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National Employment Savings Trust
Corporation
Monthly accounting report to 30 September 2014
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
02 Jul 14
Cobham plc
EGM
1
For
Agenda item : Approve Acquisition of Aeroflex Holding Corp.
02 Jul 14
Sports Direct International plc
EGM
1
Opposed
Agenda item : Approve Bonus Share Scheme.
08 Jul 14
Marks and Spencer Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
08 Jul 14
Marks and Spencer Group plc
AGM
2
For
Agenda item : Approve Remuneration Report.
08 Jul 14
Marks and Spencer Group plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
08 Jul 14
Marks and Spencer Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
08 Jul 14
Marks and Spencer Group plc
AGM
5
For
Agenda item : Elect Alison Brittain as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
6
For
Agenda item : Re-elect Vindi Banga as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
7
For
Agenda item : Re-elect Marc Bolland as Director.
UBS note : Transparency in compensation is desired.
08 Jul 14
Marks and Spencer Group plc
AGM
8
For
Agenda item : Re-elect Patrick Bousquet-Chavanne as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
9
For
Agenda item : Re-elect Miranda Curtis as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
10
For
Agenda item : Re-elect John Dixon as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
11
For
Agenda item : Re-elect Martha Lane Fox as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
12
For
Agenda item : Re-elect Andy Halford as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
13
For
Agenda item : Re-elect Jan du Plessis as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
14
For
Agenda item : Re-elect Steve Rowe as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
15
For
Agenda item : Re-elect Alan Stewart as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
16
For
Agenda item : Re-elect Robert Swannell as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
17
For
Agenda item : Re-elect Laura Wade-Gery as Director.
08 Jul 14
Marks and Spencer Group plc
AGM
18
For
Agenda item : Appoint Deloitte LLP as Auditors.
08 Jul 14
Marks and Spencer Group plc
AGM
19
For
Agenda item : Authorise the Audit Committee to Fix Remuneration of
08 Jul 14
Marks and Spencer Group plc
AGM
20
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
08 Jul 14
Marks and Spencer Group plc
AGM
21
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
08 Jul 14
Marks and Spencer Group plc
AGM
22
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
08 Jul 14
Marks and Spencer Group plc
AGM
23
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
08 Jul 14
Marks and Spencer Group plc
AGM
24
For
Agenda item : Authorise EU Political Donations and Expenditure.
09 Jul 14
J Sainsbury plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
09 Jul 14
J Sainsbury plc
AGM
2
For
Agenda item : Approve Remuneration Report.
09 Jul 14
J Sainsbury plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
Auditors.
1
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
09 Jul 14
J Sainsbury plc
AGM
4
For
Agenda item : Approve Final Dividend.
09 Jul 14
J Sainsbury plc
AGM
5
For
Agenda item : Re-elect Matt Brittin as Director.
09 Jul 14
J Sainsbury plc
AGM
6
For
Agenda item : Re-elect Mike Coupe as Director.
09 Jul 14
J Sainsbury plc
AGM
7
For
Agenda item : Re-elect Mary Harris as Director.
09 Jul 14
J Sainsbury plc
AGM
8
For
Agenda item : Re-elect Gary Hughes as Director.
09 Jul 14
J Sainsbury plc
AGM
9
For
Agenda item : Re-elect John McAdam as Director.
09 Jul 14
J Sainsbury plc
AGM
10
For
Agenda item : Re-elect Susan Rice as Director.
09 Jul 14
J Sainsbury plc
AGM
11
For
Agenda item : Re-elect John Rogers as Director.
09 Jul 14
J Sainsbury plc
AGM
12
For
Agenda item : Re-elect Jean Tomlin as Director.
09 Jul 14
J Sainsbury plc
AGM
13
For
Agenda item : Re-elect David Tyler as Director.
09 Jul 14
J Sainsbury plc
AGM
14
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
09 Jul 14
J Sainsbury plc
AGM
15
For
Agenda item : Authorise the Audit Committee to Fix Remuneration of
Auditors.
09 Jul 14
J Sainsbury plc
AGM
16
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
09 Jul 14
J Sainsbury plc
AGM
17
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
09 Jul 14
J Sainsbury plc
AGM
18
For
Agenda item : Authorise EU Political Donations and Expenditure.
09 Jul 14
J Sainsbury plc
AGM
19
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
09 Jul 14
J Sainsbury plc
AGM
20
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
11 Jul 14
Burberry Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
11 Jul 14
Burberry Group plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
11 Jul 14
Burberry Group plc
AGM
3
Opposed
Agenda item : Approve Remuneration Report.
UBS note : Remuneration policy insufficiently aligned with shareholders'
interests.
11 Jul 14
Burberry Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
11 Jul 14
Burberry Group plc
AGM
5
For
Agenda item : Re-elect Sir John Peace as Director.
11 Jul 14
Burberry Group plc
AGM
6
For
Agenda item : Re-elect Philip Bowman as Director.
11 Jul 14
Burberry Group plc
AGM
7
For
Agenda item : Re-elect Ian Carter as Director.
11 Jul 14
Burberry Group plc
AGM
8
For
Agenda item : Elect Jeremy Darroch as Director.
11 Jul 14
Burberry Group plc
AGM
9
For
Agenda item : Re-elect Stephanie George as Director.
11 Jul 14
Burberry Group plc
AGM
10
For
Agenda item : Elect Matthew Key as Director.
11 Jul 14
Burberry Group plc
AGM
11
For
Agenda item : Re-elect David Tyler as Director.
UBS Global Asset Management
2
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
11 Jul 14
Burberry Group plc
AGM
12
For
Agenda item : Elect Christopher Bailey as Director.
11 Jul 14
Burberry Group plc
AGM
13
For
Agenda item : Re-elect Carol Fairweather as Director.
11 Jul 14
Burberry Group plc
AGM
14
For
Agenda item : Re-elect John Smith as Director.
11 Jul 14
Burberry Group plc
AGM
15
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
11 Jul 14
Burberry Group plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
11 Jul 14
Burberry Group plc
AGM
17
For
Agenda item : Approve Executive Share Plan.
11 Jul 14
Burberry Group plc
AGM
18
For
Agenda item : Authorise EU Political Donations and Expenditure.
11 Jul 14
Burberry Group plc
AGM
19
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
11 Jul 14
Burberry Group plc
AGM
20
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
11 Jul 14
Burberry Group plc
AGM
21
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
11 Jul 14
Burberry Group plc
AGM
22
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
16 Jul 14
BT Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
16 Jul 14
BT Group plc
AGM
2
For
Agenda item : Approve Remuneration Report.
16 Jul 14
BT Group plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
16 Jul 14
BT Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
16 Jul 14
BT Group plc
AGM
5
For
Agenda item : Re-elect Sir Michael Rake as Director.
16 Jul 14
BT Group plc
AGM
6
For
Agenda item : Re-elect Gavin Patterson as Director.
16 Jul 14
BT Group plc
AGM
7
For
Agenda item : Re-elect Tony Chanmugam as Director.
16 Jul 14
BT Group plc
AGM
8
For
Agenda item : Re-elect Tony Ball as Director.
16 Jul 14
BT Group plc
AGM
9
For
Agenda item : Re-elect Phil Hodkinson as Director.
16 Jul 14
BT Group plc
AGM
10
For
Agenda item : Re-elect Karen Richardson as Director.
16 Jul 14
BT Group plc
AGM
11
For
Agenda item : Re-elect Nick Rose as Director.
16 Jul 14
BT Group plc
AGM
12
For
Agenda item : Re-elect Jasmine Whitbread as Director.
16 Jul 14
BT Group plc
AGM
13
For
Agenda item : Elect Iain Conn as Director.
16 Jul 14
BT Group plc
AGM
14
For
Agenda item : Elect Warren East as Director.
16 Jul 14
BT Group plc
AGM
15
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
16 Jul 14
BT Group plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
16 Jul 14
BT Group plc
AGM
17
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
16 Jul 14
BT Group plc
AGM
18
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
16 Jul 14
BT Group plc
AGM
19
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
16 Jul 14
BT Group plc
AGM
20
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
3
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
16 Jul 14
BT Group plc
AGM
21
For
Agenda item : Approve EU Political Donations and Expenditure.
16 Jul 14
Experian plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
16 Jul 14
Experian plc
AGM
2
For
Agenda item : Approve Remuneration Report.
16 Jul 14
Experian plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
16 Jul 14
Experian plc
AGM
4
For
Agenda item : Elect Jan Babiak as Director.
16 Jul 14
Experian plc
AGM
5
For
Agenda item : Re-elect Fabiola Arredondo as Director.
16 Jul 14
Experian plc
AGM
6
For
Agenda item : Re-elect Brian Cassin as Director.
16 Jul 14
Experian plc
AGM
7
For
Agenda item : Re-elect Roger Davis as Director.
16 Jul 14
Experian plc
AGM
8
For
Agenda item : Re-elect Alan Jebson as Director.
16 Jul 14
Experian plc
AGM
9
For
Agenda item : Re-elect Deirdre Mahlan as Director.
16 Jul 14
Experian plc
AGM
10
Opposed
Agenda item : Re-elect Don Robert as Director.
16 Jul 14
Experian plc
AGM
11
For
Agenda item : Re-elect George Rose as Director.
16 Jul 14
Experian plc
AGM
12
For
Agenda item : Re-elect Judith Sprieser as Director.
16 Jul 14
Experian plc
AGM
13
For
Agenda item : Re-elect Paul Walker as Director.
UBS note : Not in shareholders' interests.
16 Jul 14
Experian plc
AGM
14
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
16 Jul 14
Experian plc
AGM
15
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
16 Jul 14
Experian plc
AGM
16
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
16 Jul 14
Experian plc
AGM
17
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
16 Jul 14
Experian plc
AGM
18
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
16 Jul 14
ICAP plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
16 Jul 14
ICAP plc
AGM
2
For
Agenda item : Approve Final Dividend.
16 Jul 14
ICAP plc
AGM
3
For
Agenda item : Elect Ivan Ritossa as Director.
16 Jul 14
ICAP plc
AGM
4
For
Agenda item : Re-elect Charles Gregson as Director.
16 Jul 14
ICAP plc
AGM
5
For
Agenda item : Re-elect Michael Spencer as Director.
16 Jul 14
ICAP plc
AGM
6
For
Agenda item : Re-elect John Nixon as Director.
16 Jul 14
ICAP plc
AGM
7
For
Agenda item : Re-elect Iain Torrens as Director.
16 Jul 14
ICAP plc
AGM
8
For
Agenda item : Re-elect Diane Schueneman as Director.
16 Jul 14
ICAP plc
AGM
9
For
Agenda item : Re-elect John Sievwright as Director.
16 Jul 14
ICAP plc
AGM
10
For
Agenda item : Re-elect Robert Standing as Director.
16 Jul 14
ICAP plc
AGM
11
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
UBS Global Asset Management
4
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
16 Jul 14
ICAP plc
AGM
12
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
16 Jul 14
ICAP plc
AGM
13
For
Agenda item : Approve Remuneration Report.
16 Jul 14
ICAP plc
AGM
14
Opposed
Agenda item : Approve Remuneration Policy.
UBS note : Remuneration policy insufficiently aligned with shareholders'
interests.
16 Jul 14
ICAP plc
AGM
15
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
16 Jul 14
ICAP plc
AGM
16
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
16 Jul 14
ICAP plc
AGM
17
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
16 Jul 14
ICAP plc
AGM
18
For
Agenda item : Authorise EU Political Donations and Expenditure.
16 Jul 14
ICAP plc
AGM
19
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
16 Jul 14
London Stock Exchange Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
16 Jul 14
London Stock Exchange Group plc
AGM
2
For
Agenda item : Approve Final Dividend.
16 Jul 14
London Stock Exchange Group plc
AGM
3
For
Agenda item : Approve Remuneration Report.
16 Jul 14
London Stock Exchange Group plc
AGM
4
For
Agenda item : Approve Remuneration Policy.
16 Jul 14
London Stock Exchange Group plc
AGM
5
For
Agenda item : Re-elect Jacques Aigrain as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
6
For
Agenda item : Re-elect Chris Gibson-Smith as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
7
For
Agenda item : Re-elect Paul Heiden as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
8
For
Agenda item : Re-elect Raffaele Jerusalmi as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
9
For
Agenda item : Re-elect Stuart Lewis as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
10
For
Agenda item : Re-elect Andrea Munari as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
11
For
Agenda item : Re-elect Stephen O'Connor as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
12
For
Agenda item : Re-elect Xavier Rolet as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
13
Abstain
Agenda item : Re-elect Paolo Scaroni as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
14
For
Agenda item : Re-elect Massimo Tononi as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
15
For
Agenda item : Re-elect David Warren as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
16
For
Agenda item : Re-elect Robert Webb as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
17
For
Agenda item : Elect Sherry Coutu as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
18
For
Agenda item : Elect Joanna Shields as Director.
16 Jul 14
London Stock Exchange Group plc
AGM
19
For
Agenda item : Appoint Ernst & Young LLP as Auditors.
16 Jul 14
London Stock Exchange Group plc
AGM
20
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
UBS note : Resolution to be withdrawn at shareholder meeting.
5
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
16 Jul 14
London Stock Exchange Group plc
AGM
21
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
16 Jul 14
London Stock Exchange Group plc
AGM
22
For
Agenda item : Authorise EU Political Donations and Expenditure.
16 Jul 14
London Stock Exchange Group plc
AGM
23
For
Agenda item : Approve Long Term Incentive Plan.
16 Jul 14
London Stock Exchange Group plc
AGM
24
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
16 Jul 14
London Stock Exchange Group plc
AGM
25
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
16 Jul 14
London Stock Exchange Group plc
AGM
26
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
16 Jul 14
Severn Trent plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
16 Jul 14
Severn Trent plc
AGM
2
For
Agenda item : Approve Remuneration Report.
16 Jul 14
Severn Trent plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
16 Jul 14
Severn Trent plc
AGM
4
For
Agenda item : Approve Long Term Incentive Plan.
16 Jul 14
Severn Trent plc
AGM
5
For
Agenda item : Approve Final Dividend.
16 Jul 14
Severn Trent plc
AGM
6
For
Agenda item : Re-elect Tony Ballance as Director.
16 Jul 14
Severn Trent plc
AGM
7
For
Agenda item : Elect John Coghlan as Director.
16 Jul 14
Severn Trent plc
AGM
8
For
Agenda item : Re-elect Richard Davey as Director.
16 Jul 14
Severn Trent plc
AGM
9
For
Agenda item : Re-elect Andrew Duff as Director.
16 Jul 14
Severn Trent plc
AGM
10
For
Agenda item : Re-elect Gordon Fryett as Director.
16 Jul 14
Severn Trent plc
AGM
11
For
Agenda item : Elect Liv Garfield as Director.
16 Jul 14
Severn Trent plc
AGM
12
For
Agenda item : Re-elect Martin Kane as Director.
16 Jul 14
Severn Trent plc
AGM
13
For
Agenda item : Re-elect Martin Lamb as Director.
16 Jul 14
Severn Trent plc
AGM
14
For
Agenda item : Re-elect Michael McKeon as Director.
16 Jul 14
Severn Trent plc
AGM
15
For
Agenda item : Elect Philip Remnant as Director.
16 Jul 14
Severn Trent plc
AGM
16
For
Agenda item : Re-elect Andy Smith as Director.
16 Jul 14
Severn Trent plc
AGM
17
For
Agenda item : Elect Dr Angela Strank as Director.
16 Jul 14
Severn Trent plc
AGM
18
For
Agenda item : Reappoint Deloitte LLP as Auditors.
16 Jul 14
Severn Trent plc
AGM
19
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
16 Jul 14
Severn Trent plc
AGM
20
For
Agenda item : Authorise EU Political Donations and Expenditure.
16 Jul 14
Severn Trent plc
AGM
21
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
16 Jul 14
Severn Trent plc
AGM
22
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
16 Jul 14
Severn Trent plc
AGM
23
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
16 Jul 14
Severn Trent plc
AGM
24
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
17 Jul 14
3i Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
UBS Global Asset Management
6
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
17 Jul 14
3i Group plc
AGM
2
For
Agenda item : Approve Remuneration Report.
17 Jul 14
3i Group plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
17 Jul 14
3i Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
17 Jul 14
3i Group plc
AGM
5
For
Agenda item : Re-elect Jonathan Asquith as Director.
17 Jul 14
3i Group plc
AGM
6
For
Agenda item : Re-elect Simon Borrows as Director.
17 Jul 14
3i Group plc
AGM
7
For
Agenda item : Re-elect Alistair Cox as Director.
17 Jul 14
3i Group plc
AGM
8
For
Agenda item : Elect David Hutchison as Director.
17 Jul 14
3i Group plc
AGM
9
For
Agenda item : Re-elect Sir Adrian Montague as Director.
17 Jul 14
3i Group plc
AGM
10
For
Agenda item : Re-elect Martine Verluyten as Director.
17 Jul 14
3i Group plc
AGM
11
For
Agenda item : Re-elect Julia Wilson as Director.
17 Jul 14
3i Group plc
AGM
12
For
Agenda item : Reappoint Ernst & Young LLP as Auditors.
17 Jul 14
3i Group plc
AGM
13
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
17 Jul 14
3i Group plc
AGM
14
For
Agenda item : Adopt the Revised Investment Policy.
17 Jul 14
3i Group plc
AGM
15
For
Agenda item : Authorise EU Political Donations and Expenditure.
17 Jul 14
3i Group plc
AGM
16
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
17 Jul 14
3i Group plc
AGM
17
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
17 Jul 14
3i Group plc
AGM
18
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
17 Jul 14
3i Group plc
AGM
19
For
Agenda item : Authorise the Company to Call EGM with Two Weeks Notice.
17 Jul 14
SSE plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
17 Jul 14
SSE plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
17 Jul 14
SSE plc
AGM
3
For
Agenda item : Approve Remuneration Report.
17 Jul 14
SSE plc
AGM
4
For
Agenda item : Approve Final Dividend.
17 Jul 14
SSE plc
AGM
5
For
Agenda item : Re-elect Lord Smith of Kelvin as Director.
17 Jul 14
SSE plc
AGM
6
For
Agenda item : Re-elect Alistair Phillips-Davies as Director.
