OPTICAL AND ELECTRICAL CHARACTERIZATION OF IN-PLANE MODES OF ALN-BASED PIEZOELECTRIC VIBRATING MEMS V. Ruiz1, T. Manzaneque1, J. Hernando-García1, A, Ababneh2, H. Seidel3, E. Vikhagen4, J.L. Sánchez-Rojas1 1 Área de Tecnología Electrónica, Universidad de Castilla-La Mancha, 13071 Ciudad Real, Spain 2 Hijjawi Faculty for Engineering Technology, Yarmouk University, 21163 Irbid, Jordan 3 Chair of Micromechanics, Microuidics/Microactuators, Faculty of Natural Sciences and Technology II, Saarland University, 66123 Saarbrücken, Germany 4 Optonor, 7047 Trondheim, Norway Abstract — In this paper we study the modes of vibration for three different aluminum nitrideactuated piezoelectric microstructures: a rectangular cantilever, a crab leg anchored square paddle and a four crab legs supported square plate. We combine electrical and optical techniques to fully characterize the vibrating modes of these types of MEMS structures, with special attention to the in-plane modes. An electronic speckle pattern interferometry technique is used for a full 3D detection of the movement of the structures. Quality factors as high as 2700 were obtained for in-plane modes in air. This work shows the great flexibility in the selection of resonant modes in piezoelectric resonators and actuators, implemented by a proper design of the electrode layout geometry. Keywords: MEMS, piezoelectric, in-plane motion, AlN. I - Introduction Nowadays there is an increasing interest in the use of the in-plane modes of vibrating MEMS structures [1]. Under the proper design, such modes are characterized by higher quality factors than out-of-plane modes, what results in a better mass resolution for mass sensing applications, as well as the possibility of detection in high viscous media. For example, Brand et al. [3] reported on the design of microcantilevers for mass sensing with the first laterally vibrating mode, while Dufour et al. [4] reported the electrical detection of the first longitudinal mode of a millimeter-sized cantilever in liquids of different viscosities. The identification of the vibrating modes is a fundamental point to take into account. When working with piezoelectric devices, the induced piezoelectric current can be registered using different types of electronic circuits [5]. However, this electrical approach does not provide information about the shape of the mode, and only a comparison of the experimental electrical measurement with theoretical analytical calculations or simulations allows for an indirect determination of the mode under study. Here we combine electrical impedance measurements with an electronic speckle pattern interferometry, that detects both out-of-plane and in-plane motion, to characterize the modes of vibration of different types of structures. The recognition of the shape of the mode is done with the help of the optical data, and the impedance data is used to calculate the quality factor of the modes. II - Description of the structures Three different structures were studied: a microcantilever (figure 1) with a top area of 1000x250 µm2, a crab leg anchored square paddle of 500x500 µm2 (figure 2) and a four crab legs anchored square plate of 500x500 µm2 (figure 3). For all designs, the device structure is as follows: a 20 µm thick, p-doped (100) silicon plate serves as bottom electrode, which is covered with a 1 µm thick AlN piezoelectric film synthesized in a reactive sputter process from an aluminum target in pure nitrogen atmosphere. As top electrode, a 10 nm Ti / 500 nm thick Au electrode is deposited. The top electrode was designed to maximize the displacement of specific in-plane modes. A complete description of the fabrication process can be found in [6]. Figure 1: Optical micrograph of the 1000x250 µm2 microcantilever. Brighter zones represent the Au electrodes. ment system is controlling the excitation and a kind of lock-in in technique is used for the recording, the phase relations between different directions are found. Both in-plane vibrations and out-of-plane plane vibrations can be shown by animated displays, plays, and frequencies up to 240 MHz can be measured. IV - Results and Discussions A. Cantilever structure Figure 2: Optical micrograph of the 500 x500 µm2 micropaddle and its crab leg anchor. Brighter zones represent the Au electrodes. The first structure under study is a 1000x250 µm2 cantilver. The top electrode has been split into two strips to improve excitation of lateral modes [8]. [ Several out of plane modes were found as it can be seen in figure 4 but also some purely in-plane in modes like the ones whose modal forms are represented in figures 5 to 8. It is worth th noting that the first lateral inplane mode has the highest quality qu factor in air but another in-plane mode, the longitudinal one, one has the lowest quality factor,, about 25. Such a low value could be related to the importance of the damping at the anchor of the cantilever. 