The Development of Year 3 Students’ Place-Value Understanding: Representations and Concepts Peter Stanley Price Dip.Teach., B.Ed., M.Ed., A.C.P. Centre for Mathematics and Science Education School of Mathematics, Science and Technology Education Faculty of Education Queensland University of Technology A Thesis submitted in partial fulfilment of the requirements for the award of the degree of Doctor of Philosophy March, 2001 Keywords Place value, base-ten blocks, Year 3, mathematical understanding, place-value software, representations of number, conceptions of number, electronic base-ten blocks, conceptual structures for multidigit numbers, feedback, misconceptions of number, independent-place construct, face-value construct, mathematics teaching with technology, number models, Payne-Rathmell model for teaching number topics. i Abstract Understanding base-ten numbers is one of the most important mathematics topics taught in the primary school, and yet also one of the most difficult to teach and to learn. Research shows that many children have inaccurate or faulty number conceptions, and use rote-learned procedures with little regard for quantities represented by mathematical symbols. Base-ten blocks are widely used to teach place-value concepts, but children often do not perceive the links between numbers, symbols, and models. Software has also been suggested as a means of improving children’s development of these links but there is little research on its efficacy. Sixteen Queensland Year 3 students worked cooperatively with the researcher for 10 daily sessions, in 4 groups of 4 students of either high or low mathematical achievement level, on tasks introducing the hundreds place. Two groups used physical base-ten blocks and two used place-value software incorporating electronic base-ten blocks. Individual interviews assessed participants’ place-value understanding before and after teaching sessions. Data sources were videotapes of interviews and teaching sessions, field notes, workbooks, and software audit trails, analysed using a grounded theory method. There was little difference evident in learning by students using either physical or electronic blocks. Many errors related to the “face-value” construct, counting and handling errors, and a lack of knowledge of base-ten rules were evident. Several students trusted the counting of blocks to reveal number relationships. The study failed to confirm several reported schemes describing children’s conceptual structures for multidigit numbers. Many participants demonstrated a preference for grouping or counting approaches, but not stable mental models characterising their thinking about numbers generally. The independent-place construct is proposed to explain evidence in both the study and the literature that shows students making single-dimensional associations between a place, a set of number words, and a digit, rather than taking account of groups of 10. Feedback received in the two conditions differed greatly. Electronic feedback was more positive and accurate than feedback from blocks, and reduced the need for human-based feedback. Primary teachers are urged to monitor students’ use of baseten blocks closely, and to challenge faulty number conceptions by asking appropriate questions. iii Table of Contents Keywords .........................................................................................................................i Abstract......................................................................................................................... iii Table of Contents ...........................................................................................................v List of Tables .................................................................................................................ix List of Figures.................................................................................................................x Supplementary Material ...............................................................................................x Statement of Original Authorship ..............................................................................xi Acknowledgments ...................................................................................................... xiii Chapter 1: The Problem........................................................................................ 1 1.1 Recommendations for Changes in Mathematics Education............................1 1.2 The Learning of Place-Value Concepts..............................................................3 1.2.1 1.2.2 1.3 1.4 1.5 1.6 Conceptual Structures and Difficulties With Place-Value Concepts ...................3 Use of Number Representations............................................................................3 The Research Question.........................................................................................5 Overview of Research Methodology...................................................................5 Significance of the study.......................................................................................6 Outline of the Thesis .............................................................................................7 Chapter 2: Review of Literature........................................................................... 9 2.1 Chapter Overview.................................................................................................9 2.2 Issues in Mathematics Education......................................................................10 2.2.1 2.2.2 2.2.3 Students’ Active Involvement in Mathematics Learning...................................10 Number Sense......................................................................................................13 Use of Technological Devices ............................................................................15 2.3 Place-value Understanding ................................................................................17 2.3.1 2.3.2 Place Value ..........................................................................................................18 Place-value Understanding..................................................................................20 2.4 The Contribution of Cognitive Science to Mathematics Education .............21 2.4.1 2.4.2 2.4.3 Understanding Mathematics................................................................................22 Mental Models.....................................................................................................23 Analogical Reasoning..........................................................................................37 2.5 Teaching Place-value Understanding ...............................................................43 2.5.1 2.5.2 2.5.3 Teaching Approaches ..........................................................................................43 Building Place-Value Connections .....................................................................45 Use of Concrete Materials...................................................................................51 2.6 Computers and Mathematics Education .........................................................55 2.6.1 2.6.2 Claimed Benefits of Computers ..........................................................................55 Cognitive Aspects of Computer Use...................................................................57 2.7 Chapter Summary; Statement of the Problem ...............................................59 Chapter 3: Methods ............................................................................................. 61 3.1 Chapter Overview...............................................................................................61 3.2 Aims of the Study................................................................................................61 3.3 Variables ..............................................................................................................62 v 3.3.1 3.3.2 Mathematical Achievement Level...................................................................... 62 Number Representation Format ......................................................................... 63 3.4 Data collection and analysis. ............................................................................. 63 3.5 Design Issues........................................................................................................ 63 3.5.1 3.5.2 Assumptions........................................................................................................ 63 Theoretical and Methodological Stance............................................................. 64 3.6 Pilot Study ........................................................................................................... 68 3.6.1 3.6.2 3.6.3 3.6.4 3.6.5 Purposes of the Pilot Study................................................................................. 68 Selection of Pilot Study Participants.................................................................. 69 Pilot Study Procedures........................................................................................ 70 Pilot Study Data Collection and Analysis.......................................................... 70 Changes Made to Study Design After Pilot Study............................................. 70 3.7 Main Study .......................................................................................................... 75 3.7.1 3.7.2 3.7.3 3.7.4 3.7.5 Selection of Participants ..................................................................................... 76 Teaching Program............................................................................................... 77 Instruments - First and Second Interviews......................................................... 83 Administration Procedures ................................................................................. 85 Data Collection and Analysis ............................................................................. 87 3.8 Validity and Reliability ...................................................................................... 92 3.9 Limitations........................................................................................................... 93 3.10 Chapter Summary .............................................................................................. 94 Chapter 4: Results................................................................................................ 97 4.1 Chapter Overview............................................................................................... 97 4.1.1 Restatement of the Research Question............................................................... 97 4.2 Transcript Conventions Used in this Thesis.................................................... 98 4.3 Place-Value Task Performance Revealed in Interview Results .................... 99 4.3.1 4.3.2 Methods used to Analyse Interview Data .......................................................... 99 Overview of Interview Results......................................................................... 100 4.4 Students’ Conceptions of Numbers ................................................................ 107 4.4.1 4.4.2 4.4.3 4.4.4 4.4.5 Grouping Approaches....................................................................................... 107 Counting Approaches ....................................................................................... 115 Face-Value Interpretation of Symbols ............................................................. 123 Summary of Approaches to Interview Questions ............................................ 132 Changeability of Participants’ Number Conceptions ...................................... 134 4.5 Digit Correspondence Tasks: Four Categories of Response ....................... 136 4.5.1 4.5.2 4.5.3 4.5.4 4.5.5 Category I: Face-Value Interpretation of Digits .............................................. 137 Category II: No Referents For Individual Digits ............................................. 137 Category III: Correct Total Represented by Each Digit, but Tens not Explained ........................................................................................................................... 140 Category IV: Correct Number of Referents, Tens Place Mentioned............... 141 Summary of Responses to Digit Correspondence Tasks ................................. 142 4.6 Errors, Misconceptions, and Limited Conceptions ......................................143 4.6.1 4.6.2 4.6.3 4.6.4 Counting Errors ................................................................................................ 143 Blocks Handling Errors .................................................................................... 145 Errors in Naming and Writing Symbols for Numbers..................................... 149 Errors in Applying Values to Blocks ............................................................... 152 4.7 Use of Materials to Represent Numbers ........................................................158 vi 4.7.1 4.7.2 4.7.3 4.7.4 4.7.5 4.7.6 4.7.7 4.7.8 Counting of Representational Materials ...........................................................158 Use of Trial-and-Error Methods........................................................................162 Handling Larger Numbers.................................................................................164 Interpreting Non-Canonical Block Arrangements............................................167 Face-value Interpretations of Symbols .............................................................169 Predictions About Trading ................................................................................172 Feedback ............................................................................................................176 Using Blocks To Discover Number Relationships...........................................186 4.8 Chapter Summary ............................................................................................192 Chapter 5: Discussion ........................................................................................ 193 5.1 Chapter Overview.............................................................................................193 5.2 Participants’ Ideas About Multidigit Numbers ............................................193 5.2.1 5.2.2 5.2.3 5.2.4 Participants’ Preferences for Grouping or Counting Approaches....................195 Comparison of Grouping and Counting Approaches .......................................198 Difficulties With Existing Conceptual Structure Schemes ..............................204 Face-value Interpretations of Symbols .............................................................208 5.3 Independent-Place Construct ..........................................................................213 5.3.1 5.3.2 5.3.3 5.3.4 5.3.5 5.3.6 Description & Definition of the Independent-Place Construct ........................213 Comparison of the Independent-Place Construct and the Face-Value Construct ............................................................................................................................214 Evidence for the Independent-Place Construct in This Study..........................214 Evidence of the Independent-Place Construct in the Literature.......................217 Written Computation and the Independent-Place Construct............................221 Place-Value Tasks and the Independent-Place Construct ................................222 5.4 Participants’ Construction of Meaning..........................................................223 5.4.1 5.4.2 5.4.3 ‘Organic’ Understanding...................................................................................224 Participants’ “Invented” Answers .....................................................................225 Teaching, Learning, and Constructing Meaning ..............................................227 5.5 Effects of Physical or Electronic Base-Ten Blocks on Place-Value Understanding ............................................................................................................227 5.5.1 5.5.2 5.5.3 5.5.4 5.5.5 Differences in Learning of Participants Using Physical or Electronic Blocks 228 Sensory Impact of Physical or Electronic Blocks.............................................228 How Numbers Are Represented by Physical or Electronic Blocks .................230 Development of Links Among Blocks, Symbols, and Numbers .....................232 Support for the Development of Number Concepts .........................................234 5.6 Place-Value Understanding Demonstrated by High- and Low-AchievementLevel Participants ......................................................................................................235 5.6.1 Similarities in Place-Value Understanding of High- and Low-AchievementLevel Participants ............................................................................................................235 5.6.2 Differences in Place-Value Understanding of High- and Low-AchievementLevel Participants ............................................................................................................236 Chapter 6: Conclusions ..................................................................................... 239 6.1 Chapter Overview.............................................................................................239 6.2 Conclusions About Answers to Research Questions ....................................239 6.2.1 Conceptual Structures for Multidigit Numbers Evident in Participants’ Responses.........................................................................................................................239 6.2.2 Misconceptions, Errors, or Limited Conceptions Evident In Participants’ Responses.........................................................................................................................240 vii 6.2.3 Effects of the Two Materials on Students’ Learning of Place-Value Concepts ........................................................................................................................... 243 6.2.4 Differences Between Place-Value Understanding of High- and LowAchievement-Level Participants..................................................................................... 248 6.3 Implications for Teaching................................................................................249 6.3.1 Implications of Using Physical Base-Ten Blocks to Teach Place-Value Concepts .......................................................................................................................... 249 6.3.2 Implications of Using Electronic Base-Ten Blocks to Teach Place-Value Concepts .......................................................................................................................... 253 6.3.3 Implications of the Independent-Place Construct for Teaching Mathematics 255 6.3.4 Implications of Construction of Meaning for Teaching Mathematics ............ 256 6.4 Recommendations for Further Research....................................................... 258 Appendix A – Design of Software used in the Study.............................................261 Appendix B - Overview of Teaching Session Content for Interviews and Teaching Phase of Pilot Study..................................................................................277 Appendix C – Summary of Pilot Study Teaching Program .................................279 Appendix D - Excerpt of Teaching Script of Pilot Study: Session 1.................... 281 Appendix E – Audit Trail Example.........................................................................283 Appendix F – Results of The Year Two Diagnostic Net, Used to Select Participants for the Main Study .............................................................................. 287 Appendix G – List of Participants ........................................................................... 289 Appendix H - Main Study Teaching Program ....................................................... 291 Appendix I - Main Study Interview 1 Instrument................................................. 299 Appendix J - Main Study Interview 2 Instrument ................................................301 Appendix K – Letter Requesting Consent by Parents or Guardians of Prospective Participants ...........................................................................................303 Appendix L – Coding Teaching Session Transcripts for Feedback .................... 305 Appendix M – Descriptions of Numeration Skills Targeted by Interview Questions and Criteria for Their Assessment ........................................................311 Appendix N – Transcript of Interview 1 Question 6 (a) with Terry ...................315 Appendix O – Transcript of Interview 2 Question 6 (a) with Hayden................319 Appendix P – Transcript of Low/Blocks Group Answering Task 28 (a)............321 Appendix Q – Transcripts of Task 4 (a) from 4 groups........................................ 325 Appendix R – Transcript Excerpts Showing Participants Predicting Equivalence of Traded Blocks........................................................................................................355 Appendix S – Transcript of Task 4 (d) from Low/Blocks Group........................365 Appendix T – Comparison Between Ross’s (1989) Model and a Proposed Model for Categories of Responses to Digit Correspondence Tasks...............................369 Appendix U – Sample Coding of Transcript for Feedback .................................. 371 References...................................................................................................................373 Supplementary Material – Hi-Flyer Maths Installation Files [CD-ROM] .........385 viii List of Tables TABLE 2.1. TABLE 2.2. TABLE 3.1. TABLE 3.2. TABLE 4.1. TABLE 4.2. TABLE 4.3. TABLE 4.4. TABLE 4.5. TABLE 4.6. TABLE 4.7. TABLE 4.8. TABLE 4.9. TABLE 4.10. TABLE 4.11. TABLE 4.12. TABLE 4.13. TABLE 4.14. TABLE 4.15. TABLE 4.16. TABLE 4.17. TABLE 4.18. TABLE 4.19. TABLE 4.20. TABLE 4.21. TABLE 5.1. TABLE H.1. TABLE L.1. TABLE L.2. TABLE L.3. Aspects of Place-value Understanding Described in the Literature... 26 Task Performance Illustrating Limited Conceptions in Place-value Understanding..................................................................................... 31 Phases of the Research Design ........................................................... 75 Participant Groups for the Main Study............................................... 76 Transcript Notations ........................................................................... 98 Summary of Participants’ Numeration Skills Identified in two Interviews ......................................................................................... 102 Summary of Numeration Skills Demonstrated by Each Participant and by Each Group.................................................................................. 103 Summary of Place-value Understanding Criteria Achieved by Highachievement-level and Low-Achievement-Level Participants......... 105 Summary of Place-value Understanding Criteria Achieved by Participants in Computer and Blocks Groups .................................. 106 Use of Grouping Approaches for Selected Interview Questions...... 113 Use of Grouping Approaches by Each Group.................................. 113 Use of a Counting Approach for Selected Interview Questions....... 121 Use of Counting Approaches by Each Group .................................. 122 Incidence of Face-value Interpretations for Written Symbols after Selected Interview Questions ........................................................... 130 Use of Face-Value Interpretations of Symbols by Each Group ....... 131 Incidence of Approaches Adopted for Selected Interview Questions.... ......................................................................................................... 133 Response Categories for Interview Digit Correspondence Questions ... ......................................................................................................... 142 Summary of Digit Correspondence Response Categories................ 143 Participants’ Written Responses to Task 27 (b) ............................... 171 Incidents of Feedback of Each Source per Group ............................ 177 Percentage of Feedback Compared With Answer Status ................. 180 Quality of Feedback Provided for Correct or Incorrect Answers..... 181 Percent of Feedback for Correct Answers from Each Source.......... 182 Percent of Feedback for Incorrect Answers from Each Source ....... 183 Feedback Providing Answers from Each Source for Each Group ... 187 Comparison of Results of Digit Correspondence Tasks Between This Study and Ross (1989)...................................................................... 209 Overview of Teaching Program Tasks ............................................. 284 Source of Feedback .......................................................................... 307 Effects of Feedback .......................................................................... 307 Responses to Feedback..................................................................... 308 ix List of Figures Figure 2.1. The face value of each individual numerical symbol, together with its position relative to the ones place, determines the value it represents. ............................................................................................................ 18 Figure 2.2. Relationships inherent in base-ten blocks. ......................................... 41 Figure 2.3. Relationships among numbers, written symbols, and concrete materials.............................................................................................. 46 Figure 2.4. Conceptual gap between written symbols and concrete materials. .... 48 Figure 2.5. The use of transitional forms to bridge the gap between written symbols and concrete materials. ......................................................... 49 Figure 3.1. Dimensions of research design. .......................................................... 65 Figure 3.2. Original graphic images used on regrouping buttons in software used during pilot study................................................................................ 72 Figure 3.3. Replacement graphic images used on regrouping buttons in software used during main study....................................................................... 72 Figure 3.4. Sample Representing numbers task. ................................................... 80 Figure 3.5. Sample Regrouping task..................................................................... 81 Figure 3.6. Sample Use of numeral expander task. .............................................. 81 Figure 3.7. Sample Comparison task. ................................................................... 81 Figure 3.8. Sample Counting task. ........................................................................ 82 Figure 3.9. Sample Addition task, including regrouping. ..................................... 83 Figure 3.10. Diagram showing objects used in interviews for Digit Correspondence Task with misleading perceptual cues. ............................................... 85 Figure 4.1. Interview scores compared to use of grouping approaches. ............. 115 Figure 4.2. Interview scores compared to use of counting approaches. ............. 122 Figure 4.3. Interview scores compared to use of face-value interpretations of symbols. ............................................................................................ 132 Figure 4.4. Proportions of feedback from each source for each group. .............. 178 Figure 5.1. Column counters in software representation of 248. ........................ 232 Figure A.1. Screen view of on-screen tutorial question with block representations. ......................................................................................................... 262 Figure A.2. Partial screen image from Rutgers Math Construction Tools, showing block and symbol representations of a number. ............................... 263 Figure A.3. Screen view of Blocks Microworld showing block representation of a number, nominating a cube as one. .................................................. 264 Figure A.4. Main screen of Hi-Flyer Maths. ....................................................... 266 Figure A.5. “Show as tens” feature activated. ..................................................... 268 Figure A.6. Number name window and numeral expander displayed................. 269 Figure A.7. A block is “sawn” into 10 pieces...................................................... 271 Figure A.8. “Add blocks” requester..................................................................... 272 Figure L.1. Data entry screen for feedback database. ......................................... 306 Supplementary Material Hi-Flyer Maths Installation Files [CD-ROM] ......................................................... 385 x Statement of Original Authorship The work contained in this thesis has not been previously submitted for a degree or diploma at any other higher education institution. To the best of my knowledge and belief, the thesis contains no material previously published or written by another person except where due reference is made. Signed: ________________________________ Date: ________________________________ xi Acknowledgments The completion of a thesis is a drawn-out, sometimes painful task that cannot be done without much assistance, both professional and personal, from many others. I gratefully acknowledge my indebtedness to the following people for their support over the past six years: To my principal supervisor, Professor Lyn English, I offer my heartfelt appreciation for her patience, wisdom and unfailing support since I started this journey. Your example to me, Lyn, as an academic and colleague has always been of the highest standard, and I greatly appreciate your patience in leading me to the completion of the thesis. Thank you for believing in me and for giving me the space to finish. To my associate supervisor, Dr Bill Atweh, I thank you also for your patience, support, and wisdom. Your ability to see past the data to what they reveal has been invaluable in helping me frame the last few chapters and in structuring what was quite a mess and turn it into a coherent account. To my dear wife and partner, Trish, I can only say that a lesser person would have given up long ago. I deeply appreciate your love and support over what has ended up as a longer time than we could have imagined when I started. This has truly been a partnership, in which you have sacrificed your desires and your time to give me space to study, since 1993. Thank you from the bottom of my heart. To my lovely, wonderful children, Mary, Andrew and Hannah, I express my deep love and devotion. You too have had to give up time with me, and to put up with your Dad’s frequent absences over a substantial part of your lives. I am immensely proud of each of you, and I look forward to seeing you grow and develop into the adults God intends. To my parents, Rev and Mrs Stanley and Eva Price, I express my love and heartfelt thanks for everything you put into raising me. Though we are separated by great distance, I am aware of your constant support and prayers that you have provided all my life. Thanks, Dad and Mum. To my colleagues and friends at Christian Heritage College, I express my heartfelt thanks and love for accepting me and supporting me in this endeavour. In particular, Dr Robert Herschell has been a constant friend, mentor and source of support over many years. Thanks, Rob, for believing in me, for giving me the chance to follow God’s call to teach others. xiii To many colleagues, mentors and friends at the School of Mathematics, Science and Technology Education, QUT, thank you. I have had a very rewarding time at QUT over many years, and appreciate your input into my life and career, including the writing of this thesis. In particular, a sincere “thank you” to Professor Tom Cooper, A/Prof Cam McRobbie and Drs Cal Irons, Ian Ginns, Rod Nason and Jackie Stokes for your wise advice and counsel. And to my fellow PhDers over the past several years—Drs Neil Taylor, Carmel Diezmann, Kathy Charles, Mary Hanrahan, David Anderson, Stephen Norton, Anne Williams and Gillian Kidman— thank you all for your friendship and support. Finally, but by no means least, I express my love and appreciation to the Lord Jesus Christ, without whom I could do nothing. My abilities and talents are from Him alone; my prayer is that I walk worthy of the calling He has placed on my life, as a faithful witness to His love and power. xiv Chapter 1: The Problem The development of a competent understanding of place-value concepts by primary students is a prerequisite for the learning of much later content of the school mathematics curriculum. Children need to learn from the early primary school grades1 how numbers are written in the base-ten numeration system, and to construct accurate mental models for numbers, in order to develop a proficiency with mathematics that will equip them to solve problems in later life. However, several authors have noted that place-value concepts are difficult both for teachers to teach and for students to learn (G. A. Jones & Thornton, 1993a; S. H. Ross, 1990). The study described in this thesis investigated the teaching and learning of place-value concepts using number representations in two formats: conventional base-ten blocks and a computer software application. 1.1 Recommendations for Changes in Mathematics Education Several documents published over the past 20 years have recommended important changes in the way mathematics is taught in schools. These documents include Mathematics counts (Cockcroft, 1982), Everybody Counts (National Research Council [NRC], 1989), Curriculum and Evaluation Standards for School Mathematics (National Council of Teachers of Mathematics [NCTM], 1989), A National Statement on Mathematics for Australian Schools (Australian Education Council, 1990), and Principles and Standards for School Mathematics (NCTM, 2000). Three prominent topics in these documents are relevant to this study: (a) the development of mathematical understanding, (b) the development of number sense, and (c) the use of technology in mathematics classes. The first recommendation for mathematics education identified as relevant to this study, that more emphasis be given to students’ development of mathematical 1 N.B. Queensland primary schools include Years 1-7; the term primary as used in this thesis refers to this range of school class levels, which may be considered to be roughly equivalent to primary and elementary schools in the U.S. 1 understanding, underlies the advice contained in the policy documents listed in the previous paragraph. The view of the NCTM (2000) is clear: “Learning mathematics with understanding is essential” (p. 20). The documents embody a view of learning as a sense-making activity (Mayer, 1996; McIntosh, Reys & Reys, 1992), in which learners develop their own personal understandings of concepts to which they are exposed. Thus the act of teaching is seen not as transmitting ready-formed knowledge from teacher to learner, but rather as encouraging the learner to construct concepts so that they make sense to him or her (Cobb, Yackel & Wood, 1992; NRC, 1989). The view of learning as a sense-making activity has special relevance for the teaching of mathematics, because of its focus on abstract entities that need to be conceptualised by each learner (Davis, 1992). If learners do not form appropriate, accurate mental models of numbers, they will be hindered in attempting to solve mathematical problems in meaningful ways. The literature is replete with observations of students who, though they can do some computation, do so without understanding the meanings behind the symbols and procedures used (e.g., Kamii & Lewis, 1991). Meaningful understanding of numbers is linked to the second recommendation relevant to this study, that the development of number sense be made a priority for mathematics teaching (McIntosh et al., 1992; NCTM, 2000; Sowder & Schappelle, 1994). Number sense is regarded by many as an important goal of mathematics education, enabling students to answer flexibly non-routine questions that require a mathematical solution. Traditionally, mathematics was taught so that students could answer routine arithmetic questions accurately, for future employment in retail or manufacturing jobs (NRC, 1989). Today there is a greater need for adults who can think mathematically and who can devise methods of solving numerical questions in novel ways (NCTM, 1989). The third recommendation for change in the way that mathematics is taught is for the use of technological devices—calculators and computers—to be a matter of course at all school grade levels (Australian Education Council, 1990; NCTM, 2000; NRC, 1989). The question of how computer technology (referred to in this thesis as “technology”) can best be incorporated in mathematics education is the subject of some debate. Research such as that described here is needed to help answer questions about the effects of technology on students’ learning. In particular, the computational power and the representational capabilities of computers have the potential to assist 2 students to develop more meaningful concepts for numbers (Clements & McMillen, 1996; NCTM, 2000; Price, 1996, 1997). This potential needs further investigation. 1.2 The Learning of Place-Value Concepts The development of understanding of the base-ten numeration system is foundational to all further use of numerical symbols, both in school and outside the classroom. Thus, understanding how children develop place-value concepts, and the difficulties they face in doing so, is of great importance to mathematics educators. 1.2.1 Conceptual Structures and Difficulties With Place-Value Concepts Children’s difficulties in making sense of the meanings represented by multidigit symbols have been reported widely in the literature (e.g., G. A. Jones & Thornton, 1993a; Resnick, 1983; S. H. Ross, 1990). In particular, several authors reported students having difficulty linking the abstract realm of numbers and their symbolic and physical referents (e.g., Baroody, 1989; Baturo, 1998; Fuson, 1992; Hart, 1989; Hiebert & Carpenter, 1992). In describing and analysing these difficulties, several researchers have postulated children’s conceptual structures for numbers (e.g., Fuson, 1990a, 1990b, 1992; Fuson et al., 1997; Resnick, 1983). A number of conceptual structures, and several limited conceptions for numbers, have been reported as being common among primary-age students. Such conceptual structures feature prominently in much writing about children’s learning of placevalue concepts, and are considered by many, including this author, to be of critical importance in understanding how children develop place-value concepts. This thesis includes an analysis of evidence for conceptual structures for multidigit numbers in the present study, and a comparison between that evidence and reported findings of other researchers. Finally there is a discussion of possible links between conceptual structures and participants’ use of two types of representational material: physical and electronic base-ten blocks. 