17 Jul 14
SSE plc
AGM
7
For
Agenda item : Re-elect Gregor Alexander as Director.
17 Jul 14
SSE plc
AGM
8
For
Agenda item : Re-elect Jeremy Beeton as Director.
17 Jul 14
SSE plc
AGM
9
For
Agenda item : Re-elect Katie Bickerstaffe as Director.
17 Jul 14
SSE plc
AGM
10
For
Agenda item : Elect Sue Bruce as Director.
17 Jul 14
SSE plc
AGM
11
For
Agenda item : Re-elect Richard Gillingwater as Director.
17 Jul 14
SSE plc
AGM
12
For
Agenda item : Elect Peter Lynas as Director.
17 Jul 14
SSE plc
AGM
13
For
Agenda item : Reappoint KPMG LLP as Auditors.
7
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
17 Jul 14
SSE plc
AGM
14
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
17 Jul 14
SSE plc
AGM
15
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
17 Jul 14
SSE plc
AGM
16
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
17 Jul 14
SSE plc
AGM
17
For
Agenda item : Authorise Market Purchase Ordinary Shares.
17 Jul 14
SSE plc
AGM
18
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
18 Jul 14
Land Securities Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
18 Jul 14
Land Securities Group plc
AGM
2
For
Agenda item : Approve Final Dividend.
18 Jul 14
Land Securities Group plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
18 Jul 14
Land Securities Group plc
AGM
4
For
Agenda item : Approve Remuneration Report.
18 Jul 14
Land Securities Group plc
AGM
5
For
Agenda item : Re-elect Dame Alison Carnwath as Director.
18 Jul 14
Land Securities Group plc
AGM
6
For
Agenda item : Re-elect Robert Noel as Director.
18 Jul 14
Land Securities Group plc
AGM
7
For
Agenda item : Re-elect Martin Greenslade as Director.
18 Jul 14
Land Securities Group plc
AGM
8
For
Agenda item : Re-elect Kevin O'Byrne as Director.
18 Jul 14
Land Securities Group plc
AGM
9
For
Agenda item : Re-elect Simon Palley as Director.
18 Jul 14
Land Securities Group plc
AGM
10
For
Agenda item : Re-elect Christopher Bartram as Director.
18 Jul 14
Land Securities Group plc
AGM
11
For
Agenda item : Re-elect Stacey Rauch as Director.
18 Jul 14
Land Securities Group plc
AGM
12
For
Agenda item : Elect Cressida Hogg as Director.
18 Jul 14
Land Securities Group plc
AGM
13
For
Agenda item : Elect Edward Bonham Carter as Director.
18 Jul 14
Land Securities Group plc
AGM
14
For
Agenda item : Reappoint Ernst & Young LLP as Auditors.
18 Jul 14
Land Securities Group plc
AGM
15
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
18 Jul 14
Land Securities Group plc
AGM
16
For
Agenda item : Authorise EU Political Donations and Expenditure.
18 Jul 14
Land Securities Group plc
AGM
17
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
18 Jul 14
Land Securities Group plc
AGM
18
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
18 Jul 14
Land Securities Group plc
AGM
19
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
18 Jul 14
The British Land Company plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
18 Jul 14
The British Land Company plc
AGM
2
For
Agenda item : Approve Remuneration Report.
18 Jul 14
The British Land Company plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
18 Jul 14
The British Land Company plc
AGM
4
For
Agenda item : Elect Tim Score as Director.
18 Jul 14
The British Land Company plc
AGM
5
For
Agenda item : Re-elect Aubrey Adams as Director.
18 Jul 14
The British Land Company plc
AGM
6
For
Agenda item : Re-elect Lucinda Bell as Director.
18 Jul 14
The British Land Company plc
AGM
7
For
Agenda item : Re-elect Simon Borrows as Director.
UBS Global Asset Management
8
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
18 Jul 14
The British Land Company plc
AGM
8
For
Agenda item : Re-elect John Gildersleeve as Director.
18 Jul 14
The British Land Company plc
AGM
9
For
Agenda item : Re-elect Chris Grigg as Director.
18 Jul 14
The British Land Company plc
AGM
10
For
Agenda item : Re-elect Dido Harding as Director.
18 Jul 14
The British Land Company plc
AGM
11
For
Agenda item : Re-elect William Jackson as Director.
18 Jul 14
The British Land Company plc
AGM
12
For
Agenda item : Re-elect Charles Maudsley as Director.
18 Jul 14
The British Land Company plc
AGM
13
For
Agenda item : Re-elect Tim Roberts as Director.
18 Jul 14
The British Land Company plc
AGM
14
For
Agenda item : Re-elect Lord Turnbull as Director.
18 Jul 14
The British Land Company plc
AGM
15
For
Agenda item : Appoint PricewaterhouseCoopers LLP as Auditors.
18 Jul 14
The British Land Company plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
18 Jul 14
The British Land Company plc
AGM
17
For
Agenda item : Authorise EU Political Donations and Expenditure.
18 Jul 14
The British Land Company plc
AGM
18
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
18 Jul 14
The British Land Company plc
AGM
19
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
18 Jul 14
The British Land Company plc
AGM
20
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
18 Jul 14
The British Land Company plc
AGM
21
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
18 Jul 14
The British Land Company plc
AGM
22
For
Agenda item : Approve Savings-Related Share Option Scheme.
21 Jul 14
Babcock International Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
21 Jul 14
Babcock International Group plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
21 Jul 14
Babcock International Group plc
AGM
3
For
Agenda item : Approve Remuneration Report.
21 Jul 14
Babcock International Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
21 Jul 14
Babcock International Group plc
AGM
5
For
Agenda item : Re-elect Mike Turner as Director.
21 Jul 14
Babcock International Group plc
AGM
6
For
Agenda item : Re-elect Peter Rogers as Director.
21 Jul 14
Babcock International Group plc
AGM
7
For
Agenda item : Re-elect Bill Tame as Director.
21 Jul 14
Babcock International Group plc
AGM
8
For
Agenda item : Re-elect Kevin Thomas as Director.
21 Jul 14
Babcock International Group plc
AGM
9
For
Agenda item : Re-elect Archie Bethel as Director.
21 Jul 14
Babcock International Group plc
AGM
10
For
Agenda item : Re-elect John Davies as Director.
21 Jul 14
Babcock International Group plc
AGM
11
For
Agenda item : Re-elect Sir David Omand as Director.
21 Jul 14
Babcock International Group plc
AGM
12
For
Agenda item : Re-elect Justin Crookenden as Director.
21 Jul 14
Babcock International Group plc
AGM
13
For
Agenda item : Re-elect Ian Duncan as Director.
21 Jul 14
Babcock International Group plc
AGM
14
For
Agenda item : Re-elect Kate Swann as Director.
21 Jul 14
Babcock International Group plc
AGM
15
For
Agenda item : Re-elect Anna Stewart as Director.
21 Jul 14
Babcock International Group plc
AGM
16
For
Agenda item : Elect Jeff Randall as Director.
9
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
21 Jul 14
Babcock International Group plc
AGM
17
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
21 Jul 14
Babcock International Group plc
AGM
18
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
21 Jul 14
Babcock International Group plc
AGM
19
For
Agenda item : Authorise EU Political Donations and Expenditures.
21 Jul 14
Babcock International Group plc
AGM
20
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
21 Jul 14
Babcock International Group plc
AGM
21
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
21 Jul 14
Babcock International Group plc
AGM
22
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
21 Jul 14
Babcock International Group plc
AGM
23
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
21 Jul 14
Babcock International Group plc
AGM
24
For
Agenda item : Adopt New Articles of Association.
23 Jul 14
Johnson Matthey plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
23 Jul 14
Johnson Matthey plc
AGM
2
For
Agenda item : Approve Remuneration Report.
23 Jul 14
Johnson Matthey plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
23 Jul 14
Johnson Matthey plc
AGM
4
For
Agenda item : Approve Final Dividend.
23 Jul 14
Johnson Matthey plc
AGM
5
For
Agenda item : Elect John Walker as Director.
23 Jul 14
Johnson Matthey plc
AGM
6
For
Agenda item : Elect Den Jones as Director.
23 Jul 14
Johnson Matthey plc
AGM
7
For
Agenda item : Re-elect Tim Stevenson as Director.
23 Jul 14
Johnson Matthey plc
AGM
8
For
Agenda item : Re-elect Neil Carson as Director.
23 Jul 14
Johnson Matthey plc
AGM
9
For
Agenda item : Re-elect Odile Desforges as Director.
23 Jul 14
Johnson Matthey plc
AGM
10
For
Agenda item : Re-elect Alan Ferguson as Director.
23 Jul 14
Johnson Matthey plc
AGM
11
For
Agenda item : Re-elect Robert MacLeod as Director.
23 Jul 14
Johnson Matthey plc
AGM
12
For
Agenda item : Re-elect Colin Matthews as Director.
23 Jul 14
Johnson Matthey plc
AGM
13
For
Agenda item : Re-elect Larry Pentz as Director.
23 Jul 14
Johnson Matthey plc
AGM
14
For
Agenda item : Re-elect Dorothy Thompson as Director.
23 Jul 14
Johnson Matthey plc
AGM
15
For
Agenda item : Reappoint KPMG LLP as Auditors.
23 Jul 14
Johnson Matthey plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
23 Jul 14
Johnson Matthey plc
AGM
17
For
Agenda item : Authorise EU Political Donations and Expenditure.
23 Jul 14
Johnson Matthey plc
AGM
18
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
23 Jul 14
Johnson Matthey plc
AGM
19
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
23 Jul 14
Johnson Matthey plc
AGM
20
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
23 Jul 14
Johnson Matthey plc
AGM
21
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
24 Jul 14
Royal Mail plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
24 Jul 14
Royal Mail plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
UBS Global Asset Management
10
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Jul 14
Royal Mail plc
AGM
3
For
Agenda item : Approve Remuneration Report.
24 Jul 14
Royal Mail plc
AGM
4
For
Agenda item : Approve Final Dividend.
24 Jul 14
Royal Mail plc
AGM
5
For
Agenda item : Elect Donald Brydon as Director.
24 Jul 14
Royal Mail plc
AGM
6
For
Agenda item : Elect Moya Greene as Director.
24 Jul 14
Royal Mail plc
AGM
7
For
Agenda item : Elect Matthew Lester as Director.
24 Jul 14
Royal Mail plc
AGM
8
For
Agenda item : Elect John Allan as Director.
24 Jul 14
Royal Mail plc
AGM
9
For
Agenda item : Elect Nick Horler as Director.
24 Jul 14
Royal Mail plc
AGM
10
For
Agenda item : Elect Cath Keers as Director.
24 Jul 14
Royal Mail plc
AGM
11
For
Agenda item : Elect Paul Murray as Director.
24 Jul 14
Royal Mail plc
AGM
12
For
Agenda item : Elect Orna Ni-Chionna as Director.
24 Jul 14
Royal Mail plc
AGM
13
For
Agenda item : Elect Les Owen as Director.
24 Jul 14
Royal Mail plc
AGM
14
For
Agenda item : Appoint Ernst & Young LLP as Auditors.
24 Jul 14
Royal Mail plc
AGM
15
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
24 Jul 14
Royal Mail plc
AGM
16
For
Agenda item : Authorise EU Political Donations and Expenditure.
24 Jul 14
Royal Mail plc
AGM
17
For
Agenda item : Approve Long Term Incentive Plan 2014.
24 Jul 14
Royal Mail plc
AGM
18
For
Agenda item : Approve Savings-Related Share Option Scheme 2014.
24 Jul 14
Royal Mail plc
AGM
19
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
24 Jul 14
Royal Mail plc
AGM
20
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
24 Jul 14
Royal Mail plc
AGM
21
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
24 Jul 14
Royal Mail plc
AGM
22
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
24 Jul 14
SABMiller plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
24 Jul 14
SABMiller plc
AGM
2
For
Agenda item : Approve Remuneration Report.
24 Jul 14
SABMiller plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
24 Jul 14
SABMiller plc
AGM
4
For
Agenda item : Re-elect Mark Armour as Director.
24 Jul 14
SABMiller plc
AGM
5
For
Agenda item : Re-elect Geoffrey Bible as Director.
24 Jul 14
SABMiller plc
AGM
6
For
Agenda item : Re-elect Alan Clark as Director.
24 Jul 14
SABMiller plc
AGM
7
For
Agenda item : Re-elect Dinyar Devitre as Director.
24 Jul 14
SABMiller plc
AGM
8
For
Agenda item : Re-elect Guy Elliott as Director.
24 Jul 14
SABMiller plc
AGM
9
For
Agenda item : Re-elect Lesley Knox as Director.
24 Jul 14
SABMiller plc
AGM
10
For
Agenda item : Re-elect John Manser as Director.
24 Jul 14
SABMiller plc
AGM
11
For
Agenda item : Re-elect John Manzoni as Director.
11
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Jul 14
SABMiller plc
AGM
12
For
Agenda item : Re-elect Dr Dambisa Moyo as Director.
24 Jul 14
SABMiller plc
AGM
13
For
Agenda item : Re-elect Carlos Perez Davila as Director.
24 Jul 14
SABMiller plc
AGM
14
For
Agenda item : Re-elect Alejandro Santo Domingo Davila as Director.
24 Jul 14
SABMiller plc
AGM
15
For
Agenda item : Re-elect Helen Weir as Director.
24 Jul 14
SABMiller plc
AGM
16
For
Agenda item : Re-elect Howard Willard as Director.
24 Jul 14
SABMiller plc
AGM
17
For
Agenda item : Re-elect Jamie Wilson as Director.
24 Jul 14
SABMiller plc
AGM
18
For
Agenda item : Approve Final Dividend.
24 Jul 14
SABMiller plc
AGM
19
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
24 Jul 14
SABMiller plc
AGM
20
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
24 Jul 14
SABMiller plc
AGM
21
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
24 Jul 14
SABMiller plc
AGM
22
For
Agenda item : Approve Employee Share Purchase Plan.
24 Jul 14
SABMiller plc
AGM
23
For
Agenda item : Approve Sharesave Plan.
24 Jul 14
SABMiller plc
AGM
24
For
Agenda item : Establish Supplements or Appendices to the Employee Share
Purchase Plan or the Sharesave Plan.
24 Jul 14
SABMiller plc
AGM
25
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
24 Jul 14
SABMiller plc
AGM
26
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
24 Jul 14
SABMiller plc
AGM
27
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
24 Jul 14
Tate & Lyle plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
24 Jul 14
Tate & Lyle plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
24 Jul 14
Tate & Lyle plc
AGM
3
For
Agenda item : Approve Remuneration Report.
24 Jul 14
Tate & Lyle plc
AGM
4
For
Agenda item : Approve Final Dividend.
24 Jul 14
Tate & Lyle plc
AGM
5
For
Agenda item : Re-elect Sir Peter Gershon as Director.
24 Jul 14
Tate & Lyle plc
AGM
6
For
Agenda item : Re-elect Javed Ahmed as Director.
24 Jul 14
Tate & Lyle plc
AGM
7
For
Agenda item : Re-elect Tim Lodge as Director.
24 Jul 14
Tate & Lyle plc
AGM
8
For
Agenda item : Re-elect Liz Airey as Director.
24 Jul 14
Tate & Lyle plc
AGM
9
For
Agenda item : Re-elect William Camp as Director.
24 Jul 14
Tate & Lyle plc
AGM
10
For
Agenda item : Re-elect Douglas Hurt as Director.
24 Jul 14
Tate & Lyle plc
AGM
11
For
Agenda item : Re-elect Virginia Kamsky as Director.
24 Jul 14
Tate & Lyle plc
AGM
12
For
Agenda item : Re-elect Anne Minto as Director.
24 Jul 14
Tate & Lyle plc
AGM
13
For
Agenda item : Re-elect Dr Ajai Puri as Director.
24 Jul 14
Tate & Lyle plc
AGM
14
For
Agenda item : Re-elect Robert Walker as Director.
UBS Global Asset Management
12
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Jul 14
Tate & Lyle plc
AGM
15
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
24 Jul 14
Tate & Lyle plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
24 Jul 14
Tate & Lyle plc
AGM
17
For
Agenda item : Authorise EU Political Donations and Expenditure.
24 Jul 14
Tate & Lyle plc
AGM
18
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
24 Jul 14
Tate & Lyle plc
AGM
19
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
24 Jul 14
Tate & Lyle plc
AGM
20
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
24 Jul 14
Tate & Lyle plc
AGM
21
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
25 Jul 14
United Utilities Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
25 Jul 14
United Utilities Group plc
AGM
2
For
Agenda item : Approve Final Dividend.
25 Jul 14
United Utilities Group plc
AGM
3
For
Agenda item : Approve Remuneration Report.
25 Jul 14
United Utilities Group plc
AGM
4
For
Agenda item : Approve Remuneration Policy.
25 Jul 14
United Utilities Group plc
AGM
5
For
Agenda item : Re-elect Dr John McAdam as Director.
25 Jul 14
United Utilities Group plc
AGM
6
For
Agenda item : Re-elect Steve Mogford as Director.
25 Jul 14
United Utilities Group plc
AGM
7
For
Agenda item : Re-elect Russ Houlden as Director.
25 Jul 14
United Utilities Group plc
AGM
8
For
Agenda item : Re-elect Dr Catherine Bell as Director.
25 Jul 14
United Utilities Group plc
AGM
9
For
Agenda item : Elect Mark Clare as Director.
25 Jul 14
United Utilities Group plc
AGM
10
For
Agenda item : Re-elect Brian May as Director.
25 Jul 14
United Utilities Group plc
AGM
11
For
Agenda item : Re-elect Sara Weller as Director.
25 Jul 14
United Utilities Group plc
AGM
12
For
Agenda item : Reappoint KPMG LLP as Auditors.
25 Jul 14
United Utilities Group plc
AGM
13
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
25 Jul 14
United Utilities Group plc
AGM
14
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
25 Jul 14
United Utilities Group plc
AGM
15
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
25 Jul 14
United Utilities Group plc
AGM
16
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
25 Jul 14
United Utilities Group plc
AGM
17
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
25 Jul 14
United Utilities Group plc
AGM
18
For
Agenda item : Authorise EU Political Donations and Expenditure.
28 Jul 14
National Grid plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
28 Jul 14
National Grid plc
AGM
2
For
Agenda item : Approve Final Dividend.
