Darwin and Heredity: die Evolution of His Hypothesis of Pangenesis GERALD L. GEISON ITH the publication in 1859 of the Origin of Species, Charles Darwin could feel quite satisfied that he had found in natural selection a mechanism to explain how favored variations are preserved in the struggle for existence. But the problem of just how those variations were produced in the first place remained elusive as ever. And variation was by no means the only problem. Acquired characters, embryonic development, the effects of use and disuse, hybridism, reproduction, reversion—all the phenomena related to heredity were as yet ill-understood, and a consistent explanatory mechanism was sorely needed. Darwin had long been aware of the need, and on 27 May 1865 he sent T. H. Huxley thirty pages of manuscript under the heading, 'The Hypothesis of Pangenesis.'1 Pangenesis was Darwin's attempt to supply the missing hereditary mechanism, and he was anxious to have the opinion of his good friend Huxley. Apparently the letter in which Huxley first reported his opinion of Pangenesis has not survived, but it must have been unfavorable enough to make Darwin think that he had intended to discourage publication, for on I2july 1865 Darwin wrote him: 'I do not doubt your judgment is perfectly just and I will try to persuade myself not to publish. The whole affair is much too speculative... .' 2 But to this Huxley quickly replied that he had not intended his remarks to prevent or discourage publication. He This work was carried out with the support of a Traineeship from the U. S. Public Health Service and a Graduate Fellowship from the National Science Foundation. I am deeply indebted to Dr. Leonard G. Wilson for numerous suggestions and constant encouragement and to Dr. H. Lewis McKinney for permission to use the results of his discovery and study of Darwin's annotated copy of Spencer's Principles of biology (see n. 114 below). 1. Francis Darwin, ed., The life and letters of Charles Darwin (New York, 1899), 2 vols.,n, 227-228. Hereafter cited as Life and letters. The original letter does not indicate in what year it was sent. Francis Darwin added in brackets the date [1865?], and this choice is confirmed by Huxley's dated reply (n. 3 below). 2. Ibid., n, 228. [375] Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 I. INTRODUCTION 376 Journal of the History of Medicine : October 1969 suggested only that Darwin publish his views, 'not so much in the shape of formed conclusions, as of hypothetical developments of the only clue at present accessible. . . .' 3 It was in this spirit that Darwin did eventually publish. 'The Provisional Hypothesis of Pangenesis' became chapter xxvii in The Variation ofAnimals and Plants under Domestication, the first edition of which is dated 1868.4 Darwin opens that chapter with these words: It seemed to him that these facts could be connected if one were willing to accept certain basic assumptions. The first and chief of these assumptions was that each cell or unit ofan organism throws off minute material particles —'gemmules' Darwin called them—during each stage of its development. Darwin supposed that these gemmules 'circulate freely throughout the system, and when supplied with proper nutriment multiply by self-division, subsequently becoming developed into cells like those from which they were derived.' He then attributed to the gemmules—in their 'dormant state'—a 'mutual affinity' by which they were aggregated into the sexual elements. According to this supposition, the sexual elements must be looked upon as nothing but a collection of gemmules derived from somatic units. It is not the reproductive organs which generate new individuals, but rather the independent units of which an organism is composed. Darwin also assumed that in the process ofreproduction, the gemmules were transmitted by means of the sexual elements from parent to offspring. Once transmitted, they usually developed immediately in the next generation, though not infrequently they were passed on in a dormant state to future generations, in whom their development could result in reversion to an ancestral character. In either case, 'their development is supposed to depend on their union with other partially developed cells or gemmules which precede them in the regular course of growth.' 6 These were purely hypothetical assumptions, but they lay at the base of 3. Leonard Huxley, ed., Life and letters of Thomas Henry Huxley (London, 1900), 2 vols., 1, 268. 4. Charles Darwin, The variation of animals and plants under domestication (London, 1868), 2 vols. Hereafter cited as Variation. 5. Ibid., n, 357. 6. Ibid., n, 374. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 In the previous chapters large classes of facts, such as those bearing on budvariation, the various forms of inheritance, the causes and laws of variation, have been discussed, and it is obvious that these subjects, as well as the several modes of reproduction, stand in some sort of relation to each other. I have been led, or rather forced, to form a view which to a certain extent connects these facts by a tangible method.5 Geison : Darwin and Pangenesis 377 Firstly, on the deficiency, superabundance, fusion, and transposition of gemmules, and on the redevelopment of those which have long been dormant. In these cases the gemmules themselves have undergone no modification.... Secondly, in the cases in which the organisation has been modified by changed conditions, the increased use or disuse of parts, or any other cause, the gemmules cast off from the modified units of the body will be themselves modified, and, when sufficiently multiplied, will be developed into new and changed structures.8 One group of causes was basically quantitative—with unmodified gemmules being rearranged and redistributed—and the second group of causes was qualitative, with the gemmules themselves undergoing substantial alterations in their attributes corresponding to alterations in the conditions of life. It was the latter group of causes which allowed Darwin to incorporate into Pangenesis his belief that acquired characters are heritable. The fact that both parents contribute gemmules accounts for blending inheritance. But what about those notable exceptions to the doctrine of blending inheritance—what about prepotency and what about reversion? Prepotency, says Darwin, results from the gemmules of one parent having some advantage in 'number, affinity, or vigor' over those of the other parent.9 Reversion—as well as the appearance of vestigial organs and the occasional emergence of latent sexual characteristics—can be attributed to the development of gemmules which had merely lain dormant.10 The gemmules are also brought to bear on the development of bodily structures in the offspring, normal development depending upon the development ofgemmules in the proper order. Organs abnormally multiplied or transposed are the result of gemmules being developed in the wrong place 7. Ibid., n, 357. 8. Ibid., n, 396-397. 9. Ibid., n, 386. 10. Ibid., 11, 397-402. Cf. Sir Gavin de Beer, Charles Darwin: evolution by natural selection (Garden City, N.Y., 1964), p. 204. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Darwin's attempt to produce plausible explanations of the multitude of hereditary phenomena 'at present left disconnected by any efficient cause.'7 As the proximate agents of this attempt, the gemmules were put to work in versatile and ingenious fashion. Since for Darwin the gemmules eventually develop into cells like those from which they came, they are first of all made responsible for the resemblances observed between parent and offspring. But, at the same time, they are also made responsible for the variations which arise. For Darwin, variability depended: 378 Journal of the History of Medicine : October 1969 11. Variation, n, 392. 12. Ibid., n, 398. 13. Ibid.,n, 385. 14. Ibid., u, 38S-387. 15. Ibid., n, 383-384. 16. Francis Galton, 'Experiments in pangenesis, by breeding from rabbits of a pure variety, into whose circulation blood taken from other varieties had previously been largely transfused,' read 30 March 1871, Proc. toy. Soc. 1872, 19, 393-410. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 in the offspring, of their 'uniting with wrong cells... during their nascent state.'11 Mutilations are rarely inherited because there is built up, in the course of time, an excess or reserve of gemmules sufficient to reproduce even a part which has been repeatedly amputated. Those mutilations which are inherited arise generally, perhaps exclusively, in connection with disease. Perhaps this is because the gemmules of the lost part are attracted to the diseased surface and are destroyed there to such an extent that there are not enough gemmules left for the structure to be developed in the offspring.12 Also explained by gemmule action are regeneration and the repair of injuries. Both are served by a reserve of gemmules diffused throughout the tissues of every animal.13 Pangenesis,' wrote Darwin, 'does not throw much light on Hybridism, but agrees well with most of the ascertained facts.' Because the gemmules of distinct species have an affinity for their own kind, crossed forms often exhibit unblended characters in 'stripes or blotches.' The generally observed sterility of the hybrid offspring from two distinct species is not surprising in view of the delicate nature of the affinities involved. It depends on the reproductive organs being specially affected in such a way that the hybridised cell-gemmules 'fail to become aggregated within the reproductive organs.'14 And the 'antagonism which has long been observed . . . between active growth and the power of sexual reproduction... is partly explained by the gemmules not existing in sufficient numbers for both processes.' The various forms of reproduction 'graduate into each other and agree in their product' because they all depend on the aggregation of gemmules derived from the whole body.15 Such, in brief review, were the explanations which Darwin offered for the more important hereditary phenomena. Many ofhis explanations sound remote and irrelevant today. 'Mendelian' genetics offers a simpler and more persuasive answer to the problem; and placed beside his lasting principle of natural selection, Darwin's short-lived hypothesis of Pangenesis seems to pale into insignificance. Notable among the early attempts to test Pangenesis experimentally were the blood transfusion experiments of Darwin's cousin, Francis Galton.16 By transfusing blood (and therefore gemmules) Geison : Darwin and Pangenesis 379 17. Recent examples include Gertrude Wichler, Charles Darwin, the founder of the theory of evolution and natural selection (Oxford, N.Y., 1961); Gertrude Himmelfarb, Darwin and the Darwinian revolution (Garden City, N.Y., 1959); and Ruth Moore, Charles Darwin, a great life in brief (New York, 1955). 18. See, e.g., R. C. Olby, Origins ofMendelism (London, 1966), pp. 69, 99; Loren Eiseley, Darwin's century; evolution and the men who discovered it (Garden City, N.Y., 1959), p. 217; Sir Arthur Keith, Darwin revalued (London, 1955), p. 170; and C. D. Darlington, 'Purpose and particles in the study of heredity,' in Science, medicine, and history: essays on the evolution of scientific thought and medical practice... in honour of Charles Singer, collected and edited by E. A. Underwood (London, 1953), 2 vols., n, 472-481, on p. 474. 19. See esp. C. D. Darlington, Darwin's place in history (New York, 1961). Darlington is especially critical of Darwin because (pp. 38-39) he 'fell back on the assumption that acquired characters were inherited, [and] set to work to invent a mechanism for Lamarckian inheritance.' 20. Olby (n. 18), p. 61, asserts that the view was widely held among Darwin's contemporaries that acquired characters are not inherited, but de Beer (n. 10), p. 204, argues that Darwin 'had no reason to doubt' the reality of the phenomenon. Perhaps it is safest to say that opinion was divided among influential nineteenth-century authors: James Cowles Pritchard, William Lawrence, and Joseph Hooker appear to have denied the inheritance of acquired characters; but (besides Darwin) Charles Lyell, Robert Chambers, and Herbert Spencer seem to have accepted the phenomenon as real. [See Conway Zirkle, "The early history of the idea of the inheritance of acquired characters and of pangenesis,' Trans. Amer. phil. Soc, 1946, n. s. 35, 91-151, on pp. 116-119.] Moreover, Darwin offered (with considerable caution) extensive evidence for his belief, even though much of it concerned rare phenomena and was accepted rather uncritically. