Advisor Technology
Advisor Systems
What Systems Are Available to Advisors?
CUNA Brokerage Services strives to provide our advisors with software that enables them to perform
their tasks as efficiently and effectively as possible with a mix of vended systems and systems
developed in-house. The table below presents our current systems grouped by business function.
Business Functions
Account Opening
Available Systems
Location
Pershing NetX360
Service Your Clients
eAccount
Grow Your Business
Forms Library
Grow Your Business
Account Aggregation
Investigo
Service Your Clients
Account Performance Reporting
Investigo
Service Your Clients
Morningstar
Grow Your Business
Pershing NetX360
Service Your Clients
Advisor Workspace Online Forms
Service Your Clients
Investigo
Service Your Clients
Redtail
Grow Your Business
Smart Office
Grow Your Business
Electronic Document
Pershing NetX360
Service Your Clients
Storage/Imaging
CBSI Account Image Viewer
Service Your Clients
Investigo Document Library
Service Your Clients
CMFG Life Access to Mail (ATM)
Service Your Clients
EchoWealth
Grow Your Business
Members Retirement Solution
Grow Your Business
Account Maintenance
CRM
Financial Planning
(MRS)
Our business is growing your business.
Money Guide Pro
Grow Your Business
Morningstar
Grow Your Business
PassPlus
Grow Your Business
Marketing Services
Compliance
Forefield
Grow Your Business
Marketing Library, Inc.
Grow Your Business
Peter Montoya’s Marketing Library
Grow Your Business
EAI Blotter
Maintain Compliance
FINRA Expense Analyzer
Maintain Compliance
Licensing & Registration System
Maintain Compliance
ComplyIt
Maintain Compliance
CBSI System Descriptions
Account Image Viewer
Allows access to images of scanned CBSI documents
Activity Tracker
Module in Rep Navigator that allows for tracking and reporting of meetings, referrals, and CU cross sales
Advisor Workspace
Website that serves as the hub for all systems, tools, and information supported by CBSI
Compensation Viewer
TrueCompensation’s tool allows advisors to view, download or print their compensation/sales incentive reports
ComplyIT
System for requesting compliance review of materials
eAccount
System for opening new accounts
EAI Rep Workstation
Allows for blotting of check and correspondence received by advisors
echoWealth
Advisys’ simple financial planning tool that generates a snapshot of a member’s financial situation
FINRA Expense Analyzer
FINRA website for analyzing and comparing fund fees and discounts
Forms Library
A collection of broker/dealer forms, including everything from account applications to rollovers.
Investigo
Broadridge’s account aggregator and Client Relationship Management (CRM) tool (one of three CRM offerings CBSI
supports)
Our business is growing your business.
AT4-0508-v2
© CUNA Mutual Group, 2012
2
Licensing & Registration System
A self-service, web-based system to maintain licenses and/or securities registrations
MarketingSOURCE
A bundled subscription of Broadridge’s Forefield and Peter Montoya’s Marketing Library that provide complianceready marketing content and templates, educational materials, and seminar materials
MoneyGuidePro
PIEtech’s goals-based retirement planning tool with sophisticated asset allocation capabilities
Morningstar Advisor Workstation
Offers news, commentary, fund information, and reports
NetX360
Pershing’s brokerage platform provides brokerage trading at fund-direct pricing
Redtail
CRM tool (one of three CRM offerings CBSI supports)
Rep/CU Navigator
Displays production results per advisor or credit union, depending on your role
SmartOffice
Ebix’s CRM tool (one of three CRM offerings CBSI supports)
CMFG Product System Descriptions
CMFG Life Access to Mail (ATM)
Allows access to images of scanned CMFG Life documents
Life Portraits
Provides product illustrations, forms, applications, and reference documentation for CMFG Life Insurance products
Members Retirement Solution (MRS)
Robust retirement planning tool for members nearing or in retirement that creates custom, comprehensive plans
based on income goals
PassPlus
Powerful tool that generates optimal asset allocations based on risk tolerance, investment objectives, and time
horizon
Pending Business Reports (PBR)
Displays outstanding requirements on pending business in the “Your Pending Business Summary” report
Retirement Road Test
Quick analysis of current state of member’s retirement planning; used to generate appointments
Our business is growing your business.
AT4-0508-v2
© CUNA Mutual Group, 2012
3