FIRST SUPPLEMENTARY MASTER PROSPECTUS
FOR CONVENTIONAL FUNDS
This First Supplementary Master Prospectus for Conventional Funds is dated
19 May 2014, and expires on 16 September 2014, and must be read together with
the Principal Master Prospectus for Conventional Funds dated 17 September
2013, for:
Date of Constitution
6 March 1992
14 September 1994
15 May 1996
8 April 2002
11 February 2004
7 May 2003
4 December 2002
28 October 2004
28 October 2004
2 May 2006
AMB Unit Trust Fund
AMB Balanced Trust Fund
AMB Income Trust Fund
AMB Index-Linked Trust Fund
AMB SmallCap Trust Fund
AMB Enhanced Bond Trust Fund
AMB Ethical Trust Fund
AMB Lifestyle Trust Fund Today
AMB Lifestyle Trust Fund 2014
AMB Dividend Trust Fund
Manager
AMANAH MUTUAL BERHAD (195414-U)
Trustees
HSBC (MALAYSIA) TRUSTEE BERHAD (001281-T)
UNIVERSAL TRUSTEE (MALAYSIA) BERHAD (17540-D)
CIMB COMMERCE TRUSTEE BERHAD (313031-A)
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS
OF THIS FIRST SUPPLEMENTARY MASTER PROSPECTUS FOR CONVENTIONAL FUNDS
WHICH IS TO BE READ TOGETHER WITH
THE PRINCIPAL MASTER PROSPECTUS FOR CONVENTIONAL FUNDS DATED 17
SEPTEMBER 2013.
IF IN DOUBT, PLEASE CONSULT A PROFESSIONAL ADVISER.
FOR INFORMATION CONCERNING CERTAIN RISK FACTORS WHICH SHOULD BE
CONSIDERED BY PROSPECTIVE INVESTORS, SEE “RISK FACTORS” COMMENCING ON
PAGE 35 OF THE PRINCIPAL MASTER PROSPECTUS FOR CONVENTIONAL FUNDS
DATED 17 SEPTEMBER 2013.
RESPONSIBILITY STATEMENT
This First Supplementary Master Prospectus (“First Supplementary Master Prospectus”) has
been reviewed and approved by the directors of Amanah Mutual Berhad and they collectively
and individually accept full responsibility for the accuracy of the information. Having made all
reasonable enquiries, they confirm to the best of their knowledge and belief, there are no false or
misleading statements, or omission of other facts which would make any statement in this First
Supplementary Master Prospectus false or misleading.
STATEMENTS OF DISCLAIMER
The Securities Commission Malaysia has authorised the Funds and a copy of this First
Supplementary Master Prospectus has been registered with the Securities Commission
Malaysia.
The authorisation and registration of this First Supplementary Master Prospectus, should not be
taken to indicate that the Securities Commission Malaysia recommends the Funds or assumes
responsibility for the correctness of any statement made or opinion or report expressed in this
First Supplementary Master Prospectus and the Principal Master Prospectus (“Principal Master
Prospectus”).
The Securities Commission Malaysia is not liable for any non-disclosure on the part of the
management company responsible for the Funds and takes no responsibility for the contents in
this First Supplementary Master Prospectus. The Securities Commission Malaysia makes no
representation on the accuracy or completeness of this First Supplementary Master Prospectus,
and expressly disclaims any liability whatsoever arising from, or in reliance upon, the whole or
any part of its contents.
INVESTORS SHOULD RELY ON THEIR OWN EVALUATION TO ASSESS THE MERITS AND RISKS
OF THE INVESTMENT. IN CONSIDERING THE INVESTMENT, INVESTORS WHO ARE IN DOUBT ON
THE ACTION TO BE TAKEN SHOULD CONSULT PROFESSIONAL ADVISERS IMMEDIATELY.
No units will be issued or sold based on this First Supplementary Master Prospectus after the
expiry date of the Principal Master Prospectus.
Investors are advised to note that recourse for false or misleading statements or acts made in
connection with the Principal Master Prospectus and the First Supplementary Master
Prospectus is directly available through sections 248, 249 and 357 of the Capital Markets and
Services Act 2007.
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First Supplementary Master Prospectus for Conventional Funds
1.
Definitions Used in the Principal Master Prospectus to be Applicable
The expressions and abbreviations used in this First Supplementary Master Prospectus have,
unless repugnant to the context or otherwise provided herein, the same meaning as in the
Principal Master Prospectus.
2.
Principal Master Prospectus
:
The Master Prospectus for Conventional Funds dated 17
September 2013, and expiring on 16 September 2014,
registered with the Securities Commission Malaysia in
respect of the Fund.
First Supplementary
Master Prospectus
:
This First Supplementary Master Prospectus for
Conventional Funds dated 19 May 2014, and expiring on
16 September 2014 which is to be read together with the
Principal Master Prospectus.
Amendment to the sub-heading of “UOB-OSK Asset Management Sdn Bhd” under
Section 12.12.2 of the “TABLE OF CONTENTS” on page 2
The sub-heading of “UOB-OSK Asset Management Sdn Bhd” under Section 12.12.2 of the
“TABLE OF CONTENTS” on page 2 of the Principal Master Prospectus is deleted in its entirety
and replaced with the following:
“12.12.2 UOB Asset Management (Malaysia) Berhad
(formerly known as UOB-OSK Asset Management Sdn Bhd)
3.
134”
Amendment to the sub-heading of “Profile of Malaysian Trustee Berhad” under
Section 13.3 of the “TABLE OF CONTENTS” on page 3
The sub-heading of “Profile of Malaysian Trustee Berhad” under Section 13.3 of the “TABLE OF
CONTENTS” on page 3 of the Principal Master Prospectus is deleted in its entirety and
replaced with the following:
“13.3
4.
Profile of CIMB Commerce Trustee Berhad
146”
Amendment to Section 1 in relation to the definition of “External Investment Manager” or
“EIM” under “GLOSSARY OF TERMS/ABBREVIATIONS” on page 5
The definition of “External Investment Manager” or “EIM” under “GLOSSARY OF
TERMS/ABBREVIATIONS” on page 5 of the Principal Master Prospectus be deleted in its
entirety and replaced with the following:
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
“External Investment Manager”
or “EIM”
5.
