AFL ANTI-DOPING TRIBUNAL WEDNESDAY, 21 JANUARY 2015 DAY NINE (TRANSCRIPT-IN-CONFIDENCE) - - - - - CHAIRMAN: MR DAVID JONES MR JOHN NIXON MR WAYNE HENWOOD COUNSEL ASSISTING: MR JUSTIN HOOPER - - - - - MR J. GLEESON QC with MS R. ENBOM appeared on behalf of AFL. MR M. HOLMES QC with MR P. KNOWLES appeared on behalf of the CEO of ASADA. MR D. GRACE QC with MR B. IHLE appeared on behalf of 32 players. MR N. CLELLAND QC with MR D. HALLOWES appeared on behalf of and Mr - - - - - 1 2 CHAIRMAN: witnesses? 3 MR HOLMES: 4 CHAIRMAN: 5 MR HOLMES: 7 CHAIRMAN: 8 MR HOLMES: 10 Yes. I recall Professor Handelsman. Professor, would you like to go into the witness box for us; thank you. 6 9 Are we ready to proceed as proposed with the expert I understand they want to keep cross-examining him. Yes. I'm not sure about the Tribunal's convenience this afternoon. CHAIRMAN: What we thought we would do, if it was convenient to 11 everyone, was perhaps we go through to 1 and take a lunch 12 break at 1 until 2, and then proceed from there. 13 14 15 16 MR HOLMES: tonight. CHAIRMAN: MR HOLMES: 18 CHAIRMAN: 20 21 22 We will just burn the midnight oil. You're used to doing that. 17 19 Professor Handelsman has to go back to Sydney Except that he must catch the plane tonight. He'll catch the plane, don't worry. All right. Mr Grace, would you like to continue? MR HOLMES: I think Mr Ihle was cross-examining. Mr Grace had finished his turn. MR GRACE: Could I just introduce to the Tribunal Dr John Vine, 23 who is present. 24 Professor Handelsman's cross-examination. 25 of course involved in this hot tub exercise. 26 CHAIRMAN: 27 MR IHLE: 28 Okay. He will remain during the course of Then he will be Sorry, Mr Ihle, to do you out of your role. No, not at all. I'm more than happy to hand over to my learned leader, if he wants to take it. 29 <DAVID JOSHUA HANDELSMAN, recalled: 30 <CROSS-EXAMINED BY MR IHLE, continued: 31 MR IHLE: Professor, thank you for coming back. .AFL Anti-Doping Tribunal 21/01/15 662 I only have a HANDELSMAN XXN BY MR IHLE 1 limited number of questions to ask you, and hopefully it 2 won't take too long. 3 questions, there was a journal article that was forwarded 4 through to the solicitors of ASADA that was requested that 5 you familiarise yourself with. 6 read that and digest it? Just before I do launch into those Have you had a chance to 7 A. I read it this morning, yes. 8 Q. You feel familiar enough with the contents to answer a 9 10 limited number of questions about it? A. Yes. I mean it depends on the depth of the questioning, 11 but I have had limited time to look at it but, yes, I'm 12 happy to have a go. 13 Q. Before we go into questions on that article can I ask you 14 in all of your expansive research on this topic, Thymosin 15 Beta-4, Thymosin alpha, Thymomodulin, et cetera, et 16 cetera, had you seen that article before? 17 A. Yes. 18 Q. You had? 19 A. Yes. 20 Q. So, prior to you being provided that by the lawyers for 21 22 ASADA, you had seen that article and read it? A. About some months ago, and it was sort of one of - you read 23 it and it didn't stick in my memory particularly, but 24 I have seen it and it was actually referred to in my 25 report. 26 Q. That article is referred to? 27 A. I believe so. I'm not 100 per cent certain, but I have 28 certainly seen it before. 29 in the way that I would be prepared to sort of have such a 30 discussion. 31 Q. I understand. But I hadn't really absorbed it Just put that aside for the moment. .AFL Anti-Doping Tribunal 21/01/15 663 I just HANDELSMAN XXN BY MR IHLE 1 want to ask you about some of the other articles you have 2 cited in your report. 3 it is cited as the only human study of intravenous 4 administration of Thymosin Beta-4 that you have cited, it 5 is cited at reference No. 99. One of those articles, and I think 6 A. Yes. 7 Q. And it's from the annals of New York Academy of Sciences by 8 9 Ruff and others. A. Yes. 10 MR HOLMES: 11 CHAIRMAN: 12 13 Can I just refer to report No. 102. Can you just remind us, Mr Holmes, where the professor's - - MR HOLMES: The professor's report is in AS-4. At page 64 the 14 report starts. 15 references to that report, and his attention was drawn to 16 99, but 102 is the reference to the report that Mr Ihle 17 was asking about where the professor thought that he had 18 included a reference to it. 19 MR IHLE: 20 Yes. He's being cross-examined about the I accept that. 102 is a reference to the article that's been provided to you. 21 MR HOLMES: 22 A. 23 MR IHLE: That's at page 88. Yes, as I recall. Now, as I indicated, if you could put that to the 24 side for the moment and if we could look at the one cited 25 at 99. 26 A. Yes. 27 Q. That's an article that's titled in relation to a study, "A 28 randomised placebo controlled single and multiple dose 29 study of intravenous Thymosin Beta-4 in healthy 30 volunteers"? 31 A. Yes. .AFL Anti-Doping Tribunal 21/01/15 664 HANDELSMAN XXN BY MR IHLE 1 Q. Just so we have all got that, I circulate copies of that 2 down the Bar table and I can hand some up to the Tribunal. 3 Do you have a copy of that article there? 4 A. Not in front of me. 5 Q. There should be 10 copies. 6 CHAIRMAN: 7 MR IHLE: 8 CHAIRMAN: 9 MR IHLE: Mr Ihle, this is not already in; is that right? It's not an exhibit. Do you want to make it an exhibit? I will be seeking to tender it. 10 CHAIRMAN: We might as well do that now. 11 #EXHIBIT PG-12 - Article of the New York Academy of Sciences "A 12 randomised placebo controlled single and multiple dose 13 study of intravenous Thymosin Beta-4 in healthy 14 volunteers". 15 MR IHLE: With the exception of a human trial which was 16 abandoned because the Thymosin Beta-4 used in that human 17 trial was not from a GMP-certified source, this is the 18 only article you have been able to find about the 19 administration of intravenous Thymosin Beta-4 to humans? 20 A. That's correct. 21 Q. And the focus of the study that's reported in this article 22 was looking at adverse effects of doses of Thymosin Beta-4 23 on humans, was it not? 24 A. It's a typical phase 1 study where you are only looking to 25 make sure the dose is safe. 26 of any interest usually. It's got no efficacy outcomes 27 Q. They are not looking for benefits? 28 A. That's correct. 29 Q. They are looking for any negative - - - 30 A. They are looking for safety. 31 Q. Would you agree with this classification: insofar as this .AFL Anti-Doping Tribunal 21/01/15 665 It's a safety focus, yes. HANDELSMAN XXN BY MR IHLE 1 article is concerned, there was no significant adverse 2 consequences for the administration of Thymosin Beta-4 on 3 the subjects sampled? 4 A. In this study, yes. 5 Q. If we look at that study - - - 6 MR HOLMES: 7 8 Can I just object to the relevance as to whether or not significant adverse consequences. MR IHLE: 9 One of the things that will need to be proved by ASADA is the three criteria for the addition of a 10 substance to the prohibited list; that is, that it has 11 performance-enhancing benefits, that it's contrary to the 12 spirit of sport or that it's damaging to the athlete. 13 CHAIRMAN: 14 MR IHLE: 15 CHAIRMAN: 16 MR IHLE: Okay. This deals with the third of those. Okay. We see in this study that the dosages that were 17 administered to the subjects of the study were 18 administered over a course of 14 days? 19 A. Yes. 20 Q. And those dosages ranged from 42 milligrams? 21 A. Yes. 22 Q. To 140 milligrams? 23 A. Yes. 24 Q. 420 milligrams? 25 A. Yes, yes. 26 Q. To 1,260 milligrams? 27 A. Yes. 28 Q. So the highest dosage in relation to the subjects of that 29 study was 1.26 grams a day? 30 A. That's correct. 31 Q. And no adverse consequences were noted? .AFL Anti-Doping Tribunal 21/01/15 666 HANDELSMAN XXN BY MR IHLE 1 A. In a very limited study. It is very typical that a phase 1 2 study is kind of like a veto system. 3 that you can't proceed. 4 not determined in this way. 5 much more extensive and more detailed studies. 6 Q. If it is not safe in But safety of regular usage is It requires phase 2 and 3, At page 229 of that article, immediately above the heading 7 "Acknowledgments", the conclusory sentence is, "These 8 initial results should allow further development of a 9 planned efficacy trial in acute myocardial infarction"? 10 A. Yes, that is very standard. 11 Q. And you would agree with that? 12 A. I would agree with that, yes. 13 Q. Thank you. So that has been tendered. I want to ask you 14 about your 11 December report now. 15 responds to five specific questions that were asked of 16 you. 17 A. 18 CHAIRMAN: 19 A. 20 MR IHLE: This is the one that Yes. Do you have that there, Professor? I have it here somewhere. Yes, I have it here. In relation to the first question Mr Grace took you 21 the other day to the reference to China, and I think you 22 have clarified your intention in relation to that, or at 23 least to some degree you shouldn't have said China, you 24 should have talked about - - - 25 A. Yes, look, it should have been broader without reference to 26 China. 27 available peptides do come from China. 28 were broader than that. 29 Q. But, having said that, most of the commercially But the comments And you exclude Thymomodulin as being one of the things 30 discussed in that email for a number of reasons. 31 say it has no known performance enhancing benefit, and you .AFL Anti-Doping Tribunal 21/01/15 667 One, you HANDELSMAN XXN BY MR IHLE 1 assume a performance enhancing context of that 2 communication? 3 A. Correct. 4 Q. And you also say that Thymomodulin is obsolete and not 5 6 produced anywhere in the world commercially? A. To the best of my knowledge, the original acid lysate 7 Thymomodulin I don't think would be produced in any 8 Western environment, yes. 9 Q. 10 That's not what the report says. It says it's not produced commercially anywhere in the world, doesn't it? 11 A. I think that's correct. 12 Q. You think that's a correct statement? 13 A. I do think that's a correct statement. 14 Q. Did you do any even preliminary searches online to see the 15 16 availability of Thymomodulin? A. I can say that if you do put that word into a search engine 17 products will appear from disreputable sites, and I don't 18 believe that it's likely that those represent the same 19 material. 20 substance. 21 Q. They are just a name that's used for an unknown But, if someone was to go to those disreputable sites, they 22 could order something they believe is Thymomodulin because 23 that's what it is advertised as? 24 A. That's possible, yes. 25 Q. Are you aware that ASADA requested a testing laboratory in 26 Cologne to purchase Thymomodulin and have it tested? 27 A. No, I wasn't aware of that. 28 Q. I want to hand you some documents that we have been 29 30 31 provided by ASADA. MR HOLMES: Before it is handed up can I just have a moment to get some instructions? .AFL Anti-Doping Tribunal 21/01/15 668 HANDELSMAN XXN BY MR IHLE 1 CHAIRMAN: 2 MR HOLMES: 3 MR IHLE: Yes, certainly, Mr Holmes. No objection. I just want to hand to you - there are two stapled 4 documents there. 5 ASADA marked document ASA-2.0068.2434 through to 2440, and 6 then ASA-2.0068.2442 through to 2444. 7 and I'll hand copies up to the Tribunal. 8 MR HOLMES: 9 MR IHLE: 10 CHAIRMAN: 11 12 One is an email chain which commences I will hand those 2440? Yes. It is headed "Thymomodulin - a question." So we can use that for the purposes of identifying it, Mr Ihle. MR IHLE: It is an email chain between Dr Stephen Watt from 13 ASADA and Hans Geyer between the date of 20 November 2014, 14 stretching back to 12 February 2014. 15 CHAIRMAN: 16 17 Okay. I have noted the email chain, 20/11/14 to 12/2/14. MR IHLE: 18 Professor, this is the first time you have seen these documents? 19 A. That's correct. 20 Q. Through your consultations with the lawyers for ASADA, 21 Dr Watt, counsel for ASADA, no-one made you aware of the 22 fact that at ASADA's request a testing laboratory in 23 Cologne purchased TFX Thymomodulin and had it analysed? 24 A. 25 26 No, I was not aware of that. I haven't been so informed, no. Q. Does that surprise you in light of the definitive nature in 27 which you have stated that no-one produces it commercially 28 in the world? 29 A. I think that that comment still applies in the sense that 30 it's as an acid lysate I think at least maybe in the 31 Western world, I should say, but I don't believe that that .AFL Anti-Doping Tribunal 21/01/15 669 HANDELSMAN XXN BY MR IHLE 1 product is produced, at least I have not been able to find 2 other evidence that it's produced. 3 product has the name "TFX Thymomodulin", it may or may not 4 have any relationship to what I was referring to as the 5 original thymus extract. 6 Q. The fact that a When you now qualify the statement that it's in your report 7 about not being commercially available in the Western 8 world - - - 9 MR HOLMES: Gentlemen, this chain of correspondence, it's been 10 suggested to the witness that that is a reference to 11 Thymomodulin simpliciter, but TFX Thymomodulin is a 12 totally different substance. 13 the question is based is misleading, on my instructions. 14 So I would ask Mr - - - 15 CHAIRMAN: 16 So the assumption upon which Perhaps the professor could be asked about that in terms of TFX Thymomodulin. 17 MR GRACE: 18 MR HOLMES: Where is the evidence of that? The professor has a computer. If my friend wants 19 to challenge this, he can look up TFX Thymomodulin and 20 will find it's a mixture of peptides. 21 substance. 22 MR IHLE: 23 24 not? A. 25 26 Thymomodulin itself is a mixture of peptides, is it I think you described it - - - Yes, it is a soup. Yes, it is a soup of probably hundreds and thousands of peptides, yes. Q. I just observe that my learned friend will of course have a 27 right of re-examination. 28 document says. 29 CHAIRMAN: 30 MR IHLE: 31 It is a different This document says what this No, you continue, Mr Ihle. I tender both the email chain and the analysis report of the Deutsche sports school from Cologne in relation to .AFL Anti-Doping Tribunal 21/01/15 670 HANDELSMAN XXN BY MR IHLE 1 the purported analysis of TFX Thymomodulin dated 2 December 1, 2014 from Professor Mario Thevis, PhD. 3 CHAIRMAN: Both those documents are PG-13. 4 #EXHIBIT PG-13 - Email chain between Dr Stephen Watt and Hans 5 Geyer dated 20/11/14 to 12/2/14, and an analysis report 6 from Deutsche Sporthochschule Koln. 7 MR IHLE: Just in relation to that, Professor, you will see 8 that in the analysis report itself the reference under the 9 description to what was tested refers to Eagle 10 Pharmaceuticals Limited? 11 A. Yes. 12 Q. Are you familiar with Eagle Pharmaceuticals? 13 A. No. 14 Q. You have heard no reference to Eagle Pharmaceuticals in the 15 course of your preparation for this case? 16 A. No. 17 Q. I also want to ask you about - sorry, before I do, when 18 you - and I will refer to the question that I asked - now 19 say in relation to Thymomodulin being produced 20 commercially anywhere in the Western world - - - 21 A. That was a tentative qualification. I don't believe it's 22 being produced in the way in which it was originally 23 described as an acid lysate of thymus. 24 is, I have no idea. What this material 25 Q. It appears to be represented as TFX Thymomodulin? 26 A. By God knows who and with what sense of responsibility, 27 28 I don't know. Q. 29 30 31 At least on the face of it it would tend to suggest Eagle Pharmaceuticals; do you agree with that? A. It appears to be. They could be just simply a post office box buying products from somewhere else and sending them .AFL Anti-Doping Tribunal 21/01/15 671 HANDELSMAN XXN BY MR IHLE 1 out. I don't really know. 2 Q. Are you aware of a company called Thymus Therapy? 3 A. No. 4 Q. When you put the tentative qualifier on "not produced 5 commercially in the world" and include the word "Western", 6 would you include China to be part of the Western world? 7 A. Look, I can't comment in any depth about where products 8 called Thymomodulin may now be produced. I'm pretty 9 confident that they are not produced by the standard 10 methods that were used 100 years ago. 11 unlikely. 12 in China are very focused on modern technology. 13 peptides. 14 but they don't usually, as far as I'm aware, extract 15 biological material with unknown potential virus or other 16 contaminations and so on. 17 China that's done much. 18 Q. I think that's very I think that the commercial production plants They make They sell them sometimes with bodgie labels, I don't believe that even in So you don't believe that there would be substances 19 commercially produced in China that are marketed as 20 Thymomodulin? 21 A. They would be marketed as Thymomodulin, but they are 22 probably a mixture of peptides they make on a peptide 23 synthesiser. 24 the thymus as originally described before Thymosin and so 25 on were identified properly, that's going backwards 26 100 years, which I think in China they don't do. 27 Q. I don't believe that they are a lysate of So, coming back to the answer to question 1 of your 28 11 December report, when you exclude Thymomodulin should 29 that be read as "Thymomodulin being the lysate extracted 30 from the thymus gland"? 31 A. Yes. .AFL Anti-Doping Tribunal 21/01/15 672 HANDELSMAN XXN BY MR IHLE 1 Q. 2 3 It shouldn't be read more generally as "Thymomodulin that might be marketed as Thymomodulin"? A. Well, no, I agree with your comment that it referred to 4 Thymomodulin as in my original report described as an 5 lysate of the thymus. 6 names, I can't account for that. 7 Q. If others choose to use misleading I just want to show you this document. This has already 8 been tendered. This is part of - I just want to show my 9 learned friend because I have some markings on it and 10 I want to be comfortable that he's happy for me to show 11 the witness. 12 of Mr Mullaly's affidavit so I can ask the professor about 13 it. 14 MR HOLMES: 15 CHAIRMAN: 16 17 For ease of reference I have extracted parts No objection. That's AS-16, the affidavit. So this is actually in the affidavit? MR IHLE: This is in the affidavit. I'm not going to tender 18 this. It has already been tendered. It is just for ease 19 of reference. 20 deposed by Mr Mullaly, a lawyer at ASADA who you know and 21 have conferred with on a number of occasions; is that 22 right? Professor, this is an affidavit that's been 23 A. I have met him. I have met him, yes. 24 Q. You see at paragraph 94 and into 95 what he says is that on 25 4 December last year he performed a Wayback Machine 26 search. 27 Machine? 28 A. 29 30 31 I don't know if you are familiar with the Wayback No, I'm not actually. It sounds like a bit of science fiction. Q. Sounds like it. He indicated that using the Wayback Machine a website from a company called Thymus Therapy .AFL Anti-Doping Tribunal 21/01/15 673 HANDELSMAN XXN BY MR IHLE 1 listed a product called TFX Thymomodulin for sale, and 2 that that was for sale on their web page as of about 3 18 February 2012. 4 I have given you the very next page, which is 214 - sorry, 5 those pages might be - 213 and 214 are the extracts of 6 that page. 7 A. 8 9 I don't actually have page numbers like that. MR HOLMES: MR IHLE: 11 A. 12 I think it starts at 213. 213. See he says - - - I don't have a 213. I have two copies of page 11 and then 214. 13 MR HOLMES: 14 MR IHLE: 15 I think it starts on 213. It does, and I apologise for the photocopying error. I will hand that up. 16 A. 17 MR HOLMES: 18 213 is the start of exhibit DM-23. Okay. Perhaps the professor can be given the opportunity to read 213 to 215. MR IHLE: 20 21 I have two copies of page 11 - 214, yes, okay. 10 19 You will see attached to that document I'm just asking him whether he has seen this and pointing to him the evidence that's already been given. A. No, I haven't seen it, but I do note a very important point 22 in composition. 