1.2.2 Use of Number Representations Physical base-ten blocks. Physical base-ten blocks, generally known in Queensland schools as multibase arithmetic blocks [MABs], are regarded by many teachers as particularly useful for helping students to build meaningful conceptual structures for multidigit 3 numbers (English & Halford, 1995). Developed by Dienes (1960) 40 years ago, they have become the concrete materials of choice for teaching the base-ten numeration system in many countries, including the USA, the UK, and Australia. Physical baseten blocks can be thought of as physical analogues of numbers, and mirror the internal structures and relative magnitudes represented by the digits that make up a written symbol (English & Halford, 1995). Students must reason analogically to use the blocks effectively; that is, they must map the relations inherent in the blocks onto the relations in the target realm (Gentner, 1983), the domain of numbers. In order for physical base-ten blocks to be effective in representing numbers, it is important that students’ attention be drawn to the analogical relationships that exist between the blocks and the numbers they represent (Fuson, 1992). Electronic base-ten blocks. In light of the difficulties students have making links between numbers and their referents, a number of suggestions have been made of teaching methods that may help students to perceive connections among various forms of number representation. One such suggestion is the use of computer-generated representations for numbers (Clements & McMillen, 1996, Hunting & Lamon, 1995; NCTM, 2000). Several software programs have been designed to model base-ten blocks electronically on screen (e.g., Champagne & Rogalska-Saz, 1984; Rutgers Math Construction Tools, 1992; P. W. Thompson, 1992). All use the capabilities of the computer to enhance the number representations available to the user beyond those provided by conventional physical blocks. For example, many of these programs include number representations such as written symbols and representations of regrouping actions on blocks, and link these representations tightly together so that a change in one representation is mirrored by an equivalent change in the other representations (see Appendix A). At the time the study was conducted, apart from Rutgers Math Construction Tools the author only had access to descriptions of these programs, and not to the programs themselves. Furthermore, none of the programs included all the features that were felt to be desirable for teaching place-value concepts; specifically, the author wanted the software to model multidigit numbers with pictures of base-ten blocks on a place-value chart, to model regrouping actions on the blocks, to show various symbolic representations for the numbers represented by the blocks, and to play audio recordings of the number names. Because of the lack 4 of these features in available software, the author developed a new software program for teaching place-value concepts, named Hi-Flyer Maths (described in Appendix A; installation files available on CD-ROM in Error! Reference source not found.). Central to this study is the effect of base-ten blocks, both physical and electronic, on Year 3 students’ place-value conceptions of multidigit numbers. The Hi-Flyer Maths software was used in the exploratory teaching study to assess these effects. 1.3 The Research Question Based on the issues outlined in the previous section, the question investigated in this study is How do base-ten blocks, both physical and electronic, influence Year 3 students’ conceptual structures for multidigit numbers? Within the context of Year 3 students’ use of physical and electronic base-ten blocks, the following specific issues were of concern: 1. What conceptual structures for multidigit numbers do Year 3 students display in response to place-value questions after instruction with baseten blocks? 2. What misconceptions, errors, or limited conceptions of numbers do Year 3 students display in response to place-value questions after instruction with base-ten blocks? 3. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in instruction with physical and electronic base-ten blocks? 4. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in students’ achievement in numeration? 1.4 Overview of Research Methodology The research questions were investigated using qualitative case studies involving Vygotskian teaching experiments and Piagetian clinical interviews (Hunting, 1983; Hunting & Doig, 1992). The study involved 16 Year 3 students selected from a single primary school, half of each gender, and half of either high or low mathematical achievement level (Table 3.2). The students were assigned to 4 5 groups of 4 students, each group comprising 2 boys and 2 girls, all of the same achievement level. One high-achievement-level and one low-achievement-level group were assigned to use physical base-ten blocks, and the other 2 groups used computer software (electronic base-ten blocks). The groups each took part in 10 teaching sessions, involving up to a total of 45 place-value activities designed to develop two-digit and three-digit place-value concepts. Each student was interviewed individually both before and after the teaching sessions, to assess their place-value understanding. Each teaching session and interview was videotaped and audiotaped for later transcription and analysis. As well, the researcher took field notes and the students’ workbooks were collected. The raw data from the teaching sessions and interviews were transcribed for coding, principally using the grounded theory method described by Strauss and Corbin (1990). Categories for participants’ responses emerged from the data as they were analysed. These categories were compared with a framework of conceptual structures identified in the literature. 1.5 Significance of the study There have been a number of suggestions for teaching strategies to help students develop good place-value understanding, including the use of some means of “bridging the gap” between numbers and physical number representations (Hart, 1989). One suggestion for bridging this gap is to use computer-generated representations of numbers (e.g., Clements & McMillen, 1996; P. W. Thompson, 1992). However, there are few reports of in-depth investigation of the use of such software, or of research-informed guidelines for future software development. In particular, there is no evidence of analysis of children’s conceptual structures for multidigit numbers as they use electronic base-ten blocks to learn place-value concepts. Considering both the recommendations to use suitable place-value software and the money invested in its development and purchase, there is a pressing need for such research. This study investigates the ideas that students have of numbers, and how those ideas may be affected by the use of either physical or electronic base-ten blocks. The study provides important findings in this field with significance for both the teaching of place-value concepts generally, and the design and use of place-value software. 6 1.6 Outline of the Thesis The thesis has 6 chapters. The current chapter provides an overview of the study. Chapter 2 is a review of literature relevant to the study. Issues addressed are current issues in mathematics education, place-value understanding, cognitive science contributions to understanding of learning of place-value, the use of number representational materials, and the use of computer software for teaching mathematics. Chapter 3 contains a description of the methodology used in the study, including assumptions and issues underlying the design, a description of the pilot study and the main study, and discussion of validity, reliability, and limitations of the design. Chapter 4 reports results of the study from the teaching sessions and interviews. Chapter 5 comprises a discussion of the results in the light of other reported research, and includes a description of a previously-unreported category of student response to place-value questions, the independent-place construct. Chapter 6 concludes the thesis with a summary of findings, implications for the teaching of place-value, and suggestions for further research in the area. 7 Chapter 2: Review of Literature 2.1 Chapter Overview This chapter comprises a review of literature relevant to the study, divided into 5 main sections. The broad background to the research questions is related to several current issues in mathematics education. Three issues relevant to this study are (a) the development of mathematical understanding, (b) the development of number sense, and (c) the use of technology in mathematics classes. These three issues are linked in section 2.2 to the teaching of place-value concepts in primary schools. Section 2.3 defines place value and place-value understanding for the purposes of this thesis. This section identifies the skills that children need to develop and introduces the desired mental models of numbers that are an important focus of the study. The contribution that cognitive science has made to the study of children’s understandings of mathematics, and in particular place value, is summarised in section 2.4. Two areas of cognitive science study in particular are described: mental models and analogical reasoning. First, based on previous research, a framework of four conceptual structures considered necessary for children to learn place-value ideas is proposed, and three common limited conceptions of numbers are listed. Second, analogical reasoning is an important consideration in the teaching of many mathematical topics, including place-value concepts. Base-ten blocks are analogues of the base-ten numeration system, and mirror the relations among digit places. A focus on understanding of analogical reasoning is therefore important in considering their use as representations of numbers. Section 2.5 describes the teaching of place-value understanding, including the use of physical models of numbers in teaching place-value concepts. It is shown that there is evidence of a “conceptual gap” in the minds of many children between written symbols and base-ten blocks, which a number of researchers have attempted 9 to bridge. One solution introduced in this section is the use of computer-generated manipulatives. Section 2.6 includes a description of capabilities of modern computers which make them potentially valuable for helping students to make connections within many domains, including mathematics. Specifically, the capability to present different representations of a concept shows promise for representing numbers in several formats, with the aim of helping students to see connections among them. 2.2 Issues in Mathematics Education Several issues of current concern in mathematics education are particularly relevant to this study. This section describes three of these issues: students’ active involvement in mathematics learning, development of number sense, and the use of technology. 2.2.1 Students’ Active Involvement in Mathematics Learning The view that students should actively participate in the process of learning mathematics is a comparatively new one. As the NCTM (1998) noted, “the notion of mathematics as something to be deeply understood, so that it can be used effectively, has not always been a valued outcome of school mathematics” (p. 33). A “traditional” model of mathematics teaching, typical of the first half of the 20th Century, has been widely criticised (NCTM, 1989, 1991; NRC, 1989). This model viewed the teaching-learning process as the transmission of information, and thereby knowledge, from teacher to student. In this model the teacher was perceived to be the source of information, “the sole authority for right answers” (NCTM, 1991, p. 3), and the student was merely a passive recipient of the information. This model owes much to behaviourist views of learning: namely, that “learning is conceived of as a process in which students passively absorb information, storing it in easily retrievable fragments as a result of repeated practice and reinforcement” (NCTM, 1989, p. 10). In contrast, recent recommendations for mathematics teaching and learning (NCTM, 1989, 1991, 2000; NRC, 1989) portray a very different picture. First, the learning process is now widely seen as one of individual construction of understanding, in which new experiences are integrated with prior knowledge to form understandings that are meaningful to the student (Simon, 1995). Second, students are seen as “autonomous learners . . . . [who should] take control of their 10 learning” (NCTM, 2000, p. 21), to make sense of it for themselves. Third, the teacher’s role is to be a “guide for exploring academic tasks” (Mayer, 1996, p. 152; see also Sowder, 1994, p. 146), or an “[orchestrator of] classroom discourse in ways that promote the investigation and growth of mathematical ideas” (NCTM, 1991, p. 1). A critical component of the view of mathematics learning described here is the necessity of students making sense of what they learn (Mayer, 1996). If teachers want their students to develop meaningful understanding of mathematical concepts, then there is a need to consider many aspects of the learning environment that exists in the classroom. One aspect of the learning environment of major relevance to this study is the question of various interactions that take place, described below; this is an important item of interest in the research described in this thesis. As explained by McNeal (1995), “[by] studying classroom interactions, the observer could . . . infer a particular individual’s knowledge . . . from observations of his/her interactions with the objects or with other individuals” (p. 3). The following subsection addresses interactions of three kinds that are of relevance to this study. Student-teacher interactions. If the view of learning as a constructive meaning-making activity is accepted, then the interactions between students and teachers are of obvious importance. “More than any other single factor, teachers influence what mathematics students learn and how well they learn it” (NCTM, 1998, p. 30). Part of a constructivist model of learning is a view that students construct mathematical knowledge as a product of “interaction in social contexts” (Putnam, Lampert & Peterson, 1990, p. 134). As Cobb and Yackel (1996) stated, “we consider students’ mathematical activity to be social through and through because it does not develop apart from their participation in communities of practice” (p. 180). This idea of a community of practice is implicit in much recent writing about teaching mathematics (NCTM, 1991, 2000; NRC, 1989), and learning in general (Brown, Collins, & Duguid, 1989; Harley, 1993). The NCTM’s (1991) recommendations for what a teacher can do to encourage the development of a community of practice included: helping students to work together, to rely more on themselves, to reason mathematically, to solve problems, and to connect mathematics and its applications. More recently, the NCTM (2000) stated the view that “teachers’ actions are what encourage students to think, question, solve 11 problems, and discuss their ideas, strategies, and solutions. The teacher is responsible for creating an intellectual environment where serious mathematical thinking is the norm” (p. 18). Similar advice was given by the NRC (1989), who described teachers’ actions as denoting supportive interaction with students: “encourage,” “help students verbalise,” “build confidence” (pp. 81-82). Clearly, these authors believed that interactions between a teacher and students are an important aspect of teaching and learning mathematics. Student-student interactions. The second type of interaction, between student and student, is closely linked to the first and has also received attention in the mathematics education literature. One aspect of learning theories that typifies the differences between constructivism and transmission models of learning is the focus on the interactions occurring among students. As mentioned earlier, under the transmission model the student was expected to receive knowledge passively without questioning it; modern learning theories assert that discussion and debate among students is an essential part of the learning process. Various benefits have been claimed for students learning in a social community, whether in pairs, a small group, or a whole class (Akpinar & Hartley, 1996; Brown et al., 1989; Fox, 1988). These benefits include opportunity for collective problem solving, development of skills of collaboration, development of flexible thinking, and exposure of misconceptions. Student-materials interactions. The third type of interaction of interest here is interaction between a student and learning materials, such as blocks or a computer. Interaction with materials is linked with the two previous types of interaction, as the materials are an integral part of the learning environment, and there is assumed to be an “interplay between students’ cognitive activity and physical and social situations” (Nitko & Lane, 1990, p. 5). The connection between learning and the learning environment was mentioned by Kozma (1991), who stated that the learning process involves “extracting information from the environment and integrating it with information already stored in memory” (pp. 179-180). Writing specifically about computer learning environments, Kozma stated that the learning process was “sensitive to characteristics of the external environment, such as the availability of specific information at a given moment” (p. 180). 12 The idea of situated cognition (Brown et al., 1989) addresses the question of learning and its relation to the learning environment. Brown et al.’s idea, that a learning environment constrains the learning activity of the students in that environment, is important to this research. A central assumption of the situated cognition view is that students “reason with what a situation affords them” (Winn, 1993, p. 16). In other words, the particular capabilities, or affordances (Salomon, 1998), provided by the materials available to a student can have an important influence on the student’s learning. This view is supported by Kozma’s (1994b) statement that knowledge and learning are neither solely a property of the individual or of the environment. Rather, they are the reciprocal interaction between the learner’s cognitive resources and aspects of the external environment . . . and this interaction is strongly influenced by the extent to which internal and external resources fit together. (p. 8) The research described here involves the investigation of children’s learning when using one of two types of materials; the author assumed prior to the study that the materials’ different special characteristics would have different effects on the students’ learning. 2.2.2 Number Sense The idea of number sense is related closely to development of mathematical understanding, as it “typifies the theme of learning mathematics as a sense-making activity” (McIntosh et al., 1992, p. 3). Number sense refers to a student’s familiarity with numbers, and the ability to use numbers in sensible ways to answer mathematical questions. It lacks a precise definition, but has been likened to “road sense” (familiarity with a particular geographical area; Trafton, 1992) or “friendliness with numbers” (Howden, 1989). The NCTM (1989) listed five understandings demonstrated by students with good number sense. They “(1) have well-understood number meanings, (2) have developed multiple relationships among numbers, (3) recognize the relative magnitudes of numbers, (4) know the relative effect of operating on numbers, and (5) develop referents for measures of common objects and situations in their environments” (p. 38). The need for students to possess number sense is extensively argued in the literature (Australian Education Council, 1990; K. Jones, Kershaw, & Sparrow, 1994; McIntosh et al., 1992; NCTM, 1989, 2000; Sowder, 1988, 1992; Sowder & 13 Schappelle, 1994). Good number sense is important for making sense of mathematical questions and for working out sensible answers. Perhaps the characteristic that most easily sums up good number sense is flexibility, in finding solutions to mathematical problems and in being able to see connections among numbers in different ways. Trafton (1992) described a person with number sense as having “a well-integrated mental map of a portion of the world of numbers and operations and [being] able to move flexibly and intuitively throughout the territory” (p. 79). A similar idea was proposed by Greeno (1991), who likened knowing and learning “as an activity in an environment” (p. 175). Greeno connected number sense with situated cognition, stating his view that “knowing the domain [e.g., the mathematical domain] is knowing your way around in the environment and knowing how to use its resources” (p. 175). In this view, number sense relates closely to the ability to use available resources to make sense of the domain. Though Greeno was writing specifically of mental resources, this idea is assumed here to apply also to physical resources, as described in an earlier paragraph. In other words, a student with good number sense could be seen as having not only a good idea of the cognitive domain, but also of the physical environment, including how to use available materials to answer mathematical questions. For teachers to help students to develop good number sense involves helping the students to develop a range of prerequisite understandings of numbers and operations. This is borne out by McIntosh et al.’s (1992) description of number sense: Number sense refers to a person’s general understanding of number and operations along with the ability and inclination to use this understanding in flexible ways to make mathematical judgements and to develop useful strategies for handling numbers and operations. It reflects an inclination and an ability to use numbers and quantitative methods as a means of communicating, processing and interpreting information. (p. 3) Prerequisite mathematical skills and understanding needed for good number sense include proficiency with written algorithms, mental computation skills, problem-solving ability, and place-value understanding (see NCTM, 2000, p. 32). Teaching techniques suggested for developing number sense include the use of calculators to investigate number magnitudes (Bobis, 1991; Schielack, 1991), emphasising and encouraging sense-making (Sowder & Schappelle, 1994), and the use of estimation activities (K. Jones et al., 1994; Lobato, 1993; Sowder, 1988, 14 1992). The particular focus of this research, the development of place-value understanding, is directly relevant to the development of number sense. As explained by the NCTM (2000), understanding number and operations, developing number sense, and gaining fluency in arithmetic computation form the core of mathematics education for the elementary grades. As they progress from prekindergarten through grade 12, students should attain a rich understanding of numbers—what they are; how they are represented with objects, numerals, or on number lines; how they are related to one another; how numbers are embedded in systems that have structures and properties; and how to use numbers and operations to solve problems. (p. 32) 2.2.3 Use of Technological Devices The third issue of particular relevance to this study is the use of technology in mathematics teaching. There is common agreement that technological advances in the general society outside schools lead to the need for different objectives in mathematics education (NRC, 1989). These objectives will be seen in (a) the use of different means of doing mathematics, and (b) having different emphases in the curriculum. Much has been written about the need to bring the procedures used in school mathematics into line with those expected of workers in the 21st Century. It has been pointed out (NCTM, 1989) that in the industrial age the goal of public schools was to educate future shop assistants and factory workers, and so schools taught their students so-called “shop keeper arithmetic” (Cruikshank & Sheffield, 1992; NCTM, 1989; NRC, 1989). There is no longer the same need for adults to be highly proficient in written computation procedures; in its place is a need for workers and citizens who possess a broader range of mathematical “concepts and procedures they must master if they are to be self-fulfilled, productive citizens in the next century” (NCTM, 1989, p. 3). These skills include developing methods to solve a variety of problems; working cooperatively in teams; and reading, interpreting, and critically evaluating quantitative data. The development of these skills is linked to the issues discussed in the previous two sections—meaningful understanding of mathematics and number sense—as well as the use of technological devices in mathematics teaching. One feature of the mathematics used by adults in homes and workplaces is the use of calculators and computers to assist with a range of mathematical tasks (Sparrow, Kershaw, & Jones, 1994). These include computation, storage of data, and 15 presentation of results of mathematical processes such as in spreadsheets and graphs. It is assumed by writers of mathematics education policy documents that students in schools will similarly have access to a range of technological devices to assist them in learning mathematics (Australian Education Council, 1990; Australian Association of Mathematics Teachers [AAMT], 1996; Cockcroft, 1982; NCTM, 2000; NRC, 1989). As the AAMT (1996) put it, “mathematics education must reflect the influence of technology upon both mathematics and society” (p. 2). The NCTM (1998) similarly recommended that schools improve their level of use of technology also to match what happens in schools with what employers and others expect of workers in the workforce: Today’s jobs demand the use of mathematically driven technological tools. If schools do not have a level of technology equivalent to the level found outside schools, and if they do not prepare students appropriately with it, then they are placing their students at a serious disadvantage. (p. 43) Merely increasing the amount of technology available in classrooms is not sufficient to bring about the desired improvements in mathematics education, however, and technological devices should not merely be added to existing programs of instruction. Changes are also required in the methods of mathematics instruction, so that appropriate tasks are set to answer with technological devices. As the NCTM (1989) pointed out, “access to [calculator and computer] technology is no guarantee that any student will become mathematically literate. Calculators and computers for users of mathematics . . . are tools that simplify, but do not accomplish, the work at hand” (p. 8). There is a need for detailed knowledge of the effects that calculators and computers have on students using them, especially as they represent considerable investments of finance and time by education departments and teachers. This topic is reviewed further in section 2.6. Electronic technology has the potential for several important effects on mathematics curriculum. Technology makes mathematical skills such as written computation easier, but it also hides processes that students in earlier times had to consider, such as regrouping required for operations. Technology can also make available to students mathematics learning experiences that previously were not possible. For example, calculators can allow a student to investigate operations on large numbers that would be too time-consuming with other mechanical computation procedures. Computers similarly provide students with considerable computing power, which can be used to represent mathematical and other domains with which 16 students can “interact” in ways not possible with any other technology. This study investigates one such interactive learning environment in which a computer is used to represent the domain of numbers for the purpose of developing students’ understanding of place-value concepts. 2.3 Place-value Understanding One area of the mathematics curriculum where the issues described in the previous section warrant attention is in place value. The teaching of place-value concepts is foundational for understanding of the base-ten numeration system, and is thus central to the primary mathematics curriculum. As the NCTM (2000) stated, “foundational ideas like place value . . . should have a prominent place in the mathematics curriculum because they enable students to understand other mathematical ideas and connect ideas across different areas of mathematics” (p. 15). Issues such as those described in the previous section all have a potential impact on the teaching of place value. It is this author’s view that recommendations for students’ active involvement in learning mathematics and the development of number sense have direct relevance for how place value is taught. Advances in technology have a more indirect influence, through the capabilities they offer in the area of models of numbers for place-value teaching (section 2.6). The importance of place value in the primary mathematics curriculum and the difficulty teachers experience in teaching place-value concepts to their students are well documented (G. A. Jones & Thornton, 1993a; S. H. Ross, 1990). As Resnick (1983) stated, the initial introduction of the decimal system and the positional notation system based on it is, by common agreement of educators, the most difficult and important instructional task in mathematics in the early school years. (p. 126) Teachers have difficulty teaching place-value concepts, and their students have difficulty learning them (S. H. Ross, 1990). One source of difficulty for teachers is that, as Skemp (1982) pointed out, mathematics’ “[conceptual structures] are purely mental objects: invisible, inaudible, and not easily accessible even to their possessor” (p. 281). Thus, teachers are limited in what they can know of what their students are thinking with regard to mathematical entities. Research investigating place-value understanding must address students’ conceptual structures for numbers and how they are developed. This topic is dealt with in more detail in section 2.4.2. 17 2.3.1 Place Value Place value refers to the feature of the base-ten system of numeration (sometimes called the “Hindu-Arabic” system) in which each digit in a number represents a precise amount, dependent on both the face value of the digit and its position (Baturo, 1998; Miura & Okamoto, 1989). This contrasts with other numeration systems that do not exhibit place-value, such as that of the ancient Egyptians, who wrote a different symbol for each power of 10 (Irons & Burnett, 1994). In the base-ten numeration system the value represented by each digit is equal to the product of the face value of the digit and the value assigned to the digit’s position, relative to the rightmost whole number digit, or ones place (Fuson, 1990a; Figure 2.1). Thus, though pairs of numbers such as “25” and “52” look very similar (and may be confused by young children), the position of each digit determines its value, giving a unique value to each different written symbol. This idea is at once both simple and very powerful, and can be extended an indefinite number of places to the left (for whole numbers) or the right (for decimal fractions). Figure 2.1. The face value of each individual numerical symbol, together with its position relative to the ones place, determines the value it represents. The base-ten numeration system is principally a system of written symbols by which users record physical quantities and use them in calculations. Its importance was emphasised by the NCTM (1998), who commented that “mathematical symbolism and representation is one of the most significant achievements of humankind” (p. 94). Associated with the written symbols are number words that are alternative representations of numerical quantities. Whereas the written symbols 18 follow an entirely consistent mathematical system in which a quantity of ten of each place equals one of the place immediately to the left, number words include inconsistencies relating to the history of the language used. In English, there are inconsistent words for multiples of 10, and for numbers from 11 to 19. Once a child reaches the study of three-digit and four-digit numbers number naming is much more consistent, but until a child reaches that stage the learning of numbers and their names is very difficult. Thus, young children have a very challenging task of developing understanding of a system that in its earliest, numerically simplest, examples contains numerous inconsistencies. The base-ten numeration system has been named as an “unnamed-value positional value system of written marks” (Fuson, 1990a, p. 343) and a “regular relative positional system” (Fuson, 1992, p. 136). In these two phrases Fuson has captured three essential features of the base-ten numeration system: (a) Place names and values are implicit in written numeric symbols; (b) the system is completely consistent across all symbol positions; and (c) value is assigned according to each digit’s position, relative to the point of reference, the ones place. The structure and rules by which the conventional base-ten numeration system operates are not evident from merely observing the written symbols, even if the meaning of each individual symbol (“1,” “2,” etc.) is known (Fuson, 1992, p. 138). However, to those who are familiar with the scheme’s conventions, each numerical symbol uniquely represents a number. Apart from minor variations of the symbol used for the decimal point (usually “.” or “,”), and leading or trailing zeros, each rational number is represented by a unique symbol, and each sequence of digits stands for a unique number. In summary, children need to understand the features of the base-ten numeration system (Baturo, 1998; English & Halford, 1995; Fuson, 1990a, 1992; Hiebert, 1988; Miura & Okamoto, 1989; Sowder & Schappelle, 1994). A number of key features of the base-ten numeration system, in common with all place-value numeration systems, are expressed in the following statements: 1. A discrete set of individual number symbols (base 10: 0 to 9), and a decimal point marker, used in combination can uniquely represent any rational number quantity. 2. Each place represents a power of the base, derived from its position relative to the rightmost whole-number place. 19 3. The system is completely consistent across all places, in that the value of each place is equal to the base number times the value of the adjacent place on the right, and the value of the adjacent place on the left divided by the base number. 4. The value represented by a digit is the product of the face value of the digit and the value associated with the place of the digit. 5. The system allows operations on numbers to be represented symbolically, and these operations work consistently on numbers in all places. From the previous discussion, definitions can be given for place value and for place-value understanding. This study is concerned with understanding of the baseten numeration system only; hereafter “place value” will be used to refer only to place value in the base-ten numeration system. For the purposes of this thesis, place value is based on the description given by Miura and Okamoto (1989, p. 109), and defined thus: Place value is the property of the base-ten numeration system, by which the numerical value represented by each digit of a written multidigit symbol is equal to the product of the digit’s face value and the power of 10 associated with the digit’s position in the numeral. 2.3.2 Place-value Understanding For the purposes of this thesis, place-value understanding is described in terms of both actions and conceptual structures. This approach is supported by Sfard (1991), who described historical progress made in mathematical understanding as having to do with both “operational” (actions) and “structural” (objects) conceptions, dynamically linked together as professional mathematicians have struggled to advance knowledge in the field. Sfard stated that “the ability of seeing a function or a number both as a process and as an object is indispensible for a deep understanding of mathematics” (p. 5). Though school students are not involved in the same level of mathematical thinking as professional mathematicians, nevertheless students need to develop both structural and operational conceptions for each new mathematical concept. These two types of conception of numbers link students’ internal conceptual structures of numbers and external physical models of numbers. In other words, students are assumed to possess internal representational structures for numbers and 20 processes that are influenced as the students access and manipulate available external representations of numbers (Hiebert & Carpenter, 1992; Putnam et al., 1990). Internal and external representations and manipulations are closely linked, and in this thesis they are considered together to be involved in students’ place-value understanding. The definition of place-value understanding used here takes into account advice given by several authors, relating to both actions and conceptual structures. This includes statements that children need to “construct number representations that reflect the Base 10 numeration system” (Miura & Okamoto, 1989, p. 109), “coordinate and synthesize a variety of subordinate knowledge about our culture’s notational system for numbers” (S. H. Ross, 1989, p. 47), “develop flexibility in representing and understanding multidigit numbers” (G. A. Jones, Thornton, & Putt, 1994, p. 122) and “[develop understanding of] the interpretation of numbers as compositions of other numbers” (Resnick, 1983, p. 126). For this thesis place-value understanding is defined thus: A student possessing place-value understanding is able to use the placevalue features of the base-ten numeration system to form accurate, flexible conceptual structures for quantities represented by written numerical symbols. The student is able to manipulate numerical quantities in meaningful ways to answer mathematical questions. A student’s place-value understanding must be assessed at a deep level, by probing the student’s conceptual structures for numbers (Skemp, 1982). Research in this area generally uses observation of participants’ behaviour to posit “various cognitive structures and processes believed to produce the behavior” (Putnam et al., 1990, p. 65). The following section describes research into children’s cognition, including the investigation of children’s conceptual structures for numbers. 2.4 The Contribution of Cognitive Science to Mathematics Education As shown in the previous section, place-value understanding is an internal phenomenon that a teacher or researcher cannot access directly. Research on conceptual structures and analogical reasoning has particular applicability for the study of mathematical understanding, in two respects. Findings about mental structures and processes can explain how abstract number concepts are represented in 21 the mind, and cognitive science methods of research may be applied to the investigation of learning of mathematics. This section outlines two aspects of cognitive science research relevant to this study. First, the study of mental models is described, including a form of mental model of particular importance to mathematics understanding, conceptual structures for numbers. Second, analogical reasoning is defined, and its relevance to the teaching and study of place-value concepts demonstrated. 2.4.1 Understanding Mathematics Understanding of mathematics relies on having internal mental representations of numbers and the ability to manipulate them in meaningful ways, because of the abstract nature of its content (Hiebert & Carpenter, 1992; Presmeg, 1992; Sfard, 1991). Thus learning mathematics involves representation of abstract concepts, which may include physical representation of numbers using concrete materials, but ultimately involves internal, mental, representations held in the mind of the student (Baggett & Ehrenfeucht, 1992; Resnick, 1988; Sfard, 1991). As Davis (1992) noted, “after all, mathematics is about thinking; there is a sense in which mathematics exists only within the human mind” (p. 225). All numbers and associated processes are abstract ideas rather than physical entities. For example, the number three may be represented physically, using representations such as the written symbol “3,” the verbal or written word “three,” a set of three counters, or a picture of three objects. However, the number itself can never be perceived directly by the physical senses (Sfard, 1991). Because numbers are abstract entities, users can perceive and manipulate them only mentally. For this reason children need proficiency with certain mental skills to be successful in learning mathematics. For young children, the apparently simple act of counting a group of objects demands a cluster of skills that must all be present in order to correctly count, name, and then understand the number of objects (English & Halford, 1995). These skills include correctly recalling the sequence of number names, applying exactly one number name to each object, and understanding that the last number name counted is the number of objects in the group (Fuson, 1992). At a higher level, children in middle primary school must possess more advanced skills, relating to place-value understanding, numeration, the concept of subtraction, and the algorithm itself (Fuson, 1990a). 