Maybank Asset Management Sdn Bhd for AMBILTF,
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd) for
AMBETF, AMBLTF Today, AMBLTF 2014, AMBUTF
and AMBSCTF; Hwang Investment Management Berhad
for AMBDTF and CIMB-Principal Asset Management
Berhad for AMBBTF, AMBITF and AMBEBTF.”
Amendment to Section 1 in relation to the definition of “Trustees” under “GLOSSARY OF
TERMS/ABBREVIATIONS” on page 8
The definition of “Trustees” under “GLOSSARY OF TERMS/ABBREVIATIONS” on page 8 of the
Principal Master Prospectus is deleted in its entirety and replaced with the following:
“Trustees”
Universal Trustee (Malaysia) Berhad (17540-D) as
trustee for AMBUTF, AMBBTF and AMBITF;
HSBC (Malaysia) Trustee Berhad (001281-T) as trustee
for AMBILTF, AMBETF, AMBLTF Today, AMBLTF 2014
and AMBDTF; and
CIMB Commerce Trustee Berhad (313031-A) as trustee
for AMBSCTF and AMBEBTF.”
6.
Amendment to Section 2 in relation to the references to “Malaysian Trustees Berhad”
and “Malaysian Trustees Berhad’s Delegate” under the heading of “TRUSTEE” under
“CORPORATE DIRECTORY” on pages 12 and 13
All references to “Malaysian Trustees Berhad” and “Malaysian Trustees Berhad’s Delegate”
under the heading of ”Trustee” under “Corporate Directory” on pages 12 and 13 of the Principal
Master Prospectus be deleted in its entirety and replaced with the following:
“TRUSTEE
CIMB Commerce Trustee Berhad (Company No. 313031-A) (for AMBSCTF and
AMBEBTF)
Registered Office:
Level 13, Menara CIMB
Jalan Stesen Sentral 2
Kuala Lumpur Sentral
50470 Kuala Lumpur.
Telephone : (603)-2261 8888
Facsimile : (603)-2261 0099
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
Business Office:
Level 21, Menara CIMB
Jalan Stesen Sentral 2
Kuala Lumpur Sentral
50470 Kuala Lumpur.
Telephone : (603)-2261 8888
Facsimile : (603)-2261 9889
CIMB Commerce Trustee Berhad’s Delegate
CIMB Group Nominees (Tempatan) Sdn Bhd
Registered Office:
Level 13, Menara CIMB
Jalan Stesen Sentral 2
Kuala Lumpur Sentral
50470 Kuala Lumpur.
Telephone : (603)-2261 8888
Facsimile : (603)-2261 8889
Business Office:
Level 21, Menara CIMB
Jalan Stesen Sentral 2
Kuala Lumpur Sentral
50470 Kuala Lumpur.
Telephone : (603)-2261 8888
Facsimile : (603)-2261 9892”
7.
Amendment to Section 2 in relation to the reference of “UOB-OSK Asset Management
Sdn Bhd” under the heading of “EXTERNAL INVESTMENT MANAGERS” under
“CORPORATE DIRECTORY” on page 13
The reference of “UOB-OSK Asset Management Sdn Bhd” under the heading of “EXTERNAL
INVESTMENT MANAGERS” under “CORPORATE DIRECTORY” on page 13 of the Principal
Master Prospectus is deleted in its entirety and replaced with the following:
“EXTERNAL INVESTMENT MANAGERS
UOB Asset Management (Malaysia) Berhad (formerly known as UOB-OSK Asset
Management Sdn Bhd) (219478-X) (for AMBETF, AMBLTF TODAY,
AMBLTF 2014, AMBSCTF and AMBUTF)
Level 22, Vista Tower
The Intermark
348 Jalan Tun Razak
50400 Kuala Lumpur
Telephone
: (603)-2732 1181
Facsimile
: (603)-2732 1100”
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
8.
Amendment to Section 3.1 on “External Investment Manager” in relation to “GENERAL
INFORMATION” of “AMB UNIT TRUST FUND” under “SUMMARY OF KEY FEATURES OF
THE FUNDS” on page 16
The “External Investment Manager” in relation to “GENERAL INFORMATION” of “AMB UNIT
TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page 16 of the
Principal Master Prospectus is deleted in its entirety and replaced with the following:
AMB UNIT TRUST FUND
External Investment
Manager
9.
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd)
(219478-X)
Details on
page :
134
Amendment to Section 3.1 on “External Investment Manager” in relation to “GENERAL
INFORMATION” of “AMB SMALLCAP TRUST FUND” under “SUMMARY OF KEY
FEATURES OF THE FUNDS” on page 20
The “External Investment Manager” in relation to “GENERAL INFORMATION” of “AMB
SMALLCAP TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page
20 of the Principal Master Prospectus is deleted in its entirety and replaced with the following:
AMB SMALLCAP TRUST FUND
External Investment
Manager
10.
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd)
(219478-X)
Details on
page :
134
Amendment to Section 3.1 on “Trustee” in relation to “GENERAL INFORMATION” of
“AMB SMALLCAP TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE
FUNDS” on page 21
The “Trustee” in relation to “GENERAL INFORMATION” of “AMB SMALLCAP TRUST FUND”
under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page 21 of the Principal Master
Prospectus is deleted in its entirety and replaced with the following:
AMB SMALLCAP TRUST FUND
Trustee
CIMB Commerce Trustee Berhad (313031-A)
Details on
page :
146
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
11.
Amendment to Section 3.1 on “Trustee” in relation to “GENERAL INFORMATION” of
“AMB ENHANCED BOND TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE
FUNDS” on page 22
The “Trustee” in relation to “GENERAL INFORMATION” of “AMB ENHANCED BOND TRUST
FUND” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page 22 of the Principal
Master Prospectus is deleted in its entirety and replaced with the following:
AMB ENHANCED BOND TRUST FUND
Trustee
12.
CIMB Commerce Trustee Berhad (313031-A)
Details on
page :
146
Amendment to Section 3.1 on “External Investment Manager” in relation to “GENERAL
INFORMATION” of “AMB ETHICAL TRUST FUND” under “SUMMARY OF KEY FEATURES
OF THE FUNDS” on page 23
The “External Investment Manager” in relation to “GENERAL INFORMATION” of “AMB
ETHICAL TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page
23 of the Principal Master Prospectus is deleted in its entirety and replaced with the following:
AMB ETHICAL TRUST FUND
External Investment
Manager
13.