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 from one breed ofrabbit to another, Galton hoped to induce variation in the offspring of the second breed. These experiments, like all that followed, failed utterly to confirm Darwin's view; and when, in addition, the idea of the inheritance of acquired characters became discredited, Pangenesis was rapidly swept out of court by more satisfying explanations (in particular Weismann's theory of the continuity of the germ plasm). As a result, Pangenesis has often been looked upon as one of those mysterious and inexplicable failures of genius. Perhaps because they wish to present only Darwin's genius, several of his biographers fail to mention Pangenesis at all.17 Even when it has received some attention, Pangenesis has generally been maligned as an ad hoc 'Lamarckian' device framed solely to account for the now-defunct notion of the inheritance of acquired characters.18 Interpreted in this way, Pangenesis seems to corroborate the increasingly Lamarckian drift of Darwin's thought in later editions of the Origin, and therefore serves those debunkers who wish to assign Darwin a new and lower place in history.19 But the history of the development of Darwin's ideas on Pangenesis reveals that this argument focuses too much attention on one aspect of his hypothesis. It is true that Darwin specifically allowed for the inheritance of acquired characters by his assumption that environmentally modified cells give off correspondingly modified gemmules. Whether this constitutes a real failure on Darwin's part is debatable,20 but it is certain—and more important—that the inheritance of acquired characters was only one of 380 Journal of the History of Medicine : October 1969 many phenomena which Pangenesis was designed to explain. A variety of considerations and influences were involved in the development of Darwin's hypothesis. Only by examining in detail the chronological development of Darwin's ideas can we begin to assign these influences and considerations their proper role in the story. II. THEORIES ON THE ORIGIN OF D A R W I N ' S PANGENESIS Fleeming Jenkin s 1867 review of the Origin West's suggestion, never very popular, was succeeded by the view that Pangenesis was a hastily contrived ad hoc hypothesis designed to answer certain attacks on the principle of evolution by natural selection. The spokesmen for this school of thought made special reference to the famous review of the Origin in June 1867 by Fleeming Jenkin.24 Since this attack took place shortly before publication of the Variation, and since it was directed especially against the consequences of the hereditary ideas of the Origin, some writers assumed that Jenkin must have been the inspiration for 21. Geoffrey West, Charles Darwin, a portrait (New Haven, 1938), p. 272. 22. Life and letters, n, 255. 23. Ibid., n, 262-263. 24. Fleeming Jenkin, "The origin of species,' N. Brit. Rev., 1867,4 6,277-318- The review is unsigned but was later attributed to Jenkin. See W. E. Houghton, ed., The Wellesley index to Victorian periodicals (Toronto, 1966), p. 691, item 842. Cf. Fleeming Jenkin, Papers literary, scientific, etc.ed. Sidney Colvin and J. A. Ewing, with a memoir by Robert Louis Stevenson (London, 1887), 2 vols., 1, 215-263. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Thirty years ago, Darwin's biographer Geoffrey West suggested that Pangenesis was 'conceived as early as 1840 or 1841, [and was] long treasured and reflected upon in secret. . . .' 21 This view had at least one impressive piece of evidence; namely, a letter to Charles Lyell written in 1867 in which Darwin says that Pangenesis is '26 or 27 years old.'22 However indisputable this sounds atfirst,Darwin must have meant that he had been trying for 26 or 27 years to formulate some hereditary mechanism. It is highly improbable that he could have achieved as early as 1840 any hypothesis really comparable to Pangenesis as finally presented. This interpretation is supported by at least two ofDarwin's letters. In February 1868 he wrote Hooker, 'perhaps I feel the relief [from the hypothesis of Pangenesis] extra strongly from having during many years vainly attempted to form some hypothesis.' The day before, he had written almost identically to Wallace, 'It has certainly been an immense relief to my mind; for I have been stumbling over the subject for years, dimly seeing that some relation existed between the various classes of facts.'23 Geison : Darwin and Pangenesis 381 Kelvin's 'Age of the Earth' argument One of the important arguments which Jenkin brought forth in 1867 against natural selection antedated his review by several years. This was the 25. Eiseley (n. 18), p. 217.1 have omitted from Eiseley's passage the name 'Bennett.' But it is perfectly obvious, from Eiseley's own account, that A. W. Bennett's critique of natural selection had nothing whatever to do with the original development of Pangenesis. It did not appear until 1870, two years after the Variation was published. See Eiseley's footnote 11, p. 215. 26. Peter Vorzimmer, 'Charles Darwin and blending inheritance,' his, 1963,34, 371-390, on p. 386. 27. R. C. Olby, 'Charles Darwin's manuscript of Pangenesis,' Brit.J. Hist. Sci., 1963, 1, 251-263, on p. 251. 28. Vorzimmer's point is valid even though he incorrectly states that the Variation was sent to the printers on 21 November 1866. That is, rather, the date on which Darwin reported that he had finished Pangenesis. Actually, all of the chapters of the Variation except the last were sent to the printers on 21 December 1866. See Sir Gavin de Beer, ed., 'Darwin's Journal,' Bull. Brit. Mus. (nat. Hist.), 1959, hist. ser. 2, 1-21, on p. 17. 29. Vorzimmer further claims (n. 26), p. 386, that Darwin, 'having been specifically instructed by the printer not to make any but the most minor alterations,... did indeed make very few changes.' His documentation for this claim is improper. The published evidence seems to indicate nothing more than that Darwin received the first proofs of the Variation on 1 Marchi867and finished correcting all the proofs on 15 November 1867. See de Beer (n. 28), p. 17. Jenkin's review appeared in June 1867. 30. Olby (n. 27), pp. 253-263. 31. Both in the 1865 manuscript and in the 1868 version, the 'chief points are the modes of reproduction, variation, inheritance, reversion, and the effects of use and disuse. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Darwin's new hereditary mechanism. Loren Eiseley, for example, charged in 1959 that Darwin's elaboration of Pangenesis was 'an indirect escape from such problems a s . . . Jenkin had formulated.'25 In 1963 both Peter Vorzimmer26 and R. C. Olby 27 argued against this point of view, pointing out that Darwin had already sent the manuscript of Pangenesis to Huxley in 1865, two years before Jenkin's review appeared. Vorzimmer also pointed out that by the timeJenkin's review was published, Darwin had already sent the Variation to the printers.28 Thus, if anything that appears in the first edition of the Variation bears Jenkin's influence, it could only have been inserted by Darwin after he received the proofs from the printer.29 This evidence alone makes it highly improbable that Jenkin's review exerted any significant influence on Darwin's hereditary hypothesis. The case is clinched by Olby's publication of Darwin's 1865 manuscript of Pangenesis.30 For despite certain differences, especially in size, the hypothesis which Darwin called Pangenesis was in its 1865 version strikingly similar to the version published in 1868, both with respect to its basic assumptions and to the chieffacts it was designed to connect by some 'intelligible bond.'31 Jenkin's review of the Origin could hardly have been the inspiration for a hypothesis which was fully developed at least two years before his review appeared. 382 Journal of the History of Medicine : October ig6g 32. Seejenkin (n. 24), pp. 294-305. 33. Ibid., p. 301. See also n. 42 below. 34. See Eiseley (n. 18), pp. 233-241, esp. 240. 35. See S. P. Thompson, The life of William Thomson, Baron Kelvin ofLargs (London, 1910), 2 vols., I, 41-42, 185-188, 535-53<>36. William Thomson, 'Physical considerations regarding the possible age of the sun's heat,' Rep. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 argument based on William Thomson's estimates ofthe age ofthe earth and of the age of the sun's heat.32 On strictly physical considerations, Thomson (later Lord Kelvin) had been arguing for several years that the uniformitarian geologists (including Lyell and Darwin) were not justified in their assumption that geology had at its disposal 'almost unlimited time.' Depending on which physical assumptions were adopted for the purposes of calculation, Thomson's estimates varied greatly; but all estimates ledjenkin to the conclusion that, 'Not only is the time limited, but it is limited to periods utterly inadequate for the production of species according to Darwin's views.'33 It has been suggested, by Eiseley for example, that Kelvin's 'age of the earth' argument against natural selection forced Darwin to consider the possibility that variation took place (or had taken place) more rapidly than natural selection alone could explain; and that, in the face of this objection, Darwin retreated in later editions of the Origin to more Lamarckian hereditary views, including the concept ofthe inheritance ofacquired characters.34 Although Eiseley does not specifically suggest that the hypothesis of Pangenesis was originally designed to meet Kelvin's argument, this possibility should not be ignored, especially since Kelvin's possible influence cannot be rejected out of hand, as can Jenkin's, on the basis of chronology. Almost four full years before Darwin sent his manuscript of Pangenesis to Huxley, Kelvin had begun to argue explicitly and concretely against the assumptions that the uniformitarian geologists were making about the age of the earth and its sun. The story of Kelvin's attack on uniformitarian geology begins in earnest at the 1861 meeting of the British Association, even though Kelvin and his biographer Silvanus Thompson were able in retrospect to find vague traces of his argument in five previous publications, beginning as early as 1842, and in an unpublished inaugural dissertation of 1846.35 At that meeting in 1861, Kelvin argued that the sun was an incandescent molten mass whose energy was dissipating at a rapid rate. Invoking the second law of thermodynamics, he estimated that it was 'on the whole most probable that the sun has not illuminated the earth for 100,000,000 years, and almost certain that he has not done so for 500,000,000 years.'36 Geison : Darwin and Pangenesis 383 Brit. Ass., 1861 [imprint 1862], trans, of the sections, pp. 27-28, quote on p. 28. This was only an abstract of Thomson's paper, but the full text appears in Thomson, 'On the age of the sun's heat,' Macmillan's Mag., 1862, 5, 388-393, quote on p. 393. Cf. Thomson (n. 35), i, 421. The reference in note 39 below is to this unabstracted version of Thomson's paper. 37. William Thomson, 'On the secular cooling of the earth,' read 28 April 1862, Trans, roy. Soc. Edinb., 1864, 23, 157-169; cf. Phil. Mag., 1863, 25, 1-14. This argument was later repeated, in arrogantly short form, in Thomson, "The "doctrine of uniformity" in geology briefly refuted,' read 18 December 1865, Proc. roy. Soc. Edinb., 1866, 5, 512-513. 38. See Thomson (n. 37), p. 159. 39. See Thomson (n. 36), pp. 391-392. 40. William Thomson, 'On geological time,' read 27 February 1868, Trans, geol. Soc. Clasg., 1871, 5, 1-28. 41. See, e.g., Archibald Geikie, 'Address to the geological section,' Rep. Brit. Ass., 1899 [imprint 1900], pp. 718-730, on p. 722. 42. For a partisan review of the controversy as it stood in July 1869, see [P. G. Tait), 'Geological Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 In April of 1862 Kelvin read a paper at the Royal Society ofEdinburgh in which he set forth a second major objection to those geologists who believed that the earth had existed for almost infinite stretches of time. In this paper he turned from the sun to the earth and argued on the basis of calculations of heat loss from the earth's crust that uniformitarian geologists could not claim the vast amount of time required by their views. He estimated that the earth had existed as a consolidated planet for only 20 to 400 million years.37 Kelvin published nothing further on the question of geological time until after Darwin had already sent Huxley his manuscript of Pangenesis. But these two papers already contain the two most influential arguments which guided all of Kelvin's later attacks against uniformitarian geology and evolutionary biology. Moreover, because the second paper mentions Lyell by name,38 while the first specifically criticizes Darwin's estimate of 300,000,000 years for the 'denudation of the Weald,'39 Darwin's attention might well have been drawn to them. But is there any real evidence that Pangenesis was designed to answer Kelvin's objections? The answer is no, for there exists at present no published evidence that Darwin took any notice whatever of Kelvin's objections before 1868. As a matter of fact, Kelvin's attack on uniformitarian geology apparently impressed almost no one (except Fleeming Jenkin, who was his student) until after he delivered a major address before the Geological Society of Glasgow in February 1868. In this address Kelvin for the first time pulled together his two earlier arguments against the doctrine of uniformity and presented a new, third argument, based on calculations of the tidal retardation of the earth's rotation.40 This address apparently caused great concern among uniformitarian geologists41 and initiated a lively controversy.42 It provoked 384 Journal of the History of Medicine : October ig6g Robert Olby's recent theory Olby's interesting and original interpretation of the origin of Darwin's Pangenesis is based to an important extent on his analysis ofDarwin's manuscript of 1865. In his book The Origins ofMendelism (1966), Olby states his position to be that 'the hypothesis represents the crystallization of Darwin's thoughts over a period ofa quarter ofa century, thoughts which began with his wonder at the ability of a planarian to regenerate after division.'47 He believes that Darwin began with 'the assumption of the identity of all forms time,' N. Brit. Rev., 1869, 50, 406-439. The review is unsigned but is attributed to Tait in Houghton (n. 24), p. 693, item 910. Among the participants in the dispute was Joseph Hooker, who defended the uniformitarian view in his presidential address to the British Association in 1868 (August). See Rep. Brit. Ass., 1868 [imprint 1869], pp. lviii-lxxv, on lxx-lxxii. Hooker does not respond directly to Kelvin's famous address of the previous February but rather to Kelvin's position as it is presented by Jenkin in his 1867 review of the Origin. Because we now emphasize Jenkin's 'swamping effect' argument against natural selection, it is interesting that Hooker refers instead to the 'age of the earth' argument as 'the most formidable . . . urged by the reviewer,' (lxxii) though he dismisses it with apparent confidence. 