23 biotechnologically derived", which means it is 24 synthesised. 25 extract. 26 Q. It says it's "a family of six peptides It is not purified by an acid thymus And that's the distinction that you want to make clear 27 today as opposed to the bald statement in your report of 28 11 December? 29 A. I'm elaborating on what I said. 30 Q. Clarifying? 31 A. Clarifying that the Thymomodulin that I referred to is .AFL Anti-Doping Tribunal 21/01/15 674 HANDELSMAN XXN BY MR IHLE 1 originally the acid lysate of thymus. 2 that's produced any more, and I think what they say here 3 is probably a little bit ambiguous, but when they say 4 biotechnologically derived six peptides, that can only be 5 produced by a synthesis machine, not by a lysate. 6 is not Thymomodulin by its generally accepted definition. 7 They are just using the name. 8 Q. 9 MR HOLMES: 10 A. I don't believe So it When you say "its generally accepted definition" - - Perhaps he could be allowed to finish. The term "Thymomodulin" has a significant place in the 11 history of the development of thymus peptides. 12 Goldstein and others have been involved in the 13 purification. 14 specific meaning, and it means an acid lysate of calf 15 thymus. 16 to hijack that name for people who perhaps have not caught 17 up with what's happened in the last 50 years, and remember 18 that calf thymus has got some youth promoting properties 19 and so on. 20 there's enough information there to say that it is six 21 peptides, which means it is made on a peptide synthesis 22 machine, not by an acid extract. 23 MR IHLE: It has a very firm place. Allen It has a In that sense what this represents is an attempt Okay. So I think this is mostly hocus-pocus, but That is a distinction which you are able to 24 make given your knowledge of the history of Thymomodulin 25 and the studies that have been done by Goldstein and 26 others? 27 A. From reading them, yes. 28 Q. And we have no knowledge or you have no knowledge as to 29 whether the people that were party to that 30 communication - - - 31 A. Which communication? .AFL Anti-Doping Tribunal 21/01/15 675 HANDELSMAN XXN BY MR IHLE 1 Q. 2 -- which is the answer to question 1 of your 11 December report - - - 3 A. Yes. 4 Q. -- are so familiar with that background either? 5 A. I answered the question which was which is the most likely 6 of those in the context of that message. I wasn't 7 reflecting terribly much on the people who sent the 8 message, other than that there is a sports scientist and a 9 high performance manager. So their focus is on 10 performance enhancement. 11 I wouldn't infer anything about how they think. 12 Q. That's what I took. Beyond that If you go on, paragraphs 96 and 97 on page 11 of the 13 affidavit refer to the Thymus Therapy web page as it 14 appears on 9 January 2015, taking that on face value? 15 A. 16 Sorry, can you just point me again to where you are looking? 17 Q. Paragraph 96. 18 A. Yes. 19 Q. On 9 January. 20 A. Yes, yes, got it. 21 Q. Mr Mullaly deposes that he performed a direct search of TFX 22 Thymomodulin on the Thymus Therapy web page? 23 A. Yes. 24 Q. And he produces a screen dump of that at DM-33, which 25 hopefully you will have, at page 216 and 217. 26 A. 27 CHAIRMAN: 28 MR IHLE: 29 A. It is probably two-sided photocopying going wrong. 30 Q. Paragraph 98 - I want to read to you from Mr Mullaly's 31 I have page 15 and 17, no 16. Yes, we are the same. I will have a word to my instructor later. affidavit: "On 5 December I performed an internet search .AFL Anti-Doping Tribunal 21/01/15 676 HANDELSMAN XXN BY MR IHLE 1 on a web site called Alibaba.com for Thymomodulin powder." 2 He says that he's "aware that the Alibaba website was a 3 giant Chinese E-retail site that had floated on the New 4 York Stock Exchange", et cetera, et cetera, and he refers 5 to a Mirror newspaper article at DM-34. 6 He then at DM-35 produces a true copy of the search 7 results for Thymomodulin powder on the Alibaba.com 8 website. 9 understand that to be a giant Chinese E-retailer? That's not there. So, reading those things together, would you 10 A. Mm-hm. 11 Q. A search has been done in relation to their website and he 12 13 has produced the results of that search at DM-35? A. I'm quite familiar with Alibaba. It is well described as a 14 giant retail site, but it's also well known that it will 15 advertise anything that's not nailed down and there's no 16 guaranteeing what's on there is actually available or is 17 as it is described. It's a huge unregulated market. 18 Q. Do you have pages 221, 222, 223 and 224? 19 A. Yes, I do. 20 Q. Do you see the screen dump that constitutes DM-35? 21 A. Yes, that's it, yes. 22 Q. And you will see that starting on 222, the third entry 23 there, Thymomodulin powder? 24 A. Mm-hm. 25 Q. "China, mainland. 26 A. Yes. 27 Q. Do you see the very next one, "Thymomodulin powder, GMP One kilogram minimum order"; yes? 28 approval"? Would you have an expectation that a 29 GMP-approved laboratory or supplier would advertise 30 something as Thymomodulin powder without making that 31 distinction that you have made? .AFL Anti-Doping Tribunal 21/01/15 677 HANDELSMAN XXN BY MR IHLE 1 A. I don't believe for a minute that a GMP-approved place 2 would be selling Thymomodulin powder because the current 3 status of GMP certification is such that they wouldn't 4 meet it if they make it as an acid lysate of thymus. 5 they make it out of peptides just thrown together, they 6 may or may not, but I wouldn't even take the statement 7 that that's GMP approved without further investigation. If 8 Q. You would have to look behind the assertion "GMP approval"? 9 A. Yes. 10 Q. Especially if it is coming from someone who themselves 11 purport to be GMP approved? 12 A. Correct. 13 Q. It goes on "thymus extract powder" under the same heading? 14 A. Yes. 15 Q. Over the page, "GMP supplier, Thymomodulin powder. 16 Thymomodulin. Thymomodulin powder"? 17 A. Yes. 18 Q. You see that this stuff is available by the truckload, 19 whatever it is, they call it Thymomodulin? 20 A. Yes. 21 Q. And you can buy tonnes of it? 22 A. So it appears. 23 Q. Page - - - 24 A. Many of these - in fact, the last page, all of them are the 25 same thing just repeated. 26 something Pharmaceutical Company. 27 them come from that. 28 come from that. 29 slightly modified headings. 30 31 Q. They all come from Hangzhou In fact, I think all of All of the second and third pages So it's really just one ad in various You would agree, would you not, then, that it appears that an entity purporting to be from China advertises for sale .AFL Anti-Doping Tribunal 21/01/15 678 HANDELSMAN XXN BY MR IHLE 1 something it calls Thymomodulin on a commercial basis? 2 A. It appears so. 3 Q. I don't need to tender those documents. 4 CHAIRMAN: 5 MR IHLE: 6 7 Going to that document which you have cited at 102, reference No. 102. A. 8 9 It's already in. That is a paper, the one that you just - the one by Pierluigi, the first author? Q. Yes, "Thymosin Alpha-1: The regulator of regulators". 10 CHAIRMAN: 11 MR IHLE: What page is this on? You don't have it. It is something that has been 12 referred to by the professor in his report, and I'm 13 providing copies now. 14 MR GRACE: 101, I think. 15 CHAIRMAN: At 101, is it? 16 MR IHLE: 17 Or 102. He has one. First of all, that's a paper that you have referred to in the body of your report? 18 A. Yes. 19 Q. And it is a paper that you have relied on in forming the 20 21 opinions of which you have advised this Tribunal? A. Yes, in the sense that it was used in various immune 22 stimulating settings, yes. 23 reported that. It's one of a series that have 24 Q. 25 #EXHIBIT PG-14 - Article entitled "Thymosin Alpha-1: The 26 27 I tender the report, the article. regulator of regulators". MR IHLE: Professor, this article, does it not, focuses on, 28 amongst other things, the effect of Thymosin Alpha-1 on 29 endogenous T regulator cells. 30 A. It does. 31 Q. Endogenous T regulator cells, can you tell the Tribunal .AFL Anti-Doping Tribunal 21/01/15 679 HANDELSMAN XXN BY MR IHLE 1 2 what they are? A. They are an important component of the adaptive immune 3 system. 4 really more related to inflammation and an adaptive one, 5 which is the sort of thing that produces antibodies and 6 responses to viruses or bacteria and so on. 7 to the adaptive immune response; that is, it adapts to the 8 external environment, whether it is chemicals or 9 infectious agents and so on. 10 Q. The immune system has an innate form which is Tell me if I'm wrong about this. So it relates The T regulator cell has 11 an integral role in regulating the immune system to 12 outside influences, whether they be bacteria, viruses, 13 chemicals, whatever? 14 A. Yes. 15 Q. And this article focuses on the effect of Thymosin Alpha-1 16 17 on the T regulator cells? A. 18 19 about, yes. Q. 20 21 It's a study of mainly mechanisms, how those things come And that's why it poses the question: "Is Thymosin Alpha-1 the regulator of regulators?" A. Yes, that's a fairly flamboyant description I don't think 22 anybody would accept in the field. 23 title that catches attention. It's just a vivid 24 Q. Catchy? 25 A. Yes, catchy. 26 Q. When you say "in the field", you mean in the medical field? 27 A. Well, I meant specifically in immunology, but I think more 28 broadly in medical research. 29 as a somewhat flamboyant description. 30 the Annals of the New York Academy of Science, I think it 31 was chaired by Allen Goldstein, it was a bit of a tribute .AFL Anti-Doping Tribunal 21/01/15 680 This would be just regarded This whole issue of HANDELSMAN XXN BY MR IHLE 1 to him, so a lot of groups who worked in that area 2 published things more or less paying tributes to him. 3 This is a little bit like that. 4 tricked up. 5 sense that most journals are. 6 Q. So it's a little bit It's not a peer reviewed article in the same But, notwithstanding this Annals of the New York Academy of 7 Sciences, this is at least the second one we have referred 8 to today that you have relied upon in forming your 9 opinions? 10 A. It contributed to it, yes. 11 Q. Notwithstanding what you have just said about it being a 12 tribute to Mr Goldstein, under the heading "Conflict of 13 interest" there is no conflict of interest declared; page 14 4? 15 A. Yes. 16 Q. I want to take you now to another article that you have 17 I didn't mean as a conflict of interest. referred to. Do you have your report there? 18 A. Yes, I do. 19 Q. Can you just help me out for a second. 20 at 65? Is the author Davison? 21 A. Davison and Brown, yes. 22 Q. I want to refer to that one briefly. 23 What is the article Do you have a copy of that with you? 24 A. No, I don't. 25 Q. I will hand up a copy to you and some to the Tribunal. 26 Again, this is an article that you have had some recourse 27 to - - - 28 A. Yes. 29 Q. -- in preparing your opinions in this case? 30 A. It's an editorial that summarises viewpoints. 31 It's not primary data, but it's thought out. .AFL Anti-Doping Tribunal 21/01/15 681 HANDELSMAN XXN BY MR IHLE 1 Q. You don't doubt the veracity of it? 2 A. It's not a question of veracity. 3 opinion piece. 4 degree with the opinions in it. 5 unreasonable editorial. 6 Q. 7 8 An editorial is an So you can agree or disagree to some But it's not an You don't disagree with the opinions expressed in that article? A. 9 Not in any substantial way, no. I think it's speculative, but that's the purpose of an editorial. 10 MR IHLE: I tender that. 11 #EXHIBIT PG-15 - Journal of Sports Science article "The 12 potential use and abuse of Thymosin Beta 4 in sports and 13 exercise science." 14 MR IHLE: I just want to come back a second to what we were 15 talking about about Thymomodulin being advertised. As you 16 pointed out in the document annexed at DM-35 to 17 Mr Mullaly's affidavit on I think it was the second and 18 third or the third and fourth page you say the same 19 company is effectively advertising the same - - - 20 A. Two-thirds of it is one company, yes. 21 Q. And that's Huajin pharmacy or something? 22 A. It is Hangzhou Huajin Pharmaceutical something. 23 Q. I don't have this but we will produce it because it has 24 just been looked up on the i-phone. But the Huajin 25 Pharmaceutical Company advertises that Thymomodulin - it 26 says, "Thymopeptide (Thymomodulin powder) extracted from 27 healthy cattle thymus organ." 28 they make as to how this is made. 29 true, first of all. That's the representation We can't assume that's 30 A. Yes. 31 Q. But for the purposes of this question assume that it is .AFL Anti-Doping Tribunal 21/01/15 682 HANDELSMAN XXN BY MR IHLE 1 true. 2 A. Mm-hm. 3 Q. Does that place doubts on the opinion expressed in response 4 5 to question 1 in your report? A. Only to the extent that I make that conditional statement 6 of belief which I really doubt. 7 there, I am doubtful that that's genuine. 8 difficult to accept that assumption to make any further 9 interpretation. 10 Q. Despite what's written I find it It's the case, isn't it, that there are in relation to this 11 industry incredibly unscrupulous operators who make 12 representations which are very difficult for someone in 13 your position and of your esteem to accept. 14 A. To evaluate, yes. I think that that is true. I don't know 15 how scrupulous or unscrupulous they are. 16 I mentioned last time where somebody caused harm in milk 17 substitution the heads of those pharmaceutical companies 18 were executed. 19 environment. 20 whether anything's possible or anything goes in China. 21 I don't know that that's true. 22 Q. I think as So it's not a totally unregulated, free So I would say with some caution as to You would be very surprised, would you not, if a company 23 that was GMP approved produced Thymomodulin powder from 24 extractions from calf thymus? 25 A. I would find that hard to imagine, yes. 26 Q. If that company represents (a) that it's GMP approved and 27 (b) that that's how it produces Thymomodulin you would say 28 at least one of those two things has to be wrong? 29 A. I think that's more than likely, and I think it's a 30 question of caveat emptor. 31 they really should take some effort to make sure that both .AFL Anti-Doping Tribunal 21/01/15 683 If anyone goes to those sites HANDELSMAN XXN BY MR IHLE 1 of those facts, if that's what they are, are correct. 2 Q. You would hope so. 3 A. You would hope so. 4 Q. You were asked by ASADA to answer those five specific 5 questions that resulted in your report of 11 December. 6 A. Yes. 7 Q. You were taken to specific parts of the evidence upon which 8 they rely, including, for example, consent forms; you were 9 taken to evidence of an SMS in relation to question 1; you 10 were taken to peptide manuals and things like that. 11 A. Mm-hm. 12 Q. At any stage of your consideration of the evidence in this 13 case and your communications with ASADA has it ever been 14 brought to your attention that in 2011 there were 15 communications involving the same types of people that you 16 have been asked to comment on where the terms "Thymosin" 17 and "Thymosin Beta-4" were used exclusively to describe 18 two different things? 19 A. 20 That was not drawn to my attention or I'm not aware of that. 21 Q. 22 MR HOLMES: 23 If that were to be brought to your attention - - Perhaps if my friend can be more specific. I don't know what "that" is. 24 CHAIRMAN: 25 MR IHLE: He's going to. What this Tribunal has been taken to, albeit subject 26 to objection at this stage, is what is said to be a note 27 of a discussion between someone who claims to be a 28 biochemist or words to that effect and a sports scientist. 29 At AS-3, page 114 - the Tribunal was taken to this 30 yesterday by Mr Grace in relation to the types of 31 questions that might be asked of Mr Charter - there's a .AFL Anti-Doping Tribunal 21/01/15 684 HANDELSMAN XXN BY MR IHLE 1 reference to what's been described as the shopping list. 2 One of the items is Thymosin Beta-4 and other one is 3 described as Thy. 4 I wanted to draw your attention to. 5 CHAIRMAN: 6 MR IHLE: 7 CHAIRMAN: 8 MR IHLE: 9 Page 114 of AS-3. Yes, I have it. The bottom box with the word "Ed" in the left-hand So that's not something that was brought to your attention? A. 12 13 What's the page, Mr Ihle? column, "Thymosin Beta-4" and then under that "Thy". 10 11 So that's the first piece of evidence No, and I'm still not aware of it. So if you want me to comment on it I would prefer to see it. Q. If anyone objects to what I have suggested to you is 14 represented on the page then we will hear the objection. 15 But assuming that to be the case - - - 16 MR GLEESON: I'm prepared to object. If what is happening here 17 is that the witness is asking to see a page he's being 18 cross-examined about and that's being resisted, then 19 I would submit that's unfair. 20 it. 21 CHAIRMAN: 22 MR IHLE: 23 CHAIRMAN: He should be allowed to see He should be allowed to see it. I'm happy if he sees it. It is probably best if the professor sees it. 24 is the document that Mr Ihle is referring to. 25 diary note. 26 MR IHLE: 27 It is a We are just trying to establish whether he has seen it or not; that's all. 28 CHAIRMAN: 29 MR IHLE: 30 31 This I don't think so. There's that document. Is that something you have seen before? A. No, I don't believe so. .AFL Anti-Doping Tribunal 21/01/15 I did get a bundle of documents, 685 HANDELSMAN XXN BY MR IHLE 1 2 but I have trouble even reading this, and I don't - no. Q. 3 Can you hand that back. I now want to take you to in AS-3 page 214. 4 A. Yes. 5 Q. This is again an email that the Tribunal has been taken to 6 that bears the date of 16 December 2011. 7 A. Mm-hm. 8 Q. You will see in that table that there is both Thymosin 9 mentioned. 10 A. Mm-hm. 11 Q. And Thymosin Beta-4. 12 A. Yes. 13 Q. Ostensibly as different items. 14 A. It appears so, yes. 15 Q. Hand that back, please. 16 Again, is that a document you had seen before today? 17 A. No, I don't believe so. 18 Q. You draw some conclusions in your 11 December report based 19 on a number of things that you have identified. 20 fact that Thymosin and Thymosin Beta-4 were used 21 interchangeably around this time by people who were 22 involved in any way influence your conclusion in relation 23 to answer 1, keeping in mind two things: what we have now 24 said about Thymomodulin and what we have seen in relation 25 to what is advertised as far as Thymomodulin is concerned? 26 A. The document you just showed me said "Thymosin". Does the It didn't 27 say "Thymomodulin". 28 the further comments. 29 and Thymosin Beta-4 it is possible the unspecified form is 30 either Alhpa-1 or Beta-4. 31 I think that's just logical. .AFL Anti-Doping Tribunal 21/01/15 So I would exclude Thymomodulin from If there is Thymosin unspecified 686 That is a possibility, and HANDELSMAN XXN BY MR IHLE 1 But, nevertheless, I come back to the point that 2 there is no known, suspected or even rumoured performance 3 enhancing effects of Thymosin Alpha-1. 4 like that I don't know why it is listed there twice. 5 There are many reasons why that might happen. 6 still assume that it's more than likely that it is 7 Thymosin Beta-4. 