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd)
(219478-X)
Details on
page :
134
Amendment to Section 3.1 on “External Investment Manager” in relation to “GENERAL
INFORMATION” of “AMB LIFESTYLE TRUST FUND TODAY” under “SUMMARY OF KEY
FEATURES OF THE FUNDS” on page 24
The “External Investment Manager” in relation to “GENERAL INFORMATION” of “AMB
LIFESTYLE TRUST FUND” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page
24 of the Principal Master Prospectus is deleted in its entirety and replaced with the following:
AMB LIFESTYLE TRUST FUND TODAY
External Investment
Manager
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd)
(219478-X)
Details on
page :
134
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
14.
Amendment to Section 3.1 on “External Investment Manager” in relation to “GENERAL
INFORMATION” of “AMB LIFESTYLE TRUST FUND 2014” under “SUMMARY OF KEY
FEATURES OF THE FUNDS” on page 27
The “External Investment Manager” in relation to “GENERAL INFORMATION” of “AMB Lifestyle
Trust Fund 2014” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page 27 of the
Principal Master Prospectus is deleted in its entirety and replaced with the following:
AMB LIFESTYLE TRUST FUND 2014
External Investment
Manager
15.
UOB Asset Management (Malaysia) Berhad (formerly
known as UOB-OSK Asset Management Sdn Bhd)
(219478-X)
Details on
page :
134
Amendment to Section 3.3(iii) on “Details of Deeds” in relation to “OTHER
INFORMATION” under “SUMMARY OF KEY FEATURES OF THE FUNDS” on page 33
Items under 5 and 6 under Section 3.3(iii) on “Details of Deeds” in relation to “OTHER
INFORMATION” under SUMMARY OF KEY FEATURES OF THE FUNDS” on page 33 of the
Principal Master Prospectus are deleted in its entirety and replaced with the following:
16.
“3.3
OTHER INFORMATION
(iii)
Details of Deeds
5.
Deed in relation to AMBSCTF dated 11 February 2004.
First Supplemental Deed in relation to AMBSCTF dated 26 May 2005.
Second Supplemental Deed in relation to AMBSCTF dated 28 January 2014.
6.
Deed in relation to AMBEBTF dated 7 May 2003.
First Supplemental Deed in relation to AMBEBTF dated 26 May 2005.
Second Supplemental Deed in relation to AMBEBTF dated 28 January 2014.”
Amendment to Section 10.9 on “INCOME DISTRIBUTION POLICY” under “TRANSACTION
INFORMATION” on page 118
The table under “Mode of payment for the income distribution” under Section 10.9 on “INCOME
DISTRIBUTION POLICY” under “TRANSACTION INFORMATION” on page 118 of the Principal
Master Prospectus is deleted in its entirety and replaced with the following:
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
“Funds
Mode of payment for the income distribution
AMBDTF and AMBEBTF
i.
AMBUTF, AMBBTF and
AMBITF
AMBILTF
AMBLTF Today, AMBLTF
2014, AMBSCTF and
AMBETF
17.
Payment by cheque which will be forwarded to your latest
address shown in our register; or
ii. Reinvestment of Units which is computed based on the NAV
per Unit at the close of the first Business Day immediately
following the distribution date.
i. Payment by cheque which will be forwarded to your latest
address shown in our register; or
ii. Reinvestment of Units which is computed based on the NAV
per Unit at the close of the last Business Day falling 30 days
after the distribution date.
Reinvestment of Units which is computed based on the NAV per
Unit at the close of the last Business Day falling 30 days after the
distribution date.
Reinvestment of Units which is computed based on the NAV per
Unit at the close of the first Business Day immediately following
the distribution date.”
Amendment to Section 11.5 on “MATERIAL CONTRACTS” under “COMMUNICATIONS
WITH UNIT HOLDERS” on page 120
New items (f) and (g) under Section 11.5 on “MATERIAL CONTRACTS” in relation to
“COMMUNICATIONS WITH UNIT HOLDERS” on page 120 of the Principal Master Prospectus
are inserted as follows:
“11.5 MATERIAL CONTRACTS
18.
(f)
The Second Supplemental Deed dated 28 January 2014, in relation to AMBSCTF,
entered into between AMB, Malaysian Trustees Berhad and CIMB Commerce Trustee
Berhad, for the benefit of the Unit Holders.
(g)
The Second Supplemental Deed dated 28 January 2014, in relation to AMBEBTF,
entered into between AMB, Malaysian Trustees Berhad and CIMB Commerce Trustee
Berhad, for the benefit of the Unit Holders.”
Amendment to Section 12.6 on “CHIEF RISK OFFICER” under “THE MANAGEMENT AND
ADMINISTRATION OF THE FUNDS” on page 125
Section 12.6 on “CHIEF RISK OFFICER” under “THE MANAGEMENT AND ADMINISTRATION
OF THE FUNDS” on page 125 of the Principal Master Prospectus is deleted in its entirety.
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
19.
Amendment to Section 12.12.2 on “UOB-OSK ASSET MANAGEMENT SDN BHD” under
“THE MANAGEMENT AND ADMINISTRATION OF THE FUNDS” on page 134
Section 12.12.2 on “UOB-OSK Asset Management Sdn Bhd” under “THE MANAGEMENT AND
ADMINISTRATION OF THE FUNDS” on page 134 of the Principal Master Prospectus is deleted
in its entirety and replaced with the following:
“12.12.2
UOB ASSET MANAGEMENT (MALAYSIA) BERHAD (formerly known as UOBOSK Asset Management Sdn Bhd)
UOB Asset Management (Malaysia) Berhad (formerly known as UOB-OSK Asset Management
Sdn Bhd) (UOB-AM) is one of the appointed external investment managers of AMB. UOB-AM, a
licensed fund manager since January 1997, is one of the foreign fund management companies
in Malaysia, which offers investment management expertise to unit trust funds as well as
institutions, corporations and individuals through customised portfolio management services.
Established in June 1991, UOB-AM is substantially owned by UOB Asset Management Ltd.
(UOBAM), one of the unit trust managers in Singapore.
UOB-AM commenced operations in Kuala Lumpur in March 1997 and it has the support and
resource backing of an experienced team of investment professionals at its holding company,
who have specialized skills in portfolio investments in both the Asian and global markets. The
funds under management as at 31 January 2014 is RM6.11 billion. Its investment team has
more than 10 years experience in the fund management industry.