43. T. H. Huxley, "The anniversary address of the president,' Quart.], geol. Soc. Lond., 1869, 25, xxviii-liii, on xxxviii-liii. 44. William Thomson, 'Of geological dynamics,' read 5 April 1869, Trans, geol. Soc. Clasg., 1871, 3, 215-240, quotation on p. 222. 45. See Life and Letters, n, 296, 326; Francis Darwin and A. C. Seward, eds., More letters of Charles Darwin (London, 19035,2 vols., 1,313-314,11,6-7,163-164,211-212. [Hereafter cited as More letters.] Cf. Eiseley (n. 18), pp. 235, 237, 240, 242. 46. See More letters, 1, 314; Morse Peckham, ed., The Origin of species by Charles Darwin: a variorum text (Philadelphia, 1959), pp. 486, 513. In the sixth and last edition, Darwin referred to Kelvin's objection as 'probably one of the gravest as yet advanced.' Ibid., p. 728. 47. Olby (n. 18), p. 100. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Huxley to a detailed reply,43 which in turn inspired a rejoinder from Kelvin. It was in this rejoinder that Kelvin first converted his objection to uniformitarian geology into an explicit objection against evolution by natural selection. 'The limitations of geological periods, imposed by physical science,' he wrote, 'cannot, of course, disprove the hypothesis of transmutation of species; but it does seem sufficient to disprove that transmutation has taken place through "descent with modification by natural selection." >44 From 1868 on, Darwin's letters reveal his increasing disquietude at Kelvin's objections,45 and even as early as 1869 he was so impressed by them that he faced the problem openly in the fifth edition of the Origin.46 But however much Darwin may have been influenced by Kelvin's objections after 1868, there is no evidence that he had been influenced by them before that date. There is, therefore, no reason to believe that Pangenesis had its origin in Kelvin's age of the earth argument, any more than it did injenkin's review. Geison : Darwin and Pangenesis 385 48 III. THE EVOLUTION OF PANGENESIS The period of early concern: 1837-18^ In July 1837 Darwin opened his first notebook on the transmutation of species. By the time he closed the fourth and last of these notebooks twentyfour months later, he had formulated the basic elements of his theory of evolution by natural selection.50 But natural selection needs a supply of variations on which to work, and the problem of how he might account for these variations naturally occurred to Darwin at the same time that his ideas on natural selection were beginning to develop. Among the problems which he considered in hisfirstnotebook were reproduction, variation and its causes, hybridism, prepotency in crosses—virtually all of the chief problems of variation and heredity, with the exception of sterility and the inheritance of the effects of use and disuse.51 In the later notebooks, these problems, too, attracted Darwin's attention. The information then available on variation and heredity was fragmentary and often contradictory; the causes of variation were wholly unknown. In his search for enlightenment, Darwin went beyond the existing literature on the subject; in correspondence and in conversation, he asked breeders and gardeners to convey to him the results of their experience. To expedite matters, he eventually composed an eight-page quarto pamphlet, 48. Ibid., p. 99. 49. Ibid., pp. 87, 93-95, quote on p. 95. 50. See Sir Gavin de Beer, ed., 'Darwin's notebooks on transmutation of species,' in 4 parts, Bull. Brit. Mus. (pat. Hist.), i960, hist. ser. 2, 23-183. 51. Ibid., p. 39. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 ofreproduction,' and proceeded inductively to Pangenesis. He documents this assertion in chapter four of his work, suggesting that Darwin needed to deny the basic distinction between sexual and asexual processes in order to explain 'how acquired characters can be inherited [from the somatic cells] by the sex cells and therefore how changes in the conditions of life can give rise to heritable variation in sexually reproducing organisms.'49 Olby's argument, though suggestive and persuasive as far as it goes, concentrates too exclusively on one aspect of the story. He does not develop in detail the steps by which Darwin came to his hypothesis, nor does he discuss the possible influence on Pangenesis of contemporary theories and writers, with the notable exception of Charles Naudin. In the end, Olby's argument suffers from the old tendency to associate Darwin's Pangenesis too exclusively with 'soft' or Lamarckian heredity. Olby's interpretation is examined in greater detail in the section on Naudin below. 386 Journal of the History of Medicine : October 1969 'Questions about the Breeding of Animals,' printed privately in May 1839. 52 52. This rare pamphlet has now been twice republished—once in facsimile, edited and with an introduction by Sir Gavin de Beer, Sherbom Fund Facsimile No. 3, Dec. 1968, Society for the Bibliography of Natural History; and as an appendix (pp. 277-281) to Peter Vorzimmer, 'Darwin's Questions about the breeding of animals,'J. Hist. Biol., 1969, 2, 269-281. 53. See Vorzimmer (n. 52), pp. 273-276, quote on p. 275. 54. Ibid., p. 276. 55. Charles Darwin, On the origin of species, a facsimile of the first edition with an introduction by Ernst Mayr (New York, 1967), pp. 12-13. Hereafter cited as Origin. 56. Ibid. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 From an analysis of this pamphlet and of the transmutation notebooks, Peter Vorzimmer has recently suggested that by the second half of 1839, Darwin already had in mind 'a limited hypothesis regarding the nature of inheritance.'53 But this early 'hypothesis' was very limited indeed: it was at most a crude suggestion about a very specific problem—namely, how a new character could be transmitted and persist in the face of blending inheritance.54 It was not a general hypothesis for heredity; it said nothing of gemmules; it offered no proximate mechanism for inheritance. In short, this 'limited hypothesis' was not Pangenesis, nor any precursor of it. Neither the 'Questions' nor the transmutations notebook contain any of the essential ideas of Pangenesis. They reveal only Darwin's early, deep concern about the nature and causes of hereditary phenomena. This early concern continued undiminished during the years Darwin was carefully working out his principle of evolution by natural selection. In 18 59 Darwin devoted a full chapter of the Origin to hybridism. He also devoted chapters to variation under domestication, to variation under nature, and to the laws of variation. In the chapter on variation under domestication, Darwin recognized that insofar as natural selection was concerned, 'any variation which is not inherited is unimportant....' And emphasizing that the fundamental operational axiom of breeders was that 'like produces like,' he suggested that 'perhaps the correct way of viewing the whole subject, would be, to look at the inheritance of every character whatever as the rule, and non-inheritance as the anomaly.'55 Darwin was, however, still unable to offer much in the way of theoretical explanation. Thus in the chapter 'Variation under Domestication' he says: 'The result of the various, quite unknown, or dimly seen laws ofvariation is infinitely complex and diversified.... The laws governing inheritance are quite unknown.' 56 Similarly, the chapter, 'The Laws of Variation,' opens with these words: 'I have hitherto sometimes spoken as if the variations... had been due to chance. This, of course, is a wholly incorrect expression, Geison : Darwin and Pangenesis 387 The period of rapid development: 1860-1865 The first edition of the Origin was published on 24 November 1859. During the last two months of that year, Darwin was preparing a second edition of the Origin and was otherwise occupied by 'an enormous correspondence.'60 But then in January i860 he began to look over manuscripts and to arrange his notes for work on The Variation of Animals and Plants under Domestication.61 This was to be an extended and more completely documented version of thefirstchapter of the Origin. At last Darwin was able to concentrate on arranging and gathering information about those problems ofvariation and heredity which had been bothering him for more than twenty years. Obviously he had not included in the Origin all of his information on variation and when in i860 he began work on his new book, he already had a solid core of notes. But he did not rest content with this core; using mostly contemporary sources, he was able to accumulate a vast amount ofnew information—a new basis for attacking the problems which had concerned him ever since he had opened his first transmutation notebook in 1837. 57. Ibid., p. 131. 58. Ibid., pp. 131-170; cf. ibid., p. 43, where Darwin mentions with regard to domestic races the same factors later discussed more generally and in more detail, and where he adds the observation that 'in some cases, I do not doubt that the intercrossing of [distinct] species . . . has played an important part in the origin of our domestic productions.' 59. Ibid., p. 167. 60. Nora Barlow, The autobiography of Charles Darwin (1809-1882), with original omissions restored, edited with appendix and notes (New York, 1959), p. 126. 61. See ibid., pp. 126-127. Cf. de Beer (n. 28), p. 15. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 but it serves to acknowledge plainly our ignorance of the cause of each particularvariation.'57Heascribedsome influence to the external conditions of life, especially as acting on the reproductive system; more important seemed to be habit and the effects of use and disuse; he gave the principle of the 'correlation of growth' some role; and several lesser factors seemed to be involved.58 But in the end, Darwin was forced to conclude that 'our ignorance of the laws of variation is profound. Not in one case out of a hundred can we pretend to assign any reason why this or that part differs, more or less, from the same part in the parents.'59 Thus Darwin's abiding interest in the problems of variation and heredity had as late as 1859 produced little in the way of theoretical structure. There is no indication that he had as yet hit upon the main features of Pangenesis. Yet by May 1865 he was able to send Huxley a manuscript of his views in rather fully developed form. What had happened in the intervening years? 388 Journal of the History of Medicine : October ig6g With respect to reversion, I have been raking up vague recollections of vague facts; and the impression on my mind is rather more in favour of reversion than it was when you were here.... I have not as yet put all my facts on this subject in mass, so can come to no definite conclusions.66 By March 1863 his 'raking up' and his exchange of letters with Hooker on the question of reversion had brought him to his view of'latency,' which he now saw could be applied to a number of facts: This view of latency collates a lot of facts—secondary sexual characters in each individual; tendency of character to appear temporarily in youth; effect of crossing in educing talent, character, etc. When one thinks of a latent character being handed down, hidden for a thousand or ten thousand generations, and then suddenly appearing, one is quite bewildered at the host of characters written in invisible ink on the germ.67 During this period, Hooker was arguing for 'an inherent tendency to vary, wholly independent of the physical conditions,'68 but Darwin attached increasing importance to the direct effects of conditions, and especially to the effects of use and disuse. In a letter written to Hooker in March 1862 Darwin announced his intention to present a host offacts and measurements relating to the effects of use and disuse: 'Whenever my book [the Variation] on poultry, pigeons, ducks, and rabbits is published, with all the measurements and weighing of bones, I think you will see that "use and disuse" at least have some effect.'69 62. See Origin, pp. 159-167. 