22 The emphasis in mathematics on mental representations and processes makes it particularly suitable for psychological research. Several authors have pointed out the special relevance that psychological theories have for the teaching of mathematics (Beilin, 1984; English & Halford, 1995; Glaser, 1982; Hiebert & Carpenter, 1992). Cognitive science has supported mathematics education research in two distinct ways: Firstly, theory derived from research into thinking generally has been used to explain how students learn mathematical concepts; secondly, mathematics researchers have used methods from cognitive science in their study of mathematical understanding. As noted by English and Halford (1995), cognitive science research findings have great relevance for understanding of mathematical concepts. Several authors have written about psychological theories and how they may explain mechanisms underlying mathematical understanding. For example, Hiebert and Carpenter (1992) reported that they “[drew] quite heavily from insights provided by work in cognitive science to deal with questions of learning and teaching mathematics” (p. 66). The assumptions made by Hiebert and Carpenter with regards to mental representations are adopted also in this thesis (section 3.5.1). The second connection between psychological theory and mathematics education has been the application of methods developed for cognitive science research to the investigation of questions in mathematics learning (Ohlsson, Ernst, & Rees, 1992; Schoenfeld, 1992; Silver, 1994). These methods include think-aloud protocols, computer simulations of mental processing of information, and generally inferring mental models and processes from observed actions. Such cognitive science methods have been applied to research into mathematics learning on topics such as problem solving (Schoenfeld, 1992), mental computation (Hope, 1987), mathematics as a situated mental activity (Silver, 1994), the cognitive complexity of subtraction algorithms (Ohlsson et al., 1992) and geometric problem solving (Chinnappan & English, 1995). 2.4.2 Mental Models Cognitive scientists are principally concerned with understanding human thinking and how it is affected by external events (e.g., Greeno, 1991; Halford, 1993a, 1993b; Presmeg, 1992; Shepard, 1978). In seeking to understand the workings of the human mind, cognitive scientists posit the existence of mental models. These models are deduced from observations of people, often made under experimental conditions, and are used to explain the observed behaviour. Mental 23 models have been defined by Halford (1993a) as “representations that are active while solving a particular problem and that provide the workspace for inference and mental operations” (p. 23). Greeno (1991) defined a mental model as a special kind of mental representation, in that the properties and behavior of symbolic objects in the model simulate the properties and behavior of the objects rather than stating facts about them. . . . A model is a mental version of a situation, and the person interacts within that situation by placing mental objects in the situation and manipulating those symbolic objects in ways that correspond to interacting with objects or people in a physical or social environment. (p. 177) Several researchers in the mathematics education field have investigated mental models used by students as they learn mathematical concepts (e.g., Chinnappan & English, 1995; English & Halford, 1995; Fischbein, Deri, Nello, & Marino, 1985; Hunting & Lamon, 1995). Conceptual structures for multidigit numbers. It is common practice for researchers investigating place-value understanding to make deductions about “children’s inaccessible mathematical realities” (Cobb & Steffe, 1983, p. 93) based on their performances on mathematical tasks (Davis, 1992; Putnam et al., 1990; Resnick, 1983, 1987). As seen in Greeno’s (1991) definition in the previous section, mental model is a broad term encompassing a range of internal representations of situations. The particular type of mental model of interest in this study is the mental models that students form to internally represent multidigit numbers. These have been referred to variously as internal representations (English & Halford, 1995; Hiebert & Carpenter, 1992), mathematical constructs (Sfard, 1991) and conceptual structures (Bell, 1990; Fuson, 1990a, 1992; Fuson et al., 1997; Skemp, 1982). In this thesis the term conceptual structures is used in the same sense as Bell (1990) and Fuson (1990a, 1990b, 1992), to refer to the mental models children use “for the formal mathematical words and marks used in the school mathematics classroom” (Fuson, 1992, p. 56). As Fuson (1992) explained, children’s conceptual structures vary in quality and usefulness: Some of the conceptual structures are accurate and some are not; some are efficient and some are not; some are advanced and some are simple. To help children function effectively in mathematics, teachers need to reflect on how the classroom experiences they are providing their children are supporting children’s construction of accurate, efficient, and advanced conceptual structures for the mathematical marks, procedures, and concepts addressed in the classroom. (pp. 56-57) Conceptual structures deduced by researchers and reported in the literature fall into two broad groups: structures considered by authors to be necessary for the 24 development of place-value understanding, and structures that are limited conceptions of numbers that hinder children’s mathematical understanding and performance. Descriptions of conceptual structures of the first group, that are believed to be necessary for the learning of place-value concepts, are given first in this section. Common limited conceptions of multidigit numbers are described later in this section. The place-value literature includes a number of papers in which authors provided descriptions of children’s conceptual structures; Table 2.1 shows a summary of several of these descriptions. Some authors (Cobb, 1995; Cobb & Wheatley, 1988; Miura & Okamoto, 1989; Miura, Okamoto, Kim, Steere, & Fayol, 1993; Resnick, 1983; S. H. Ross, 1989, 1990; Steffe, Cobb, & von Glasersfeld, 1988) proposed stages or levels of understanding through which children are purported to pass as they develop place-value understanding. Aspects of the schemes are integrated into the proposed framework of conceptual structures described in this section. Generally, authors devised schemes post hoc, during the analysis of experimental data (A. Sinclair & Scheuer, 1993, p. 200). Other authors (e.g., Fuson et al., 1997; Janvier, 1987), however, have disputed the validity of defining stages in place-value understanding at all. 25 TABLE 2.1. Aspects of Place-value Understanding Described in the Literature Researcher(s) S. H. Ross, 1989, 1990 Aspect of place-value understanding Acquisition of knowledge about two-digit numbers No. of stages or levels Five Steffe, Cobb, & von Glasersfeld, 1988 Concepts of ten Five Cobb, 1995 Cobb & Wheatley, 1988 Concepts of ten Five Fuson, 1990a, 1990b Fuson & Briars, 1990 Fuson et al., 1997 Number knowledge / Development of decimal knowledge Conceptual structures for multidigit numbers Miura & Okamoto, 1989 Miura et al., 1993 Mental representations of multidigit numbers Resnick, 1983 Three Not applicable Three Summary of findings The author identified five stages in children’s acquisition of place-value understanding. The authors identified five conceptions of ten constructed by children. The authors identified five conceptions of ten in children’s counting after textbook instruction. The author posited a mental number line and a part-whole schema preceding three stages of place-value understanding. The authors identified several conceptions of numbers, many of them limited conceptions. The authors observed three types of representation used by students to represent twodigit numbers with concrete materials. A general overview of common features of the various classification schemes summarised in Table 2.1 can be given, despite the diversity among them. First, the authors each listed a number of levels at which children may operate in the placevalue domain. Some authors’ levels, the number of which varied from three to five, were stages through which most children pass (e.g., S. H. Ross, 1990); generally, however, they represented levels of expertise or maturity of understanding observed in children (e.g., Miura et al., 1993). In fact, few studies attempted to track individual students’ understanding over time. Rather, researchers usually described behaviour common to several students at a particular point in time, as indicative of a particular level of understanding. Second, the authors’ schemes each presented a sequence, starting with initial immature understandings, with each successive level representing better understanding of place value. This is clearly relevant to the teaching of place- 26 value concepts, the implied goal of which is to assist students to move to higher levels of number understanding. The levels were often used as a means of comparison of individuals and groups of children, to describe differences in performance and understanding (e.g., S. H. Ross, 1990). It is important to note here that the levels and stages proposed by the various authors do not agree completely. This may be due to factors such as the date of the research, the aims of the research, the philosophical stance of the author(s), and the tasks provided to participants. Nevertheless, there does exist substantive agreement among the various authors on internal structures revealed by observations of children’s task performance, and so it is useful to draw them together for the purpose of summarising the current state of knowledge of this field. A framework of conceptual structures for place value. This subsection describes a framework of four conceptual structures believed to be necessary for the development of mature place-value understanding, based on a synthesis of work in the field of place value research described in the previous section. This framework was used to inform initial data analysis in this study and then was subsequently compared with the study’s findings. The following paragraphs describe the four conceptual structures in the proposed framework, including support for each structure from the place-value literature. Conceptual structure 1: Unitary construct. Early in their school years, and even before the start of formal schooling, children are introduced to the idea of numerical symbols. They learn to recognise the symbols for numbers 1 to 9 and to associate each one with a number: the concept that refers to the numerosity of a group of objects (Fuson, 1990b; Resnick, 1983). Resnick likened this conceptual structure to a “mental number line” (p. 110), on which cardinal numbers are placed in sequence from zero or one to the limit of a child’s counting. By having a mental image of the number sequence, when counting a group of objects a child can associate each element on the number line with an object, and give the name of the last-mapped element as the total number in the group. Fuson et al. (1997) explained the importance of this conceptual structure for later learning about base-ten numbers: 27 Multidigit numbers build on and use the unitary single-digit triads of knowledge for single-digit numbers. Thus, before children can learn about two-digit numbers, they must have learned for one to nine how to read and say the number word corresponding to each number mark, write the numeral corresponding to each number word, and count or count out quantities for each mark and number word one to nine. Because the number words for single-digit numbers in most languages and the corresponding written marks are arbitrary, most children learn most of the unitary single-digit triads as rote associations. (p. 138) The unitary construct, though an essential component of early number teaching and learning, can lead to a limited conception, common in older children, that multidigit numerals represent only collections of single objects (Fuson, 1990b; Fuson et al., 1997). This conception is described in more detail later in this section. Conceptual structure 2: Tens and ones structure. Resnick (1983) proposed that this structure followed an earlier “part-whole” construct, by which students learn that quantities may be partitioned in different ways, especially when learning singledigit addition and subtraction operations. Partitioning a multidigit quantity into whole tens and leftover ones is a “unique partitioning of multidigit numbers” (Resnick, 1983). At this stage, students learn counting number names for numbers beyond 9, learn that numbers greater than 9 are separated into “tens” and “ones,” and learn to write symbols for numbers using two digits. With this level of knowledge a child may be able to carry out addition and subtraction operations that do not involve trading, and may also be successful on many typical classroom and textbook questions such as “How many tens are there in 36?” or “Circle the tens digit in 82.” However, as several authors have pointed out (e.g., Cobb & Wheatley, 1988), this type of question does not involve true place-value understanding, as it does not address the multiplicative idea of 1 ten being composed of 10 ones, and children with only this level of knowledge are not able to handle demands of operations which include trading. Conceptual structure 3: Ten as a unit. The third construct develops from the second, and focuses on the fact that the tens digit in a multidigit number stands for a collection of 10 single items. There are many variations of this conceptual structure (cf. Cobb & Wheatley, 1988; Fuson et al., 1997); the common element of the various constructs of this type is that ten is a single entity, made up of 10 units. By understanding this idea, a student thinking at this level can mentally or physically decompose a ten into 10 ones, or regroup 10 ones into a single ten, as the situation demands. 28 Several researchers have identified the ten-as-a-unit construct. S. H. Ross (1989) named this construct the construction zone stage, and explained the understanding involved in this way: “Students know that the left digit in a two-digit numeral represents sets of ten objects and that the right digit represents the remaining single objects” (p. 49). Miura and Okamoto (1989) identified students who chose to represent two-digit numbers using a canonical base 10 form: that is, so that the number of tens material and ones material equalled the number of tens and ones, respectively, in the written numeral. Numbers represented canonically can have no more than nine in any place, unlike under the following construct, where groupings of more than nine in a place are allowed. Steffe, Cobb, and von Glasersfeld (1988) identified a concept of ten that is congruent with the ten-as-a-unit construct in their study of children’s counting that they named ten as an iterable unit. This concept of ten was held by students who could count using ten as a composite unit and the remainder as units of one, and was also identified by Cobb and Wheatley (1988). Conceptual structure 4: Flexible representations. The flexible representations conceptual structure develops the understanding in the previous ten-as-a-unit construct. The base-ten numeration system is written using a strict protocol of having no more than nine in any one place. When concrete materials represent a number, it is said to be a canonical representation if it has no more than nine in any single place, or non-canonical if there are more than nine in any single place. For example, 75 can be represented as 6 tens and 15 ones, or as 4 tens and 35 ones, and so on. The ability to understand multidigit numbers in non-canonical terms and to represent them non-canonically is essential for proficiency with mental or written computation (Greeno, 1991). The flexible representations construct represents a high level of place-value understanding, and may be exhibited in a variety of ways. These include the abilities to represent a given number in non-canonical form, to write the numerical symbol for a number represented non-canonically, and to carry out mental computation by flexibly partitioning multidigit numbers. The idea that students need to develop the flexible representations construct is contradictory to advice contained in a chapter written over 20 years ago, by Merseth (1978). In her explanation of how to use concrete materials to teach addition and subtraction algorithms, Merseth advised teachers to institute a trading rule, “that no player may have more than nine objects in any column at the end of the individual turn” (p. 64). With further knowledge of necessary conceptual structures for 29 multidigit numbers, many authors today are in favour of encouraging students to develop more flexible understandings of how a number may be represented (e.g., G. A. Jones et al., 1994; Resnick, 1983). By providing students with the idea that it is never permitted to have more than 9 in a place, this “canonical arrangement only” rule may restrict students’ thinking to the level of this base-ten structure construct. Several researchers identified the flexible representations construct. Miura and Okamoto (1989) and Miura et al. (1993) identified it as the highest category of place-value understanding of their participants. After students represented a two-digit number using blocks, researchers asked them to “show the number another way using the blocks” (Miura & Okamoto, 1989, p. 111). The researchers categorised students who did so using non-canonical arrangements of tens and ones blocks as using a non-canonical base 10 representation. S. H. Ross (1989) described the ability to determine the number represented by an arrangement of materials under this construct as the understanding stage: Students know that the individual digits in a two-digit numeral represent a partitioning of the whole quantity into a tens part and a ones part. The quantity of objects corresponding to each digit can be determined even for collections that have been partitioned in nonstandard ways. (p. 49) Children’s limited conceptions of multidigit numbers. As well as accurate conceptual structures, researchers conducting research in this field have identified a number of common limited conceptual structures held by children for multidigit numbers. Though misconceptions of place-value concepts held by children are “very diverse” (A. Sinclair & Scheuer, 1993, p. 200), the research literature contains references to a cluster of observed behaviours, each indicating a basic conceptual misunderstanding. Three limited conceptions for multidigit numbers commonly observed in children are: a unitary concept of multidigit numbers, a face value construct, and a counting sequence concept. The conceptions are outlined in Table 2.2, which also shows task behaviour that illustrates the presence of each misconception. 30 TABLE 2.2. Task Performance Illustrating Limited Conceptions in Place-value Understanding Limited conception Task Performance Example Illustration Unitary concept of multidigit numbers: Multidigit numbers seen as unitary collections only. Student represents a multidigit number as a collection of ones only. For example, 21 is represented as 21 ones only. 21: Face value construct (a): Tens digits represent single units, not multiples of 10 ones. Student represents a twodigit number as two sets of units. For example, 43 is represented by 4 ones and 3 ones. 43: Face value construct (b): Digits representing traded amounts in written algorithms represent their face value only. Student believes that a carried “1” in a written algorithm represents just one. Counting sequence concept: Each number is one element in the sequence of counting numbers. Student represents multidigit numbers as elements in counting sequence only. For example: 25 is the number after 24 and before 26. 6 7 15 - 4 7 2 8 Limited Conception 1: Unitary concept of multidigit numbers. The unitary construct is one of the first steps towards understanding the base-ten numeration system, as described earlier in this section. Single digit numbers are linked both to single symbols 0 to 9 and to groups of fewer than 10 objects. However, it appears that many children also retain this conceptual structure for numbers greater than 10 (Fuson, 1990b). The place-value literature is replete with reports of children who see multidigit numbers as collections of ones, or single elements, only. In other words, they see 34, for example, not as 3 tens and 4 ones, but as 34 ones. For example, Hughes (1995) found that when asked to show $67 with “play money” in $1, $10, and $100 denominations, some children counted out 67 $1 notes. Miura and Okamoto (1989) made very similar observations in their study of U.S. and Japanese students’ cognitive representations of number. The researchers found that certain participants held unitary concepts for two-digit numbers. These conceptual structures 31 were deduced by researchers from the representations of two-digit numbers which participants produced using base-ten blocks. If a student showed 28 ones for the number 28, for example, then the researchers inferred that the student was using a unitary conception of multidigit numbers. This construct is closely linked to S. H. Ross’s (1989) whole numeral stage: “[Children’s] cognitive construction of the whole comes first—the numeral 52 represents the whole amount” (p. 49). Fuson (1990a, 1990b, 1992) referred to ideas of multidigit numbers held by some children as collected multiunits. She explained the children’s concepts this way: “The collected multiunits are collections of single units: A ten-unit item is a collection of ten single unit items, a hundred-unit item is a collection of one hundred single unit items, . . . , and so forth” (Fuson, 1992, p. 142). Explaining the considerable difficulties faced by English-speaking children in linking understanding of multidigit numbers, their written symbols, and their spoken names, Fuson (1990a) blamed the common construction by these children of unitary conceptual structures on the “obfuscation of the underlying tens structure in English number words” (p. 357). Limited Conception 2: Face value construct. The face value construct is also a very common conceptual structure among children, according to place-value researchers. It is defined as the idea that each digit in a multidigit numeral represents only that number of ones: its face value. S. H. Ross (1989) defined a stage of placevalue understanding at which children exhibited this construct as the face value stage: Students interpret each digit as representing the number indicated by its face value. . . . but these objects do not truly represent groups of ten units to students in [this stage]; students do not recognize that the number represented by the tens digit is a multiple of ten. (p. 49) The presence of the face-value construct points to a critical misconception of multidigit numbers, but one that may be difficult to detect (S. H. Ross, 1990). Though it is efficient to compute answers to multidigit questions as if each digit was a single unit, many children apparently believe that each digit actually represents only its face value. Researchers who were investigating a variety of mathematical abilities have reported this construct. These abilities included children’s counting (Cobb & Wheatley, 1988), representations of two-digit numbers (Miura & Okamoto, 1989; Miura et al., 1993; S. H. Ross, 1989, 1990), comparison of pairs of two-digit and three-digit numbers (A. Sinclair & Scheuer, 1993), handling two-digit and threedigit numbers in novel problem-solving exercises (Bednarz & Janvier, 1982), and 32 completing written algorithms (Fuson & Briars, 1990; Fuson et al., 1997; Kamii & Lewis, 1991). A task where the presence of the face-value construct is particularly important is that of carrying out written computation. Though they can correctly carry out the procedure, many children do not have a good idea of the values they are symbolically manipulating, and regard each digit as representing only its face value. Fuson and Briars (1990) called this conceptual structure concatenated single digits: “Even many children who carry out the algorithms correctly do so procedurally and . . . cannot give the values of the trades they are writing down” (p. 181). Similarly, Cobb and Wheatley (1988) found that some students had a different conception of addition questions when written vertically, compared to a horizontal presentation. They concluded that the students understood two numbers added horizontally as one number incrementing the other, whereas in vertical format, the operations were seen either as separate single-digit tasks, or as separate tens and ones addition tasks. A paradox needs to be clarified here. Place-value understanding requires a person to understand the value represented by each digit of a number; however, people proficient with written algorithms treat operations in each place as single-digit sums, differences, products, and quotients. In other words, it is quicker, and cognitively less demanding, to operate on digits in each place as if they were all units, rather than to keep in mind the value actually represented by each digit as each step is carried out. By doing this, those proficient in written computation thus take advantage of the efficiency inherent in the base-ten numeration system’s notation, referred to by other authors as the “unreasonable power of mathematics” (Fuson, 1992, p. 56), and “the beauty and seeming simplicity of the base-ten number system” (Sowder & Schappelle, 1994, p. 343). Nevertheless, appreciation of this efficiency does not develop automatically in students (Sowder & Schappelle), and care is needed to teach this to students without causing lack of understanding. As Resnick and Omanson (1987) noted, automatic performance in written arithmetic is incompatible with continuing reflection on principles underlying the written algorithms. For example, consider the following addition question using a conventional written algorithm: 274 + 318 The algorithm is completed by considering a series of three single-digit sums: 33 4 + 8 1 + 7 + 1 2 + 3 This use of single-digit sums to complete a multidigit addition question is an example of the trade-off involved in use of conventional written algorithms: In order to achieve efficiency, the quantities represented by the digits in the various places are ignored. As pointed out by Carpenter, Franke, Jacobs, Fennema, and Empson (1997), “standard algorithms have evolved over centuries for efficient, accurate calculation. For the most part, these algorithms are quite far removed from their conceptual underpinnings” (p. 5). For children who have not developed accurate conceptual structures for multidigit numbers, ignoring the meaning behind the symbols in this way has the potential to hide the connections between symbols and the numbers they represent. The above comments illustrate the importance in place-value research of distinguishing between children who operate according to the face-value construct, and those who understand multidigit numbers according to the base-ten structure or flexible groupings constructs. This importance is supported by S. H. Ross’s (1989) comment that “pupils [holding the face value construct] may appear to understand more than they actually do” (p. 50). Kamii and Lewis (1991) made the same point, pointing out the inadequacies of standard achievement tests, which “tap mainly knowledge of symbols” (p. 50), rather than understanding of numbers. Limited Conception 3: Counting sequence construct. This limited conception, similar to the unitary concept, was identified by Fuson (1992), who described a limited understanding of multidigit numbers that she called “sequence multiunits.” Students having this understanding of multidigit numbers conceive of them as “[entities] within the number-word sequence: ‘Five thousand six hundred eighty nine’ is the word after five thousand six hundred eighty eight and the word before five thousand six hundred ninety” (p. 143). Fuson based her idea on observations of two methods that certain students used to carry out multidigit addition or subtraction, using counting procedures based on the position of each number in the sequence of number names. Students possessing this construct either counted on (or back) from one number using the counting number sequence by hundreds, tens, and ones; or counted on or back within each place separately before combining the partial sums or 34 differences. For example, to compute 596 + 132, a student could count either “596, 696, 706, 716, 726, 727, 728” or “500, 600; 90, 100, 110, 120; 6, 7, 8; 728.” Sources of children’s limited conceptions of multidigit numbers. Many factors have been cited as causes of students’ difficulties in reaching a level of understanding of place value that is robust, flexible, and efficient. Knowledge of students’ common difficulties, and possible underlying causes for them, is important in the planning of either teaching for or research into understanding of the base-ten numeration system. Four sources of difficulty are discussed in this section: (a) cognitive complexity, (b) over-emphasis on rules and routines, (c) English language number names, and (d) lack of connections. Cognitive complexity. As noted in the previous subsection, efficient arithmetic computation is highly routinised, and effectively unthinking: The person carrying it out is generally not thinking of the values involved (Hiebert, 1988). This may be part of the reason that much instruction in mathematics is based on unthinking use of routines. However, in order to check the accuracy of procedures and to self-correct errors, it is important that a person carrying out computation has the ability to reconstruct the meanings of the procedures involved, when needed (Fuson & Briars, 1990). The difficulty for primary teachers is that for students to be able to carry out computational procedures while maintaining a mental representation of the quantities involved may impose a greater processing load than many primary students can handle. Boulton-Lewis (1993) and Boulton-Lewis and Halford (1992) referred to Halford’s (1993a) structure mapping theory to explain the cognitive demands placed on a student in learning about the base-ten numeration system. Boulton-Lewis and Halford (1992) pointed out that in order to understand place value a student needs to be able to make mappings at the system mappings level, possible from about 5 years of age. They cautioned that processing loads will be increased if unfamiliar or inappropriate analogues are used, and advised that in order to reduce the load it is necessary to ensure that the child is able to recall automatically the relations between quantity, place value, and any symbolic and concrete representations of the task and uses less rather than more demanding [computational] strategies. (p. 8) The question of how different concrete representations may be used in the teaching of place value is addressed in section 2.5.3. 35 Over-emphasis on rules and routines. Several authors have cited premature or over-emphasis on procedures as having a detrimental effect on children’s number learning (e.g., Hiebert, 1988). This style of teaching and learning is often called a “textbook” approach (Cobb & Wheatley, 1988; Fuson, 1990b, 1992; Kamii & Lewis, 1991). The characteristics of this approach include a strict sequence of instructional steps according to the perceived difficulty of question types; few pictures, often poorly linked to symbolic representations; and a rule-based approach to computation (Fuson, 1992, pp. 149-150). These observations underline the advice, summarised in section 2.4.1, that mathematics teaching today should be based not on the teaching of rules and procedures, but on teaching for mathematical understanding and the development of number sense. English language number names. The irregular system of number names in the English language is another source of difficulty in learning place-value concepts, mentioned by many authors (Bell, 1990; Boulton-Lewis & Halford, 1992; Carpenter, Fennema, & Franke, 1993; Fuson, 1990a, 1992; Fuson & Briars, 1990; Hughes, 1995; G. A. Jones & Thornton, 1993a; Miura & Okamoto, 1989; Miura et al., 1993). Whereas the base-ten numeration system is used consistently in most nations today, the spoken number names naturally vary with the language used. The number names in the English language are not a consistent system across the range of spoken numbers, and include a number of irregularities, especially in tens place names and the teen numbers (Fuson, 1992). Similar irregularities also exist in other European languages (Miura et al. 1993), such as French, in which are found such irregular number names as quatre-vingt-quinze (“four-twenty-fifteen”) for the number ninetyfive. Such number name systems obscure the grouped tens structure of the base-ten number system. There is a growing belief that this is a major cause of the difficulties which European language-speaking students face in learning place-value concepts, compared to other language speakers, including speakers of Asian (Bell, 1990; Fuson, 1992) or Maori (Hughes, 1995) languages. Miura and her colleagues (Miura & Okamoto, 1989; Miura et al., 1993) have claimed that their research comparing place-value understanding of students who speak Asian and European languages demonstrates that the respective structures in these languages influence conceptual structures held by students who speak them. Hughes (1995) suggested that teachers of English-speaking students incorporate more “transparent” English number names in their lessons, to aid the students’ place-value understanding. Whether or not this 36 strategy is adopted, any teaching program that aims to develop efficient conceptual structures for multidigit numbers in English-speaking students must take into account the particular difficulties introduced by the number names in the English language. Lack of connections. It is widely reported in the literature that many children do not connect number symbols to their real-world referents or to number representations such as blocks (Baroody, 1989, 1990; Hart, 1989). As a result, there is considerable support for helping children build strong links between numbers and number representations (Fuson, 1992; Hiebert, 1988; Hiebert & Wearne, 1992; Resnick, 1987), including support for the use of computer software for this purpose (Clements & McMillen, 1996; Fuson, 1992; Hiebert, 1984; Hunting & Lamon, 1995). The topic of building connections in place-value teaching through the use of concrete materials is discussed in greater detail in section 2.5.3. 2.4.3 Analogical Reasoning Analogical reasoning is the second branch of cognitive research relevant to the teaching of place value. Analogical reasoning has been claimed to have a particular importance in the study of thinking and reasoning (Gentner & Toupin, 1986; Goswami, 1992), and to be “the most important of all our reasoning processes” (Grandgenett, 1991, p. 30). This section discusses the importance of analogical reasoning as the cognitive mechanism underlying the use of materials such as baseten blocks to represent numbers. Definition of analogical reasoning. Though there is no single generally accepted definition of analogical reasoning, several authors (English, 1997; Simons, 1984; Vosniadou & Ortony, 1989) have offered definitions for the term that share a number of essential features. Vosniadou and Ortony’s (1989) definition will be used here: “Analogical reasoning involves the transfer of relational information from a domain that already exists in memory (usually referred to as the source or base domain) to that domain to be explained (referred to as the target domain)” (p. 6). Research into children’s analogical reasoning. Analogical reasoning by children has not received much attention until comparatively recently. As Goswami (1992) explained, 37 the reasons for this neglect were partly historical. According to piagetian [sic] theory, the ability to reason by analogy was a late-developing skill, emerging at around 11-12 years of age during the “formal-operational” period of reasoning. Younger children were thought to be incapable of reasoning by analogy, and consequently few people investigated their analogical reasoning skills. (p. 3) However, several more recent studies of children’s analogical reasoning have put these Piagetian claims in some doubt. Goswami (1992), in particular, argued that the findings of Piaget and others on this point should be challenged on the assumptions underlying their research. Goswami argued that when experiments are designed that ensure that participants fully understand the task and the relations that exist between terms, even very young children are capable of reasoning analogically. Successful training in analogical reasoning skills both to children and to adults has been demonstrated in the work of several researchers (Alexander, White, et al., 1987; Alexander et al., 1989; Alexander, Wilson, et al., 1987; Bisanz, Bisanz, & LeFevre, 1984; Newby, Ertmer, & Stepich, 1995). Participants included 4- and 5-year-old children, students aged 9 to 19, college students, and teachers of 4th grade and preschool classes. Results showed that the training was effective in each case. In the case of the teachers, the training effects were found to transfer to the teachers’ students also (Alexander, Wilson, et al., 1987). Though the application of analogical reasoning to science education has received much research attention, there has been little study of the use of analogies in teaching mathematical concepts. As English (1997) stated, “this appears to be a serious omission, given the important role of analogy in mathematics learning” (p. 192). Analogies are used by mathematics teachers, to teach a range of mathematical ideas, including number, place value, and fractions. Some of the few studies of analogical reasoning and mathematics have been those by Wilson and Shield (1993) and English (1993, 1997). Structural mapping theory. The structural mapping theory of Gentner (1983, 1988, 1989) provides a useful explanation of the mechanisms involved in analogical reasoning and the use of mental models. Definition of structural mapping. The structural mapping theory (Gentner, 1983) explains how commonalties between target and base domains are perceived when reasoning analogically: “The central idea is that an analogy is an assertion that a relational structure that normally applies in one domain can be applied in another 38 domain” (p. 156). In other words, the user perceives parallels between target and base domain, based upon a common relational structure. The two domains are then perceived to be correspondent, to the extent that relations among members of the two domains can be mapped from target to base. Gentner (1983) used Rutherford’s theory that an atom is like a solar system to demonstrate the idea of structural mapping. In this example, though some attributes of the solar system components cannot be mapped to an atom (such as colour and temperature of the sun), key relations between the sun and planets (such as the central body being more massive than, and attracting, the orbiting body) are mapped directly onto relations between nucleus and electrons in the atomic domain. Under the structural mapping theory, this is a general principle: Analogies have few attribute matches, but many relation matches. Thus analogies can be distinguished from literal similarity, abstraction, or anomaly (Gentner, 1983). This distinction also applies to Halford’s (1993a) definition for cognitive representations: A cognitive representation is an internal structure that mirrors a segment of the environment. The representation must be in structural correspondence to the environment and be consistent. Resemblance between the representation and the environment is not required, and representations are not ‘pictures in the head.’ (p. 69) Application of structural mapping theory to place-value instruction. The following major section (section 2.5) describes the use of manipulative materials for the teaching of place-value concepts; the remainder of this section describes the theory behind their use based on the structural mapping theory. Concrete materials, such as bundling sticks and base-ten blocks, used to represent numbers “are technically analogues [of numbers], and can be analyzed using analogy theory” (Boulton-Lewis & Halford, 1992, p. 2). As Boulton-Lewis and Halford pointed out, concrete representations of numbers mirror the structure of the domain of numbers. Thus, the structure of the visible sticks or blocks is mapped onto the domain of invisible numbers. Boulton-Lewis and Halford pointed out that the use of concrete representations of numbers in mathematics teaching requires attention to two important points. First, the representation itself should accurately model the structure of numbers; second, children should be familiar with the representation to reduce the cognitive load entailed in the use of the representation. 