8 it may come in a bottle with just "Thymosin" written on 9 it. 10 Q. So in the setting But I would But where it is not directly specified With your experience as an endocrinologist and someone who 11 has proffered expert evidence in a number of doping 12 related cases and things like that - - - 13 A. A very limited number. 14 Q. Would you be aware, given your understanding of the immune 15 system, that training at a high level of intensity and 16 sustained training at a high level of intensity can have 17 an immuno compromising effect on the body? 18 A. Not in the sense of a real immuno deficiency or serious 19 immuno competence. I don't believe that that's true. 20 athletes essentially are healthy - elite healthy 21 individuals. 22 Despite the fact that that's talked about, I think that 23 that's mostly hot air, frankly. The I don't believe they have immune deficits. 24 Q. More susceptible to colds? 25 A. No, I don't believe so. 26 Q. You don't believe so? 27 A. No. 28 Q. There is no impact on the immune system? 29 A. I don't believe exercise has a deleterious, adverse or some 30 other type of effect on the immune system. 31 not inherently immune to getting colds and flu, like .AFL Anti-Doping Tribunal 21/01/15 687 Athletes are HANDELSMAN XXN BY MR IHLE 1 everyone else. 2 that I have ever seen that they are more likely to get it 3 than others. 4 Q. But I don't think there is any evidence You would say even if people are training at high levels of 5 intensity for sustained periods of time that there is no 6 compromise to that person's immune system. 7 A. I don't believe there is any evidence to support that. It 8 is something you will read about in the vast echo chamber 9 of the internet, but I don't think it has any evidence to 10 support it. 11 have. 12 due to their exercise program." 13 clear that that is any more common than anybody else 14 getting the flu. 15 it, so it draws attention. 16 frequency or the severity of upper respiratory tract 17 infections, for example, is any more in athletes than any 18 others. 19 Q. It is one of those folklores that people So when an athlete gets a flu they say, "It must be In reality it is not Their training will be interrupted by But I don't believe that the What I want to ask you to do is, if you can, distinguish 20 between that which you have read and that which you 21 believe as an expert. Do you understand that distinction? 22 A. There isn't a distinction in this question. 23 Q. You said that there is a lot of information out there about 24 immuno - - - 25 A. Yes. I don't believe it, yes. 26 Q. And you don't accept that? 27 A. No. 28 Q. As a professor of endocrinology you don't accept that? 29 A. I don't think that the evidence is there. As a career 30 medical researcher I'm used to looking at claims as to 31 whether they are supported by reliable evidence, and .AFL Anti-Doping Tribunal 21/01/15 688 HANDELSMAN XXN BY MR IHLE 1 I don't believe that that is supported by reliable 2 evidence. 3 Q. You know that there has been a number of studies and 4 attempts to boost immunity for athletes because of this 5 alleged compromise of their immune system, don't you? 6 A. Look, there may be such studies. The medical research is 7 open to all - it's a real democracy. 8 sort of ideas that can be tested. 9 they have even a priori credibility to start with. 10 Q. It is open to any It doesn't mean that If someone has a cold or a flu and they are training at 11 strenuous levels what will that insult to their body, 12 being the cold or flu, do by way of affecting their 13 ability to recover from the activities they are engaged 14 in? 15 A. When a person has an infection like that they need to rest 16 a little bit, depending on how severe it is. 17 overexert themselves they will feel unwell and their 18 athletic performance may deteriorate. 19 that amounts to immune deficiency or anything that needs 20 immune boosting. 21 people who are athletes get colds and flu as well as 22 anyone else. 23 Q. 24 25 If they But I don't believe That's just hype built on the fact that The same type of hype or hype that fits in the same category as giving athletes Tribulus? A. 26 More or less, yes. There is plenty of it around, hype that is. 27 Q. Don't believe the hype is what you are saying? 28 A. Yes, look, as a career researcher again my task is to 29 distinguish as much as you can fact from fantasy, and 30 there's a great deal of fantasy that needs a lot of 31 filtering. .AFL Anti-Doping Tribunal 21/01/15 689 HANDELSMAN XXN BY MR IHLE 1 Q. And there's a lot of suckers out there too? 2 A. One born every minute, I think it was said. 3 MR IHLE: 4 CHAIRMAN: 5 MR HALLOWES: 6 CHAIRMAN: 7 I don't have any further questions at this stage. Mr Hallowes, you are going to ask some questions? Yes, hopefully about 15 minutes or so. All right. We'll complete your questioning, if we can do it in that timeframe. 8 <CROSS-EXAMINED BY MR HALLOWES: 9 MR HALLOWES: Professor, I want to actually take you back to 10 some questions you were asked last week about certificates 11 of analysis. 12 A. Yes. 13 Q. Although, as I understand from your evidence, you wouldn't 14 suggest you have seen every certificate of analysis from 15 every manufacturer, you obviously have some familiarity 16 with them? 17 A. Yes, some. 18 Q. I'm wanting to first of all take you to a certificate of 19 analysis that was referred to last week, which is at page 20 224 of AS-3. 21 A. Is that the one Mr Grace called the dodgy certificate? 22 Q. No, it's not the one he called the dodgy certificate. 23 at page 224. 24 appears to be the GL Biochem certificate. 25 CHAIRMAN: 26 A. 27 MR HALLOWES: It's It is the GL Biochem certificate or what Do you have that, Professor? Yes, I have, thanks very much. One of the things you referred to last week was 28 that in these sorts of certificates you will have what you 29 might call boilerplate information. 30 A. Yes. 31 Q. That you would expect to see in essence for every .AFL Anti-Doping Tribunal 21/01/15 690 HANDELSMAN XXN BY MR HALLOWES 1 certificate of analysis that came from GL Biochem, there 2 would be certain information that would be replicated 3 every time. 4 A. Usually, yes. 5 Q. Putting aside the fact that we have the heading "GL 6 Biochem" and the address down the bottom, which presumably 7 you would expect to see every time, you have also got the 8 warranty which says "GL Biochem warrants". 9 A. Yes. 10 Q. I take it you would expect that if a certificate of 11 analysis came from GL Biochem on every occasion that you 12 would see "GL Biochem warrants". 13 A. I would expect so, yes. 14 Q. Similarly, this certificate of analysis has information 15 showing that it was prepared and checked by someone? 16 A. Yes. 17 Q. And that's what you would expect if it appears on the 18 certificate of analysis from GL Biochem, you would expect 19 that's what they would have every time? 20 A. I agree with you in general. But it is possible that a 21 company may be so large or so disorganised that it doesn't 22 always happen the way you expect. 23 general I think you are right, yes. 24 Q. 25 If it was a well-run, well-organised company you would expect to see those sorts of things repeated every time. 26 A. 27 CHAIRMAN: 28 Yes, certainly. It's a document of some importance, Professor, isn't it? 29 A. 30 CHAIRMAN: 31 But in principle and in Yes, very much. And the purpose of it is the manufacturer is saying - - .AFL Anti-Doping Tribunal 21/01/15 691 HANDELSMAN XXN BY MR HALLOWES 1 A. 2 CHAIRMAN: 3 A. 4 CHAIRMAN: 5 This is what's in the product, yes. "We are supplying this product." Yes. "And we have undertaken the process whereby we certify that this is what's in the product." 6 A. 7 MR HALLOWES: 8 Yes. I agree it's very important; that's correct. It also clearly has a stamp on the bottom right indicating GL Biochem (Shanghai) Limited. 9 A. Correct. 10 Q. And again you would expect to see that stamp on every 11 occasion? 12 A. Yes. 13 Q. There is some information which is clearly the actual 14 testing results. 15 A. Yes. 16 Q. Am I right that that information is within that box that 17 you see there which has the headings "Tests. 18 Specifications. Results"? 19 A. Correct. 20 Q. And that's, as I understand it, indicating the actual 21 testing that was done and the results in relation to the 22 analysis? 23 A. Yes, I believe so. 24 Q. Then there is other information above that which would 25 appear to be particular to the actual product that's been 26 manufactured and it's purporting to be; have I got that 27 right? 28 A. Yes, I believe so, yes. 29 Q. In relation to this one it is for the product MGF, Mechano 30 31 Growth Factor. A. Correct. .AFL Anti-Doping Tribunal 21/01/15 692 HANDELSMAN XXN BY MR HALLOWES 1 Q. In terms of the information we see above the box, am 2 I right that that's not information suggesting that that 3 is the result of the testing they have done but that is 4 information about the product itself, its name, what its 5 sequence should be? 6 A. Yes. 7 Q. What its molecular weight should be? 8 A. Yes. 9 Q. And what its molecular formula is? 10 A. Yes, it's an intention. 11 12 It spells out what they intended to provide and manufacture and supply. Q. If we just take MGF, Mechano Growth Factor, as an example, 13 if the manufacturer has that as one of the products that 14 they sell and they make, would it be the case that this 15 information might not be entered by the particular 16 operator every single time; that might actually come up 17 every time simply - - - 18 A. 19 20 Yes, it might be a template that they type in the catalogue number and they get the template out; yes, very likely. Q. As you say, it is very likely. It is unlikely that every 21 single time, if it is something that is being sold and 22 manufactured, that the operator has to look up the 23 sequence or type in the sequence? 24 A. Yes. 25 Q. It is likely that that information would simply be there in 26 essence allied to the catalogue number? 27 A. Yes, I agree. Agree. 28 Q. One of the things that comes up is the molecular formula, 29 and you would expect again that that would most likely 30 come up. 31 was preparing this document the molecular formula of MGF, If the person typed in the catalogue number who .AFL Anti-Doping Tribunal 21/01/15 693 HANDELSMAN XXN BY MR HALLOWES 1 Mechano Growth Factor, as it is set out there, would 2 likely come up rather than have to be entered by the 3 operator? 4 A. Yes, very likely, barring any sort of computer failure or 5 circumstances which mean that their system isn't working 6 and that these templates may not be available for some 7 reason. 8 Q. 9 But, yes. In terms of that molecular formula, you were taken last week to the way it's written there with the numbers in the 10 lower type. 11 A. Yes. 12 Q. Is it fair to say that that's something that if you do year 13 10 science you are probably taught that's the way that you 14 will represent any chemical formula? 15 A. That's a convention, yes. 16 Q. But it's a convention that you don't have to be a professor 17 of endocrinology to know about? 18 A. No. 19 Q. You'd get taught that in secondary school? 20 A. It's a very standard convention, yes. 21 Q. Is it fair to say that in terms of those sorts of things 22 therefore any time that GL Biochem were providing a 23 certificate of analysis in relation to MGF, Mechano Growth 24 Factor, or indeed any other substance, apart from the 25 boilerplate, the warranty, and apart from the other 26 matters that I have taken you to, you would expect that 27 they would be getting the molecular formula in that same 28 sort of notation? 29 A. Yes. 30 Q. I just want to take you now to the one which, as you 31 Yes, indeed. indicate, Mr Grace has referred to as the dodgy - 280. .AFL Anti-Doping Tribunal 21/01/15 694 HANDELSMAN XXN BY MR HALLOWES 1 A. I have a copy. 2 Q. You have a copy. 3 That's the one that's simply headed "Certificate of analysis". 4 A. 5 CHAIRMAN: 6 A. 7 MR HALLOWES: You have that, page 280? I have it. Yes, we have it. I have it from last time. What it doesn't have compared to the one at page 8 224, it doesn't have the heading "GL Biochem", it doesn't 9 have GL Biochem's address, it doesn't have "GL Biochem 10 warrants", it doesn't have anyone preparing and checking 11 it, it doesn't have the stamp. 12 formula written in a different fashion. It has the molecular 13 A. Yes. 14 Q. Given all of those things you would say, "Well, that's 15 16 Yes, it does. highly unlikely that it would have come from GL Biochem"? A. Look, it certainly casts doubt on it. If I knew that the 17 company was using these boilerplate certificates of 18 analysis consistently then this would really stick out. 19 But there are circumstances in a laboratory, say, for 20 example, the computers are down or somebody bought the 21 product from GL and then decided to add some mark-up and 22 then sell it on themselves, you know, you can imagine 23 scenarios where this would happen. 24 same as the GL Biochem's certificate of analysis. But this isn't the 25 Q. There are numerous differences? 26 A. Yes, sure. 27 Q. Including one that hasn't been raised. On page 224 there 28 is in fact a lot number given. 29 certificate of analysis at page 224 for Mechano Growth 30 Factor it says "Lot No.". 31 A. If you look at the There is a lot number, yes. .AFL Anti-Doping Tribunal 21/01/15 695 HANDELSMAN XXN BY MR HALLOWES 1 Q. Which would suggest, would it not, that GL Biochem, apart 2 from having the catalogue identifying the particular 3 substance, for each certificate of analysis there is a lot 4 number that is being analysed? 5 A. Yes, and you would expect to see something like that. 6 Q. The catalogue number itself, do I take it that that's not 7 8 some chemical term? A. 9 10 No, that's an arbitrary number that a company will have in their own catalogue. Q. 11 That's just simply that company has a catalogue and for each item they are selling it has a number? 12 A. Correct. 13 Q. You see interestingly in relation to that - and I will take 14 you first of all to another document which is at page 693 15 of AS-3 which you might not have. 16 if you don't. 17 be something that's been downloaded from the internet from 18 GL Biochem's website? I will hand up a copy Do you see at page 693 what would appear to 19 A. Yes. 20 Q. And do you see that in relation to the products this would 21 appear to be products where under the letter T you have 22 the second one being the Thymosin Alpha-1 acetate? 23 A. Yes. 24 Q. Then you have the Thymosin Beta-4 acetate? 25 A. Yes. 26 27 For some reason the Thymosin Alpha-1 acetate doesn't have a catalogue number. Q. 28 Putting that to one side for a moment, do you see the catalogue number at least for Thymosin Beta-4 is 55820? 29 A. Yes. 30 Q. And you see on the certificate of analysis, which has been 31 called into question at page 280, they have the same .AFL Anti-Doping Tribunal 21/01/15 696 HANDELSMAN XXN BY MR HALLOWES 1 catalogue number? 2 A. Correct. 3 Q. So, despite all those other differences, whoever has 4 produced this certificate at page 280 has, it would 5 appear, put in the same catalogue number that in fact 6 belongs to GL Biochem? 7 A. Yes. 8 Q. And I think you said in relation to the certificate of 9 analysis last week at page 280 that you would describe it, 10 certainly if an Australian company had produced it, as 11 being substandard? 12 A. I believe so, yes. 13 Q. And that was for a number of factors including that for 14 whatever reason it's the wrong molecular weight that's put 15 there? 16 A. Yes, although - - - 17 Q. You have given the explanation that it might be transposed. 18 But, however that's occurred - - - 19 A. But it is certainly not right. 20 Q. If it was the fact that whatever company had a standard 21 when you put in the catalogue number that all the 22 information such as molecular weight came up, somehow that 23 hasn't happened for this one; they have the molecular 24 weight wrong? 25 A. 26 27 Look, I think it's very likely this is not the same sort of template that the other certificate was produced by. Q. And the other problems you mentioned is the product name, 28 it doesn't properly identify it; it simply says "Thymosin" 29 without identifying what it is actually talking about? 30 A. Yes. 31 Q. And the molecular formula is written there in a way that .AFL Anti-Doping Tribunal 21/01/15 697 HANDELSMAN XXN BY MR HALLOWES 1 you wouldn't expect? 2 A. That's correct. 3 Q. They are the questions I wanted to ask about the 4 certificate of analysis. 5 that will take about five minutes, Mr Chair. 6 CHAIRMAN: 7 MR HALLOWES: There is just one other topic Go ahead, Mr Hallowes. This is touching on a matter you raised in the 8 report that you prepared on 11 December 2014. In that 9 report you referred to an email that you had been provided 10 with from a Mr Charter to Mr Alavi and Mr Dank. 11 relation to answers 4 and 5 you referred to an email that 12 had been sent on 12 January. 13 A. Okay. 14 Q. That appears at page 227 of AS-3, Mr Chairman. In Yes. That's the 15 email that I'm referring to. Just before I ask you any 16 questions, do you see there that you have referred to that 17 email of 12 January from Charter to Alavi and Dank? 18 A. Yes. 19 Q. Do you have a copy of that, or I can hand you up a copy if 20 21 necessary? A. 22 If there's more than just what was in the question, yes, I would need to look at it. 23 Q. I will just hand that up in any event. 24 A. Okay. 25 Q. You can see that the email was sent, it would appear, at 26 6.42 am that morning? 27 A. Yes. 28 Q. In terms of the recommended concentration of TB500 29 (Thymosin Beta-4) do you see that the recommended 30 concentration in that email talks about 10 milligrams per 31 2 millilitres? .AFL Anti-Doping Tribunal 21/01/15 698 HANDELSMAN XXN BY MR HALLOWES 1 A. Mm-hm. 2 Q. Do you see that? 3 A. Yes. 4 Q. Can I ask whether you were provided with any text messages 5 which were sent later that day, being 12 January 2012, 6 between these people, Mr Charter, Mr Alavi and Mr Dank? 7 A. Not that I can recall directly. No, I don't believe so. 8 But maybe you could refresh my memory. 9 sequence of text messages we looked at last time 10 11 which - - Q. 12 13 I'm not sure if they were there. I will hand up two documents in relation to that to you. A. 14 15 There was a Yes, I think we saw some of it, but I'm not sure exactly which one. Q. If you see in relation to the text messages exchanged 16 between Shane Charter and Steve Dank - Mr Chairman, these 17 appear in AS-4 at page 34 of the text messages. 18 CHAIRMAN: Thank you. 19 MR HALLOWES: Do you see on page 34 text messages exchanged 20 between Shane Charter and Steve Dank? If you go down to 21 the third line, 56, after there's been some exchanges 22 about, "Which peptide do you need next," at 56 it says, 23 "Thymosin 20 by five millilitre vial"? 24 A. Yes. 25 Q. And then if you go to the other text messages, this is at 26 page 12 of the text messages between Charter and Alavi, at 27 224 you will see, "Hi, mate. 28 millilitre vial". Thymosin 20 by five 29 A. Mm-hm. 30 Q. Do you see that one sent at 10.19? 31 If you go across it has a date and a time? .AFL Anti-Doping Tribunal 21/01/15 699 HANDELSMAN XXN BY MR HALLOWES 1 A. Yes. 2 Q. 12 January at 10.19. 3 A. Got it. 4 Q. If you go back to the other one, Dank to Charter, that was 5 at 10.14 am on 12 January? 6 A. Yes. 7 Q. Just some simple mathematics. 8 9 20 by a five millilitre vial, that would be 100 millilitres? A. It depends if the 5 ml refers to the fluid in it or just 10 simply the size of the vial. 11 that it refers to 5 mls as a vial, which may have less 12 than 5 mls of fluid in it or whether that's the fluid 13 volume. 