63. Ibid., esp. p. 473. 64. De Beer (n. 50), p. 39. De Beer includes the inheritance of the effects of use and disuse in a list of the 'chief subjects missing' from the extant portion of Darwin's first notebook. 65. See Origin, pp. 11, 134-139. 66. More letters, 1, 120. 67. Ibid., I, 473. 68. Ibid., I, 198. 69. Ibid., 1, 199. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 As Darwin accumulated data, his interest in the phenomenon of reversion and in the inheritance of the effects of use and disuse grew. In the Origin he had described in some detail cases of reversion to zebra-like stripes in horses and of reversion to blue color and black markings in pigeons,62 but his real concern here was not the laws of inheritance, but the evidence that this reversion offered for the view that horses and especially pigeons had descended from a single (or very few) primordial stock(s).63 The effects of use and disuse—totally absent from Darwin's first transmutation notebook—64 managed to receive several pages of attention in the Origin.65 After 1859 we find Darwin attaching increasing importance to both phenomena. In May 1859 he wrote to Hooker: Geison : Darwin and Pangenesis 389 By the time Darwin was ready to draft his manuscript of Pangenesis in May 1865, reversion and the effects of use and disuse had become perhaps the two most important of the many hereditary phenomena which he sought to connect 'by some intelligible bond.' In the manuscript then dispatched to Huxley, Darwin indicates the importance which he now attached to reversion: In the same passage Darwin repeats those examples of reversion in horses and pigeons which he had given in the Origin and suggests briefly that reversion also occurs during the growth of individual fowl, cattle, and rabbits. He mentions, too, the sudden development of vestigial organs believed to be possessed by an early ancestor, 'as with additional mammae in a woman and a fifth stamen in some Scrophulariaceae.' And, 'in nearly the same way,' secondary male characteristics can become manifest in females, an analogy which 'is the more appropriate from the case recorded of a hen, which assumed some of the masculine characters, not ofher own breed, but of her wild progenitor.' By 1865, then, Darwin had added a few specific examples of reversion to his Origin account and had included under reversion the sudden appearance of long-lost organs and the occasional appearance of secondary sexual traits traditionally belonging to the opposite sex. Darwin was now thinking of reversion as a general hereditary phenomenon, recognizing in it a plausible explanation for the great majority ofcases ofnon-inheritance.71 Non-inheritance was still for Darwin the anomaly, but the phenomenon of reversion —brought on by the sudden development of latent gemmules—could now account for the vast majority of these anomalies. From the Variation it is clear that these brief remarks of 1865 were based on a much larger catalogue offacts which he had been carefully gathering for some time, and which had especially attracted his attention after 1859.72 70. Olby (n. 27), pp. 256-257. 71. Ibid., p. 256. 72. Of the approximately seventy different works cited by Darwin in his chapter on reversion in the Variation (n, 28-61), more than thirty were published between 1859 and 1865. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 This principle of Reversion is the most wonderful of all the attributes of Inheritance. It frequently comes into action. What can be more wonderful than that characters, completely lost during scores or hundreds or even thousands of generations, should suddenly reappear perfectly developed In every living creature we may feel assured that a host of lost characters lie latent and ready to be evolved under the proper conditions. How can we make intelligible and connect with other facts this wonderful and common capacity of reversion—this power of apparently calling back to life long lost characters.70 39° Journal of the History of Medicine : October 1969 The language of the manuscript of 1865 also reveals Darwin's increasing wonder at the heritable effects of use and disuse: In suggesting briefly these examples of the inherited effects of use and disuse in ducks, horses, rabbits, and dogs, Darwin had repeated only one example (that of ducks) from the Origin; and though he had at the same time chosen to ignore several other examples given in the Origin,14 this was probably due rather to his wish to keep the manuscript short than to any loss of interest in the phenomena. Darwin had in fact become more and more impressed with the heritable effects of use and disuse, especially in domesticated animals. Besides his own painstaking measurements of these effects on the capacity of skulls in domesticated rabbits, and on the size and weight of limbs and skeletons in domesticated pigeons, ducks, fowl, and rabbits,75 Darwin included in the Variation several new examples gleaned from works published between 1859 and 1865: for example, the effects of use and disuse on the legs, snout, jaws, and teeth ofdomesticated pigs (effects said to be 'strictly inherited'); on the lungs and livers of domesticated cattle; and on the nature of stomach coats and the length of intestines due to altered diets in both wild and domestic animals.76 As in the Origin, Darwin's presentation was cautious and reasonable. He emphasized the difficulty of distinguishing between the 73- Olby (n. 27), pp. 257-258. 74.. See Origin, pp. 11,134-139. Examples of the effects of use and disuse which Darwin had noted in the Origin but ignored in the manuscript of 1865 include the drooping ears of domesticated animals and the well-developed udders of domesticated goats and sows (p. 11); the loss of feet in dung-feeding beetles, the underdeveloped wings of some Madeira beetles, and the underdeveloped or missing eyes in moles, burrowing rodents, crabs, and cave-dwelling rats and insects (pp. 134-139). 75. See Variation,!, 124-128,171-177,270-274,284-286; cf. iiiU.n, 298, where Darwin summarizes his conclusions. 76. Ibid., n, 299-303. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 . . . But what shall we say about the inherited results of the use and disuse of particular organs? The domesticated duck flies less and walks more than the wild duck, and the limb bones of the tame duck have become in a corresponding manner diminished and increased . . . : a horse is trained to certain paces, and the colt inherits similar consensual movements: the domesticated rabbit becomes tame from close confinement; the dog intelligent from associating with man; the retriever is taught to fetch and carry, and these mental endowments are inherited. Nothing in the whole circuit of natural history is more wonderful. How can the use or disuse of a particular limb or of the brain affect a small aggregate of cells in the reproductive organs, in such a manner that the being developed from these organs inherits these newly acquired characters of either one or both parents.73 Geison : Darwin and Pangenesis 391 The cell theory One important theoretical development was the theory that the nucleated cell is the basis of the organization of both plant and animal bodies—a theory generally associated with Schleiden and Schwann and dating from about the year 1839. The cell theory is, then, about thirty years older than Pangenesis, but even as late as 1868 it was not fully established for animals.77 Nonetheless, it had by that time gained sufficient acceptance78 for Darwin to use it, especially in the version of Pangenesis which appeared in the Variation in 1868, though it was also on his mind when he drafted the manuscript of 1865.79 Part of the importance of the cell theory was that it allowed Darwin to think small. Once the existence ofmicroscopic cells was granted, the notion that even smaller material units might be the bearers of heredity seemed also more plausible. Perhaps only an increase in the optical power of microscopes was necessary to reveal the Darwinian gemmules! Another reason for the importance of the cell theory was the evidence it provided for the 77. It is because the 'cellular theory is not fully established' that Darwin hesitates to call bis gemmules 'cell-gemmules.' See ibid., n, 374. 78. What dispute there was centered mainly about the question of the origin of cells. Some disputed the specific name cell, but as Darwin put it, 'every one appears to admit that the body consists of a multitude of "organic units," each of which possesses its own proper attributes, and is to a certain extent independent of all others.' See ibid., n, 370-371. 79. Olby (n. 27), p. 252, says that 'Darwin made no reference to the cell theory' in the manuscript of 1865; nonetheless Darwin used the word cell fourteen times in that manuscript. In the expanded version of Pangenesis which appears in the Variation, Darwin specifically discusses the cell theory, referring on several occasions to Claude Bernard's Lecons sur Us proprUUs its tissus vivants (Paris, 1866) and to the English translation of Rudolf Virchow's Cellular pathology (see n. 83 below). Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 effects ofnatural selection and use and disuse, but the evidence he had given, much of it new, led him to the conclusion that many heritable variations must be at least partly caused by the inherited effects of use and disuse. Since Darwin became especially interested between 1859 and 1865 in finding an explanation for the 'wonderful' phenomena of reversion and of the inheritance of the effects of use and disuse, perhaps he was led to his hypothesis by reflecting on these new interests and on the new information he had accumulated about variation and heredity. In fact, however, Darwin's eventual exposition of Pangenesis was influenced not only by this newly acquired factual information, but also by theoretical developments which had been going on throughout the years of his search, but which became especially important during the crucial years between 1859 and 1865. 392 Journal of the History of Medicine : October 1969 80. See Variation, n, 368-371. Darwin here particularly enlists the support of Bernard and Virchow for his elaboration of the functional independence of the bodily parts. 81. Ibid., 11, 377. 82. In the letter which accompanied the manuscript of Pangenesis, Darwin said he would not ordinarily ask such a 'very great favour' from one so 'hard worked' as Huxley: 'You must refuse if you are too much overworked.' Life and letters, n, 227-228. 83. Rudolf Virchow, Cellular pathology as based upon physiological and pathological histology; twenty lectures delivered in . . . 1858, translated from the 2nd edition of the original by Frank Chance, with notes and numerous emendations (London, i860). 84. See Variation, n, 370. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 functional independence of the bodily parts.80 To Darwin, it seemed but 'one small step' from the realization of this functional independence to the assumption 'that each cell casts off a free gemmule, which is capable of reproducing a similar cell.'81 One particular version of the cell theory seems especially important for Pangenesis—namely that version which asserted the doctrine oiomnis cellula e cellula. The idea that all cells are derived by division from previously existing cells is perfectly consistent with, and may even have suggested, Darwin's assumption that the gemmules thrown off by previously existing cells self-multiply by division and subsequently become developed into similar cells. It must be admitted that Darwin does not refer to the doctrine oiomnis cellula e cellula in the manuscript of 1865, but this may reflect his wish to keep the manuscript as short as possible so that he would not overburden Huxley.82 Cellular Pathology, the book in which Rudolf Virchow so forcefully put forth the doctrine, appeared in 1858 and was translated into English in i860.83 It was the English version which Darwin read, and the fact that it was available as early as i860 suggests that Darwin may well have read it before drafting his manuscript of 1865. In the expanded version ofPangenesiswhichappearedin 1868,Darwinrefersspecifically to the doctrine o£ omnis cellula e cellula and to Virchow's book. In the spirit of objectivity, Darwin reported in 1868 that there was an alternative school, which 'maintains that cells and tissues of all kinds may be formed, independently of pre-existing cells, from plastic lymph or blastema.' Since he had 'not especially attended to histology,' Darwin felt it would be 'presumptuous' to express an opinion on the two opposed doctrines. Nonetheless, the sources which he consulted about the cell theory generally favored omnis cellula, and it is difficult to escape the feeling that Darwin best expressed his own opinion about the genesis of cells when he said t h a t ' . . . the doctrine of omnis cellula is admitted for plants, and is a widely prevalent belief with respect to animals.'84 Richard Owen, writing in 1868, went so far as to say that the gemmule hypothesis was 'absolutely Geison : Darwin and Pangenesis 393 based on "pre-existence"—or'omnis cellula," &c,'85 and this point of view was corroborated by a reviewer who suggested that Pangenesis 'starts from the notion that every organized body is composed of cells . . . capable of reproducing their own sorts... .' 