As at 31 January 2014, the company has total staff strength of 27, of whom 26 are executives
and 1 is non-executive.
The qualifications and experience of UOB-AM’s key management staff are set out as follows:
Mr. Thio Boon Kiat, is a Director of UOB-AM. He is also the Managing Director and Chief
Executive Officer of UOB Asset Management Ltd. (UOBAM), Singapore, a fund management
company with total funds under management of around SGD34.10 billion as at 31 May 2013.
He is a Chartered Financial Analyst (CFA) charterholder, and graduated with a Bachelor of
Business Administration (1st Class Hons) from the National University of Singapore. Mr. Thio
joined UOBAM in 1994 as a portfolio manager, managing Singapore and subsequently Asia
Pacific and global equity portfolios. He also headed the international equities and global
technology teams. He has 19 years of investment management experience and previously
worked in the Government of Singapore Investment Corporation.
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
Ms Lim Suet Ling is the Executive Director and Chief Executive Officer of UOB-AM. Prior to
her appointment, she was an Associate Director of UOB Asset Management Ltd. She holds a
Bachelor of Business Administration (Hons) degree from the National University of Singapore
and is also a CFA charterholder. She has more than 22 years of experience in the industry and
has had numerous equity portfolios under her management. Her mandates have been wideranging, covering both local and international ones, as well as various investment styles and
focus. She has particular expertise in Malaysian and Asia ex-Japan equities and has been the
portfolio manager of several award-winning funds. Ms Lim has been highly instrumental in the
growth and development of UOB-AM since the incorporation of the company.”
20.
Amendment to Section 12.13 on “DESIGNATED INVESTMENT MANAGERS OF THE
FUNDS” under “THE MANAGEMENT AND ADMINISTRATION OF THE FUNDS” on page
139
Section 12.13 on “DESIGNATED INVESTMENT MANAGERS OF THE FUNDS” under “THE
MANAGEMENT AND ADMINISTRATION OF THE FUNDS” on page 139 of the Principal Master
Prospectus is deleted in its entirety and replaced with the following:
“The designated investment managers for the respective Funds are: Maybank AM undertakes the investment management for AMBILTF. The designated
investment manager for AMBILTF is Badrul Hisyam bin Abu Bakar, whose profile is set out on
page 132. He is supported by the other members of the investment team.
UOB-AM undertakes the investment management of AMBETF, AMBLTF Today, AMBLTF 2014,
AMBUTF and AMBSCTF. With effect from 17 November 2008, the EIM of AMBUTF and
AMBSCTF has been changed from Maybank AM to UOB-OAM. The designated investment
manager for the Funds is Ms. Lim Suet Ling, whose profile can be found on page 135 of the
master prospectus. She is supported by the other members of the investment team.
HwangIM undertakes the investment management of AMBDTF. The designated investment
manager for AMBDTF is Mr. David Ng Kong Cheong, whose profile is set out on page 136. He
is supported by the other members of the investment team.
CIMB-Principal undertakes the investment management for AMBBTF, AMBITF and AMBEBTF.
The designated investment managers for the Funds are Wong Loke Chin and Ng Tsu Miin
whose profiles can be found on page 139. They are supported by the other members of the
investment team.”
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
21.
Amendment to Section 13.3 on “PROFILE OF MALAYSIAN TRUSTEES BERHAD” under
“THE TRUSTEES OF THE FUNDS” on page 146
Section 13.3 on “PROFILE OF MALAYSIAN TRUSTEES BERHAD” under “THE TRUSTEES
OF THE FUNDS” on page 146 of the Principal Master Prospectus is deleted in its entirety and
replaced with the following:
“13.3 PROFILE OF CIMB COMMERCE TRUSTEE BERHAD
CIMB Commerce Trustee Berhad was incorporated on 25 August 1994 and registered as a trust
company under the Trust Companies Act, 1949 and having its registered office at Level 13,
Menara CIMB Jalan Stesen Sentral 2 Kuala Lumpur Sentral 50470 Kuala Lumpur, Malaysia.
The Trustee is qualified to act as a trustee for collective investment schemes approved under
the CMSA.
CIMB Commerce Trustee Berhad has an authorised capital of RM5,000,000 divided into
500,000 ordinary shares of RM10 each of which the total issued capital is RM3,500,000 divided
into 350,000 ordinary shares of RM10 each, and the total paid up capital is RM1,750,000
divided into 350,000 ordinary shares of RM10 each and partly paid-up at RM5 each.
As at 30 January 2014, CIMB Commerce Trustee Berhad acts as trustee to one (1) real estate
investment trust fund, sixty five (65) unit trust funds, one (1) private retirement scheme
(consisting of four (4) funds) and thireteen (13) wholesale funds and is supported by twenty
(20) staffs of which comprises of twenty (20) executives.
Financial Position
The following is a summary of the past performance of CIMB Commerce Trustee Berhad based
on the audited accounts for the past three (3) financial years ending 31 December:-
Paid-Up Capital
Shareholders’ Fund
Turnover
Pretax Profit
Profit After Tax
Year ended 31 December
2012
2011
RM’000
RM’000
1,750
1,750
8,600
6,601
7,917
6,289
2,596
1,802
1,999
1,354
2010
RM’000
1,750
6,497
7,113
2,588
1,936
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
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First Supplementary Master Prospectus for Conventional Funds
Board of Directors
The Directors of the Trustee are:Zahardin Omardin
Chan Swee Liang Carolina
Liew Pik Yoong
Chief Operating Officer
-
Lee Kooi Yoke
Profile of key personnel
Liew
Pik
Yoong
(Head/Director,
Group
Trustee
Services)
Ms Liew is responsible for the overall business direction and management of the trustee
company. She joined CIMB group in January 2011 and has more than twenty five (25) years
experience in the financial market and the securities industry. Prior to joining CIMB group, she
held the positions of Head/Director, Investors & Intermediaries and Head, Securities Services
for custody and fund services product with a local international bank. Prior to that, she was
Chief Operating Officer with a local foreign-owned trustee company and was Vice-President /
Head of Department with a local foreign bank where she was responsible for custody services in
addition to supporting share margin and unit trust product. She has a degree in the Institute of
Chartered Secretaries & Administrators (ICSA).