14 Q. So it's not completely clear Let's take it that at least for the purposes of this 15 mathematics that that's referring to 100 millilitres of 16 Thymosin. 17 A. Okay. 18 Q. You would agree that at the concentration referred to in 19 the article on 12 January you would need 500 milligrams of 20 Thymosin, whether it be Thymosin Beta-4 or otherwise, to 21 make up 100 millilitres; correct? 22 A. Yes. 23 MR HALLOWES: 24 MR IHLE: 25 CHAIRMAN: 26 <FURTHER CROSS-EXAMINED BY MR IHLE: 27 MR IHLE: Thank you. I have no further questions. Sorry, Mr Chairman. There is one very brief - - - Okay. Professor, you were asked some questions the other 28 day about your familiarity with compounding, and 29 I understand that you don't have a great deal of 30 familiarity; but, notwithstanding, as an endocrinologist 31 you would have dealt with solutions and substances that .AFL Anti-Doping Tribunal 21/01/15 700 HANDELSMAN F-XXN BY MR IHLE 1 had been compounded; is that fair? 2 A. Yes, I know about them, a little bit. 3 Q. You are also familiar with the name Charter? 4 You have been taken to a number of SMSs and things like that? 5 A. Yes. 6 Q. One of the things that Charter has represented in an 7 interview to ASADA which is subject to objection at the 8 moment is that one of his roles in relation to this 9 enterprise was to work out what preservatives these things 10 should be compounded in. 11 A. Well, if you say so. 12 Q. I want to ask you about a representation that he made to 13 ASADA. It may well be hypothetical, we don't know, 14 because Mr Charter is not coming along to be 15 cross-examined. 16 talks about a sodium chloride solution at 35 per cent. 17 A. At 35 per cent? 18 Q. Yes. 19 But at AS-7, page 49 of his interview, he What would you say about someone who talks about compounding a substance at 35 per cent sodium chloride? 20 A. I would say they don't know what they are talking about. 21 Q. It would be sludge? 22 A. Yes. If you take it literally as to what that's usually 23 meant to mean to a competent biochemist, yes, it would be. 24 It wouldn't be soluble, probably. 25 you say. 26 Q. 27 Someone who talks about that doesn't know what they are talking about, I think was - - - 28 A. 29 MR IHLE: 30 CHAIRMAN: 31 It would be sludge, as I would say that that's a reasonable conclusion, yes. No further questions. All right. We will adjourn until 2.15. There may be some re-examination of the professor, Mr Holmes, before .AFL Anti-Doping Tribunal 21/01/15 701 HANDELSMAN F-XXN BY MR IHLE 1 we move to the hot tub. 2 <(THE WITNESS WITHDREW) 3 LUNCHEON ADJOURNMENT 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 .AFL Anti-Doping Tribunal 21/01/15 702 HANDELSMAN F-XXN BY MR IHLE 1 UPON RESUMING AT 2.15 PM: 2 CHAIRMAN: 3 4 before we move to the - - MR HOLMES: 5 6 Mr Holmes, do you want to re-examine the professor No, I don't. Mr Gleeson would like to ask a question. CHAIRMAN: 7 Okay. Professor, just for a moment, in that location, and then we will relocate you. 8 <DAVID JOSHUA HANDELSMAN, recalled: 9 <FURTHER CROSS-EXAMINED BY MY GLEESON: 10 Q. 11 Professor, I just wanted to ask you a question about your report of 11 December. Do you have that handy? 12 A. Yes, I do. 13 Q. Could you turn, please, to paragraph 10 of that report? 14 A. Yes. 15 Q. Which is your answer to question 4? 16 A. Yes. 17 Q. It's the part of your report where you express the view in 18 the final sentence of the first paragraph of paragraph 10, 19 "These dosage recommendations correspond precisely to 20 those in the consent form for Thymosin, suggesting that 21 the substance was actually TB500 rather than Thymosin 22 Beta-4." 23 email of 12 January, which attaches the article headed 24 "How to use TB500 (Thymosin Beta-4)"? Now, you refer earlier in that paragraph to the 25 A. Yes. 26 Q. I just wanted to clarify with you is it the case that the 27 sole reason that you tend towards TB500 and tend away from 28 Thymosin Beta-4 as expressed there the fact that that 29 article refers first to TB500 and then in brackets 30 Thymosin Beta-4? 31 A. Yes, it does, and I have to say that's a fairly weak .AFL Anti-Doping Tribunal 21/01/15 703 HANDELSMAN F-XXN BY MR GLEESON 1 inference but it was sort of on balance going towards 2 TB500. 3 Q. 4 But it may not be correct. You did say in your evidence that it was a fairly weak inference? 5 A. Yes. 6 Q. The article in question refers in a sort of compendious 7 fashion to TB500 and Thymosin Beta-4, and do you agree 8 that the article doesn't purport to distinguish between a 9 dosage regime for one as distinct from the other? 10 A. Yes, that's correct. 11 Q. So, if what the article is purporting to do is to refer to 12 them as being synonymous or indeed not synonymous but 13 similar, either way the dosage specified is the same for 14 both products? 15 A. Yes. I mean, essentially neither of those products has 16 well established clinical dosage, so it's very likely 17 these are just more or less somebody's conjecture and they 18 could well be the same or equivalent or similar. 19 It's - I don't think it's a ground for distinguishing them 20 based on any real evidence one way or the other. 21 Q. Just to be 100 per cent clear, you are not aware of any 22 dosage regime for Thymosin Beta-4 that's separate and 23 distinct from that which is specified in this article? 24 A. I don't believe there is any dosage regimen for either of 25 them in any substantial form. For Thymosin Beta-4 there 26 is, as we discussed before, a single study which allows 27 further research to go on, but that doesn't mean it's 28 safe. 29 is no established dosage from that, nor for TB500. It just means it's safe enough to go on. 30 MR GLEESON: 31 <(THE WITNESS WITHDREW) So there Thanks, Professor. .AFL Anti-Doping Tribunal 21/01/15 704 HANDELSMAN F-XXN BY MR GLEESON 1 CHAIRMAN: Professor, if you and Dr Vine wouldn't mind going to 2 the Bar table, be seated in the middle there. 3 the lion's den, if I could describe it. 4 be a lion's den. 5 Perhaps you start, Mr Holmes. 6 7 MR HOLMES: Going into I'm sure it won't We will take your evidence from there. Dr Vine, you realise these are proceedings before the AFL disciplinary tribunal? 8 DR VINE: 9 CHAIRMAN: Yes. We are not swearing witnesses in, Dr Vine, but you 10 understand the importance of telling the truth and 11 expressing your opinions truthfully? 12 DR VINE: Yes, I do. 13 MR IHLE: Sorry, Mr Chair, may I suggest at the outset, 14 notwithstanding that Mr Holmes is going to start, as 15 I understand it, cross-examining Dr Vine as well as asking 16 Professor Handelsman the questions, if it hasn't already 17 been marked - - - 18 CHAIRMAN: 19 MR IHLE: 20 21 I think the report is in. At least as an introductory range of questions he should be asked whether he adopts the report. CHAIRMAN: Yes, I follow that. I'm pretty sure it is PG-7. 22 You or Mr Grace could do that. 23 Mr Holmes can't do it. 24 MR HOLMES: 25 CHAIRMAN: 26 Dr Vine's report is in. But there's no reason why I'm happy to do it. You do it, Mr Holmes, I think, and then lead into your questioning and we will move on from there. 27 MR HOLMES: 28 DR VINE: 29 Mr HOLMES: 30 DR VINE: 31 MR HOLMES: Dr Vine, you prepared a report dated 19 January? Yes, that's right. PG-7. Do you have it in front of you? Yes, I do. Paragraphs 1 to 25 respond to some specific .AFL Anti-Doping Tribunal 21/01/15 705 PROF. HANDELSMAN/DR VINE 1 questions that were posed to you by the solicitors' firm 2 Tony Hargreaves & Partners, and the letter is there at 3 JV-2; correct? 4 DR VINE: 5 MR HOLMES: That's correct. Then you have given some comments in 26 and 27, 6 which have been objected to. 7 couple of questions, and I think Professor Handelsman 8 deals with this in the report that you responded to. 9 Professor Handelsman, do you have your report dated 10 I want to ask you just a 10 January? 11 PROF. HANDELSMAN: 12 MR HOLMES: Yes, I do. Just going to you firstly, Dr Vine, your figure 1 13 in JV-4, it's got a long name at the top. 14 there, and somebody has put in "Thy A-5"; do you see that? 15 DR VINE: 16 MR HOLMES: 17 18 19 DR VINE: 21 DR VINE: 22 MR GRACE: 25 MR HOLMES: I'm just trying to find my copy, sorry. I have them Yes. You have those two? Yes, I have. We just want to clarify it is the same page we JV-4, page 1, figure 1, the upper figure and the lower figure. MR GRACE: 27 MR HOLMES: Yes. Dr Vine, the lower figure is a zoom of the upper figure; correct? 29 DR VINE: 30 MR HOLMES: 31 It is figure 1, upper and lower. are - - - 26 28 JV-4, page 1. attached as a separate document. MR HOLMES: 24 I'm just turning to my figures, sorry. The lower one is a zoom of the top one. 20 23 "Vania" is That's correct, yes. And in the upper figure, in the lower part, in about the centre there's a very small peak for 4971.429? .AFL Anti-Doping Tribunal 21/01/15 706 PROF. HANDELSMAN/DR VINE 1 DR VINE: 2 MR HOLMES: 3 DR VINE: 4 MR HOLMES: 5 Yes. And that's been zoomed to create the lower figure? That's correct. That is the result of an analysis conducted at Bio21 in May 2012? 6 DR VINE: 7 MR HOLMES: I believe so, yes. Then if you go over the page, figure 2, figure 3, 8 figure 4, figure 5, they all relate to some testing in 9 2013? 10 11 12 DR VINE: Yes, that's correct. They were in a separate folder in the set of files that I was given, yes. MR HOLMES: If we go to paragraph 3 of your report, you had 13 some documents provided under cover of the letter. 14 had a USB memory stick, a copy of the software, and you 15 used that software to view the files from Bio21? 16 DR VINE: Yes, I did. In the time I had available I used that 17 software as best as I was able, it being a software 18 platform that I'm not familiar with. 19 use it sufficiently to extract some data. 20 MR HOLMES: Okay. You But I was able to I think in paragraph 16 you came to the 21 conclusion, "All of these materials have peaks in roughly 22 the right range for Thymosin Beta-4. 23 of them can claim to prove the presence of Thymosin Beta-4 24 to any recognised standard"? 25 DR VINE: 26 MR HOLMES: In my opinion, none That's correct, yes. So on all those occasions in figures 1 through to 27 figure 5 there are a rough - I just want to use your 28 words - there are results "with peaks in roughly the right 29 range for Thymosin Beta-4"? 30 DR VINE: 31 MR HOLMES: Yes. If we go to Professor Handelsman's report, at .AFL Anti-Doping Tribunal 21/01/15 707 PROF. HANDELSMAN/DR VINE 1 paragraph 6 he's got test 1 on 9 May 2012. 2 indicating a substance with a molecular mass of 4971; 3 correct? 4 DR VINE: 5 MR HOLMES: 6 Yes. And for tests 2, 3, 4 and 5 they are all the tests that you refer to in 2013; correct? 7 DR VINE: 8 MR HOLMES: 9 There's a peak Yes. Just so that I have it correct, in paragraph 13 you refer to Professor Handelsman's tests in 2 to 6? 10 DR VINE: 11 MR HOLMES: 12 DR VINE: 13 MR HOLMES: Yes. I take it that's a mistake and it should be 2 to 5? Yes, that's correct, yes. Coming back to your paragraph 16, you have looked 14 at the 2012 analysis, that's JV-4, paragraph 1 - paragraph 15 18. 16 your review of that analysis; correct? 17 18 19 20 21 MR IHLE: The molecular mass of Thymosin Beta-4 is 4971, on I object to the question, Your Honour. It begs the answer - - MR HOLMES: I will rephrase the question. Dr Vine, the molecular mass of Thymosin Beta-4 is what? DR VINE: Well, it really depends what you are talking about 22 molecular mass, if you are talking about the average 23 molecular weight, or whether you are talking about the 24 monoisotopic mass that you would see in a mass 25 spectrometer, which would be just one mass of a range of 26 masses that you would expect to see. 27 28 29 MR HOLMES: What would you expect to see for Thymosin Beta-4 on the test conducted that appears in JV-4, figure 1? DR VINE: I don't know what you would expect to see because the 30 mass spectrometer is not properly calibrated at that range 31 and it doesn't have the resolution to show the mass .AFL Anti-Doping Tribunal 21/01/15 708 PROF. HANDELSMAN/DR VINE 1 2 3 4 spectrum of Thymosin Beta-4 properly. MR HOLMES: It it was properly calibrated, what would you expect? DR VINE: It would depend on what the resolution of the 5 instrument is, and I don't know what the resolution of the 6 instrument is other than it appears to produce peaks 10 7 mass units wide or 10 daltons wide. 8 I could sum up and I could say I would expect to see a 9 kind of a blob, something similar to what is shown in the So I think perhaps 10 zoom trace, and that blob would probably be centred 11 somewhere about 4964 or 4965. 12 the mass spectrometer has been set up, or should I say the 13 lack of the way it has been set up, doesn't really 14 engender any confidence in its mass calibration or its 15 resolution. 16 afraid. 17 18 19 MR HOLMES: But unfortunately the way So this is all a little bit vague, I'm All right. But you mention that you would have expected to see 4963; correct? DR VINE: I would have expected to have seen something like you 20 can see in that lower figure in figure 1. 21 that about 10 mass units wide unresolved, and the centre 22 of that mass I really would expect to be, if it was 23 Thymosin Beta-4, about 4964, possibly 4965. 24 exactly where it would be because of the nature of the 25 data that's coming out of the mass spectrometer. 26 MR HOLMES: So a blob like You can't say If you were testing for Thymosin Alpha-1 what would 27 you expect to see for the blob when you zoom as you have 28 done on the lower figure? 29 30 31 DR VINE: You would expect a peak in the range of about 3,000, somewhere close to 3,000, I think, from memory. MR HOLMES: It's clear then, if you had two substances, one you .AFL Anti-Doping Tribunal 21/01/15 709 PROF. HANDELSMAN/DR VINE 1 suspected was Thymosin Beta-4 and one you suspected was 2 Thymosin Alpha, and this was the result of your test, 3 would you agree that that clearly shows of the two 4 alternatives it's clearly Thymosin Beta-4? 5 DR VINE: Well, that makes the assumption that one of them is 6 Thymosin Beta-4 and the other one is Thymosin 1 Alpha. 7 that was the case, if you were certain that one of them 8 was Thymosin Beta-4 and one of them was Thymosin Alpha-1 9 and you were presented with that data, you could say, If 10 well, the one with the mass up in the 4000s is Thymosin 11 Beta-4 clearly, the one with the mass in the 3000s is 12 Thymosin Alpha-1 clearly. 13 the data that's presented in these mass spectra be certain 14 to any requisite standard that the peak with the mass 15 4971, or in fact 4974, as I later refer to it, as a result 16 of the zoomed data, you cannot be certain or even 17 comfortably confident that that is Thymosin Beta-4. 18 simply too far out. 19 MR HOLMES: 20 DR VINE: 21 It's Did you want to say comfortably satisfied? I'm struggling to find a word that expresses exactly what I want to say. 22 CHAIRMAN: 23 DR VINE: 24 My thesis is that you cannot on You use your language, Dr Vine. As a mass spectrometerist, you would reject that that peak is Thymosin Beta-4 on those data. 25 CHAIRMAN: 26 DR VINE: Without other information? Yes. There's a fundamental reason for rejecting it 27 anyway, and that is that a single peak in a mass 28 spectrometer can never constitute an identification, not 29 with any degree of certainty. 30 doesn't provide a degree of certainty. 31 fundamental property of mass spectrometry. .AFL Anti-Doping Tribunal 21/01/15 710 It's an indication, but it That's just a One ion is PROF. HANDELSMAN/DR VINE 1 2 never enough. MR HOLMES: Your paragraph 18 says the difference is too great 3 for whatever is present in the material to be 4 Thymosin - designated as Thymosin Alpha-1; correct? 5 6 DR VINE: No, I said the difference is too great for you to - sorry, which paragraph are you referring to? 7 MR HOLMES: 8 CHAIRMAN: 9 DR VINE: 18. 18 of your report, Dr Vine. No, I say in there that the difference between the 10 two is such that that difference between 4970-something 11 and 3,100, I believe, that difference is too great for 12 those molecules to be confused. 13 apart or fail to tell them apart on that basis. 14 as I say, is based on the assumption that they are both 15 what they are supposed to be, and I don't think there is 16 any evidence for that, or not convincing evidence anyway. 17 MR HOLMES: All right. You couldn't tell them But that, But if you were to be asked whether the 18 result is either Thymosin - either Alpha or Beta-4 it 19 would suggest that that one is Thymosin Beta-4, on a rough 20 and ready basis? 21 DR VINE: Well, I don't accept that it does suggest that it's 22 Thymosin Beta-4. 23 support it to a degree that would allow you to make that 24 conclusion. 25 MR HOLMES: 26 DR VINE: As I said, the data doesn't really Even if it was one or the other? If you knew with certainty that it was Thymosin 27 Beta-4 and you knew the other one with certainty was 28 Thymosin Alpha-1, then those data together would enable 29 you to distinguish between them, clearly. 30 is we don't know with certainty that either one is what it 31 seems to be. .AFL Anti-Doping Tribunal 21/01/15 711 What I'm saying PROF. HANDELSMAN/DR VINE 1 CHAIRMAN: Can I ask you this, Dr Vine: taking those two 2 calculations, would it be correct to say that the lower 3 calculation, that's the 3,000, is not consistent with it 4 being Thymosin Beta-4? 5 DR VINE: 6 CHAIRMAN: 7 DR VINE: 9 CHAIRMAN: 10 DR VINE: 11 CHAIRMAN: No, not on the face of the data. It doesn't tell you which one it is? No. But it's not consistent with those substances in those circumstances? 13 DR VINE: 14 MR HOLMES: 15 And, similarly, the upper calculation is not consistent with it being Thymosin Alpha? 8 12 Certainly not, no. That's correct, yes. Could I ask Professor Handelsman to respond to the same question? 16 CHAIRMAN: Yes; that's why we are doing it this way. 17 PROF. HANDELSMAN: I would agree with Dr Vine that if you were 18 to take a - what I'm going to say is that the context is 19 very important here. 20 label, no marking on it whatsoever, and put it into a mass 21 spectrometer and get a peak like that, identification of 22 any particular named substance, that is not sufficient. 23 If you know it's a protein, you would have to have the 24 amino acid sequence. 25 I believe these data arose. 26 compounding chemist who ordered what I think he would have 27 ordered as Thymosin - Thymosin maybe with or without an 28 additional qualification, but it was Thymosin. 29 probably came in a vial which had written on it Thymosin. 30 In my report I said that I thought that there was 31 incomplete information for a really well-done forensic .AFL Anti-Doping Tribunal 21/01/15 If you were to take a vial with no But this is not the context in which 712 These data arose from a It PROF. HANDELSMAN/DR VINE 1 analysis, and that sort of information on what the sample 2 looked like when it came, what was written on it would 3 have helped a lot. 4 something, they ordered something that was probably 5 Thymosin, and what they are doing in here is a rough and 6 ready way of saying, just making sure that it's - of the 7 two alternatives, which one it is. 8 not a perfect identification as if it arose in a vacuum. 9 But it is a way of identifying which of two alternative But I think in this context they got So in that sense it's 10 thymosins that they would have possibly ordered from the 11 external supplier - which it is, and it is clear that the 12 molecular weights are so different that you can't confuse 13 them, even if the machine is a little bit out of 14 calibration. 