Police Pursuits: An Overview of Law and Policy Considerations International Association of Chiefs of Police 2007 Annual Conference New Orleans, LA Presented by Alan Andrews, High Point, N.C. Police Attorney and Julie Risher, Winston-Salem, N.C. Public Safety Attorney Grateful acknowledgement goes to Wake Forest University School of Law student Matthew Deutsch for his substantial assistance and research contributions. Introduction TheSu pr e meCour t ’ sr e c e ntde c i s i oni nScott v. Harris has been viewed by some as a victory for law enforcement and a carte blanche for agencies to initiate highspeed pursuits in any situation. This perception however is far from the truth. While the Court did limit the liability of law enforcement agencies to the fleeing suspect, it did not limit liability to third parties or free officers from the requirement that a seizure must be reasonable. Thus, an effective pursuit policy, written with an understanding of the particular state tort laws, is essential to protect agencies from liability when officers have chosen to initiate vehicular pursuits. I. CIVIL LIABILITY Creating an effective pursuit policy requires an understanding of the potential civil ramifications that vehicular pursuits may pose. Possible liability issues may be grouped as either a) potential liability to the fleeing suspect or b) potential liability to third parties. 42 U.S.C. § 1983 (§1983) exposes law enforcement agencies to civil liability under the Fourth Amendment when the agency has used excessive force to apprehend a fleeing suspect during a pursuit. State tort law is mos tof t e nut i l i z e di nr e g a r dt ol a we nf or c e me nt ’ sr e s po ns i bi l i t yt oi nnoc e ntt hi r d parties, though in some instances §1983 actions have come into play.1 A. 42 U.S.C. § 1983 Liability Lawsuits pursuant to §1983 are likely to arise where the fleeing suspect was injured or killed. §1983 allows a citizen to bring a lawsuit against a police officer for a violation of the citizen's constitutional rights. There are two types of §1983 suits: (1) Fourth Amendment suits where the officer intentionally makes c ont a c twi t ht hef l e e i ngmot or i s t ’ sv e hi c l e ;a nd( 2 )Four t e e nt hAme ndme nts ui t s where the injury occurred by accident. Allegations of unconstitutional seizures under the Fourth Amendment are far more common in part because the Fourth Amendment standard is an easier standard to prove. Recovery under the Four t e e nt hAme ndme nti spos s i bl eb uto nl yi nt hei ns t a nc ewhe r et heof f i c e r ’ s 2 actions were so severe as to shock the conscience. 1. Fourth Amendment Recovery To determine whether a Fourth Amendment violation has occurred two questions must be answered affirmatively. First, was the suspect seized under the meaning of the Fourth Amendment? And if so, was that seizure unreasonable under the circumstances? 1 2 Fagan v. City of Vineland, 22 F.3d 1296 (3rd Cir 1994). County of Sacramento v. Lewis, 523 U.S. 833, 853 (1998). 1 In Brower v. County of Inyo3 decided in 1989, the United States Supreme Court considered a case involving what has been described as a "deadman roadblock." Police had chased a stolen vehicle at high speeds for approximately 20 miles. The driver Brower was killed when he crashed into a police roadblock consisting of an 18-wheel tractor-trailer placed across both lanes of the two-lane highway in the path of Brower's flight.4 The roadblock was "'effectively concealed' by placing it behind a curve and leaving it unilluminated. . .and by positioning a police car, with its headlights on, between Brower's oncoming vehicle and the truck, so that Brower would be 'blinded' on his approach."5 The Court first held that the placement of this particular roadblock was designed to produce a stop by physical force and as such was a seizure within the meaning of the Fourth Amendment.6 A seizure is "a governmental termination of freedom of movement through means intentionally applied. Brower was meant to be stopped by the physical obstacle of the roadblock -- and . . . was so stopped."7 The next question was whether the seizure was reasonable since the Fourth Amendment only prohibits "unreasonable" seizures. The Court held that a jury may conclude that the circumstances of the roadblock, particularly the use of headlights to blind Brower, resulted in an unreasonable seizure in violation of the Fourth Amendment.8 Brower was the first Fourth Amendment case involving a police pursuit that reached the Supreme Court. Its lesson is that a roadblock may be an unreasonable seizure in violation of the Fourth Amendment if officers set up a roadblock in such a manner that it is likely to kill the driver, especially when the driver is not given the option to stop. Accordingly, a roadblock must be set up in a reasonable manner, such as at the end of a long straightaway or in a way that gives the driver a reasonable opportunity to stop the vehicle. 2. Third Party Fourteenth Amendment Recovery In cases when the officer accidentally makes contact with the suspect or the suspect's vehicle, a claim may arise under the Fourteenth Amendment due process clause, but it is unlikely to succeed. In County of Sacramento v. Lewis9 decided in 1988, the Supreme Court considered whether an accident between a deputy and a motorcycle passenger resulting in death of the passenger violated the Due Process Clause of the Fourteenth Amendment. In Lewis a deputy observed a motorcycle with two people approaching at a high rate of speed. The deputy attempted to stop the motorcycle by turning on his 3 Bower v. County of Inyo, 489 U.S. 593 (1989). Bower at 594. 