39 Base-ten blocks as analogues of numbers. Base-ten blocks were developed by Dienes (1960), and are “probably the most commonly used analogues in the teaching of numeration and computation” (English & Halford, 1995, p. 105). Base-ten blocks qualify as analogues of numbers, based on Gentner’s (1983) definition of structural mapping given in section 2.4.3. First, there are no physical attributes that could be mapped from base-ten blocks to numbers, since numbers are abstract entities. Second, there are a number of relational similarities that can be mapped from base-ten blocks to base-ten numbers; three of these are described in the following paragraphs. The first feature of base-ten blocks that makes them effective analogues of numbers is the fact that relative sizes of the four blocks map onto the relative values of the four places represented (English & Halford, 1995; Figure 2.2). Bednarz and Janvier (1982) described this feature of materials as representing numbers “so that the rule of grouping is apparent (visible or explicit)” (p. 36). Individual base-ten blocks are available in only four standard sizes: the one-block, a 1 cm cube; the tenblock, a rectangular prism 1 cm x 1 cm x 10 cm; the hundred-block, 1 cm x 10 cm x 10 cm; and the thousand block, a 10 cm cube. Each of the three larger blocks has sawn grooves, at 1-cm intervals, that provide a visual indication of the relation between each larger block and a number of one-blocks. Thus, the size of each block in relation to the size of a one-block maps directly onto the value of each place in relation to the ones place. For example, as 100 is one tenth of 1000, and 10 times 10; so also a hundred-block is one tenth the size of a thousand-block, and 10 times the size of a ten-block. Between any pair of the four block sizes, the same mapping can be made from the relative size of blocks to the relative values of the represented numbers (see Figure 2.2). Other materials available for the teaching of mathematics can be manufactured according to other groupings, or can be so grouped by children using them. For example, Unifix™ cubes can be grouped arbitrarily in any sized group and so do not model the base-ten system in particular. Such materials may be termed unstructured or semistructured analogues of multidigit numbers (English & Halford, 1995), indicating their lack of a built-in structure that directly models the base-ten numeration system. 40 Figure 2.2. Relationships inherent in base-ten blocks. Note. Based on figure from Mathematics education: Models and processes (p. 105), by L. D. English and G. S. Halford, 1995, Mahwah, NJ: Erlbaum. The second mapping from base-ten blocks to the domain of numbers maps the numerosity of a group of blocks of one size, onto the number represented in the associated place. A set of blocks of the same size is used to represent a single digit from one to nine, with the number of blocks being equal to the face value of the digit represented. For example, 6 hundred-blocks represent the number 600. A combination of the first two mappings described in this subsection is available in any representation of numbers with base-ten blocks. In a base-ten block representation of a number, such as 752, not only is the block representation of the entire number proportional to its value (compared to a single one-block), but the representation of any portion of that number—the tens part of it (50), or the hundreds and tens expressed as tens (750), for example—is also proportional to that portion. Thus when base-ten blocks are used to represent the steps in a computational algorithm, they do so in a manner that preserves at every step a valid mapping from the block representation for each number to its value. The third mapping that base-ten blocks exhibit is that of trading relations (Fuson, 1990a, 1992). In carrying out written or mental computation with multidigit numbers, it often necessary to regroup a portion of a number in one place to another, generally adjacent, place. This process of trading one-for-ten is essential for the 41 operations of addition, subtraction, multiplication, and division, which are important components of the primary mathematics curriculum. Base-ten blocks effectively model the trading process when one block is swapped for 10 of the next smallest place, or vice versa. In the process, the size of the representation is preserved and so can be mapped from the materials to the number. This mapping of size relations does not occur with materials such as coloured chips or an abacus, as each chip or abacus bead is the same size, making them less useful as analogues of numbers, particularly early in children’s learning of place-value concepts (English & Halford, 1995). The above paragraphs demonstrate that base-ten blocks incorporate the systematicity principle, a further development of the structural mapping theory introduced by Gentner and Toupin (1986). They defined the term in this way: The systematicity principle states that a base [source] predicate that belongs to a mappable system of mutually interconnecting relations is more likely to be imported into the target than is an isolated predicate. A system of relations refers to an interconnected predicate structure in which higher-order predicates enforce constraints among lower-order predicates. (p. 280) As demonstrated, base-ten blocks are capable of at least three different relational mappings: (a) mappings between the sizes of individual blocks and the values assigned to places, (b) mappings between the numerosity of a group of similar blocks and the value of an individual digit, and (c) mappings between traded actions on blocks and the corresponding regrouping carried out on numbers. These three mappings together form a system of interrelated relations and so satisfy the conditions for the systematicity principle described above. Thus, according to Gentner and Toupin (1986) relations among base-ten blocks are “likely to be imported into the target” (p. 280), adding further support to their use in teaching of place-value concepts. Cognitive load theory. The cognitive load theory is also relevant to the teaching of place-value concepts with base-ten blocks, being concerned with the demands placed on students’ thinking processes by various instructional designs. Sweller (1999) pointed out that current theories suggest that “we can process no more than about two to four elements at any given time with the actual number probably being at the lower rather than the higher end of this scale” (p. 5). In order to simultaneously manage larger numbers of elements in working memory, it is necessary for learners to develop schemas that “provide the means of storing huge amounts of information in long42 term memory” (Sweller, 1999, p. 11). Sweller defined a schema as “a cognitive construct that permits us to treat multiple elements of information as a single element categorised according to the manner in which it will be used” (p. 10). According to cognitive load theory, base-ten blocks assist children to understand the base-ten numeration system by helping them form such schemas that relate numerical quantities, written symbols, and the blocks. 2.5 Teaching Place-value Understanding This section includes three subsections. Broad approaches to the teaching of place-value understanding recommended in the literature are described in section 2.5.1. The focus is narrowed in section 2.5.2, to concentrate on the widely-stated goal of helping students to build connections between numbers and number representations. Section 2.5.3 describes the reported use of a range of concrete materials in the teaching of place-value understanding, with particular emphasis on base-ten blocks. 2.5.1 Teaching Approaches A number of writers have described different ideas of how to teach placevalue concepts. Each of these teaching methods aims to help students to develop links among number concepts, their real-world referents, and their representations by symbols or physical analogues. Four recurrent themes evident in the literature on place-value teaching are described in this section: (a) use of structured materials to model numbers, (b) use of real-world problems, (c) teaching place-value concepts in the context of computation, and (d) adopting a constructivist view of learning. These four themes are by no means mutually exclusive; several authors included more than one of these themes in their work. Some writers have advocated a structured approach to teaching place value, using concrete materials, and especially base-ten blocks (Fuson, 1990a, 1990b, 1992; Fuson & Briars, 1990). In this approach the teacher continually reinforces the links among written symbols, number names, and concrete materials. Bednarz and Janvier (1982, 1988) recommended another approach that focused children’s attention on the structure of the base-ten numeration system. Their particular focus was on the groupings inherent in the base-ten numeration system; G. A. Jones and Thornton (1993a) called this an explicit grouping approach. In their research, Bednarz and 43 Janvier presented students with various explicit groups of objects, often including multiple groupings, or groups of groups. The objects used included cereal boxes grouped by six into cases, and baskets of three cases; peppermints in rolls of 10, and bags of 10 rolls; and paper flowers, each made of 10 sheets of paper, and grouped into bouquets of 10 flowers. The research showed that some students did not understand the groupings inherent in the base-ten numeration system, shown by the fact that they attempted to answer questions involving multiple groupings without inquiring about the number of objects in each group. A second theme in the literature on place-value instruction is the use of realworld problems to help students make links between symbols and real-world application of mathematics. This approach has been recommended by Bednarz and Janvier (1982, 1988), Hiebert (1989), and Hiebert and Wearne (1992). The third theme is shown in a teaching approach recommended by several writers (e.g., Fuson, 1990a, 1990b, 1992; G. A. Jones & Thornton, 1993b; G. A. Jones et al., 1994), to teach place value in the context of computation or problemsolving exercises, and particularly multidigit addition and subtraction exercises. Several researchers, including Carpenter et al. (1993), Fuson (1990b, 1992), Kamii, Lewis and Livingston (1993), and S. H. Ross (1989, 1990), argued that rather than attempting to teach place-value concepts first, as a prelude to the teaching of addition and subtraction, place-value learning should take place within the context of computation. Fuson (1992) summarised this idea in her comment that multidigit addition and subtraction are problem situations that permit crucial attributes of the named-multiunit words and the positional written marks to become evident and thus are excellent contexts within which children can construct placevalue understandings. (p. 173) One aspect of the idea that place-value concepts should be taught in the context of their use in computation is the advice from several authors that children should be encouraged to invent their own computational procedures, as a means to gaining proficiency in understanding and using multidigit numbers. This advice has been given by Carpenter et al. (1993), Duffin (1991), Kamii and Lewis (1991), Kamii et al. (1993), Resnick and Omanson (1987), S. H. Ross (1989), Sowder and Schappelle (1994), and P. W. Thompson (1992). The fourth theme that emerges from the place-value literature is the use of a constructivist approach to teaching place value. Some authors (e.g., Cobb, 1995; Kamii & Lewis, 1991; Kamii et al., 1993) specifically mentioned constructivism as 44 the basis of their work; others (e.g., R. Ross & Kurtz, 1993; S. H. Ross, 1990; P. W. Thompson, 1992) mentioned the idea of children constructing understanding, indicating their acceptance of constructivist ideas. G. A. Jones et al. (1994) favoured what they termed an interactive-constructivist approach, recommending that teachers engage their students in “negotiated learning” as they solve problems that “challenge and stretch” their abilities. It is relevant to point out one view of constructivist teaching of place-value concepts that excludes the use of concrete materials. Constructivism was a part of Kamii et al.’s (1993) developmental approach that focused on the internal construction of meanings in children’s minds. However, unlike most authors in the field, including others who used constructivist teaching methods, Kamii et al. did not use concrete materials to support learning. In their view, concrete materials are a hindrance to children’s development of place-value concepts, because these concepts derive from mental actions and higher-order constructions rather than from objects in the external world (p. 201). It appears that Kamii et al.’s view is a minority one at odds with that of the majority of other writers in the field, who recommend the use of concrete materials for the teaching of place-value concepts. 2.5.2 Building Place-Value Connections The findings of cognitive scientists are commonly used to inform the teaching of mathematics, as explained in section 2.4. Mathematics researchers are typically interested in the conceptual structures for numbers posited by cognitive scientists and the relations that these structures have to external representations of numbers, including written symbols and concrete materials. For example, Hiebert and Carpenter (1992) described two assumptions in mathematics education research: that “some relationship exists between external and internal representations” and that “internal representations can be related or connected to one another in useful ways” (p. 66). There is widespread support in the mathematics education literature for the view that teaching place-value concepts involves assisting students to build connections among numbers, verbal names, and written representations of numbers (Baroody, 1989, 1990; Clements & McMillen, 1996; Fuson, 1990b, 1992; Fuson & Briars 1990; Gluck 1991; Hart 1989; Hiebert & Wearne 1992; Merseth 1978; Payne & Rathmell, 1975; Peterson, Mercer, McLeod, & Hudson, 1989; Peterson, Mercer, Tragash, & O’Shea, 1987). The idea of “drawing connections between a set of 45 understandings and an appropriate symbol system [is] a central feature of all learning, regardless of content” (Hiebert, 1984, p. 499); in the case of mathematics learning, connections have to be made between the student’s understanding of numbers and the written numeration system. The development of place-value understanding involves the formation of a number of interrelated connections, or links, in the student’s understanding. Three of these links are illustrated in Figure 2.3, which portrays one view of the relations among numbers, written symbols, and physical models. As already mentioned, numbers are abstract entities that do not exist in the physical world. However, they are represented in physical form in two principal ways: (a) through the numeration system of written symbols and associated procedures (Skemp, 1982) and (b) through various physical models known collectively as concrete materials. Students need to understand the links among numbers and these two different sets of referents. Figure 2.3 shows that whereas written symbols represent numbers in an abstract, sociallyconstructed manner (Cobb, 1995; S. H. Ross, 1990), concrete materials model numbers analogically in a physical form that is closer to young children’s experience (Hiebert, 1988; Hiebert & Carpenter, 1992). Figure 2.3. Relationships among numbers, written symbols, and concrete materials. It is clear that, though written symbols and concrete materials can both be used to represent numbers (Hiebert, 1988), the relationships between numbers and the two representations are of a different character. As explained in section 2.4.3, concrete materials such as base-ten blocks model numbers analogically (BoultonLewis & Halford, 1992): There is a direct relationship between the size of a number and the size, numerosity, or both, of its physical representation. In contrast, written symbols are “cultural tools” (Cobb, 1995, p. 380), “the shared symbol systems of 46 mathematics” (Putnam et al., 1990, p. 70), and only represent numbers as a function of their socially-agreed meanings (Kamii & Lewis, 1991). There is no sense, for example, in which the written symbol “7” or the words “seven,” “sept” (French), or “qi” (Chinese) represent an actual number seven apart from the convention that people using each of them agree that it stands for that number. As J. H. Mason (1987) pointed out, the “symbolizing process” by which symbols stand for numbers is often forgotten by teachers, and is never understood by many students (p. 76). Students need to be made aware of the parallel relationship that is meant to exist between symbols and concrete materials, so that they can take advantage of the implied connections which exist between the two systems of representations. Hiebert and Wearne (1992) summarised the idea that students need to see the connections between written and material representations of numbers with their statement that from a cognitive science point of view, it can be argued that building connections between external representations supports more coherent and useful internal representations. . . . Different forms of representation for quantities, such as physical materials and written symbols, highlight different aspects of the grouping structure, and building connections between these yields a more coherent understanding of place value. (p. 99) Mathematicians have been concerned with helping children make links between symbols and the ideas they represent for many years (Hiebert, 1984, p. 500). For example, over half a century ago Van Engen (1949) wrote of the need for teachers to consider how to help their students develop meanings for arithmetic. Hiebert (1984) stated the view that making links is central to mathematics learning and that “although it is not surprising that students have trouble connecting form and understanding, the effect of not making these connections may be one of the most serious problems in mathematics learning” (p. 499). Elsewhere, Hiebert (1989) again stressed the centrality of this process to mathematics education. He stated that “it is impossible to overemphasize the importance of helping children establish connections between quantities and numerals and between actions on quantities and operation signs” (p. 40). Several authors have referred to a gap that appears to exist in the minds of many children between the two systems of number representations—written symbols and concrete models—and have referred to the need for teachers to work at “bridging the gap” (e.g., Gluck, 1991; Hart, 1989; Hiebert, 1988). Figure 2.4 portrays what Gluck referred to as “the very large gap between manipulatives and paper-and-pencil 47 tasks” (p. 10). Hart reported the same gap in preliminary results of a research project entitled “Children’s Mathematical Frameworks.” She concluded from the poor performance of the project’s participants that they were not making the needed connections between manipulatives and written procedures. She summed up her belief that students see the use of manipulatives and written procedures as disconnected processes in her suggested subtitle for the project report: “Sums Are Sums and Bricks Are Bricks” (p. 139). In her final paragraph Hart summed up her thoughts: Many of us have believed that in order to teach formal mathematics one should build up to the formalization by using materials, and that the child will then better understand the process. I now believe that the gap between the two types of experience is too large, and that we should investigate ways of bridging that gap by providing a third transitional form. (p. 142) Figure 2.4. Conceptual gap between written symbols and concrete materials. For many years authors have recommended a bridging approach to teaching place value, that aims to bridge the gap between written symbols and concrete materials. However, it needs to be realised that solutions to the problem seem rather elusive. Several authors have warned that bridging the gap between numbers and symbols, or numbers and materials “will not occur automatically” (Merseth, 1978, p. 61). Fuson (1992) found that, even in the presence of appropriate concrete materials, without appropriate guidance from a teacher to link blocks and written symbols, some children did not make the relevant connections, and errors resulted. Teaching strategies for improving these links have been suggested by several authors. One such strategy is to allow students more time to construct links (e.g., Carpenter et al., 1993; Gluck, 1991; R. Ross & Kurtz, 1993). As Hiebert (1989) pointed out, “connecting symbols with understanding is a difficult intellectual task, 48 and does not occur quickly” (p. 40); “students need time and many opportunities to construct the connections for themselves” (p. 42). A second strategy is to strongly emphasise connections between symbolic and concrete representations (Fuson, 1992, p. 165) so helping to draw students’ attention to errors in their written computation. Fuson explained that “when experimenters forced children to connect … marks procedures to the blocks, the multiunit quantities always could help the children selfcorrect the incorrect marks procedure” (p. 165). In fact even teachers who were “forced” to link closely written symbols and blocks improved their understanding of the represented meanings. Elsewhere, Fuson referred to the need to make “constant use of the three sets of words” for number names, block names, and digit names (Fuson & Briars, 1990, p. 182) and stated that links must be made “very tightly and clearly” (Fuson, 1990b, p. 277). A third strategy for bridging the conceptual gap between materials and symbols is to use an intermediate representation: This idea is portrayed in Figure 2.5. Figure 2.5. The use of transitional forms to bridge the gap between written symbols and concrete materials. Various intermediate representations have been suggested to strengthen the link between written symbols and concrete materials. Three suggestions for items to bridge the gap between concrete materials and written symbols are (a) using material that links concrete materials and symbols (Gluck, 1991), (b) pictorial representations (Baroody, 1990; Peterson et al., 1987, 1989), and (c) computer-generated 49 representations (Champagne & Rogalska-Saz, 1984; Clements & McMillen, 1996; P. W. Thompson, 1992). First, Gluck (1991) devised a teaching method that involved the use of a “place-value board” incorporating flip-over number labels for each digit and base-ten blocks. Gluck claimed that this material could be used “to take students step by step from the concrete, through the semi-concrete, and on to the abstract stage of development” (p. 12). It is not clear what Gluck meant by the “semi-concrete” stage; it appears that she was referring to activities in which students used base-ten blocks and flip-books at the same time. The key idea behind Gluck’s place-value board is to mirror actions on the blocks with changes in the written symbols, as also recommended by Fuson (1992). Second, the use of pictorial representations of numbers as intermediaries between concrete materials and written symbols has a long history, going back at least to Bruner (1966). Baroody (1990) stated that some writers, including Bruner, hypothesised that use of pictorial models was “a necessary bridge between concrete and abstract embodiments” (p. 283). Peterson et al. (1987, 1989) designed two teaching experiments according to what they claimed was a “generally accepted hierarchy for presenting a new skill [that] follows a concrete to abstract continuum” (Peterson et al., 1989, p. i). They found success in teaching place value to students with learning disabilities using a concrete-semiconcrete-abstract sequence: using one-inch cubes, pictures of place-value sticks and cubes, and worksheets without pictures, respectively. However, Fuson (1990a) argued that such a sequence was based on a faulty understanding of concrete and symbolic representations of number: The use of Bruner’s concrete-pictorial-abstract continuum in this context ignores the fact that the blocks and the written marks are not endpoints on a single continuum: They are structurally different systems that must be connected. Pictures have the same properties as the blocks (and different properties from the marks). . . . It is not clear at this time what, if any, advantages are provided by pictures, and there are definite disadvantages. (pp. 390-391) A third suggestion for bridging the gap is to use computer-generated representations of numbers. The software used in this study, like several other placevalue software applications described in the literature (Ball, 1988; Champagne & Rogalska-Saz, 1984; Clements & McMillen, 1996; P. W. Thompson, 1992), incorporates pictures of base-ten blocks. The connections made between these pictures and the on-screen number symbols are provided by the software, so that 50 changes in one representation are reflected quickly in the other representation. Three software applications that modelled base-ten blocks are described in Appendix A, and compared to the software application designed for this study. 2.5.3 Use of Concrete Materials Many types of concrete materials have been mentioned in the literature as being appropriate for use in teaching place-value concepts (e.g., Baroody, 1990; Bednarz & Janvier, 1982, 1988; Clements & McMillen, 1996; English & Halford, 1995; Hiebert & Carpenter, 1992; Hiebert & Wearne, 1992; Howard, Perry, & Conroy, 1995; Nevin, 1992; Peterson et al., 1987; S. H. Ross, 1989; C. Thompson, 1990). These materials include 1. a wide variety of objects (including pictures of objects) that may be used singly as counters, including wheels, lollies, flowers, or beans; 2. materials capable of being grouped into groups of 10, 100, and so on, including bundling sticks, Unifix™ cubes, Multilink™ material, cereal boxes, and paper flowers; 3. materials that include proportionally sized representations for ones, tens, hundreds, and so on, including bean sticks (wooden sticks each with 10 beans glued onto it), string lengths, and base-ten blocks; 4. materials that include representations for various places that are distinguished from each other by colour or some other arbitrary feature, including play money and coloured chips; 5. Cuisenaire rods, that are rods of different lengths and different colours representing numbers from 1 to 10; and 6. materials that illustrate the sequence of number symbols, including hundreds boards. Some indication of the extent of use of concrete materials in mathematics teaching is given by the results of studies in which researchers surveyed teachers about their use of a range of concrete materials. The first, by Gilbert and Bush (1988) surveyed grade 1, 2, and 3 teachers in 11 states of the U.S.; the second, by Howard et al. (1995), surveyed 249 primary teachers in a metropolitan education region in New South Wales. Both studies showed frequent use of concrete materials by the surveyed teachers. Gilbert and Bush found that 65% of respondents reported using concrete materials at least once per week; in Howard et al.’s study 62% of respondents 51 reported using concrete materials “often,” with less than 1% of teachers reporting that they did not use them at all. International data providing indirect evidence of the use of concrete materials was provided by a report of the primary school phase of the Third International Mathematics and Science Study [TIMSS]. Over 90% of teachers of Grade 4 students from every one of 24 nations surveyed agreed that “more than one representation (picture, concrete material, symbol, etc.) should be used in teaching a mathematics topic” (Mullis et al., 1997, p. 151). The most common reason given by teachers in the Howard et al. (1995) study for using concrete materials was that “they benefit children’s learning,” chosen by 96% of teachers surveyed (p. 6). The results of these studies make it clear that primary teachers collectively spend a lot of time using a variety of concrete materials in mathematics lessons, and that teachers believe that concrete materials have a beneficial effect on the children’s learning of mathematics. However, results of research into this belief have been equivocal (Hunting & Lamon, 1995; P. W. Thompson, 1992, 1994). This point is discussed further in the following subsection. The material used most often by teachers in the Howard et al. (1995) study was base 10 material, used by 84% of respondents. The term “base 10 material” was not defined by Howard et al., but is assumed to refer to base-ten blocks. As noted by Howard et al., the finding that “number material”—base 10, Multilink, and Unifix— is used more than any other is “hardly surprising given that the syllabus and many commercial mathematics programs encourage the use of such material” (p. 6). These findings underline the importance of research into the use of base-ten blocks, such as that reported in this thesis. Research into learning with base-ten blocks. Despite the very common use of base-ten blocks in primary classrooms (Gilbert & Bush, 1988; Howard et al., 1995), several authors have pointed out the lack of consensus in results of research into number learning using base-ten blocks (e.g., Hunting & Lamon, 1995; P. W. Thompson, 1992, 1994). As Thompson (1994) pointed out, some research (such as that by Resnick & Omanson, 1987) has shown little benefit from use of base-ten blocks for students learning place-value concepts, whereas other studies (e.g., Fuson & Briars, 1990) did show significant gains in student learning. Hunting and Lamon (1995) noted that results from several studies, including a meta-analysis by Sowell (1989), “suggest that there is a large host of 52 variables influencing the use of didactic materials, among these, type of material, length of time used, teacher training, age of the students, whether students or teacher chose the manipulative” (p. 55). As this statement demonstrates, questions of why base-ten blocks may be effective in some cases and not in others are not easily answered. P. W. Thompson (1994) suggested that these contradictions [among findings of different studies] are probably due to aspects of instruction and students’ engagement to which studies did not attend. Evidently, just using concrete materials is not enough to guarantee success. We must look at the total instructional environment to understand effective use of concrete materials— especially teachers’ images of what they intend to teach and students’ images of the activities in which they are asked to engage. (p. 556) One aspect of the effective use of place-value materials that has been mentioned by several authors (Baroody, 1989; Hunting & Lamon, 1995; P. W. Thompson, 1994) is students’ engagement with learning activities, that Hunting and Lamon referred to as “cognitive engagement in sense making.” As discussed in section 2.2.1, a prominent issue in mathematics education at present is the development of number sense. In the context of the teaching of place-value concepts, it is widely agreed that students must actively and sensibly consider the quantities represented by place-value materials as they use them (e.g., Resnick & Omanson, 1987). Otherwise there is a risk that “just as with symbols, pupils can learn to use manipulatives mechanically to obtain answers” (Baroody, 1989, p. 4; see also Clements & McMillen, 1996). Comments such as those reported in this subsection demonstrate a need for further information about how students learn place-value concepts, and in particular how that learning is influenced by materials such as base-ten blocks. As mentioned by several authors, the use of concrete materials to teach place-value concepts has great theoretical and intuitive appeal (e.g., Howard et al., 1995; Hunting & Lamon, 1995; Perry & Howard, 1994; P. W. Thompson, 1992, 1994). In light of this widespread belief among educators that concrete materials should be effective for teaching place-value ideas, there is a need for research that endeavours to find reasons why such effectiveness is not always demonstrated. One aspect of this research is discussed in the following subsection: There are now available a number of software titles that model numbers by pictures of base-ten blocks; one hope held for such software is that it may help overcome some of the drawbacks of physical blocks. 53 Computer-generated models of numbers. In recent years a number of software applications have been developed to model numbers and numerical relations on a computer display (Ball, 1988; Champagne & Rogalska-Saz, 1984; Clements & McMillen, 1996; Hunting, Davis, & Pearn, 1996; Hunting & Lamon, 1995; Rutgers Math Construction Tools, 1992; P. W. Thompson, 1992). Three arguments in favour of the use of computer software to model numbers are discussed in this subsection. Writers have argued that software can (a) model numbers just as effectively as physical blocks, (b) provide a “cleaner” form of manipulative, and (c) provide features not available with physical materials. The first argument in favour of computer software to model numbers is based on a view that physical models are not effective purely as a result of their tactile properties, and that therefore software representations can be just as effective as numerical models. “Computers might supply representations that are just as personally meaningful to students as are real objects” (Clements & McMillen, 1996, p. 271). Clements and McMillen argued for a reappraisal of what constitutes a concrete manipulative in the context of teaching numeration ideas to children. They asked the question “What does concrete mean?” (p. 270), and concluded that the tactile, sensory nature of physical manipulative materials is not what makes them useful for teaching about number. They argued that physical manipulation of materials by children does not guarantee that they will generate the mental images that their teachers expect, and that mathematical meaning is not contained within physical materials (see also Hiebert et al., 1997; Holt, 1964; Hunting & Lamon, 1995; Perry & Howard, 1994; P. W. Thompson, 1994). Clements and McMillen argued further that mathematics cannot be packaged into sensory-concrete materials, no matter how clever our attempts are, because ideas such as number are not “out there.” As Piaget has shown, they are constructions—reinventions—of each human mind. “Fourness” is no more “in” four blocks than it is “in” a picture of four blocks. The child creates “four” by building a representation of number and connecting it with either real or pictured blocks. (p. 271) A second argument advanced for the use of computer representations of numbers is that they may provide “cleaner” manipulatives (Clements & McMillen, 1996). The difficulties that children have with physical manipulatives are sometimes due to their “messy” nature. Students may miscount blocks, be distracted by extraneous features of the blocks, or otherwise use them inaccurately (Champagne & 54 Rogalska-Saz, 1984). Champagne and Rogalska-Saz noted that conventional physical materials could distract students from the task at hand and cause difficulties for teachers with managing materials; Hunting and Lamon (1995) and Touger (1986) noted similar student difficulties produced by features of particular materials used to represent numbers. In each case, it appears that properties of the materials intruded on the student’s understanding of the mathematical relations the materials were meant to model. As Clements and McMillen (1996) noted in relation to base-ten blocks, actual base-ten blocks can be so clumsy and the manipulations so disconnected one from the other that students may see only the trees—manipulations of many pieces—and miss the forest—place-value ideas. The computer blocks can be more manageable and “clean.” (p. 272) The third argument in favour of computer models of numbers is that software can incorporate features not possible with physical models (NCTM, 1998, p. 112). Clements and McMillen (1996) compared physical blocks with computer-generated blocks, and noted several aspects of computer materials that either improved on features, or added features not available with physical materials. They noted advantages of computer materials including flexibility of presentations, the ability to store and retrieve configurations, the provision of aural and visual feedback, and the capability to record student actions (Clements & McMillen, 1996, pp. 272-273). Appendix A includes a further discussion of features of computer materials, in relation to the software designed for this study. 2.6 Computers and Mathematics Education The purpose of this section of the thesis is to raise a number of issues from the literature of particular relevance to the study of learning effects of computer software. Four issues are addressed in this section: claimed educational benefits of modern computers, features of software design that have the potential to enhance mathematical learning, design considerations, and research into the use of computers in mathematics education. 2.6.1 Claimed Benefits of Computers Recent technological advances in hardware and software design are claimed to have a number of claimed educational benefits. Three benefits of particular relevance to this study are discussed in the following paragraphs: (a) improvements 55 in students’ learning, (b) the promotion of interaction among students, and (c) representation of conceptual relations in a knowledge domain (section 2.6.2). Learning benefits. A number of benefits for children’s learning have been claimed for educational use of computers. Some of these general benefits are summarised here; benefits that specifically have to do with cognition are described in section 2.6.2. Fletcher-Flinn and Gravatt (1995) listed several advantages for learners provided by computers, including the presentation of realistic problems requiring interactive hypothetical-deductive reasoning, immediate feedback and self-evaluation, opportunities for collaborative learning in small groups, and ease of teacher monitoring and control. . . . Welldesigned programs delivered by a computer can provide all of these benefits and, in addition, seem to be enjoyed by learners as shown by their positive attitudes and higher expectations about CAI [Computer-Aided Instruction]. (p. 232) One general benefit claimed for computers is that computers may “provide learning experiences not available by more ordinary means” (Champagne & Rogalska-Saz, 1984, p. 44; see also NCTM, 1998, p. 96; NCTM, 2000, p. 25). Similarly, Clements and McMillen (1996) suggested that in selecting software to teach mathematics, teachers choose “computer manipulatives that . . . go beyond what can be done with physical manipulatives” (p. 277). One issue addressed in this study is the effects that features available only in computer software have on students’ place-value learning. Promotion of student interaction. One benefit claimed for computers in classrooms is the promotion of student interaction. The first type of interaction that has been claimed as the result of the educational use of software is interaction between the user and the software (Akpinar & Hartley, 1996; Helms & Helms, 1992; Kozma, 1994b; Stedman, 1995; Ullmer, 1994). Ullmer believed that the nature of interactive software required users to change the way they learn: Users of such [interactive] systems cannot ignore the technology and focus only on the content; a new level of instrumentality that may affect learning has been imposed on them. Consequently, the manner in which they perceive their relationship to the medium is invariably changed. But in this highly responsive environment, they gain increased control over their own learning activities and enjoy a more constructive role in learning. The shift in the learner’s role makes interaction, rather than passive assimilation, the key learning process. (p. 28) 56 Kozma (1994b) described learning with a computer as a “complementary process” (p. 11), in which both the user and the software construct representations and perform procedures. This embraces the idea of “distributed cognitions” (Jonassen, Campbell, & Davidson, 1994), in which the computer and its user form a partnership, with the computer “assuming a significant part of the intellectual burden of information processing” (K. E. Sinclair, 1993, p. 21). 