28 Jul 14
National Grid plc
AGM
3
For
Agenda item : Re-elect Sir Peter Gershon as Director.
28 Jul 14
National Grid plc
AGM
4
For
Agenda item : Re-elect Steve Holliday as Director.
28 Jul 14
National Grid plc
AGM
5
For
Agenda item : Re-elect Andrew Bonfield as Director.
28 Jul 14
National Grid plc
AGM
6
For
Agenda item : Re-elect Tom King as Director.
13
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
28 Jul 14
National Grid plc
AGM
7
For
Agenda item : Elect John Pettigrew as Director.
28 Jul 14
National Grid plc
AGM
8
For
Agenda item : Re-elect Philip Aiken as Director.
28 Jul 14
National Grid plc
AGM
9
For
Agenda item : Re-elect Nora Mead Brownell as Director.
28 Jul 14
National Grid plc
AGM
10
For
Agenda item : Re-elect Jonathan Dawson as Director.
28 Jul 14
National Grid plc
AGM
11
For
Agenda item : Elect Therese Esperdy as Director.
28 Jul 14
National Grid plc
AGM
12
For
Agenda item : Re-elect Paul Golby as Director.
28 Jul 14
National Grid plc
AGM
13
For
Agenda item : Re-elect Ruth Kelly as Director.
28 Jul 14
National Grid plc
AGM
14
For
Agenda item : Re-elect Mark Williamson as Director.
28 Jul 14
National Grid plc
AGM
15
For
Agenda item : Reappoint PricewaterhouseCoopers LLP as Auditors.
28 Jul 14
National Grid plc
AGM
16
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
28 Jul 14
National Grid plc
AGM
17
For
Agenda item : Approve Remuneration Policy.
28 Jul 14
National Grid plc
AGM
18
For
Agenda item : Approve Remuneration Report.
28 Jul 14
National Grid plc
AGM
19
For
Agenda item : Amend Long Term Performance Plan.
28 Jul 14
National Grid plc
AGM
20
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
28 Jul 14
National Grid plc
AGM
21
For
Agenda item : Approve Scrip Dividend Scheme.
28 Jul 14
National Grid plc
AGM
22
For
Agenda item : Authorise Directors to Capitalise the Appropriate Nominal
Amounts of New Shares of the Company Allotted Pursuant to the Company's
Scrip Dividend Scheme.
28 Jul 14
National Grid plc
AGM
23
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
28 Jul 14
National Grid plc
AGM
24
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
28 Jul 14
National Grid plc
AGM
25
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
29 Jul 14
Vodafone Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
29 Jul 14
Vodafone Group plc
AGM
2
For
Agenda item : Re-elect Gerard Kleisterlee as Director.
29 Jul 14
Vodafone Group plc
AGM
3
For
Agenda item : Re-elect Vittorio Colao as Director.
29 Jul 14
Vodafone Group plc
AGM
4
For
Agenda item : Elect Nick Read as Director.
29 Jul 14
Vodafone Group plc
AGM
5
For
Agenda item : Re-elect Stephen Pusey as Director.
29 Jul 14
Vodafone Group plc
AGM
6
For
Agenda item : Elect Sir Crispin Davis as Director.
29 Jul 14
Vodafone Group plc
AGM
7
For
Agenda item : Elect Dame Clara Furse as Director.
29 Jul 14
Vodafone Group plc
AGM
8
For
Agenda item : Elect Valerie Gooding as Director.
29 Jul 14
Vodafone Group plc
AGM
9
For
Agenda item : Re-elect Renee James as Director.
29 Jul 14
Vodafone Group plc
AGM
10
For
Agenda item : Re-elect Samuel Jonah as Director.
UBS Global Asset Management
14
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
29 Jul 14
Vodafone Group plc
AGM
11
For
Agenda item : Re-elect Omid Kordestani as Director.
29 Jul 14
Vodafone Group plc
AGM
12
For
Agenda item : Re-elect Nick Land as Director.
29 Jul 14
Vodafone Group plc
AGM
13
For
Agenda item : Re-elect Luc Vandevelde as Director.
29 Jul 14
Vodafone Group plc
AGM
14
For
Agenda item : Re-elect Philip Yea as Director.
29 Jul 14
Vodafone Group plc
AGM
15
For
Agenda item : Approve Final Dividend.
29 Jul 14
Vodafone Group plc
AGM
16
For
Agenda item : Approve Remuneration Policy.
29 Jul 14
Vodafone Group plc
AGM
17
For
Agenda item : Approve Remuneration Report.
29 Jul 14
Vodafone Group plc
AGM
18
For
Agenda item : Approve Incentive Plan.
29 Jul 14
Vodafone Group plc
AGM
19
For
Agenda item : Appoint PricewaterhouseCoopers LLP as Auditors.
29 Jul 14
Vodafone Group plc
AGM
20
For
Agenda item : Authorise the Audit and Risk Committee to Fix Remuneration
of Auditors.
29 Jul 14
Vodafone Group plc
AGM
21
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
29 Jul 14
Vodafone Group plc
AGM
22
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
29 Jul 14
Vodafone Group plc
AGM
23
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
29 Jul 14
Vodafone Group plc
AGM
24
For
Agenda item : Authorise EU Political Donations and Expenditure.
29 Jul 14
Vodafone Group plc
AGM
25
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
01 Aug 14
Vedanta Resources plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
01 Aug 14
Vedanta Resources plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
01 Aug 14
Vedanta Resources plc
AGM
3
Opposed
Agenda item : Approve Remuneration Report.
UBS note : Remuneration policy insufficiently aligned with shareholders'
interests.
01 Aug 14
Vedanta Resources plc
AGM
4
For
Agenda item : Approve Final Dividend.
01 Aug 14
Vedanta Resources plc
AGM
5
For
Agenda item : Elect Tom Albanese as Director.
01 Aug 14
Vedanta Resources plc
AGM
6
For
Agenda item : Re-elect Anil Agarwal as Director.
01 Aug 14
Vedanta Resources plc
AGM
7
For
Agenda item : Re-elect Navin Agarwal as Director.
01 Aug 14
Vedanta Resources plc
AGM
8
For
Agenda item : Re-elect Euan Macdonald as Director.
01 Aug 14
Vedanta Resources plc
AGM
9
For
Agenda item : Re-elect Aman Mehta as Director.
01 Aug 14
Vedanta Resources plc
AGM
10
For
Agenda item : Re-elect Deepak Parekh as Director.
01 Aug 14
Vedanta Resources plc
AGM
11
For
Agenda item : Re-elect Geoffrey Green as Director.
01 Aug 14
Vedanta Resources plc
AGM
12
For
Agenda item : Reappoint Deloitte LLP as Auditors.
01 Aug 14
Vedanta Resources plc
AGM
13
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
15
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
01 Aug 14
Vedanta Resources plc
AGM
14
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
01 Aug 14
Vedanta Resources plc
AGM
15
For
Agenda item : Approve Performance Share Plan.
01 Aug 14
Vedanta Resources plc
AGM
16
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
01 Aug 14
Vedanta Resources plc
AGM
17
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
01 Aug 14
Vedanta Resources plc
AGM
18
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
07 Aug 14
Investec plc
AGM
1
For
Agenda item : Re-elect Glynn Burger as Director.
07 Aug 14
Investec plc
AGM
2
For
Agenda item : Re-elect Cheryl Carolus as Director.
07 Aug 14
Investec plc
AGM
3
For
Agenda item : Re-elect Peregrine Crosthwaite as Director.
07 Aug 14
Investec plc
AGM
4
For
Agenda item : Re-elect Hendrik du Toit as Director.
07 Aug 14
Investec plc
AGM
5
Opposed
Agenda item : Re-elect Bradley Fried as Director.
UBS note : Not considered independent. Insufficient independent
non-executives.
07 Aug 14
Investec plc
AGM
6
Opposed
Agenda item : Re-elect David Friedland as Director.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
07 Aug 14
Investec plc
AGM
7
For
Agenda item : Re-elect Haruko Fukuda as Director.
07 Aug 14
Investec plc
AGM
8
For
Agenda item : Re-elect Bernard Kantor as Director.
07 Aug 14
Investec plc
AGM
9
For
Agenda item : Re-elect Ian Kantor as Director.
07 Aug 14
Investec plc
AGM
10
For
Agenda item : Re-elect Stephen Koseff as Director.
07 Aug 14
Investec plc
AGM
11
Abstain
Agenda item : Re-elect Sir David Prosser as Director.
07 Aug 14
Investec plc
AGM
12
Opposed
UBS note : This director will be stepping down at the annual general meeting.
Agenda item : Re-elect Peter Thomas as Director.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
07 Aug 14
Investec plc
AGM
13
For
Agenda item : Re-elect Fani Titi as Director.
07 Aug 14
Investec plc
AGM
14
For
Agenda item : Approve the DLC Remuneration Report.
07 Aug 14
Investec plc
AGM
15
For
Agenda item : Approve the DLC Remuneration Policy.
07 Aug 14
Investec plc
AGM
18
For
Agenda item : Authorise Board to Ratify and Execute Approved Resolutions.
07 Aug 14
Investec plc
AGM
20
For
Agenda item : Sanction the Interim Dividend on the Ordinary Shares.
07 Aug 14
Investec plc
AGM
21
For
Agenda item : Sanction the Interim Dividend on the Dividend Access (South
African Resident) Redeemable Preference Share.
UBS Global Asset Management
16
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
07 Aug 14
Investec plc
AGM
22
For
Comments
Agenda item : Approve Final Dividend on the Ordinary Shares and the
Dividend Access (South African Resident) Redeemable Preference Share.
07 Aug 14
Investec plc
AGM
23
For
Agenda item : Reappoint Ernst & Young Inc as Joint Auditors of the Company.
07 Aug 14
Investec plc
AGM
24
For
Agenda item : Reappoint KPMG Inc as Joint Auditors of the Company.
07 Aug 14
Investec plc
AGM
25
For
Agenda item : Place Five Percent of the Un-issued Ordinary Shares Under
Control of Directors.
07 Aug 14
Investec plc
AGM
26
For
07 Aug 14
Investec plc
AGM
27
For
Agenda item : Place Un-issued Variable Rate, Cumulative, Redeemable
Preference Shares Under Control of Directors.
Agenda item : Place Un-issued Non-Redeemable, Non- Cumulative,
Non-Participating Preference Shares Under Control of Directors.
07 Aug 14
Investec plc
AGM
28
For
07 Aug 14
Investec plc
AGM
29
For
Agenda item : Place Un-issued Special Convertible Redeemable Preference
Shares Under Control of Directors.
Agenda item : Authorise Repurchase of Up to 20 Percent of Issued Ordinary
Shares.
07 Aug 14
Investec plc
AGM
30
For
Agenda item : Approve Financial Assistance to Subsidiaries and Directors.
07 Aug 14
Investec plc
AGM
31
For
Agenda item : Approve Directors' Remuneration.
07 Aug 14
Investec plc
AGM
32
For
Agenda item : Accept Financial Statements and Statutory Reports.
07 Aug 14
Investec plc
AGM
33
For
Agenda item : Sanction the Interim Dividend on the Ordinary Shares.
07 Aug 14
Investec plc
AGM
34
For
Agenda item : Approve Final Dividend.
07 Aug 14
Investec plc
AGM
35
For
Agenda item : Reappoint Ernst & Young LLP as Auditors and Authorise Their
Remuneration.
07 Aug 14
Investec plc
AGM
36
For
Agenda item : Approve Maximum Ratio of Variable to Fixed Remuneration.
07 Aug 14
Investec plc
AGM
37
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
07 Aug 14
Investec plc
AGM
38
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
07 Aug 14
Investec plc
AGM
39
For
Agenda item : Authorise Market Purchase of Preference Shares.
07 Aug 14
Investec plc
AGM
40
For
Agenda item : Authorise EU Political Donations and Expenditure.
14 Aug 14
Polymetal International plc
EGM
1
For
Agenda item : Approve Acquisition of Altynalmas Gold Ltd.
14 Aug 14
Polymetal International plc
EGM
2
For
Agenda item : Authorise Directed Share Repurchase.
01 Sep 14
The Berkeley Group Holdings plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
01 Sep 14
The Berkeley Group Holdings plc
AGM
2
For
Agenda item : Approve Remuneration Policy.
01 Sep 14
The Berkeley Group Holdings plc
AGM
3
For
Agenda item : Approve Remuneration Report.
17
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
01 Sep 14
The Berkeley Group Holdings plc
AGM
4
For
Agenda item : Re-elect Tony Pidgley as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
5
For
Agenda item : Re-elect Rob Perrins as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
6
For
Agenda item : Re-elect Nick Simpkin as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
7
For
Agenda item : Re-elect Greg Fry as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
8
For
Agenda item : Re-elect Karl Whiteman as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
9
For
Agenda item : Re-elect Sean Ellis as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
10
For
Agenda item : Re-elect Sir John Armitt as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
11
For
Agenda item : Re-elect Alison Nimmo as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
12
For
Agenda item : Re-elect Veronica Wadley as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
13
For
Agenda item : Re-elect Glyn Barker as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
14
For
Agenda item : Elect Adrian Li as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
15
For
Agenda item : Elect Andy Myers as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
16
For
Agenda item : Elect Diana Brightmore-Armour as Director.
01 Sep 14
The Berkeley Group Holdings plc
AGM
17
For
Agenda item : Appoint KPMG LLP as Auditors.
01 Sep 14
The Berkeley Group Holdings plc
AGM
18
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
01 Sep 14
The Berkeley Group Holdings plc
AGM
19
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
01 Sep 14
The Berkeley Group Holdings plc
AGM
20
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
01 Sep 14
The Berkeley Group Holdings plc
AGM
21
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
01 Sep 14
The Berkeley Group Holdings plc
AGM
22
For
Agenda item : Authorise EU Political Donations and Expenditure.
01 Sep 14
The Berkeley Group Holdings plc
AGM
23
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
01 Sep 14
The Berkeley Group Holdings plc
AGM
24
For
Agenda item : Approve Sale of an Apartment to Montpelier Properties Ltd.
01 Sep 14
The Berkeley Group Holdings plc
AGM
25
For
Agenda item : Approve Bonus Plan.
03 Sep 14
Ashtead Group plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
03 Sep 14
Ashtead Group plc
AGM
2
For
Agenda item : Approve Remuneration Report.
03 Sep 14
Ashtead Group plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
03 Sep 14
Ashtead Group plc
AGM
4
For
Agenda item : Approve Final Dividend.
03 Sep 14
Ashtead Group plc
AGM
5
For
Agenda item : Re-elect Chris Cole as Director.
03 Sep 14
Ashtead Group plc
AGM
6
For
Agenda item : Re-elect Geoff Drabble as Director.
03 Sep 14
Ashtead Group plc
AGM
7
For
Agenda item : Re-elect Brendan Horgan as Director.
03 Sep 14
Ashtead Group plc
AGM
8
For
Agenda item : Re-elect Sat Dhaiwal as Director.
03 Sep 14
Ashtead Group plc
AGM
9
For
Agenda item : Re-elect Suzanne Wood as Director.
UBS Global Asset Management
18
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
03 Sep 14
Ashtead Group plc
AGM
10
For
Agenda item : Re-elect Michael Burrow as Director.
03 Sep 14
Ashtead Group plc
AGM
11
For
Agenda item : Re-elect Bruce Edwards as Director.
03 Sep 14
Ashtead Group plc
AGM
12
For
Agenda item : Re-elect Ian Sutcliffe as Director.
03 Sep 14
Ashtead Group plc
AGM
13
For
Agenda item : Elect Wayne Edmunds as Director.
03 Sep 14
Ashtead Group plc
AGM
14
For
Agenda item : Reappoint Deloitte LLP as Auditors.
03 Sep 14
Ashtead Group plc
AGM
15
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
03 Sep 14
Ashtead Group plc
AGM
16
For
Agenda item : Approve Performance Share Plan.
03 Sep 14
Ashtead Group plc
AGM
17
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
03 Sep 14
Ashtead Group plc
AGM
18
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
03 Sep 14
Ashtead Group plc
AGM
19
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
03 Sep 14
Ashtead Group plc
AGM
20
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
10 Sep 14
London Stock Exchange Group plc
EGM
1
For
Agenda item : Approve Acquisition of Frank Russell Company by Way of a
Merger.
10 Sep 14
Sports Direct International plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
10 Sep 14
Sports Direct International plc
AGM
2
For
Agenda item : Approve Remuneration Report.
10 Sep 14
Sports Direct International plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
10 Sep 14
Sports Direct International plc
AGM
4
For
Agenda item : Re-elect Keith Hellawell as Director.
10 Sep 14
Sports Direct International plc
AGM
5
For
Agenda item : Re-elect Mike Ashley as Director.
10 Sep 14
Sports Direct International plc
AGM
6
For
Agenda item : Re-elect Simon Bentley as Director.
10 Sep 14
Sports Direct International plc
AGM
7
For
Agenda item : Re-elect Dave Forsey as Director.
10 Sep 14
Sports Direct International plc
AGM
8
For
Agenda item : Re-elect Dave Singleton as Director.
10 Sep 14
Sports Direct International plc
AGM
9
For
Agenda item : Re-elect Claire Jenkins as Director.
10 Sep 14
Sports Direct International plc
AGM
10
For
Agenda item : Reappoint Grant Thornton UK LLP as Auditors.
10 Sep 14
Sports Direct International plc
AGM
11
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
10 Sep 14
Sports Direct International plc
AGM
12
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
10 Sep 14
Sports Direct International plc
AGM
13
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
10 Sep 14
Sports Direct International plc
AGM
14
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
10 Sep 14
Sports Direct International plc
AGM
15
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
10 Sep 14
Sports Direct International plc
AGM
16
For
Agenda item : Authorise the Company to Call EGM with Two Weeks' Notice.
10 Sep 14
Sports Direct International plc
AGM
17
For
Agenda item : Authorise EU Political Donations and Expenditure.
11 Sep 14
Lonmin plc
EGM
1
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights in Connection
19
UBS Global Asset Management
Corporate governance - UK proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
11 Sep 14
Lonmin plc
EGM
2
Comments
with the Bapo BEE Transaction.
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights in
Connection with the Bapo BEE Transaction.