Lee Kooi Yoke (Chief Operating Officer)
Ms. Lee holds a Bachelor Degree in Administration (Finance) from Griffith University, Australia;
and is a member of CPA Australia (Certified Practising Accountants), Malaysia Institute of
Accountant and Financial Planning Association Malaysia. She has more than twenty one (21)
years of working experience in the financial industry. Prior to joining CIMB group, she headed
the operations of a unit trust management company responsible for transfer agency, investment
back-office, system and projects and retail and corporate agency operations. And before this
position, she headed the investment operations of the most established insurance company in
Malaysia and Singapore.
Ng Lai Peng (Director, Corporate Trust)
Ms. Ng holds a Bachelor of Arts (Honours) Degree in Business Administration from the
University of Bolton and London Chamber of Commerce & Industry (LCCI) qualification. She
has more than ten (10) years of experience in accounting and trust operations.
Law Oi Meng (Associate Director – Corporate Trust)
Ms. Law holds a Bachelor Degree in Information Technology from the University of Southern
Queensland and has more than ten (10) years of working experience in developing and
implementing IT systems and trust operations.
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
11
First Supplementary Master Prospectus for Conventional Funds
Linda Ong Gaik Bee (Director - Legal and Compliance)
Ms. Ong holds a degree in Bachelor of Law from University of Buckingham, in England, UK and
was admitted to the Malaysian Bar as an Advocate and Solicitor prior to joining the trust
industry. She is currently overseeing the legal and compliance of CIMB group. She has more
than nine (9) years experience in the trust industry.
Azida Binti Abdul Aziz (Associate Director – Corporate Trust)
Puan Azida holds a Diploma in Accountancy from Universiti Teknologi Mara. She has more
than ten (10) years experience in trust operations.
Trustee’s responsibility statement
The Trustee has given confirmation of its willingness to assume the position as Trustee of the
respective Fund and undertakes all the obligations in accordance with the Deed and all relevant
laws.
Trustee’s disclosure of material litigation and arbitration
As at 30 January 2014, there is no current material litigation and arbitration, including any
pending or threatened, and there are not facts likely to give rise to any proceedings, which might
materially affect the business and/or financial position of CIMB Commerce Trustee Berhad or of
any of its delegates.
Trustee’s Delegate
CIMB Commerce Trustee Berhad has appointed CIMB Group Nominees (Tempatan) Sdn Bhd
as the Trustee’s delegate to perform custodial function. CIMB Group Nominees (Tempatan) Sdn
Bhd is a wholly owned subsidiary of CIMB Bank Berhad. Its custodial function includes
safekeeping, settlement and corporate action related processing and cash and security
reporting,
All investments are automatically registered in the name of the Fund. CIMB Group Nominees
(Tempatan) Sdn Bhd acts only in accordance with instructions from the Trustee.
Trustee’s Obligation
The Trustee’s obligation in respect of monies paid by an investor for the application of units
arises when the monies are received in the relevant account of the Trustee for the Funds and
the Trustee’s obligation is discharged once it has paid the redemption amount to the Manager.”
22.
Amendment to Section 14.2 on “MAXIMUM FEES AND CHARGES PERMITTED BY THE
DEEDS” under “SALIENT TERMS OF THE DEEDS” on page 152
Section 14.2 on “MAXIMUM FEES AND CHARGES PERMITTED BY THE DEEDS” under
“SALIENT TERMS OF THE DEEDS” on page 152 of the Principal Master Prospectus is deleted
in its entirety and replaced with the following:
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
12
First Supplementary Master Prospectus for Conventional Funds
“14.2 MAXIMUM FEES AND CHARGES PERMITTED BY THE DEEDS
The following table describes the maximum fees and charges as permitted by the Deeds. The
actual fees and charges imposed are disclosed in section 3.2 commencing from page 30 and in
section 9 commencing from page 103 of this master prospectus.
Annual
management
fee
(% of NAV)
Annual
trustee fee
(% of NAV)
AMBUTF
1.5
0.08
AMBBTF
1.5
Note 1
AMBITF
1.5
0.035#
AMBILTF
AMBETF
2.0
2.0
AMBEBTF
Maximum sales
charge
(% of NAV per Unit )
Repurchase charge
(% of NAV per Unit)
0.2*
0.2
As set out in the
prospectus
As set out in the
prospectus
As set out in the
prospectus
10.0
10.0
As set out in the
prospectus
As set out in the
prospectus
As set out in the
prospectus
Nil
Nil
2.0
0.1*
3.0
Nil
AMBSCTF
AMBLTF
Today
AMBLTF
2014
2.0
0.07
6.5
Nil
2.0
0.2*
8.0
1.0
2.0
0.2*
8.0
1.0
AMBDTF
2.0
0.5*
6.0
1.0
Funds
* subject to a minimum fee of RM18,000 per annum calculated on a daily basis.
# up to a maximum NAV of RM100 million and thereafter at a rate of 0.01% per annum.
Note 1:
Size of Fund
First RM20 million
Next RM20 million
Next RM20 million
Next RM20 million
Next RM20 million
Any amount in excess of RM100 million
Rate per annum of the NAV of the
Fund (%)
0.06
0.05
0.04
0.03
0.02
0.01”
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
13
First Supplementary Master Prospectus for Conventional Funds
23.
Amendment to Section 14.7 on “UNIT HOLDERS’ MEETING” under “SALIENT TERMS OF
THE DEEDS” on page 154
Section 14.7 on “UNIT HOLDERS’ MEETING” under “SALIENT TERMS OF THE DEEDS” on
page 154 of the Principal Master Prospectus is deleted in its entirety and replaced with the
following:
“14.7 UNIT HOLDERS’ MEETING
The Unit Holders may apply to the Manager to summon a meeting for any purpose. Unless
otherwise required by law, the Manager shall, not later than 21 days of receiving an application
from not less than 50 or 1/10 in number, whichever is the lesser, of all Unit Holders, convene a
meeting of the Unit Holders. The Trustees and the Manager may convene a Unit Holders’
meeting in accordance with the Deed for any purpose.
The quorum for a meeting (save and except for AMBILTF, AMBSCTF, AMBEBTF and
AMBETF) shall be five (5) Unit Holders present in person or by proxy. No business shall be
transacted at any meeting unless the requisite quorum is present at the commencement of
business.