15 identification from scratch, but it is an attempt to 16 distinguish between the two. 17 That's why in my report I said if the question underlying 18 the analysis - and every analysis has an underlying 19 question that has to be answered, but if the question 20 underlying the analysis was which of these two it was, 21 within the error of the methodology and software, it gave 22 one or other answer in all of those analyses. 23 MR HOLMES: This is not intended to be a perfect All right. That's how I would read it. Dr Vine, you have said in paragraph 11 24 there's a lack of a reliable calibration and resolution in 25 the first sentence? 26 DR VINE: 27 MR HOLMES: 28 DR VINE: 29 MR HOLMES: 30 31 Yes. So you have taken the figure of 4974? Yes. And you have said that the calibration error was approximately 10 daltons? DR VINE: Yes. .AFL Anti-Doping Tribunal 21/01/15 713 PROF. HANDELSMAN/DR VINE 1 MR HOLMES: 2 DR VINE: That's 4974 plus or minus 10? Well, it appears to be - if the material really was 3 Thymosin Beta-4, then the calibration error would be plus 4 10 on that basis. 5 MR HOLMES: 6 DR VINE: 7 MR HOLMES: Plus 10? Yes. Approximately. Then you have in paragraph 12, "The data indicated 8 the presence of a substance with a molecular weight of 9 perhaps", and then you have a figure of 4955? 10 DR VINE: 11 MR HOLMES: 12 DR VINE: 13 MR HOLMES: Yes. 4985? Yes. And if you look at that it's 4974 plus or 14 minus - it is plus 11, and just help me with the maths 15 there, Doctor. 16 DR VINE: The difference between - it's really just a 30-dalton 17 range of a 4955 to - so it's about 10 daltons from 4955 to 18 4965, and then another 10 daltons from 4974 to 4985, 11 19 daltons. 20 quite frankly, looking at the data I can't be certain what 21 the true mass is. 22 So I have applied a range of about plus or minus 15 23 daltons, so I'm encompassing a 30-dalton range, which 24 I don't think on my reading of the data is unreasonable, 25 given the operation of the instrument. 26 MR HOLMES: So I have taken a bit of a range there because, All right. It's impossible to tell from the data. Your briefing letter at JV-2 from Tony 27 Hargreaves & Partners, 13 January 2015, asked for a report 28 setting out a number of bullet points there? 29 DR VINE: 30 MR HOLMES: 31 Yes. You have been asked whether or not in the second last bullet point on that page, "Could it be a substance .AFL Anti-Doping Tribunal 21/01/15 714 PROF. HANDELSMAN/DR VINE 1 other than Thymosin Beta-4 but with a similar molecular 2 weight, for example, Thymosin Beta-10 and Thymosin 3 Beta-15"? 4 DR VINE: 5 MR HOLMES: 6 CHAIRMAN: 7 DR VINE: 8 MR HOLMES: 9 10 I don't see that. Where is that? Sorry, page 2. Page 2 of the letter of 13 January. I see, yes. You don't mention Thymosin Beta-10 or Thymosin Beta-15 in your report, do you? DR VINE: No, but I do say that it could be a - well, in fact 11 it's very likely to be a substance other than Thymosin 12 Beta-4. 13 14 MR HOLMES: CHAIRMAN: 16 MR HOLMES: Is this already in, Mr Holmes? No, this is a new document. PROF. HANDELSMAN: 19 MR HOLMES: 21 I think this document was obtained by you, Professor Handelsman, over lunch? 18 20 Can I provide them to the Tribunal. 15 17 Can I just show you a document. That's right. Could you tell the Tribunal what it shows and where it came from? PROF. HANDELSMAN: This is an entry from the National - it's 22 really where the PubMed comes from, the 23 National C - I have forgotten what "C" is. 24 very well established NIH based protein database centred 25 in Washington. 26 reliable information on various proteins - in this case 27 Thymosin Beta-10 homo sapiens, meaning the human version - 28 and it points out that it has 38 amino acids, and it's a 29 single letter amino acid sequence, is at the bottom. 30 subsequently have the accurate molecular mass, which 31 is - the accurate molecular mass is less than 4,000, Anyway, it's a It's widely used as a way of identifying .AFL Anti-Doping Tribunal 21/01/15 715 We PROF. HANDELSMAN/DR VINE 1 I think, from memory. 2 MR HOLMES: I will just show you this document. 3 PROF. HANDELSMAN: 4 MR HOLMES: 5 PROF. HANDELSMAN: Sorry, the molecular mass is 4367. Can I hand up four copies of that. I would add that the nature of amino acids 6 is such that the smallest is a molecular weight of 75, the 7 largest is 200, and adding or subtracting one would 8 certainly be detectible based on that sort of molecular 9 mass. 10 But this figure of 4368, roughly, would be way separate from the peak in question. 11 CHAIRMAN: 12 #EXHIBIT AS-23 - Documents relating to Thymosin Beta-10. 13 MR HOLMES: 14 Dr Vine, are you able to help us with the molecular weight of Thymosin Beta-15? 15 DR VINE: 16 MR HOLMES: 17 DR VINE: 18 MR HOLMES: 19 We might formally receive those, Mr Holmes. No, I don't know what it is off - - Did you look it up at all? No, I didn't. Did you download the same documents in respect of Thymosin Beta-15? 20 PROF. HANDELSMAN: 21 MR HOLMES: Yes, I did. Are they the molecular structure documents? I hand 22 up four copies. 23 lunch break for the molecular weight of Thymosin Beta-15? 24 25 PROF. HANDELSMAN: Did you also conduct a search over the Yes. That's on this document here. figure is 5229, roughly. 26 MR HOLMES: 27 #EXHIBIT AS-24 - Documents relating to Thymosin Beta-15. 28 MR HOLMES: 29 That I hand up four copies. Is the peak we are talking about, in your view, referable to Thymosin Beta-10 or Thymosin Beta-15? 30 DR VINE: 31 MR HOLMES: No, I don't think it is. You then spoke about doing a search on the .AFL Anti-Doping Tribunal 21/01/15 716 PROF. HANDELSMAN/DR VINE 1 ChemSpider database. 2 DR VINE: 3 MR HOLMES: 4 5 Yes. Could you tell me what were the parameters of the search that you entered in the ChemSpider web page? DR VINE: As stated in paragraph 15, I entered a mass range of 6 4955 to 4985 and asked it basically just to look for 7 entries within that database with molecular weights in 8 that range. 9 10 MR HOLMES: Professor Handelsman, did you do a search on the ChemSpider web database over the luncheon break? 11 PROF. HANDELSMAN: Yes, I did. I would say that we have a copy 12 of it. 13 plus or minus a difference. 14 kind of 30-dalton range that Dr Vine had, but nevertheless 15 we have done a search on using the molecular mass of 4974 16 that he used, plus or minus 11. It allows you to give a centred molecular mass, 17 MR HOLMES: All right. 18 PROF. HANDELSMAN: 19 MR HOLMES: 20 CHAIRMAN: 21 PROF. HANDELSMAN: So I wasn't able to get that Is that the result of your search? That is correct, yes. I tender that search. That will be AS-25. The search relates to - - - It's a search of the ChemSpider database 22 putting in a known molecular weight on the basis that, if 23 the figure from the readout was 4974, what other ones 24 could be around that molecular mass. 25 CHAIRMAN: So it's a search based on a particular molecular 26 weight? 27 PROF. HANDELSMAN: 28 29 30 31 Correct, a range of molecular masses. A range of 22 on either side of 4974. #EXHIBIT AS-25 - Professor Handelsman's ChemSpider database search. MR HOLMES: Just going through it, in paragraph 11 in the last .AFL Anti-Doping Tribunal 21/01/15 717 PROF. HANDELSMAN/DR VINE 1 sentence, Dr Vine, you say, "If the peak with the MZ is 2 4974 is really Thymosin Beta-4 then the mass spectrometer 3 would appear to have a calibration error of approximately 4 10 daltons"; correct? 5 DR VINE: 6 MR HOLMES: 7 Yes. So we go to the search. have entered that weight of 4974 plus or minus 11? 8 PROF. HANDELSMAN: 9 MR HOLMES: 10 Professor Handelsman, you Yes. What did the result of the ChemSpider website show? PROF. HANDELSMAN: I got 20 hits as opposed to Dr Vine's 28. 11 I don't think that's a material difference. 12 matter of how you specify the molecular mass range. 13 got 20 hits. 14 on the second last page, second from the bottom, which is 15 Thymosin Beta-4 acetate. 16 Thymosin Beta-4 with the acetyl group attached within that 17 range. 18 other name Thymosin in that range. 19 20 21 MR HOLMES: It's all a We I draw your attention to the second last one In other words, it identified But there was no other Thymosin identified, no So the ChemSpider website identifies all - is it all known substances or? DR VINE: Perhaps I should say a few words about it. The 22 ChemSpider database is a database of known chemical 23 compounds compiled by the Royal Society of Chemistry. 24 currently stands I believe at something in the region of 25 22 or 23 million compounds. 26 compiled largely by chemists, and it's a database that 27 isn't particularly I think replete with biological 28 molecules, with proteins and peptides. 29 commonly accepted chemical compounds. 30 means a comprehensive biological database, but it does 31 contain quite a large number of peptides and proteins. .AFL Anti-Doping Tribunal 21/01/15 718 It It's a database that's been It's more the more So it is by no PROF. HANDELSMAN/DR VINE 1 It's a way of identifying materials on the basis of 2 various properties that they might have. 3 individual searches such as the one that's been done here, 4 which is a search based on molecular weight. 5 way of finding possibilities when you - in this particular 6 case, when you've run a mass spectrum, you have obtained a 7 molecular weight, you can then go into ChemSpider and 8 determine what substances have this molecular weight. 9 Professor Handelsman has pointed out and as you would You can do So it's a As 10 expect, given that a fairly wide mass range has been put 11 in and that mass range does encompass the molecular weight 12 of Thymosin Beta-4 as the (indistinct) version, it did 13 find what it calls Thymosin Beta-4 acetate, which is the 14 same thing, which is what you would expect. 15 there. 16 that's indicated - and I agree with Professor Handelsman, 17 I don't think there's a material difference. 18 slightly wider mass range. 19 11, but there are also a number of other compounds that 20 are in there as well. 21 Thymosin Beta-4 and those other 20 compounds in that list 22 based on the molecular weight. 23 It is in But the problem is that within the mass range PROF. HANDELSMAN: I used a Professor Handelsman has used So you can't distinguish between Could I add, though, that I think most of 24 these compounds that are listed here do not necessarily - 25 in fact, I doubt that any of them - occur in nature. 26 are just simply chemical structures that are used for 27 identification purposes. 28 artificially created. 29 recognisable that occurs in nature would usually have the 30 annotation as Thymosin Beta-4 does with a CAS number. 31 Those are actually separately searched. .AFL Anti-Doping Tribunal 21/01/15 They In other words, they are I think any one of those that is 719 So, as PROF. HANDELSMAN/DR VINE 1 I understand it, this means that the only recognised 2 biological molecule in that range is actually Thymosin 3 Beta-4 acetate. 4 DR VINE: Well, ChemSpider doesn't make that sort of 5 distinction as to what sort of molecule it is. It only 6 lists what it has in the database. 7 of chemical identity. 8 material, the one that's mentioned in the letter of 9 instruction that I was given, this material is Thymosin The issue here is one The proposition is that this 10 Beta-4. My thesis is simply the evidence does not support 11 the identity of the material as Thymosin Beta-4. 12 possibility, but it isn't a certainty, not by a long way. 13 Given that, as I said earlier, this database is not 14 complete, from my experience of using it, it doesn't cover 15 the area of proteins and peptides particularly 16 comprehensively. 17 sources rather than biological sources. 18 of amino acids and the fact that, while there are 19 naturally occurring amino acids, there are also 20 potentially lots of non-naturally occurring amino acids, 21 in fact probably many thousands of them, and the 22 possibilities and combinations that could all add up to 23 the correct molecular weight would be an enormous number. 24 So it really goes down to whether one has confidence that 25 the material analysed at Bio21 in 2012 was Thymosin 26 Beta-4, and I say on the evidence, on the analytical data 27 that we have before us, it's not that you can't be certain 28 that it isn't Beta-4; I don't think you can really even 29 conclude that it's probable. 30 best. 31 calibrated, and we simply don't know that. It is a It's been compiled mostly from chemical Given the nature It's perhaps possible at But a lot depends on how well that instrument was .AFL Anti-Doping Tribunal 21/01/15 720 So even that PROF. HANDELSMAN/DR VINE 1 possibility is tinged with that qualifier. 2 I said earlier, the other qualifier is to what extent a 3 mass spectrum with one peak in it can be said to identify 4 any substance. 5 identification in the case of a criminal matter or even 6 identification in the case of identifying a drug for 7 sports drug testing purposes, such an identification would 8 simply not stand up. 9 reputable laboratory would claim they had identified a 10 drug on the basis of a single peak in a mass spectrum. 11 MR HOLMES: Then, as If we were talking here about forensic It wouldn't even be put forward. Dr Vine, you have drawn the conclusion in paragraph 12 18 that it's not that of a Thymosin Alpha-1, correct, 13 because the difference is too great? 14 DR VINE: No Yes. Yes, I agree. I believe it is possible to draw 15 that conclusion that it - even given the inaccuracy of the 16 instrument and its lack of resolution, I think you can be 17 pretty confident that the material that gives the peak at 18 4971 or 4974, whichever you want to use, that that isn't 19 Thymosin Alpha-1. 20 21 22 MR HOLMES: May it also be concluded that the mass spectrum in figure 1 is not that of Thymosin 10, Beta-10? DR VINE: I would say that's very probable too. I think the 23 mass that we have been given here is out significantly. 24 We are probably looking at something in the region of 600. 25 We have 4367 as against 4965 or 4. 26 difference. 27 out that far. 28 MR HOLMES: So that's a very big I doubt that the mass spectrometer would be It may also be concluded that the Thy A-5 mass 29 spectrum shown on figure 1 is not that of Thymosin 30 Beta-15? 31 DR VINE: Yes, I think that's a reasonable conclusion too. .AFL Anti-Doping Tribunal 21/01/15 721 PROF. HANDELSMAN/DR VINE 1 Again, you are talking of a mass difference of several 2 hundred. 3 spectrometer, a mass difference of several hundred is 4 sufficient for you to say it's not either of those two 5 compounds. 6 MR HOLMES: So, again, despite the performance of the mass May it also be concluded that the Thy A-5 mass 7 spectrum is not that of a mixture of thymosins or 8 peptides? 9 DR VINE: There is no evidence of a mixture because there is 10 only one peak, although we have to say here, and I'm sorry 11 if I sound repetitive, the peak is 10 daltons wide. 12 there were some other Thymosin with a very, very similar 13 mass within a few mass units of the Thymosin Beta-4, it 14 could be buried in there and we wouldn't know because the 15 peak isn't able to resolve those materials. 16 wouldn't know about that. 17 MR HOLMES: If So we simply Wouldn't that Thymosin of an unnamed variety, other 18 than Thymosin Beta-4, be brought up in your ChemSpider 19 search? 20 DR VINE: It might be, and it might be one that doesn't have a 21 trivial name, for all I know. 22 it, is a generic term and there are any number of 23 thymosins, I presume. 24 endocrinologist, and the thymus gland is not my area of 25 expertise. 26 peptides and proteins in relation to that particular gland 27 and how it operates. 28 established, whether they are all known, I don't know. 29 point is simply that on the data that we have we really 30 can't be certain about identity. 31 MR HOLMES: Thymosin, as I understand I don't profess to be an But I do appreciate that there are a lot of Whether they have all been My Professor Handelsman, can you comment on that? .AFL Anti-Doping Tribunal 21/01/15 722 PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: I would add that thymosins are a family of 2 peptides that are most expressed in the thymus. There is 3 a limited number of them, and the sequencing of most 4 of - of quite a large - probably all of them is known. 5 When it comes to actually - and again context is important 6 here. 7 chemical manufacturers or so on, there's only really two 8 that are actually ever advertised - that's Thymosin 9 Alpha-1 and Thymosin Beta-4. When it comes to actually purchasing through There may be others that are 10 available or could be synthesised on request, although 11 heaven knows I don't think the parties involved in this 12 would have the sophistication to ask to synthesise some 13 other Thymosin which is not characterised at all 14 biologically. 15 search didn't turn up any other named Thymosin, it is most 16 likely, and I haven't exhaustively tested each one of 17 them, but it is certainly not Beta-10 or Beta-15. 18 more time, and I only really got to do this at lunchtime, 19 I think we could check each one of these. 20 very surprised if these aren't all artificial compounds 21 which don't occur in nature, which aren't - are just not 22 in the frame for thinking about ordering them and 23 potentially using them the way in which the peptides 24 involved in this case have been contemplated at least. 25 DR VINE: 26 CHAIRMAN: 27 DR VINE: So I think the fact that the ChemSpider With But I would be Am I able to make a comment to that, Mr Chairman? Yes, of course. What I would say there is that certainly my 28 experience with purchasing peptides and proteins has been 29 an interesting one in that when you order these materials 30 it is certainly necessary to check what you have ordered 31 because you often find that what you have ordered isn't .AFL Anti-Doping Tribunal 21/01/15 723 PROF. HANDELSMAN/DR VINE 1 what you expected. The industry as a whole, and we heard 2 some of this this morning, contains a number of companies 3 which produce materials of very dubious authenticity, and 4 it could well be that if you have bought something which 5 you think is Thymosin Beta-4 you have been provided with 6 one of these things that the ChemSpider database, albeit 7 an artificial substance, has produced. 8 chemical company's failed attempt to make Thymosin Beta-4 9 or some analogue or some variant of it. It may be some The whole point 10 of this is that you cannot be sure when you buy these 11 materials. 12 context that we are looking at here. 13 considering a material that's going to be formulated in 14 some way and then injected into someone, I think it's 15 incumbent upon whoever has sourced that material and will 16 compound it to be absolutely certain that they know what 17 it is, not to be, "Well, it probably is this because the 18 mass is around about where it ought to be." 19 I sit, if I'm on the other end of the syringe needle, on 20 the sharp pointy end, I expect that whoever is putting it 21 into me knows exactly what it is, not just same vague 22 notion that it is probably the right thing. 23 reason in my view it's fundamentally important that these 24 materials are characterised properly, and that clearly 25 hasn't been done in this case. 26 Analytical Services, with these materials, we have done 27 work on the ones we have bought ourselves. 