Series 6
Investment Company/Variables Contracts Limited
Representative Exam
Exam Description
Courseware Options:
The Series 6 Exam qualifies a candidate for the solicitation, purchase and/or sale of
mutual funds, Unit Investment Trusts, variable annuities and variable life insurance
contracts issued by an insurance company. The actual NASD exam consists of 100
multiple-choice questions and the testing time is two hours and fifteen minutes.
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
Topics Covered
RegEd’s Series 6 course covers everything a candidate to pass the exam including
stocks, debt securities, investment banking, customer accounts, securities markets,
taxation, investment companies, variable contracts, retirement plans and securities
industry regulations.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s preeminent
source material to create NASD Exam Prep courses unlike any other available on the
market. Using techniques designed to eliminate tedium many candidates experience, our content is presented in an easy to read, pragmatic style that supports
comprehension of the rules and regulations, rather than simple memorization.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and to help build
candidates’ confidence levels.
Visual Learning
Research in both educational theory and cognitive psychology tells us that visual
learning is one of the best methods for teaching students. Extensive visuals and
graphics throughout our materials help add texture to the concepts to improve
learning comprehension. With visual learning, new concepts are more thoroughly
and easily understood.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early
and often builds confidence, improves test-taking skills and helps to pinpoint
areas of weakness.
Our Series 6 study material includes five unit exams and six practice exams.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Ask your sales representative about
quantity discount pricing.
Series 7
General Securities Representative Exam
Exam Description
Understanding Options
The Series 7 Exam qualifies a candidate for the solicitation, purchase, and/or sale of
all securities products, including corporate securities, municipal securities, options,
direct participation programs, investment company products, and variable contracts.
The actual NASD exam is administered in two parts. Each section consists of 125
questions and three hours of testing time; totaling six hours of testing time and
250 multiple choice questions.
Our options program is designed to help
students over the traditional hurdles
of understanding this difficult subject
matter. Our straightforward material
demystifies the world of options and its
terminology to help students understand how they work.
Topics Covered
RegEd’s Series 7 courseware covers everything candidates need to pass the exam
including stocks, corporate and government debt securities, investment banking,
securities markets, taxation, direct participation programs, mutual funds, variable
annuities, securities analysis, margin, options, SROs and municipal securities.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s
preeminent source material to create NASD Exam Prep courses unlike any other
available on the market. Using techniques designed to eliminate tedium many
candidates experience, our content is presented in an easy to read, pragmatic
style that supports comprehension of the rules and regulations, rather than
simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early
and often builds confidence, improves test-taking skills and helps pinpoint areas
of weakness.
Visual Learning
Research in both educational theory and cognitive psychology tells us that visual
learning is one of the best methods for teaching students. Extensive visuals and
graphics throughout our materials help add texture to the concepts to improve
learning comprehension. With visual learning, new concepts are more thoroughly
and easily understood.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and to help build
candidates’ confidence levels.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
Our Series 7 study material includes
five unit exams, one customer
accounts exam, one municipal bonds
exam, one options exam, six practice
exams of 125 questions each and one
250-question simulated
Series 7 Exam.
Courseware Options:
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Ask your sales representative about
quantity discount pricing.
Series 9/10
General Securities Sales Supervisor Exam
Exam Description
Courseware Options:
The Series 9/10 Exam qualifies a candidate to be a General Securities Sales
Supervisor under NASD and MSRB rules, and a Branch Office Manager (BOM)
under NYSE rules. The examination requirement for registration under these
categories requires passing both the Series 9 Exam and the Series 10 Exam. The
Series 9 section of the exam consists of 55 questions requiring one and a half
hours of testing time. The Series 10 section of the exam consist of 145 questions
requiring four hours of testing time.
• Series 9 Self-Study Manual with
Printed or Online Practice Exams
Topics Covered
• Series 9 Self-Study Manual, Choice of
Practice Exams & Virtual Classroom
• Series 9 Self-Study Manual, Choice
of Practice Exams & Traditional
Classroom
RegEd’s Series 9/10 courseware covers everything candidates need to pass the
exams including, managing an OSJ, supervising transactions with customers,
supervising the sale of new issues, post-trade and operational issues, MSRB rules,
option strategies for both equity and non-equity options, options markets, and
supervision of options accounts.