5 Id. 6 Id. at 598. 7 Id. at 599. 8 Id. 9 Sacramento v. Lewis, 523 U.S. 833 (1988). 4 2 blue lights and yelling at the boys to stop. The pursuit lasted for only 75 seconds over 1.3 miles in a residential neighborhood, with the motorcycle weaving in and out of oncoming traffic and forcing vehicles off the road. The motorcycle and patrol car reached speeds up to 100 miles an hour, with the deputy following at a distance as close as 100 feet; at that speed, his car would have required 650 feet to stop. The chase ended after the motorcycle tipped over as the fleeing driver attempted to make a sharp left turn. By the time the deputy slammed on his brakes, the driver was out of the way but the passenger Lewis was not. The patrol car skidded into Lewis at 40 miles an hour, propelling him some 70 feet down the road and inflicting massive injuries. He was pronounced dead at the scene.10 In the lawsuit, Lewis' family argued that the deputy violated Lewis' Fourteenth Amendment right to due process by causing his death through deliberate or reckless indifference to life in a high speed automobile chase aimed at apprehending a suspect. The Supreme Court disagreed and held that the due process clause under the Fourteenth Amendment is only violated when there is arbitrary conduct that shocks the conscience.11 The Court explained that "a police officer deciding whether to give chase must balance on one hand the need to stop a suspect and show that flight from the law is no way to freedom, and on the other, the high-speed threat to everyone within stopping range, be they suspects, their passengers, other drivers, or bystanders."12 The Court concluded t ha tt hede put y ’ sa c t i onsi np ur s i ngt hemot or c y c l edi dnots hoc kt hec o ns c i e nc e and therefore was not a violation of the Fourteenth Amendment. B. State Negligence Claims Nearly every state has some statutory language that exempts law enforcement vehicles from normal traffic laws when in pursuit of a suspect or when traveling to an emergency.13 States, however, vary widely on the standard of care police officers owe to third parties during pursuits. Some states grant almost no immunity and expose officers and departments to liability for simple negligence for their actions14 while others attempt to grant complete immunity to officers engaged in pursuits.15 It is helpful to think of this as a spectrum of liability, with the simple negligence standard on the left, gross negligence roughly in the middle, and almost complete immunity on the right.16 10 Id. at 853. Sacramento at 853. 12 Id. 13 An example is in N.C. Gen. Stat. § 20-145:“ The speed limitations set forth in this Article shall not apply to vehicles when operated with due regard for safety under the direction of the police in the chase or apprehension of violators of the law or of persons charged with or suspected of any s uc hv i ol a t i o n…” 14 Nebraska and their innocent third party statute is the ultimate example of preserving proximate cause for the liability of government agencies. Neb. Rev. Stat. 13-911 (1987). 15 California lies at this end of the spectrum, with only a slim window open for state liability in police pursuits. Cal. Veh. Code 17004 (2005). 16 Pa t r i c kO’ Conn or&Wi l l i a mNor s e ,Police Pursuits: A Comprehensive Look at the Broad Spectrum of Police Pursuit Liability Law, 57 Mercer L. Rev 511, 517 (2006). 11 3 The simple negligence and gross negligence standards represent two different approaches to what in many cases arise from almost exactly the same statutory language. The problem comes from the language in the Uniform Vehicle Code which has been adopted by a number of states. An example of this is found in Arizona state law, which sta t e s ,“ Thi ss e c t i ond oe snotr e l i e v et hedr i v e rofa n authorized emergency vehicle from the duty to drive with due regard for the safety of all persons and does not protect the driver from the consequences of the 17 driver's reckless disregard for the safety ofot he r s . ” The confusion stems from t hef a c tt ha tt he‘ dut yt odr i v ewi t hduer e g a r df o rt hes a f e t yofa l lpe r s o ns ’s e e ms t obeas i mpl ene g l i ge nc es t a nda r dwhi l et he‘ r e c kl e s sdi s r e g a r d’l a ng ua g ei st he framework of a gross negligence standard. State courts have been split in deciding whether to apply the negligence or gross negligence standard, both of which a ppe a ri nt heu ni f o r mc ode ’ sl a ng ua g e . 1. Simple Negligence On the left end of the spectrum, many states have chosen to set the standard of liability for police officers at simple negligence.18 Courts in these states have been willing to find negligence on the part of the officer for simply engaging in a pursuit where there is a risk of danger, while others have even held the initial decision to pursue may be negligent in and of itself.19 Every agency in a jurisdiction where simple negligence is the standard needs to know what actions wi l lt r i gg e raf i ndi ngne g l i g e nc eunde rt he i rr e s pe c t i v es t a t e ’ sl i a bi l i t ys t a nda r d s . In Haynes v. Hamilton County, the Tennessee Supreme Court applied a s i mpl ene gl i ge nc es t a nda r dt ot hepol i c eof f i c e r ’ sa c t i onsa n dt o okav e r ybr oa d 20 v i e woft het e r m‘ c onduc t . ’ In denying a motion for summary judgment, the court held that negligent police conduct in either the initiation or continuation of a high-speed chase can be the proximate cause of injuries to innocent third parties.21 In Tennessee, factors such as weather conditions, levels of traffic, alternate methods of apprehension, and suspected criminal activity are balanced to determine whether the chase is reasonable. Pennsylvania has taken a joint liability approach. There, the state supreme court in Jones v. City of Philadelphia22 ruled that police officers can be held jointly liable with a fleeing driver. In that case a Philadelphia police officer began a police pursuit without a working siren, and the supervisor failed to terminate the pursuit. The officer collided with the vehicle and the passenger was killed. The Supreme Court of Pennsylvania ruled that even though the driver was negligent 17 Ariz. Rev. Stat. §28-624 (2007). At least 25 states have applied this standard. 