2.6.2 Cognitive Aspects of Computer Use One of the most prominent arguments in the literature in favour of the educational use of computers is that they directly aid learners’ thinking, in ways not possible with other teaching methods. This section addresses issues of cognitive effects of computers on learners. Computers as cognitive tools. A number of authors have written that computers should be thought of as cognitive tools of one sort or another (Edwards, 1995; Jonassen, 1995; McArthur, 1987; Pea, 1985; Salomon, 1988; K. E. Sinclair, 1993). Pea noted that it had been common for proponents of computers in learning to claim that computers amplified human thinking. Pea, however, declared that though efficiency may be one result of learning with computers, other benefits were the result of reorganisation of thinking, fostered by the software. Clark (1994) similarly maintained that the principal use of software should be to support cognitive processes. As mentioned earlier, some computer software has been criticised for its behaviourist foundations, and for continuing a transmission model of teaching and learning (Jonassen, 1995; Pea, 1985; K. E. Sinclair, 1993). Several authors have proposed that educational software be designed so that instead of being used to transmit knowledge, it constitutes a cognitive tool that can extend and develop a student’s cognitive abilities (Jonassen, 1995; McArthur, 1987; Salomon, 1988). Salomon explained this point in this way: It is often said the computer-based tools can extend not human muscle or sensory functions, but cognitive, symbolic ones. To be a bit more specific, computer-based tools extend cognition to accomplish functions the cognitive apparatus could never accomplish on its own. (p. 129) Similarly, in place of software that attempts to “control all learner interactions” (p. 61), Jonassen (1995) suggested that computers be used as 57 intellectual partners or cognitive tools that “support, guide, and extend the thinking processes of their users” (p. 62). One aspect of support for students’ thinking that computers may provide is in the provision of an environment that encourages “an active, experimental style of learning” (Cohen, Chechile, Smith, Tsai, & Burns, 1994, p. 237). McArthur (1987) stated that computers enable students to test “a wide range of hypotheses . . . [which is] . . . an important way to exercise misconceptions and learn” (p. 192). McArthur commented that in this respect computers are far preferable to “the traditional paper-and-pencil medium [that] tacitly encourages the students to think of such changes as mistakes to be avoided. On the contrary, the ability to try out hypotheses rapidly, especially incorrect ones, is central to learning” (p. 194). This feature is incorporated in the software used in this study; with little effort users can quickly try different number representations to test their ideas. Representation of conceptual domains. Many writers have claimed that computers can benefit learning by representing relations inherent in a conceptual domain (Babbitt & Usnick, 1993; Becker & Dwyer, 1994; Bottino, Chiappini, & Ferrari, 1994; Cohen et al., 1994; De Laurentiis, 1993; Edwards, 1995; Marchionini, 1988; Parkes, 1994). Most school subject areas, including mathematics, involve the understanding of abstract concepts and relations that exist among elements of the domain. A number of software designers have used computer software to represent conceptual domains, and to illustrate important conceptual relations, in ways that are claimed to improve students’ understanding of the domains. This claimed benefit is widely reported in the educational software literature, and is an important aspect of this study. These software applications present what Parkes (1994) described as “a manipulable problem space representation” (p. 199). In representing ideas with computer software, designers often include multiple representations of an idea (NCTM, 1998, p. 112). In so doing, it is hoped that connections among elements of a domain can become evident to students (Babbitt & Usnick, 1993; Becker & Dwyer, 1994). As De Laurentiis (1993) asserted, excellent educational software will make explicit the associations in the body of knowledge that is being taught. This simplifies the student’s task of integrating this new body of knowledge into his or her own mesh of concepts. The software should also make it possible for the student to explore the associations, therefore enhancing his or her own mesh of concepts, and building an individualized representation of the world. (p. 7) 58 Software embodying this principle have been developed to teach topics including theorem-proving problem solving (Parkes, 1994), high school chemistry (Kozma, 1994a), common fractions (Babbitt & Usnick, 1993), and place value (P. W. Thompson, 1992). The software designed for use in this study includes pictorial, symbolic, and verbal representations of numbers that are linked closely together, in an attempt to help student users develop their own conceptual links in the way described here by De Laurentiis (1993). 2.7 Chapter Summary; Statement of the Problem The literature review presented in this chapter gives the background to the problem investigated, stated below. Specifically, there are five findings from this literature review that undergird the investigation described in this thesis: (a) Various authors continue to encourage mathematics educators to develop meaningful understanding and number sense in their students, (b) teaching of place-value concepts is an important foundation for later mathematical study, (c) the teaching and learning of place-value concepts is difficult and incompletely understood, (d) computer technology appears to offer the promise of more effective teaching of abstract domains, through its capabilities of presenting information in connected ways, and (e) there is a need for up-to-date information about learning with computer technology. These findings lead to the statement of the problem for this study: How do base-ten blocks, both physical and electronic, influence Year 3 students’ conceptual structures for multidigit numbers? The investigation design used to address this problem is described in chapter 3. 59 Chapter 3: Methods 3.1 Chapter Overview This study investigated the development of understanding of place-value concepts as students used either physical or electronic base-ten blocks, each of which modelled numbers using a structured base-ten representation. In particular, this study was planned to identify the Year 3 participants’ conceptual understandings of twodigit and three-digit numbers, before, during, and after a program of 10 teaching sessions. The study had five phases, which were trialled in a small pilot study: selection of students, first interview, software training session, teaching program, and second interview. As shown in chapter 2, problems in teaching and learning place-value concepts are very common, though they have been the subjects of discussion and research for several decades. The current study was designed to contribute to this discussion, by evaluating an innovative method of teaching place value with appropriate computer software and comparing this with a conventional method using base-ten blocks. The study design centred on a detailed descriptive analysis of what happened as students used computer software or base-ten blocks to answer placevalue questions. Analysis of data from videotapes, participants’ written work, and the researcher’s written records enabled discussion of differences between the effects of using the software and the effects of using conventional base-ten blocks. 3.2 Aims of the Study The research question of the study was stated in section 1.3, and is repeated here: How do base-ten blocks, both physical and electronic, influence Year 3 students’ conceptual structures for multidigit numbers? Within the context of Year 61 3 students’ use of physical and electronic base-ten blocks, the following specific issues were of concern: 1. What conceptual structures for multidigit numbers do Year 3 students display in response to place-value questions after instruction with baseten blocks? 2. What misconceptions, errors, or limited conceptions of numbers do Year 3 students display in response to place-value questions after instruction with base-ten blocks? 3. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in instruction with physical and electronic base-ten blocks? 4. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in students’ achievement in numeration? 3.3 Variables Two variables were controlled in pursuit of the above aims: mathematical achievement level and mode of number representation. They were operationally defined as follows: 3.3.1 Mathematical Achievement Level This is defined as the level of each student’s mathematical achievement as determined from results of the previous year’s The Year 2 Diagnostic Net (Queensland Department of Education, 1996; hereafter referred to as the Year 2 Net). The Year 2 Net is a diagnostic instrument administered by Year 2 class teachers in every Queensland state school, and involves the diagnosis of mathematical abilities in a range of areas including place value. Level of achievement was defined as high, medium, or low, by dividing the available group of Year 3 students into thirds. Students from the top third and bottom third were selected for involvement in the study, to investigate any differences in place-value understanding, including the use of representational materials, that related to the participants’ level of mathematical achievement. 62 3.3.2 Number Representation Format The number representation formats used by participants in teaching sessions were: (a) physical base-ten blocks, materials in hundreds, tens, and ones sizes that can be manipulated by hand; or (b) electronic base-ten blocks, computer software that models numbers using written symbols, verbal names, and pictures of base-ten blocks that can be manipulated on-screen. 3.4 Data collection and analysis. A working definition for place-value understanding, given in chapter 2, has been used to guide data collection and analysis: A student possessing place-value understanding is able to use the place-value features of the base-ten numeration system to form accurate, flexible conceptual structures for quantities represented by written numerical symbols; the student is able to manipulate numerical quantities in meaningful ways to answer mathematical questions. The methodology adopted for this study was a combination of clinical interviews and teaching experiments (Hunting, 1983). Responses of participants were analysed as they related to the research sub-questions listed previously. Specifically, evidence was collected as it related to participants’ conceptual structures for numbers; misconceptions, errors or limited conceptions regarding numbers; and effects on participants’ thinking about numbers that were apparently influenced by features of each number representational format. The evidence principally came from transcripts of videotapes of interviews and teaching sessions, supplemented by researcher’s notes, participants’ written working, and software audit trails. 3.5 Design Issues This section comprises descriptions of assumptions underlying the design and the theoretical stance taken with regard to five dimensions of research design. 3.5.1 Assumptions Three major assumptions underlie the research described here. These assumptions relate to how numbers are understood, how mathematics is learned, and how a person’s thinking may be studied. 63 Understanding of numbers. The first assumption relates to the question of how people understand numbers. Although numbers are generally considered to be abstract notions with no physical objective existence, it is assumed that most people by their actions treat numbers as entities, indicating that, for them, numbers do exist in some form (Sfard, 1991; Sfard & Thompson, 1994). A person’s conceptions of numbers are believed to form a system that has a structural form and that incorporates rules by which the conceptions may be manipulated (Ohlsson et al., 1992; Resnick, 1983). These conceptions are also influenced by the person’s interactions with other people, and so form part of the shared understanding of numbers held by the person’s social group (Cobb & Yackel, 1996; Cobb et al., 1992). Learning of mathematics. The second assumption is that a person learning any topic has to construct personal (and therefore to some extent unique) models of that topic. In learning mathematics in particular, students are assumed to develop internal models, or conceptual structures, for numbers (Fuson, 1990a, 1992). It is assumed that these conceptual structures are influenced by interaction with physical, external representations for numbers. Furthermore, there is assumed to be some relationship between internal and external numerical representations, meaning that manipulation of one has an effect on the other (Hiebert & Carpenter, 1992; Putnam et al., 1990). Study of thinking. The third assumption is that the nature of internal representations of numbers may be deduced from a person’s responses to particular mathematical tasks (Resnick, 1983, 1987). This assumption is basic to cognitive research; it is assumed that a person’s actions and speech are partially the product of internal mental structures possessed by that person. Thus is it assumed that by studying a person’s actions, the internal structures they hold for the domain under consideration may be deduced. 3.5.2 Theoretical and Methodological Stance There are a number of theoretical and methodological considerations which underlie this study. The study uses a design that may be described according to its relation to five aspects of research methodology, illustrated in Figure 3.1 as continua between pairs of opposing terms. The five aspects of the study’s design are the (a) 64 underlying paradigm, (b) aim with regards to theory, (c) methodology, (d) type of data collected, and (e) researcher’s role. The following paragraphs relate to Figure 3.1 and describe the study with reference to each dimension. Figure 3.1. Dimensions of research design. Paradigm. The first dimension on which this study may be described is the question of underlying paradigm. Paradigms that underlie research may be placed on a continuum that extends from positivism on one side to non-positivism on the other. Other terms have been used in opposition to positivism by various authors, including the constructivist paradigm (Guba & Lincoln, 1989), phenomenological inquiry (Patton, 1990), and the qualitative paradigm (Creswell, 1994); in this discussion the term non-positivism is used. The question of underlying paradigm needs to be addressed because of its bearing on the choice of data collection and analysis methods. Rossman and Wilson (1985) described “three distinct perspectives about combining methods” that they labelled “the purist, the situationalist, and the pragmatist” (p. 629). As Rossman and Wilson explained, the question of paradigm is considered by purists to be of vital importance. Purists (evidently including Guba & Lincoln, 1989, and Creswell, 1994) believe that one’s paradigmatic view must necessarily determine the research methods to be used, because quantitative and qualitative methods derive from “different, mutually exclusive epistemologic and ontologic assumptions about the 65 nature of research and society” (Rossman & Wilson, 1985, p. 629). However, this view was contradicted by Miles and Huberman (1984), who stated that the two positions “constitute an epistemological continuum, not a dichotomy,” and that “epistemological purity doesn’t get research done” (p. 21). As explained later, choices of method used for the current study were based on such a pragmatic view of research design (Patton, 1990; Rossman & Wilson, 1985). Therefore, questions of underlying paradigm are not given further discussion here. Aim. The second dimension of description in Figure 3.1 indicates whether the aim of the study is to test a theory or theories proposed in advance of the collection of data, or to generate new theory as a result of data analysis. Some research, especially when conducted from a positivist perspective, sets out to propose a theory or theories based on a review of literature and then to test those theories so that they may be confirmed or refuted. Conversely, a strictly qualitative study generally commences without any pre-conceived ideas of the likely results of the planned investigation, the researcher expecting theory to emerge as the study proceeds (Creswell, 1994). This study uses an adaptation of this approach described by Creswell (1994), in which the researcher “advances a tentative conceptual framework in a qualitative study early in the discussion” (p. 97). Theoretical models of children’s conceptual structures for numbers were identified in the review of literature (section 2.4.2). These conceptual structures have been used as starting points in the data analysis phase of the study and have been compared with conceptual structures emerging from the data. These two sources of data, the literature review and the data collection phase of the study itself, have been compared and analysed in relation to each other for the purposes of cross-validation (Wiersma, 1995). Methodology. Research studies may be described according to their overall methodology, and located on a continuum from naturalistic inquiry on one hand, to experimental research on the other. As already mentioned, some researchers believe that research methods should be chosen to match the paradigm view that the researcher holds. For example, Guba and Lincoln’s (1989) work implies two strongly-held assumptions: (a) Positivism is an inadequate theory of the world and how things happen and (b) use of quantitative, experimental, research methods is antithetical to the non66 positivist paradigm. Therefore, they argued that qualitative research is the only viable option for a researcher studying social phenomena. However, this view has been disputed by others (e.g., Patton, 1990; Yin, 1994). Yin argued against distinguishing between qualitative and quantitative research on the basis of opposing philosophical beliefs and contended that “there is a strong and essential common ground between the two” (p. 15). Similarly, Patton stated that he “preferred pragmatism to one-sided paradigm allegiance” (p. 38) and maintained that a methodology should be chosen that is appropriate (a) for meeting the study’s purpose, (b) for answering the questions being asked, and (c) for the resources available. This study is based on such pragmatic considerations, although it utilises primarily a naturalistic inquiry approach. Type of data. The fourth descriptive dimension is that of data type, shown in Figure 3.1 as a continuum from qualitative to quantitative. There is widespread support in the research design literature for an approach that incorporates both quantitative and qualitative methods (e.g., S. A. Mason, 1993; Patton, 1990; Rossman & Wilson, 1985; Strauss & Corbin, 1990). Wiersma (1995) described a continuum between quantitative and qualitative research and stated that “from a practical standpoint of conducting research, quantitative and qualitative procedures are often mixed” (p. 14). Likewise Best and Kahn (1993), noting that quantitative research had traditionally dominated educational research, stated that “some investigations could be strengthened by supplementing one approach [quantitative or qualitative] with the other” (p. 212). The use of mixed methods in a single study was given more detailed support by Rossman and Wilson (1985, 1991), and Greene, Caracelli and Graham (1989). In the first of these papers, Rossman and Wilson (1985) described three different purposes for mixed-methods research. This list was added to by Greene et al. (1989), and then expanded by Rossman and Wilson (1991) into a typology of four purposes at the stages of research design or data analysis. The four purposes listed by these authors are (a) corroboration, (b) elaboration, (c) development, and (d) initiation. Briefly, corroboration refers to “classical triangulation where different methods are employed to test the consistency of findings from one method to another” (Rossman & Wilson, 1991, p. 2). Elaboration, also called “complementarity” by Greene et al., 67 is used to “illuminate different facets of the phenomenon of interest” (Rossman & Wilson, 1991, p. 2). Development uses the results gained from one method to inform subsequent investigation by the other method. Initiation is used only at the analysis stage of a study to uncover “the unexpected, the paradoxical, or the contradictory” (Rossman & Wilson, 1991, p. 4); in other words, initiation may be used to lead to further questions for investigation. Rossman and Wilson (1991) pointed out that the above four purposes for using mixed methods either may be planned in advance, or may be decided upon after initial analysis as a study’s findings begin to emerge. Although the study is predominantly qualitative, it also collects data in a quantitative form; however, this quantitative data is used descriptively not inferentially. Role of researcher. The researcher’s role is the fifth dimension on which this study is described. Gold (1969) proposed a continuum of researcher roles, from complete participant, in which the researcher becomes one of the participants under investigation, to complete observer, in which the researcher is completely separate from the participants. Between these two extremes, Gold identified roles of participant-asobserver and observer-as-participant. In this study, the author was a participant-asobserver; by taking the role of teacher for each group of students, he was an integral part of the interactions that took place in each group. The researcher also observed of what took place, mostly after the event via videotapes of the sessions. 3.6 Pilot Study A small-scale pilot study was conducted prior to the main study. The following sections describe the pilot study’s purposes, the procedures followed, and the results. 3.6.1 Purposes of the Pilot Study The pilot study was used to test the feasibility of four aspects of the study design: software design, teaching program, procedures, and data collection and analysis. As a result of the pilot study, the design of the main study was modified in a number of aspects, as explained in section 3.6.5. The software. The software design (Appendix A) was tested to determine (a) if the interface was clear to the users, (b) if the program contained any programming 68 bugs that needed correcting, and (c) if any improvements were necessary to make the software more effective in teaching place-value ideas. Teaching program. The teaching program (Appendix B) was examined to check that (a) 10 teaching sessions were sufficient to show some development of place-value understanding, (b) the instructions to participants were clearly understood by them, (c) teaching procedures were effective, and (d) there were sufficient activities for the time available. Procedures. Procedures including the interviews and teaching sessions investigated whether (a) duration of teaching sessions and interviews was sufficient to show development of place-value understanding, but not too long for the participants’ attention spans; (b) placement of participants, researcher, camera and microphone was suitable for clear video recording; and (c) arrangements for taking students to and from their classrooms were suitable. Data collection and analysis. These methods were examined to check whether (a) sources of data were sufficient for developing triangulated descriptions of participants’ actions and speech, (b) interview questions were appropriate to identify place-value understanding, and (c) analysis methods facilitated the identification of conceptual understanding of participants. In the end, the longer time spent on coding and analysing transcript data from the main study led to changes to data analysis that were not foreseen after the pilot study; see chapters 4 and 5 for description of results and how they were analysed. 3.6.2 Selection of Pilot Study Participants The pilot study was conducted at a school similar to that planned for the main study. Participants in the pilot study were drawn from Year 3 classes at a small primary school in a rural area north of Brisbane, Australia. Both the pilot and the main studies were conducted using students at the Year 3 level, as that is the age at which three-digit numeration is generally introduced in Queensland schools. At the time of the pilot study (1997), the school had two Year 3 classes with approximately 50 students in total. Participant selection was made based on the previous year’s Year 2 Net (Queensland Department of Education, 1996). Results from this test were used to divide the population of Year 3 students into three approximately equal groups, defined as being of high, medium, and low mathematical achievement respectively. In order to manage the time needed for data collection and analysis, only two pairs of 69 participants were selected for the pilot study. A pair of students was selected at random from each of the high and low achievement groups. Each pair was of one gender, on the author’s assumption, based on classroom teaching experience, that children at this age would commonly prefer to work with a peer of the same gender. Random selection was used to assign the pair of girls to use the physical base-ten blocks and the pair of boys to use the computer software (the electronic blocks). 3.6.3 Pilot Study Procedures Place value of three-digit numbers is generally taught in the second term of Year 3 in Queensland schools. The pilot study was timed to occur towards the end of the first term of the school year, leaving time for the main study in the second term. The researcher interviewed selected students individually in a quiet room, before and after a teaching program of 10 sessions, described in the following paragraph. The teaching program for the pilot study comprised 10 sessions for which a teacher’s script was written in advance. An overview of the pilot study’s teaching program (Appendix B & Appendix C) and the script used for the first session (Appendix D) are appended to the thesis. The researcher led the participants through a series of tasks, progressing from revision of two-digit numeration through to threedigit numeration and two-digit addition and subtraction. If participants were unable to complete all the tasks planned for a session, as was generally the case with the low-achievement girls, then tasks were held over for the following session. 3.6.4 Pilot Study Data Collection and Analysis There were three main sources of data in the pilot study: interviews; teaching sessions; and software-generated records of user actions with the computer software, known as an audit trail (Misanchuk & Schwier, 1992; Schwier & Misanchuk, 1990; Williams & Dodge, 1993). Videotapes of the interviews and teaching sessions were transcribed, including actions and dialogue by the researcher and the participants. The transcripts were studied to identify any aspects of the main study which should be modified in the main study. Preliminary data analysis was also carried out to test analysis procedures planned for the main study. 3.6.5 Changes Made to Study Design After Pilot Study As indicated earlier, the purpose of the pilot study was to investigate whether any changes were indicated for the study design, in the areas of software design, 70 teaching program, procedures, and data collection and analysis. Changes made for the main study are summarised below in four sections, describing changes in software design, procedures of participant selection, administration, the teaching program, and data collection and analysis. Changes in software design. Minor changes were made to the software design (see Appendix A) as a result of the pilot study results. One change was needed due to a bug in the program that caused a difficulty when children clicked rapidly on buttons to add new blocks onscreen. The Windows operating system recognises a pair of rapid mouse clicks as a “double click” rather than two single clicks; in response to a double click the software added only a single block. Thus, for example, if a child rapidly clicked six times only three blocks were added to those on screen. The software was modified to produce two blocks if a double click was made. A second modification was made to the graphic images applied to two of the buttons on-screen. In the pilot study, the graphics for the buttons by which regrouping actions were accessed were not clear to the students. The graphics represented symbolically the idea of changing a larger block for 10 smaller blocks (partitioning), and 10 small blocks for a larger block (grouping), respectively (Figure 3.2). It was obvious that students did not recognise these graphics as representing the actions as intended. The metaphors underlying onscreen tools used to achieve these actions are a saw and a net; the button graphics were therefore changed to pictures to match these tools (Figure 3.3), making the links between the buttons and the tools clearer. 71 Original Partitioning button graphic Original Grouping button graphic Figure 3.2. Original graphic images used on regrouping buttons in software used during pilot study. Replacement Partitioning button graphic Replacement Grouping button graphic Figure 3.3. Replacement graphic images used on regrouping buttons in software used during main study. Changes to selection procedures. A difficulty was encountered early in the pilot study, regarding the ability of one of the low-achievement students to understand the tasks. Of the two girls, selected at random from the population of low-achievement Year 3 girls at the school, Jenny (a pseudonym) was much more able than the other, Nina. Early in the program it was found that whereas Jenny was ready to progress to more difficult questions, Nina did not understand two-digit numeration concepts needed to make progress in the teaching program. Consequently, on the one hand Jenny became frustrated and started to lose interest in the activities, and on the other it was evident that Nina needed considerable help to understand each question. The decision was made to continue the teaching program with the girls separately, to continue to trial the full 10 teaching sessions, and to decide at the end of the pilot study if individual instruction might be more effective with low-achievement students. The same difficulties were not experienced with the pair of boys, who for most of the program worked amicably and cooperatively. There were occasions where one or other of the boys made mistakes in answering a question, but the other student was able to state the correct answer without causing any difficulties. The difficulties described in the previous paragraph underlined the need to select students for the main study who were able to cooperate in the learning situation, especially since this study was exploratory, and its aim was not to 72 generalise to all students of Year 3 age. Because of this finding the design of the main study was modified to exclude students who might find participation difficult, because of either specific learning difficulties or behavioural problems such as Attention Deficit Disorder (ADD). This is explained in more detail in section 3.7.1. Changes to administration procedures. The pilot study was conducted with pairs of students working with either base-ten blocks or the computer software; this was changed to groups of 4 students for the main study. The initial use of small groups was based partly on the need for each student in the computer group to have ready access to a computer, and partly on constraints regarding videotaping facilities. To have more than two students using a single computer would make it difficult for each student to have sufficient access to the software. However, there was an observed lack of collaborative learning, which was believed to be due to the small number of students in the pilot study’s teaching sessions. Students tended to follow the researcher’s directions and answer his questions, but not to consult with each other. Of course, collaborative learning was not possible with the girls once they were separated. It was therefore decided to alter the general design of the administration procedures, to involve groups of 4 students at a time. To achieve this, it was necessary to use two video cameras for every session and two computers for the computer groups. The use of two cameras was needed to capture adequately interactions that occurred among 4 students and the researcher. The two computers were needed for the computer groups, to give each student sufficient access to a machine. Changes to teaching program. Changes were also made to the teaching program, to take advantage of the larger groups and to encourage collaborative learning. The tasks planned for the main study were very similar to those used in the pilot study; however, in place of teacher directions explaining each step required, tasks were written that required each group of four participants to discuss and complete the tasks with little direction from the researcher. In this way, students were expected to exhibit more cooperative learning and interaction within each group of four than took place with pairs or single students in the pilot study. Because of these changes to the organisation and content of teaching sessions, no attempt was made to analyse results of the pilot study in depth. 73 Changes to data collection and analysis procedures. Analysis of the pilot study video tapes showed that the position of the video camera during teaching sessions was of particular importance, and so this was carefully planned for the main study. For the blocks groups, at times the manipulations made by participants were not visible to the camera because of obstructions, including piles of unused blocks. It was thus decided in the main study to ensure at all times a clear line of sight for the camera. For the computer groups, there was a different problem. Because the students sat facing the screen, it was not possible to video both the students’ faces and the screen simultaneously with one camera. A compromise between videoing the screen and videoing the student was achieved in the pilot study by placing the camera slightly in front of the computer, giving a side-on view of the screen and the student that was usually adequate. In the main study with groups of four, two cameras were used on opposite sides of the group, to give the best view possible of participants and blocks or computer screens. This method is unsatisfactory for recording every interaction between participants and the computer: The author strongly recommends the use of “split screen” methods of video recording, which record a view of the computer screen and a view of participants simultaneously, if the requisite technology is available. The audit trails generated by the software during the pilot study were found to be of limited usefulness, and so this feature was extended for the main study (see Appendix E for an example of an audit trail generated during the main study). The text files generated by the software recorded each time a button was clicked, including the time on the computer system clock. However, it was found nearly impossible to match these recorded actions with actions viewed on the videotapes. The audit trails were modified in two ways for use in the main study. First, the time recorded for each action included seconds as well as hours and minutes, to provide a more accurate measure of when each action was taken. Second, more detail of each action was recorded, to enable more accurate knowledge of what the student(s) did: Each line of the audit trail identified the button clicked, the time, the blocks present on the screen, and the number represented by the blocks overall. Audit trail data were used only where video data were unclear and further information was needed to determine what a student did with the computer. Data collection sources were supplemented for the main study. Researcher field notes and student workbooks were used, in addition to the videotapes and 74 software audit trails. Field notes were not used in the pilot study, but were considered desirable in the main study to add another source of data to support categories of responses found through analysis of video transcripts. In the pilot study students’ written work either was collected on loose sheets of paper, or was written in the students’ regular mathematics exercise books. It was considered desirable to collect each student’s written work for verification of observations made from the videotapes. Therefore, each student in the main study was given a workbook in which all written work was dated and collected for later analysis as required. Data analysis procedures for the pilot study were limited to transcription of videotapes and initial coding of students’ responses. Video transcripts of the main study were subject to analysis that was considerably more detailed, as described in section 3.7.5. 3.7 Main Study The main study comprised five phases, summarised in Table 3.1. Four groups of four Year 3 students were taught by the researcher in a teaching program of 10 lessons. Interviews before and after the teaching sessions were used to identify differences in participants’ conceptual models of numbers before and after the teaching phase. Each of phases I, II, and V was identical for both computer and blocks groups. In phase III the two computer groups had an extra training session prior to the teaching program, to familiarise them with the software. A parallel session was not considered to be necessary for blocks groups, as the children were familiar with the use of base-ten blocks from their class lessons. Phase IV was the teaching phase, involving different treatments for the two cohorts. The study took place over a 3-week period immediately prior to the mid-year break, after the participants had been in Year 3 for almost half a school year. TABLE 3.1. Phases of the Research Design Phase: Blocks Groups (physical) I Selection & assignment of students II First interview III Computer Groups (electronic) Selection & assignment of students First interview Software training session 75 IV Teaching program using blocks Teaching program using computer V Second interview Second interview 3.7.1 Selection of Participants The main study was conducted at a school that, like the school for the pilot study, was a small state primary school in a semi-rural area north of Brisbane, Australia. At the time of the study, the chosen school had two classes of approximately 22 Year 3 students each, and a composite Year 3/4 class, with approximately 6 Year 3 and 22 Year 4 students. When the teachers of these classes were approached, one of the two Year 3 classes had already commenced teaching hundreds place concepts, and so participants were selected from the other Year 3 class and the Year 3/4 class. The previous year’s Year 2 Net (Queensland Department of Education, 1996) results were used to rank the population of Year 3 students at the chosen school (see Appendix F). The class teachers were asked to exclude from the population of Year 3 students any students who had been diagnosed as having either a specific learning disability or a behavioural disorder, such as ADD, in order to exclude students who might have difficulty completing the tasks or who might find cooperation in groupwork difficult. Following this process, the top 4 boys and 4 girls, and the bottom 4 boys and 4 girls were selected from the ranked list to participate in the study. The top 8 participants are referred to hereafter as “high achievement level” participants, and the bottom 8 participants as “low achievement level” participants. Participants were assigned to 4 groups, as indicated in Table 3.2, each composed of 2 girls and 2 boys. TABLE 3.2. Participant Groups for the Main Study Computer groups Blocks groups High Mathematical Achievement 4 students (2 male, 2 female) 4 students (2 male, 2 female) Low Mathematical Achievement 4 students (2 male, 2 female) 4 students (2 male, 2 female) As in the pilot study, each group was of a single mathematical achievement level. This approach was supported by Fox (1988), who stated that “learning in small groups is most effective when gaps in understanding between individuals are neither too ‘great’ nor too ‘small’” (p. 36). In this thesis the groups are referred to as the high/computer group, low/computer group, high/blocks group, and low/blocks group. Appendix G contains a full list of participants, including their dates of birth and the groups to which they were assigned. 