18 Sep 14
Diageo plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
18 Sep 14
Diageo plc
AGM
2
For
Agenda item : Approve Remuneration Report.
18 Sep 14
Diageo plc
AGM
3
For
Agenda item : Approve Remuneration Policy.
18 Sep 14
Diageo plc
AGM
4
For
Agenda item : Approve Final Dividend.
18 Sep 14
Diageo plc
AGM
5
For
Agenda item : Re-elect Peggy Bruzelius as Director.
18 Sep 14
Diageo plc
AGM
6
For
Agenda item : Re-elect Laurence Danon as Director.
18 Sep 14
Diageo plc
AGM
7
For
Agenda item : Re-elect Lord Davies of Abersoch as Director.
18 Sep 14
Diageo plc
AGM
8
For
Agenda item : Re-elect Ho KwonPing as Director.
18 Sep 14
Diageo plc
AGM
9
For
Agenda item : Re-elect Betsy Holden as Director.
18 Sep 14
Diageo plc
AGM
10
For
Agenda item : Re-elect Dr Franz Humer as Director.
18 Sep 14
Diageo plc
AGM
11
For
Agenda item : Re-elect Deirdre Mahlan as Director.
18 Sep 14
Diageo plc
AGM
12
For
Agenda item : Re-elect Ivan Menezes as Director.
18 Sep 14
Diageo plc
AGM
13
For
Agenda item : Re-elect Philip Scott as Director.
18 Sep 14
Diageo plc
AGM
14
For
Agenda item : Elect Nicola Mendelsohn as Director.
18 Sep 14
Diageo plc
AGM
15
For
Agenda item : Elect Alan Stewart as Director.
18 Sep 14
Diageo plc
AGM
16
For
Agenda item : Reappoint KPMG LLP as Auditors.
18 Sep 14
Diageo plc
AGM
17
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
18 Sep 14
Diageo plc
AGM
18
For
Agenda item : Authorise Issue of Equity with Pre-emptive Rights.
18 Sep 14
Diageo plc
AGM
19
For
Agenda item : Authorise Issue of Equity without Pre-emptive Rights.
18 Sep 14
Diageo plc
AGM
20
For
Agenda item : Authorise Market Purchase of Ordinary Shares.
18 Sep 14
Diageo plc
AGM
21
For
Agenda item : Authorise EU Political Donations and Expenditure.
18 Sep 14
Diageo plc
AGM
22
For
Agenda item : Approve 2014 Long Term Incentive Plan.
Please note: This report only includes exception votes.
UBS Global Asset Management
20
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
01 Jul 14
Alstom
Annual/Special
1
For
Agenda item : Approve Financial Statements and Statutory Reports.
01 Jul 14
Alstom
Annual/Special
2
For
Agenda item : Approve Consolidated Financial Statements and Statutory
Reports.
01 Jul 14
Alstom
Annual/Special
3
For
01 Jul 14
Alstom
Annual/Special
4
For
Agenda item : Approve Treatment of Losses.
Agenda item : Approve Auditors' Special Report on Related-Party
Transactions.
01 Jul 14
Alstom
Annual/Special
5
For
Agenda item : Re-elect Bouygues as Director.
01 Jul 14
Alstom
Annual/Special
6
Opposed
Agenda item : Re-elect Olivier Bouygues as Director.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
01 Jul 14
Alstom
Annual/Special
7
For
Agenda item : Re-elect Katrina Landis as Director.
01 Jul 14
Alstom
Annual/Special
8
For
Agenda item : Re-elect Lalita Gupte as Director.
01 Jul 14
Alstom
Annual/Special
9
For
Agenda item : Elect Bi Yong Chungunco as Director.
01 Jul 14
Alstom
Annual/Special
10
For
Agenda item : Advisory Vote on Compensation of Patrick Kron, Chairman and
CEO.
01 Jul 14
Alstom
Annual/Special
11
For
Agenda item : Approve Remuneration of Directors in the Aggregate Amount
of EUR 1.3 Million.
01 Jul 14
Alstom
Annual/Special
12
For
Agenda item : Authorise Repurchase of Up to 10 Percent of Issued Share
Capital.
01 Jul 14
Alstom
Annual/Special
13
Opposed
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities with
Pre-emptive Rights up to Aggregate Nominal Amount of EUR 1,080 Million.
UBS note : General authority to issue shares with pre-emption rights not in
shareholders' interest.
01 Jul 14
Alstom
Annual/Special
14
For
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities without
Pre-emptive Rights up to Aggregate Nominal Amount of EUR 215 Million.
01 Jul 14
Alstom
Annual/Special
15
For
Agenda item : Approve Issuance of Equity or Equity-Linked Securities for
Private Placements, up to Aggregate Nominal Amount of EUR 215 Million.
01 Jul 14
Alstom
Annual/Special
16
For
Agenda item : Authorise Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote Above Under
Items 13-15.
01 Jul 14
21
Alstom
Annual/Special
17
For
Agenda item : Authorise Capital Increase of up to 10 Percent of Issued Capital
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
01 Jul 14
Alstom
Annual/Special
18
Comments
for Contributions in Kind.
For
Agenda item : Authorise Capital Issuances for Use in Employee Stock Purchase
Plan.
01 Jul 14
Alstom
Annual/Special
19
For
Agenda item : Approve Stock Purchase Plan Reserved for Employees of
International Subsidiaries.
01 Jul 14
Alstom
Annual/Special
20
For
Agenda item : Amend Article 15.3 of Bylaws Re: Double Voting Rights.
01 Jul 14
Alstom
Annual/Special
21
For
Agenda item : Add New Article 18 Re: Convening of Bondholders General
01 Jul 14
Alstom
Annual/Special
22
For
Agenda item : Authorise Filing of Required Documents/Other Formalities.
02 Jul 14
Voestalpine AG
AGM
2
For
Agenda item : Approve Allocation of Income.
02 Jul 14
Voestalpine AG
AGM
3
For
Agenda item : Approve Discharge of Management Board.
02 Jul 14
Voestalpine AG
AGM
4
For
Agenda item : Approve Discharge of Supervisory Board.
02 Jul 14
Voestalpine AG
AGM
5
For
Agenda item : Ratify Grant Thornton Unitreu GmbH as Auditors.
02 Jul 14
Voestalpine AG
AGM
6.1
For
Agenda item : Elect Franz Gasselsberger as Supervisory Board Member.
02 Jul 14
Voestalpine AG
AGM
6.2
For
Agenda item : Elect Hans-Peter Hange as Supervisory Board Member.
02 Jul 14
Voestalpine AG
AGM
6.3
For
Agenda item : Elect Michael Kutschera as Supervisory Board Member.
02 Jul 14
Voestalpine AG
AGM
6.4
Opposed
Agenda item : Elect Joachim Lemppenau as Supervisory Board Member.
Meetings and Renumber Subsequent Articles.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
02 Jul 14
Voestalpine AG
AGM
6.5
For
Agenda item : Elect Helga Nowotny as Supervisory Board Member.
02 Jul 14
Voestalpine AG
AGM
6.6
For
Agenda item : Elect Josef Peischer as Supervisory Board Member.
02 Jul 14
Voestalpine AG
AGM
6.7
Opposed
Agenda item : Elect Heinrich Schaller as Supervisory Board Member.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
02 Jul 14
Voestalpine AG
AGM
6.8
For
02 Jul 14
Voestalpine AG
AGM
7
Opposed
Agenda item : Elect Michael Schwarzkopf as Supervisory Board Member.
Agenda item : Authorise Creation of Pool of Capital Amounting to 40 Percent
of Subscribed Capital with Pre-emptive Rights.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
02 Jul 14
Voestalpine AG
AGM
8
Opposed
Agenda item : Approve Creation of Pool of Capital Amounting to 10 Percent
of Subscribed Capital without Pre-emptive Rights.
UBS Global Asset Management
22
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
02 Jul 14
Voestalpine AG
AGM
9
Opposed
Agenda item : Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Pre-emptive Rights.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
02 Jul 14
Voestalpine AG
AGM
10
Opposed
Agenda item : Approve Cancellation of Conditional Capital Pool from AGM
2009; Approve Creation of Conditional Capital Pool to Guarantee Conversion
Rights.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
03 Jul 14
Fielmann AG
AGM
2
For
Agenda item : Approve Allocation of Income and Dividends of EUR 2.90 per
Share.
03 Jul 14
Fielmann AG
AGM
3
For
Agenda item : Approve Discharge of Management Board for Fiscal 2013.
03 Jul 14
Fielmann AG
AGM
4
For
Agenda item : Approve Discharge of Supervisory Board for Fiscal 2013.
03 Jul 14
Fielmann AG
AGM
5
For
Agenda item : Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2014.
03 Jul 14
Fielmann AG
AGM
6
For
Agenda item : Approve EUR 29.4 Million Capitalization of Reserves and 1:2
Stock Split.
15 Jul 14
Celesio AG
AGM
2
For
Agenda item : Approve Allocation of Income and Dividends of EUR 0.30 per
15 Jul 14
Celesio AG
AGM
3
For
Agenda item : Approve Discharge of Management Board for Fiscal 2013.
15 Jul 14
Celesio AG
AGM
4
For
Agenda item : Approve Discharge of Supervisory Board for Fiscal 2013.
15 Jul 14
Celesio AG
AGM
5
For
Agenda item : Change Fiscal Year End to March 31.
15 Jul 14
Celesio AG
AGM
6a
For
Agenda item : Ratify Ernst & Young GmbH as Auditors for Fiscal 2014.
15 Jul 14
Celesio AG
AGM
6b
For
Share.
Agenda item : Ratify Deloitte & Touche GmbH as Auditors for the Abbreviated
Fiscal Year from Jan. 1 to March 31, 2015.
15 Jul 14
Celesio AG
AGM
7a
For
Agenda item : Elect John Hammergren to the Supervisory Board.
15 Jul 14
Celesio AG
AGM
7b
For
Agenda item : Elect Wilhelm Haarmann to the Supervisory Board.
15 Jul 14
Celesio AG
AGM
7c
For
Agenda item : Elect Paul Julian to the Supervisory Board.
15 Jul 14
Celesio AG
AGM
8a
For
Agenda item : Amend Affiliation Agreements with Subsidiary Admenta
Deutschland GmbH.
23
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
15 Jul 14
Celesio AG
AGM
8b
For
Comments
Agenda item : Amend Affiliation Agreements with Subsidiary GEHE Pharma
Handel GmbH.
15 Jul 14
Celesio AG
AGM
9
For
15 Jul 14
Celesio AG
AGM
10
For
Agenda item : Approve Affiliation Agreements with Subsidiary GEHE
Immobilien Verwaltungs-GmbH.
Agenda item : Approve Affiliation Agreements with Subsidiary Dragonfly
GmbH & Co. KGaA.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
1
For
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
2
For
Agenda item : Approve Standalone Financial Statements.
Agenda item : Approve Consolidated Financial Statements and Discharge of
Board.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
3
For
Agenda item : Approve Allocation of Income and Dividends.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
4
For
Agenda item : Approve Stock Split.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
5.a
For
Agenda item : Amend Article 17.1 Re: Meeting Notice of General Meetings.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
5.b
For
Agenda item : Amend Article 27.1 Re: Election and Term of Directors.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
6
For
Agenda item : Amend Article 8.1 of General Meeting Regulations Re: Meeting
Notice.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
7
For
Agenda item : Re-elect Carlos Espinosa de los Monteros Bernaldo de Quirós
as Director.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
8
For
Agenda item : Elect Rodrigo Echenique Gordillo as Director.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
9
For
Agenda item : Advisory Vote on Remuneration Policy Report.
15 Jul 14
Industria de Diseno Textil (INDITEX)
AGM
10
For
Agenda item : Authorise Board to Ratify and Execute Approved Resolutions.
17 Jul 14
Suedzucker AG
AGM
2
For
Agenda item : Approve Allocation of Income and Dividends of EUR 0.50 per
Share.
17 Jul 14
Suedzucker AG
AGM
3
For
Agenda item : Approve Discharge of Management Board for Fiscal 2013/14.
17 Jul 14
Suedzucker AG
AGM
4
For
Agenda item : Approve Discharge of Supervisory Board for Fiscal 2013/14.
17 Jul 14
Suedzucker AG
AGM
5
For
Agenda item : Ratify PricewaterhouseCoopers AG as Auditors for Fiscal
2014/15.
17 Jul 14
Suedzucker AG
AGM
6.1
For
Agenda item : Elect Veronika Haslinger to the Supervisory Board.
17 Jul 14
Suedzucker AG
AGM
6.2
For
Agenda item : Elect Susanne Kunschert to the Supervisory Board.
17 Jul 14
Suedzucker AG
AGM
7
For
Agenda item : Amend Articles Re: Company Name and Location of
Headquarters.
17 Jul 14
Suedzucker AG
UBS Global Asset Management
AGM
8
For
Agenda item : Amend Articles Re: Remuneration of Supervisory Board.
24
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
17 Jul 14
Suedzucker AG
AGM
9.1
For
Agenda item : Amend Affiliation Agreements with Subsidiaries.
17 Jul 14
Suedzucker AG
AGM
9.2
For
Agenda item : Amend Affiliation Agreements with Subsidiaries.
17 Jul 14
Suedzucker AG
AGM
9.3
For
Agenda item : Amend Affiliation Agreements with Subsidiaries.
17 Jul 14
Suedzucker AG
AGM
9.4
For
Agenda item : Amend Affiliation Agreements with Subsidiaries.
24 Jul 14
Remy Cointreau
Annual/Special
1
For
Agenda item : Approve Financial Statements and Statutory Reports.
24 Jul 14
Remy Cointreau
Annual/Special
2
For
Agenda item : Approve Consolidated Financial Statements and Statutory
Reports.
24 Jul 14
Remy Cointreau
Annual/Special
3
For
Agenda item : Approve Allocation of Income and Dividends of EUR 1.27 per
Share.
24 Jul 14
Remy Cointreau
Annual/Special
4
For
Agenda item : Approve Stock Dividend Program (Cash or Shares).
24 Jul 14
Remy Cointreau
Annual/Special
5
For
Agenda item : Approve Transfer from Legal Reserves Account to Carry
24 Jul 14
Remy Cointreau
Annual/Special
6
Opposed
Forward Account.
Agenda item : Approve Auditors' Special Report on Related-Party
Transactions.
UBS note : Lack of details on proposals.
24 Jul 14
Remy Cointreau
Annual/Special
7
For
Agenda item : Approve Discharge of Directors and Auditors.
24 Jul 14
Remy Cointreau
Annual/Special
8
Opposed
Agenda item : Re-elect Dominique Heriard Dubreuil as Director.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
24 Jul 14
Remy Cointreau
Annual/Special
9
For
Agenda item : Re-elect Laure Heriard Dubreuil as Director.
24 Jul 14
Remy Cointreau
Annual/Special
10
For
Agenda item : Elect Guylaine Dyevre as Director.
24 Jul 14
Remy Cointreau
Annual/Special
11
For
Agenda item : Elect Emmanuel de Geuser as Director.
24 Jul 14
Remy Cointreau
Annual/Special
12
For
Agenda item : Renew Appointment of Auditeurs et Conseils Associes as
24 Jul 14
Remy Cointreau
Annual/Special
13
For
24 Jul 14
Remy Cointreau
Annual/Special
14
For
Auditor.
Agenda item : Appoint Pimpaneau et Associes as Alternate Auditor.
Agenda item : Approve Remuneration of Directors in the Aggregate Amount
of EUR 420,000.
24 Jul 14
Remy Cointreau
Annual/Special
15
Opposed
Agenda item : Advisory Vote on Compensation of Francois Heriard Dubreuil,
Chairman and CEO.
UBS note : Transparency in compensation is desired.
24 Jul 14
25
Remy Cointreau
Annual/Special
16
Opposed
Agenda item : Advisory Vote on Compensation of Jean-Marie Laborde, CEO
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
from April-Sept. 2013.
UBS note : Transparency in compensation is desired.
24 Jul 14
Remy Cointreau
Annual/Special
17
Opposed
Agenda item : Advisory Vote on Compensation of Frederic Pflanz, CEO from
Oct. 2013 to Jan. 2014.
UBS note : Transparency in compensation is desired.
24 Jul 14
Remy Cointreau
Annual/Special
18
For
Agenda item : Authorise Repurchase of Up to 10 Percent of Issued Share
Capital.
24 Jul 14
Remy Cointreau
Annual/Special
19
For
24 Jul 14
Remy Cointreau
Annual/Special
20
For
Agenda item : Authorise Filing of Required Documents/Other Formalities.
Agenda item : Authorise Decrease in Share Capital via Cancellation of
Repurchased Shares.
24 Jul 14
Remy Cointreau
Annual/Special
21
Opposed
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities with
Pre-emptive Rights up to Aggregate Nominal Amount of EUR 30 Million.
UBS note : General authority to issue shares with pre-emption rights not in
shareholders' interest.
24 Jul 14
Remy Cointreau
Annual/Special
22
Opposed
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities without
Pre-emptive Rights up to Aggregate Nominal Amount of EUR 30 Million.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
24 Jul 14
Remy Cointreau
Annual/Special
23
Opposed
Agenda item : Approve Issuance of Equity or Equity-Linked Securities for up to
20 Percent of Issued Capital Per Year for Private Placements.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
24 Jul 14
Remy Cointreau
Annual/Special
24
Opposed
Agenda item : Authorise Board to Set Issue Price for 10 Percent Per Year of
Issued Capital Pursuant to Issue Authority without Pre-emptive Rights.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
24 Jul 14
Remy Cointreau
Annual/Special
25
Opposed
Agenda item : Authorise Board to Increase Capital in the Event of Additional
Demand Related to Delegation Submitted to Shareholder Vote Above.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
24 Jul 14
Remy Cointreau
UBS Global Asset Management
Annual/Special
26
Opposed
Agenda item : Authorise up to 2 Percent of Issued Capital for Use in Restricted
26
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
Stock Plans.
UBS note : Transparency in compensation is desired.
24 Jul 14
Remy Cointreau
Annual/Special
27
For
Agenda item : Authorise Capital Issuances for Use in Employee Stock Purchase
Plans.
UBS note : Percentage of issuable shares within acceptable limits.
24 Jul 14
Remy Cointreau
Annual/Special
28
For
Agenda item : Authorise Board to Transfer Funds from Capital Increases to the
Legal Reserves Account.