19 Ariz. Rev. Stat. §28-624 (2007). 20 Haynes v. Hamilton County, 883 S.W.2d 606 (Tenn. 1994). 21 Id. at 607. 22 Jones v. City of Philadelphia, 700 A.2d. 417 (Pa. 1997). 18 4 by fleeing from the police, a governmental party is not immune from liability whe ni t sne g l i ge nc e ,a l ongwi t hat hi r dpa r t y ’ sne gl i ge nc e ,c a us e dha r m. State courts differ on whether to factor in such things as the underlying crime or department pursuit policies in determining whether a chase was conducted negligently. However all states that apply the simple negligence s t a nda r dha v el a ng ua g es i mi l a rt oI ndi a na ’ s“ dr i v e r sofe me r g e nc yv e hi c l e sa r e 23 not relieved from the duty to drive with due r e g a r df o rt hes a f e t yofa l lpe r s ons . ” Law enforcement officers in these states are in danger of being held liable under a proximate cause theory for almost any innocent party harmed during a pursuit. 2. Gross Negligence/Recklessness Choosing to remain somewhere in the middle of the spectrum, some state courts ha v ef ou ndt he“ r e c kl e s sd i s r e g a r d”l a ng ua g et obet h emos ta ppr o pr i a t es t a nda r d to use when applying the Uniform Vehicle Code and similar statutes. The Iowa Supreme Court noted that while Iowa courts generally hold police officers to a s t a nda r dofd uec a r e ,“ p ol i c epr ot e c t i onf r e ef r omt hec hi l l i nge f f e c tofl i a bi l i t yf or split-s e c ondde c i s i ons ”i sa ni mpor t a ntj us t i f i c a t i onf orus i ngt he“ r e c kl e s s 24 di s r e g a r d”s t a nda r di npol i c epur s ui t s . While some state courts use the term gross negligence instead of recklessness, the standards of liability are principally the same. The common standard for gross negligence is laid out by the North Carolina Court of Appeals in Norris v. Zambito.25 The suspect in that case, who at the time of the pursuit was drunk and had a history of fleeing from the police, crashed into and killed an innocent third party during the pursuit. In a lawsuit filed by the estate of the third party, the court said the Durham police could not be l i a bl eunl e s st he ye ng a g e di n“ wa nt o nc o nd uc tdo newi t hc ons c i o uso rr e c kl e s s 26 di s r e g a r df ort her i g ht sa n ds a f e t yofot he r s . ” The court then weighed the same factors that courts use when determining simple negligence, such as pursuit procedure and amount of surrounding traffic, to determine whether the officer had engaged in gross negligence. Ot he rc o ur t sha v ede s c r i be dt hes t a nda r da sa“ c ons c i ousorr e c kl e s s disregard of an unreasonably high probability of injury to the public despite the 27 absence o fs i g ni f i c a ntc ou nt e r v a i l i ngl a we nf or c e me ntbe ne f i t s ” or“ whe na n officer is so indifferent to the consequences of his conduct as not to give a slight 28 c a r ea st owha thei sd oi ng . ” While balancing the same factors as in a simple negligence jurisdiction the bar is set higher in order to allow police officers the 23 Ind. Code 9-21-1-8 (2005). Morris v. City of Des Moines, 534 N.W.2d 391 (Iowa 1995). 25 Norris v. Zambito, 135 N.C.App. 288 (N.C. 1999). 26 Zambito at 293. 27 Eckard v. Iredell County, 630 S.E.2d. 134 (N.C. 2003). 28 Clark v. South Carolina Department of Public Safety, 608 S.E.2d. 573 (S.C. 2005). 24 5 leeway to make the split-second decision to engage in a high speed pursuit without undue fear of liability. 2. Discretionary Immunity Finally on the right side of the spectrum some states regard police pursuits as a discretionary as opposed to a ministerial act. Instead of adopting legislation like that found in the Uniform Vehicle Code, they have statutory language similar t ot ha tf o un di nCa l i f or ni a ’ sVe hi c l eCode .Thel a ng ua g ei nCa l i f or ni a ’ sc ode s t a t e st ha tapubl i ce mpl oy e ei snotc i v i l l yl i a bl ef ori nj ur i e so rde a t h“ r e s ul t i ng f r omt heo pe r a t i on, i nt hel i neofdut y ,ofa na ut h or i z e de me r g e nc yv e hi c l e …i n 29 t hei mme di a t epur s ui to fa na c t ua lors us pe c t e dv i ol a t oro ft hel a w. ” No state, however, grants officers complete and total immunity, as each state that views police pursuits as a discretionary function carves out some type of exception. The Minnesota Supreme Court has ruled that discretionary immunity is 30 only applicable if the officer i sf ol l owi ngt hede pa r t me nt ’ spur s ui tpol i c y , while the California Vehicle Code explicitly states that a department is only granted discretionary immunity if it has a pursuit policy in place.31 The Georgia Supreme Court set the bar as high as a §1983 claim under the Fourteenth Amendment by stating that the only way to hold a police officer liable would be through evidence that he or she acted with malice or intent to injure the plaintiff.32 II. SCOTT v. HARRIS A. Facts of the Case In March 2001, a Georgia county de put yc l oc ke dr e