In respect of AMBILTF, the quorum for a meeting shall be five (5) Unit Holders present in
person or by proxy, provided always that the quorum for a meeting of the Unit Holders of the
Fund convened for the purpose of removing the Manager and/or the Trustee shall be ten (10)
Unit Holders of the Fund whether present in person or by proxy, who must hold in aggregate at
least 50% of the Units of the Fund in circulation at the time of the meeting. No business shall be
transacted at any meeting unless the requisite quorum is present at the commencement of
business.
In respect of AMBSCTF, AMBEBTF and AMBETF, the quorum for a meeting shall be five (5)
Unit Holders, present in person or by proxy, provided always that the quorum for a meeting of
the Unit Holders convened for the purpose of:
(a)
voting on a special resolution, shall be five (5) Unit Holders, whether present in person
or by proxy, who must hold in aggregate at least 25% of the Units in Circulation at the
time of the meeting; and
(b)
removing the Manager and/or the Trustee, shall be ten (10) Unit Holders, whether
present in person or by proxy, who must hold in aggregate at least 50% of the Units in
Circulation at the time of the meeting.
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
14
First Supplementary Master Prospectus for Conventional Funds
If AMBSCTF, AMBEBTF or AMBETF have five (5) or less Unit Holders, the quorum required for
a meeting of the Unit Holders shall be two (2) Unit Holders, whether present in person or by
proxy provided that if the meeting has been convened for the purpose of:
(a)
voting on a special resolution, the Unit Holders present in person or by proxy must hold
in aggregate at least 25% of the Units in Circulation at the time of the meeting; and
(b)
removing the Manager and/or the Trustee, the Unit Holders present in person or by
proxy must hold in aggregate at least 50% of the Units in Circulation at the time of the
meeting.
Unless otherwise prescribed by law, a Unit Holders’ meeting summoned pursuant to the Deeds
shall be held not later than two (2) months after the notice was given, at the time and place
stipulated in the notice and advertisement.”
24.
Consent
The Trustees and the EIMs have given and have not subsequently withdrawn their consent for
the inclusion of their names in which it appears in this First Supplementary Master Prospectus.
______________________________________________________________
(The remainder of this page is intentionally left blank)
INVESTORS ARE ADVISED TO READ AND UNDERSTAND THE CONTENTS OF THIS FIRST SUPPLEMENTARY
MASTER PROSPECTUS WHICH IS TO BE READ TOGETHER WITH THE PRINCIPAL MASTER PROSPECTUS DATED
17 SEPTEMBER 2013, WHICH IS ANNEXED, AND THE DEED (AVAILABLE UPON REQUEST).
15
INVESTMENT APPLICATION FORM
FORM 26A
Initial Investment
Individual Applicant
THE MANAGER
AMANAH MUTUAL BERHAD
Joint Applicant
Corporate Applicant
34th Floor, Menara PNB, 201-A, Jalan Tun Razak, 50400 Kuala Lumpur, Malaysia.
Tel : +603-20340800 Fax : +603-21633212/21632535 E-mail : ambcare@pnb.com.my
Website : www.ambmutual.com.my
Additional Investment
Individual Applicant
Joint Applicant
Corporate Applicant
Important Note
1. Please read the latest Prospectus, the Supplementary Prospectus (if any) and Notes on the reverse before completing this Application Form.
2. This Application Form should be circulated together with the Prospectus in accordance with the requirements of the Capital Markets and Services Act 2007.
3. Complete this form in "Block Letter", tick (/) in the appropriate boxes and delete where applicable.
Fund Name
Account Number
Class of Fund (if applicable)
A-MYR
A-JPY
(For Additional Investment Only)
B-SGD
B-USD
C-MYR
C-USD
OTHERS
(Please specify)
A PRINCIPAL ACCOUNT HOLDER INFORMATION
Name (as in NRIC/Passport/Other ID)
Title
New NRIC No.
Gender
Old NRIC/Passport/Other ID No.
Nationality
Male
Malaysian
Female
Others
Status
Religion
(Please specify)
Islam
Others
(Please specify)
Date of Birth (ddmmyy)
Marital Status
Race
Bumiputera
Single
Malay
Chinese
Non-Bumiputera
Others
(Please specify)
Married
Indian
Others
Mr
Ms
Mrs
Dr
Datuk
Dato
Tan Sri
Pn Sri
Others
(Please specify)
(Please specify)
Correspondence Address
Post Code
Town, City or State
Country
House/Office Tel No.
Mobile Phone No.
Facsimile No.
E-mail Address
B JOINT ACCOUNT HOLDER INFORMATION (IF ANY)
First Joint Account Holder Name (as in NRIC/Passport/Other ID)
New NRIC No.
Gender
Title
Old NRIC/Passport/Other ID No.
Nationality
Status
House/Office Tel No.
Malaysian
Bumiputera
Female
Others
Non-Bumiputera
Dato
Tan Sri
Pn Sri
(Please specify)
(Please specify)
Title
Old NRIC/Passport/Other ID No.
Status
House/Office Tel No.
Male
Malaysian
Bumiputera
Female
Others
Non-Bumiputera
(Please specify)
Dr
Datuk
Others
New NRIC No.
Nationality
Mrs
Mobile Phone No.
Second Joint Account Holder Name (as in NRIC/Passport/Other ID)
Gender
Ms
Others
Male
(Please specify)
Date of Birth (ddmmyy)
Mr
Others
(Please specify)
Date of Birth (ddmmyy)
Mr
Ms
Mrs
Dr
Datuk
Dato
Tan Sri
Pn Sri
Others
Mobile Phone No.
(Please specify)
C CORPORATE ACCOUNT HOLDER INFORMATION
Name of Corporation/Trust/Co-Operative/Foundation (as in Certificate of Incorporation)
Company/Business Registration No. (as in Certificate of Incorporation) Date of Incorporation
Place of Incorporation
Corporate Status
Within Malaysia
Outside Malaysia
(Please specify)
(ddmmyy)
Bumiputera Controlled
Non-Bumiputera Controlled
Non-Malaysian Controlled
Correspondence Address
Post Code
Town, City or State
Office Telephone No.
Contact Person
Country
Facsimile No
E-mail Address
Name
Name
Designation
Designation
Telephone No.
Telephone No.
D INVESTMENT/DISTRIBUTION INSTRUCTIONS
I/We wish to invest in the above fund/class of fund upon the condition of the latest Prospectus and the Supplementary Prospectus (if any) issued together with
this Application Form which I/We have read, on becoming a unit holder, I/We agree to be bound by the Provisions of the Deed relating to the fund/class of fund.