28 done a lot of work for Australian Customs on materials 29 that have been seized for one reason or another as 30 potential prohibited imports, where we have found that it 31 is quite a frequent occurrence for these materials not to I think this is exceedingly important in the .AFL Anti-Doping Tribunal 21/01/15 724 When you are From where For that Our experience, Racing We have also PROF. HANDELSMAN/DR VINE 1 be what they are labelled to be. 2 between being similar but not quite the same - I cite an 3 example in here of a material that we found to be almost 4 AOD-9604 except one amino acid had been changed; or it may 5 be a totally unknown peptide with goodness knows what 6 properties, or in fact there simply may be nothing there 7 at all. 8 materials are properly identified. 9 10 MR HOLMES: That can vary anywhere So for me it is of vital importance that these Can Professor Handelsman respond? PROF. HANDELSMAN: I couldn't agree more in what Dr Vine has 11 established, which is the proper standard the 12 pharmaceutical companies follow. 13 anything like the sort of things we have talked about. 14 they ordered a peptide, they didn't make it themselves, 15 they would sequence it probably several times in both 16 directions to make sure that it is what it is and that it 17 is highly purified. 18 I think what we are talking about in this particular 19 discussion is really people who cut every corner, cut many 20 corners, let's say. 21 there's plenty of people who have less scruple than a 22 pharmaceutical company. 23 that the compounding chemist or someone on his behalf 24 ordered something called Thymosin and they simply wanted 25 to do a check which of the two thymosins it might be. 26 That's about all. 27 pharmaceutical industry standards. 28 standards, and in some cases it is the shortcut of 29 compounding pharmacists, and I think it doesn't exclude 30 the possibility that this is Thymosin Beta-4 at all. 31 fact, the likelihood is, as we have identified in the They wouldn't do All of that is perfectly true. If But As Mr Ihle reminded me repeatedly, I think it is quite plausible I don't think they are following the .AFL Anti-Doping Tribunal 21/01/15 725 They follow their own In PROF. HANDELSMAN/DR VINE 1 2 search, that it's the most likely candidate for that peak. CHAIRMAN: In the end, gentlemen, those points you raise are 3 very important and very valid. 4 all that in the context of this case, which is a bit 5 different from a very good scientific laboratory being 6 operated here, Dr Vine, I can assure you. 7 MR HOLMES: 8 CHAIRMAN: 9 MR GLEESON: We ultimately have to put I have no further questions. Mr Gleeson? Thank you, Mr Chairman. Dr Vine, I might have 10 misheard you, so please forgive me if I'm putting back to 11 you something that you just didn't say, but I thought 12 I heard earlier on during your evidence you say something 13 to this effect, that as a mass spectrometerist you would 14 reject that this was Thymosin Beta-4. 15 DR VINE: Yes. If I was given the data and I knew that the 16 mass spectrometer was properly calibrated and had its 17 resolution adjusted as well as it could be, I would reject 18 it on two grounds: one, if it was properly calibrated, 19 then the mass is wrong and therefore it can't be Thymosin 20 Beta-4. 21 accurate, this says there is something there with a 22 molecular weight of 4971 or 74, whichever we take as being 23 the correct one, and that means it can't be Thymosin 24 Beta-4 because we know that the molecular weight of 25 Thymosin Beta-4 is - its monoisotopic weight is actually 26 4960, and then you add a proton for the MALDI process, so 27 that would give you 4961. 28 distribution which actually gives you some additional 29 peaks as well. 30 I have also said, you would never base an identification 31 on a single peak in a mass spectrometer. It can't be out by 10 because the instrument is Then you have an isotopic However, on a more fundamental level, as .AFL Anti-Doping Tribunal 21/01/15 726 You need more PROF. HANDELSMAN/DR VINE 1 evidence than that to conclude that something's identity 2 has been established. 3 MR GLEESON: That second point is a rather different point, 4 isn't it? 5 you would reject that it was TB4; that is, you can 6 conclude that it is not TB4. 7 making is that you simply can't be sufficiently satisfied 8 that it is TB4. 9 DR VINE: You are not saying by that second point that That's correct. 10 question. 11 single - - - 12 CHAIRMAN: 13 DR VINE: The second point you are There are two sides to that You would never be satisfied on the basis of a Just on the basis of that single analysis. Particularly given the resolution of the instrument. 14 The peak is 10 daltons wide. If you were to analyse 15 Thymosin Beta-4 on a more modern mass spectrometer - the 16 Bruker Microflex is a pretty outdated instrument. 17 one of my protein chemist colleagues refers to it as a bit 18 of an outdated toy. 19 that we use routinely nowadays, it's not a very 20 sophisticated machine. 21 If you analyse it on the sort of equipment that we use in 22 Racing Analytical Services laboratory, instead of seeing 23 that blob 10 peaks wide what you would see in our 24 laboratory, and we have done this because we have analysed 25 a sample of Thymosin Beta-4 for Australian Customs - what 26 you actually see are something of the order of 10 27 individual peaks, and they are the isotopic peaks of 28 Thymosin Beta-4. 29 and there are 10 - set of 10 peaks. 30 you still wouldn't be sure it was Thymosin Beta-4 because 31 you have the fundamental issue that a single mass It is - Compared to the sort of instruments It doesn't have a lot of power. We can resolve them all into a cluster, .AFL Anti-Doping Tribunal 21/01/15 727 Even if you got that PROF. HANDELSMAN/DR VINE 1 spectrometric cluster of isotopic peaks doesn't constitute 2 an identification. 3 CHAIRMAN: 4 DR VINE: But it would be consistent? But it would be consistent and it would be a much 5 better indication. But it still would fall short of 6 definitive. 7 really the only way to be sure this is Thymosin Beta-4 8 would be to actually do a sequence determination on it. 9 You would - for a start you wouldn't just use mass As I think Dr Watt said in his statement, 10 spectrometry. You would use liquid chromatography mass 11 spectrometry, which separates mixtures first and then 12 introduces them sequentially into the mass spectrometer. 13 You would treat the molecule with a digestive enzyme 14 called trypsin, which will cleave it into smaller, more 15 manageable bite-size pieces, and then you would analyse 16 those individual pieces to ensure that the sequence of 17 amino acids is the same, because what needs to be borne in 18 mind is that even if you identify the molecular weight 19 absolutely - and the instrument that I'm talking about 20 that we use doesn't measure the molecular weight to one 21 dalton. 22 thousandths of a dalton, which is what's called high 23 resolution mass spectrometry. 24 be sure it's Thymosin Beta-4 because you have the 25 molecular weight, which means all the right amino acids 26 are there but it doesn't mean they are in the right order. 27 You can have a word and you can have all the letters in 28 the word but unless the letters are all in the right order 29 the word isn't there. 30 if all the amino acids are there, if they are not 31 connected in exactly the right order, the molecule is not It actually measures the molecular weight to two .AFL Anti-Doping Tribunal 21/01/15 Even with that, you can't That's how the system works. 728 Even PROF. HANDELSMAN/DR VINE 1 Thymosin Beta-4. So, even if the mass was perfectly lined 2 up, it wouldn't provide conclusive evidence. 3 PROF. HANDELSMAN: I just would like to add a bit of a reality 4 check. 5 perfection, which is certainly ideal, but I would also 6 point out that even a calibration error of 10 in a 7 molecular weight range of around 5000 is 0.2 of 8 a per cent. 9 the perfect standards that are alluded to. This is really setting a standard of scientific It is not enormous. It is enormous maybe by But this is 10 still a working machine in a very high quality research 11 institute that does very high quality work using that 12 machine. 13 medical research in which they do - have a huge 14 throughput. 15 of good. 16 about the most plausible identification, it doesn't 17 require that level of finesse. 18 MR GLEESON: If it were so defective it wouldn't be useful in So I would just say that perfect is the enemy I think for the purposes that we are talking Just returning to the first of the two reasons you 19 advanced, Dr Vine, for the proposition that you would 20 reject that this was TB4, if you assume that the 21 spectrometer has a calibration error of approximately 10 22 daltons, then there would be no basis for rejecting that 23 the product in question was Thymosin Beta-4; you would 24 simply adhere, I assume, to the proposition that you can't 25 be certain that it is Thymosin Beta-4? 26 27 28 29 DR VINE: Yes, that's right, if that were the case, but the trouble is we don't know whether that's the case or not. MR GLEESON: So if I ordered Thymosin Beta-4 and I sent it off to the mass spectrom - that person. 30 DR VINE: Yes. 31 MR GLEESON: And I received the results as depicted in Thy A-5. .AFL Anti-Doping Tribunal 21/01/15 729 PROF. HANDELSMAN/DR VINE 1 DR VINE: Yes. 2 MR GLEESON: And I knew that my spectrometer had a calibration 3 error of approximately 10 daltons, I would say to myself 4 "the results are consistent with what I ordered"? 5 DR VINE: You could say that to yourself, although I think my 6 comment would be that if you are operating the mass 7 spectrometer and you know you have a 10-dalton error then 8 you are not a very good operator and you shouldn't be 9 doing it. To knowingly operate an instrument when it is 10 out of calibration is exceedingly unscientific and verging 11 on negligent. 12 PROF. HANDELSMAN: Again, I'm sufficiently impressed that 13 I will always send samples to Dr Vine because he has such 14 high standards. 15 most machines - mass spectrometers are quite finicky 16 machines and they do get out of calibration relatively 17 often. They regularly need servicing and calibration and 18 so on. I don't think an error of 10 daltons in 5000 is 19 hugely material. 20 it's satisfactory. 21 reject the information out of hand. 22 MR GLEESON: 23 CHAIRMAN: 24 MR IHLE: 25 But that is a standard of perfection that It is not desirable. You wouldn't say But it is also not sufficient to Those are the only questions I have. Mr Ihle? Dr Vine, I would like to take you to JV-1, which is a copy of your curriculum vitae attached to your report. 26 DR VINE: Yes. 27 MR IHLE: Under "Qualifications", the last entry that you have 28 there is "National Association of Testing Authorities, 29 Australia, Assessor, 1992 and continuing"? 30 DR VINE: Yes. 31 MR IHLE: What does that role involve? .AFL Anti-Doping Tribunal 21/01/15 730 PROF. HANDELSMAN/DR VINE 1 DR VINE: Perhaps I'd better start from the name of the - the 2 National Association of Testing Authorities, Australia is 3 a kind of a quasi government body now, I suppose, which is 4 charged with the accreditation of laboratories for 5 competence to do what they say they can do. 6 sole body within Australia that provides accreditation of 7 laboratories generally these days to various international 8 standards, such as ISO 17025, which is the one most 9 applicable to chemical laboratories. So it's the It works on the 10 basis of assessing a laboratory in terms of their 11 compliance obviously with the bureaucratic parts of the 12 various international standards and then also with the 13 technical requirements of being able to do what they claim 14 they can do. 15 uses two sorts of assessors. 16 assessor, and then they use a set of scientific assessors 17 who are called in for specific purposes. 18 assessor's job is to look at the methodology of the 19 laboratory, to examine its quality control procedures, all 20 of its technical operations and effectively say, "Is it 21 fit for purpose," I suppose is the most simple way of 22 putting it. 23 to look at how laboratories operate and whether they can 24 actually do what they claim they can do to the required 25 international standard. 26 MR IHLE: It's very similar to GMP registration. NATA provide their own The scientific That's been my role as a technical assessor, I might get the acronym wrong, but the national 27 testing measurement institute or the national - the 28 testing measurement institute - - - 29 30 31 DR VINE: It I'm not familiar with - I'm familiar with the National Measurement Institute, NMI. MR IHLE: That's the one, NMI. .AFL Anti-Doping Tribunal 21/01/15 731 Does your role involve any PROF. HANDELSMAN/DR VINE 1 2 involvement with NMI? DR VINE: It does insofar as the Australian Sports Drug Testing 3 Laboratory - that is the laboratory which ASADA use to 4 carry out their drug testing, so that's the organisation 5 that actually does the drug tests - is part of the 6 National Measurement Institute. 7 actually carried out their technical assessments since 8 1992 on - I'm not sure exactly - three or four occasions, 9 and as well as that I have done desk audits of new methods As a NATA assessor I have 10 from time to time again to assess whether the methods are 11 fit for purpose. 12 MR IHLE: So when in paragraph 16 you say the following, "I'm 13 unaware of any sports drug testing authority, human or 14 animal, or regulatory agency, human, environmental or 15 agricultural, which will accept identification on this 16 basis", first of all, "this basis" is referring to that 17 HPLC graph, as I understand it? 18 you say "this basis", is that what you are referring to? Am I right there, when 19 DR VINE: It is referring to the mass spectrum. 20 MR IHLE: Yes, the mass spectrum. When you say you are unaware 21 of any sports drug testing authority, does that 22 include - do you take into that your experience as a NATA 23 assessor? 24 DR VINE: Yes. 25 MR IHLE: That includes assessing the very laboratory that 26 ASADA uses for its own drug testing purposes? 27 DR VINE: Yes. 28 MR IHLE: Can I take you then to paragraph 9 of your report, 29 and this is something that's been touched on very briefly 30 in relation to questions that have already been asked of 31 you by Mr Holmes. In the first sentence of paragraph 9 .AFL Anti-Doping Tribunal 21/01/15 732 PROF. HANDELSMAN/DR VINE 1 you distinguish between what we see on the graph as 4971 2 and what you then go on to say, "it appears the peak has 3 an Mz" - shorthand for molecular weight? 4 DR VINE: It's not exactly. One of the things that's not 5 appreciated about mass spectrometry is that it appears as 6 if the scale in a mass spectrometry is mass. 7 scale isn't mass. 8 that in many mass spectrometers the charge is 1; that is, 9 it's a single positive charge or sometimes a single 10 negative charge. 11 same as mass. 12 In fact, the It's mass to charge ratio. It's just So mass to charge ratio is in fact the Often particularly in the mass spectrometry of 13 peptides and proteins charges can be 2, 3, 4, 5, 10, 15, 14 very large numbers. 15 charge ratio. 16 rather than mass, but they are synonymous only when the 17 charge is 1. 18 MR IHLE: So in those cases you specify mass to So I always - you should always use M on Z In this spectrum the charge is 1. When you go on to say it's actually closer to 4974, 19 by reference to the graph itself can you explain what you 20 mean by that? 21 DR VINE: If we go to my figure 1 you can see the upper mass 22 spectrum, there's a very, very small peak which has the 23 number 4971.429 printed above it. 24 you might think that's the mass of the particular peak, 25 when you expand that you get the trace shown at the bottom 26 which shows in fact, or appears to show - and this may be 27 where there's some issue with the Bruker Microflex 28 software that I'm not aware of, but it appears to show 29 4971 isn't the centre of the peak, it is actually the 30 front of the peak really, and the centre of the peak, if 31 you use the scale along the bottom, might be more properly .AFL Anti-Doping Tribunal 21/01/15 733 While at first sight PROF. HANDELSMAN/DR VINE 1 estimated at about 4974. 2 dichotomy comes in. 3 4 MR IHLE: So that's where that sort of Professor Handelsman, do you agree with that assessment of peaks in graphs? 5 PROF. HANDELSMAN: 6 MR IHLE: Yes, I do. Does that have any significance in the strength of 7 opinion or otherwise that you are able to give to this 8 Tribunal about what we can do with this analysis? 9 DR VINE: The comment you would make is 4974 is further away 10 from our expected 4964 or 65 than is 4971. 11 moves it a little bit further away. 12 estimate of about 10 daltons of difference in mass comes 13 from. 14 PROF. HANDELSMAN: So it actually That's where my And I would agree that that just encompasses 15 the calibration error. 16 10, in other words you take 10 away from it, it would 17 coincide with exactly what was expected. 18 plausible at least that the calibration error explains 19 that difference. 20 a plausible one. 21 MR IHLE: If the calibration error is plus So it is It's not the only explanation, but it's Professor Handelsman, you heard Dr Vine say before 22 that we don't actually know what the calibration error is 23 here. 24 25 26 Do you agree with that? PROF. HANDELSMAN: He made an estimate of approximately 10, and I think that that's a reasonable estimate. MR IHLE: Dr Vine, do you make that estimate here, or is that 27 an estimate that you allow for should the substance 28 actually be TB4? 29 is sought to be evidenced by this document, by this 30 analysis, you can work backwards or you can work forwards. 31 Do you actually think there has been a calibration error So if you start from the premise which .AFL Anti-Doping Tribunal 21/01/15 734 PROF. HANDELSMAN/DR VINE 1 2 of 10 or do you simply not know? DR VINE: I think what I said originally was if we assume 3 that - if that peak was Thymosin Beta-4 and we are 4 measuring 4974, then the calibration error would be 10. 5 But I think I also made some comment that we don't know 6 what the calibration error is in fact. 7 be an assumption based on assuming that the peak was 8 Thymosin Beta-4. 9 So that would only The calibration error may well be much more than 10 we know, perhaps less than we know. 11 the instrument appears to have - again, from Dr Watt's 12 report, because I couldn't get - from the data I was 13 provided I couldn't see the reference standards that 14 Dr Watt referred to in his report with sufficient clarity 15 to estimate how well their masses have been assigned. 16 he has I think more familiarity with the software than 17 I do, and his report suggested that there was reasonable 18 calibration of the instrument up to about 3000. 19 beyond that there was no evidence of any calibration 20 standards that had been run. 21 was pretty much unknown. 22 MR IHLE: 23 PROF. HANDELSMAN: But the problem is But But So beyond 3000 calibrations You seem to be nodding, Professor Handelsman? I agree that it's uncertain rather than 24 unknown. 25 it's likely - it's possible that there may be some error 26 beyond that. 27 adequate up to 3000. 28 it would be. 29 DR VINE: If the calibration up to 3000 is reasonable, But it's not likely to be enormous, if it is Having said that, you can't say what But it wouldn't be enormous. I don't know that you can say what it would be. 30 the calibration error progressed in a linear fashion, 31 perhaps that might be true. .AFL Anti-Doping Tribunal 21/01/15 735 If But it may not progress in a PROF. HANDELSMAN/DR VINE 1 linear fashion. 2 behave in a linear manner once they get towards the upper 3 range that the instrument is capable of functioning at. 4 It may well be that the change in calibration accuracy as 5 you go to higher masses is not a linear, that is a 6 straight line, relationship; it may well be an exponential 7 relationship. 