s po nde ntHa r r i s ’v e hi c l e traveling 73 miles per hour in a 55 mile-per-hour zone. The deputy subsequently activated his blue flashing lights in an attempt to pull the respondent over. Instead of pulling over the respondent fled, initiating a chase on what is primarily a twolane road at speeds in excess of 85 miles per hour. The deputy broadcast the license plate number and Deputy Scott, upon hearing the broadcast, joined in the chase. In the midst of the pursuit Harris pulled into a parking lot and was nearly bo xe di nbute l u de dc a pt ur ebyc ol l i di ngwi t hSc ot t ’ spol i c ec r ui s e rbe f o r ea g a i n speeding off. Harris continued at speeds upwards of 90 miles per hour, driving through numerous red lights and forcing vehicles off the road. Six minutes and nearly ten miles after the chase had begun, Scott asked his supervisor for permission to execute a Precision Intervention Technique (PIT) maneuver to terminate the chase, which was granted. (A PIT maneuver is intended to cause a fleeing vehicle 29 Cal. Veh. Code 17004 (2005). Mumm v. Mornson, 2006 Minn. LEXIS 5 (Minn. 2006). 31 Cal. Veh. Code 17004 (2005). 32 Cameron v. Lang, 544 S.E.2d 341 (Ga. 2001). 30 6 to safely spin to a stop.) Scott, however, determined the cars were moving too fast to safely execute a PIT maneuver and instead pushed the bumper of his patrol car i nt ot heba c kofHa r r i s ’v e hi c l e .Thi sc ont a c tc a us e dHa r r i st ol os ec ont r ola nd crash into an embankment, rendering him a quadriplegic. Harris sued Scott as well as numerous Georgia state entities under §1983 alleging that the contact which caused him to crash was an unconstitutional seizure under the Fourth Amendment. Scott filed a motion for summary judgment based on an assertion of qualified immunity. The district court denied the motion, finding that “ t he r ea r ema t e r i a li s s ue soff a c tonwhi c ht hei s s ueofqua l i f i e di mmuni t yt ur n s 33 which present sufficient disagreement to require submission to a j u r y . ” The United States Court of Appeals for the Eleventh Circuit agreed with this decision. It is important to note that both the district court and circuit court viewed the facts of the incident as portrayed by respondent Harris. B. Decision and Reasoning The overarching consideration applicable to all use of force cases under the Fourth Amendment is the objective reasonableness test laid out by the Supreme Court in Graham v. Conner.34 The question then in this case is whether Deputy Sc ot t ’ sa c t i onsi nt hepursuit of Harris were reasonable under the circumstances as viewed by a reasonable person.35 Balancing the nature and quality of the intrusion against the importance of the governmental interest, the Court compared the probable likelihood that a high speed collision would seriously injure Harris against the actual and imminent threat posed by Harris to the public (which Scott intended to eliminate).36 While t henumbe rofl i v e sa tr i s ki sr e l e v a nt ,t heCour tc ons i de r swha ti tc a l l e d“ r e l a t i ve c ul pa bi l i t y ”i nt heba l a nc i ngt e s t .“ Wet hi nki ta ppr o pr i a t ei nt hi spr oc e s st ot a k e into account not only the number of lives at risk, but also their relative 37 c ul pa bi l i t y . ” The Court went on to conclude that while the motoring public in the area was innocent, Harris was culpable because by initiating the chase he had placed himself and others in danger. Thus the intrusion, while severe, did not v i ol a t eHa r r i s ’Four t hAme ndme ntr i g ht s . 33 Scott v. Harris, 127 S. Ct. 1769 (2007). citing Harris v. Coweta County, 2003 U.S. Dist. LEXIS 27348 (N.D. Ga., Sept. 23, 2003). 34 Graham v. Conner, 490 U.S. 386, 388 (1989). 35 Justice Scalia points out that at the summary judgment stage, determining all the relevant facts and drawing all inferences in favor of the non-mov i ngpa r t y ,de t e r mi ni ngwhe t he rr e s ponde nt ’ s actions have risen to a level warranting deadly force is a pure question of law, and is not taking the decision out of the hands of the jury. 36 Ha r r i s“ pos e da na c t ua la ndi mmi ne ntt hr e a tt ot hel i v e sofa nype de s t r i a nswhomi g htha v ebe e n present, to other civil motor i s t s , a ndt ot heof f i c e r si nv ol v e di nt hec ha s e …Sc ot t ’ sa c t i on sp os e da high likelihood of serious injury or death to Harris –though not the near certainty of death posed by ,s a y ,s hoot i ngaf l e e i ngf e l o ni nt heba c koft hehe a d…orpul l i nga l ong s i deaf l e e i ngmot or i s t ’ s car and shooting the motorist. Scott v. Harris at 1778. 37 Scott v. Harris at 1778. 7 TheCou r t ’ sl og i cboi l e ddownt oonei mpor t a ntpoi n t ,t ha tHa r r i swa smor e culpable not because of the nature of the underlying crime (in this case speeding) butbe c a us eofHa r r i s ’de c i s i on,i nt hec o ur t ’ swor ds , t o“ i ni t i a t e ”t hec ha s eby choosing not to stop for blue lights and sirens thereby endangering the public. That culpability offs e toro ut we i g he dt hes u bs t a nt i a ll i ke l i hoodofHa r r i s ’de a t hor serious injury if Scott collided with him. Three other noteworthy points put the Scott decision in perspective. First the court never addressed the underlying offense that initiated the traffic stop and further declined to say that forcible seizures after pursuits for minor crimes are categorically unreasonable. Most pursuit policies now in place consider the nature of the underlying crime for which the suspect is being pursued along with other factors. In view of potential liability under state laws, departments should be