24 Jul 14
Remy Cointreau
Annual/Special
29
For
Agenda item : Authorise Filing of Required Documents/Other Formalities.
09 Aug 14
EMS Chemie Holding AG
AGM
3.1
For
Agenda item : Accept Financial Statements and Statutory Reports.
09 Aug 14
EMS Chemie Holding AG
AGM
3.2.1
For
Agenda item : Approve 2013/2014 Remuneration of the Board of Directors.
09 Aug 14
EMS Chemie Holding AG
AGM
3.2.2
Opposed
Agenda item : Approve 2013/2014 Remuneration of Executive Management.
09 Aug 14
EMS Chemie Holding AG
AGM
4
For
UBS note : Transparency in compensation is desired.
Agenda item : Approve Allocation of Income and Ordinary Dividends of CHF
8.50 per Share and Special Dividends of CHF 2.50 per Share.
09 Aug 14
EMS Chemie Holding AG
AGM
5
For
Agenda item : Approve Discharge of Board and Senior Management.
09 Aug 14
EMS Chemie Holding AG
AGM
6.1.1
For
Agenda item : Re-elect Ulf Berg as Director and Board Chairman.
09 Aug 14
EMS Chemie Holding AG
AGM
6.1.2
For
Agenda item : Re-elect Magdalena Martullo as Director.
09 Aug 14
EMS Chemie Holding AG
AGM
6.1.3
For
Agenda item : Re-elect Joachim Streu as Director.
09 Aug 14
EMS Chemie Holding AG
AGM
6.1.4
For
Agenda item : Elect Bernhard Merki as Director.
09 Aug 14
EMS Chemie Holding AG
AGM
6.2
For
Agenda item : Ratify KPMG AG as Auditors.
09 Aug 14
EMS Chemie Holding AG
AGM
6.3
For
Agenda item : Designate Robert K. Daeppen as Independent Proxy.
09 Aug 14
EMS Chemie Holding AG
AGM
7
Opposed
Agenda item : Transact Other Business (Voting).
UBS note : Lack of details on proposals.
26 Aug 14
Ziggo NV
EGM
3a
For
26 Aug 14
Ziggo NV
EGM
3b
For
Agenda item : Approve Conditional Sale of Company Assets.
Agenda item : Approve Conditional Dissolution and Liquidation of Ziggo NV
Following the Asset Sale.
26 Aug 14
Ziggo NV
EGM
3c
For
26 Aug 14
Ziggo NV
EGM
4a
For
Agenda item : Conditional Resolution that Ziggo BV will be Appointed as
Custodian of the Books and Records of Ziggo NV.
Agenda item : Amend Articles Re: Offer on All Outstanding Shares by Liberty
Global.
26 Aug 14
27
Ziggo NV
EGM
4b
For
Agenda item : Amend Articles Re: Contemplated Delisting of the Ziggo Shares
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
26 Aug 14
Ziggo NV
EGM
6b
Comments
from Euronext.
For
Agenda item : Resolve that the General Meeting Shall Not Make Use of Right
to Make Recommendations.
26 Aug 14
Ziggo NV
EGM
6d
For
Agenda item : Elect Diederik Karsten to Supervisory Board.
26 Aug 14
Ziggo NV
EGM
6e
For
Agenda item : Elect Ritchy Drost to Supervisory Board.
26 Aug 14
Ziggo NV
EGM
6f
For
Agenda item : Elect James Ryan to Supervisory Board.
26 Aug 14
Ziggo NV
EGM
6g
For
Agenda item : Elect Huub Willems to Supervisory Board.
26 Aug 14
Ziggo NV
EGM
7
For
Agenda item : Accept Resignation and Discharge of Current Supervisory Board
Directors Andrew Sukawaty, David Barker, Joseph Schull, Pamela Boumeester,
Dirk-Jan van den Berg, and Anne Willem Kist.
26 Aug 14
Ziggo NV
EGM
9
For
Agenda item : Accept Resignation and Discharge of Current Management
08 Sep 14
Portugal Telecom, SGPS S.A.
EGM
1
For
Agenda item : Approve Revised Terms of Merger with Oi.
10 Sep 14
Altice S.A.
EGM
1
For
Agenda item : Elect Jean-Luc Allavena as Director.
12 Sep 14
Subsea 7 S.A.
EGM
1
For
Agenda item : Amend Articles 14, 15, 18 to Ensure Conformity with US
14 Sep 14
Banco Santander S.A.
EGM
1.A
For
Board Directors Rene Obermann, Paul Hendriks, and Hendrik de Groot.
Legislation, and Amend Article 34 for Clarification Purposes.
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
14 Sep 14
Banco Santander S.A.
EGM
1.B
For
14 Sep 14
Banco Santander S.A.
EGM
1.C
For
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
14 Sep 14
Banco Santander S.A.
EGM
1.D
For
14 Sep 14
Banco Santander S.A.
EGM
1.E
For
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
14 Sep 14
Banco Santander S.A.
EGM
1.F
For
14 Sep 14
Banco Santander S.A.
EGM
2.A
For
Agenda item : Approve Issuance of Shares in Connection with Acquisition of
Banco Santander Brasil SA.
Agenda item : Approve Amendment to Company's 2011-2014 Deferred Share
Bonus Plans.
14 Sep 14
Banco Santander S.A.
UBS Global Asset Management
EGM
2.B
For
Agenda item : Approve Amendment to Company's 2014 Performance Shares
28
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
14 Sep 14
Banco Santander S.A.
EGM
2.C
Comments
Plan.
For
Agenda item : Approve Settlement of Santander Brasil Performance Shares
Plan in Company's Shares.
14 Sep 14
Banco Santander S.A.
EGM
2.D
For
Agenda item : Approve Settlement of Santander Brasil Share Option Plans in
Company's Shares.
14 Sep 14
Banco Santander S.A.
EGM
3
For
Agenda item : Authorise Board to Ratify and Execute Approved Resolutions.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
1.1
For
Agenda item : Accept Financial Statements and Statutory Reports.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
1.2
For
Agenda item : Approve Remuneration Report.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
2
For
Agenda item : Approve Allocation of Income and Dividends of CHF 1.40 per
Registered A Share and of CHF 0.14 per Bearer B Share.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
3
For
Agenda item : Approve Discharge of Board and Senior Management.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.1
For
Agenda item : Elect Yves-Andre Istel as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.10
For
Agenda item : Elect Alain Dominique Perrin as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.11
For
Agenda item : Elect Guillaume Pictet as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.12
For
Agenda item : Elect Norbert Platt as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.13
For
Agenda item : Elect Alan Quasha as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.14
For
Agenda item : Elect Maria Ramos as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.15
For
Agenda item : Elect Lord Renwick of Clifton as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.16
For
Agenda item : Elect Jan Rupert as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.17
For
Agenda item : Elect Gary Saage as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.18
For
Agenda item : Elect Juergen Schrempp as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.19
For
Agenda item : Elect Johann Rupert as Director and Board Chairman.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.2
For
Agenda item : Elect Lord Douro as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.3
For
Agenda item : Elect Jean-Blaise Eckert as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.4
For
Agenda item : Elect Bernard Fornas as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.5
For
Agenda item : Elect Richard Lepeu as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.6
For
Agenda item : Elect Ruggero Magnoni as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.7
For
Agenda item : Elect Joshua Malherbe as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.8
For
Agenda item : Elect Frederic Mostert as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
4.9
For
Agenda item : Elect Simon Murray as Director.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
5.1
For
Agenda item : Appoint Lord Renwick of Clifton as Member of the
29
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
17 Sep 14
Compagnie Financiere Richemont SA
AGM
5.2
Comments
Compensation Committee.
For
Agenda item : Appoint Lord Douro as Member of the Compensation
Committee.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
5.3
For
Agenda item : Appoint Yves-Andre Istel as Member of the Compensation
Committee.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
6
For
Agenda item : Ratify PricewaterhouseCoopers as Auditors.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
7
For
Agenda item : Designate Francoise Demierre Morand as Independent Proxy.
17 Sep 14
Compagnie Financiere Richemont SA
AGM
8
Opposed
Agenda item : Transact Other Business (Voting).
18 Sep 14
TNT EXPRESS NV
EGM
2
For
UBS note : Lack of details on proposals.
Agenda item : Approve Discharge of Former Executive Board Member B.L.
Bot.
18 Sep 14
TNT EXPRESS NV
EGM
3
For
Agenda item : Elect Maarten Jan de Vries to Executive Board.
22 Sep 14
Transocean Ltd.
EGM
1
For
Agenda item : Approve Decrease in Size of Board.
22 Sep 14
Transocean Ltd.
EGM
2
For
Agenda item : Elect Merrill A. "Pete" Miller, Jr. as Director.
24 Sep 14
Ets Franz Colruyt
AGM
1
For
Agenda item : Receive and Approve Directors' and Auditors' Reports, and
24 Sep 14
Ets Franz Colruyt
AGM
2
Opposed
Report of the Works Council.
Agenda item : Approve Remuneration Report.
UBS note : The award of share-price based incentive to non-executive
directors is not considered good practice as it may compromise their
independence.
24 Sep 14
Ets Franz Colruyt
AGM
3a
For
Agenda item : Adopt Financial Statements.
24 Sep 14
Ets Franz Colruyt
AGM
3b
For
Agenda item : Adopt Consolidated Financial Statements.
24 Sep 14
Ets Franz Colruyt
AGM
4
For
Agenda item : Approve Dividends of EUR 1 Per Share.
24 Sep 14
Ets Franz Colruyt
AGM
5
For
Agenda item : Approve Allocation of Income.
24 Sep 14
Ets Franz Colruyt
AGM
6
For
Agenda item : Approve Profit Participation of Employees Through Allotment
of Repurchased Shares of Colruyt.
24 Sep 14
Ets Franz Colruyt
AGM
7
For
Agenda item : Approve Discharge of Directors.
24 Sep 14
Ets Franz Colruyt
AGM
8
For
Agenda item : Approve Discharge of Auditors.
24 Sep 14
Ets Franz Colruyt
AGM
9a
Opposed
Agenda item : Re-elect Jozef Colruyt as Director.
UBS note : Position of Chairman and Chief Executive is combined, contrary to
best practice.
UBS Global Asset Management
30
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Sep 14
Ets Franz Colruyt
AGM
9b
For
Agenda item : Re-elect Wim Colruyt as Director.
25 Sep 14
Ryanair Holdings plc
AGM
1
For
Agenda item : Accept Financial Statements and Statutory Reports.
25 Sep 14
Ryanair Holdings plc
AGM
2
Opposed
Agenda item : Approve Remuneration Report.
25 Sep 14
Ryanair Holdings plc
AGM
3
For
Agenda item : Approve Dividends.
25 Sep 14
Ryanair Holdings plc
AGM
4a
For
Agenda item : Re-elect David Bonderman as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4b
For
Agenda item : Re-elect Michael Horgan as Director.
UBS note : Transparency in compensation is desired.
25 Sep 14
Ryanair Holdings plc
AGM
4c
For
Agenda item : Re-elect Charlie McCreevy as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4d
For
Agenda item : Re-elect Declan McKeon as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4e
For
Agenda item : Re-elect Kyran McLaughlin as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4f
For
Agenda item : Re-elect Dick Milliken as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4g
For
Agenda item : Re-elect Michael O'Leary as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4h
For
Agenda item : Re-elect Julie O'Neill as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4i
Opposed
Agenda item : Re-elect James Osborne as Director.
UBS note : Member of the Audit or Remuneration Committee(s). Not
considered independent.
25 Sep 14
Ryanair Holdings plc
AGM
4j
For
Agenda item : Re-elect Louise Phelan as Director.
25 Sep 14
Ryanair Holdings plc
AGM
4k
For
Agenda item : Elect Michael Cawley as Director.
25 Sep 14
Ryanair Holdings plc
AGM
5
For
Agenda item : Authorise Board to Fix Remuneration of Auditors.
25 Sep 14
Ryanair Holdings plc
AGM
6
For
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities with
Pre-emptive Rights.
25 Sep 14
Ryanair Holdings plc
AGM
7
For
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities without
Pre-emptive Rights.
25 Sep 14
Ryanair Holdings plc
AGM
8
For
26 Sep 14
Umicore
EGM
A.1
For
Agenda item : Authorise Share Repurchase Program.
Agenda item : Approve Change-of-Control Clause Re : Credit Facility
Agreement with Natixis.
26 Sep 14
Umicore
EGM
B.1
For
26 Sep 14
Umicore
EGM
B.2
For
26 Sep 14
Umicore
EGM
B.3
For
Agenda item : Approve Cancellation of 8 Million Repurchased Shares through
Reduction of Non-Distributable Reserves.
Agenda item : Amend Article 8 Re: Update References to FSMA.
Agenda item : Authorise Repurchase of Up to 10 Percent of Issued Share
Capital.
31
UBS Global Asset Management
Corporate governance - European (ex UK) proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
30 Sep 14
Immofinanz AG
AGM
2
For
Agenda item : Approve Discharge of Management Board.
30 Sep 14
Immofinanz AG
AGM
3
For
Agenda item : Approve Discharge of Supervisory Board.
30 Sep 14
Immofinanz AG
AGM
4
For
Agenda item : Approve Remuneration of Supervisory Board Members.
30 Sep 14
Immofinanz AG
AGM
5
For
Agenda item : Ratify Auditors.
30 Sep 14
Immofinanz AG
AGM
6.1
For
Agenda item : Approve Decrease in Size of Board.
30 Sep 14
Immofinanz AG
AGM
6.2
For
Agenda item : Elect Supervisory Board Member: Christian Boehm.
30 Sep 14
Immofinanz AG
AGM
7
Opposed
Agenda item : Approve Creation of Pool of Capital without Pre-emptive
Rights.
UBS note : General authority to issue shares without pre-emption rights not in
shareholders' interests.
30 Sep 14
Immofinanz AG
AGM
8
For
Agenda item : Authorise Share Repurchase Program and Reissuance or
Cancellation of Repurchased Shares.
UBS Global Asset Management
32
Corporate governance - Japan proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Jul 14
Ito En Ltd.
AGM
1
For
Agenda item : Approve Allocation of Income, with a Final Dividend of JPY 20.
24 Jul 14
Ito En Ltd.
AGM
2.1
For
Agenda item : Elect Director Honjo, Hachiro.
24 Jul 14
Ito En Ltd.
AGM
2.10
For
Agenda item : Elect Director Nakano, Yoshihisa.
24 Jul 14
Ito En Ltd.
AGM
2.11
For
Agenda item : Elect Director Yosuke Jay Oceanbright Honjo.
24 Jul 14
Ito En Ltd.
AGM
2.12
For
Agenda item : Elect Director Namioka, Osamu.
24 Jul 14
Ito En Ltd.
AGM
2.13
For
Agenda item : Elect Director Kamiya, Shigeru.
24 Jul 14
Ito En Ltd.
AGM
2.14
For
Agenda item : Elect Director Soma, Fujitsugu.
24 Jul 14
Ito En Ltd.
AGM
2.15
For
Agenda item : Elect Director Nakagomi, Shuji.
24 Jul 14
Ito En Ltd.
AGM
2.16
For
Agenda item : Elect Director Uchiki, Hirokazu.
24 Jul 14
Ito En Ltd.
AGM
2.17
For
Agenda item : Elect Director Taguchi, Morikazu.
24 Jul 14
Ito En Ltd.
AGM
2.2
For
Agenda item : Elect Director Honjo, Daisuke.
24 Jul 14
Ito En Ltd.
AGM
2.3
For
Agenda item : Elect Director Ejima, Yoshito.
24 Jul 14
Ito En Ltd.
AGM
2.4
For
Agenda item : Elect Director Hashimoto, Shunji.
24 Jul 14
Ito En Ltd.
AGM
2.5
For
Agenda item : Elect Director Watanabe, Minoru.
24 Jul 14
Ito En Ltd.
AGM
2.6
For
Agenda item : Elect Director Honjo, Shusuke.
24 Jul 14
Ito En Ltd.
AGM
2.7
For
Agenda item : Elect Director Yashiro, Mitsuo.
24 Jul 14
Ito En Ltd.
AGM
2.8
For
Agenda item : Elect Director Kobayashi, Yoshio.
24 Jul 14
Ito En Ltd.
AGM
2.9
For
Agenda item : Elect Director Kanayama, Masami.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.1
For
Agenda item : Elect Director Tsuruha, Tatsuru.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.10
For
Agenda item : Elect Director Tsuruha, Jun.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.2
For
Agenda item : Elect Director Horikawa, Masashi.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.3
For
Agenda item : Elect Director Goto, Teruaki.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.4
For
Agenda item : Elect Director Ogawa, Hisaya.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.5
For
Agenda item : Elect Director Ofune, Masahiro.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.6
For
Agenda item : Elect Director Aoki, Keisei.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.7
For
Agenda item : Elect Director Tsuruha, Hiroko.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.8
For
Agenda item : Elect Director Okada, Motoya.
07 Aug 14
Tsuruha Holdings Inc.
AGM
1.9
For
Agenda item : Elect Director Fukuoka, Shinji.
07 Aug 14
Tsuruha Holdings Inc.
AGM
2.1
For
Agenda item : Appoint Statutory Auditor Nishi, Isao.
07 Aug 14
Tsuruha Holdings Inc.
AGM
2.2
For
Agenda item : Appoint Statutory Auditor Sakai, Jun.
07 Aug 14
Tsuruha Holdings Inc.
AGM
3
Opposed
Agenda item : Approve Stock Option Plan.
33
UBS Global Asset Management
Corporate governance - Japan proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
21 Aug 14
Oracle Corp. Japan
AGM
1.1
For
Agenda item : Elect Director Sugihara, Hiroshige.
21 Aug 14
Oracle Corp. Japan
AGM
1.2
For
Agenda item : Elect Director Nosaka, Shigeru.
21 Aug 14
Oracle Corp. Japan
AGM
1.3
For
Agenda item : Elect Director Derek H. Williams.
21 Aug 14
Oracle Corp. Japan
AGM
1.4
For
Agenda item : Elect Director John L. Hall.
21 Aug 14
Oracle Corp. Japan
AGM
1.5
For
Agenda item : Elect Director Eric R. Ball.