76 3.7.2 Teaching Program As in the pilot study, the main study included a teaching program of 10 sessions (Appendix H). The following two sections describe the teaching approach adopted and the lesson content. Teaching approach. The teaching program was based on a view of teaching of mathematics described by G. A. Jones et al. (1994) as having a “constructivist orientation with a strong emphasis on social interaction” (p. 119). It also agrees with Cobb et al.’s (1992) view of learning as “an active, constructive process in which students attempt to resolve problems that arise as they participate in the mathematical practices of the classroom” (p. 10). This view was operationalised to include cooperative group work; a sequence of learning activities that build on previously-understood concepts; and the provision of freedom for students, within reasonable bounds, to choose for themselves how to answer the questions asked. The groups of participants were encouraged to cooperate with each other and to negotiate answers to the questions so that, if possible, each group reached a consensus about the answer to each one. In each question the students were asked to represent the quantities involved in each question in symbolic form, with materials (blocks or computer software), or both. The students were free to use different representations of the numbers to support their answers, in keeping with the constructivist model of teaching employed. The researcher took the role of teacher for all teaching sessions and used appropriate teaching strategies to support and encourage learning by the participants (see Confrey & Lachance, 2000, for a discussion of having the researcher do the teaching in a teaching experiment). He encouraged students to discuss and negotiate meanings of each question, the quantities involved, and possible solutions. The researcher made suggestions to the participants, such as using the available representational materials (physical or electronic blocks) to represent the numbers involved, if the students did not seem to be making progress in answering a question. He neither confirmed nor denied the validity of any solution proposed by participants until the group members had discussed it and expressed their individual views of the problem and possible solution. This was done for the same reasons cited by Fuson, Fraivillig, and Burghardt (1992), to simulate a situation that is believed to be common practice in classrooms, in which a teacher does not supervise each group of 77 students continuously but monitors them infrequently as time permits. As Fuson et al. explained, an experimenter-intervention strategy was adopted that attempted to let children follow wrong paths until it did not seem likely that any child would bring the group back onto a productive path; the experimenter then intervened with hints to help the group but giving as little direction as necessary. This was done to provide maximal opportunities for the children to resolve conflicts and solve problems creatively. . . . This criterion was intended to reflect the reality of a classroom where a teacher monitoring six or more groups might not get to a given group for a whole class session but would be able to give support by the end of that time. (p. 47) The problems were written in a sequence of increasing difficulty. New problems were presented once the previous question had been answered to the group’s satisfaction; the researcher inserted supplementary questions similar to any that caused a group to have difficulties if he felt it was necessary. As is to be expected, the 2 low-achievement groups did not complete as many questions as the high-achievement groups by the end of the study. Lesson content. The teaching program was written to take into account features of both physical and electronic base-ten blocks. Where specific mention was made of features available only in the software, equivalent activities were included for the blocks groups, using activities that would typically be used in a classroom. For example, when the number name window feature of the software was used, the teacher provided written symbols to the blocks participants, either by writing them on paper or by showing them printed on cards. There were 45 tasks (Appendix H) in the teaching program. Many of the tasks were written as non-routine problems, to challenge and motivate the students, and thereby to promote maximal learning (Sowder & Schappelle, 1994). The tasks all required understanding of place-value concepts to complete them, and are examples of five types of task found in the place-value literature. These task types are (a) number representation, (b) regrouping, (c) comparison and ordering numbers, (d) counting on and back, and (e) addition and subtraction. These types of task are described in the following paragraphs, including reference to other researchers who have used similar tasks. Instructions for tasks are given in full in Appendix H; task numbers referred to in this section, and elsewhere, refer to the numbers used in the appendix. 78 For each task type there were two sets of tasks, the first involving two-digit numbers and the second involving three-digit numbers. The tasks were sequenced according to their relative difficulty and the need for comparatively basic skills to be practised before the advanced tasks were attempted. Specifically, number representation tasks were the first in the program, as these tasks involve basic skills of demonstrating knowledge of written symbols, concrete representations, and verbal names for numbers. These tasks were followed by regrouping tasks that also use block representations and extend the skills needed for the number representation tasks. Following this were comparison and ordering tasks, in which students compared and ordered numbers presented as written symbols. The final task type for each set of two-digit and three-digit number tasks was addition and subtraction. These computation tasks relied on a number of skills in combination, including knowledge of symbols, regrouping, and number facts, and thus were the last ones for each set. Numbers used for a single task were also sequenced according to the reported difficulty that children have with different numbers. In particular, teen numbers were used after other two-digit numbers, in view of the previously-mentioned difficulties that teen number names introduce. Numbers that include zero digits were introduced after other two-digit numbers, since zeros also cause well-documented difficulties for children learning place value. Description of task types, with examples. In this sub-section each type of task is described, an example of each type is given, and decisions made about the sequence of questions in each task type are described. The full list of tasks is provided in Appendix H. Number representation (Tasks 1-3, 28-30; see example in Figure 3.4). As discussed in chapter 2, the ability to make connections among various representations of numbers is generally considered to be fundamental to place-value understanding (Fuson, 1992; Janvier, 1987). The tasks followed the “symbol-verbalconcrete” model (Payne & Rathmell, 1975), which has been adopted by many curriculum writers up to the present. In each task the student was given a number representation (in written, concrete, or verbal form) and was asked to represent the same number in one of the other two forms. Tasks of this general type have been used by several researchers, including Boulton-Lewis (1993), Hughes (1995), Miura 79 and Okamoto (1989), and S. H. Ross (1990). In this study these tasks were written in sets of three for both two-digit and three-digit numbers; starting with concrete representations, then verbal, and then symbolic; in each case converting the representation to the other two forms. For example, in Task 1 (a) students were asked to look at a block representation for the number 25 and to respond with the verbal name and the written symbol for 25. Task 1 - Representing numbers Look at the blocks put out by Mr Price. Say what number the blocks show. Write the number in your workbook. [Numbers were not printed on task cards provided to participants.] 25 61 13 40 Figure 3.4. Sample Representing numbers task. As mentioned earlier, the numbers included in these tasks were sequenced according the difficulty they provide for children, based on reports in the place-value literature. For example, in Tasks 1 to 3 four examples were provided, beginning with a number between 20 and 99 with more than 1 one. Following this was a number with a number of tens and 1 one, as some children reportedly confuse such numbers with teen numbers. Thirdly there was a teen number, and finally a number with zero ones, regarded as the most difficult types of two-digit numbers. Similar sequences were used in Tasks 28-30, with three-digit numbers. Regrouping (Tasks 4-7, 31-34; Figure 3.5, Figure 3.6). An important component of understanding the values represented by symbols is being able to group or partition quantities represented into different arrangements (G. A. Jones & Thornton, 1993a; G. A. Jones et al., 1994). For example, to show a sound understanding of the symbol 35, a student should be able to represent 35 as 3 tens and 5 ones, as 2 tens and 15 ones, or as 35 ones. This process of regrouping numbers in different ways is essential for proficiency in written and mental computation, though many students do not demonstrate this skill (Miura & Okamoto, 1989). Regrouping tasks in this study required participants to regroup numbers in various ways, including regrouping a single ten for 10 ones, all available tens for ones, or a single hundred for 10 tens. Tasks 7 and 34 involved the use of a numeral expander to investigate regrouping based on the written symbols. 80 Task 4 - Regrouping Show the number with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. 77 23 91 58 Figure 3.5. Sample Regrouping task. Task 7 - Use of numeral expander (Computer groups) Show the number with the blocks. Turn on the numeral expander. Use the expander to show the number in different ways. Write the number in two ways in your workbook. 34 96 52 Figure 3.6. Sample Use of numeral expander task. Numbers included in these tasks were chosen to provide a variety of examples, including a number with only 1 one. Because regrouping tasks are only introduced in the Queensland mathematics syllabus in Year 3, more difficult examples of regrouping with teen numbers and numbers with zero ones were not included in the two-digit examples of this type of task. Comparison and ordering numbers (Tasks 8-12, 35-39; Figure 3.7). These tasks developed the ability of students to use their understanding of quantities represented by symbols to compare pairs of numbers, or to order three or more numbers. Tasks of this type have previously been used by G. A. Jones and Thornton (1993a), and A. Sinclair and Scheuer (1993). To compare or order numbers students need to have a good understanding of values represented by symbols, in particular the value represented by each digit. For example, in order to correctly compare 51 and 39, a student must know that the tens only have to be compared, and that 5 represents 5 tens, which is greater than either 3 tens or 9 ones. Task 8 - Comparing 2 numbers Tommy and Billy were arguing about who had more marbles. Tommy had 48 marbles, and Billy had 62 marbles. Who had more marbles? Show the numbers with the blocks. Explain your answer in your workbook. Figure 3.7. Sample Comparison task. Numbers chosen for comparison and ordering tasks included pairs of numbers in which one number in each pair had more tens, and the other number had more 81 ones; the number of ones in the latter number was also the largest digit of the digits involved (e.g., 48 & 62, 51 & 39). Ordering tasks included sets of three numbers in which two numbers had the same number of tens (or hundreds in three-digit examples), and in which digits were repeated in different positions in the various numbers (e.g., 82, 37, & 88; 75, 57, & 54). Counting on and back (Tasks 13-17, 40-43; Figure 3.8). Another type of task that requires good understanding of place value is counting forwards or backwards, also used by G. A. Jones and Thornton (1993a) and Boulton-Lewis (1993). Counting on or back by ones involves the standard counting sequence that children learn early in school (Resnick, 1983). This set of tasks also included counting by tens or hundreds, either forwards or backwards, which requires knowledge of the values represented by the tens and hundreds digits. Task 14 - Counting back by 1s The Sunny Surfboard Company has 75 boogie boards left. If one is sold, how many are left? Then how many if another is sold? Say all the numbers in order from 75 back to 60. Show the numbers with the blocks. Write them in your workbook. Figure 3.8. Sample Counting task. Numbers chosen for these tasks included numbers that allowed the sequence to proceed for several numbers before either a teen number or a change of decade or number of hundreds was required. For example, Task 13 involved counting back by ones from 28, not requiring a change of decade until the tenth number in the sequence. This was done to allow the participants to recognise the regular pattern in which only one digit changes before having to deal with two digits changing at once. Addition and subtraction (Tasks 18-21, 44-45; Figure 3.9). These tasks involved application of prerequisite skills used in other question types, such as regrouping and knowledge of digit values. Several researchers have recommended that students be given tasks that require them to invent strategies to solve problems of this type (Kamii et al., 1993; S. H. Ross, 1989). For this study these tasks were presented as word problems, with no particular algorithm mentioned. Each task involved a single operation, which is appropriate for students at this Year level. 82 Task 19 - Addition A Space Race video game costs 75 dollars, and a set of batteries costs 19 dollars. How much will the game and the batteries cost? Show the numbers with the blocks. Discuss how to work it out with your group. Show how you work it out in your workbook. Figure 3.9. Sample Addition task, including regrouping. Numbers chosen for addition and subtraction questions included examples in which there is no regrouping, followed by harder examples that involved regrouping in one place (e.g., 28 + 31, 75 + 19, 95 – 23, 83 – 48). The researcher ensured that students were able to complete addition and subtraction without regrouping before the more difficult tasks were introduced. 3.7.3 Instruments - First and Second Interviews Interviews were conducted before and after the teaching program. They were in the form of “standardised open-ended” interviews, in which “all interviewees are asked the same basic questions in the same order” (Fraenkel & Wallen, 1993, p. 387). The following comments about particular items apply to both interviews; the same questions were asked in each interview, with only the quantities involved differing. The questions for the first and second interviews are listed in Appendix I and Appendix J, respectively. The question numbers mentioned in this section apply to both interviews. Design criteria. Criteria adopted in designing the interviews were as follows: 1. Tasks were used by researchers in at least two other published studies; 2. Each task was to target one or more key components of place-value understanding, based on the literature review; and 3. The whole interview was to take no longer than 20 minutes to administer, considered a suitable length for the age of the students. Categories of task. There are five task categories included in the interviews: (a) number representation, (b) counting, (c) number relationships, (d) digit correspondence, and (e) novel tens grouping. Other researchers have used these types of task to probe students’ conceptual models of multidigit numbers, as described in the following paragraphs. Number representation tasks (Questions 1-3) were previously used by Miura and Okamoto (1989), and Miura et al. (1993). In each task the participant was asked 83 to represent the number shown by a written symbol using place-value material (generally base-ten blocks). Counting tasks (Question 4) were a component in G. A. Jones et al.’s (1994) “framework for nurturing and assessing multidigit number sense” (p. 121): The framework included a series of tasks of increasing difficulty, starting with counting on by ones and progressing through counting on and back by tens to mental addition and subtraction. In number relationships tasks (Questions 5-6) participants were asked for a number a little larger, a little smaller, much larger, and much smaller than a given two-digit number. This task is an extension of an item used previously (G. A. Jones, Thornton, & Van Zoest, 1992; G. A. Jones et al., 1994) that required students to write a number a little more and a lot more than 42. To be successful in such an item, a student needs to have good number sense; in particular, a clear idea of the relative magnitude of numbers is required (Sowder & Schappelle, 1994). Digit correspondence tasks (Question 7) were previously used by S. H. Ross (1989, 1990) and Miura and colleagues (Miura & Okamoto, 1989; Miura et al., 1993). Participants were asked to count a number of items between 10 and 40, and to write the symbol that showed that number. The researcher asked the participant to explain which of the counted items were represented by each digit in turn. A variation of the digit correspondence task (Question 8), also used by S. H. Ross (1989, 1990) and Miura et al. (1993), involves providing misleading perceptual cues to the child that suggest a face value interpretation of the written symbol. For example, if 13 objects are shared among three containers with one remaining, some children will say that the digit 3 represents the three containers and the 1 the remaining object (see Figure 3.10). This item was included in this study (as in studies by Ross and Miura et al.) to test the robustness of the child’s understanding of digit value in the face of misleading evidence. 84 Figure 3.10. Diagram showing objects used in interviews for Digit Correspondence Task with misleading perceptual cues. Novel tens grouping tasks (Question 9) were used by Bednarz and Janvier (1982, 1988), who presented students with problem tasks involving items not commonly used in place-value lessons, such as peppermints or paper flowers, grouped in tens and hundreds. Bednarz and Janvier (1988) based the attention they paid to groupings on their observation that “few children give a true interpretation of the digit position in terms of groupings” (p. 300). To complete the tasks students had to identify the groupings involved, deduce the relation between the groupings, and then operate on the groupings to answer the given questions. 3.7.4 Administration Procedures As described earlier, the study comprised five phases: selection of participants, first interview, software training session, teaching program, and second interview (Table 3.1). Administration procedures for each of these phases are described in the following paragraphs. Selection of participants. Sixteen students were selected for participation in the study, as described in section 3.7.1. The researcher sought the consent of parents or guardians of selected students for them to take part in the study (see Appendix K). In all cases the parents or guardians of first 16 students selected for participation gave their consent, and so selection of alternative participants was not needed. 85 Interviews. Participants were interviewed both before and after the teaching sessions, as described in section 3.7.3. Details of data collection procedures are described in section 3.7.5. Software training session. Participants using physical base-ten blocks were already familiar with them from regular classroom lessons, but participants using the software were not familiar with use of a computer for mathematics lessons, and the software was totally new to them. To make the treatments more similar in this respect, the 2 computer groups were given an extra session, prior to the first teaching session, to familiarise them with the software. During these introductory sessions the students were given the opportunity to experiment with the software and discover its features. The researcher demonstrated any features that they did not discover for themselves, or that they did not seem to understand. Teaching phase. Participants were involved in a teaching program as described in Appendix H. In the Queensland mathematics curriculum, which was followed by the school chosen for the study, two-digit numeration is taught in Years 1 and 2, and three-digit numeration is introduced in Year 3. The Year 3 teachers at the school generally introduced three-digit numeration in the second of four terms in the school year. The teaching phase of the study was conducted at the end of term 2, to match the usual timing of the topic. The Year 3 teachers of the study participants were asked not to teach the topic to their classes until the study had concluded, in order not to contaminate any learning effects produced during the teaching program; both teachers involved complied with this request. Four groups of 4 participants separately took part in the teaching program in a room separate from the classroom, with the researcher taking the role of teacher. Two groups used conventional physical base-ten blocks (blocks groups) and two groups used electronic base-ten blocks (computer groups). Materials used by both groups included task cards, workbooks, and pencils. Blocks groups used physical base-ten blocks, and the computer groups had access to two computers with the software installed (i.e., one computer between each pair of participants). Each session was recorded using an audio cassette recorder and two video cameras, each with an external microphone placed near the participants. The sessions were conducted as follows. The first session commenced with several activities designed to familiarise the participants with cooperative working, in case they were not used to that mode of learning mathematics. This approach was 86 recommended by Fox (1988), who commented that “groups must be shown how to work cooperatively to get best results” (p. 37). When it seemed clear that the students were comfortable with each other and with the researcher, the first task was commenced. Each new task was introduced when the researcher was satisfied that the participants had successfully understood the previous task. If it appeared that further practice with a given task type was needed, the researcher introduced a supplementary task or tasks before giving the students a task of the next type. The researcher planned each session to last 20 minutes; in the main this was followed, though some sessions exceeded this time by up to 10 minutes. On occasions when the researcher decided that the students needed further practice with the last task in a session, the following session commenced with a supplementary task of the same type. On other occasions, in the interests of time remaining for the study and in view of the participants’ competence on tasks of one type, the researcher decided that certain tasks could be omitted. Otherwise, the next task was the next one in the sequence listed in Appendix H. 3.7.5 Data Collection and Analysis Guba and Lincoln (1989) summarised the role of a qualitative researcher in the following statement: The major task of the constructivist investigator is to tease out the constructions that various actors in a setting hold and, so far as possible, to bring them into conjunction—a joining—with one another and with whatever other information can be brought to bear on the issues involved. (p. 142) In this study data from five sources were used to progressively triangulate, or cross-validate, observations and conclusions (Wiersma, 1995, p. 264). Data collection procedures. Data came from several sources: a researcher’s journal, comprising field notes and a field diary; videotapes and audio tapes of interviews and teaching sessions; software audit trails; and participants’ workbooks. The researcher and an assistant transcribed data from each source onto a computer. Video recordings were transcribed, recording both actions and dialogue by the participants and the researcher. Software audit trails saved as plain text files were copied from the computers used in the teaching sessions. Hand-written data in the researcher’s field notes and field diary and participants’ workbooks were transcribed into text files. 87 Data from these various sources were used in combination to triangulate observations and conclusions. The following paragraphs describe procedures followed for each data source. Researcher’s journal. The researcher kept a journal in which he recorded field notes (notes taken during the teaching sessions) and a field diary (notes written up at the end of each day of the teaching program; see Fraenkel & Wallen, 1993). The field notes were used to record the researcher’s impressions of what was happening as students attempted to complete tasks in the program; in particular, the researcher commented on the apparent use of conceptual structures for numbers. The field diary included notes about each day’s teaching, written in more detail. It included questions about what occurred in the daily sessions, to direct the researcher’s attention to particular aspects of the following sessions. By recording comments at a time when they were fresh in the researcher’s mind, it was hoped to provide insights about the students’ learning that may not have been accessible from video transcripts alone. Interviews. All participants were interviewed before the teaching sessions, as far as possible on the same day. The second interviews were conducted after the teaching sessions, again mostly on the same day. One participant, Yvonne, had to be interviewed later than the others, after school resumed from the following vacation break, as she and her family left in the last two days of the term for a holiday. The researcher interviewed each participant individually, in a room separate from the classroom. The researcher explained before each interview began that some items might be too difficult for the student. This was necessary particularly for the first interview, as students had not been taught three-digit numeration concepts in class prior to that time. Each interview consisted of 9 questions (see Appendix I & Appendix J), and was planned to take approximately 20 minutes per participant. The two sets of interviews were videotaped and written responses to certain tasks were collected. The resulting videos were transcribed, as described below. Teaching sessions. Each lesson was audiotaped and videotaped. Two video cameras were used simultaneously on opposite sides of the group, to record as many of the occurring interactions as possible. As described in section 3.6.5, the cameras were positioned carefully to avoid obstructions hiding the students’ actions, and in the computer groups to record both participants’ faces and the computer screens as 88 far as possible. All videotapes were transcribed, recording dialogue spoken and actions taken by the participants and the researcher. Software audit trails. The computer software used in the study generated an audit trail as a plain text file for each session, timing and recording each major action taken by the users, such as dragging a block or clicking the mouse on a button (see Misanchuk & Schwier, 1992; Schwier & Misanchuk, 1990; Williams & Dodge, 1993). These text files were used to support the video transcripts where necessary; the audit trails were referred to if actions taken by participants in the computer groups could not be clearly determined from the videotapes. Participants’ workbooks. Participants record their work during the teaching sessions in workbooks provided by the researcher. Each day the participants dated the page, and the workbooks were collected at the conclusion of each session, and the contents transcribed onto a computer. Like the audit trails, workbooks were used to support video transcript data, to clarify any actions of writing responses that were not visible on the videotapes. Data analysis. Analysis of what took place in teaching sessions was centred on several readings of the transcripts of session videotapes. The transcripts themselves contain records of actions taken and verbal interactions among participants and the researcher. At the start of the transcription process virtually all speech and actions were recorded. However, after about half of the transcripts were completed, it was clear that little was being revealed in descriptions of speech and actions that did not relate to the mathematical tasks themselves. Therefore, for the remaining videotapes only interactions relating to the tasks were transcribed. Transcripts from videotapes were supported by data from audiotapes, participants’ workbooks, the researcher’s field notes, and software audit trail records of user actions with the software. Once the transcripts were completed they were read several times to ascertain categories of participant action and speech emerging from the data. There were many candidates for possible categories to consider: Over the 10 sessions the 4 groups attempted approximately 30 mathematical tasks each, leading to a wide range of responses relating to numbers, written symbols, and block or software numerical representations. 89 Once the raw data were transcribed data analysis began that involved progressively organising and reducing the data until “focused conclusions” could be made (Wiersma, 1995). The study is primarily exploratory and one of its major aims is the generation of theory to describe and explain students’ use of place-value materials in light of inferred conceptual structures for numbers. As Wiersma pointed out, in qualitative research hypothesis generation and modification proceeds throughout the study. Analysis of the data was conducted according to the grounded theory approach of Strauss and Corbin (1990). This approach involves four main phases: (a) review of literature, (b) open coding of data, (c) axial coding of data, and (d) final integration of categories to form theory. These phases are summarised in the following paragraphs. Review of literature. In the first phase of the grounded theory approach, the “technical” literature is reviewed, to “stimulate theoretical sensitivity” (Strauss & Corbin, 1990, p. 50). Strauss and Corbin explained that though you do not want to enter the field with an entire list of concepts and relationships, some may turn up over and over again in the literature and thus appear to be significant. These you may want to bring to the field where you will look for evidence of whether or not the concepts and relationships apply to the situation that you are studying, and if so what form they take here. (pp. 50-51) This is the situation with this study. A number of categories of conceptual understanding of numbers were found in the place-value literature (section 2.4.2). These categories were used as starting points for the data analysis, but did not restrict the search for new categories “that neither we, nor anyone else, had thought about previously” (Strauss & Corbin, 1990, p. 50). The literature was also used as “supplementary validation” (p. 52) in the succeeding phases of the study, to check findings against previous work in the field. Open coding of data. The second phase of grounded theory research is what Strauss and Corbin (1990) called open coding of the data, and is linked closely to the third phase of axial coding of data. Strauss and Corbin described open coding as “breaking down, examining, comparing, conceptualizing, and categorizing data” (p. 61). It involves first discovering categories in the raw data and naming them. Following the naming of categories, they are developed in terms of their properties and dimensions. This refers to the process of locating properties of each category on a continuum. Strauss and Corbin describe several further procedures that can be used in open coding, including questioning, comparing, and “waving the red flag.” Each 90 of these procedures is designed to examine categories in further detail and to “break through assumptions” (p. 84) regarding what the data show. In this study the procedure described in this paragraph was carried out initially using Q.S.R. NUD*IST (1994) software to code the data. Later this method was changed to use a database designed by the author to analyse one particular category in the data, feedback (see Appendix L). Categories identified in the review of literature and categories emerging from the data were compared and used to cross-validate each other (Strauss & Corbin, 1990; Wiersma, 1995), as mentioned in the previous paragraph. Axial coding of data. The third phase involved further refinement of the categories defined in the previous stage. As Strauss and Corbin (1990) explained, whereas open coding “fractures the data,” axial coding is used to put the data back together, “by making connections between a category and its sub-categories” (p. 97). Sub-categories are specific features of a category that give further detail about the category, by describing conditions giving rise to it, its context, strategies that apply to it and the consequences of those strategies. Strauss and Corbin introduced a paradigm model to guide the process of axial coding. The paradigm model links a category, or phenomenon, to its sub-categories in a linear fashion, as indicated: Causal conditions → Phenomenon → Context → Intervening conditions → Action/Interaction strategies → Consequences The same procedures used in open coding, comparing and questioning, are used in axial coding, but in axial coding the procedures are more complex. This phase in the analysis involves “performing four analytic steps almost simultaneously” (p. 107): (a) hypothesising the nature of relationships between categories and sub-categories, (b) verification of hypotheses against the data, (c) further search for the properties of categories, and (d) initial investigation of variation in phenomena. Strauss and Corbin explained that in the coding phases deductive and inductive thinking are used in turn repeatedly as hypotheses are alternately proposed and checked. The final justification needed for a proposition is that the relationship has been “supported over and over in the data” (p. 112). Integration of categories to form theory. Strauss and Corbin (1990) labelled the fourth phase as selective coding. This involves finally integrating the categories previously identified and selecting the core category, “the central phenomenon around which all the other categories are integrated” (p. 116). This phase involves 91 five steps: (a) explicating the core category, (b) relating subsidiary categories to the core category, (c) relating categories according to dimensions, (d) validating relationships against the data, and (e) filling in categories that need further refinement. 3.8 Validity and Reliability Any report of research should address questions of validity and reliability of the study being reported on. As Burns (1990) stated, with all data we must ask: (a) was the assessment instrument/technique reliable and valid; (b) were the conditions under which the data was obtained such that as far as possible only the subject’s ability is reflected in the data and that other extraneous factors had as minimal an effect as possible? (p. 189) In quantitative research, reliability and validity questions refer to the consistency and accuracy of test instruments for measuring the variables being studied. For qualitative research, such as in this study, different reliability and validity questions are needed. Rather than asking if observations are consistent with others made at different times, or in different places, the question asked of qualitative methods is whether observations made faithfully record what actually occurred (Burns, 1990). These issues are addressed here in relation to three aspects of the research: accuracy of raw observations, use of triangulation, and rigour of methods of analysis. Accuracy of observations. First, the researcher is an experienced primary teacher, and as such is used to working with students, observing their reactions to instruction and judging their understanding of subject matter. Videotapes and audiotapes of each session have enabled actions and dialogue to be examined at a level of detail that would not be possible in unrecorded situations. Though there is obvious subjectivity inherent in any qualitative research, it is claimed that this drawback is compensated for by the depth of insight into participants’ actions and understandings afforded by the method. Burns (1990) stated that reliability of qualitative research was enhanced by “delineation of the physical, social and interpersonal contexts within which data are gathered” and that what is needed is “careful and systematic recording of phenomena” (p. 246). The present chapter of this thesis includes detail of reasons for and assumptions behind the research that thus help to improve its reliability. 92 Use of triangulation. As described in section 3.7.5, several different sources of data were used for the study, to triangulate observations and findings. This is a primary method for improving internal validity of observations in qualitative research (Burns, 1990; Wiersma, 1995). Rigour of methods of analysis. As has been noted by many qualitative researchers, qualitative research methods have been criticised for their apparent lack of rigour. Researchers who favour experimental research have rejected qualitative research as being unscientific and sloppy. Strauss and Corbin (1990) developed the grounded theory approach to qualitative research partly to address such concerns. Conducted according to Strauss and Corbin’s advice, the grounded theory approach involves a number of internal checks for validity, and requires the researcher to check and re-check data to confirm conclusions. 3.9 Limitations Limitations of this study relate to three particular aspects of the design: the size and representative nature of the sample, possible observer bias, and the use of qualitative research methods. First, the sample size is just 16 students at one primary school. This sample is too small and not sufficiently representative to generalise findings to primary students in general. However, this is not the main intention of this study. Fraenkel and Wallen (1993) explained that in qualitative studies . . . it is much more likely that any generalizing to be done will be by interested practitioners—by individuals who are in situations similar to the one(s) investigated by the researcher. It is the practitioner, rather than the researcher, who judges the applicability of the researcher’s findings and conclusions, who determines whether the researcher’s findings fit his or her situation. (p. 403) Thus it is argued that conclusions drawn in this study, as in qualitative research generally, are to be viewed “as ideas to be shared, discussed, and investigated further” (Fraenkel & Wallen, 1993, p. 403). The study has been used to generate hypotheses that are likely to be of interest and relevance to primary teachers and that may potentially lead to further investigation. The second limitation is that only one researcher carried out all data collection and analysis, introducing a possible source of bias. This is typical in studies of this size and nature that do not have external funding. This concern is addressed using triangulation; well-documented, comprehensive descriptions (Wiersma, 1995); and an iterative process of hypothesising and checking. As 93 described in section 3.7.5, triangulation of data has been achieved using several means of collecting data. These data comprise careful, comprehensive notes from each relevant incident. Data collection and analysis have been through a number of iterations of hypothesis proposing, checking, and modification. It is claimed that through these techniques a “logical basis” has been established for the validity of the study’s findings (Wiersma, 1995, p. 223). Finally, this study is limited because of its small scale. As is often the case with qualitative research, the sample size was small, and the data were collected over a short period of time. The obvious implication of these aspects of the study is that it is risky to attempt to apply the study’s findings to Year 3 children generally. This concern is handled by pointing out the different purposes of qualitative research and its alternative epistemology. Qualitative research such as that described here attempts to demonstrate a set of findings that applied in one particular situation and then presents hypotheses about those findings that may be used to foster further study. The situations investigated are not perceived as obeying certain laws of nature, but rather as being constructed and understood individually by the participants in those situations. In this study, the conceptions of numbers held by a small number of children have been studied in depth, via recordings of their actions and spoken dialogue. The proposed categories of response are compared with the results of previous research, which strengthens the conclusions made. Conclusions about these findings are presented for evaluation by the reader of the research based on the logic inherent in the report, rather than being presented as a version of “the truth.” 3.10 Chapter Summary This chapter outlines the methodology employed in the study. The overall design is exploratory in nature and is used to generate theory regarding Year 3 students’ understanding of two-digit and three-digit numbers. This theory is investigated with relation to the students’ prior mathematical achievement levels and to the mode of number representation used, either computer software or conventional base-ten blocks. Results of these two sets of conditions have been studied in relation to differences among student interactions and students’ development of place-value understanding. The overall design, a teaching experiment, is widely used in research into mathematical understanding. A pilot study was conducted to trial various aspects of 94 the study and appropriate modifications to procedures were made to the design. The main study comprised 5 phases: participant selection, first interview, software training session, teaching program, and second interview. Sixteen Year 3 students from a single school were selected to take part in the study. Half of the students were of low mathematical achievement and half of high mathematical achievement, based results gained in the previous year using the Year 2 Net (Queensland Department of Education, 1996). The researcher took the role of teacher in the teaching program, teaching 4 groups of 4 participants for 10 daily sessions of 20 minutes duration. Sessions involved students being presented with a series of tasks on cards, to be solved cooperatively by each group. Tasks were written in a sequence of increasing difficulty and were presented in order. New tasks were given as students appeared to be ready for them; supplementary tasks were inserted as necessary, for extra practice. All sessions involved the collection of qualitative data from several sources, including a researcher’s journal and video transcripts. The method of data collection and analysis used is the grounded theory approach of Strauss and Corbin (1990). The method they have described was followed to generate theory regarding how students learn place-value concepts and how the use of two modes of number representation influences that learning. 