Alia M Ludlum Financial Disclosure Report for 2005

advertisement
FINANCIAL DISCLOSURE REPORT
AOJO
Rev. 112006
FOR CALENDAR YEAR 2005
1. Person Reporting Oast name, first, middle Initial)
Ludlum, Alia
Report Required by the Ethics
in Government Act of 1978
M
(5 U.S.C. app. §§ 101-111)
2. Court or Organization
3. Date of Report
Western District of Texas
4. Title (Article Ill judges indicate active or senior status;
Sa. Report Type (check appropriate type)
6. Reporting Period
magistrate judges indicate full- or part-time)
D
D
U.S. District Judge - Active
Sb.
7. Chambers or Office Address
Initial
D
01/01/2005
Date
Annual
to
D
Final
12/3112005
Amended Report
8._0n the basis of the information contained in this Report and any
modifications pertaining thereto, it Is, in my opinion, in compliance
with applicable laws and regulations;
111 E Broadway, Room A-202
Del Rio,
Nomination,
TX 78840
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete al( parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS.
D
NONE
(Reporting individual only; see pp. 9-13 ofinstructions.)
(No reportable positions.)
NAME OF ORGANIZATION/ENTITY
POSITION
1. Relay Treasurer
American Cancer Society, Val Verde Cnty Unit 6/1/05-6/1/06
2.
3.
4.
5.
......,
=
=
=-
CJ
(../)
C)
(·-:
(
n.
) ...
"" ··'
II. AGREEMENTS.
[Kl
NONE
r --; '" -)
(Reporting individual only; see pp. 14-16 ofinstructions.)
2.
3.
(_ 'l
j'>
(No reportable agreements.)
��)
PARTIES AND TERMS
1.
---.;'.'.
-
·
+='
(.fl.
:u
fil
(')
- ,9
t:"·<,.,.
;-·:1
._:;
FINANCIAL DISCLOSURE REPORT
Page 2of6
Name of Person Reporting
Date of Report
Ludlum, Alia M
III. N 0 N-INVESTMENT INCOME.
(Reporting individual and spouse; see pp. 17-24 ofinstructions.)
A. Filer's Non-Investment Income
[2[]
NONE (No reportable non-investment income.)
SOURCE AND TYPE
INCOME
(yours, not spouse's)
I.
2.
3.
4.
5.
B. Spouse's Non-Investment Income
- I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D
NONE (No reportable non-investment income.)
SOURCE ANP TYPE
1. 2005
Sales of bull riding merchandise and chair rental
2.
3.
4.
5.
IV• REIMBURSEMENTS
-
transportation, lodging, food, entertainment
(Includes those lo spouse and dependent children. See pp. 25-27 of ins/ructions.)
[2[]
NONE (No reportable reimbursements.)
SOURCE
I.
2.
3.
4.
5.
DESCRIPTION
FINANCIAL DISCLOSURE REPORT
Page 3of6
V. GIFTS,
[EJ
Name of Person Reporting
Date of Report
Ludlum, Alia M
(Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
NONE (No reportable gifts.)
DESCRIPTION
SOURCE
].
2.
3.
4.
5.
VI. LIABILITIES. (Includes those ofspouse and dependent children. See pp. 32-34 ofinstructions.)
0
NONE (No reportable liabilities.)
DESCRJPTION
CREPITOR
I.MBNA
Credit Card
2. 'Citi Bank Advantage
Credit Card
3.
4.
5.
VALUE CODE
FINANCIAL DISCLOSURE REPORT
Page4 of6
NONE
Date of Report
Ludlum, Alia M
VII. INVESTMENTS and TRUSTS
D
Name of Person Reporting
-
income, value, transactions (includes those ofthe spouse and dependent children. see pp. 14.s1 offiling instructions)
(No reportable income, assets, or transactions.)
. . ... ·:c;::
.
::·JI)
·v: µ•
c&4h
):(fl'}
.
·
· ·:.:::
,
:=:;:: . . . .
: ::·:X2J
1ic!i4 3
·
.
t:Yliei( •s>
::oiJy,s�iii
;
oietget;
'\{,Q�°W) • );� •mP.Wn) >
·:·: '.:·.::·;:'·· ::::: :· ·: ::::·:...::; ·
...
.·
·· ·
Dividend
J
T
2. Border Federal Credit Union Accounts
A
Interest
J
T
3. Westar Energy Inc Common Stock
A
Dividend
J
T
Sold
None
,
. (5): .
:. •::: • ideiniii r : : · ••
i:iafo
: M'tirith :
.. .
A
TX (2000
c·
;M•il¥i •:
I. Westar Energy Inc Direct Stock Reinv
Plan
4. Acreage #I Val Verde Coty,
$60,000)
•
v•1li"'
.
nay
.
.. -. . . .
•
..
·
.
6/07
L
E
Nick
& Shadia
Khowy
5. The Bank and Trust Accounts
A
Interest
L
T
6. First Trust 629 Muni C/E Portfolio
F
Interest
0
T
None
J
T
7. Nektar Theraputics Common Stock
Partial Sale
10/7
L
8. Linsco Premier M Mkt Port Accounts
A
Interest
K
T
9. Nuveen High Yield Mun Bd Fd Cl C
A
Dividend
L
T
Purchased
4/21
L
I 0. Oppenheimer Rochester Natl Muni Fd
CIC
B
Dividend
L
T
Purchased
4/21
L
B
Interest
L
T
Purchased
9/19
L
11. Translantic Bank Miami Fl
·
•••••<Ji#y;,ii�bi1¥ · ..
(ifjjri iite :.• • •·:.
;
i:tion)
CTF CD
12.
13.
14.
15.
16.
17.
·:::·:.·: ::
:·::::
::·:.;:·::·.. :: ::
F INANCIAL DISCLOSURE REPORT
Page 5of6
Name of Person Reporting
Date of Report
Ludlum, Alia M
VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaJepartofReporL)
Part
VII, INVESTMENTS
Item3, previous year
Report, Asset #8).
and TRUSTS:
(2004) report (Wachovia Securities MM Accounts #2), is omitted because the a5set was transferred to Linsco Private Ledger in 2004 (2005
FINANCIAL DISCLOSURE REPORT
Page6 of6
Date of Report
Name of Person Reporting
Ludlum, Alia M
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
___
Date
q-Dfo
NOTE: AN
UAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
Download