Currency and Investment Amount
Mode of Payment
Income Distribution Instruction (if any)
MYR
Cash
SGD
Cheque/Bank Draft
USD
Debit Account/TT/Bank Transfer
- Only for selected funds as disclosed in the Prospectus.
EPF Withdrawal
- If you do not tick the box (for specific funds only), your income
JPY
Other
Reinvest
Pay by Cheque
(Please specify)
distribution will be reinvested on your behalf.
E DECLARATIONS AND SIGNATURES
I/We hereby declare that the above information given by me/us are true and accurate and that I/We have not been declared a bankrupt person/s and that the
fund invested herein does not contravene the laws of Malaysia including the Anti-Money Laundering and Anti-Terrorism Financing Act 2001. I/We acknowledge
that I/We aware that there are fees and charges that I/We will incur directly or indirectly when investing in the fund/class of fund.
I/We have read and fully understood the notes and the term and conditions in this Form, in the Deed and the latest Prospectus, the Supplementary Prospectus
(if any) and the investment services rendered (including any amendments as may be in force from time to time).
CORPORATE APPLICANT
OR
Principal Account Holder Signature
COMMON SEAL/
Authorized Signatory(ies) of Corporate Applicant
Name :
RUBBER STAMP
Designation :
First Joint Account Holder Signature
Authorized Signatory(ies) of Corporate Applicant
Name :
Second Joint Account Holder Signature
Designation :
Date
Signature Condition
Principal Account Holder to sign
Either two of three to sign
(For Joint Account Only)
Either one to sign
All to sign
(ddmmyy)
FOR IUTA/DISTRIBUTOR USE ONLY
FOR AMB USE ONLY
IUTA/DISTRIBUTOR CODE
UTC NAME
LG NAME
CATEGORY OF INVESTOR
SIGNATURE
RETAIL
UTC No
RECEIVED BY
UTC No
DATE
INSTITUTION
DATE
CATEGORY OF INVESTOR
REMARK
RETAIL
INSTITUTION
AMANAH MUTUAL BERHAD (195414-U)
PLEASE READ THESE NOTES BEFORE COMPLETING THE APPLICATION FORM
1.
AUTHORISED PERSON TO SELL
1.1 Please check that the Unit Trust Consultant (UTC)
servicing you has a valid authorization and registration
5.
card.
5.1 Payment for investment may be made at our office or any
PAYMENT OF INVESTMENT
of our IUTA/other distribution branches nearest to you.
2.
PRINCIPAL APPLICANT
Payment for investment can be in the different currency
2.1 Principal applicant must be an individual of 18 years old
based on class of fund in the form of Cash, Cheques, Bank
and above.
Drafts, Debit Account, Telegraphic Transfer (TT) or Bank
2.2 Applicant must sign or affix thumbprint (left hand) on this
application form and enclose a photocopy of his/her NRIC,
Transfer.
5.2 All payments must be accompanied by the proof of
Passport or Other ID.
payment and application form. Payments by Cheques/Bank
Drafts must be made out in favour of ‘ AMANAH MUTUAL
2.3 For the applicant below 18 years old, opening an account
BERHAD’ and crossed ‘ACCOUNT PAYEE ONLY’.
must be joined together with the principal applicant.
5.3 The purchase of units will be based on the NAV per unit
3.
JOINT APPLICANT(S)
determined at the close of the business day and published
3.1 A joint holder(s) of units, who is/are 18 years of age and
the following day in our website and newspaper.
above, both or all parties must sign the Application Form. In
5.4 Units will be credited upon clearing of cheques or bank
the case of death of one or both of joint holder(s) of units,
draft based on NAV per unit and initial sales charge (if
the survivor will be the person recognized by the Manager
any). Please refer to the Prospectus for more information.
and the Trustee as having any title or interest in such units,
except where the units are pledged as collateral to the
6.
financial/other institution.
6.1 A statement will be issued upon receipt and acceptance of
3.2 A joint holder of unit who is below 18 years of age, a
STATEMENT
the application by the Manager.
photocopy of his/her NRIC, Passport, Birth Certificate or
6.2 In the case of joint holders account, all correspondence
Other ID is required. In the case of death of the principal
and payments relating to the Units will be sent to the
unit holder, before the minor attains the age of 18, the
principal account holder. Statement will be sent by post at
estate of the principal unit holder will be recognized by the
Investor’s own risk.
Manager and the Trustee as having title to or interest in
such units except where the units are pledged as collateral
7.
to the financial/other institution.
7.1 All application under the EPF Member’s Investment
EPF PLAN (FOR MALAYSIAN ONLY)
3.3 For joint holders accounts, all correspondences and
Scheme shall be deemed to be accepted by the Manager
payments relating to the units will be sent only to the
at the time of the receipt of payment from EPF. Unit will be
principal account holder.
credited based on the NAV per unit and initial sales charge
(if any) on the date of receipt of payment from EPF.
4.
CORPORATE APPLICANT
4.1 For a corporate applicant, please fill in the Name of
Corporation, Trust, Co-Operative or Foundation, the
8.
REPURCHASE/REDEMPTION OF UNITS
8.1 The registered unit holder may sell all or part of the units by
Company/Business Registration Number as in Certificate of
completing
Incorporation and Correspondence Address in full.
Repurchase.
4.2 Please
enclose
a
certified
copy
of
Certificate
and
signing
the
Form
of
Request
to
of
8.2 The repurchase price shall be based on the NAV per unit
Incorporation, Form 24, Form 49, Memorandum & Articles
determined at the close of the business day on which the
of Association and Board of Directors’ Resolution (include
completed and valid repurchase request is received by the
specimen signatures).
Manager or any IUTA/other distribution branches.
4.3 The application must be signed by the Authorized
8.3 The Manager shall not comply with the request to
Signatory(ies) whose name and designation must be
repurchase or transfer of units if such compliance would
stated. The Company’s Common Seal or the Company’s
result in the requisitioner being an applicant of less than
Rubber Stamp must be affixed where applicable. If signed
minimum balance.
under a Power of Attorney, the Attorney should confirm that
he/she has noticed of revocation of the power.
9.
