Binocular Disparity as an Explanation for the Moon Illusion Joseph Antonides and Toshiro Kubota Department of Mathematics and Computer Science, Susquehanna University, 514 University Avenue, Selinsgrove, PA 17870 ABSTRACT We present another explanation for the moon illusion, in which the moon looks larger near the horizon than near the zenith. In our model, the sky is considered spatially contiguous and geometrically smooth. When an object (like the moon) breaks the contiguity of the surface, humans perceive an occlusion of the surface rather than an object appearing through a hole. Binocular vision dictates that the moon is distant, but this perception model dictates that the moon is closer than the sky. To solve the dilemma, the brain distorts the projections of the moon to increase the binocular disparity, which results in an increase of the angular size of the moon. The degree of the distortion depends on the apparent distance to the sky, which is influenced by distance cues such as surrounding objects and the condition of the sky. The closer the sky appears, the stronger the illusion. At the zenith, few distance cues are present, causing difficulty with distance estimation and weakening the illusion. INTRODUCTION • • • • • • • Humans puzzled by moon illusion for centuries Countless theories proposed, dating back to Aristotle (Hershenson) Moon illusion now researched more by psychological researchers than mathematical and physical No one theory has been accepted Two purposes of our project: to introduce existing theories and to propose a new theory Our proposal: moon illusion caused by a contradiction between binocular clues and occlusion clues Binocular disparity indicates distance to the moon is greater than perceived distance to the sky TABLE 1: Summaries of the Apparent Distance, Size-Contrast, and Oculomotor Micropsia/Macropsia theories and our rationales for rejection THEORY SUMMARY Apparent Distance Theory RATIONALE FOR REJECTION • First proposed by Alhazen in the • If the moon appears larger at 11th century the horizon, the Apparent • Humans perceive the sky as a Distance theory requires that two-dimensional surface the moon also appears farther • As objects move closer to the away. This is contrary to what horizon, their perceived angular most claim to observe. • Most claim moon appears sizes decrease closer or perhaps the same distance at the horizon, but not farther • Perceived angular size of moon • Does not explain the dependent upon angular sizes occasional extreme degree of of objects surrounding moon expansion at the horizon Size-Contrast • Does not explain why the (Restle) Theory • Theory likened to Ebbinghaus illusion is not detected on illusion (Figure 1): context video camera circles affect perceived sizes of center circles • Distance cues in the moon’s • Poses similarity to the vista cause eyes to experience “flattened sky dome” model of adjustments (McCready) the Apparent Distance theory; • Cues to “far” distances induce results in the same sizemacropsia: objects appear distance paradox. Oculomotor angularly larger than they Micropsia/Macropsia actually are Theory • Cues to “near” distances induce micropsia: objects appear angularly smaller than they actually are FIGURE 1: The Ebbinghaus illusion. Notice the center circles are actually the same size, but surrounding context circles cause the center circles to appear larger (right) and smaller (left). SURVEY • Objective: To see if people, in general, perceive the moon as occluding the sky • Question: Order the three dominant objects in the images (Figure 2), from closest to farthest • Results: 347 of the 450 participants (77.3%) perceived the moon as occluding the sky OUR PROPOSAL First, we establish two rules about visual interpretation, using Hoffman’s Visual Intelligence as a guide: Rule 1: When humans see a spatially homogeneous area, they interpret it as a spatially contiguous surface. Rule 2: When humans see a small area disturbing the homogeneous area, they interpret it as an object occluding the surface, rather than a hole in the surface. With these rules we find: • We perceive the sky as a spatially contiguous surface, and we interpret that the moon occludes the sky • The moon appears closer than the sky, but binocular vision dictates the moon is distant, resulting in a contradiction • To solve this contradiction: the brain distorts the visual projections of the moon, causing the visual angle of the moon to increase • Distortion is dependent upon perceived distance to the sky, which is influenced by distance cues such as mountains, trees, and birds • Distance cues are frequently available at the horizon but absent at the zenith, causing perception of have difficulty estimating distance to the sky (Figure 3) FIGURE 3: An illustration of the illusory phenomenon due to binocular disparity We derived a function that models our brains’ distortion: 𝜃� = 2 tan−1 EXISTING THEORIES • • • • There are many existing theories to explain the moon illusion Most prominent are Apparent-Distance theory, Size-Contrast theory, and Oculomotor Micropsia/Macropsia theory None of these theories sufficiently explain the cause of the illusory phenomenon Table 1 summarizes these theories and their shortcomings 𝜃 tan 2 𝛥𝛥 1− 𝑧 −1 where 𝜃̂ is the expanded angular size of the object, 𝜃 is the actual angular size of the object, 𝑧 is the actual distance to the object, and ∆𝑧 is the desired displacement of the object. REFERENCES FIGURE 2: The five images used in our survey to test distance perception (Arbelaez, et al.) • Arbelaez, P., Fowlkes, C., and Martin, D., 2007. The Berkeley Segmentation Dataset and Benchmark. [Online] . Available at: http://www.eecs.berkeley.edu/Research/Projects/CS/vision/bsds/. [Accessed 27 July 2012] • Hershenson, M. (1989). The Moon Illusion. Lawrence Erlbaum Associates, Hillsdale, NJ. • Hoffman, D.D. (1998). Visual Intelligence: How We Create What We See. W. Norton & Company Ltd., New York, NY. • McCready, D. (1985). On size, distance, and visual angle perception. Perception & Psychophysics 37, 323-334. • Restle, F. (1970). Moon illusion explained on the basis of relative size. Science 167, 1092-1096.