86 The influence of earlier theories Precursors before 1800 Darwin's list of earlier pangenetic theorists is by no means exhaustive— not even in the second edition of the Variation, by which time he had added to the list Hippocrates, Ray, and a contemporary, Mantegazza.89 Conway 85. Richard Owen, OH the anatomy of vertebrates (London, 1866-68), 3 vols., m, 813. 86. 'Variations of animals and plants under domestication,' Student Intellectual Observer, 1868, 3rd set. 1, 179-188, on 187. 87. Or, more properly, the Hippocratic corpus. A pangenesis-like hypothesis appears in Perigones (about 400 B.C.). 88. Variation, n, 374-375. 89. See Charles Darwin, The variation of animals and plants under domestication, authorized ed. [from Darwin's 2nd ed.] (New York, 1899), 2 vols., n, 359, n. 42. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Darwin was by no means the first to offer a mechanistic, particulate theory of inheritance. In fact, pangenesis-like theories of heredity can be traced back at least as far as Hippocrates.87 To what degree was Darwin influenced by earlier accounts of such theories? In the chapter on Pangenesis in the first edition of the Variation, Darwin acknowledged that his hypothesis was not totally original: 'Nearly similar views have been propounded, as I find, by other authors, more especially by Mr. Herbert Spencer; but they are here modified and amplified.'88 In an extensive and important footnote to this passage, Darwin referred at some length to the previous views of Buffon, Bonnet, and Owen, as well as Spencer. Especially significant in the passage itself are the words 'as I find,' for they seem to imply that Darwin had found out about these similar ideas only after he had already independently reached his conclusions. In keeping with this interpretation, the Pangenesis manuscript of 1865 contains no acknowledgement of previous pangenetic theories. On the other hand, the absence in the 1865 manuscript ofany reference to previous theories might be interpreted as another omission to keep the manuscript as short as possible for Huxley's benefit, or less charitably, as a deliberate attempt to suppress his indebtedness to others. For these reasons, it seems advisable to look more carefully at the possible influence ofprevious theorists. 394 Journal of the History of Medicine : October ig6g 90. Zirkle (n. 20). 91. See, e.g., de Beer (n. 10), p. 205. Darlington, who calls Darwin 'the gamekeeper of natural selection and the poacher of pangenesis,' prefers to speak pejoratively of Darwin's (apparently intentional) 'disregard of historical propriety or historical knowledge.' See Darlington (n. 18), p. 474. 92. In a total of approximately 2000 entries in Catalogue of the library of Charles Darwin now in the Botany School, Cambridge, compiled by H. W . Rutherford (Cambridge, 1908), I count forty-three which are dated prior to the year 1800. 93. Life and letters, n, 26s 94. Ibid., n, 228. 95. Ibid., n, 228-229. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Zirkle has found more than ninety 'precursors' whose ideas, in one way or another, bear some resemblance to Pangenesis.90 Indeed Pangenesis, at its simplest level, had always been the natural and traditional way to account for blending inheritance and for the inheritance of acquired characters. But did any of the precursors actually influence Darwin's ideas? The answer is greatly simplified by the fact that Darwin seems to have had little historical sense.91 He was certainly not much inclined to read the prenineteenth century literature,92 and there is little chance that he was influenced by pangenetic theories proposed before 1800. Darwin did not know ofHippocrates' somewhat similar views until 1868 when informed of them by William Ogle. 93 And he apparently had not read the relevant passages in Buffon and Bonnet until Huxley called them to his attention after reading the Pangenesis manuscript of 1865. In the letter of 12 July 1865 Darwin thanked Huxley for letting him know about Buffon and Bonnet, adding: 'It would have annoyed me extremely to have republished Buffon's views, which I did not know of, but I will get the book; and if I have strength I will also read Bonnet.'94 After reading Buffon, Darwin admitted that 'whole pages are laughably like mine,' 95 but he was also able to point out that neither Buffon nor Bonnet had preceded him in his assumption that each unit of living tissue produced a little gemmule or bud at each stage in its development. Buffon assumed that his indestructible 'organic molecules,' in many respects similar to Darwin's gemmules, were animated particles which could be found distributed throughout nature. Alreadyformed, they needed only to be imbibed with the food into the sap or blood of organisms in order to fulfill their primary task of being assimilated into the organs which were their respective analogues. Excess organic molecules, not needed for nourishment, collected to form buds and the sexual elements. Bonnet used the concept of somatic 'germs' to account for his observations of regeneration, especially in earthworms. But in order to account for parthenogenesis in aphids, Bonnet had postulated the existence of pre-formed germs within germs (emboitement), 'ready for all succeeding generations.' Darwin, while admitting the similarities, pointed to the fundamental difference between the Geison : Darwin and Pangenesis 395 Contemporary precursors Darwin was not the only nineteenth century writer to speculate on the phenomena of heredity and reproduction. It may be that elements of his hypothesis can be found in a number of contemporary works, but so far only five nineteenth century men have been specifically credited with espousing pangenetic hypotheses prior to Darwin. Two of these men—Lorenz Oken and Paolo Mantegazza—did not at all influence Darwin's developing conceptions. The evidence for Oken's commitment to a pangenetic hypothesis is a brief and unimpressive passage in his Allegemeine Naturgeschichte (1839-1841; English edition, 1847). This passage, quoted by Zirkle,97 is so tenuously connected with Darwin's highly developed formulation of the hypothesis that Oken can be easily rejected as a source of possible influence. Mantegazza's claim is based upon Darwin's own unelaborated statement that Mantegazza in his Elementi di igiene 'clearly foresaw' the hypothesis of Pangenesis.98 That is debatable, but unimportant, since it is in any case highly unlikely that Darwin knew of this Italian work until after he had seen Mantegazza's 1868 review of the Variation." There is no evidence that Darwin ever read the appropriate passage in Oken's work, and there is every reason to believe that he did not see Mantegazza's original 96. See Variation, n, 375, n. 29. Cf. Life and letters, n, 229. For a summary of the ideas of Buffon and Bonnet, see Erik Nordenskiold, The history of biology, trans, from the Swedish by L. B. Byre (New York, 1928), pp. 224-226, 244-246. 97. Zirkle (n. 20), p. 144. 98. See Darwin (n. 89), n, 359, n. 42. 99. Mantegazza's review appeared (in Italian) in Nuova Antologia, 1868, 8, 70-98. See esp. p. 97, where Mantegazza claims a similarity between Darwin's ideas on Pangenesis and his own earlier ideas, and where he documents this claim by citing the third edition of his Elementi di igiene exactly as Darwin cites it in his Variation footnote. I suspect Darwin was attracted to read this review of his own book, but had never read Mantegazza's earlier Elementi. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 pre-formed particles of Buffon and Bonnet and his own gemmules, which 'were not originally pre-formed, but are continually produced at all ages during each generation, with some handed down from preceding generations.'96 Darwin could probably have demonstrated equally fundamental differences between his ideas and those of any of the pre-nineteenth century pangenetic theorists. 'The provisional hypothesis of Pangenesis' was more elaborate and more fully developed than heredity theories put forth before 1800 and Darwin undoubtedly developed his ideas independently of any direct influence from these earlier theorists. 396 Journal of the History of Medicine : October 1969 statement before 1868, if ever. Even had he read both before drafting his own 1865 manuscript, they would have given him little help. However, three nineteenth century scientists—Owen, Spencer, and Naudin—probably did influence Darwin, each in different ways and to differing degrees. Richard Owen 100. Richard Owen, On parthenogenesis, or the successive production of procreating individuals from a single ovum; a discourse introductory to the Hunterian lectures on generation and developmentfor the year 1849, delivered at the Royal College of Surgeons of England (London, 1849). 101. More letters, 1, 102-103. 102. See T. H. Huxley, 'On the agamic reproduction and morphology of Aphis,' Trans. Linn. Soc. Lond., 1863, 22, 193-220, 221-236. Cf. Nora Barlow, ed., Darwin and Henslow, the growth of an idea, letters 1831-1860 (London, 1967), p. 209, n. 2. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 In his book On Parthenogenesis, published in 1849, Richard Owen stated views in some respects similar to Pangenesis.100 Darwin probably read this book soon after publication, and it is certain from a letter to Huxley in 1857 or 1858 that he was then familiar with Owen's hereditary hypothesis: 'I am extremely glad you have taken up the Aphis question, but, for Heaven's sake, do not come the mild Hindoo (whatever he may be) to Owen; your father confessor trembles for you. I fancy Owen thinks much of this doctrine of his; I never from the first believed it ' 101 The 'Aphis question,' specifically the vegetative reproduction of Aphis, had received much attention in Owen's book; but Huxley's researches into the matter had convinced him that both Owen's facts, and the hereditary theory by which he tried to account for parthenogenesis, were seriously in error.102 This letter to Huxley, then, indicates not only that Darwin was familiar with Owen's 'doctrine' before drafting his Pangenesis manuscript of 1865, but also that he agreed with Huxley's rejection of it, at least insofar as it applied to the 'Aphis question.' Could a theory which he apparently rejected have exercised much influence on Darwin's developing conceptions? Obviously, it did not result in Pangenesis full-grown. Darwin knew about Owen's theory before publishing the Origin; yet that book, as we have seen, contains nothing comparable to, or even reminiscent of, Pangenesis. Nevertheless, Darwin may have been influenced by at least one aspect of Owen's theory, namely Owen's concept of derivative germ cells, some of which—instead of being used for the formation of the body—might 'remain unchanged and become included in that body': Geison : Darwin and Pangenesis 397 . . . so included [wrote Owen], any derivative germ cell, or the nucleus of such, may commence and repeat the same processes of growth by imbibition, and of propagation by spontaneousfission,as those to which itself owed its origin.103 [Owen believes] that the primary germ-cell was formed within the ovarium of the female and was fertilised by the male. My gemmules are supposed to be formed, quite independently of sexual concourse, by each separate cell or unit throughout the body, and to be merely aggregated within the reproductive organs.108 To Owen, already at odds with Darwin over natural selection, this difference did not seem fundamental: 'It may be a defect of power; but I fail, after every endeavour, to appreciate the "fundamental difference" between Mr. Darwin's cell-hypothesis of 1868 and mine of 1849.>109 In the second edition of the Variation, Darwin faithfully reported this remark of Owen's, but he was now able to enlist the support of a reviewer who had shown how 'really different' Pangenesis was from Owen's ideas.110 This reviewer— besides pointing out that it was rather strange of Owen to claim priority for a view which he now considered 'fundamentally erroneous'—suggested that the only resemblance between Owen's theory and Darwin's was that both assumed certain hypothetical gemmules; and he then showed how irreconcilable Owen's gemmules, as the progeny of the primary impregnated germ-cell, were with Darwin's gemmules, which were 'thrown off from the germinal matter of every cell throughout the body.' 111 103. Owen (n. ioo), p. 5; cf. p. 7. 104. Ibid., passim; see esp. p. 70. 105. See ibid., p. 25. Cf. Variation, n, 375, n. 29. 106. Variation, n, 383—385. 107. Ibid., n, 375, n. 29. 108. Ibid. 109. Owen (n. 85), in, 813. n o . Darwin (n. 89), n, 359, n. 42. i n . See J. Anat., Lond., 1869, j , 436-443, on pp. 441-442. The review is not of Darwin's Variation but of Owen's then recent On the anatomy of vertebrates. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Owen used these residual germ cells not only to explain his belief that several generations of Aphis larvae could be produced from a single impregnated ovum 104 but also to account for parthenogenesis in general and for regeneration and the repairs of injuries105—phenomena which Darwin was later to explain on the basis of residual gemmules.106 Furthermore, as Darwin admitted in 1868, Owen's view agreed with his 'in the assumed transmission and multiplication of his germ cells. . . .' 107 But Darwin once again believed that there was a 'fundamental difference': 398 Journal of the History of Medicine : October 1969 Owen's ideas—more especially his concept of residual germ cells—may well have influenced Darwin's gemmule hypothesis, but Owen's influence alone could not have carried Darwin very far along the path toward his highly developed formulation of Pangenesis. Herbert Spencer 112. Herbert Spencer, Principles of biology (London, 1864-67), 2 vols. Hereafter cited as Principles. 113. Ibid., 1,177-183,25 3-256. It is from Spencer's preface that we know the date that each number was issued to the subscribers. No. 9 (pp. 161-240) was issued in July 1863; No. 10 (pp. 241-320) in January 1864. See ibid., 1, v. 114. Although no copy of the Principles of biology is listed in the catalogue of the Darwin library at the Botany School, Cambridge (n. 92), Dr. H. Lewis McKinney has discovered in that same library an annotated copy of the book; the separate subscriber's issues, together with their covers, are bound up into one thick volume. Dr. McKinney has very generously allowed me to use his extensive notes on Darwin's marginalia and annotations and has helped me secure from the Botany School at Cambridge a microfilm copy of the most important of these, so that I might see them with my own eyes. Without Dr. McKinney's discovery and assistance, the discussion on Spencer would have been impossible. 115. On 30 June 1866 Darwin wrote to Hooker [More letters, n, 235): 'I have almost finished the last number of H. Spencer, and am astonished at its prodigality of original thought. B u t . . . It is also very unsatisfactory, the impossibility of conjecturing where direct action of external circumstances begins and ends—as he candidly owns in discussing the production of woody tissues in the trunks of trees on the one hand, and on the other in spines and the shells of nuts.' The discussion to which Darwin refers appears on pp. 255-274 of Vol. n of Spencer's Principles, pages which were included in the issue (No. 16) for June of 1866. So the letter to Hooker gives definite proof that Darwin read at least one number of Spencer's Principles within a month after issue. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Far more pangenetic in spirit than Owen's ideas were those which Herbert Spencer laid down in his Principles of Biology, sent periodically to subscribers, and then published in two volumes in 1864 and 1867 respectively.112 Spencer introduced his pangenetic 'physiological units' in the unbound issue of June 1863, and then, in the next issue—-January 1864—he very specifically utilized them in a hereditary hypothesis.113 This latter issue appeared more than a year before Darwin dispatched his manuscript of Pangenesis to Huxley, so Darwin—who usually kept abreast of the contemporary literature—very probably read Spencer's ideas before formulating his own gemmule hypothesis. This is an extremely important point, and one on which there is apparently no conclusive evidence. But since Darwin was a subscriber to Spencer's Principles,114 and since there is evidence that he was in the habit of perusing Spencer's numbers as they issued from the press,115 it is almost certain that he read Spencer's hereditary hypothesis— offthe press in January 1864—before drafting his own gemmule-hypothesis in May 1865. If Darwin did read Spencer before formulating his own ideas about Pangenesis, what he read there must have greatly influenced his own concep- Geison : Darwin and Pangenesis 399 116. Principles, I, 177. 117. Ibid., 1, 177-182. 118. Ibid., I, 182-183. 119. See, e.g., Origin, p. 45, where Darwin describes individual differences as 'highly important' because they 'afford materials for natural selection to accumulate.' Cf. Vorzimmer (n. 26), pp. 386390. 120. See Principles, 1, 256. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 tions. Spencer introduces his physiological units in a chapter on waste and repair. He suggests that there are units in the circulating blood 'exactly like in kind to those of which each organ consists,'116 and he makes these units responsible for repair and regeneration by virtue of a 'faculty of organic polarity.' This faculty, similar in many ways to Darwin's concept of'affinity,' was the abbreviated expression Spencer used for his assumption that groups of compound units have the power to assimilate appropriate ambient materials and mould them into units of their own form. These organic polarities are dependent upon the structure of the physiological units; and by the total interaction of all polarities, the aggregate of physiological units is compelled to take the form of the species to which they belong.117 Spencer calls these units 'physiological' because they are intermediate in complexity between the 'chemical units' and the 'morphological units' which make up organic bodies. Physiological units, that is to say, are far more complex than the proximate organic compounds—albumin, fibrin, even protein—but must be somewhat less complicated than cells, since there are subcellular creatures (such as rhizopods) which nonetheless have the power both to aggregate into a specific form and to perpetuate that specific form in offspring.118 In his later chapter on heredity, Spencer expressed the belief that 'a positive explanation of Heredity is not to be expected in the present state of Biology,' but he offered a hypothesis in which the physiological units are the proximate agents of inheritance. For Spencer, the sex cells are but vehicles for the physiological units, and 'the likeness of any organism to either parent, is conveyed by the special tendencies of the physiological units derived from that parent.' Each parent contributes a group of physiological units, thus guaranteeing, in general, a blended inheritance. But, said Spencer, the transmission of'individual peculiarities,' or 'spontaneous' variations is also thus guaranteed. (It was these 'individual differences' upon which Darwin primarily relied for the raw material for selection.)119 Spencer also suggested that the effects of use and disuse were transmitted by virtue of modifications impressed upon the structures (and therefore upon the organic polarities) of the physiological units.120 400 Journal of the History of Medicine : October 1969 The similarities between these ideas and Darwin's later theory is striking. In 1868 Darwin pointed out, in a long footnote in the Variation, that Spencer's physiological units performed nearly all the functions and possessed nearly all the attributes of his own gemmules: Darwin then cited Spencer's chapters on waste and repair and on heredity, but he might also have cited Spencer's later chapter on variation, in which variation is very specifically attributed to quantitative and qualitative differences in the physiological units which are aggregated into the sexual elements of each parent, and in which Spencer speaks of the segregation of these units as one explanation for the fact that offspring are never a perfectly homogeneous mean between the two parents.122 Also germane is the chapter entitled 'Genesis, Heredity, and Variation,' in which Spencer recapitulates and extends some of his earlier remarks on the hypothesis of physiological units, and in which he concludes that 'the power of this hypothesis to explain so many phenomena, and to bring under a common bond phenomena that seem so little allied, is strong evidence of its truth.' 123 Both of these chapters appeared in the issue ofJanuary 1864. But despite the remarkable similarities between Spencer's physiological units and his own gemmules, Darwin thought he detected differences in that Spencer had not applied his units specifically to reversion and in that a certain number or mass of gemmules were required for the development of each cell or part. 'Nevertheless,' continued Darwin in the 1868 edition of the Variation, 'I should have concluded that Mr. Spencer's views were fundamentally the same with mine, had it not been for several passages which, as far as I understand them, indicate something quite different.'124 He then quoted from Spencer's Principles three passages which seemed to him to indicate that the physiological unit hypothesis was not quite equivalent to the gemmule hypothesis. Two of these quoted passages involve rather trivial differences, but the other passage—the longest—seems to indicate that Darwin and Spencer did disagree on one fundamental point. In this passage, Spencer had written: 121. Variation, n, 375, n. 29. 122. Principles, 1, 266-268. 123. Ibid., 1, 291. 124. Variation, n, 375, n. 29. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 [Spencer's physiological units] agree with my gemmules in being supposed to multiply and to be transmitted from parent to child; the sexual elements are supposed to serve merely as their vehicles; they are the efficient agents in all the forms of reproduction and in the repairs of injuries; they account for inheritance . . . ; they are supposed to possess polarity, or, as I call it, affinity, and apparently they are believed to be derived from each separate part of the whole body.121 Geison : Darwin and Pangenesis 401 This certainly seems to be a direct contradiction of Darwin's assumption that cells modified by use or disuse would give offcorrespondingly modified gemmules. But Darwin failed to quote Spencer's subsequent statement that, in the end, it was necessary to admit that 'ifthe structure of [any given] organism is modified by modified function, it will impress some corresponding modification on the structures and polarities of its units.'126 After reading the chapter on Pangenesis in the Variation, Alfred Russel Wallace wrote Darwin to tell him how much he admired it. 'You have now fairly beaten Spencer on his own ground,' he wrote, 'for he really offered no solution of the difficulties of the problem.' In a later letter, Wallace added that though he was a great admirer of Spencer, he felt 'how completely his view failed to go to the root of the matter, as yours does. His [view] explained nothing. . . . Yours, as far as I can see, explains everything in growth and reproduction....' Unfortunately, Wallace's critique of Spencer's hypothesis was never very specific; the closest he came to a detailed analysis was in saying: As I understood Spencer, his physiological units were identical throughout each species, but slightly different in each different species; but no attempt was made to show how the identical form of the parent or ancestors came to be built up of such units.127 Spencer himself, after reading the chapter on Pangenesis, apparently told Darwin that those views of his which Darwin had quoted in the footnote 'refer to something quite distinct,' and assured Darwin that the gemmule hypothesis was 'quite different' from his own. 128 Spencer's concession inspired a most interesting remark by Darwin. In a letter to Hooker, he wrote:'... this [Spencer's concession] is a great relief to me, as I feared to be 125. Principles, I, 255. 126. Ibid., l, 256. 127. More letters, I, 300-301. 128. Life and letters, n, 262, 260. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 It is not obvious that change in the form of a part, caused by changed action, involves such change in the physiological units throughout the organism, that these, when groups of them are thrown off in the shape of reproductive centres, will unfold into organisms that have this part similarly changed in form. Indeed, when treating of Adaptation..., we saw that an organ modified by increase or decrease of function, can but slowly so re-act on the system at large, as to bring about those correlative changes required to produce a new equilibrium; and yet only when such new equilibrium has been established, can we expect it to be fully expressed in the modified physiological units of which the organism is built—only then can we count on a complete transfer of the modification to descendants.125 402 Journal of the History of Medicine : October 1969 After reading any of his books, I generally feel enthusiastic admiration for his transcendent talents, and have often wondered whether in the distant future he would rank with such great men as Descartes, Leibniz, etc., about whom, however, I know very little. Nevertheless I am not conscious of having profited in my own work by Spencer's writings. His deductive manner of treating every subject is wholly opposed to my frame of mind. His conclusions never convince m e . . . . His fundamental generalisations... are of such a nature that they do not seem to me to be of any strictly scientific use. They partake more of the nature of definitions than of laws of nature. They do not aid one in predicting what will happen in any particular case. Anyhow they have not been of any use to me.133 129. Ibid., n, 260-261. 130. Darwin (n. 89), n, 359, n. 42. 131. See Life and letters, n, 260-261, where Darwin reports that Spencer 'is not sure he understands it. . . .' 