• Series 10 Self-Study Manual with
Printed or Online Practice Exams
Securities Expertise
• Series 10 Self-Study Manual, Choice
of Practice Exams & Traditional
Classroom
RegEd has set the standard as the industry’s most comprehensive source of
regulatory information. All RegEd training materials are designed and maintained
by a team of industry experts with an in-depth knowledge of security rules and
regulations. Our NASD Exam Prep solutions are the only exam preparation materials
available with a direct link to the most comprehensive database of rules and
regulations in the securities industry. In fact, many of the NASD outlines
include RegEd materials as references.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s
preeminent source material to create NASD Exam Prep courses unlike any other
available on the market. Using techniques designed to eliminate tedium many
candidates experience, our content is presented in an easy to read, pragmatic
style that supports comprehension of the rules and regulations, rather than
simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early
and often builds confidence, improves test-taking skills and helps pinpoint areas
of weakness.
Our Series 9/10 study material includes four practice exams each for Series
9 and 10.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
• Series 10 Self-Study Manual, Choice
of Practice Exams & Virtual Classroom
Ask your sales representative about
quantity discount pricing.
Series 24
General Securities Principal Exam
Exam Description
Resource Links
The Series 24 Exam qualifies individuals required to register as an NASD General
Securities Principal in order to manage or supervise the member’s investment
banking or securities business for corporate securities, direct participation programs,
and investment company products/variable contracts. The actual exam has 150
multiple-choice questions and requires three and a half hours testing time.
We recognize that candidates preparing for the Series 24 often enter
the study process with varied levels of
knowledge. In addition to including
all exam-critical content, we have
added resource links throughout the
material. These resource links cover
background material that is not tested
on the exam, but which may be necessary for a candidate to review if they
have forgotten or are unfamiliar with
particular background topics. The result
is a customizable study program that
allows students to adjust the amount
of non-critical exam and background
material they review based on their
own unique needs.
Topics Covered
RegEd’s Series 24 courseware covers everything candidates need to pass the exam
including supervision of market-making and trading, investment banking activities,
brokerage and office procedures. This series also includes customer protection and
financial responsibility, customer accounts, margin accounts, record keeping,
reporting, SEC and SRO rules and regulations and retirement planning.
Securities Expertise
RegEd has set the standard as the industry’s most comprehensive source of
regulatory information. All RegEd training materials are designed and maintained
by a team of industry experts with an in-depth knowledge of security rules and
regulations. Our NASD Exam Prep solutions are the only exam preparation materials
available with a direct link to the most comprehensive database of rules and
regulations in the securities industry. In fact, many of the NASD outlines include
RegEd materials as references.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s preeminent
source material to create NASD Exam Prep courses unlike any other available on the
market. Using techniques designed to eliminate tedium many candidates experience, our content is presented in an easy to read, pragmatic style that supports
comprehension of the rules and regulations, rather than simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early
and often builds confidence, improves test-taking skills and helps to pinpoint
areas of weakness.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
Our Series 24 study material includes
four practice exams.
Courseware Options:
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Ask your sales representative about
quantity discount pricing.
Series 26
Investment Company/Variable Contracts Principal
Exam Description
Courseware Options:
The Series 26 Exam is a limited principal designation that allows an individual to
supervise Series 6 representatives engaged in mutual fund and variable contracts,
insurance premium funding programs and other contracts issued by an
insurance company.
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
Topics Covered
RegEd’s Series 26 courseware covers everything candidates need to pass the exam
including the securities industry rules and regulations, financial and operational
requirements, investment company products, retirement plans, variable annuity and
life contracts, NASD regulations, compliance, record-keeping rules and supervision of
employees and customer transactions.
Securities Expertise
RegEd has set the standard as the industry’s most comprehensive source of
regulatory information. All RegEd training materials are designed and maintained
by a team of industry experts with an in-depth knowledge of security rules and
regulations. Our NASD Exam Prep solutions are the only exam preparation materials
available with a direct link to the most comprehensive database of rules and
regulations in the securities industry. In fact, many of the NASD outlines include
RegEd materials as references.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s
preeminent source material to create NASD Exam Prep courses unlike any other
available on the market. Using techniques designed to eliminate tedium many
candidates experience, our content is presented in an easy to read, pragmatic
style that supports comprehension of the rules and regulations, rather than
simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early and
often builds confidence, improves test-taking skills and pinpoints areas of weakness.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and to help build
candidates’ confidence levels.
Our Series 26 study material includes four practice exams.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
Ask your sales representative about
quantity discount pricing.
Series 63
Uniform Securities Agent (State Law Examination)
Exam Description
Courseware Options:
The Series 63 Exam qualifies an individual for registration as a Uniform Securities
Agent as required by most states. The actual NASD exam is 65 multiple-choice questions and the testing time is an hour and fifteen minutes.