careful in their decision whether or not to factor in the underlying offense in light of this decision.38 Secondly, the Court rejected the argument that the Fourth Amendment’ s objective reasonableness standard required Deputy Scott to discontinue the pur s ui t ,n ot i ngt ha t“ t heCons t i t ut i ona s s u r e dl ydoe snoti mpos et hi si nv i t a t i ont o 39 impunity-earned-by-r e c kl e s s ne s s . ” Ra t he r ,J us t i c eSc a l i awr ot et ha t“ apol i c e of f i c e r ’ sa t t e mpt to terminate a dangerous, high-speed car chase that threatens the lives of innocent bystanders does not violate the Fourth Amendment, even when it 40 pl a c e st hef l e e i ngmot or i s t sa tr i s ko fs e r i o usi n j u r yorde a t h. ” Third, policy makers must remember that this case did not involve a claim by a ni nj ur e dt hi r dpa r t y .Thu s ,t hi sc a s edoe snota dd r e s sa no f f i c e r ’ sorc i t y ’ s liability in the third party injury context, particularly under state law. Review of applicable state law is still imperative in crafting any revisions to pursuit policy in light of the Scott decision. C. Applicability of Tennessee v. Garner Respondent Harris urged the Supreme Court in this case to apply the standards laid out in Tennessee v. Garner41 because, like Garner, this case dealt with law e nf o r c e me nt ’ sus eofde a d l yf or c e .Unde rGarner three preconditions must be met before an officers use of deadly force can survive Fourth Amendment scrutiny: (1) The suspect must have posed an immediate threat of serious physical harm to the officer or others; (2) deadly force must be necessary to prevent serious physical harm, either to the officers or to others; and (3) where feasible, the officer must have given the suspect some warning.42 Harris argued that Gar ne r ’ s preconditions were not met by Scott, making his actions per se unreasonable.43 38 Because Scott is a seizure case and not a pursuit case, the Court did not mention many of the f a c t or so f t e ni nc l u de di nde pa r t me nt ’ sp ur s ui tp ol i c i e s . 39 Scott at 1779. 40 Id. 41 Tennessee v. Garner, 471 U.S. 1 (1985). 42 Garner at 9-12. 43 Scott at 1777. 8 The Court in Scott wa sn otpe r s ua de dbyHa r r i s ’a r g ume nt s ,howe v e r . “ Re s ponde nt ’ sa r g ume ntf a l t e r sa ti t sf i r s ts t e p;Garner did not establish a magical on/off switch that triggers rigid preconditions whenever a nof f i c e r ’ sa c t i ons 44 c ons t i t ut ede a dl yf or c e . ” They instead stated that Garner was just an application of the Graham reasonableness test to the specific circumstances of the Garner case. In Garner the officer shot a fleeing suspect in the back, while here Deputy Sc ot ts t uc ka n ot he rc a rwi t hhi sowni na na t t e mptt os t opt hec a r . “ Wha t e v e r Garner said about the factors that might have justified shooting the suspect in that c a s e ,s uc h‘ pr e c on di t i ons ’ha v es c a nta ppl i c a bi l i t yt ot hi sc a s e ,whi c hha sv a s t l y 45 di f f e r e ntf a c t s . ” Scott does not overturn Garner but rather puts it in its place, distinguishing different standards for reasonableness depending on how and when de a dl yf or c ei sus e d.“ Al t houg hr e s p on de nt ’ sa t t e mptt oc r a f ta ne a s y -to-apply legal test in the Fourth Amendment context is admirable, in the end we must still 46 s l os ho urwa yt hr oug ht hef a c t bou ndmor a s sofr e a s o na bl e ne s s . ” III. PURSUIT POLICIES A. The Importance of Having a Pursuit Policy Scott v. Harris grants law enforcement agencies a measure of freedom from c i v i ll i a bi l i t yunde r§1 98 3f orv e hi c ul a rpu r s ui t s ,r e c o g ni z i ngl a we nf or c e me nt ’ s need to apprehend fleeing suspects. However as Brower v. County of Inyo illustrates, this decision should not be interpreted to allow officers unlimited discretion to begin and forcefully end pursuits as they see fit. To protect law enforcement officers from civil liability, every agency that operates vehicles with blue lights and sirens should have a policy regarding pursuits. Creating a sound policy provides a map for employees to follow, provides management the authority to oversee pursuits, and enhances the operation of any organization. B. Factors to Consider When Creating Policy It would be difficult if not impossible to create one policy for all law enforcement a g e nc i e si nt hec ount r y .I ns t e a de a c ha g e nc y ’ spur s ui tp ol i c ymus t t a kei nt oa c c ou ntt hea g e nc y ’ smi s s i on,s i z e ,l oc a t i on,a n dj u r i s di c t i on.“ The formulation of specific agency policies must take into account local political and community perspectives and customs, perogatives and demands; often divergent law enforcement strategies and philosophies; and the impact of varied agency 47 r e s ou r c ec a pa bi l i t i e s ,a mongot he rf a c t or s . ” In primarily urban and suburban areas like Atlanta, policymakers have recognized that the need to apprehend the offender does not usually outweigh the inherent risks of a pursuit in such a 44 Id. Scott at 1778 46 Id. 47 International Association of Chiefs of Police Model Policy, Vehicular Pursuit, Oct. 1996. http://www/theiacp.org/pubinfo/PolCtr 45 9 congested environment.48 In more rural areas where the risks a pursuit poses to innocent motorists might be somewhat diminished, a more flexible policy for engaging in pursuits may be appropriate. 