132. Principles, 1, 255. 133. Barlow (n. 6o), pp. 108-109. My italics. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 accused of plagiarism, but utterly failed to be sure what he meant, so thought it safest to give my view as almost the same as his.. . .' 129 More than anything else, it was probably these assurances from Spencer himself which allowed Darwin to say with such confidence in the second edition of the Variation, 'I formerly thought that the physiological units of Herbert Spencer . . . were the same as my gemmules, but I now know that this is not the case.'130 It is certainly curious that Spencer failed to recognize the fundamental similarities between his views and those of Darwin, but perhaps this failure can be traced to the same unknown difficulties which apparently prevented him from fully understanding Darwin's Pangenesis131 (and which, on the other hand, prevented Darwin from being totally certain what Spencer meant). These difficulties may have resided in the very different intellectual styles of the two. For Spencer was a remarkably original and primarily deductive thinker, while Darwin was much more inclined to offer extensive observational confirmation of his speculations. The point can be illustrated by reference to the question of the inheritance of the effects of use and disuse. Spencer and Darwin ultimately arrived at the same conclusion—namely, that to some extent at least, the effects of use and disuse are transmitted to offspring—but they got there by different routes. While Darwin listed a catalogue of recorded cases which pointed toward the conclusion, Spencer argued that the conclusion appeared 'to be a deduction from first principles. . . ,' 132 Darwin was clearly aware of this difference between Spencer's approach and his own. In his autobiography, he wrote of Spencer: Geison : Darwin and Pangenesis 403 134. Darwin's copy of Spencer's Principles, i, 179-183 (see n. 114 above). 135. Ibid., 1, 254-255. 136. Ibid., 1, 279. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 The key words in this appraisal may be 'am not conscious.' Spencer's deductivism undoubtedly struck Darwin as inadequate and sometimes silly, but there may well have been aspects ofhis thought—especially ofhis hereditary hypothesis and of some ofhis ideas on the inheritance of acquired characters —which Darwin incorporated almost unconsciously into his own thought processes. Darwin's hereditary hypothesis was presented in a different manner and from a different point ofview; but the fact remains that most, if not all, of the attributes of Darwin's gemmules belonged in the first place to Spencer's physiological units. From Darwin's subscriber's copy of Spencer's Principles, it is clear that he was deeply impressed by many of Spencer's ideas on heredity and variation. In marginalia and in notes affixed to the back page of his copy, Darwin indicated those passages which struck him with special force. It is impossible to know exactly when Darwin made these indications, but if (as seems likely) he made at least most of them during hisfirstreading, then there can be no doubt that his conception of Pangenesis owed much to Herbert Spencer. In the chapter on waste and repair, Darwin marked the passages in which Spencer speaks of the regeneration of lost legs and tails in lizards and of lost claws in lobsters, as well as the passage in which he introduces his physiological units. Beside a passage describing Spencer's concept of 'organic polarity' Darwin wrote, 'like my attraction or selective [?] affinity.'134 Darwin made no marks in Spencer's next three chapters (entitled 'Adaptation,' 'Individuality,'and 'Genesis'),but in the chapter entitled 'Heredity,' his interest is again revealed. The passages in which Spencer presents his hereditary hypothesis are heavily marked. Beside these passages Darwin wrote three marginal annotations, two of which say 'Pan,' undoubtedly short for 'Pangenesis,' and the third of which reads: 'Think [?] he has not got idea.'135 In Spencer's recapitulative chapter, 'Genesis, Heredity, and Variation,' Darwin's marginalia suggest that his attention was drawn especially to Spencer's concept that fertilization is the primary initiator of variation because it involves a mixture of the 'physiological units separated from an adult organism... with the slightly-different physiological units of another organism.'136 Darwin also marked the passage in which Spencer writes that 'the power of this hypothesis [of physiological units] to explain so many 404 Journal of the History of Medicine : October 1969 de novo. However, it is also possible that Darwin made these annotations (though perhaps not the marginal marks) after drafting the 1865 version of Pangenesis, at which time he might have returned to Spencer's work in search of similarities and differences between his gemmule hypothesis and Spencer's physiological units. This interpretation seems the more likely because in the Variation of 1868, Darwin quoted both of the passages marked 'Pan' precisely to suggest that there were differences between his ideas and Spencer's.138 If this interpretation is accurate, Darwin may have incorporated Spencer's ideas into his hypothesis of Pangenesis without full consciousness of the debt he owed him. Perhaps only after re-reading Spencer did he realize how similar their ideas were. Charles Naudin In i860 the French Academie des Sciences announced that the prix des sciences physiques for 1862 would be awarded to the best essay submitted on the topic of hybridization in the vegetable kingdom. Two essays were submitted, and the prize was given to Charles Naudin (1815-99), w n o had begun his studies of plant hybridization in the 1840s with taxonomic problems in mind but had moved on in the next decade to consider their evolutionary significance.139 He was especially impressed by the tendency of hybrid offspring to revert to the characters of one or the other of the pure 137. Ibid., 1, 291. 138. See Variations, n, 375, n. 29. 139. See Olby (n. 18), p. 62. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 phenomena, and to bring under a common bond phenomena that seem so little allied, is strong evidence of its truth.' 137 Darwin made other marginal marks throughout much of the rest of the book, but they have no direct connection with Pangenesis. They are interesting primarily because they demonstrate Darwin's consistent interest in Spencer's ideas on the heritable effects of use and disuse. Spencer emphasized the effects of the environment and of use and disuse far more than Darwin had, at least in the first edition of the Origin. It would be particularly interesting to know when Darwin made the marginal annotations 'Pan,' 'Like my attraction or selective [?] affinity,'and 'Think [?] he has not got idea.' If he made them in 1863 or 1864, when he almost certainly first read Spencer's Principles, he must already have been working Pangenesis out in his mind, so that Spencer's passages merely reminded him of his own developing ideas. The passages marked 'Pan,' for example, could hardly have suggested to Darwin the word 'Pangenesis' Geison : Darwin and Pangenesis 405 parental species, a tendency which in 1858, if not before, he elevated to the rank of a law, the 'law of return.' 140 Naudin's commitment to this law led him to the position that hybrids were 'useless machineries' (rouages inutiles) which, unlike species, had no place in the plan of Nature;141 and, as R. C. Olby points out, Naudin had suggested as early as 1856 that reversion was accomplished in hybrid offspring via the segregation of the specific 'essences' which had been bequeathed to the hybrid: In his prize essay, Naudin extended and emphasized this hypothesis to explain reversion. The paper was not published in full until 1865, but the second part appeared in 1863. a n d a review in 1864.143 Naudin and Darwin apparently corresponded between 1862 and 1882,144 and we know that Darwin received reprints of Naudin's 1858 paper and of the second part of his prize paper.145 It is clear that Darwin had read this second part, which contained the hypothesis for reversion, by September 1864.146 Darwin was much impressed by Naudin's 'excellent memoir,'147 and found his hereditary hypothesis ofspecial interest because it bore specifically on the question of reversion. Whenever he discussed hybridism in the Variation, Darwin made wide use of Naudin's paper; and in the chapter on Pangenesis, he was especially influenced by Naudin's notion of the segregation of the 'elements' or 'essences' of the two species which were crossed. In 140. See Charles Naudin, 'Observations concernant quelques plantes hybrides qui ont ixi cultiv£es au Museum,' Ann. Sci. nat. (Bot.), 1858, sir. 4, g, 257-278, esp. pp. 277-278. 141. Ibid., pp. 277-278. 142. Charles Naudin, 'Observations constatant le retour simultane' de la descendance d'une plante hybride aux types paternels et maternels,' C.JJ. Acad. Sci., Paris, 1856, 42, 625-628, on p. 628. As translated by Olby (n. 18), p. 63. 143. (a) Charles Naudin, 'Nouvelles recherches sur l'hybriditi dans les v£g£taux,' m£moire pr£sent£ a 1'Academic des Sciences en Decembre 1861 et couronn6 dans la seance du 29 Decembre 1862, Nouv. Arch. Mus. Hist, nat., Paris, 1865, 1, 25-174; (b) Charles Naudin, 'Nouvelles recherches sur l'hybridit£ dans les vegetaux," deujrieme partie, Ann. Sci. nat. (Bot.), 1863, sir. 4, 19, 180-203; (c) 'Vegetable hybridity,' Nat. Hist. Rev., 1864, pp. 50-57. 144. See Olby (n. 18), p. 66. 145. Vorzimmer (n. 26), p. 383, n. 62, identifies Naudin's paper of 1858 as #161 in the Darwin Reprint Collection, Botany School Library, Cambridge University; the second half of Naudin's prize-winning essay is identified as #300. The citations which Vorzimmer gives these two papers is misleading; cf. those given in n. 140 and n. 143 (b) above. 146. See More Letters, n, 339-340. 147. See, e.g., Variation, n, 386, n. 42 and 401, n. 54. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 Does one not say that Nature is eager to dissolve hybrid forms which do not enter into her plan, and that she does this by the imperfection of the pollen in a large number of hybrids, but also when these hybrids are fertile, by the separation of the two specific essences which art or chance has violently brought together?142 406 Journal of the History of Medicine : October 1969 There is [wrote Darwin] hardly any greater difficulty in believing that these many gemmules may unite or cohere, each retaining its own power and qualities, into a single true germ, than in the well-known union of two species into a hybrid, and of the hybrid with another hybrid until several species are commingled in a single individual. Most of those who have closely studied hybrids and mongrels, especially M. Naudin, believe that all the characters of both parent-species are commingled, often in very unequal degrees in the unified product, but are notfused together or changed in nature like two elements in a chemical union.151 It is interesting indeed that this view of Naudin's confirmed a belief Darwin had already 011857 or 1858 suggested tentatively to Huxley: Approaching the subject from the side which attracts me most, viz., inheritance, I have lately been inclined to speculate, very crudely and indistinctly, that propagation by true fertilization will turn out to be a sort of mixture, and not true fusion, of two distinct individuals, or rather of innumerable individuals, as each parent has its parents and ancestors. I can understand on no other view the way in which crossed forms go back to so large an extent to ancestral forms. But all this, of course, is infinitely crude. . . .152 This celebrated passage caused Gavin de Beer to say that Darwin once 'came within a hair's breadth of making Mendel's discovery. . . . For that 148. 149150. 151. 152. Variation, II, 386. Cf. n. 143 (c), p. 55. Naudin (n. 143, b), pp. 191-192; trans, into English by Olby (n. 18), pp. 167-168. Olby (n. 27), p. 259. My italics. More letters, 1, 103. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 accounting for those cases of crossed forms which exhibited the uncombined characters of either parent in 'stripes or blotches,' Darwin followed Naudin's suggestion that the 'essences' or 'elements' ofeach species possess a special affinity for their own kind.148 Naudin believed that a hybrid was a 'living mosaic' in which distinct or pure essences from each parent co-existed in dynamic tension. Despite appearances, no real 'fusion' of elements took place, so the parental elements retained always their distinctive characters. Naudin even went so far as to suggest that it was in pollen and ovules, especially pollen, that the tendency to disunion was most energetic.149 For Naudin, so-called 'blending' inheritance was an illusion caused by our inability to detect the distinct units whose mechanical, rather than chemical, union resulted in an apparent blending ofparental traits.150 In the Pangenesis manuscript of 1865, Darwin apparently accepted without qualification this concept of Naudin: Geison : Darwin and Pangenesis 407 I have read with interest Bentham's address on hybridism. I am glad that he is cautious about Naudin's view, for I cannot think that it will hold. The tendency of hybrids to revert to either parent is part of a wider law (which I am convinced I can show experimentally), namely, that crossing races as well as species tends to bring back characters which existed in progenitors hundreds and even thousands of generations ago. Why this should be so, God knows. But Naudin's view throws no light, that I can see, on this reversion of long-lost characters.156 It may seem that Darwin was exaggerating this point since Naudin specifically suggested that reversion often progressed by 'insensible gradations,' so that it might sometimes require a 'long series of generations' to achieve a 153. De Beer (n. 10), p. 208. Cf. R. A. Fisher, Tlte genetical theory of natural selection (New York, 1958), pp. 1-2. Fisher remarks of this passage that it indicates that Darwin once felt 'the need for an alternative to blending inheritance . . . , though probably he never worked out a distinct idea of a particulate theory. . . . The idea apparently was never developed . . . . " I would disagree: though Darwin never did work out a general particulate theory, he also never lost sight (at least certainly not after Naudin's paper of 1863) of the need for non-fusing, non-contaminating factors whenever he considered the remarkable phenomenon of reversion. The 'Mendelian' character of Darwin's explanation for reversion was emphasized forty years ago by H. F. Roberts in his important discussion of Darwin's work on plant hybridization. Indeed Roberts argues that Darwin's explanation for reversion 'was a natural corollary to his doctrine of pangenesis.' See H. F. Roberts, Plant hybridization before Mendel (Princeton, 1929), pp. 221-240, esp. 238-240, quote on p. 240. 154. Variation, 11, 400-401. 155. See Olby (n. 18), p. 66. 156. More letters, n, 339-340. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 brief moment Darwin caught a glimpse of the particulate nature of inheritance and of the non-fusion, non-contamination of its factors. . . .' 153 In 1868 Darwin diverged to some extent from this position by suggesting that so-called 'hybridised' gemmules—apparently a true fusion of the pure parental gemmules—were responsible for the generally blended appearance of hybrids. But even then he preserved the notion of pure parental gemmules whose development in a later generation would result in reversion to the original parent-species trait.154 In truth, the general drift of Darwin's ideas on inheritance was toward the doctrine of blending inheritance, but whenever he considered the remarkable phenomenon of reversion, he recognized the need for a non-blending, or particulate, component in any adequate hereditary hypothesis. Naudin's hypothesis for reversion in plant hybrids found in Darwin a mind at least partially prepared. For Darwin there was one major inadequacy in Naudin's hypothesis. In the margin of his copy of Naudin's prize essay, he wrote simply: 'This view will not account for distant reversion.'155 He referred to this objection in a letter to Hooker, dated 13 September 1864: 408 Journal of the History of Medicine : October ig6g cross had been lost.159 Darwin solved this problem by arguing that pure parental essences, or gemmules, were preserved in a dormant, stable condition throughout a long series of generations, thousands even. Since these pure, dormant gemmules were preserved and transmitted in an unmodified form, Darwin suggested that when in later generations two hybrids were crossed, 'the combination of pure gemmules derived from the one hybrid with the pure gemmules of the same parts derived from the other, would necessarily lead to complete reversion of character; and it is, perhaps, not too bold a supposition that unmodified and undeteriorated gemmules of the same nature would be especially apt to combine.'160 It is this aspect of Darwin's hereditary ideas which Olby fails to give its due. He does admit that 'the sheer weight of empirical evidence prevented Darwin from ruling out non-blending heredity altogether and caused him to incorporate Naudin's hypothesis of segregation into his theory of heredity in order to account for the behaviour of hybrids.'161 But in his desire, generally justified, to associate Darwin with 'soft' or blending heredity, Olby minimizes the extent to which Darwin accepted Naudin's hypothesis for reversion and thereby obscures the nature of Naudin's influence on Pangenesis. Olby argues, in particular, that Darwin was especially eager to accept Naudin's work just insofar as it supported his contention that there was no basic difference between sexual and asexual reproduction,162 meanwhile 157. Naudin (n. 143, b), pp. 194-195. 158. Ibid., p. 195. 159. Variation, n, 49. 160. Ibid., n, 400-401. 161. Olby (n. 18), p. 66. 162. Ibid., pp. 93-94. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 complete return.157 But Naudin believed that in the great majority of cases, there was at least some indication of return to parental type in the second generation; indeed, he believed that some hybrids would return completely as quickly as that. Even in his most extravagant example—the cross between Nicotiana persica and Langsdorjjii—Naudin was thinking in terms often or so generations,'158 while Darwin was thinking in terms of hundreds or thousands of generations. According to Naudin's hypothesis, a dynamic tension was created by the continuous struggle for dominance between the pure elements of each parent and by the special affinity of each distinct parental element for its own kind. Since this dynamic tension produced a rather rapid reversion (Nature being 'eager' to dissolve the useless hybrids), it was not clear to Darwin how Naudin's view could account for the remarkable ability of reversion to take place even after all traces of the original Geison : Darwin and Pangenesis 409 Conclusion Aside from the particular question of Naudin's influence, Olby has made an impressive case for the view that Darwin's assumption of a basic identity between sexual and asexual processes was crucial to his formulation of Pangenesis. There can be no dispute on this point. It is amply confirmed by reading either the 1865 or the 1868 version of Pangenesis, and Olby's analysis ofthe 1865 manuscript demonstrates it with striking clarity. Olby may even be correct in arguing that this assumption was the starting point for Pangenesis.165 Darwin's presentation of the hypothesis—especially in 1865, but also in 1868—certainly seems to corroborate this view. Nonetheless, Olby offers no explanation as to why Darwin was unable to provide an hereditary hypothesis until 1865, even though he had long before presented evidence for his belief that the various modes of reproduction pass into each other by insensible degrees.166 That Olby omits this 163. Ibid., p. 62; cf. pp. 66-67. 164. Variation, n, 48-49. 165. Olby (n. 18), pp. 99-100. 166. As early as 1848, for example, during his work on the barnacles, Darwin reported his conviction that 'hermaphrodite species must pass into bisexual species by insensibly small stages... .' (More letters, 1,65.) And in 1859 he wrote that 'it is the opinion of most physiologists that there is no essential difference between a bud and an ovule in their earliest stages of formation . . . ' (Origin, p. 10), a point he later emphasized in the hypothesis of Pangenesis. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 largely ignoring the more 'Mendelian' feature of his work, namely his hypothesis of specific segregation.163 Yet Darwin did not refer to Naudin's work when discussing the identity of sexual and asexual processes, but rather when discussing hybridism, and more especially, the tendency of hybrids to revert to specific parental forms. Naudin's chief influence was to show (or remind) Darwin that reversion could best be explained by assuming the existence of distinct, non-blending hereditary factors. It is true that Darwin failed to advocate (though he did discuss) *64 Naudin's very Mendelian-like suggestion that these non-blending factors were segregated chiefly in the sexual elements, but it cannot be doubted that he came away from Naudin deeply impressed with the need for the transmission of stable, noncontaminating (i.e., Mendelian) hereditary units in order to explain reversion and allied phenomena (the sudden appearance of vestigial organs and the emergence of'latent' secondary sexual characteristics). This influence (and this influence alone) is clearly and specifically acknowledged in the Pangenesis manuscript of 1865. Insofar as Naudin influenced the development of Darwin's hypothesis, he did so primarily along 'Mendelian' lines. 410 Journal of the History of Medicine : October ig6g 167. Olby (n. 18), p. 95. 168. See, e.g., Olby (n. 27), p. 254; Variation, n, 288-289, 291-292. 169. Hans Stubbe, Kurze Geschichte der Genetik bis zur Wiederentdeckung da Verebunsregeln Gregor Mendels (Jena, 1965), p. 144. 170. See, e.g., Variation, n, 47. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 explanation is understandable in view of the fact that he is unaware of Spencer's important influence and distorts Naudin's. The final crystallization of Darwin's thoughts on Pangenesis in 1865 depended on his reading of Spencer's physiological unit hypothesis and on his finding in Naudin's work an hypothesis to explain the phenomenon of reversion. Secondly, Olby presents only one side of the story when he argues that Darwin needed and wanted to assume that sexual and asexual reproduction were essentially the same in order to explain 'how acquired characters can be inherited by the sex cells and therefore how changes in the conditions of life can giveriseto heritable variation in sexually reproducing organisms.'167 This argument is the subtlest of those in support of the view that Pangenesis is a Lamarckian device to explain the inheritance ofacquired characters; but it obscures the fact that Pangenesis was designed to explain not only heritable variation, but a variety of other phenomena, including reversion. Darwin apparently considered the phenomenon of reversion as important and 'wonderful' as the inheritance of acquired characters, and it was reversion which had brought him so close to 'hard' or non-blending heredity. Darwin particularly emphasized the frequency of reversion in the asexual process of budding ;168 and Hans S tubbe goes so far as to argue that Darwin's writings on bud-variation demonstrate his reluctance, as late as 1868, to rely on environmentally induced variation and his inclination to recognize instead that 'the decisive cause of variability lay in the genetic constitution of the organism.'169 Stubbe's 'defense' of Darwin's ideas on heredity seems even more onesided than Olby's attack on them. The truth lies somewhere between. In 1865, Darwin's was primarily a soft heredity, marked by blending and environmental influences. But the phenomenon of reversion, and Naudin's influence on Darwin's attempt to explain it, imparted to Pangenesis a certain 'Mendelian' character. By 1868 this influence was largely muted through Darwin's assumption that there existed 'hybridised' (i.e. fused or blended) gemmules, and through his suggestion that the eventual development of even the pure (non-hybridized), dormant gemmules, depended ultimately on the external conditions of life.170 But in 1865, when he first articulated his hypothesis, Darwin apparently accepted without qualification Naudin's concept ofnon-blending hereditary units and also apparently Geison : Darwin and Pangenesis 411 171. Olby (n. 27), p. 261. 172. See Vorzimmer (n. 26), pp. 386-390. Downloaded from http://jhmas.oxfordjournals.org/ at University of Arizona on January 28, 2012 felt no need to make his dormant gemmules susceptible to environmental conditions; in his manuscript of that year, he simply ascribed the eventual development of the dormant gemmules to 'unknown causes.'171 Thus Darwin's first published explanation of reversion was, without apparent qualification, a 'hard' one. Even though he allowed for the inheritance of acquired characters at the same time, Pangenesis was not simply a 'soft' hereditary hypothesis, and from the beginning was not designed to account simply for heritable variation. If Darwin's later and fuller exposition of Pangenesis became more Lamarckian, this may have reflected his gradually increasing reliance on a large number of individual variations172 and on Herbert Spencer's ideas about the heritable effects of use and disuse. For the most part, the increasingly Lamarckian drift ofDarwin's thought on heredity, rather than giving birth to Pangenesis, simply influenced his later exposition of it. Pangenesis, in short, was not a single-minded attempt to defend against any attack Darwin's commitment to blending inheritance. Neither was it an ad hoc attempt to account solely for the inheritance of acquired characters. It was, rather, an attempt to develop a broad organizing principle, an attempt to connect under one point of view a wide range of previously unconnected and poorly understood phenomena. As such, it had its origin in what Geoffrey West called Darwin's 'naked need for order'—the same need, it might be added, that gave birth to the lasting principle of natural selection.