline staff; (ii) state-level leadership change; and (iii) sustainable funding. Below, we describe these challenges in more detail and suggest ways they can be overcome. Frontline staff buy-in: Professionals at the local level work hard every day to deliver excellent education, training, and employment services to Minnesotans wanting to build their skills and improve their job opportunities. Understandably, there can be resistance to changing the way programs operate. However, because the FastTRAC agenda is partly shaped by innovative practices already taking place in localities around Minnesota, we anticipate that frontline staff August 17, 2009 40 will view programmatic and policy changes as “bottom up” rather than just “top down.” FastTRAC incubator representatives will be key to communicating their experiences to other local-level staff. State-level leadership change: When Minnesota elects a new governor in 2010 there will be shifts in state agency leadership, goals, and priorities. It could prove challenging to educate new commissioners and their appointees about the impetus behind and importance of FastTRAC. However, the commitment to stackable credentials programming among a number of highlevel career civil service staff at each agency – and at the GWDC - will help ensure that the “FastTRAC way of doing business” will persist across election cycles and other changes to statelevel leadership. Sustainable funding: Funding from various state agencies – particularly DEED and ABE – are currently contributing significantly to the FastTRAC initiative. DEED has already embedded the principles of ARRA into permanent funds; ABE has committed some permanent funding streams for FastTRAC programming as well. Unfortunately other funding comes from one-time investments (i.e., federal stimulus dollars). The challenge will be sustaining this level of commitment to FastTRAC when temporary funds dry up. The most likely risk mitigation for all three challenges named above is federal policies. The policies embedded in the ARRA indicate President Obama and his administration are promoting career pathways, integrated basic and occupational skills training, and postsecondary credentials, all of which are consistent with Minnesota FastTRAC as primary ways to improve employment options for low skilled adults. With ARRA as a model for improving how training and related services are delivered through WIA, one can expect legislation reauthorizing the program will incorporate these principles and priorities going forward. This in turn means that federal mandates will help drive and catalyze the system change that is integral to FastTRAC. August 17, 2009 41 G. Lead Entities FastTRAC Organizational Chart As was the case in the planning phase of our Shifting Gears work, our organizational structure moving forward lends itself well to an ongoing process of input and feedback between state and local representatives of major public and nonprofit education and training programs and systems. While our commitment to an inclusive decision-making process is unchanged, the implementation phase of our work does call for a redesign of our organizational structure so that people’s abilities are put to best use. Along with the addition of the Senior Leadership Steering Committee, we have reconstituted our work teams (previously, the Student Support Services, Stackable Credentials, Data and Information Teams) to reflect our most pressing policy priorities going forward. These four teams –the Alignment Advisory, Guidelines, Work Readiness, and Data Sharing Teams (described in detail below) – also absorb members of the planning period’s System Leadership Team, many of whom will serve as co-chairs on the team most relevant to their area of expertise. This will minimize the amount of time former Systems Leadership Team members must spend on broad oversight of the work teams, allowing them to focus more directly on implementing specific policy agenda priorities. The Executive Committee will now adopt full August 17, 2009 42 responsibility for overseeing the work teams, and will present the teams’ goals and progress to the Senior Leadership Steering Committee for review – who in turn will provide guidance that the Executive Committee can take back to the work teams. More on each committee follows. Senior Leadership Steering Committee (Obj. III, priority 1) As described in section C above, education and training system heads will represent FastTRAC at the highest level; the Senior Leadership Steering Committee will be comprised of the following individuals and/or their designees: MnSCU Chancellor James McCormick State Education Commissioner Alice Seagren DHS Commissioner Cal Ludeman DEED Commissioner Dan McElroy DLI Commissioner Steve Sviggum OHE Director David Metzen GWDC Chair Cynthia Lesher Two state legislators will also be invited to join the committee. As envisioned by the Joyce Foundation, the Senior Leadership Steering Committee will meet on a quarterly basis to review FastTRAC policy priorities and provide guidance for moving them forward. A majority of Senior Leadership Steering Committee members also serve on the GWDC; for their convenience, we will schedule Steering Committee meetings in coordination with the GWDC meetings. Executive Committee (Obj. III, priority 1) The Executive Committee is responsible for coordinating the work of all FastTRAC partners and ensuring that progress is made toward implementing our policy agenda. In its role as liaison between the Senior Leadership Steering Committee and the four work teams, the Executive Committee will link broad, state agency and institution goals with the specific policy changes needed to implement stackable credentials programming at the local level statewide. The Executive Committee will meet on a biweekly basis to review and refine the FastTRAC policy agenda based on input from the various teams, and to ensure that FastTRAC is responsive to/incorporated in emerging state or federal workforce development and education policies that have significant consequences for Minnesota. The Executive Team will work closely with Joyce Technical Assistance to draft a communications plan and will take the lead in defining measurable statewide goals to translate the FastTRAC vision into actual changes in service and outcomes (Obj. III, policy priority 2 and 3). As is currently the case, the Executive Committee will comprise the following individuals (additional members may be added): Allete Workforce and Internal Talent Development Manager, Inez Wildwood August 17, 2009 43 State ABE Director, Barry Shaffer DEED Special Projects Manager, Kathy Sweeney DEED Director of Job Seeker Services, Rick Caligiuri MnSCU-OOC System Director for College Transitions, Linda Lade FastTRAC staff Guidelines Team (Obj. I, priority 1) See Section C, page 27. Alignment Advisory Team (Obj. I, priority 2) See Section C, page 28. Work Readiness Team (Obj. I, priority 4) This team is charged with determining which job readiness tools will be utilized by Minnesota’s WorkForce Center System. These tools include educational/literacy assessments as well as work readiness credentials. Review of national, state, and local data and practices will help inform the committee’s selections. Committee members will have state and local level representation from ABE, DEED, WorkForce Center partners, MnSCU, CBOs and other stakeholders. Data Sharing Team (Obj. III, priority 4) See Section D, page 34. August 17, 2009 44 H. Budget Minnesota is requesting two years of Joyce Foundation support, January 2010, through December 2011, in the amount of $662,900. The MnSCU Office of the Chancellor will continue to serve as the fiscal agent for the Joyce Foundation grant to Minnesota FastTRAC. Personnel (Y1 $216,000; Y2 $222,000) refers to staff time and travel for the FastTRAC director and the program consultant. The FastTRAC director is responsible for setting the agenda and providing direction to the Executive Team and other FastTRAC teams to ensure the policy agenda and action plan is carried out. The director is also responsible for enabling all FastTRAC teams to fulfill their charges, managing budgets and reports, and being the key contact with the Joyce Foundation and technical assistance providers. The program consultant is responsible for providing technical assistance to FastTRAC programs at the local level and for facilitating connections between systems for the purpose of designing and improving FastTRAC programs. The program consultant is also the key liaison between DEED and ABE on aligning policies and programs. “Data Researchers” refers to staff time of three data specialists (ABE, MnSCU, and DEED to liaise with Davis