8 instrument. 9 PROF. HANDELSMAN: Mass spectrometer mass ranges often don't We simply don't know with this particular I come back to Dr Watt's comment that the 10 calibration appears to have been adequate up to 3000. 11 other words, there is no systematic deviation up to 3000. 12 So to imagine that suddenly deviates beyond that is 13 possible, things like that happen. 14 that if it is in calibration up to 3000 it is not far out, 15 although it may be out a little bit further or beyond 16 that. 17 DR VINE: In But the most likely is I would simply say we don't know. You would need to 18 know the exact operating characteristics of the instrument 19 to be sure about that. 20 MR IHLE: You simply can't be sure about it. Professor Handelsman, I just want to ask you about 21 some of the documents you were able to obtain over lunch, 22 specifically those in relation to Thymosin Beta-15 and 23 Thymosin Beta-10. 24 PROF. HANDELSMAN: 25 MR IHLE: 26 I don't know if you have the marked ones, but the protein information resource document. 27 PROF. HANDELSMAN: 28 MR IHLE: 29 Yes. Yes. I have one which is marked AS-23. That's the one, as I understand it, the Thymosin Beta-10; is that right? 30 PROF. HANDELSMAN: 31 MR IHLE: Which number of residues has it got? Thirty-eight. .AFL Anti-Doping Tribunal 21/01/15 736 PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: 2 MR IHLE: 3 Does thirty-eight residues indicate that there are 38 amino acids? 4 PROF. HANDELSMAN: 5 MR IHLE: 6 PROF. HANDELSMAN: 7 MR IHLE: 8 9 residues, 45; that's on AS-24? PROF. HANDELSMAN: 11 PROF. HANDELSMAN: 12 MR IHLE: 15 16 17 Yes, that's correct. Do you have a copy of your first report in front of you? PROF. HANDELSMAN: Yes, I do somewhere. second I will find it. MR IHLE: If you give me a Yes. Turn to page 13 of that report. You were asked questions about this the other day, you might recall. PROF. HANDELSMAN: 19 MR IHLE: Yes. We will see the diagram in the bottom right-hand corner of page 13. 21 PROF. HANDELSMAN: 22 MR IHLE: 23 Correct. That indicates that it's a chain of 45 amino acids. 18 20 Correct. And in relation to Thymosin Beta-15, number of MR IHLE: 14 Correct. Correct? 10 13 Thirty-eight is Thymosin Beta-10, yes. Do you have that? Yes, I do. We have three substances listed with chains of what purport to be amino acids? 24 PROF. HANDELSMAN: 25 MR IHLE: 26 PROF. HANDELSMAN: 27 MR IHLE: Yes. We have Beta-4, Beta-10 and Beta-15? Yes. You may not recall - and I can take you to the 28 transcript, but at page 339 of the transcript in reference 29 to this diagram I took you to that in relation to both 30 Beta-10 and Beta-15, and according to that diagram and 31 your evidence on 12 January Thymosin Beta-10 was a 43 .AFL Anti-Doping Tribunal 21/01/15 737 PROF. HANDELSMAN/DR VINE 1 2 3 amino acid chain. PROF. HANDELSMAN: Look, I recognise what you are saying. Beta-4 you mean or Beta-10? 4 MR IHLE: Beta-10. 5 PROF. HANDELSMAN: Look, I didn't have in my report anything 6 about Thymosin Beta-10, and in fact the first time 7 I really looked it up was today. 8 least from the NCBI protein database is 38. 9 know that particular diagram. So the correct figure at I can't explain that 10 discrepancy off the top of my head. 11 sequence - - - 12 MR IHLE: 13 PROF. HANDELSMAN: Now, I don't Just looking at the It also indicates that Beta-15 has 44 amino acids. All I can deal you is that this is a picture 14 out of a review article by Harrer, which I didn't go into 15 in any great depth. 16 illustration. 17 the bottom, which was the Thymosin Beta-4. 18 just stayed in there more or less unintentionally, but 19 specifically looking at those two thymosins in the NCBI 20 protein database today that's the result that 21 I circulated. 22 MR IHLE: I just used it as a form of I actually meant to highlight what was at The upper part That article that you pulled those two amino acid 23 chains for Beta-10 and Beta-15 out would seem to be 24 inaccurate in light of the information produced today? 25 PROF. HANDELSMAN: I would say that that's most likely, and 26 without going into it further I can't account for that in 27 detail at this stage. 28 MR IHLE: At least that's one example of where someone has 29 represented something as Thymosin Beta-10 which, as we 30 know from the chemical authority, is not actually Beta-10. 31 PROF. HANDELSMAN: I just haven't had time to go and look at .AFL Anti-Doping Tribunal 21/01/15 738 PROF. HANDELSMAN/DR VINE 1 where the discrepancies are, and I don't quite understand 2 that. 3 forms of Thymosin Beta-10 too. 4 sequence and there is a pro-sequence, a pre-pro, and it's 5 variously chopped up before a final form is made. 6 could be that that's what they call a pro Beta-10. 7 other words it's a slightly longer version which is cut 8 down further. 9 10 11 12 MR IHLE: But, yes, it's possible that there may be different Proteins are made in a So it In That amino acid chain of 43 which is represented as Beta-10 which is probably not Beta-10 - - PROF. HANDELSMAN: I don't know how far out it is. I would have to look at it side by side. 13 MR IHLE: We know it is out by at least five amino acids? 14 PROF. HANDELSMAN: 15 MR IHLE: Yes, apparently so, yes. That which has been represented in the diagram in 16 your report would probably have a molecular weight in the 17 vicinity of that which we see on the graph, would it not? 18 PROF. HANDELSMAN: It might have. But I think, as you yourself 19 pointed out, probably the diagram is in error because the 20 databases are more reliable sources of information. 21 are the standard source of information that people use for 22 molecular weights and for structures of proteins and 23 genes. 24 MR IHLE: They The point is this, Professor Handelsman: even in 25 learned articles which you yourself cite, people might get 26 the sequence of Beta-10 and Beta-15 wrong. 27 PROF. HANDELSMAN: Look, it was not the object of my using the 28 diagram to highlight Beta-10 or Beta-15; it was really the 29 lower part. 30 get it right. There may be other explanations so that it 31 is not wrong. For example, if it is a precursor form of But, yes, you are right; people don't always .AFL Anti-Doping Tribunal 21/01/15 739 PROF. HANDELSMAN/DR VINE 1 Beta-10 then there's no necessary inconsistency. 2 I can't account for that at this moment. 3 MR IHLE: But In that instance, though, it would not be Thymosin 4 Beta-10. 5 represented in the diagram that you adopted that would not 6 be Thymosin Beta-10. 7 If you had an amino acid peptide such as that PROF. HANDELSMAN: According to the protein database that would 8 not be Thymosin Beta-10. 9 it. 10 MR IHLE: And Thymosin Beta-15 is the same as represented in 11 the diagram. 12 PROF. HANDELSMAN: 13 14 It might be a precursor form of Yes. Well, there's a difference in the number of residues, that's right. MR IHLE: Dr Vine, you gave a brief bit of evidence before in 15 relation to the answers to the ChemSpider interrogation 16 that you did, that you found that there were 28 and 17 I think Professor Handelsman found 22 or 23 substances 18 that fall within the molecular weight range that you 19 identified. 20 relation to ChemSpider based on your experience. 21 often do you use ChemSpider? 22 DR VINE: You have also identified the limits in Several times a week, I would think. 23 intensively and sometimes less so. 24 several times a week. 25 MR IHLE: How Sometimes quite But it would average In your job how often are you looking by the way of 26 mass spectrometry or otherwise at detection of peptides 27 and other molecules? 28 DR VINE: Relatively frequently, I have to say increasingly 29 frequently as these become more important as sports doping 30 agents. 31 labs had almost no capacity to detect peptide doping When the ACCC report was released most sporting .AFL Anti-Doping Tribunal 21/01/15 740 PROF. HANDELSMAN/DR VINE 1 agents. 2 to change that situation, and that's necessitated a huge 3 upgrading of the amount of work we do on biological 4 molecules. 5 potential prohibited imports we get from Customs - they 6 are peptides rather than the more traditional illicit 7 substances that we have been used to seeing in the past. 8 So it is very much a growth area and the number of things 9 that come in that require you to identify proteins and 10 11 Obviously since then we have put in a lot of work So increasingly - and we see this too with the peptides is increasing all the time. MR IHLE: And in relation to those analyses that you conduct 12 either by way of drug detection in horse racing or 13 assistance to Customs or any other, do you have recourse 14 to ChemSpider in those instances? 15 DR VINE: Yes. It's not so much in relation to the testing of 16 the racing animals. In those tests we generally have a 17 defined group of substances that we are looking for. 18 in terms of the Customs materials, yes, that's one of the 19 sources we use. 20 more traditional sources of protein identification like 21 BLAST searches and things like that and Swiss-Prot 22 database. 23 that you can have access to which you can use when you are 24 trying to sequence a protein. 25 that's available that enables you to do that. 26 use of all of those tools. 27 about ChemSpider, ChemSpider tends not to be all that 28 useful for proteins and peptides compared to the other 29 more specific databases that we use. But But we also use the other, if you like, There are a number of international databases 30 PROF. HANDELSMAN: 31 MR IHLE: There is a lot of software So we make Going back to what I said Can I - - - Professor Handelsman, do you use ChemSpider? .AFL Anti-Doping Tribunal 21/01/15 741 PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: 2 MR HOLMES: 3 PROF. HANDELSMAN: 4 MR IHLE: 5 6 7 No, I don't use it regularly, no. I think Professor Handelsman said "can I". Can I actually come - - - Well, he can answer the question, with due respect, and if there is a matter that needs to be clarified - - PROF. HANDELSMAN: I'm just following on a question you asked me before and I have an answer now. 8 MR IHLE: Okay. Is this in relation to your diagram? 9 PROF. HANDELSMAN: Yes. As I suggested, if you look at the 10 Thymosin Beta-10 and the diagram and compare it with the 11 database there are five amino acids at the front end. 12 That is very typically what you see in the way proteins 13 are made. 14 chopped up into its final form. 15 acid version in that diagram is a pro form of it with five 16 amino acids at the front end. 17 They are made in a long sequence and then it is Presumably the 43 amino The Beta-15 one has one amino acid less and 18 that's a methionine which is often readily oxidised in the 19 purification process. 20 the purification wasn't reliable enough to identify that 21 there's actually 45 and not 44. So I think in the end the 22 databases are probably correct. They are the most up to 23 date. 24 25 MR IHLE: So the database is correct. PROF. HANDELSMAN: 27 MR IHLE: Yes. And it needs to have 45 in a particular order to be Beta 15? 29 PROF. HANDELSMAN: 30 MR IHLE: 31 So it needs to have 38 in a particular order to be Beta 10? 26 28 So my guess is that at that stage Correct. If there is something that comes in with the amino acid chain as depicted in those diagrams it would neither .AFL Anti-Doping Tribunal 21/01/15 742 PROF. HANDELSMAN/DR VINE 1 be Beta 10 nor Beta 15? 2 PROF. HANDELSMAN: 3 MR IHLE: Yes. Going back to ChemSpider, are you in a position to 4 agree or disagree with Dr Vine about how compendious 5 ChemSpider is or is not in relation to peptides and 6 proteins? 7 PROF. HANDELSMAN: I would defer to his much greater expertise 8 in that sort of analytical chemistry and use of 9 ChemSpider. 10 MR IHLE: I'm a very occasional user only. Professor Handelsman, do I understand the gravamen of 11 your evidence to be that you really don't disagree with 12 what Dr Vine says; rather you start from a different 13 question which is, "If this analysis were to be applied on 14 a dichotomous basis, is it one thing or the other, then by 15 way of exclusion of one of them we are left only with the 16 other?" 17 PROF. HANDELSMAN: Yes, that's how I phrased my report. If the 18 question was the following, then it's clear. 19 way the instructions went to Dr Vine were leaving the 20 qualification out. 21 MR IHLE: 22 PROF. HANDELSMAN: In fact the Why did you insert the qualification? Because I think it represents the likely 23 scenario. I think it represents the context in which 24 these analyses were done by a compounding chemist. 25 MR IHLE: Why? 26 PROF. HANDELSMAN: Because a compounding chemist takes 27 substances he or she orders from somewhere else and may - 28 sometimes they don't bother to verify them, but in this 29 case they may have decided to verify what it was. 30 31 MR IHLE: This is just guesswork on your part. You have seen no evidence as to why these were analysed? .AFL Anti-Doping Tribunal 21/01/15 743 PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: It is guesswork, but I'm trying to establish 2 a context why this analysis was done, a plausible one 3 given that it's a compounding chemist. 4 MR IHLE: I want to ask you this specifically. Have you been 5 taken to any evidence or shown any evidence which suggests 6 that the purpose for these analyses was to determine one 7 of those two alternatives? 8 PROF. HANDELSMAN: 9 MR IHLE: 10 11 No. So, based on what you have been asked, you have looked at these and you have made that assumption? PROF. HANDELSMAN: Not quite. There were a number of things 12 I was shown today, for example, like a catalogue that had 13 the word "Thymosin" without any qualification. 14 ordered that they would then be obliged - I mean, 15 commonsense, even a compounding chemist who will cut 16 corners would be obliged to verify whether it is one or 17 the other of the two that would be marketed. 18 MR IHLE: If someone Dr Vine, what would you say about that in light of 19 the types of assessments you have done for Customs when 20 you might order one thing, it might be something close, or 21 something different, or something completely different 22 altogether? 23 DR VINE: I think that's very much the issue. It is all very 24 well ordering something and it comes with an appropriate 25 label and a certificate of analysis. 26 couple of certificates of analysis mentioned today which 27 don't seem to be really worth the paper they are printed 28 on, and it is often the case that these materials are 29 falsified. 30 growth industry and there are a lot of cowboys out there 31 who are just cashing in on the demand. But we have seen a The production of peptides is very much a .AFL Anti-Doping Tribunal 21/01/15 744 PROF. HANDELSMAN/DR VINE 1 I don't really think you can put your trust in 2 what is on the label unless you have established through 3 experience whether your supplier is a reliable source of 4 supply. 5 that are very reliable sources of materials. 6 Australia, for example, Auspep, Auspep will make any 7 peptide that you want them to make, and what they make is 8 first-class material. 9 is expensive, but you can get it that way. 10 To be fair, there are some companies out there The one in It is spot-on what you order. It There are one or two other companies that we 11 found to be useful sources of peptides, and invariably 12 whatever we order from them turns out to be the right 13 material. 14 purposes we will always verify it is the right material 15 before we use it. 16 compounding companies where simply it is a question of 17 potluck whether you are going to get what you order. 18 But even when we are ordering it for research Then there are a number of other I go back to my point earlier. I know these 19 compounding chemists cut corners, but if you are 20 compounding something to inject into someone I think you 21 need a degree of certainty in terms of what you have and 22 really the onus is upon you to establish you know exactly 23 what the substance is. 24 MR IHLE: Professor Handelsman, I want to ask you a question 25 which flows on from some questions that I asked you the 26 other day but in light specifically of this evidence. 27 PROF. HANDELSMAN: 28 MR IHLE: Yes. Do I understand correctly that on or about 8 January 29 you had a telephone conference with the lawyers for 30 ASADA - - - 31 PROF. HANDELSMAN: We had a face-to-face meeting. .AFL Anti-Doping Tribunal 21/01/15 745 PROF. HANDELSMAN/DR VINE 1 MR IHLE: You had a face-to-face meeting on 8 January? 2 PROF. HANDELSMAN: 3 MR IHLE: Yes. We have been provided with a note. I'm not sure 4 whose note it is, but it purports to be of a meeting that 5 you had on 8 January in relation specifically to this 6 Bio21 documentation. 7 PROF. HANDELSMAN: 8 MR IHLE: 9 10 We had a meeting on that day. I understand from the evidence that you gave on 12 January that you yourself don't tend to take notes during meetings. 11 PROF. HANDELSMAN: 12 MR IHLE: 13 PROF. HANDELSMAN: I do not, no. You rely on the notes taken by lawyers? No, I rely on my memory. But I ask people 14 who have a particular point to raise or make to confirm it 15 in email to me. 16 MR IHLE: Is it fair that on 8 January when you were shown 17 these documents or this analysis that is really the 18 subject of most of the questions you expressed a great 19 deal of reservation - well, a deal of reservation both in 20 relation to your expertise of analysing these types of 21 graphs but also what could be determined from these types 22 of printouts? 23 PROF. HANDELSMAN: Look, we had a meeting at which some 24 documents were shown me across a table. 25 try to - I usually can't absorb them in that way and think 26 about them properly on the spot like that. 27 them away, and in this case got them to give them to me to 28 think about it and then write the report. 29 I said then was the sort of scepticism that comes that 30 I haven't fully absorbed what's there. 31 MR IHLE: I don't usually I usually take So whatever You were also shown the report of Dr Watt which is .AFL Anti-Doping Tribunal 21/01/15 746 PROF. HANDELSMAN/DR VINE 1 2 now before this Tribunal. PROF. HANDELSMAN: I saw little bits of it. I did not read the 3 whole report and I only saw a couple of particular points 4 in it. 5 actually. It was not given to me and I haven't read it, 6 MR IHLE: 7 PROF. HANDELSMAN: 8 MR IHLE: 9 So you haven't read it? No. Dr Vine, you have been provided with a copy of Dr Watt's report? 10 DR VINE: Yes, that's right. 11 MR IHLE: What do you say about Dr Watt's report? Do you agree 12 with it, disagree with it, strongly agree, have 13 reservations? 14 DR VINE: Fundamentally I'm in agreement with what Dr Watt 15 says. 16 I have. 17 you can't be certain it is Thymosin Beta-4. 18 of the analytical evidence doesn't allow you to do that. 19 I think he refers to it as a - I'm trying to think of the 20 words he used. 21 a possibility anyway; I think that would be the gist of 22 what he said, and I would concur with that. 23 possible, but it is by no means established and you 24 certainly can't rely on it. 25 indication or words to that effect. 26 MR IHLE: I think he has reached the same conclusion that There is something in that particular sample, but It won't come to me. The standard Nothing better than It is I think he called it a rough Professor Handelsman, I'm trying to get a sense of 27 this conference. 28 meeting. 29 column is cut off, but it seems to say "teleconference 30 with Professor Handelsman". 