21 Aug 14
Oracle Corp. Japan
AGM
1.6
For
Agenda item : Elect Director Samantha Wellington.
21 Aug 14
Oracle Corp. Japan
AGM
1.7
For
Agenda item : Elect Director Ogishi, Satoshi.
21 Aug 14
Oracle Corp. Japan
AGM
1.8
For
Agenda item : Elect Director Murayama, Shuhei.
21 Aug 14
Oracle Corp. Japan
AGM
2
Opposed
Agenda item : Approve Stock Option Plan.
Comments
UBS note : The vesting conditions are inappropriate.
UBS note : The vesting conditions are inappropriate.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
1
For
Agenda item : Approve Allocation of Income, with a Final Dividend of JPY 30.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.1
Opposed
Agenda item : Elect Director Uno, Masateru.
UBS note : As President/Chairman the nominee is responsible for the
Corporate Governance of the company, which has no outsiders on the Board.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.2
For
Agenda item : Elect Director Okugawa, Hideshi.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.3
For
Agenda item : Elect Director Kawasaki, Yoshikazu.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.4
For
Agenda item : Elect Director Takemori, Motoi.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.5
For
Agenda item : Elect Director Shibata, Futoshi.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
2.6
For
Agenda item : Elect Director Uno, Yukitaka.
22 Aug 14
COSMOS PHARMACEUTICAL CORP
AGM
3
Opposed
Agenda item : Appoint Alternate Statutory Auditor Matsuzaki, Takashi.
UBS note : Nominee for Internal Statutory Auditor not considered
independent.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
1
For
Agenda item : Approve Allocation of Income, with a Final Dividend of JPY 26.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.1
For
Agenda item : Elect Director Yasuda, Takao.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.2
For
Agenda item : Elect Director Ohara, Koji.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.3
For
Agenda item : Elect Director Takahashi, Mitsuo.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.4
For
Agenda item : Elect Director Yoshida, Naoki.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.5
For
Agenda item : Elect Director Sekiguchi, Kenji.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
2.6
For
Agenda item : Elect Director Inoue, Yukihiko.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
3
For
Agenda item : Appoint Statutory Auditor Fukuda, Tomiaki.
UBS Global Asset Management
34
Corporate governance - Japan proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
4
For
Comments
Agenda item : Approve Special Payments to Directors in Connection with
Abolition of Retirement Bonus System.
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
5
For
Agenda item : Approve Special Payments to Statutory Auditors in Connection
26 Sep 14
Don Quijote Holdings Co., Ltd.
AGM
6
For
Agenda item : Approve Deep Discount Stock Option Plan.
26 Sep 14
Gree Inc.
AGM
1
For
Agenda item : Approve Allocation of Income, with a Final Dividend of JPY 11.
26 Sep 14
Gree Inc.
AGM
2
For
Agenda item : Amend Articles To Amend Business Lines - Clarify Director
with Abolition of Retirement Bonus System.
Authorities - Expand Board Eligibility - Clarify Terms of Alternate Statutory
Auditors.
26 Sep 14
Gree Inc.
AGM
3.1
For
Agenda item : Elect Director Tanaka, Yoshikazu.
26 Sep 14
Gree Inc.
AGM
3.10
For
Agenda item : Elect Director Iijima, Kazunobu.
26 Sep 14
Gree Inc.
AGM
3.2
For
Agenda item : Elect Director Yamagishi, Kotaro.
26 Sep 14
Gree Inc.
AGM
3.3
For
Agenda item : Elect Director Fujimoto, Masaki.
26 Sep 14
Gree Inc.
AGM
3.4
For
Agenda item : Elect Director Aoyagi, Naoki.
26 Sep 14
Gree Inc.
AGM
3.5
For
Agenda item : Elect Director Akiyama, Jin.
26 Sep 14
Gree Inc.
AGM
3.6
For
Agenda item : Elect Director Araki, Eiji.
26 Sep 14
Gree Inc.
AGM
3.7
For
Agenda item : Elect Director Shino, Sanku.
26 Sep 14
Gree Inc.
AGM
3.8
For
Agenda item : Elect Director Maeda, Yuta.
26 Sep 14
Gree Inc.
AGM
3.9
For
Agenda item : Elect Director Natsuno, Takeshi.
26 Sep 14
Gree Inc.
AGM
4
For
Agenda item : Appoint Alternate Statutory Auditor Nakamura, Takuro.
35
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
01 Jul 14
Marvell Technology Group Ltd.
AGM
1a
For
Agenda item : Elect Director Sehat Sutardja.
01 Jul 14
Marvell Technology Group Ltd.
AGM
1b
For
Agenda item : Elect Director Juergen Gromer.
01 Jul 14
Marvell Technology Group Ltd.
AGM
1c
For
Agenda item : Elect Director John G. Kassakian.
01 Jul 14
Marvell Technology Group Ltd.
AGM
1d
For
Agenda item : Elect Director Arturo Krueger.
01 Jul 14
Marvell Technology Group Ltd.
AGM
1e
For
Agenda item : Elect Director Randhir Thakur.
01 Jul 14
Marvell Technology Group Ltd.
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
01 Jul 14
Marvell Technology Group Ltd.
AGM
3
For
Agenda item : Approve PricewaterhouseCoopers LLP as Auditors and
Authorise Board to Fix Their Remuneration.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1a
For
Agenda item : Elect Director Warren Eisenberg.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1b
For
Agenda item : Elect Director Leonard Feinstein.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1c
For
Agenda item : Elect Director Steven H. Temares.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1d
For
Agenda item : Elect Director Dean S. Adler.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1e
For
Agenda item : Elect Director Stanley F. Barshay.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1f
For
Agenda item : Elect Director Geraldine T. Elliott.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1g
For
Agenda item : Elect Director Klaus Eppler.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1h
For
Agenda item : Elect Director Patrick R. Gaston.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1i
For
Agenda item : Elect Director Jordan Heller.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
1j
For
Agenda item : Elect Director Victoria A. Morrison.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
2
For
Agenda item : Ratify Auditors.
07 Jul 14
Bed Bath & Beyond Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
10 Jul 14
Foster Wheeler AG
EGM
1.1
For
Agenda item : Elect Director Tarun Bafna.
10 Jul 14
Foster Wheeler AG
EGM
1.2
For
Agenda item : Elect Director Samir Y. Brikho.
10 Jul 14
Foster Wheeler AG
EGM
1.3
For
Agenda item : Elect Director Ian P. McHoul.
10 Jul 14
Foster Wheeler AG
EGM
2
For
Agenda item : Elect Ian P. McHoul as Board Chairman.
10 Jul 14
Foster Wheeler AG
EGM
3.1
For
Agenda item : Elect Tarun Bafna to Compensation and Executive Development
10 Jul 14
Foster Wheeler AG
EGM
3.2
For
Committee.
Agenda item : Elect Samir Y. Brikho to Compensation and Executive
Development Committee.
10 Jul 14
Foster Wheeler AG
UBS Global Asset Management
EGM
3.3
For
Agenda item : Elect Ian P. McHoul to Compensation and Executive
36
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
10 Jul 14
Foster Wheeler AG
EGM
4
For
Agenda item : Amend Articles.
10 Jul 14
Foster Wheeler AG
EGM
5
Opposed
Agenda item : Additional and/or Counter-proposals Presented At the Meeting.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.1
For
Agenda item : Elect Director Jerry Fowden.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.10
For
Agenda item : Elect Director Mark Zupan.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.2
For
Agenda item : Elect Director Barry A. Fromberg.
Comments
Development Committee.
UBS note : Lack of details on proposals.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.3
For
Agenda item : Elect Director Robert L. Hanson.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.4
For
Agenda item : Elect Director Jeananne K. Hauswald.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.5
For
Agenda item : Elect Director James A. Locke, III.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.6
For
Agenda item : Elect Director Richard Sands.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.7
For
Agenda item : Elect Director Robert Sands.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.8
For
Agenda item : Elect Director Judy A. Schmeling.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
1.9
For
Agenda item : Elect Director Keith E. Wandell.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
2
For
Agenda item : Ratify Auditors.
23 Jul 14
CONSTELLATION BRANDS, INC.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1a
For
Agenda item : Elect Director Dominic Casserley.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1b
For
Agenda item : Elect Director Anna C. Catalano.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1c
For
Agenda item : Elect Director Roy Gardner.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1d
For
Agenda item : Elect Director Jeremy Hanley.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1e
For
Agenda item : Elect Director Robyn S. Kravit.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1f
For
Agenda item : Elect Director Wendy E. Lane.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1g
For
Agenda item : Elect Director Francisco Luzon.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1h
For
Agenda item : Elect Director James F. McCann.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1i
For
Agenda item : Elect Director Jaymin Patel.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1j
For
Agenda item : Elect Director Douglas B. Roberts.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1k
For
Agenda item : Elect Director Michael J. Somers.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
1l
For
Agenda item : Elect Director Jeffrey W. Ubben.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
2
For
Agenda item : Approve Auditors and Authorise Board to Fix Their
Remuneration.
37
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
3
For
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
4
Opposed
Agenda item : Amend Omnibus Stock Plan.
UBS note : The issuance of share options to non-executives is not considered
good practice as it may compromise their independence.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
5
Opposed
Agenda item : Renew Directors' Authority to Issue Shares Under Irish Law.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
6
Opposed
Agenda item : Authorise Issuance of Equity or Equity-Linked Securities without
Pre-emptive Rights.
UBS note : In aggregate the requests for authority to issue shares exceed what
we consider to be in shareholders' interests.
23 Jul 14
Willis Group Holdings Public Limited Company
AGM
7
For
Agenda item : Change Location of Annual Meeting.
25 Jul 14
Safeway Inc.
EGM
1
For
Agenda item : Approve Merger Agreement.
25 Jul 14
Safeway Inc.
EGM
2
For
Agenda item : Advisory Vote on Golden Parachutes.
25 Jul 14
Safeway Inc.
EGM
3
For
Agenda item : Adjourn Meeting.
25 Jul 14
Safeway Inc.
EGM
4a
For
Agenda item : Elect Director Robert L. Edwards.
25 Jul 14
Safeway Inc.
EGM
4b
For
Agenda item : Elect Director Janet E. Grove.
25 Jul 14
Safeway Inc.
EGM
4c
For
Agenda item : Elect Director Mohan Gyani.
25 Jul 14
Safeway Inc.
EGM
4d
For
Agenda item : Elect Director Frank C. Herringer.
25 Jul 14
Safeway Inc.
EGM
4e
For
Agenda item : Elect Director George J. Morrow.
25 Jul 14
Safeway Inc.
EGM
4f
For
Agenda item : Elect Director Kenneth W. Oder.
25 Jul 14
Safeway Inc.
EGM
4g
For
Agenda item : Elect Director T. Gary Rogers.
25 Jul 14
Safeway Inc.
EGM
4h
For
Agenda item : Elect Director Arun Sarin.
25 Jul 14
Safeway Inc.
EGM
4i
For
Agenda item : Elect Director William Y. Tauscher.
25 Jul 14
Safeway Inc.
EGM
5
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
25 Jul 14
Safeway Inc.
EGM
6
For
Agenda item : Ratify Auditors.
25 Jul 14
Safeway Inc.
EGM
7
Opposed
Agenda item : Label Products with GMO Ingredients.
25 Jul 14
Safeway Inc.
EGM
8
Opposed
Agenda item : Report on Extended Producer Responsibility Policy Position and
Assess Alternatives.
UBS Global Asset Management
38
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.1
Do Not Vote
Agenda item : Elect Directors Robert P. Fisher, Jr.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.1
For
Agenda item : Elect Director Gary B. Halverson.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.2
For
Agenda item : Elect Director Mark E. Gaumond.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.2
Do Not Vote
Agenda item : Elect Directors Celso Lourenco Goncalves.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.3
For
Agenda item : Elect Director Susan M. Green.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.3
Do Not Vote
Agenda item : Elect Directors Joseph Rutkowski.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.4
Do Not Vote
Agenda item : Elect Directors James S. Sawyer.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.4
For
Agenda item : Elect Director Janice K. Henry.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.5
For
Agenda item : Elect Director James F. Kirsch.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.5
Do Not Vote
Agenda item : Elect Directors Gabriel Stoliar.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.6
Do Not Vote
Agenda item : Elect Directors Douglas Taylor.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.6
For
Agenda item : Elect Director Richard K. Riederer.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
1.7
For
Agenda item : Elect Director Timothy W. Sullivan.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
2
For
Agenda item : Approve Non-Employee Director Restricted Stock Plan.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
2
Do Not Vote
Agenda item : Approve Non-Employee Director Restricted Stock Plan.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
3
Do Not Vote
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
4
Do Not Vote
Agenda item : Amend Omnibus Stock Plan.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
4
For
Agenda item : Amend Omnibus Stock Plan.
29 Jul 14
Cliffs Natural Resources Inc.
Proxy Contest
5
Do Not Vote
Agenda item : Ratify Auditors.
29 Jul 14
Legg Mason, Inc.
AGM
1.1
For
Agenda item : Elect Director Robert E. Angelica.
29 Jul 14
Legg Mason, Inc.
AGM
1.10
For
Agenda item : Elect Director Margaret Milner Richardson.
29 Jul 14
Legg Mason, Inc.
AGM
1.11
For
Agenda item : Elect Director Kurt L. Schmoke.
29 Jul 14
Legg Mason, Inc.
AGM
1.12
For
Agenda item : Elect Director Joseph A. Sullivan.
29 Jul 14
Legg Mason, Inc.
AGM
1.2
For
Agenda item : Elect Director Carol Anthony ('John') Davidson.
29 Jul 14
Legg Mason, Inc.
AGM
1.3
For
Agenda item : Elect Director Barry W. Huff.
29 Jul 14
Legg Mason, Inc.
AGM
1.4
For
Agenda item : Elect Director Dennis M. Kass.
29 Jul 14
Legg Mason, Inc.
AGM
1.5
For
Agenda item : Elect Director Cheryl Gordon Krongard.
29 Jul 14
Legg Mason, Inc.
AGM
1.6
For
Agenda item : Elect Director John V. Murphy.
39
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
29 Jul 14
Legg Mason, Inc.
AGM
1.7
For
Agenda item : Elect Director John H. Myers.
29 Jul 14
Legg Mason, Inc.
AGM
1.8
For
Agenda item : Elect Director Nelson Peltz.
29 Jul 14
Legg Mason, Inc.
AGM
1.9
For
Agenda item : Elect Director W. Allen Reed.
29 Jul 14
Legg Mason, Inc.
AGM
2
For
Agenda item : Amend Executive Incentive Bonus Plan.
29 Jul 14
Legg Mason, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
29 Jul 14
Legg Mason, Inc.
AGM
4
For
Agenda item : Ratify Auditors.
30 Jul 14
CA, Inc.
AGM
1A
For
Agenda item : Elect Director Jens Alder.
30 Jul 14
CA, Inc.
AGM
1B
For
Agenda item : Elect Director Raymond J. Bromark.
30 Jul 14
CA, Inc.
AGM
1C
For
Agenda item : Elect Director Gary J. Fernandes.
30 Jul 14
CA, Inc.
AGM
1D
For
Agenda item : Elect Director Michael P. Gregoire.
30 Jul 14
CA, Inc.
AGM
1E
For
Agenda item : Elect Director Rohit Kapoor.
30 Jul 14
CA, Inc.
AGM
1F
For
Agenda item : Elect Director Kay Koplovitz.
30 Jul 14
CA, Inc.
AGM
1G
For
Agenda item : Elect Director Christopher B. Lofgren.
30 Jul 14
CA, Inc.
AGM
1H
For
Agenda item : Elect Director Richard Sulpizio.
30 Jul 14
CA, Inc.
AGM
1I
For
Agenda item : Elect Director Laura S. Unger.
30 Jul 14
CA, Inc.
AGM
1J
For
Agenda item : Elect Director Arthur F. Weinbach.
30 Jul 14
CA, Inc.
AGM
1K
For
Agenda item : Elect Director Renato (Ron) Zambonini.
30 Jul 14
CA, Inc.
AGM
2
For
Agenda item : Ratify Auditors.
30 Jul 14
CA, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
30 Jul 14
McKesson Corporation
AGM
1a
For
Agenda item : Elect Director Andy D. Bryant.
30 Jul 14
McKesson Corporation
AGM
1b
For
Agenda item : Elect Director Wayne A. Budd.
30 Jul 14
McKesson Corporation
AGM
1c
For
Agenda item : Elect Director N. Anthony Coles.
30 Jul 14
McKesson Corporation
AGM
1d
For
Agenda item : Elect Director John H. Hammergren.
30 Jul 14
McKesson Corporation
AGM
1e
For
Agenda item : Elect Director Alton F. Irby, III.
30 Jul 14
McKesson Corporation
AGM
1f
For
Agenda item : Elect Director M. Christine Jacobs.
30 Jul 14
McKesson Corporation
AGM
1g
For
Agenda item : Elect Director Marie L. Knowles.
30 Jul 14
McKesson Corporation
AGM
1h
For
Agenda item : Elect Director David M. Lawrence.
30 Jul 14
McKesson Corporation
AGM
1i
For
Agenda item : Elect Director Edward A. Mueller.
30 Jul 14
McKesson Corporation
AGM
2
For
Agenda item : Ratify Auditors.
UBS Global Asset Management
40
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
30 Jul 14
McKesson Corporation
AGM
3
For
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
30 Jul 14
McKesson Corporation
AGM
4
For
Agenda item : Provide Right to Act by Written Consent.
UBS note : We generally vote for proposals that permit shareholders to act by
written consent and/or give the right to shareholders to call a special meeting.
30 Jul 14
McKesson Corporation
AGM
5
Opposed
Agenda item : Report on Political Contributions.
30 Jul 14
McKesson Corporation
AGM
6
For
Agenda item : Pro-rata Vesting of Equity Awards.
30 Jul 14
Voya Financial, Inc.
AGM
1a
For
Agenda item : Elect Director Jane P. Chwick.
30 Jul 14
Voya Financial, Inc.
AGM
1b
For
Agenda item : Elect Director Patrick G. Flynn.
30 Jul 14
Voya Financial, Inc.
AGM
1c
For
Agenda item : Elect Director J. Barry Griswell.
UBS note : Plan structure does not provide for suitable long term incentives.
30 Jul 14
Voya Financial, Inc.