Jenkins and fulfill the charge of the Data Sharing Team). “Agency Lead” refers to the four agency leaders from DEED, ABE and MnSCU that guide the FastTRAC initiative and sit on the Executive Team. Both MnSCU and ABE will hire policy alignment specialists to support fulfillment of agency commitments under the policy agenda. ABE Regional Transitions to Postsecondary Coordinators refers to new part-time positions in ABE. Other Consultants or Subcontracts (Y1 $65,000, Y2 $65,000) refers to consultants for supplementing FastTRAC and agency staff for special studies in the policy agenda. They include: apprenticeship review (Obj. II, priority 5); support services (Obj. II, priority 11); FastTRAC and student success rates (Obj. III, priority 3); and integrating FastTRAC into web-based tools (Obj. I, priority 5). Meeting Expenses (Y1 $3,800, Y2 3,800) covers food for FastTRAC team meetings. In-kind facilities and copying are provided by ABE, MnSCU, and DEED. Travel (Y1 $9,000, Y2 $10,000) refers to travel reimbursement for non-state employees to attend FastTRAC meetings and be “champions” of the FastTRAC message. Out-of-state travel (Y1 $1,500, Y2 $1,800) is available for staff professional development. Communications (Y1 $3,000, Y2 $1,000) refers to printing costs for materials. In-kind design work by DEED and website upkeep by MnSCU are also budgeted. Field Building Activities (Y1 $3.75 m, Y2 0.9 m) refers to cash match to finance FastTRAC programs/grants, including: WIA Incentive ($600,000, $200,000), ABE EL Civics ($700,000, $700,000), ABE discretionary ($200,000), WSA Supplement ($1,500,000), Title IV ($500,000), NTAR/PTE $50,000, WIA discretionary ($200,000) MnSCU Fiscal Admin/Indirect (Y1 $30,000, Y2 $30,000) covers fiscal administration. August 17, 2009 45 Minnesota FastTRAC Shifting Gears 2.0 Budget – Year 1 (January – December 2010) JOYCE GRANT PERSONNEL FastTRAC Director FastTRAC Program Consultant Data Researchers (3) Agency Lead -- DEED (2) Agency Lead -- ABE Agency Lead -- OOC MnSCU Policy Alignment Specialist ABE Policy Alignment Specialist ABE Reg'l Transitions to PS Coordinators Other Consultants or Subcontracts MEETING EXPENSES Facilities Food Copying and Materials Speaker Honorariums TRAVEL In-state for staff and team members Out-of-state COMMUNICATIONS Design Printing Dissemination Website Design Website Upkeep $ 120,000 $ 96,000 $ 65,000 $ 3,800 $ $ $ DATA Equipment Support $ 24,000 $ 45,000 $ 75,000 $ 50,000 $ 75,000 $ 120,000 $ 120,000 $ 100,000 DEED ABE, MnSCU, DEED DEED ABE MnSCU MnSCU ABE ABE (WIA Incentive) $ 10,000 In-kind ABE, DEED, MnSCU $ 500 In-kind DEED, ABE, MnSCU $ 3,000 $ 10,000 9,000 1,500 In-kind DEED 3,000 $ In-kind MnSCU 500 XXXXXXXXXXXXX XXXXXXXXXXXXX MnSCU-OOC Fiscal Admin/Indirect August 17, 2009 SOURCE OF MATCH XXXXXXXXXXXXX FIELD BUILDING ACTIVITIES Learning communities and professional development conferences Grants for FastTRAC development and expansion Evaluation of pilots or strategies SUBTOTAL TOTAL MATCH $ $ $ 3,750,000 30,000 $ 328,800 $ 4,382,500 4,711,300 46 ABE, DEED, DHS, MnSCU Minnesota FastTRAC Shifting Gears 2.0 Budget – Year 2 (January – December 2011) JOYCE GRANT PERSONNEL FastTRAC Director FastTRAC Program Consultant Data Researchers (3) Agency Lead -- DEED (2) Agency Lead -- ABE Agency Lead -- OOC MnSCU Policy Alignment Specialist ABE Policy Alignment Specialist ABE Reg'l Transitions to PS Coordinators Other Consultants or Subcontracts MEETING EXPENSES Facilities Food Copying and Materials Speaker Honorariums TRAVEL In-state for staff and team members Out-of-state COMMUNICATIONS Design Printing Dissemination Website Design Website Upkeep $ 123,000 $ 99,000 $ $ $ 10,000 1,800 $ 1,000 DEED ABE, MnSCU, DEED DEED ABE MnSCU MnSCU ABE ABE $ 10,000 In-kind ABE, DEED, MnSCU $ In-kind DEED, ABE, MnSCU 500 $ 10,000 FIELD BUILDING ACTIVITIES Learning communities and professional development conferences $ FastTRAC programming (grants for FastTRAC development and expansion Evaluation of pilots or strategies XXXXXXXXXXXXX XXXXXXXXXXXXX August 17, 2009 $ 24,000 $ 45,000 $ 75,000 $ 50,000 $ 75,000 $ 120,000 $ 120,000 $ 100,000 3,800 XXXXXXXXXXXXX SUBTOTAL TOTAL SOURCE OF MATCH $ 65,000 DATA Equipment Support MnSCU-OOC Fiscal Admin/Indirect MATCH In-kind MnSCU 500 $900,000 $ 30,000 $ 334,100 $ 1,863,600 47 $ 1,529,500 DEED, ABE, DHS, MnSCU August 17, 2009 48