31 You say there was a face-to-face This note that I'm about to take you to, the PROF. HANDELSMAN: We had a face-to-face meeting and someone .AFL Anti-Doping Tribunal 21/01/15 747 PROF. HANDELSMAN/DR VINE 1 was on the phone. 2 both face-to-face - it was mostly face-to-face; one person 3 on the phone. 4 5 6 7 8 9 MR IHLE: I can't remember who it was. In any event there was some discussion. So it was That discussion involved Dr Watt himself. PROF. HANDELSMAN: yes. MR IHLE: I think he was the one on the phone briefly, But that was only for a short period. I'm going to hand this document down. It may or may not be something you have seen before. 10 PROF. HANDELSMAN: 11 MR IHLE: No, I have not seen this before. If you could hand those down. There is one for you 12 and one for Dr Vine and there are three for the Tribunal. 13 I will give you a moment just to read that document. 14 CHAIRMAN: 15 MR IHLE: 16 Do you want to tender that? I will just ask a question or two about it, but I will be tendering it. 17 PROF. HANDELSMAN: 18 CHAIRMAN: 19 PROF. HANDELSMAN: 20 MR HOLMES: 21 CHAIRMAN: 22 #EXHIBIT PG-16 - Diary note of 8 January 2015. 23 MR IHLE: 24 I should say I'm struggling to read it. You are not on your own there, Professor. I thought it might have been my glasses. The number is? It will be PG-16, Mr Holmes. Perhaps our learned friends could be good enough to tell us whose diary note it is. 25 MR HOLMES: 26 MR IHLE: Emily Fitton. I understand Emily Fitton is a solicitor with ASADA. 27 Six lines down, "Handelsman is worried that we don't have 28 the actual substance. 29 measurements." 30 PROF. HANDELSMAN: 31 MR IHLE: We only have the files and the Yes. Is that an accurate record of something that you said .AFL Anti-Doping Tribunal 21/01/15 748 PROF. HANDELSMAN/DR VINE 1 2 or represented? PROF. HANDELSMAN: Well, it's close, but what I said was we 3 would be far better off if we had the actual substance 4 that had come from the compounding chemist or somewhere. 5 Then we wouldn't have all the struggles we are going 6 through. 7 8 9 MR IHLE: But, yes, that's the spirit of it, yes. You see there, "The Bio21 information is really just circumstantial evidence." PROF. HANDELSMAN: Yes, I think that's fair enough because it 10 wasn't ordered by ASADA or anybody competent. 11 ordered by a compounding chemist. 12 sceptical - just uncertain what to make of it. 13 in mind at this point I hadn't really looked at them, 14 absorbed it or made any estimate of what it actually 15 showed. 16 17 18 19 MR IHLE: PROF. HANDELSMAN: PROF. HANDELSMAN: 22 MR IHLE: 26 27 28 Do you That wasn't me. I think that was probably Steve Watt. 21 25 But bear remember who said that? MR IHLE: 24 And so I was The next reference, "Peaks don't match." 20 23 It was It goes on, "Steve has issues with calibration." Yes. The next entry, "Mass accuracy is really unknown." Do you remember who said that? PROF. HANDELSMAN: I think that's Stephen Watt. It wouldn't have been me. MR IHLE: Do you disagree with any of these three statements if they were Dr Watt's? PROF. HANDELSMAN: No, I don't disagree. It's a matter of how 29 much weight you put on them. 30 at that meeting to make a decision one way or the other. 31 MR IHLE: But I wasn't in a position The next entry, "Analysis looks like rough check to .AFL Anti-Doping Tribunal 21/01/15 749 PROF. HANDELSMAN/DR VINE 1 look at whether they've got the right number of amino 2 acids there." 3 PROF. HANDELSMAN: 4 5 certain. MR IHLE: Do you remember who said that? That's possibly me, but I just can't be But it's quite possibly me, yes. I want to go down to just after point 5 of the page, 6 there's a line that starts "Melissa". 7 that - - - 8 PROF. HANDELSMAN: 9 MR IHLE: Two lines down from Sorry, where is "Melissa"? Yes. "Can give an opinion, but given his" - this is not in 10 relation to Melissa; I was just using that as a hallmark, 11 at point 5. 12 give an opinion, but given his lack of expertise in 13 protein measurement he doesn't want to be pinned down on 14 it." 15 Professor? 16 Two lines below the line with "Melissa", "Can Is that a comment that's attributable to you, PROF. HANDELSMAN: Look, I think it's a misstatement of what 17 I said, which was that my expertise in mass spectrometry 18 is in steroids and small molecules and not so much in 19 proteins. 20 more - I had some discomfort in that this was mass 21 spectrometry of proteins, yes. 22 of grazing, so to speak. 23 Q. I think that's just overstating it. I am done with those questions. But I was It is not my natural area This is a question to both 24 the professor and the doctor. 25 that you were provided were another number of analyses 26 that were conducted or ostensibly conducted on 9 May 2012 27 at Bio21; do you agree with that? 28 PROF. HANDELSMAN: 29 DR VINE: 30 31 Included in the material I'm not sure what you are referring to. I think it's the Thymosin Beta-4 and the Thymosin OOF. MR IHLE: No. You were given a USB stick each, and on that USB .AFL Anti-Doping Tribunal 21/01/15 750 PROF. HANDELSMAN/DR VINE 1 stick there were graphs in relation to a number of other 2 substances that were tested on the very same day. 3 you have only referred to the one test on 12 May, but in 4 the materials that were provided to you were documents 5 relating to other tests conducted on the very same day. 6 7 8 9 DR VINE: Both of This is presumably the Thy A-2 and Thy C and Thy C-2 you are referring to. MR IHLE: Yes, I will provide you with copies for ease of reference. 10 MR HOLMES: 11 CHAIRMAN: 12 MR HOLMES: Can I just ask a question of Professor Handelsman? Yes. That question Mr Ihle is about to ask is preceded 13 on an assumption that they were both given the same things 14 on a USB stick, Mr Ihle, you are talking about? 15 16 17 MR IHLE: As I understand it. letter from the AGS. PROF. HANDELSMAN: I have the documents and I print out the 18 documents I was given. 19 that's all I have seen. 20 If necessary I can refer to a MR IHLE: So I can refer to those. Let me ask you this then . But I will hand these to you. 21 As I understand it, a disclosure notice was served on 22 Bio21 in December of last year. 23 disclosure notice they produced, amongst other things, the 24 document in electronic form the results of analysis, it's 25 been provided on a USB stick, but also printouts. 26 these documents you have ever seen before, Professor 27 Handelsman? 28 PROF. HANDELSMAN: In relation to that Are Let me just refer to the documents that 29 I did receive. They do not appear to be among the 30 documents I received and they don't look familiar to me. 31 No, I don't believe I received them. .AFL Anti-Doping Tribunal 21/01/15 751 I have the documents PROF. HANDELSMAN/DR VINE 1 I received printed out here, the original set, and it's 2 not among those. 3 MR IHLE: There were documents that you were provided with, but 4 there were also a number of documents you were shown 5 during a conference, including the report of Dr Watt. 6 you agree with that? 7 PROF. HANDELSMAN: 8 fully. 9 10 11 12 MR IHLE: Do you want some time just to digest this? PROF. HANDELSMAN: No, go ahead. I don't know if Dr Vine has seen these. DR VINE: Yes, I have. stick too. 14 software. 15 MR IHLE: 16 PROF. HANDELSMAN: 18 I did not read it I was pointed to one or two things in it only. 13 17 I saw bits of his report. Do I have also had access to the memory So I have looked at the data with the Do you want five or 10 minutes? No, go ahead. If I get to a point where I need to do that I will tell you. MR HOLMES: Can I just object. But otherwise - - - There is an element of 19 unfairness here where we are going outside the existing 20 report. 21 which clearly Dr Vine has had time to examine but not to 22 prepare a report on. 23 has not seen it, as I understand the gist of his evidence. 24 So we are using the opportunity for Professor Handelsman 25 being here at the hot tub to get him to look at materials 26 that Dr Vine has already seen but has not put on a report 27 for and to give opinions on the run. 28 of the proceedings which is unfair to the experts where 29 Dr Vine has looked at it and decided not to give a report. 30 That's the decision they make. 31 It is based on a USB stick and some materials This witness, Professor Handelsman, That is an extension But now they want to give evidence on a topic .AFL Anti-Doping Tribunal 21/01/15 752 PROF. HANDELSMAN/DR VINE 1 which we haven't been given any notice of, and it is quite 2 unfair to the witness to now go into a new area where he's 3 still only got the hard copies, not all the USB stick and 4 looking at it on the screen and conducting the tests. 5 Remember when I started my questions directed to Dr Vine 6 he actually used the software and examined it on the 7 screen. 8 opportunity. 9 CHAIRMAN: Now Professor Handelsman hasn't been given that I understand all that. What's the relevance of 10 this, Mr Ihle? 11 that it would have already been elicited. 12 13 MR IHLE: It is. If it was relevant one might have expected These documents are referred to in Dr Vine's report. 14 CHAIRMAN: 15 MR IHLE: Where? At paragraph 14. In the body of the paragraph under 16 the table he says, "Other materials analysed under the 17 names Thy A-2, Thy C, Thy C-2 gave a mass spectra which 18 did not contain significant peaks above 2,000. 19 materials clearly do not contain Thymosin Beta-4." 20 relevance is this. 21 that he has confined the question based on an assumption 22 that he made. 23 under the file name "Thy" in May 2012, at the same time 24 the analysis which has been the subject of most of the 25 cross-examination. 26 These The Professor Handelsman has identified This is analysis of other substances saved We say the relevance is in relation to the 27 question which Professor Handelsman has asked himself in 28 the report. 29 to put forward and it is that really which is set out in 30 paragraph 14 of Dr Vine's report; that there were five 31 analyses that were done on 9 May 2012 purportedly by Vania It is a very simple proposition that I seek .AFL Anti-Doping Tribunal 21/01/15 753 PROF. HANDELSMAN/DR VINE 1 all in relation to Thy substances, only one of which 2 returned a result anywhere near anything known as 3 Thymosin. 4 PROF. HANDELSMAN: Can I say that I have checked - there are 5 five pictures, screen shots, you have provided me with. 6 The third one, the one with .0026, is the same as what 7 I saw and what Dr Vine saw. 8 MR IHLE: 9 PROF. HANDELSMAN: 10 11 12 13 Correct. But I have not seen the first, second, fourth or fifth before. MR IHLE: All right. Do you want me to take you through them? If you think there is any unfairness, you can just say. CHAIRMAN: Let's see how we go. We certainly have to, in terms 14 of evaluating the evidence, take into account the fact 15 that the professor hasn't seen these before. 16 MR IHLE: Can I also, to answer the objection that's being 17 raised, provide the Tribunal and my learned friends with a 18 letter from the Australian Government Solicitor dated 19 10 January under which these materials were served which 20 said, "The report of Professor Handelsman considered the 21 results of mass spectrometry analysis conducted by Vania 22 Giordani on behalf of Como Compounding Pharmacy at the 23 Bio21 facility. 24 under a disclosure notice." 25 there's been any unfairness, we say it's because there 26 might be a misrepresentation or at least - and I will cop 27 this if it is on me - a misreading of that. 28 documents were served as part of the bundle with which 29 Professor Handelsman's report was served. 30 31 PROF. HANDELSMAN: These analyses were obtained from Bio21 That's these documents. If But these I have here the letter that came to me from the Australian Government Solicitor. .AFL Anti-Doping Tribunal 21/01/15 754 PROF. HANDELSMAN/DR VINE 1 MR IHLE: I accept that wholeheartedly. 2 be an in-depth analysis here. 3 of questions. 4 MR HOLMES: There is not going to There is a very simple set The objection is based on the unfairness. There 5 are two sentences there under that square box in paragraph 6 14. 7 not been asked questions on. 8 now, having got the witness here, the witness not having 9 seen the material until now and seeing it in a small form, They have not been cross-examined upon. They have They are not disputed. 10 they are going to go beyond that and use that as a 11 springboard to ask - I don't know. 12 MR IHLE: 13 MR HOLMES: 14 But I can tell you exactly what I'm going to ask. It is not in the report and it's not been cross-examined or asked questions of. 15 CHAIRMAN: 16 MR IHLE: What are you going to ask, Mr Ihle? I'm going to ask him to look at each of these 17 analyses and say if he can exclude, based on these 18 analyses, any form of known Thymosin. 19 CHAIRMAN: 20 MR IHLE: 21 CHAIRMAN: Based upon - - Let's say Alpha-1 and Beta-4, which is the - - Let's see how we go. The circumstances under which 22 this has arisen, particularly in relation to the position 23 of Professor Handelsman, we will take into account. 24 MR IHLE: Thank you, Mr Chairman. 25 CHAIRMAN: 26 PROF. HANDELSMAN: 27 CHAIRMAN: Professor, are you able to - - - On that basis, with that caveat that I have just 28 stated. 29 PROF. HANDELSMAN: 30 MR IHLE: 31 I'm quite happy to go ahead on that basis. Yes. Okay. Professor Handelsman, you will see the printout which is numbered 22 in the corner, saved under the file name .AFL Anti-Doping Tribunal 21/01/15 755 PROF. HANDELSMAN/DR VINE 1 which ends "Thy A-2". 2 PROF. HANDELSMAN: 3 MR IHLE: 4 5 Yes, I see. That does not tend to indicate the presence of either Thymosin Alpha or Beta-4, does it? PROF. HANDELSMAN: Around 3,000 there could be an error, some 6 little blips there, but there is certainly nothing around 7 5,000. 8 These could be just running control fluids just to test 9 the machine to see if there is any carryover from a So, no. But we don't know what these represent. 10 previous analysis. 11 don't appear to have much in the way of the target 12 anolytes in them. 13 MR IHLE: I don't know what these are. But they Turning to page 24 in the corner - just so we can be 14 clear the odd numbered pages have a tabular breakdown of 15 what the peaks are. 16 PROF. HANDELSMAN: 17 MR IHLE: 18 PROF. HANDELSMAN: 19 MR IHLE: Yes. Do you agree with that? Yes. Although you say there may be something around 3000, 20 the table hasn't picked anything up other than 346 and 21 522? 22 PROF. HANDELSMAN: 23 MR IHLE: 24 PROF. HANDELSMAN: No, that's correct. So that would exclude both Alpha and Beta-4? Yes. But, as I said, I don't know what 25 these are. 26 know with nothing in them deliberately. 27 MR IHLE: 28 PROF. HANDELSMAN: 29 MR IHLE: 30 PROF. HANDELSMAN: 31 MR IHLE: These could be control injections for all we And at 0024? Yes, same. Nothing there. Thy A-5? Thy A-5 was the one we saw before. I want you to go back to 0024. .AFL Anti-Doping Tribunal 21/01/15 756 PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: 2 MR IHLE: 3 Do you see in the filename at the top that's called "Thy A-5". 4 PROF. HANDELSMAN: 5 MR IHLE: 6 7 Yes. Yes, so it is. Again that doesn't seem to show any substance in the range of Thymosin Alpha-1 or Beta-4? MR HOLMES: Does that have the same number up the top on the 8 right-hand side? 9 different number? 10 PROF. HANDELSMAN: I'm just asking that. Is that a You are right that there is nothing in that 11 range, but it also doesn't go up. 12 doesn't go up to 5,000. 13 be Thymosin Beta-4 in it. 14 Alpha-1 in it, but there could be Thymosin Beta-4. 15 just doesn't go up high enough in the mass to charge 16 ratio. 17 18 MR IHLE: So you have no idea. There could I would say there's no Thymosin It The one at 26 is the one that we have been talking about for most of the afternoon? 19 PROF. HANDELSMAN: 20 MR IHLE: 21 The one with 0024 Yes, we have seen that before. The one at 28 doesn't show anything in the range of Alpha or Beta-4? 22 PROF. HANDELSMAN: 23 MR IHLE: 24 PROF. HANDELSMAN: Beta 4 is not in the range. There is nothing to indicate the presence of either? No, that is not true. There is nothing to 25 indicate the presence of Alpha-1. It doesn't go up to 26 even test whether - Beta-4 could be there. 27 comment on whether that's true or not. Dr Vine might 28 MR IHLE: Dr Vine? 29 DR VINE: The mass range that's printed in those diagrams 30 appears to only go up to mass 4,000. 31 something above that you simply wouldn't see it. .AFL Anti-Doping Tribunal 21/01/15 757 So if there was PROF. HANDELSMAN/DR VINE 1 PROF. HANDELSMAN: 2 DR VINE: It is the same with the last one, too. I don't know what the criteria that are applied by 3 the instrument's computer are for listing peaks in tabular 4 form. 5 seem to go above 1,000. 6 that there really isn't anything above there or whether 7 that's subject to the same limited range. 8 saying is the range that's on the sheet of paper may not 9 be the range that was acquired by the mass spectrometer. The tabulated peaks on the following page don't I'm not sure whether that means So what I'm 10 It may be the range that's just been displayed in that 11 graph or it may be that that was the range that was 12 acquired. You can't tell. 13 CHAIRMAN: 14 PROF. HANDELSMAN: 15 DR VINE: 16 CHAIRMAN: 17 The problem is all we have is that piece of paper. Yes. Yes. So, in terms of what it can tell us, it doesn't seem to be very much. 18 DR VINE: 19 CHAIRMAN: 20 DR VINE: No. Working purely off that document. I'm not sure if this is admissible, Mr Chairman, but 21 in my paragraph 14 I say there aren't any significant 22 peaks. 23 the files themselves, that I think they did go beyond 24 4,000 but I couldn't see anything in them. 25 recollection, but I would need to recheck that. That comment was made on the basis of examining That's my 26 CHAIRMAN: That's not on the diagram obviously? 27 DR VINE: It wasn't on the diagrams printed, no. 28 MR IHLE: Just so we can be clear, in relation to each of those 29 under acquisition parameter, the date of acquisition for 30 each one is 9 May 2012? 31 PROF. HANDELSMAN: Yes. .AFL Anti-Doping Tribunal 21/01/15 758 PROF. HANDELSMAN/DR VINE 1 MR IHLE: 2 MR HOLMES: 3 CHAIRMAN: I tender those documents. I maintain the objection. It will be subject to that objection, Mr Holmes. 4 PG-17. 5 necessary. 6 MR IHLE: 7 CHAIRMAN: 8 MR IHLE: 9 How would we describe these, Mr Ihle? They would be described as the documents - - Documents referred to in paragraph 14 of - - They are documents produced by Bio21 pursuant to a disclosure notice served upon them by ASADA on 17 December 10 2014. 11 MR HOLMES: 12 MR IHLE: 13 No doubt we will hear submissions as felt I don't think it is all of the documents. It is not all of the documents. But we might say they are marked ASA-2.0074 - - - 14 CHAIRMAN: Marked 0022, 24, 26, 28 and 30. 15 MR HOLMES: 16 CHAIRMAN: 17 #EXHIBIT PG-17 - The odd numbers are on the back. So just 22 to 30. Documents marked 0022 to 0030 produced by 18 Bio21 pursuant to a disclosure notice served by ASADA on 19 17 December 2014. 20 MR IHLE: Thank you, Mr Chairman. 21 MR CLELLAND: 22 CHAIRMAN: I have no further questions. Nothing from us, Mr Chairman. Is there anything further that we need to trouble 23 our learned experts with? 24 for your assistance now over a couple of weeks. 25 you have an aeroplane to catch and we want you to catch 26 it. 27 very much for your attendance. 28 Otherwise we will adjourn until 10 o'clock tomorrow. 29 Professor, thank you very much So we won't hold you anymore. No doubt Dr Vine, thank you It's appreciated. ADJOURNED UNTIL THURSDAY, 22 JANUARY 2015 AT 10.00 AM 30 31 .AFL Anti-Doping Tribunal 21/01/15 759 PROF. HANDELSMAN/DR VINE