1. Specificity and Flexibility Any pursuit policy must be specific enough to protect the police officers from liability, yet flexible enough to allow officers to do their jobs. A policy that sets specific criteria for engaging in a pursuit stands a better chance of protecting an officer from liability if it ensures that when terminating a pursuit, the officer does so in a reasonable manner. Further an effective pursuit policy can protect officers from liability to third parties under state tort laws by ensuring that officers operate with the appropriate level of care to the public when engaging in pursuits. Such a standard will answer questions like whether to pursue for misdemeanor offenses or traffic violations, and how to proceed when the violator is already operating the vehicle in a dangerous manner. Still, any pursuit policy must be both flexible and practical. In the few seconds after the suspect begins to flee, the officer must weigh the known facts of the s i t ua t i on,a ppl yt hede pa r t me nt ’ spur s ui tpol i c yt ot hos ef a c t s ,a n dde t e r mi ne whether to engage in pursuit. The policy must be short and simple enough (if the policy is over 5 pages it is likely too long) so that the officer will be able to quickly decide whether a pursuit will be authorized in that situation. 2. Specific Conditions No policy can account for every situation that may confront an officer when a suspect refuses to pull over. It is important to recognize that a discretionary policy does not mean that officers will always initiate the pursuit or, conversely, will never discontinue the pursuit. The essence of a discretionary policy is that the officer at all times –prior to initiation and during the pursuit, weighs the risks of the pursuit versus the danger to the public in allowing the suspect to remain at large. While apprehension of a suspect is always desirable, a pursuit may create an even greater danger to the public than that posed by the violator being allowed to escape. Once the necessary requirements under a pursuit policy to initiate a pur s ui t( s uc ha sas uf f i c i e n tunde r l y i ngc r i me )ha v ebe e nme t ,ade pa r t me nt ’ s policy should require an officer to consider a list of factors to determine whether it is reasonable to initiate or continue a pursuit. Such factors include the following: Volume of traffic; Location of pursuit –urban, suburban, or rural area; 48 Atlanta Police Department SOP 3050 Pursuit Policy. 10 Driving abilities of the officer; Condition of the authorized emergency response vehicle; Weather conditions; Road conditions –poor road conditions, narrow and winding roads; Speeds involved; and Traveling against traffic –particularly on a divided highway. The pursuing officer should continually reevaluate these conditions over the course of a pursuit as the situation may change and render the chase unnecessarily unsafe to the public. Further the pursing officer should be in contact with communications at all times, giving details such as the reason for the pursuit, present location, and direction of travel. A field supervisor should be apprised of the pursuit and should be responsible for terminating the pursuit when, in his determination, the threat created outweighs the necessity of the immediate apprehension of the suspect. 3. Pursuit Training Due to the dangerous nature of vehicular pursuits, it is imperative that all officers receive sufficient training before they are authorized to initiate pursuits of fleeing suspects. Not only do untrained officers pose a much higher risk to the innocent public but they also expose the police department to potential legal liability. In Usher v. Trafton49 a police officer engaged in the pursuit of a vehicle who would not pull over after a speeding violation. The pursuit ended up severely injuring a third party. Since the Town of Berwick could produce no evidence that the officer had been adequately trained in pursuit procedures, the court concluded that the plaintiff in the case could present a claim of negligent training to a jury under Maine tort law.50 In contrast, if a municipality can show that an officer has received pursuit training they are likely to be protected from negligent training tort claims. In Chenoweth v. Wilson51 a van driven by a fleeing drunk driver struck and killed the plaintiff whose estate subsequently brought a negligent training claim. The I ndi a naCour tofAp pe a l ss t a t e d,“ Att hev e r yl e a s t ,unc o nt r ov e r t e de v i de nc et ha t the officer had completed the statutory training would establish the rebuttable 52 pr e s umpt i onofa de q ua t et r a i ni ngoft heof f i c e r . ” Since defendants submitted evidence that established that Officer Chenoweth had been trained as required by law and the plaintiff presented no evidence that the training was inadequate, the pl a i nt i f f ’ sc l a i mofne g l i ge ntt r a i ni ngwa sdi s mi s s e da sama t t e rofl a wa t summary judgment.53 Ensuring that officers are adequately trained in pursuit 49 Usher v. Trafton, 1989 Me. Super. Lexis 161 (Me. 1989). Usher at 18. 51 Chenoweth v. Wilson, 827 N.E.2d 44 (Ind. 2005). 52 Wilson at 49. 53 Wilson at 52. 50 11 procedure is essential to limit dangers to the public as well as to limit the liability of the individual law enforcement departments. 4. Consideration of the Underlying Crime As stated earlier, the Supreme Court in Scott v. Harris did not take into a c c ountt heun de r l y i ngc r i mei nde t e r mi ni ngwhe t he rDe p ut ySc ot t ’ sa c t i ons constituted an unreasonable seizure. This, however, does not mean that departments should disregard the underlying crime in crafting pursuit policies for two reasons. The first is that the court did not address the underlying crime in Scott v. Harris at all, leaving the topic open for the Supreme Court to revisit at a later date. Second and more importantly, the underlying crime may still be relevant in third party state tort law claims against law enforcement agencies. To avoid a finding of liability in state court, agencies with a simple negligence s t a nda r dma ywi s ht oe v a l ua t ewhe t he rt ode s i g na t e“ noc ha s e ”c r i me sort oc r e a te firmly defined criteria regarding crimes that can lead to a pursuit. 