COOLING-OFF RIGHT
The Manager reserves the right to terminate all
9.1 The right is only given to an investor who is investing in the
relationship(s) with the customer if any documents
AMB family of funds/class of fund for the first time, save
requested by the Manager are not received within
and except for a corporation or institution, a staff of that
eight (8) business days and/or if the customer is
management company, and a person registered with a
found to have breached and/or not incompliance with
body approved by the SC to deal in unit trusts.
any laws, regulations and rules on Anti-Money
Laundering and Anti-Terrorism Financing Act 2001
and ‘Know Your Customer ‘ policy.
10. COOLING-OFF PERIOD
10.1 The cooling-off period of any of the AMB family of
13.2 In the event of termination, units will be redeemed and the
funds/class of fund is within six(6) business days
repurchase price shall be based on the NAV per unit
commencing from the date of purchase i.e. the date on
determined at the close of the business day.
which the Manager receives the application form and the
investment amount.
14. PERSONAL DATA
14.1 The applicant may have provided and may from time to
11. INCOME DISTRIBUTIONS/INSTRUCTIONS
time provide personal information to the Manager.
11.1 The income from the investment will either be distributed to
14.2 The personal information and investment data may be used
the registered unit holder’s account in the form of units or
by the Manager and provided to the relevant Trustee(s) or
paid by cheque.
any of related companies to the Manager, within or outside
11.2 The Manager reserves the right to reinvest the distribution
Malaysia for the purposes of the provision of financial
for additional units on behalf of unit holder in accordance
services or any related purposes, including direct marketing
with the deed of the respective funds/class of fund.
unless as required by law.
11.3 Distribution of income from EPF Member’s Investment
Scheme will be automatically reinvested.
15. RIGHTS OF MANAGER
15.1 The Manager reserves the right to accept or reject any
12. CLASS OF FUND
application in whole or part thereof without assigning any
12.1 Please refer to latest Prospectus and the Supplementary
reason.
Prospectus (if any) for details
Thank you for reading this note. For further information please
13. ANTI-MONEY LAUNDERING STATEMENTS
contact or write to the Manager.
13.1 The customer is the underlying principal of the account
(where applicable);
AMANAH MUTUAL BERHAD (195414-U)
No person other than the customer shall have any
34th Floor, Menara PNB,
interest in the account (where applicable); and all
201-A, Jalan Tun Razak
monies paid to the Manager from time to time shall
50400 Kuala Lumpur
come from a legitimate (and not an illegal) source;
Malaysia
and
Tel : +603-20340800
The customer agrees to provide all information and
Fax : +603-21633212/21632535
documents to verify the customer’s identity and also
Website : www.ambmutual.com.my
to do all acts whatsoever to assist/enable the
E-mail : ambcare@pnb.com.my
Manager to comply with all relevant laws, regulations
and rules with regards to Anti–Money Laundering and
Anti-Terrorism Financing Act 2001 and “Know Your
Customer” policy.
The customer agrees that the Manager shall not be
liable for any reason whatsoever and agrees to
indemnify the Manager for any losses whatsoever as
a result or in connection with any delay or failure to
process any application or transaction if such
information or documents requested by the Manager
have not been promptly provided by the customer to
the Manager.
PRE-INVESTMENT FORM
ATTENTION UNIT TRUST INVESTORS
IMPORTANT!
Your Unit Trust Consultant (UTC) is
required to explain all of the following to
you
5) Your UTC may represent a company that
uses a nominee system and your rights
as a unit holder may be limited if you
invest in unit trust funds through it. If his
or her company uses a nominee system,
ask if your rights as a unit holder will be
limited in any way.
You Should Also Know
Signing this form does not preclude you from taking action
against relevant party/parties under any circumstances.
Do You Know?
1) You can buy unit trusts either through a
Unit Trust Consultant (UTC), Institutional
Unit Trust Advisers (IUTA), Corporate
Unit Trust Advisers (CUTA) or directly
from Unit Trust Management Company
(UTMC) or online, but each has different
sales charge and level of service.
Choose the one that best suits your
needs.
2) If you redeem your units in a unit trust
fund and then purchase units in another,
you will probably have to pay a sales
charge. However, if you switch from one
fund to another managed by the same
UTMC, it is likely that you may not have
to pay any sales charge. Ask about
switching before you redeem.
3) Different types of unit trust funds carry
different levels of risk. Some are higher
in risk than others. Ask about the risks
before investing in a fund. Make sure you
know what your fund is investing in.
4) If you are a first time investor in a UTMC,
you may be eligible for cooling-off rights,
whereby you can change your mind
within six (6) business days after
investing and withdraw your unit trust
investment. Ask about your eligibility for
cooling-off.
Yes(√)/
No(X)
a) Only registered UTCs are allowed to sell unit
trust funds. Your UTC should show you a valid
authorisation card confirming that he/she is
registered with the Federation of Investment
Managers Malaysia (FIMM).
Investor’s Confirmation
I/We confirm that the UTC has explained all the points
overleaf to me/us.
1) Applicant
Signature : _______________________________
Name
: _______________________________
NRIC/Identification Number/Passport No.:
________________________________________
Date
:_______________________________
2) Joint Applicant (If applicable)
b) A unit trust fund may only be offered to the
public if it is approved by the Securities
Commission
Malaysia
(SC).
Go
to
www.sc.com.my for a list of unit trust funds
currently available in the market or call 603-6204
8777 for assistance.
Signature :_______________________________
Name
:_______________________________
NRIC/Identification Number/Passport No.:
_______________________________________
c) When you buy into a unit trust fund, you should
be given the latest copy of prospectus for free.
Read the prospectus carefully; understand its
contents before investing.
d) You may have to pay direct and indirect fees and
possibly other charges too. Ask about applicable
fees.
e) If you have concerns or complaints about any
unit trust fund, you can contact FIMM at 6032092 3800 (www.fimm.com.my) or the Investor
Affairs & Complaints Department of the SC at
603-6204 8999.
f)
You should not make payment in cash to the
UTC or issue a cheque in the name of UTC.
Date
:_______________________________
Unit Trust Consultant’s Declaration
I declare that I have explained the points overleaf and
the investor(s) understand(s) them.
Signature :_______________________________
Name
:_______________________________
NRIC/Identification Number/Passport No.:
________________________________________
Registered as UTC of UTMC/IUTA/CUTA^:
________________________________________
^Delete where not applicable.
Note: This form is required for investments in a new fund by
INDIVIDUAL investors (excluding additional investment/top ups),
th
including switching-in to new funds after 15 February 2010.