3025 Bending (n0) Quality Factor 2525 500 µm microplate Figure 3: Optical micrograph of the 500 x500 showing the four crab legs. Brighter zones represent the Au electrodes. Torsional (n1) Lateral 2025 Longitudinal 1525 1025 2 III – Characterization Systems A. Impedance Analyzer The advantage of integrating a piezoelectric layer is the possibility of achieving an all--electrical actuation/detection scheme. To make use of this advantage, we studied the electrical performance of the AlN film when exciting the structures in their different modes, recording the change in impedance in air. A 4294A Agilent impedance analyzer was used. This impedance spectrum is then fitted into a Butterworth-Van-Dyke Butterworth equivalent circuit model [7] in order to obtain the quality factor and resonant frequency of each mode. mode 525 25 0 1 2 3 4 5 6 7 8 9 10 Mode order (n) Figure 4: Quality factors for the electrically detected modes in the cantilever sample. For the out-ofof- plane modes, the classification was made using Leissa’s nomenclature [9]. [ B. Electronic speckle pattern interferometer A full field speckle pattern-based based interferometric system from Optonor (MEMSMap 510) was used to measure vibrations in all 3 directions. The object is illuminated by several laser beams from different directions in turn, and the object excitation was conco trolled by the MEMSMap system. Since Sinc the measure- odal shape of the cantilever’s first Figure 5: Measured modal lateral mode at 255 KHz. The colored scale represents the yy axis displacement amplitude of the structure. has been designed to optimize the excitation of the lateral in-plane mode. The out-of-plane plane modes with higher quality factor as well as the two firsts in-plane plane modes are shown in figures 9 to 12. Figure 6: Measured modal odal shape of the cantilever’s second lateral mode at 1.3 MHz. The colored scale represents the yy axis displacement amplitude of the structure. Figure 9: Measured modal shape of the paddle’s first torsional mode at 57 KHz with a quality factor of 1500. The colored scale represents the z-axis axis displacement amplitude of the structure. Figure 7: Measured modal odal shape of the cantilever’s first longitudinal mode at 1.6 MHz. The colored scale represents the x-axis axis displacement amplitude of the structure. Figure 10: Measured modal odal shape of the paddle’s paddle first lateral mode at 71 KHz with a quality factor of 700. The colored scale represents the y-axis axis displacement amplitude of the structure. Figure 8: Measured modal shape of a high order mode at 41 MHz with a quality factor of 3700. The colored scale represents the z-axis axis displacement amplitude of the structure. B. Crab leg anchored paddle The second structure under study is a 500x500 500 µm square paddle with a crab leg anchor. Each part of the leg has a top area of 200x100 µm2. The top electrode 2 Figure 11: Measured modal odal shape of the paddle’s paddle first longitudinal mode at 337 KHz with a quality factor of 700. The colored scale represents the x-axis axis displacement amplitude of the structure. Apart from the usual in-plane plane modes like the lateral one and the longitudinal, a rotational mode was found in the four crab legs-anchored anchored paddle, showing the richness of modes of these complex structures. structures Acknowledgments This work was supported by Spanish Spanis Ministerio de Ciencia e Innovación project DPI2009DPI2009 07497. Víctor Ruiz acknowledges financial support from FPU grant with reference AP2010-6059 and Tomás Manzaneque acknowledges financial support from FPI grant with reference BES-2010-030770. Figure 12: Measured modal odal shape of the paddle’s paddle second torsional mode at 499 KHz with a quality factor of 950. The colored scale represents the z-axis axis displacement amplitude of the structure. C. Four crab legs anchored plate The last structure is a 500x500 µm µ 2 square plate anchored in each corner using four crab legs. Each part of the crab leg has a top area of 400x100 µm2. The top electrode has been designed to optimize the excitation of a rotational mode that can be seen in figure 13. Figure 13: Measured modal odal shape of the plate’s plate rotational mode at 504 KHz with a quality factor of 640. The colored scale represents the total displacement amplitude of the structure. V – Conclusion We report the optical and electrical detection of both out-of-plane and in-plane plane modes in different types of structures. The modal shape of the modes was deterdete mined by means of a laser-based interferometer, interferomete and the corresponding quality factor was determined by the fitting of the electrical impedance to a BVD model. model Among the different structures under investigation, the first laterally vibrating mode of a cantilever is the mode with the highest quality factor. It is also remarkable that the longitudinal mode in this structure showed show a very low quality factor in air, what can be attributed to anchor losses. 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