5. Discontinuing the Pursuit Finally, a pursuit policy should address under what circumstances a pursuit should be discontinued. In Scott v. Harris the Supreme Court specifically stated t ha tapur s ui ts ho ul dnotb edi s c ont i nue ds i mpl ybe c a us ei ti sda ng e r ous .“ ( W) e are loath to lay down a rule requiring the police to allow fleeing suspects to get away whenever they drive so recklessly t ha tt he yputot he rpe opl e ’ sl i v e si n 54 da ng e r . ” If that were the case, every fleeing motorist would know that all he had to do was drive dangerously enough to get the police to stop the chase. However not all state courts have been so sympathetic. In Tetro v. Town of Stratford55 a vehicle attempted to elude police by driving the wrong way down a one-way street, causing a multiple car collision. The Connecticut Supreme Court rejected t heof f i c e r ’ smot i onf ors u mma r yj udg me nthol di ngt ha tt her e c kl e s s ne s soft he operator of the pursued car did not relieve the police of liability because the pl a i nt i f f ’ si nj ur yc oul dbef ou ndt of a l lwi t hi nt hes c opeoft her i s kc r e a t e dbyt he police in maintaining the pursuit.56 A department may want to consider discontinuing a chase if it becomes too dangerous, particularly to innocent third parties, especially if other options are available to track down the driver at a later time such as using the license plate information or even continuing to track the car by helicopter. IV. IN-CAR VIDEO USE & RETENTION A. Use in Court 54 Scott v. Harris at 1779. Tetro v. Town of Stratford , 458 A.2d 5 (Conn. 1983). 56 Tetro at 10. 55 12 An important point in Scott v. Harris i st heSup r e meCour t ’ sde c i s i ont ous e the in-car video recording made during the chase by Deputy Scott to determine the relevant facts. This is a significant departure from the established tradition, if not precedent, of courts accepting the facts in the light most favorable to the party opposing the summary judgment motion in qualified immunity cases.57 The Eleventh Circuit Court of Appeals, following established practice, had a c c e pt e dpl a i nt i f f s ’pr e s e n t a t i onoft hef a c t si nt hi sc a s e .“ Ta ki ngt hef a c t sf r o m the non-mov a nt ’ sv i e wpoi nt ,[ r e s po nde nt ]r e ma i ne di nc ont r olofhi sv e hi c l e , slowed for turns and intersections, and typically used his indicators for turns. He 58 did not run any motorists off the road. Nor was he a threat to pede s t r i a ns …” “ I nde e d, ”a sJ us t i c eSc a l i aobs e r v e s ,“ r e a di ngt hel o we rc o ur t ’ sopi ni on, o neg e t s the impression that respondent, rather then fleeing from police, was attempting to 59 pa s shi sdr i v i ngt e s t . ” Without the in-car video of the incident, this is the version of events the Supreme Court would have likely had to accept on appeal from the Eleventh Circuit. If that had been the case it is likely the Supreme Court would ha v ef ou ndaq ue s t i onofma t e r i a lf a c ta st owhe t he rSc ot tv i ol a t e dHa r r i s ’ constitutional rights, allowing the case to proceed to trial. The facts must be viewed in the light most favorable to the non-moving 60 pa r t yonl ywhe r et he r ei sa“ g e nui ne ”di s p ut et ot hos ef a c t s . When instead there are two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for the purposes of ruling for summary judgment.61 The actual event r e c or de dont hepol i c eof f i c e r s ’da s h-mounted cameras told such a different story f r omHa r r i s ’t ha tt heSupr e meCour tdi s r e g a r de dHa r r i s ’v e r s i onoft hef a c t si ni t s entirety. It explained that there was no longer a question of material fact because Ha r r i s ’de s c r i pt i onwa spl a i nl yi na c c ur a t e .Wa t c hi ngt hea c t ua lt a pe s to review the case, the justices ruled that the facts did not support a constitutional claim against Scott. The tapes were convincing enough to sway Justice Breyer, who may have otherwise upheld the decision against summary judgment.62 In fact the Supreme Cour twe nts of a ra st oc ha s t i s et hel owe rc ou r t sf orr e l y i ngonpl a i nt i f f s ’v e r s i on oft hef a c t s ,s t a t i ngt ha t“ TheCou r tofAp pe a l ss h oul dn otha v er e l i e do ns uc h visible fiction; it should have viewed the facts in the light depicted by the 63 v i de ot a pe . ” B. Policy Concerning Retention Recent technological advances have made in-car cameras far more practical and useful. Until just a few years ago recording in-car videos on tape was the only 57 United States v. Diebold, Inc. 369 U.S. 654, 655 (1962). Harris v. Coweta County 433 F.3d. 807, 815 (11th Cir. 2005). 59 Scott v. Harris at 1775. 60 Scott at 1775. 61 Id. 62 Id. at 1780. 63 Id. at 1775. 