95 Chapter 4: Results 4.1 Chapter Overview 4.1.1 Restatement of the Research Question The research question for this study, stated in section 1.3, is repeated here: How do base-ten blocks, both physical and electronic, influence Year 3 students’ conceptual structures for multidigit numbers? Within the context of Year 3 students’ use of base-ten blocks or place-value software, the following specific issues were stated as being of concern: 1. What conceptual structures for multidigit numbers do Year 3 students display in response to place-value questions after instruction with baseten blocks? 2. What misconceptions, errors, or limited conceptions of numbers do Year 3 students display in response to place-value questions after instruction with base-ten blocks? 3. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in instruction with physical and electronic base-ten blocks? 4. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in students’ achievement in numeration? Data from the interviews and the teaching phase of the study are described in this chapter, as they relate to the above four questions. Section 4.3 comprises an overview of data from the interviews, summarising the performance of the participants on place-value tasks before and after the teaching phase of the study. Section 4.4 includes a discussion of participants’ apparent number conceptions evident in their responses. Section 4.5 summarises participants’ performance on digit 97 correspondence tasks. Section 4.6 contains descriptions of errors, misconceptions, and limited conceptions evident in participants’ responses. Section 4.7 includes an outline of data relating to participants’ use of either base-ten blocks or computer software to represent numbers. 4.2 Transcript Conventions Used in this Thesis Table 4.1 comprises a list of notations used in transcript excerpts quoted in this thesis. TABLE 4.1. Transcript Notations Indication Notation Example Speech Normal text Tell me what this means. Actions Square brackets [] [Points to blocks.] Pause or unfinished Ellipsis (…) statement It’s, … um … Part of transcript omitted for brevity, clarity, or both Em dash (—) — Emphasis of point of analysis Italic script It’s still the same number! Text inserted to aid clarity Parentheses () Where does this (block) go? Numbers as written symbols Single quotation marks (‘’) What does the ‘2’ mean? Cardinal numbers referring to members of a set Number words or figures in normal text These three blocks go here. Base-ten blocks Figure and place name Puts out 4 tens and 10 ones. Identifying information is appended to transcript excerpts to aid the reader. For interview transcripts, the number of the interview and the question are abbreviated in parentheses at the end of each excerpt. For example, (I1, Qu. 2c) refers to Question 2 (c) in Interview 1. In excerpts from teaching session transcripts, the session number, group, and task number are similarly indicated. High-achievementlevel and low-achievement-level groups are indicated with the letters “h” and “l,” respectively, and computer and blocks groups by “c” and “b,” respectively. For example, (S6 h/b, T 23b) refers to Session 6 of the high/blocks group, attempting Task 23 (b). Similarly, where necessary in the main text, the group to which a 98 participant belonged is indicated by an abbreviation placed after the participant’s name: for example, “Hayden (l/c).” The author of the thesis conducted all interviews and all teaching sessions. To indicate the different roles of the researcher in interviews and in teaching sessions, in transcripts of interviews he is referred to with the label “Interviewer,” and in teaching sessions with the label “Teacher.” 4.3 Place-Value Task Performance Revealed in Interview Results Results from the two sets of interviews are summarised in this section, in order to provide an overview of performance of the participants at the start and at the conclusion of the study. The interviews were intended to show any differences in the learning of participants resulting from their using the two representational formats. The results reported in this section show that such differences in performance by participants using the two types of representational material were minor. 4.3.1 Methods used to Analyse Interview Data Initial analysis of the interview responses was conducted by listing eight different skills assessed during the interviews, and deciding on a criterion by which to judge whether each participant had demonstrated each skill. The eight skills, divided into 21 sub-skills, and the criteria by which the participants’ responses were judged are listed in Appendix M. The identified skills and sub-skills mirror the questions and part-questions very closely, because most questions targeted a particular numeration skill. This varies for interview Questions 5, 7, and 8 only. Question 5 was asked in four parts, asking the participant to state numbers that were a little smaller, much smaller, a little greater, and much greater than a particular twodigit number. Participants’ performance on these questions indicated that they were able to state numbers close to the given number, or far from that number, but not always both. Therefore the four question parts relate to two sub-skills, numbered 5a and 5b. In the case of Questions 7 and 8, each question has been collapsed to a single sub-skill. Questions 7 and 8 both asked participants to count between 20 and 40 objects and then to identify the referents for that number. Question 8 differs in that the objects were grouped in such a way as to provide misleading perceptual cues regarding the referents for the digits. The two questions both targeted the same basic skill, but within two contexts; the sub-skills have been numbered 7a and 7b. 99 The researcher decided on the criterion for each sub-skill by comparing the intention of each question with the actual responses of participants, and making a judgement about what was considered acceptable. For example, for sub-skills 1a to 1c (representing numbers with blocks), it was decided to allow at most one error in counting the blocks for achievement of each criterion. This was found to be necessary because of several participants who were clearly able to state the number represented by the blocks, but who made a mistake in their first attempt at counting the blocks. By stating a criterion for each sub-skill, the possibility of researcher bias in deciding who had demonstrated each skill was reduced, and the reliability of reported performance scores is improved. Reliability of these data was further strengthened by having the coding of responses cross-checked by a second researcher, also an experienced primary teacher. A score was determined for each participant at each interview, based on a count of the sub-skill criteria achieved; these scores are listed in Table 4.3 and referred to elsewhere in this chapter. 4.3.2 Overview of Interview Results The scores relating to participants’ achievement of place-value criteria at the interviews are summarised in a series of four tables, based on analysis of the interview transcripts. Table 4.2 indicates the numeration skills demonstrated by participants at each interview. Three symbols are used to indicate the questions where participants’ demonstration of place-value understanding altered between the two interviews. A vertical line ( | ) indicates that a criterion was achieved in both interviews. An upward arrow ( ⇑ ) indicates that a participant achieved a criterion at the second interview, but not at the first; a downward arrow ( ⇓ ) shows that the participant achieved the criterion at the first interview, but not at the second. Shading is used with upward arrows to add visual cues to improvements indicated in the table. The data in Table 4.2 are summarised in Table 4.3, showing the overall improvement or deterioration in the number of place-value criteria achieved by each of the 16 participants, and the combined score for each group. The data are further consolidated in Table 4.4 and Table 4.5. Table 4.4 shows the aggregated scores for participants of high-achievement-level and low-achievement-level, and Table 4.5 shows the aggregated scores for participants using blocks and participants using a computer. 100 Patterns in the interview data. A number of comments may be made about the performance of individual participants and groups at the two interviews, revealed in Table 4.2 and Table 4.3. It is to be expected that a series of planned teaching sessions would result in improvement of students’ understanding of place-value concepts; the shaded arrows in Table 4.2 indicate the specific skills where this appears to have taken place. An overview of the scores attained by the 16 participants shows that improvement on a range of criteria occurred between interviews in the case of many participants, and there were few criteria on which participants did worse at the second interview. Individual scores ranged from 3 to 19 at the first interview, and 6 to 20 at the second interview, and changes in individual scores ranged from +7 to -4. 101 TABLE 4.2. Summary of Participants’ Numeration Skills Identified in two Interviews Numeration Skilla Participantb High/Blocks 1a 1b 1c 2a 2b 3a 3b 3c 4a 4b 4c 4d 5a 5b 6a 6b 7a 7b 8a 8b 8c Amanda | | | | | | | | | | | | | ⇑ ⇑ ⇑ | ⇓ Craig | | | | | ⇓ | | | | | | | ⇑ ⇑ | | | John | ⇑ | | | | | | | | | | | | | | | | Simone ⇑ ⇑ ⇑ | ⇑ ⇑ ⇑ | | ⇓ ⇑ | | | ⇑ Belinda | | | | | | | | ⇓ ⇑ | ⇑ | | | | | | | | ⇓ Daniel | | | | | | | | | ⇑ ⇑ | | | | | | ⇑ ⇓ ⇑ | Rory | | ⇑ | | | | | ⇓ | ⇑ | | | | | | | | ⇓ Yvonne | | ⇓ | | | | | | ⇓ | | | ⇓ | | ⇓ Clive ⇑ ⇑ | ⇓ | | | ⇓ Jeremy | ⇑ | | ⇓ | Michelle | | ⇑ | ⇑ Nerida | ⇑ | | ⇑ Amy | | | ⇓ ⇑ Hayden | | | | Kelly | ⇑ ⇑ ⇑ Terry | | | | | | ⇑ High/Computer Low/Blocks | ⇓ ⇑ ⇓ ⇑ ⇑ | | | | ⇓ | | | | ⇑ ⇑ ⇑ ⇑ ⇑ ⇑ ⇓ Low/Computer ⇑ ⇑ ⇓ ⇑ ⇑ | | ⇑ ⇑ | | ⇑ | ⇑ | ⇑ ⇓ ⇓ ⇑ ⇑ ⇑ | ⇓ Note. | - Criterion achieved at both interviews; ⇑ − Criterion achieved at Interview 2 only; ⇓ - Criterion achieved at Interview 1 only; no mark – Criterion not achieved at either interview. Criteria for numeration skills are described in Appendix M. a Numeration skills: 1 – Read block representation; 2 – Show block representation; 3 – Recognising three-digit block representations; 4 – Skip counting; 5 – Number relationships; 6 – Comparing pairs of numbers; 7 – Digit correspondence; 8 – Mental computation. b Participants’ names are sorted alphabetically within groups in this and later tables. All participants’ names mentioned in this thesis are pseudonyms (Appendix G). The number of place-value criteria attained by individual participants in the two interviews are summarised as scores in Table 4.3. The circumstances of Yvonne’s (h/c) second interview were different from the other 15 participants: because her family went on a holiday before the end of the term, her second interview was delayed for over 3 weeks. For this reason, her interview scores have been discarded when calculating average group scores, and the row in Table 4.3 referring to Yvonne’s scores is greyed out. 102 TABLE 4.3. Summary of Numeration Skills Demonstrated by Each Participant and by Each Group Group Score at Interview 1 Score at Interview 2 Increase (Decrease) High/Blocks 15 17 2 Craig 18 20 2 John 17 18 1 Simone 7 14 7 14.3 17.3 3.0 19 19 0 Daniel 17 20 3 Rory 18 18 0 Yvonne 17 13 (-4) 18.0 19.0 1.0 7 6 (-1) Jeremy 6 6 0 Michelle 3 6 3 Nerida 8 14 6 6.0 8.0 2.0 8 10 2 Hayden 9 12 3 Kelly 4 6 2 Terry 9 14 5 7.5 10.5 3.0 Participant Amanda Group Average: Belinda High/Computer Group Averagea: Clive Low/Blocks Group Average: Amy Low/Computer Group Average: Note. Maximum possible score per participant per interview was 21. a In calculating average scores for the high/computer group, Yvonne’s scores have been discarded, as her second interview was conducted more than 3 weeks after teaching sessions were concluded. The figures in Table 4.3 show that the aggregate scores for the 4 groups, if considered on their own, would hide the differences in interview scores within groups, that in some cases are greater than the differences between groups. For example, Simone’s achievement of 7 more criteria at the second interview than the first interview makes up more than half of the improvement (12 points) in the score of the entire high/blocks group. Similar differences are evident in the scores achieved by Yvonne (h/c), Nerida (l/b), and Terry (l/c) compared to their respective groups. In the case of Yvonne, it is likely that her score was influenced by the circumstances of her second interview, as mentioned earlier. 103 With a small sample such as this, strong claims about the relative benefits of use of computer software or blocks for learning place-value concepts based on the interview scores would not be justified. Thus any conclusions that may be drawn from the data are necessarily tentative; hypotheses that are suggested to explain any apparent trends in the data will require further large-scale studies for testing. With these comments in mind, the following observations are made regarding patterns in the performance of the 4 groups at the interviews shown in Table 4.2: 1. The most improvement in scores is evident in 2 groups: the high/blocks group and the low/computer group. 2. Certain participants appear to have been especially helped by the teaching program used in the study, particularly Simone (h/b), Nerida (l/b), and Terry (l/c). 3. Questions relating to skip counting (Skills 4a to 4d inclusive) showed greater improvement among participants who had used the computer than among those who had used the blocks. One further observation can be made regarding Skill 8c, which involved subtracting fewer than 10 ones from a number of tens (e.g., I1: 5 tens - 8). Question 9 (c), relating to this skill, was successfully completed by 7 fewer participants at the second interview than at the first interview, and there was no participant who improved on that question. The specific numbers used at each interview may help explain this result. In Interview 1, participants were asked to subtract 8 ones from 5 tens; in Interview 2, the task was to subtract 6 ones from 7 tens. The particular combination of numbers chosen may have led to a greater chance of error for participants when considering the second version of the question. The highachievement-level participants who had answered the parallel question correctly at the first interview but were incorrect at the second interview all gave the answers 63 or 61. This implies that they lost count of the tens and ones parts of the question, either subtracting 6 from 7 to get the ones part of the answer, or subtracting 7 ones instead of 6 ones from 70. Achievement level and interview performance. Although the differences in group scores between the first and second interviews can be explained in light of individual performances, there are still differences worth noting in the results summarised in Table 4.2 and Table 4.3. These 104 two tables show a clear distinction between high-achievement-level participants and low-achievement-level participants in their ability to meet criteria on interview tasks. The interview scores are further collapsed in Table 4.4, showing the results from the interviews arranged according to the mathematical achievement level of the participants. TABLE 4.4. Summary of Place-value Understanding Criteria Achieved by Highachievement-level and Low-Achievement-Level Participants Achievement Level n Average score at Average score at Interview 1 Interview 2 Average increase High 7 15.9 18.0 2.1 Low 8 6.8 9.3 2.5 Note. Scores of Yvonne (high/computer group) have been discarded. Maximum possible score per participant per interview was 21. There was a marked difference in performance between the highachievement-level participants and low-achievement-level participants, with the high-achievement-level participants achieving an average score that was approximately twice that of the low-achievement-level participants at each interview. Both cohorts improved between interviews; the low-achievement-level participants had more room for improvement, and showed a slightly greater improvement, increasing their scores by an average of 2.5 points. The difference in scores at the first interview provides broad justification for the initial identification and selection of high-achievement-level and low-achievement-level participants to participate in the study. Though there were some anomalies in the performance of individual participants, noted in the previous paragraph, in general high-achievement-level participants showed a much better understanding of place-value than their lowachievement-level counterparts. Number representation formats and interview score. The researcher’s intention was to form two equivalent groups of highachievement-level participants and two of low-achievement-level participants, with one of group of each achievement level to use blocks and one to use computers in the teaching sessions. However, the interview results show that there were marked differences when comparing the 2 high-achievement-level groups with each other, and also when comparing the 2 low-achievement-level groups, that raise a question of the equivalence or the comparability of the pairs of groups of similar achievement 105 level. Table 4.3 shows that at the first interview the high-achievement-level participants who were to be in the computer group achieved an average score of 18.0 place-value criteria, compared to 14.3 among the high-achievement-level participants who were to use the blocks. A similar difference is evident in the scores of the 2 lowachievement-level groups: The computer group achieved an average score of 7.5 points, and the blocks group an average of 6.0 points. These differences are repeated in Table 4.5, which shows that participants who used the computer started the study with a score on average 1.9 points higher than participants who used blocks. At first glance, these figures are cause for some concern, as it appears that the 8 participants who used the computers started with a higher level of place-value understanding than those who used the blocks. TABLE 4.5. Summary of Place-value Understanding Criteria Achieved by Participants in Computer and Blocks Groups Groups n Average score at Interview 1 Average score at Interview 2 Average increase Computer 7 12.0 14.1 2.1 Blocks 8 10.1 12.6 2.5 Note. Scores of Yvonne (high/computer group) have been discarded. Maximum possible score per participant per interview was 21. Two factors may help explain the reasons for the apparent inequality in levels of place-value understanding shown in Table 4.5. First, differences in initial scores varied among individuals more than expected, considering the results from the previous Year 2 Net (Queensland Department of Education, 1996). Appendix F shows that the performance on the Year 2 Net by the high-achievement-level students selected to participate in the study showed little variation compared to results from the interviews conducted in the study. In particular, Amanda and Simone, both in the high/blocks group, were expected to perform better in the first interview compared to their peers, based on the Year 2 Net results. The second fact that may help explain the anomalies in the initial scores of groups of participants is the method used to place participants in groups once the 16 participants had been selected. Initially, the students’ two class teachers assisted the researcher to select 8 high-achievement-level and 8 low-achievement-level students, and then the students were placed in pairs of the same gender. Four of the highachievement-level students, 2 girls and 2 boys, came from one class, and the remaining 12 students were from another class. The researcher made the decision to 106 separate the four children from the first class, so that there was not a group of 4 children from one class and 3 groups from another class. The teacher of the 12 students advised the researcher about which students she felt would work well together, based on her knowledge of their friendship groups. The researcher formed groups of 4 participants from these friendship pairs, and randomly assigned each group to use the computer or the blocks. Thus the fact that both computer group had somewhat higher levels of place-value understanding prior to the commencement of the study was the result of a number of decisions made for various pragmatic and research-oriented reasons, and the random assignment of groups to each treatment. The variation in place-value understanding of the 4 groups did not become evident until after the teaching phase had commenced, as time did not allow the interviews to be transcribed prior to commencing the teaching sessions. 4.4 Students’ Conceptions of Numbers Participants’ number conceptions and other information regarding participant thinking are revealed through detailed analysis of the transcripts themselves, looking at descriptions of the words spoken and the actions taken by participants as they answered the questions. This analysis is described in this section, divided into subsections, describing two broad approaches to interview questions, grouping approaches (4.4.1) and counting approaches (4.4.2); and a common faulty conception, the face-value interpretation of symbols (4.4.3). These results are summarised in section 4.4.4, and comments are made about the changeability of participants’ conceptions (4.4.5). 4.4.1 Grouping Approaches A number of participants gave answers to interview questions that referred to groups of 10 when dealing with numbers in the tens place. This is termed here a grouping approach, and is considered to imply a concept of multidigit numbers that recognises the groups of 10 around which the base-ten numeration system is based. Transcripts of responses to interview Questions 1, 3, 6, 7, 8, and 9 show instances of participants using a grouping approach. The following paragraphs describe how individual participants used a grouping approach in answering each of these 107 questions. At the conclusion of this section, Table 4.6 and Figure 4.1 summarise the use of grouping approaches by each participant. Question 1 (b) and (c): Interpreting non-canonical block representations (e.g., asking the participant to say the number represented by 4 tens & 12 ones). In answering these questions some participants grouped either ones or tens to make a group of 10 blocks, and then counted the new group as a ten or hundred, respectively, before finishing the count. For example, to interpret a block arrangement comprising 4 tens and 12 ones, some participants first grouped 10 of the ones together, then counted the tens including the new group of 10 ones, and then added the remaining 2 ones: Craig (h/b): I just got all the tens together here and I said to myself there’s 40 there and I counted these, and there was 10 [ones] there. And so I thought I put them with the tens so I know that there is 10 here. Then I counted the last two. So it’s 52. (I1, Qu. 1b) A comment is needed at this point about the possible use of a grouping approach when answering Question 2: Using blocks to represent a two-digit or three-digit number. Base-ten blocks allow students to take advantage of the grouped structure inherent in the blocks themselves to represent the groups-of-ten structure in the base-ten numeration system, as described in section 2.5.3. However, base-ten blocks may also be used to represent numbers using a face-value interpretation of numbers, as discussed later. Thus if a participant used the blocks to represent a number canonically it is not possible to tell if the student had in mind the groups of 10 in the number, or a face-value construct for multidigit numbers. Therefore, whereas it is possible to identify a counting approach (section 4.4.2) in a participant’s response to Question 2, it is not possible to clearly identify the use of either a grouping approach or a face-value construct in an answer to this question. Question 3 (a) and (b): Interpreting non-canonical block representations of three-digit numbers, and comparing them with written symbols (e.g., comparing 1 hundred, 2 tens, & 16 ones with 136). For these questions, participants were asked to read a written symbol for a three-digit number. They were then shown three examples of block arrangements one at a time, and asked if each arrangement represented the same number as the written symbol. The third example was incorrect, and targeted the face-value construct for multidigit numbers, discussed in section 4.4.3. The first two arrangements were of non-canonical representations for the 108 number on the card—for example, 1 hundred, 2 tens, and 16 ones for 136—and could be answered using a grouping approach. This approach is demonstrated in the following transcript excerpt showing Daniel (h/c) interpreting a collection of 17 tens and 2 ones and comparing it with the symbol ‘172’: Daniel: Mmm … [counts out 10 tens and places them together, then counts remaining 7 tens] — 1, 2, 3, 4, 5, 6, 7, 8, 9, 10. Yeah that’s 10 there. 1, 2, 3, 4, 5, 6, 7. Yep (the blocks represent the same number). (I2, Qu. 3b) Question 6 – Comparing pairs of two-digit and three-digit numbers (e.g., compare 27 & 42, 174 & 147). In Question 6 participants were shown a pair of written symbols for two-digit numbers, followed by a pair of symbols for three-digit numbers. In each case they were asked which number was larger, and to explain their reasoning. It was considered that participants were using a grouping approach if they referred to the names of the places concerned when justifying their answers. For example, consider the following transcript showing Rory (h/c) explaining which of the symbols ‘27’ and ‘42’ represents the bigger number: Rory: That one: ‘42.’ Interviewer: And how do you know it’s bigger? Rory: Because it has more tens. Interviewer: Uh-huh. And how many tens does it have? Rory: ‘4.’ Interviewer: — Can you explain why that one’s bigger? I mean this one [‘27’] has a ‘7’ and [you say] this one is smaller … Rory: Because this one has 4 tens and 2 ones and that one has 2 tens and 7 ones. (I1, Qu. 6a) Rory, like several other participants, clearly knew that the position of each digit determines its place name, and that tens are worth more than ones are. What is not revealed by this nor other transcript excerpts is whether or not these participants were aware of the “tenness” of a number in the tens place—the fact that “a ten” is a collection of 10 ones. As S. H. Ross (1990) commented, children may sound very knowledgeable as they speak of so many “tens and ones.” Yet in reality a child may be using a face-value interpretation in which “tens and ones” are merely names for different objects and have no real connection to “tenness.” (p. 14) 109 Despite this observation, it appears that responses like Rory’s do show an awareness that tens and ones are not interchangeable, as students with face-value interpretations of digits sometimes indicate. Nor did Rory’s response rely on the counting sequence to justify why one number is larger than the other is: He indicated that it was sufficient to check individual digits, in particular the tens digit, to determine the larger number. For this reason, it is decided to include responses to Question 6 that include reference to place names in the category of using a grouping approach. Nevertheless, the points raised here should be kept in mind when considering summaries of grouping and counting approaches given later in this chapter. Questions 7 and 8: Explaining referents for the digits in two-digit written symbols (e.g., count 24 sticks, write symbol, & explain symbol). Participants were asked to count a number of objects and to write the symbol for the number. They were then asked to show which objects were represented by each written digit. Many participants answered with a face-value interpretation of the symbols, but others correctly showed the objects remaining after the ones had been taken out as the referents for the tens digit. As in the case of responses to Question 6, again this type of response may not indicate a complete understanding of the groups represented by the tens digit. Nevertheless, it does show an awareness that the digit represents more than its face value, and that the referents for the two digits together make up the entire collection of objects. To distinguish between (a) the basic understanding that the sum of the objects corresponding to the digits in a number must equal the entire collection, and (b) the more advanced concept that a tens digit represents the product of the digit’s face value and its place value, participants who indicated the correct number of objects for the tens digit were asked “How can that digit stand for so many?” If a participant said that the digit was a number of tens, the response was categorised as showing a grouping approach. For example: Interviewer: Does this part [‘3’] of your ‘37’ have anything to do with how many sticks you have? Can you show me? Rory (h/c): Yeah. [Picks up remaining 30 sticks] There. Interviewer: All of them? How does that ‘3’ stand for all of those? Rory: Because it’s 3 tens. Interviewer: All right, so how many have you got in your hands there? 110 Rory: [Just glances at them] 30. (I2, Qu. 7c) Instances of a grouping approach to digit correspondence questions were not very common; Table 4.6 shows that only 5 participants, all of them highachievement-level participants, showed a grouping approach at either interview in answering these two questions. Section 4.5 includes a description of four distinct categories of response to Questions 7 and 8, ranging from the grouping approach described here to a face-value interpretation of digits. The grouping approach is classed as a Category IV response, the highest level of response noted in this study. Question 9 – Mental addition and subtraction (e.g., How many pieces of gum in 3 packets of 10 sticks + 17 sticks?). In Question 9 participants were asked to work out the answers to three questions: adding a group of tens and fewer than 10 ones, adding a group of tens and between 11 and 19 ones, and subtracting fewer than 10 ones from a number of tens. To assist their thinking, at the first interview participants were provided with packets of 10 pieces of chewing gum, and at the second interview participants were provided with plastic bags each containing 10 clothes pegs. In each case participants could handle and count the packets or bags, but they were not permitted to open the collections to manipulate single items. Bags of pegs permitted participants to see the pegs, and packets of gum allowed individual pieces to be felt under the wrapper. Participants adopting the grouping approach used the groups of 10 in each question to help them answer the question. For example, note how Belinda (h/c) added 3 groups of ten and 17 single objects: Belinda: 47. There’s um, three of them and then there’s a one, which would make a 40, and then you put a ‘7’ on the end and it equals 47. (I1, Qu. 9b) The same use of groups of 10 is shown in the following transcript in which Terry (l/c) calculated 5 tens minus 8 ones. Terry subtracted 8 from 10, and then added the remaining 4 tens: Terry: 8, and there’s 10. [Moves packets to the left, counting quietly in tens] 42. Interviewer: That was quick. How did you work that out? Terry: ‘Cos I already knew. ‘Cos it’s 10, there only had to be 2 more because 9, 10. Interviewer: And you know how many are in those packets? Terry: Yup. It’s how you tell. ‘Cos there’s only 1 ten, 2 tens, 3 tens, 4 tens. So it must (I1, Qu. 9c) be 40. 111 Summary of the use of grouping approaches. The use of grouping approaches by each participant is indicated in Table 4.6, and group totals are summarised in Table 4.7. It should be noted that many participants used a variety of approaches to answer further questions from the researcher; other approaches are indicated in later tables in this chapter. For each participant the responses at each of the two interviews are indicated in two adjacent rows of Table 4.6, and the number of questions for which the participant used a grouping approach at each interview is indicated in the last column. 112 TABLE 4.6. Use of Grouping Approaches for Selected Interview Questions Question Participant Interview 1b 1c 3a 3b 6a 6b High/Blocks Amanda Craig John Simone High/Computer Belinda Daniel Rory Yvonne Low/Blocks Clive Michelle Nerida Low/Computer Amy Kelly Terry x x x x x x 1 2 1 2 1 2 1 2 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x 1 2 1 2 1 2 1 2 Jeremy Hayden 1 2 1 2 1 2 1 2 x x x x x x 7 8 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x 9a 9b 9c Count x x x x x x x x x x x x x 5 7 7 10 9 8 1 6 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x 1 2 1 2 1 2 1 2 x x x x x x x x x x x Note. x – indicates use of a grouping approach in responding to the question. TABLE 4.7. High Low Total x x x x x Use of Grouping Approaches by Each Group Blocks 53 5 58 Computer 65 13 78 113 Total 118 18 136 10 9 7 8 10 10 5 6 0 1 0 0 0 1 1 2 0 1 3 1 0 0 3 5 It is clear from Table 4.7 that, overall, high-achievement-level participants used the grouping approach far more often than low-achievement-level participants did. On average, high-achievement-level participants used grouping approaches to answer over 7 questions per interview, whereas the low-achievement-level participants used them for just more than 1 question per interview. The clear difference in the patterns of response of high-achievement-level and lowachievement-level participants implies a markedly different level of understanding of place-value. Overall, the computer groups used grouping approaches more often than did blocks groups; however, this is considered to be due to differences of individual members of these groups, as described earlier. Scores achieved by the 16 participants at each interview are compared to the number of times that a grouping approach was used in achieving those scores in Figure 4.1. This scatter-plot graph shows a clear pattern of higher numbers of placevalue criteria being achieved by those participants who used grouping approaches the most. Apart from one participant who achieved 14 criteria while using grouping approaches only twice, participants who achieved more than 10 criteria at interviews also used grouping approaches at least 5 times in the same interview. It should be noted that, in this and later scatter-plot graphs, certain data points overlap others, so that not all 32 data points are visible. This graph may be compared with Figure 4.2, which shows a similar comparison between interview scores and counting approaches. 114 21 20 20 19 18 18 17 15 15 Place-Value Criteria Achieved 18 17 17 19 18 14 14 14 13 12 12 10 9 9 8 6 8 7 7 6 6 4 3 3 0 0 1 2 3 4 5 6 7 8 9 10 Incidence of Grouping Approaches Figure 4.1. Interview scores compared to use of grouping approaches. 4.4.2 Counting Approaches A second common approach to interview questions, adopted by several participants, was based on consideration of individual ones in a number, rather than groups of 10 ones or 10 tens. Participants’ responses of this type involved either counting single one-blocks without grouping them first, or reference to the counting sequence of number names, and so this approach is called a counting approach. Counting approaches were characterised by participants ignoring the grouped aspect of base-ten numbers, and treating multidigit numbers as collections of ones. Representative responses to certain interview questions are summarised in the following paragraphs. Question 1 (b) and (c): interpreting two-digit and three-digit non-canonical block representations. The counting approach was clearly evident among some participants when attempting to name a number represented by a non-canonical arrangement of blocks. For example, the following excerpt demonstrates that Jeremy (l/b) used a counting approach to work out the number represented by 3 tens and 16 ones: Jeremy: [Touches tens] 10, 20, 30, [touches ones] 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, (I2, Qu. 1b) 41, 42, 43, 44, 49, 46. 115 Jeremy’s answer in this instance was correct, but the inefficiency of the method caused him to take longer than he might have using a grouping approach, and there was a greater chance that a counting error could cause him to arrive at an incorrect answer. In fact, Jeremy at first gave the answer 36 for this question, perhaps because of a mistake at the change of decade from 39 to 40. Other participants also made counting errors when counting 3 tens and 16 ones: Michelle (l/b) and Simone (h/b) also gave the answer as 36, Hayden (l/c) and Nerida (l/b) as 47, and John (h/b) as 44. Discussion of the relative efficiency and usefulness of grouping and counting approaches is continued in section 5.2.2. Question 2: Using blocks to represent a two-digit or three-digit number. When asked to represent a two-digit or three-digit number using the blocks, some participants chose to use what Fuson (1990a) called collected multiunits: They represented the tens and ones digits of a number using only ones material. For example, when showing 261, Daniel (h/c) selected 2 hundred-blocks, and then started to count out 61 ones. He stopped when he had 20 ones, and changed his mind, putting out 2 hundreds, 6 tens, and 1 one. Amy (l/c) used a similar approach when asked at her first interview to show the number 134. She started to count out oneblocks, apparently meaning to count 134 ones. She stopped when she reached 59, and changed her method to putting out 10 tens and 34 ones. This approach, of choosing multiple ones or tens to represent a multidigit number, is an example of a counting approach. Rather than making use of the groupings inherent in the base-ten numeration system, participants using multiunits to represent a multidigit number count out blocks one at a time in until the end number is reached. There is evidence that participants who used a counting approach for Question 2 did so because they had not thought of using the already-grouped baseten material. This is shown in both examples mentioned above. Daniel changed to a canonical representation for 261 himself, without input from the researcher. Similarly, after a while Amy decided on her own not to try to count 134 ones, though nevertheless she still chose to use 10 tens rather than 1 hundred-block and 34 ones rather than 3 tens and 4 ones. It is quite possible that in these incidents participants did not use a hundred-block because of a lack of familiarity with both three-digit numbers and the base-ten blocks used to represent them, as at the time of the first interview participants’ class teachers had not taught about the hundreds place. 116 Question 6 – Comparing pairs of two-digit and three-digit numbers. Some participants demonstrated a counting approach when answering Question 6. When asked to justify their answer stating which of two numbers was larger, some participants referred to the position of one or both numbers in the counting sequence. For example, Hayden (l/c) explained in this manner when comparing 138 and 183 at the first interview: Interviewer: Which number is larger? Hayden: 183. Interviewer: OK, and how do you know it’s bigger? Hayden: Because it takes longer than 138. Interviewer: How do you know it’s going to take longer? Hayden: Because you have to count to a 100 and then keep … count to um 83, and [for the other number] you just have to count to 138. (I1, Qu. 6b) A counting approach was also evident in the way that some participants appeared to be influenced by the verbal names of the numbers in a question. For example, in the following excerpt Michelle (l/b) appeared to have no reason for believing 42 to be larger than 27, other than their respective names: Michelle: [Points to ‘27’ then changes mind and points to ‘42’] No, that one [‘42’] is bigger. Interviewer: — And how do you know it’s bigger? Michelle: Because it’s … that’s 27, that’s forty-se … 42. Interviewer: Uh-huh, so how do you know 42 is bigger? Michelle: Because they’re [‘27’] little and they’re [‘42’] bigger. (I1, Qu. 6a) It may be that Michelle was thinking of some other reason for believing that 42 is greater than 27 other than the counting sequence. However, other authors (e.g., Resnick, 1983) have suggested that many children without an understanding of the tens and ones nature of two-digit numbers picture numbers only as a sequence of counting numbers. This would be consistent with Michelle’s statement in the previous excerpt that (a) one number was 27 and the other was 42, and that (b) 27 is little and 42 is bigger. Certainly the next example supports this argument, as it shows Amy starting by referring to the verbal names of two numbers and then referring to their position in the counting sequence. 