AGM
1d
For
Agenda item : Elect Director Frederick S. Hubbell.
30 Jul 14
Voya Financial, Inc.
AGM
1e
For
Agenda item : Elect Director Hendricus A. Koemans.
30 Jul 14
Voya Financial, Inc.
AGM
1f
For
Agenda item : Elect Director Rodney O. Martin, Jr.
30 Jul 14
Voya Financial, Inc.
AGM
1g
For
Agenda item : Elect Director Willem F. Nagel.
30 Jul 14
Voya Financial, Inc.
AGM
1h
For
Agenda item : Elect Director Deborah C. Wright.
30 Jul 14
Voya Financial, Inc.
AGM
1i
For
Agenda item : Elect Director David Zwiener.
30 Jul 14
Voya Financial, Inc.
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
30 Jul 14
Voya Financial, Inc.
AGM
4
For
Agenda item : Approve Omnibus Stock Plan.
30 Jul 14
Voya Financial, Inc.
AGM
5
For
Agenda item : Amend Non-Employee Director Omnibus Stock Plan.
30 Jul 14
Voya Financial, Inc.
AGM
6
For
Agenda item : Ratify Auditors.
31 Jul 14
Electronic Arts Inc.
AGM
1a
For
Agenda item : Elect Director Leonard S. Coleman.
31 Jul 14
Electronic Arts Inc.
AGM
1b
For
Agenda item : Elect Director Jay C. Hoag.
31 Jul 14
Electronic Arts Inc.
AGM
1c
For
Agenda item : Elect Director Jeffrey T. Huber.
31 Jul 14
Electronic Arts Inc.
AGM
1d
For
Agenda item : Elect Director Vivek Paul.
31 Jul 14
Electronic Arts Inc.
AGM
1e
For
Agenda item : Elect Director Lawrence F. Probst, III.
31 Jul 14
Electronic Arts Inc.
AGM
1f
For
Agenda item : Elect Director Richard A. Simonson.
31 Jul 14
Electronic Arts Inc.
AGM
1g
For
Agenda item : Elect Director Luis A. Ubinas.
31 Jul 14
Electronic Arts Inc.
AGM
1h
For
Agenda item : Elect Director Denise F. Warren.
31 Jul 14
Electronic Arts Inc.
AGM
1i
For
Agenda item : Elect Director Andrew Wilson.
41
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
31 Jul 14
Electronic Arts Inc.
AGM
2
For
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
31 Jul 14
Electronic Arts Inc.
AGM
3
For
Agenda item : Ratify Auditors.
31 Jul 14
Michael Kors Holdings Limited
AGM
1a
For
Agenda item : Elect Director John D. Idol.
31 Jul 14
Michael Kors Holdings Limited
AGM
1b
For
Agenda item : Elect Director Silas K.F. Chou.
31 Jul 14
Michael Kors Holdings Limited
AGM
1c
For
Agenda item : Elect Director Ann McLaughlin Korologos.
31 Jul 14
Michael Kors Holdings Limited
AGM
2
For
Agenda item : Ratify Auditors.
31 Jul 14
Michael Kors Holdings Limited
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
04 Aug 14
Liberty Interactive Corporation
AGM
1.1
For
Agenda item : Elect Director Evan D. Malone.
04 Aug 14
Liberty Interactive Corporation
AGM
1.2
For
Agenda item : Elect Director David E. Rapley.
04 Aug 14
Liberty Interactive Corporation
AGM
1.3
For
Agenda item : Elect Director Larry E. Romrell.
04 Aug 14
Liberty Interactive Corporation
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
04 Aug 14
Liberty Interactive Corporation
AGM
3
For
Agenda item : Ratify Auditors.
04 Aug 14
Liberty Media Corporation
AGM
1.1
For
Agenda item : Elect Director Evan D. Malone.
04 Aug 14
Liberty Media Corporation
AGM
1.2
For
Agenda item : Elect Director David E. Rapley.
04 Aug 14
Liberty Media Corporation
AGM
1.3
For
Agenda item : Elect Director Larry E. Romrell.
04 Aug 14
Liberty Media Corporation
AGM
2
For
Agenda item : Ratify Auditors.
05 Aug 14
Airgas, Inc.
AGM
1.1
Withhold
Agenda item : Elect Director Peter McCausland.
05 Aug 14
Airgas, Inc.
AGM
1.2
Withhold
UBS note : Board ignored previous shareholder vote.
Agenda item : Elect Director Lee M. Thomas.
UBS note : Board ignored previous shareholder vote.
05 Aug 14
Airgas, Inc.
AGM
1.3
Withhold
05 Aug 14
Airgas, Inc.
AGM
1.4
Withhold
Agenda item : Elect Director John C. van Roden, Jr.
UBS note : Board ignored previous shareholder vote.
Agenda item : Elect Director Ellen C. Wolf.
UBS note : Board ignored previous shareholder vote.
05 Aug 14
Airgas, Inc.
AGM
2
For
05 Aug 14
Airgas, Inc.
AGM
3
For
Agenda item : Ratify Auditors.
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
05 Aug 14
Airgas, Inc.
UBS Global Asset Management
AGM
4
For
Agenda item : Declassify the Board of Directors.
42
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
UBS note : We generally support proposals to implement a staggered board as
the regular re-election of directors on a rotational basis provides continuity of
oversight and increased accountability.
05 Aug 14
Airgas, Inc.
AGM
5
For
Agenda item : Require a Majority Vote for the Election of Directors.
UBS note : We will vote for shareholder proposals requesting directors be
elected by a Majority Vote unless the company has cumulative voting, a
director resignation policy in place or will have by the time of the next
shareholder meeting.
05 Aug 14
Saputo Inc.
AGM
1.1
For
Agenda item : Elect Director Emanuele (Lino) Saputo.
05 Aug 14
Saputo Inc.
AGM
1.10
For
Agenda item : Elect Director Patricia Saputo.
05 Aug 14
Saputo Inc.
AGM
1.11
For
Agenda item : Elect Director Annette Verschuren.
05 Aug 14
Saputo Inc.
AGM
1.2
For
Agenda item : Elect Director Lino A. Saputo, Jr.
05 Aug 14
Saputo Inc.
AGM
1.3
For
Agenda item : Elect Director Lucien Bouchard.
05 Aug 14
Saputo Inc.
AGM
1.4
For
Agenda item : Elect Director Pierre Bourgie.
05 Aug 14
Saputo Inc.
AGM
1.5
For
Agenda item : Elect Director Henry E. Demone.
05 Aug 14
Saputo Inc.
AGM
1.6
For
Agenda item : Elect Director Anthony M. Fata.
05 Aug 14
Saputo Inc.
AGM
1.7
For
Agenda item : Elect Director Annalisa King.
05 Aug 14
Saputo Inc.
AGM
1.8
For
Agenda item : Elect Director Tony Meti.
05 Aug 14
Saputo Inc.
AGM
1.9
For
Agenda item : Elect Director Caterina Monticciolo.
05 Aug 14
Saputo Inc.
AGM
2
For
Agenda item : Approve Deloitte LLP as Auditors and Authorise Board to Fix
Their Remuneration.
06 Aug 14
Sprint Corporation
AGM
1.1
For
Agenda item : Elect Director Robert R. Bennett.
06 Aug 14
Sprint Corporation
AGM
1.2
For
Agenda item : Elect Director Gordon M. Bethune.
06 Aug 14
Sprint Corporation
AGM
1.3
For
Agenda item : Elect Director Marcelo Claure.
06 Aug 14
Sprint Corporation
AGM
1.4
For
Agenda item : Elect Director Ronald D. Fisher.
06 Aug 14
Sprint Corporation
AGM
1.5
For
Agenda item : Elect Director Daniel R. Hesse.
06 Aug 14
Sprint Corporation
AGM
1.6
For
Agenda item : Elect Director Frank Ianna.
06 Aug 14
Sprint Corporation
AGM
1.7
For
Agenda item : Elect Director Michael G. Mullen.
06 Aug 14
Sprint Corporation
AGM
1.8
For
Agenda item : Elect Director Masayoshi Son.
06 Aug 14
Sprint Corporation
AGM
1.9
For
Agenda item : Elect Director Sara Martinez Tucker.
06 Aug 14
Sprint Corporation
AGM
2
For
Agenda item : Ratify Auditors.
43
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
06 Aug 14
Sprint Corporation
AGM
3
Opposed
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
UBS note : We will not try to micro-manage compensation schemes; however,
we believe remuneration should not be excessive, and we will not support
compensation plans that are poorly structured or otherwise egregious.
06 Aug 14
Sprint Corporation
AGM
4
Opposed
Agenda item : Stock Retention/Holding Period.
06 Aug 14
Sprint Corporation
AGM
5
Opposed
Agenda item : Report on Political Contributions.
07 Aug 14
Ralph Lauren Corporation
AGM
1.1
For
Agenda item : Elect Director Frank A. Bennack, Jr.
07 Aug 14
Ralph Lauren Corporation
AGM
1.2
For
Agenda item : Elect Director Joel L. Fleishman.
07 Aug 14
Ralph Lauren Corporation
AGM
1.3
For
Agenda item : Elect Director Hubert Joly.
07 Aug 14
Ralph Lauren Corporation
AGM
1.4
For
Agenda item : Elect Director Steven P. Murphy.
07 Aug 14
Ralph Lauren Corporation
AGM
2
For
Agenda item : Ratify Auditors.
07 Aug 14
Ralph Lauren Corporation
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
07 Aug 14
Ralph Lauren Corporation
AGM
4
Opposed
Agenda item : Report on Human Rights Risk Assessment Process.
07 Aug 14
Red Hat, Inc.
AGM
1.1
For
Agenda item : Elect Director Sohaib Abbasi.
07 Aug 14
Red Hat, Inc.
AGM
1.2
For
Agenda item : Elect Director Narendra K. Gupta.
07 Aug 14
Red Hat, Inc.
AGM
1.3
For
Agenda item : Elect Director William S. Kaiser.
07 Aug 14
Red Hat, Inc.
AGM
1.4
For
Agenda item : Elect Director James M. Whitehurst.
07 Aug 14
Red Hat, Inc.
AGM
2
For
Agenda item : Ratify Auditors.
07 Aug 14
Red Hat, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
12 Aug 14
Precision Castparts Corp.
AGM
1a
For
Agenda item : Elect Director Mark Donegan.
12 Aug 14
Precision Castparts Corp.
AGM
1b
For
Agenda item : Elect Director Don R. Graber.
12 Aug 14
Precision Castparts Corp.
AGM
1c
For
Agenda item : Elect Director Lester L. Lyles.
12 Aug 14
Precision Castparts Corp.
AGM
1d
For
Agenda item : Elect Director Daniel J. Murphy.
12 Aug 14
Precision Castparts Corp.
AGM
1e
For
Agenda item : Elect Director Vernon E. Oechsle.
12 Aug 14
Precision Castparts Corp.
AGM
1f
For
Agenda item : Elect Director Ulrich Schmidt.
12 Aug 14
Precision Castparts Corp.
AGM
1g
For
Agenda item : Elect Director Richard L. Wambold.
12 Aug 14
Precision Castparts Corp.
AGM
1h
For
Agenda item : Elect Director Timothy A. Wicks.
12 Aug 14
Precision Castparts Corp.
AGM
2
For
Agenda item : Ratify Auditors.
UBS Global Asset Management
44
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
12 Aug 14
Precision Castparts Corp.
AGM
3
For
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
12 Aug 14
Precision Castparts Corp.
AGM
4
For
Agenda item : Pro-rata Vesting of Equity Awards.
UBS note : Where there is a clear conflict between management and
shareholder interests, even in those cases where management has been doing
a good job, we may elect to vote against management.
13 Aug 14
Computer Sciences Corporation
AGM
1a
For
Agenda item : Elect Director David J. Barram.
13 Aug 14
Computer Sciences Corporation
AGM
1b
For
Agenda item : Elect Director Erik Brynjolfsson.
13 Aug 14
Computer Sciences Corporation
AGM
1c
For
Agenda item : Elect Director Rodney F. Chase.
13 Aug 14
Computer Sciences Corporation
AGM
1d
For
Agenda item : Elect Director Bruce B. Churchill.
13 Aug 14
Computer Sciences Corporation
AGM
1e
For
Agenda item : Elect Director Nancy Killefer.
13 Aug 14
Computer Sciences Corporation
AGM
1f
For
Agenda item : Elect Director J. Michael Lawrie.
13 Aug 14
Computer Sciences Corporation
AGM
1g
For
Agenda item : Elect Director Brian P. MacDonald.
13 Aug 14
Computer Sciences Corporation
AGM
1h
For
Agenda item : Elect Director Sean O'Keefe.
13 Aug 14
Computer Sciences Corporation
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
13 Aug 14
Computer Sciences Corporation
AGM
3
For
Agenda item : Ratify Auditors.
13 Aug 14
The J. M. Smucker Company
AGM
1a
For
Agenda item : Elect Director Vincent C. Byrd.
13 Aug 14
The J. M. Smucker Company
AGM
1b
For
Agenda item : Elect Director Elizabeth Valk Long.
13 Aug 14
The J. M. Smucker Company
AGM
1c
For
Agenda item : Elect Director Sandra Pianalto.
13 Aug 14
The J. M. Smucker Company
AGM
1d
For
Agenda item : Elect Director Mark T. Smucker.
13 Aug 14
The J. M. Smucker Company
AGM
2
For
Agenda item : Ratify Auditors.
13 Aug 14
The J. M. Smucker Company
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
13 Aug 14
The J. M. Smucker Company
AGM
4
Opposed
13 Aug 14
Xilinx, Inc.
AGM
1.1
For
Agenda item : Elect Director Philip T. Gianos.
13 Aug 14
Xilinx, Inc.
AGM
1.2
For
Agenda item : Elect Director Moshe N. Gavrielov.
13 Aug 14
Xilinx, Inc.
AGM
1.3
For
Agenda item : Elect Director John L. Doyle.
13 Aug 14
Xilinx, Inc.
AGM
1.4
For
Agenda item : Elect Director William G. Howard, Jr.
13 Aug 14
Xilinx, Inc.
AGM
1.5
For
Agenda item : Elect Director J. Michael Patterson.
Compensation.
Compensation.
Agenda item : Amend Regulations Regarding General Voting Standard.
UBS note : Not in shareholders' interests.
45
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
13 Aug 14
Xilinx, Inc.
AGM
1.6
For
Agenda item : Elect Director Albert A. Pimentel.
13 Aug 14
Xilinx, Inc.
AGM
1.7
For
Agenda item : Elect Director Marshall C. Turner.
13 Aug 14
Xilinx, Inc.
AGM
1.8
For
Agenda item : Elect Director Elizabeth W. Vanderslice.
13 Aug 14
Xilinx, Inc.
AGM
2
For
Agenda item : Amend Qualified Employee Stock Purchase Plan.
13 Aug 14
Xilinx, Inc.
AGM
3
Opposed
Agenda item : Amend Omnibus Stock Plan.
UBS note : The issuance of share options to non-executives is not considered
good practice as it may compromise their independence.
13 Aug 14
Xilinx, Inc.
AGM
4
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
13 Aug 14
Xilinx, Inc.
AGM
5
For
Agenda item : Ratify Auditors.
15 Aug 14
Rowan Companies plc
EGM
1
For
Agenda item : Approve Capital Reduction.
21 Aug 14
Medtronic, Inc.
AGM
1.1
For
Agenda item : Elect Director Richard H. Anderson.
21 Aug 14
Medtronic, Inc.
AGM
1.10
For
Agenda item : Elect Director Preetha Reddy.
21 Aug 14
Medtronic, Inc.
AGM
1.2
For
Agenda item : Elect Director Scott C. Donnelly.
21 Aug 14
Medtronic, Inc.
AGM
1.3
For
Agenda item : Elect Director Omar Ishrak.
21 Aug 14
Medtronic, Inc.
AGM
1.4
For
Agenda item : Elect Director Shirley Ann Jackson.
21 Aug 14
Medtronic, Inc.
AGM
1.5
For
Agenda item : Elect Director Michael O. Leavitt.
21 Aug 14
Medtronic, Inc.
AGM
1.6
For
Agenda item : Elect Director James T. Lenehan.
21 Aug 14
Medtronic, Inc.
AGM
1.7
For
Agenda item : Elect Director Denise M. O'Leary.
21 Aug 14
Medtronic, Inc.
AGM
1.8
For
Agenda item : Elect Director Kendall J. Powell.
21 Aug 14
Medtronic, Inc.
AGM
1.9
For
Agenda item : Elect Director Robert C. Pozen.
21 Aug 14
Medtronic, Inc.
AGM
2
For
Agenda item : Ratify Auditors.
21 Aug 14
Medtronic, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
21 Aug 14
Medtronic, Inc.
AGM
4
For
Agenda item : Approve Qualified Employee Stock Purchase Plan.
21 Aug 14
Medtronic, Inc.
AGM
5
For
Agenda item : Adopt Majority Voting for Uncontested Election of Directors.
21 Aug 14
Medtronic, Inc.
AGM
6
For
Agenda item : Reduce Supermajority Vote Requirement for Establishing Range
21 Aug 14
Medtronic, Inc.
AGM
7
For
Compensation.
For Board Size.
Agenda item : Reduce Supermajority Vote Requirement for Removal of
Directors.
21 Aug 14
Medtronic, Inc.
UBS Global Asset Management
AGM
8
For
Agenda item : Reduce Supermajority Vote Requirement for Amendment of
46
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
25 Aug 14
Microchip Technology Incorporated
AGM
1.1
For
Agenda item : Elect Director Steve Sanghi.
25 Aug 14
Microchip Technology Incorporated
AGM
1.2
For
Agenda item : Elect Director Matthew W. Chapman.
25 Aug 14
Microchip Technology Incorporated
AGM
1.3
For
Agenda item : Elect Director L.B. Day.
25 Aug 14
Microchip Technology Incorporated
AGM
1.4
For
Agenda item : Elect Director Esther L. Johnson.
25 Aug 14
Microchip Technology Incorporated
AGM
1.5
For
Agenda item : Elect Director Wade F. Meyercord.
25 Aug 14
Microchip Technology Incorporated
AGM
2
For
Agenda item : Ratify Auditors.
25 Aug 14
Microchip Technology Incorporated
AGM
3
For
Agenda item : Amend Qualified Employee Stock Purchase Plan.