58 13 option available. Because of this, recordings could only be kept for short periods of time due to the sheer space required to maintain all the tapes.64 The advent of digital recording and storage devices has solved the storage problem that had plagued agencies with in-car recording devices. I owaCi t y ’ spol i c ye xe mpl i f i e s the relative ease and usefulness of the new technology.65 In Iowa City each car is equipped with a device which records events onto a flash card located in each vehicle. When the card is full, its contents are uploaded to a police server. The flash card is then wiped clean and ready for re-use. Once the video is uploaded onto the server it is saved to DVD. The video also remains on the server for at least 90 days before it is erased. Even after the video is erased from the server a record will still exist indefinitely since the DVDs are not destroyed. The advantages of video cameras and permanent storage are made clear in Scott v. Harris. Instead of being forced to accept the facts as alleged by the plaintiff, a tale of events that was clearly erroneous, the court instead granted the motion for summary judgment based on the actual events of the case as recorded by the video. Justice Breyer specifically stated in his concurring opinion that “ wa t c hi ngt hev i de of o ot a g eoft hec a rc ha s ema deadi f f e r e nc et omyown view 66 oft hec a s e . ” Indeed, one could say that the availability of the video evidence saved the officer and agency the expense of a trial. A further reason for adopting a digital-based video retention program is the danger of potential legal liability of the law enforcement department for destroying the recordings. In Jones v. City of Durham67 a plaintiff brought a claim for obstruction of justice because the police department had misplaced or destroyed an in-car recording of a patrol car striking a pedestrian. The Supreme Cour to fNor t hCa r ol i nad e ni e dt hec i t y ’ smot i onf ors umma r yj udg me nt ,s a y i ng that evidence that the tape was misplaced or destroyed could allow a jury to find that the city was guilty of obstruction of justice.68 The problem faced by the Durham police department in Jones is an example of the dangers an agency can face if the court determines it has not implemented an effective retention policy. The Scott decision marked an important precedent in police chase claims that should encourage every department to seriously consider installing in-car digital video recording. When the events are recorded, the courts will not have to rely on t hepl a i nt i f f ’ sv e r s i onoft h ef a c t sf ors umma r yj udg me ntmot i onsi n§ 19 83or state negligence claims. In proper cases this will lead to a much higher probability 64 For example in Santa Cruz, California the Santa Cruz Police Department General Orders still states that only tapes which are deemed to possess any evidentiary value are kept, and even those are erased after 15 months. http://santacruzcopwatch.org/go , GO 45. 65 Iowa City Police Department General Order # 31. http://www.icgov.org/policefiles/genorder31.pdf 66 Scott at 1780. 67 Jones v. City of Durham, 643 S.E.2d 631 (N.C. 2007). 68 Jones. at 633. 14 that a summary judgment motion will be granted in favor of the police department. Conclusion As illustrated above, an effective pursuit policy is necessary for a law enforcement agency to protect against the many ways they may face liability when an officer decides to initiate a high-speed pursuit. While the decision in Scott v. Harris protects officers and departments from liability under certain circumstances, officers must still respect the right of a fleeing suspect from an unr e a s ona bl es e i z ur ea ndmus ta l wa y sbea wa r eoft hep ubl i c ’ ss a f e t y .An effective policy will assist officers in balancing the need to protect the public from fleeing suspects against the need to protect the public from dangerous vehicular pursuits. 15 Selected Bibliography Cases Supreme Court Bower v. County of Inyo, 489 U.S. 593 (1989). County of Sacramento v. Lewis, 523 U.S. 833 (1998). Graham v. Conner, 490 U.S. 386 (1989). Scott v. Harris, 127 S. Ct. 1769 (2007). Tennessee v. Garner, 471 U.S. 1 (1985). United States v. Diebold Inc., 369 U.S. 654 (1962). United States Court of Appeals Fagan v. City of Vineland, 22 F.3d 1296 (3rd Cir. 1994). State Courts Cameron v. Lang, 544 S.E.2d 341 (Ga. 2001). Chenoweth v. Wilson, 827 N.E.2d 44 (Ind. 2005). Cl a r kv .Sout hCa r ol i naDe p’ t .ofPub. Sa f e t y ,608S. E. 2d .5 7 3( S. C.2 00 5) . Eckard v. Iredell County, 630 S.E.2d. 134 (N.C. 2003). Haynes v. Hamilton County, 883 S.W.2d 606 (Tenn. 1994). Jones v. City of Durham, 643 S.E.2d 631 (N.C. 2007). Jones v. City of Philadelphia, 700 A.2d. 417 (Pa. 1997). Morris v. City of Des Moines, 534 N.W.2d 391 (Iowa 1995). Mumm v. Mornson, 2006 Minn. LEXIS 5 (Minn. 2006). Norris v. Zambito, 135 N.C.App. 288 (N.C. 1999). Tetro v. Town of Stratford, 458 A.2d 5 (Conn. 1983). Usher v. Trafton, 1989 Me. Super. LEXIS 161 (Me. 1989). State Statutes Ariz. Rev. Stat. §28-624 (2007). Cal. Veh. Code §17004 (2005). Ind. Code §9-21-1-8 (2005). Neb. Rev. Stat. §13-911 (2007). N.C. Gen. Stat. § 20-145 (2007). Police Department General Orders Atlanta Police Department SOP 3050 Pursuit Policy Iowa City Police Department General Order # 31. http://www.icgov.org/policefiles/genorder31.pdf Santa Cruz, CA. Police Department General Order 45. http://santacruzcopwatch.org/go Secondary Sources 16 Brief of The Georgia Association of Chiefs of Police, Inc. as Amicus Curiae in Support of Neither Party, Scott v. Harris, 127 S. Ct. 1769 (2007). Derek W. Meinecke, Assessment of Police Conduct during High-Speed Chases in State Tort Liability Cases, 46 Wayne L. Rev. 325 (2000). International Association of Chiefs of Police Model Policy, Vehicular Pursuit, Oct. 1996. http://www/theiacp.org/pubinfo/PolCtr Pa t r i c kO’ Conn or&Wi l l i a mNor s e ,Police Pursuits: A comprehensive Look at the Broad Spectrum of Police Pursuit Liability Law, 57 Mercer L. Rev 511 (2006). 17