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
Topics Covered
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
RegEd’s Series 63 courseware covers everything candidates need to pass the exam
including state securities laws and regulations, registration requirements for broker
dealers, agents and investment advisers, fraudulent and other prohibited practices,
regulatory oversights and criminal penalties.
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Proven Techniques
Ask your sales representative about
quantity discount pricing.
Our uniquely qualified team of securities experts has leveraged RegEd’s
preeminent source material to create NASD Exam Prep courses unlike any other
available on the market. Using techniques designed to eliminate tedium many
candidates experience, our content is presented in an easy to read, pragmatic
style that supports comprehension of the rules and regulations, rather than
simple memorization.
Unique Questions and Answer Format
Our distinctive Series 63 materials are designed to help eliminate the tedium that
is inherent with studying for this exam. Our question and answer format keeps
students engaged throughout the study process.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early and
often builds confidence, improves test-taking skills and pinpoints areas of weakness.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and to help build
candidates’ confidence levels.
Our Series 63 study material includes four practice exams.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
Series 65
Uniform Investment Adviser Law Exam
Exam Description
Courseware Options:
The Series 65 Exam qualifies an individual for registration as an Investment Adviser
Representative; as required by most states. The actual NASD exam is comprised of
130 multiple-choice questions. The testing time for the exam is three hours.
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams
Topics Covered
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
RegEd’s Series 65 courseware covers everything candidates need to know to pass
the exam including clients, risks, strategies, portfolios, taxation, federal regulations,
fraudulent practices, equity and debt securities, retirement plans, state securities and
law, investment advisors and the SEC release IA-1092.
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Securities Expertise
Ask your sales representative about
quantity discount pricing.
RegEd has set the standard as the industry’s most comprehensive source of
regulatory information. All RegEd training materials are designed and maintained
by a team of industry experts with an in-depth knowledge of security rules and
regulations. Our NASD Exam Prep solutions are the only exam preparation materials
available with a direct link to the most comprehensive database of rules and
regulations in the securities industry. In fact, many of the NASD outlines include
RegEd materials as references.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s
preeminent source material to create NASD Exam Prep courses unlike any other
available on the market. Using techniques designed to eliminate tedium many
candidates experience, our content is presented in an easy to read, pragmatic
style that supports comprehension of the rules and regulations, rather than
simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early and
often builds confidence, improves test-taking skills and pinpoints areas of weakness.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and to help build
candidates confidence levels.
Our Series 65 study material includes four practice exams.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
Series 66
Uniform Combined State Law Examination
Exam Description
Courseware Options:
The Series 66 Exam qualifies an individual for registration as both an Investment
Adviser Representative and a Securities Agent as required by most states. The actual
NASD exam is comprised of 100 multiple-choice questions. The testing time for the
exam is two and a half hours.
• Self-Study Manual with Choice of
Printed, CD-ROM or Online
Practice Exams.
Topics Covered
RegEd’s Series 66 courseware covers everything candidates need to pass the exam
including risks, strategies, portfolios, taxation, federal regulations, investment
advisors, SEC release IA-1092, investment risks, USA definition of terms, regulation
of securities and exemptions and unethical practices of investment advisors.
Securities Expertise
RegEd has set the standard as the industry’s most comprehensive source of
regulatory information. All RegEd training materials are designed and maintained
by a team of industry experts with an in-depth knowledge of security rules and
regulations. Our NASD Exam Prep solutions are the only exam preparation materials
available with a direct link to the most comprehensive database of rules and
regulations in the securities industry. In fact, many of the NASD outlines include
RegEd materials as references.
Proven Techniques
Our uniquely qualified team of securities experts has leveraged RegEd’s preeminent
source material to create NASD Exam Prep courses unlike any other available on
the market. Using techniques designed to eliminate tedium many candidates
experience, our content is presented in an easy to read, pragmatic style
that supports comprehension of the rules and regulations, rather than
simple memorization.
Practice Makes Perfect
RegEd incorporates more testing throughout each training option. Testing early,
and often, builds confidence, improves test-taking skills, and helps to pinpoint
areas of weakness.
Key Concepts and Comprehension Checks
The use of Key Concepts and Comprehension Checks within each chapter helps to
highlight critical exam content, reinforce the material covered and boost candidates’
confidence levels.
Our Series 66 study material includes four practice exams.
For more information contact RegEd at 800.334.8322 or email sales@RegEd.com
• Self-Study Manual with Choice of
Practice Exams & Virtual Classroom
• Self-Study Manual with Choice of
Practice Exams & Traditional
Classroom
Ask your sales representative about
quantity discount pricing.