25 Aug 14
Microchip Technology Incorporated
AGM
4
For
Agenda item : Amend Nonqualified Employee Stock Purchase Plan.
25 Aug 14
Microchip Technology Incorporated
AGM
5
For
Comments
Articles.
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
28 Aug 14
Flextronics International Ltd.
Annual/Special
1
For
Agenda item : Authorise Share Repurchase Program.
28 Aug 14
Flextronics International Ltd.
Annual/Special
1
For
Agenda item : Re-elect Daniel H. Schulman as Director.
28 Aug 14
Flextronics International Ltd.
Annual/Special
2a
For
Agenda item : Re-elect Michael D. Capellas as Director.
28 Aug 14
Flextronics International Ltd.
Annual/Special
2b
For
Agenda item : Re-elect Marc A. Onetto as Director.
28 Aug 14
Flextronics International Ltd.
Annual/Special
3
For
Agenda item : Reappoint Lawrence A. Zimmerman as Director.
28 Aug 14
Flextronics International Ltd.
Annual/Special
4
For
Agenda item : Approve Reappointment of Deloitte & Touche LLP as Auditors
and Authorise Board to Fix Their Remuneration.
28 Aug 14
Flextronics International Ltd.
Annual/Special
5
For
28 Aug 14
Flextronics International Ltd.
Annual/Special
6
For
Agenda item : Approve Issuance of Shares without Pre-emptive Rights.
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
28 Aug 14
Flextronics International Ltd.
Annual/Special
7
For
Agenda item : Approve Changes in the Cash Compensation Payable to the
Chairman and Members of the Compensation Committee.
05 Sep 14
NetApp, Inc.
AGM
1a
For
Agenda item : Elect Director Thomas Georgens.
05 Sep 14
NetApp, Inc.
AGM
1b
For
Agenda item : Elect Director T. Michael Nevens.
05 Sep 14
NetApp, Inc.
AGM
1c
For
Agenda item : Elect Director Jeffry R. Allen.
05 Sep 14
NetApp, Inc.
AGM
1d
For
Agenda item : Elect Director Tor R. Braham.
05 Sep 14
NetApp, Inc.
AGM
1e
For
Agenda item : Elect Director Alan L. Earhart.
05 Sep 14
NetApp, Inc.
AGM
1f
For
Agenda item : Elect Director Gerald Held.
05 Sep 14
NetApp, Inc.
AGM
1g
For
Agenda item : Elect Director Kathryn M. Hill.
05 Sep 14
NetApp, Inc.
AGM
1h
For
Agenda item : Elect Director George T. Shaheen.
47
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
05 Sep 14
NetApp, Inc.
AGM
1i
For
Agenda item : Elect Director Robert T. Wall.
05 Sep 14
NetApp, Inc.
AGM
1j
For
Agenda item : Elect Director Richard P. Wallace.
05 Sep 14
NetApp, Inc.
AGM
2
For
Agenda item : Amend Omnibus Stock Plan.
05 Sep 14
NetApp, Inc.
AGM
3
For
Agenda item : Amend Qualified Employee Stock Purchase Plan.
05 Sep 14
NetApp, Inc.
AGM
4
For
Agenda item : Amend Executive Incentive Bonus Plan.
05 Sep 14
NetApp, Inc.
AGM
5
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
05 Sep 14
NetApp, Inc.
AGM
6
Opposed
Agenda item : Establish Public Policy Board Committee.
05 Sep 14
NetApp, Inc.
AGM
7
For
Agenda item : Ratify Auditors.
08 Sep 14
Patterson Companies, Inc.
AGM
1.1
For
Agenda item : Elect Director John D. Buck.
08 Sep 14
Patterson Companies, Inc.
AGM
1.2
For
Agenda item : Elect Director Jody H. Feragen.
08 Sep 14
Patterson Companies, Inc.
AGM
1.3
For
Agenda item : Elect Director Sarena S. Lin.
08 Sep 14
Patterson Companies, Inc.
AGM
1.4
For
Agenda item : Elect Director Neil A. Schrimsher.
08 Sep 14
Patterson Companies, Inc.
AGM
1.5
For
Agenda item : Elect Director Les C. Vinney.
08 Sep 14
Patterson Companies, Inc.
AGM
2
For
Agenda item : Approve Nonqualified Employee Stock Purchase Plan.
08 Sep 14
Patterson Companies, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
08 Sep 14
Patterson Companies, Inc.
AGM
4
For
Agenda item : Ratify Auditors.
09 Sep 14
Tyco International Ltd.
EGM
1
For
Agenda item : Change Jurisdiction of Incorporation [from Switzerland to
09 Sep 14
Tyco International Ltd.
EGM
2
For
Agenda item : Approve Creation of Distributable Reserves.
10 Sep 14
B/E Aerospace, Inc.
AGM
1.1
For
Agenda item : Elect Director Amin J. Khoury.
10 Sep 14
B/E Aerospace, Inc.
AGM
1.2
For
Agenda item : Elect Director Jonathan M. Schofield.
10 Sep 14
B/E Aerospace, Inc.
AGM
2
For
Ireland].
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
10 Sep 14
B/E Aerospace, Inc.
AGM
3
For
Agenda item : Ratify Auditors.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.1
For
Agenda item : Elect Director Charif Souki.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.10
For
Agenda item : Elect Director Heather R. Zichal.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.2
For
Agenda item : Elect Director Vicky A. Bailey.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.3
For
Agenda item : Elect Director G. Andrea Botta.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.4
For
Agenda item : Elect Director Keith F. Carney.
UBS Global Asset Management
48
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
11 Sep 14
Cheniere Energy, Inc.
AGM
1.5
For
Agenda item : Elect Director David I. Foley.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.6
For
Agenda item : Elect Director Randy A. Foutch.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.7
For
Agenda item : Elect Director David B. Kilpatrick.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.8
For
Agenda item : Elect Director Donald F. Robillard, Jr.
11 Sep 14
Cheniere Energy, Inc.
AGM
1.9
For
Agenda item : Elect Director Neal A. Shear.
11 Sep 14
Cheniere Energy, Inc.
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
11 Sep 14
Cheniere Energy, Inc.
AGM
3
For
Agenda item : Ratify Auditors.
11 Sep 14
H&R Block, Inc.
AGM
1a
For
Agenda item : Elect Director Paul J. Brown.
11 Sep 14
H&R Block, Inc.
AGM
1b
For
Agenda item : Elect Director William C. Cobb.
11 Sep 14
H&R Block, Inc.
AGM
1c
For
Agenda item : Elect Director Robert A. Gerard.
11 Sep 14
H&R Block, Inc.
AGM
1d
For
Agenda item : Elect Director David Baker Lewis.
11 Sep 14
H&R Block, Inc.
AGM
1e
For
Agenda item : Elect Director Victoria J. Reich.
11 Sep 14
H&R Block, Inc.
AGM
1f
For
Agenda item : Elect Director Bruce C. Rohde.
11 Sep 14
H&R Block, Inc.
AGM
1g
For
Agenda item : Elect Director Tom D. Seip.
11 Sep 14
H&R Block, Inc.
AGM
1h
For
Agenda item : Elect Director Christianna Wood.
11 Sep 14
H&R Block, Inc.
AGM
1i
For
Agenda item : Elect Director James F. Wright.
11 Sep 14
H&R Block, Inc.
AGM
2
For
Agenda item : Ratify Auditors.
11 Sep 14
H&R Block, Inc.
AGM
3
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
11 Sep 14
H&R Block, Inc.
AGM
4
For
Agenda item : Amend Executive Incentive Bonus Plan.
11 Sep 14
H&R Block, Inc.
AGM
5
Opposed
Agenda item : Report on Political Contributions.
18 Sep 14
NIKE, Inc.
AGM
1.1
For
Agenda item : Elect Director Alan B. Graf, Jr.
Compensation.
18 Sep 14
NIKE, Inc.
AGM
1.2
For
Agenda item : Elect Director John C. Lechleiter.
18 Sep 14
NIKE, Inc.
AGM
1.3
For
Agenda item : Elect Director Michelle A. Peluso.
18 Sep 14
NIKE, Inc.
AGM
1.4
For
Agenda item : Elect Director Phyllis M. Wise.
18 Sep 14
NIKE, Inc.
AGM
2
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
18 Sep 14
NIKE, Inc.
AGM
3
For
Agenda item : Ratify Auditors.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.1
For
Agenda item : Elect Director Mogens C. Bay.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.10
For
Agenda item : Elect Director Gary M. Rodkin.
Compensation.
49
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
19 Sep 14
ConAgra Foods, Inc.
AGM
1.11
For
Agenda item : Elect Director Andrew J. Schindler.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.12
For
Agenda item : Elect Director Kenneth E. Stinson.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.2
For
Agenda item : Elect Director Thomas K. Brown.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.3
For
Agenda item : Elect Director Stephen G. Butler.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.4
For
Agenda item : Elect Director Steven F. Goldstone.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.5
For
Agenda item : Elect Director Joie A. Gregor.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.6
For
Agenda item : Elect Director Rajive Johri.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.7
For
Agenda item : Elect Director W.G. Jurgensen.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.8
For
Agenda item : Elect Director Richard H. Lenny.
19 Sep 14
ConAgra Foods, Inc.
AGM
1.9
For
Agenda item : Elect Director Ruth Ann Marshall.
19 Sep 14
ConAgra Foods, Inc.
AGM
2
Opposed
Agenda item : Approve Omnibus Stock Plan.
UBS note : The issuance of share options to non-executives is not considered
good practice as it may compromise their independence.
19 Sep 14
ConAgra Foods, Inc.
AGM
3
For
Agenda item : Approve Executive Incentive Bonus Plan.
19 Sep 14
ConAgra Foods, Inc.
AGM
4
For
Agenda item : Ratify Auditors.
19 Sep 14
ConAgra Foods, Inc.
AGM
5
For
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
19 Sep 14
ConAgra Foods, Inc.
AGM
6
Opposed
Agenda item : Provide Vote Counting to Exclude Abstentions.
23 Sep 14
General Mills, Inc.
AGM
1a
For
Agenda item : Elect Director Bradbury H. Anderson.
23 Sep 14
General Mills, Inc.
AGM
1b
For
Agenda item : Elect Director R. Kerry Clark.
23 Sep 14
General Mills, Inc.
AGM
1c
For
Agenda item : Elect Director Paul Danos.
23 Sep 14
General Mills, Inc.
AGM
1d
For
Agenda item : Elect Director Henrietta H. Fore.
23 Sep 14
General Mills, Inc.
AGM
1e
For
Agenda item : Elect Director Raymond V. Gilmartin.
23 Sep 14
General Mills, Inc.
AGM
1f
For
Agenda item : Elect Director Judith Richards Hope.
23 Sep 14
General Mills, Inc.
AGM
1g
For
Agenda item : Elect Director Heidi G. Miller.
23 Sep 14
General Mills, Inc.
AGM
1h
For
Agenda item : Elect Director Hilda Ochoa-Brillembourg.
23 Sep 14
General Mills, Inc.
AGM
1i
For
Agenda item : Elect Director Steve Odland.
23 Sep 14
General Mills, Inc.
AGM
1j
For
Agenda item : Elect Director Kendall J. Powell.
23 Sep 14
General Mills, Inc.
AGM
1k
For
Agenda item : Elect Director Michael D. Rose.
23 Sep 14
General Mills, Inc.
AGM
1l
For
Agenda item : Elect Director Robert L. Ryan.
23 Sep 14
General Mills, Inc.
AGM
1m
For
Agenda item : Elect Director Dorothy A. Terrell.
UBS Global Asset Management
50
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
23 Sep 14
General Mills, Inc.
AGM
2
For
Comments
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
23 Sep 14
General Mills, Inc.
AGM
3
For
Agenda item : Ratify Auditors.
23 Sep 14
General Mills, Inc.
AGM
4
Opposed
Agenda item : Assess Environmental Impact of Non-Recyclable Packaging.
23 Sep 14
General Mills, Inc.
AGM
5
Opposed
Agenda item : Adopt Policy Removing GMO Ingredients from Products.
23 Sep 14
Pepco Holdings, Inc.
EGM
1
For
Agenda item : Approve Merger Agreement.
23 Sep 14
Pepco Holdings, Inc.
EGM
2
Opposed
Agenda item : Advisory Vote on Golden Parachutes.
23 Sep 14
Pepco Holdings, Inc.
EGM
3
For
Agenda item : Adjourn Meeting.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.1
For
Agenda item : Elect Director Alain Bouchard.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.10
For
Agenda item : Elect Director Daniel Rabinowicz.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.11
For
Agenda item : Elect Director Jean Turmel.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.2
For
Agenda item : Elect Director Nathalie Bourque.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.3
For
Agenda item : Elect Director Jacques D'Amours.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.4
For
Agenda item : Elect Director Roger Desrosiers.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.5
For
Agenda item : Elect Director Jean Elie.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.6
For
Agenda item : Elect Director Richard Fortin.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.7
For
Agenda item : Elect Director Brian Hannasch.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.8
For
Agenda item : Elect Director Melanie Kau.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
1.9
For
Agenda item : Elect Director Real Plourde.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
2
For
UBS note : The vesting conditions are inappropriate.
Agenda item : Approve PricewaterhouseCoopers LLP as Auditors and
Authorise Board to Fix Their Remuneration.
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
3
Opposed
24 Sep 14
Alimentation Couche-Tard Inc.
Annual/Special
4
For
Agenda item : Approve Advance Notice Policy.
UBS note : Poor corporate governance practices.
Agenda item : SP1: Advisory Vote to Ratify Named Executive Officers'
Compensation.
UBS note : We support shareholder proposals to encourage companies to
submit an advisory vote to ratify executives' compensation.
24 Sep 14
Weatherford International plc
AGM
1A
For
Agenda item : Elect Director David J. Butters.
24 Sep 14
Weatherford International plc
AGM
1B
For
Agenda item : Elect Director Bernard J. Duroc-Danner.
24 Sep 14
Weatherford International plc
AGM
1C
For
Agenda item : Elect Director John D. Gass.
51
UBS Global Asset Management
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
24 Sep 14
Weatherford International plc
AGM
1D
For
Agenda item : Elect Director Francis S. Kalman.
24 Sep 14
Weatherford International plc
AGM
1E
For
Agenda item : Elect Director William E. Macaulay.
24 Sep 14
Weatherford International plc
AGM
1F
For
Agenda item : Elect Director Robert K. Moses, Jr.
24 Sep 14
Weatherford International plc
AGM
1G
For
Agenda item : Elect Director Guillermo Ortiz.
24 Sep 14
Weatherford International plc
AGM
1H
For
Agenda item : Elect Director Emyr Jones Parry.
24 Sep 14
Weatherford International plc
AGM
1I
For
Agenda item : Elect Director Robert A. Rayne.
24 Sep 14
Weatherford International plc
AGM
2
For
Agenda item : Approve Auditors and Authorise Board to Fix Their
24 Sep 14
Weatherford International plc
AGM
3
For
Remuneration Auditors.
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
24 Sep 14
Weatherford International plc
AGM
4
For
Agenda item : Authorise Holding of 2015 Annual General Meeting Outside of
25 Sep 14
DIRECTV
EGM
1
For
Agenda item : Approve Merger Agreement.
25 Sep 14
DIRECTV
EGM
2
For
Agenda item : Advisory Vote on Golden Parachutes.
25 Sep 14
DIRECTV
EGM
3
For
Agenda item : Adjourn Meeting.
29 Sep 14
FedEx Corporation
AGM
1.1
For
Agenda item : Elect Director James L. Barksdale.
29 Sep 14
FedEx Corporation
AGM
1.10
For
Agenda item : Elect Director Frederick W. Smith.
29 Sep 14
FedEx Corporation
AGM
1.11
For
Agenda item : Elect Director David P. Steiner.
29 Sep 14
FedEx Corporation
AGM
1.12
For
Agenda item : Elect Director Paul S. Walsh.
29 Sep 14
FedEx Corporation
AGM
1.2
For
Agenda item : Elect Director John A. Edwardson.
29 Sep 14
FedEx Corporation
AGM
1.3
For
Agenda item : Elect Director Marvin R. Ellison.
29 Sep 14
FedEx Corporation
AGM
1.4
For
Agenda item : Elect Director Kimberly A. Jabal.
29 Sep 14
FedEx Corporation
AGM
1.5
For
Agenda item : Elect Director Shirley Ann Jackson.
29 Sep 14
FedEx Corporation
AGM
1.6
For
Agenda item : Elect Director Gary W. Loveman.
29 Sep 14
FedEx Corporation
AGM
1.7
For
Agenda item : Elect Director R. Brad Martin.
29 Sep 14
FedEx Corporation
AGM
1.8
For
Agenda item : Elect Director Joshua Cooper Ramo.
29 Sep 14
FedEx Corporation
AGM
1.9
For
Agenda item : Elect Director Susan C. Schwab.
29 Sep 14
FedEx Corporation
AGM
2
For
Ireland.
Agenda item : Advisory Vote to Ratify Named Executive Officers'
Compensation.
29 Sep 14
FedEx Corporation
AGM
3
For
Agenda item : Ratify Auditors.
29 Sep 14
FedEx Corporation
AGM
4
Opposed
Agenda item : Adopt Proxy Access Right.
UBS Global Asset Management
52
Corporate governance - North America proxy voting
from 01 Jul 14 to 30 Sep 14
Date
Company
Meeting
(AGM/EGM)
Resolution Vote cast
Comments
29 Sep 14
FedEx Corporation
AGM
5
Opposed
Agenda item : Provide Vote Counting to Exclude Abstentions.
29 Sep 14
FedEx Corporation
AGM
6
Opposed
Agenda item : Adopt Policy Prohibiting Hedging and Pledging Transactions.
29 Sep 14
FedEx Corporation
AGM
7
Opposed
Agenda item : Adopt Policy Prohibiting Tax Payments on Restricted Stock
29 Sep 14
FedEx Corporation
AGM
8
Opposed
Awards.
53
Agenda item : Report on Political Contributions.
UBS Global Asset Management
UBS Global Asset Management (UK) Ltd and UBS Global Asset Management Funds Ltd are authorised
and regulated by the Financial Conduct Authority. UBS Global Asset Management Life Ltd is
authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority
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
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