117 The name of a number appeared at times to trigger a response in some participants that focussed on their knowledge of the counting number sequence. For example, Amy (l/c), in comparing 38 and 61, started to say that 38 was bigger, until she read the names of the numbers represented by the symbols. She started to say that ‘61’ was “sixteen,” but corrected herself and immediately said that “That’s bigger because it’s 61. So and that’s [‘38’] smaller.” She followed this with a clear example of a counting approach, explaining that 61 was a bigger number than 38 because of their relative positions in the counting sequence: “‘Cos then it goes 40, 50, then 60” (I2, Qu. 6a). Another apparent example of a counting approach was seen in a transcript in which Clive (l/b) compared the symbols ‘259’ and ‘295.’ Clive had initially chosen 295 as the larger number, but noted that the written symbols had the same digits, in different positions. When pressed, Clive said that he knew that 295 is larger “because um it sounds like it’s the biggest number” (I2, Qu. 6b). Questions 7 and 8: Explaining referents for the digits in two-digit written symbols. An interesting phenomenon occurred among some participants when answering Questions 7 and 8, that again indicates thinking that included the idea of counting. Certain participants correctly rejected the idea that the two digits each represented only their face value, but failed to explain the meanings of the digits in terms of the groups of 10 and single ones. Instead, they explained that the two digits in the symbol together represented the entire collection of objects, but that each individual digit did not have a referent. This response ignores the grouped tens aspect of multidigit symbols, and instead focuses on the entire set as a collection of single objects: a counting idea. For example, Amanda (h/b) explained the referents for each digit in the number 13 using a counting approach that incorporated her understanding that the digits ‘1’ and ‘3’ combined in the symbol ‘13’ somehow represented more than the sum of their individual values: Amanda: If there’s only this three [takes the beads out of one cup and puts three out] by itself then it won’t be 13. Interviewer: Yes. All right, not on its own, no. All right, okay. Put them back in the cup again. Now look at this part [‘1’] of your ‘13’: Does it have anything to do with how many beads you have? Amanda: Because there’s a one and you need another three, but that, it’s not like that, because it has to be 13. Interviewer: Uh-huh. 118 Amanda: One … and three, doesn’t make it. Interviewer: — So can you tell me why that’s a one? Er … what the one is for? Amanda: — You need it because that’s how you count it, that’s how much they are. Interviewer: Right, but the one … are you saying that the one doesn’t really stand for anything? It’s just how you write it down, is that right? Amanda: It means something, but that’s how … It means it’s part of the number, and it’s um … you need it because um if you can’t have, if you don’t use it, it will only be 3, not 13. Interviewer: Uh-huh … it sounds like it’s to do with how you write it down? Amanda: And it needs both of the numbers to make it. (I1, Qu. 8b) Several participants explained the referents for individual digits in two-digit numbers using explanations similar to Amanda’s response. These responses to digit correspondence tasks are defined as Category II responses, according to the hierarchy of response categories proposed in section 4.5. Participants responding as Amanda did in the previous transcript were often forced to deal with contradictions in their beliefs, due to their not recognising any number of sticks as corresponding to each individual digit. The place of such contradictions in children’s development of place-value understanding is discussed further in section 5.4, looking at evidence of participants’ construction of meaning and how children managed apparent contradictions as they perceived them in the information available to them. A further example of counting approaches used when responding to the question “How can that digit refer to so many objects?” is provided in the following transcript excerpt. Hayden (l/c) gave a counting explanation for the fact that the face value of the tens digit did not match the number of objects it represented: Hayden: [The ‘7’] is a part of 30 … it’s a part of like in 30 it’s a part like … you count to 30 and then you count 7 more and it ends up 37. Interviewer: And what does this ‘3’ here mean? Hayden: It’s up … it’s up to 30 … like if you count up to 30. (I2, Qu. 7b) Question 9 – Mental addition and subtraction. Several participants opted for a counting approach to answering mental addition and subtraction questions. In some cases, participants used their fingers as an aid to counting; in others, they nodded their heads or pointed at the desk, as if at imaginary objects. Unlike those who used a grouping approach to consider separately the tens and ones parts of an addition or subtraction question, participants using a counting approach stepped forward or back 119 in the cardinal number sequence to find the answer. For example, participants using a counting approach to answer the question 3 tens plus 17 ones generally chose an inefficient approach of counting on from 30 by 17 steps. The following transcript excerpt shows Kelly (l/c) using this method, and demonstrates a difficulty that it introduces for the student. In counting on by 17 from 30, Kelly made an error and reached the answer 43: Kelly: [Touches each packet of gum] 10, 20, 30. [Counts on fingers by touching them one by one on table] 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43. 43 pieces of gum. Interviewer: 43. How did you do that? Kelly: I counted them in tens and then I counted 17 more on. Interviewer: Uh-huh. How did you know when you got to 17? Kelly: I um in my head I counted out the um numbers and I just um did that [touches fingers one by one on table] and I knew when I got to 17 ‘cos you have 10 and you add a couple more on … Interviewer: How many do you add on to make 17? Kelly: Well you add um seven more on. (I1, Qu. 9b) The above transcript clearly shows that Kelly was not using a grouping concept for two-digit numbers. She knew that 17 was made of 10 plus 7, shown by the fact that she used her fingers to count on 10 and then started again to add another 7. However, she evidently did not perceive of the ten as a group that could be added straight to the 3 tens to make 4 tens, but rather saw the ten as 10 ones that had to be added to 30 one at a time. For the same question Nerida (l/b) used an even more inefficient counting strategy: she started at 17, and then counted on the 3 tens as 30 ones, using her fingers: Nerida: [Counts quietly, looking around, then counts on her fingers] 47. Interviewer: 47, well done. How did you do that? Nerida: I counted um these 17 first then I counted 10, counted on by 10. — I went from 17 and I counted on three times out of tens out of my hands. (I1, Qu. 9b) In this instance Nerida’s strategy was successful: evidence of the care she must have taken in carrying out the counting. However, the likelihood of making a mistake with this method is clearly quite pronounced. Difficulties for students using a counting approach are discussed further in section 5.2.2. 120 Summary of the use of counting strategies. Table 4.8 shows use of counting strategies by each participant at each interview. These data are summarised for each group in Table 4.9. Incidence of counting strategies by individual participants is compared with their interview scores in Figure 4.2. TABLE 4.8. Participant Use of a Counting Approach for Selected Interview Questions Question Interview 1b 1c 2a 2b 6a 6b 7 8 x x 9a 9b 9c Count High/Blocks Amanda Craig John Simone High/Computer Belinda Daniel Rory Yvonne Low/Blocks Clive Jeremy Michelle Nerida Low/Computer Amy Hayden Kelly Terry 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 x 2 0 0 0 2 1 1 2 x x x x x 0 0 0 1 0 0 1 1 x x x 1 2 1 2 1 2 1 2 x 1 2 1 2 1 2 1 2 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x Note. x – indicates use of a counting approach in responding to the question. 121 x x x x x x x x x x x x x x 2 5 3 1 2 2 4 4 5 5 7 4 7 6 1 1 TABLE 4.9. Use of Counting Approaches by Each Group Blocks 8 23 31 High Low Total Computer 3 36 39 Total 11 59 70 Table 4.9 shows that, as in the case of grouping approaches (Table 4.6), there was a clear difference in the frequency with which the high-achievement-level and low-achievement-level participants used the strategy. However, this trend is reversed in the case of counting strategies: Whereas high-achievement-level participants were much more likely to use a grouping approach, the low-achievement-level participants used counting approaches more than 5 times as often as high-achievement-level participants. Differences between total use of counting strategies by blocks and computer groups are minor. 21 20 20 19 18 18 18 17 17 17 Place-Value Criteria Achieved 15 15 14 14 14 13 12 12 10 9 9 9 8 7 7 6 6 6 3 3 8 6 6 6 4 0 0 1 2 3 4 5 6 7 Incidence of Counting Approaches Figure 4.2. Interview scores compared to use of counting approaches. Figure 4.2 shows how interview scores related to the use of counting approaches. Clearly, participants who showed better place-value understanding used counting approaches infrequently. On the other hand, participants with weak placevalue understanding included participants who used counting approaches frequently and others who did not do so. Figure 4.2 shows that it is possible to answer questions like those in the interviews successfully using the less efficient approach of counting. For example, one particular data point on the graph represents Hayden’s (l/c) 122 performance on the first interview, at which he used a counting approach 7 times, and achieved a score of 9 out of 21. However, it is highly likely that consistent use of counting approaches would lead to difficulties in the future if a student did not learn to switch to using the groups of 10 inherent in the base-ten numeration system: This point is discussed further in section 5.2.2. 4.4.3 Face-Value Interpretation of Symbols As discussed in section 2.4.2, a face-value interpretation of multidigit numerical symbols is very common among children who are learning about the baseten numeration system. Researchers investigating a variety of aspects of place-value understanding have found children who believe that each digit in a multidigit number represents only its face value, rather than groups of 10, 100, and so on. Data collected in this study reveal such ideas among several of the participants. In particular, Questions 3 (c), 6, 7, and 8 prompted certain participants to use a facevalue construct in answering the question. The ways that face-value ideas were used in each question are described in the paragraphs following. Note the comments in section 4.7, regarding the use of base-ten material to represent multidigit numbers: Responses to other interview questions may have been influenced by face-value interpretations of digits without this being obvious. Question 3 (c): Interpreting block representations of three-digit numbers with misleading perceptual cues, and comparing them with written symbols. The task set in Question 3 (c) was similar to that in Question 8, in that it offered participants misleading perceptual cues about how an arrangement of blocks represented a number. The blocks were arranged so that the numbers of blocks of each size matched the three digits in the printed numerical symbol in order from left to right, but so that the values represented by the blocks were incorrect. For example, in the first interview the participants were shown 1 ten, 3 hundreds, and 6 ones in order from left to right and asked whether or not they represented the number 136. Most participants did not initially accept the three-digit block representation presented to them in Question 3 (c) as correct. Considering the blocks presented, an in particular the large number of hundred-blocks, it is perhaps not surprising that even a student who held a face-value interpretation for multidigit numbers would agree that the blocks represented the number. However, when the researcher offered the counter-suggestion that each digit could in fact represent the number of blocks 123 presented, some participants did accept the idea, indicating some willingness to accept a face-value interpretation: Interviewer: Do these blocks [1 ten, 3 hundreds, 6 ones] show that number [136]? Terry (l/c): Well I already know [that they do not], ‘cos there’s a thousand [sic] in this [top 2 hundreds] and there’s a hundred in this [lowest hundred-block] … Interviewer: Mmm. So is that [block arrangement] the same as that [symbol on card]? Terry: No. Interviewer: Right, OK. Well let me just ask you another question, then. Could that ‘1’ [on card] be for that [ten-block] and that ‘3’ be for those three [hundred-blocks] and that ‘6’ be for those six [one-blocks]? Terry: Oh yes! It does add up to that, does it? Interviewer: Oh, Right. Terry: ‘Cos it’s a hundred [points to ten-block], thirty [3 hundreds], six [6 ones]. Yes. (I1, Qu. 3c) Michelle (l/b) also initially rejected the face-value interpretation of the block arrangement, but then offered her own, equally incorrect, block arrangement. She apparently was not content to agree that 3 hundreds could represent the ‘3’ in ‘136,’ and changed the hundred-blocks for 3 tens. However, she left the 1 ten to stand for the ‘1’ digit. Later she accepted the researcher’s counter-suggestion that the initial block arrangement did match the written symbol. Question 6: Comparing pairs of two-digit and three-digit numbers. Questions 6 (a) and 6 (b) required participants to compare two pairs of printed numerical symbols. The numbers in Question 6 (a) were two-digit numbers, such that the smaller number had a ones digit that was larger than either digit in the larger number; the pairs were 27 and 42 in Interview 1 and 38 and 61 in Interview 2. The numbers for Question 6 (b) were three-digit numbers, that had the same digits, with the tens and ones swapped; the pairs at Interview 1 were 183 and 138, followed at Interview 2 by 295 and 259. The intention of these questions was to target face-value interpretations of symbols, as a face-value interpretation should lead a participant to choose the smaller number in Question 6 (a), and to state that numbers in Question 6 (b) were equal. As in other questions, the researcher offered face-value countersuggestions to participants who gave the correct answer, to test the stability of their beliefs. Accepted counter-suggestions are indicated in the summary of face-value interpretations in Table 4.10 by parentheses in the relevant cells of the table. 124 Several participants provided face-value interpretations when answering Question 6, without any counter-suggestion being offered. For example, Jeremy (l/b) stated that 38 was bigger than 61 immediately on being asked: Jeremy: [Points to ‘38’] Interviewer: What number is that? Jeremy: 38. Interviewer: And why is 38 bigger? Jeremy: Because it’s got a … 3 tens and 8 ones. Interviewer: All right, and what’s the other number? Jeremy: 61 Interviewer: And which one’s bigger? Jeremy: 38. Interviewer: That’s got 3 tens and 8 ones. And what’s this one [‘61’] got? Jeremy: 6 tens and 1 ones. (I2, Qu 6a) It is interesting that although Jeremy could correctly state the name of each digit’s place, he ignored these labels in favour of a face-value interpretation of each individual digit. A second example shows Terry (l/c) explaining why he believed that 259 and 295 were equal: Interviewer: Can you tell me which of these two [‘259’ & ‘295’] is bigger? Terry: You’re trying to trick me, aren’t you? Interviewer: Well, I might be able to Terry. Terry: Well, they are both bigger. Interviewer: They’re both bigger? They’re both the same? Terry: Yep. Interviewer: And why are they both the same? Terry: 259, 295. Interviewer: So why are they the same? That doesn’t sound the same. Terry: If you just turn around the ‘5’ and put the ‘9’ there, it’d be 259. (I2, Qu 6b) Question 7: Explaining referents for the digits in two-digit written symbols. Questions 7 and 8 were written purposely to target participants’ understanding of two-digit written symbols, and to identify participants who held either face-value interpretations of written symbols or correct grouping interpretations. In each 125 question participants were asked to count a set of between 10 and 40 objects, to write the written symbol for that number, and then to say which objects were represented by each digit. The results of Question 7 initially showed a considerable number of participants who apparently held a face-value interpretation for the two-digit written symbols involved (see Table 4.10). At the start of the question all participants easily counted the objects and wrote the correct symbol for the number counted. The researcher asked each participant if the number the participant had written represented the entire group of objects, and most participants agreed that it did. When asked about the referents for each digit, many participants indicated objects that corresponded with only the face value of each digit. If that was the case, the researcher asked them about the remaining objects: In Interview 1 there were 18 out of 24 sticks left over, and in Interview 2 there were 27 out of 37. The following excerpt is typical of transcripts of participants holding the face-value construct: Interviewer: Does this part [‘4’] of your 24 have anything to do with how many sticks you have? Clive (l/b): [Frowns, nods] Interviewer: Can you show me? Clive: [Separates four sticks to his left] Interviewer: Does this part [‘2’] of your ‘24’ have anything to do with how many sticks you have? Clive: [Puts out two sticks] Interviewer: [Moves two sticks so they are above the ‘2’] So this ‘2’ is for two and then we have another four [puts four sticks above ‘4’]. What about those [remaining sticks] there? Clive: They are the leftovers. Interviewer: You said that this number [‘24’] was for all of the sticks. Do you still agree with that? Clive: [Nods] Interviewer: All right, but you are saying now that the ‘4’ here [points to symbol] is for those four [points to sticks] and the ‘2’ [symbol] is for those two [sticks] … Clive: And they’re left over … by themselves. 126 (I1, Qu. 7b) Clive’s answer that the remaining 18 sticks were “leftovers” is typical of responses of many participants who apparently held a face-value interpretation for two-digit numbers. Considering that it is almost certain that the participants invented the ideas themselves, the similarity between responses such as the following is quite remarkable: Craig: Um. Oh, they’re extras. (I1, Qu. 7b) Michelle: They’re just extras. (I1, Qu. 7b) Terry: They’ll be left out. (I1, Qu. 7b) Nerida: They’re left over. (I1, Qu. 8b) Jeremy: They stay up because they’re not in there. (I2, Qu. 7b) Kelly: Um, they don’t stand for any of them. (I2, Qu. 7b) Simone: Those don’t count. (I2, Qu. 7b) Amanda: Well they’re nothing then if that’s how that is. (I1, Qu. 7b) Amy: Um, well, they would but they’re not included in that, um, these things. (I1, Qu. 7b) This collection of responses is considered important, as it reveals an aspect of the participants’ beliefs about how symbols represent numbers that is evidently common, but has not been reported in the literature before. Discussion of these and other responses are continued in section 4.5, in which four categories of response to digit correspondence tasks are identified. Question 8: Explaining referents for the digits in two-digit written symbols with misleading perceptual cues. Question 8 added another layer of difficulty to the tasks in Question 7. Participants were asked to share a set of objects evenly into a certain number of groups, resulting in equal-sized groups and leftover objects that matched the digits in the written symbol, except that the groups were not groups of tens and ones. In Interview 1, there were 13 beads to share evenly among three cups, resulting in three cups of beads and one left over (Figure 3.10). In Interview 2, there were 26 counters to share evenly onto six circles, resulting in six groups with two remaining. Reports in the research literature (e.g., S. H. Ross, 1989, 1990) describe children choosing incorrect interpretations of written symbols in the face of such misleading perceptual cues. As with Question 7, there were several variations of face-value interpretation of written symbols evident in responses to Question 8. Some participants nominated 127 a face-value interpretation without prompting by the researcher, nominating the groups and leftover objects as referents for the digits in the written symbol. Other participants initially did not choose these referents by themselves, but accepted them later when the researcher suggested them. Some participants were unsure about the researcher’s suggestion, and indicated that the face-value interpretation might be correct, and still others rejected a face-value interpretation and gave a correct interpretation of the digits. The incidence of participants choosing a face-value interpretation for written digits when faced with misleading perceptual cues was quite low (see Table 4.10). The research literature, however, indicated that this pattern of response was quite common. For example, S. H. Ross (1989) found that “nearly half” of the third-grade participants in her study incorrectly chose a face-value interpretation of 26 objects grouped in six groups and two single objects. In this study, however, even participants who associated “remaining” ungrouped objects with the tens digit often did not also associate the grouped objects with the ones digit: At the first interview, 5 participants chose the remaining bead as the referent for the ‘1’ in ‘13’ without prompting; at the second interview, 2 participants chose the two single counters for the ‘2’ in ‘26’ without prompting. On the other hand, no participant chose the three cups in Interview 1 as referents for the ‘3’ digit for themselves, and at Interview 2 only 1 participant (Simone; h/b) initially said that the six groups were represented by the ‘6.’ With prompting by the researcher a few participants were willing to accept the face-value interpretation for the written digits suggested by the grouped objects. However, even those participants who did accept the incorrect suggestion were generally still reluctant to agree completely with the idea. In the following excerpt, Yvonne (h/c) was clearly not totally convinced that the suggested face-value interpretation was correct: Interviewer: Let me say something to you: Some people would say that the ‘3’ is the three cups and the ‘1’ is that one [bead]. Now is that right? Yvonne: [Nods slowly] Interviewer: You look a bit doubtful. Do you think it might be, or you think it is, or you are sure it is, or … what do you think? Yvonne: I think it is. (I1, Qu. 8b) 128 Interpretation of digits in multidigit numbers is an important component of understanding the base-ten numeration system. Section 4.5 includes more detailed analysis of participants’ explanations for the meanings of the digits in two-digit numbers, and descriptions of four categories of response to digit correspondence questions. Summary of the occurrence of face-value interpretations of symbols. Table 4.10 indicates the incidence of face-value thinking in participants’ responses to Questions 3 (c), 6, 7, and 8, as described in this section. Each “x” in the table represents a response to a question in which the participant finished answering the question with a face-value interpretation of numbers. The criterion of noting the participant’s final answer is adopted here to take into account the fact that in many cases participants gave several differing answers to a question in the course of the researcher’s questioning. The table reflects the considered response of each participant after being questioned, rather than the initial response, or a response that the participant gave in passing that but later denied or contradicted. Note that instances in which a participant accepted a face-value counter-suggestion from the researcher are included in Table 4.10, and again in the summaries of incidences of face-value interpretations in Table 4.11, as indicated by parentheses. However, these instances are not counted in the overview of approaches in Table 4.12. Previously published accounts of digit correspondence tests do not include the effects of researchers’ counter-suggestions, and so to enable comparison between this and other studies the same method is applied. By accepting counter-suggestions participants indicated a certain level of uncertainty in their minds about numbers, however, supporting conclusions of this study that much of the participants knowledge about numbers was quite tentative, and still being constructed (section 5.4). 129 TABLE 4.10. Incidence of Face-value Interpretations for Written Symbols after Selected Interview Questions Participant Interview 3c 6a Question 6b 7 8 High/ Blocks Amanda Craig John Simone High/ Computer Belinda Daniel Rory Yvonne Low/ Blocks Clive Jeremy Michelle Nerida Low/ Computer Amy Hayden 1 2 1 2 1 2 1 2 x (x) 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 x x (x) (x) (x) x (x) x x x x (x) x x (x) x (x) x (x) (x) (x) x x x x x x x x (x) x x (x) (x) x x x x (x) (x) x x (x) x x x Terry x Note. “x” indicates the existence of a face-value interpretation at the conclusion of the participant’s response. Parentheses () indicate that the participant did not volunteer a face-value interpretation, but accepted a face-value suggestion made by the researcher. Kelly (x) x More information about responses indicated in the last two columns of Table 4.10 are included in Table 4.13, which indicates a range of responses to Questions 7 and 8, including face-value interpretations for written symbols. There is evidence that face-value thinking evident in the answers to Questions 7 and 8 is at one end of a continuum of responses to digit correspondence questions; this is discussed further in 130 section 4.5. The summary of face-value interpretations used by members of each group in Table 4.10 shows that low-achievement-level participants initiated facevalue interpretations without the researcher’s suggestion 10 times as often as highachievement-level participants did. There are some differences between blocks and computer groups, but these appear to be related to differences of individual members of each group. TABLE 4.11. Use of Face-Value Interpretations of Symbols by Each Group High Low Total Blocks 3 (1) 19 (9) 22 (10) Computer 0 (3) 11 (5) 11 (8) Total 3 (4) 30 (14) 33 (18) Note. Values not in parentheses represent incidents of face-value interpretations initiated by participants. Values in parentheses represent face-value interpretations suggested by the researcher and accepted by participants. Figure 4.3 shows that, in general, participants who adopted face-value interpretations of symbols achieved fewer place-value criteria than participants who did not do so. This is not surprising, given the fact that face-value interpretations are incorrect. Nevertheless, there were incidents of participants achieving high scores at interviews who used face-value interpretations during interviews, supporting reports in the literature indicating that this particular erroneous idea about numbers is quite prevalent of among students of this age. 131 21 20 19 18 18 17 17 15 15 Place-Value Criteria Achieved 18 14 14 13 12 12 10 9 9 9 8 6 8 7 7 6 6 4 3 3 0 0 1 2 3 Incidence of Face-Value Interpretations of Symbols Figure 4.3. Interview scores compared to use of face-value interpretations of symbols. 4.4.4 Summary of Approaches to Interview Questions Previous tables in this chapter (Table 4.6, Table 4.8, & Table 4.10) summarise the incidence of grouping approaches, counting approaches, and facevalue interpretations, respectively. Each of these tables shows thinking about numbers demonstrated by each participant at each interview. Table 4.12 shows a summary of each of the three earlier tables, to assist in comparing approaches revealed by the interview data. 132 TABLE 4.12. Incidence of Approaches Adopted for Selected Interview Questions Participant Amanda High/Blocks Craig John Simone Belinda High/Computer Daniel Rory Yvonne Clive Low/Blocks Jeremy Michelle Nerida Amy Low/Computer Hayden Kelly Terry Interview I II I II I II I II I II I II I II I II I II I II I II I II I II I II I II I II Groupinga Countingb Face-valuec 5 2 0 7 0 0 7 0 1 10 0 0 9 2 0 8 1 0 1 1 1 6 2 1 10 0 0 9 0 0 7 0 0 8 2 0 10 0 0 10 0 0 5 1 0 6 1 0 0 2 3 1 5 1 0 3 4 0 1 4 0 1 2 1 2 3 1 4 2 2 4 0 0 5 1 1 5 2 3 7 1 1 4 0 0 7 0 0 6 3 3 1 3 5 1 1 Scored 15 17 18 20 17 18 7 14 19 19 17 20 18 18 17 13 7 6 6 6 3 6 8 14 8 10 9 12 4 6 9 14 Note. aGrouping approaches were noted in responses to 11 questions (Table 4.6). b Counting approaches were noted in responses to 11 questions (Table 4.8). c Face-value interpretations were noted in responses to 5 questions. The count of face-value incidents does not include instances where suggestions by the researcher were accepted (Table 4.10). d Score represents the number of criteria achieved at each interview (Table 4.2); maximum possible score per cell in Score column is 21. Table 4.12 shows a summary which illustrates remarks made earlier about differences between high-achievement-level and low-achievement-level participants: In general, high-achievement-level participants adopted grouping approaches more often and counting approaches and face-value interpretations less often than lowachievement-level participants. It also appears that high-achievement-level participants’ understanding of the grouped aspect of multidigit numbers was related to the fact that they rarely adopted either inefficient counting approaches or incorrect face-value interpretations of symbols. The relative instability of number conceptions 133 of low-achievement-level participants in particular is addressed in the following section. 4.4.5 Changeability of Participants’ Number Conceptions One prominent feature of the interview data is the observation that on many occasions some participants repeatedly changed their answers to questions as the researcher continued to probe the reasoning behind their answers. Participants who were unsure about the meanings of numerical symbols and block representations of numbers often demonstrated thinking that was characterised by a willingness to consider a range of ideas, apparently in an attempt to make sense of numbers and numerical symbols. Often the opinions of these participants appeared not to be completely formed, and were readily influenced by the researcher’s questions and suggestions, including successive suggestions that contradicted each other. The processes used by these participants to make sense of numbers match constructivist ideas of learning; they used new information presented to them to compare with their existing ideas about numbers, rejecting ideas that did not fit, and accepting others. In the following transcript, Jeremy (l/b) compared printed symbols for 27 and 42. His initial response was that 27 was larger, apparently based on a face-value interpretation of the digits, the ‘7’ being the largest digit present in the two numbers. Interviewer: Can you tell me which of these numbers [‘27’ & ‘42’] is larger? Jeremy: That one. [‘27’] Interviewer: All right, what is that number? Jeremy: 27. Interviewer: Okay, and how do you that number is bigger than the other one? Jeremy: Because it’s only got a ‘4’ in front of it. The researcher twice attempted unsuccessfully to appeal to Jeremy’s knowledge of the counting sequence, firstly by mentioning the verbal names for 27 and 42, and then secondly by asking which number would be reached first when counting: Interviewer: Uh-huh. What’s that number there? Jeremy: — 42. Interviewer: 42. And that’s 27, and 27 is bigger because of the ‘7’? Jeremy: [Nods] 134 Interviewer: Uh-huh. If you were counting and you were going to count up to a hundred, say. Which one of those numbers would you come to first, 27 or 42? Jeremy: That one. [‘42’] Interviewer: 42 because it’s … smaller is it? Jeremy: [Nods] Only when the researcher suggested that 27 is larger because it is in the 20s and 42 is in the 40s did Jeremy change his answer: Interviewer: Uh-huh. All right. Someone said to me that this comes first because it’s in the 20s and that one comes later because it’s in the 40s. What do you think? Jeremy: That one comes first. [‘27’] Interviewer: So 27 comes first? So you agree with them that the 20s are first and then the 40s? Jeremy: Yes. Interviewer: All right, so do you want to change your answer? You’re now saying this one is smaller? Jeremy: Yeah, and that one [‘42’] is bigger. Interviewer: All right 27 is smaller and 42 is bigger. And how do you that 27 is smaller? It is interesting that when the researcher asked Jeremy to explain how he knew that 27 is smaller than 42, Jeremy did not merely repeat the researcher’s earlier suggestion about the counting sequence, but instead referred to the first digit of each symbol: Jeremy: Because it’s got a ‘2’ in front of it. Interviewer: All right and that one has got? Jeremy: A ‘4’ in front. Interviewer: A ‘4’ in front. All right, well what about this ‘7’? ‘Cos you said the ‘7’ was bigger before. What do you think? Jeremy: ‘7’s bigger. Interviewer: Right. So does that make that one bigger? Or is it still smaller? Jeremy: Still smaller. Interviewer: Right, even though it’s got a ‘7’? Even though the ‘7’ is bigger than the ‘4’? This is … 27 is still smaller? Jeremy: [nods] (I1, Qu. 6a) 135 Another example of a participant attempting to use different pieces of information to answer a question is provided in the following excerpt, in which the researcher had just suggested to Hayden (l/c) that 27 might be larger than 42 because of the digit ‘7.’ In explaining why 42 was larger, Hayden appealed to evidence from the respective sums of the digits: Hayden: Because um … ‘cos if when that makes 6 [‘42’] and that [‘27’] makes 9. Interviewer: And 9 is bigger than 6 isn’t it? So does that mean this [‘27’] is bigger? Hayden: No. Interviewer: It’s not bigger? Even though 9 is bigger than 6? Finding that the sums of the respective face values did not confirm his answer, Hayden switched to a counting approach, referring to the relative order of 27 and 42 in the counting sequence: Hayden: No, because if you count to 40 it takes longer. And if you count to 20 it takes … Interviewer: … less time? Hayden: (I1, Qu. 6a) Yeah. In an extended series of questions Terry (l/c) was questioned about 27 and 42 (see Appendix N for a full transcript). In his response, Terry called on a range of knowledge he had about numbers and attempted to apply it to the question. In a series of answers that changed in response to the researcher’s questions, Terry stated that 1. 42 was larger than 27, because 42 is even; 2. 42 was larger than 57, because 42 is even; 3. 26 was larger than 42, because the ‘6’ was the largest digit; 4. 42 was larger than 26, because 42 is in the 40s and 26 in the 20s; 5. 42 was larger than 57, because 42 is even; and 6. 57 was larger than 42, because it is in the 50s. Evidence of participants changing their minds when answering interview questions is discussed further in section 5.4. 4.5 Digit Correspondence Tasks: Four Categories of Response In questions 7 and 8 the interviewer asked participants specific questions about values represented by digits in two-digit numbers. Because the quantities 136 represented by the digits of multidigit numbers is at the heart of the place-value system, this type of question is regarded by other authors as quite critical for revealing place-value understanding (e.g., S. H. Ross, 1989, 1990). This section addresses the range of thinking revealed by participants’ responses to these questions. Interview transcripts show a hierarchy of participant responses, that varied in accuracy in interpreting two-digit written symbols. Four categories of thinking are proposed in this section, with examples of each one provided from interview transcripts. 4.5.1 Category I: Face-Value Interpretation of Digits The type of response to digit correspondence questions showing the lowest level of thinking about two-digit numbers is a face-value interpretation of digits, defined here as Category I. Category I thinking was evidenced by participants’ statements that each digit represented only its face value, and that remaining objects in the set represented by the two-digit symbol as a whole were not represented by either digit. Examples of Category I thinking have been provided earlier (section 4.4.3), including a number of statements indicating the belief that not all objects were represented by the two digits. This idea may set up a paradox for the student to resolve: The two-digit symbol represents the entire set of objects, but the sum of the referents for the two digits does not equal the same amount, meaning that some objects are somehow without representation in the symbol. This problem is overcome if a participant adopts a Category II response. 4.5.2 Category II: No Referents For Individual Digits Category II responses indicated that a participant accepted the two-digit symbol as representing the entire set of objects, but rejected the idea that each digit had separate referents, on the basis that some objects would be left out. The following transcript excerpt clearly shows a Category II response from Hayden (l/c): Interviewer: Does this part [‘7’] of your ‘37’ have anything to do with how many sticks you have? Hayden: No. Interviewer: I doesn’t? OK, can you tell me what that ‘7’ means? Hayden: It’s a part of 30 … it’s a part of like in 30 it’s a part like … you count to 30 and then you count seven more and it ends up 37. 137 Interviewer: And what does this ‘3’ here mean? Hayden: It’s up … it’s up to 30 … like if you count up to 30. Interviewer: Uh-huh. Can I show you something? If we have seven sticks like that [puts out seven sticks], could we say that ‘7’ is for seven like that? Hayden: No, because that … that’s not like [picks up three sticks] … that’s only 11 [sic]. Interviewer: Why have you got those three? That’s for the ‘3’ is it? Hayden: No, those aren’t for the ‘3.’ Interviewer: It’s not for ‘3’? So the seven is not for ‘7’ either? Hayden: No, because it doesn’t make um 37. It only makes 11 [sic]. Interviewer: But the whole number written down like that is for all of them? Hayden: Yep. Interviewer: But if you take just the seven it’s not … you can’t take part of them and say that part is for that? Hayden: No. (I2, Qu.7b) Similar ideas are evident in the following three responses to the question “What about the remaining objects?” asked after a participant initially gave a facevalue interpretation for the written digits: Kelly (l/c): Um, they [individual digit symbols] don’t stand for any of them … If they’re [the two digits] joined together, both of the numbers are for all of them. (I2, Qu. 7b) Jeremy (l/b): Put them together and it makes the number.… You put them all in together, then you know what number, so you write them down and you get the number with the sticks. Amy (l/c): (I1, Qu. 7b) Yeah but you can’t make it though, just out of like … three [separates three sticks] … like out of that [seven sticks]. ‘Cos then it wouldn’t be 37 still though. (I2, Qu. 7b). It appears that responses such as those quoted here represented the participants’ rejection of face-value interpretations of multidigit symbols. In giving such a response, the participants apparently recognised that each digit could not represent only its face value and still be consistent with the meaning given to the entire two-digit symbol. In trying to come to terms with the apparent contradiction of their view, participants exhibiting Category II responses sometimes provided quite creative ideas about how to make sense of the symbols. For example, at his second 138 interview, Jeremy (l/b) indicated that the “extra” objects must be somehow recorded within the two-digit symbol ‘37,’ though no symbol for them could be seen: Jeremy: It’s got all [ruffles all the sticks while talking] … the sevens in here and the threes.… They’re [the remaining sticks] in there too. Interviewer: They’re in there too? Jeremy: Yeah. Interviewer: Right. So you know they’re part of this number. Jeremy: [Nods] Interviewer: Where are they written down, though? Jeremy: In here [points to space between the three and the seven sticks]. (I2, Qu. 7b) Terry (l/c) gave a category I response that was similar to category II, in that he tentatively offered a suggested explanation for no referent being visible for the remaining sticks. Terry appeared to suggest that, after taking out a set of three and a set of seven from a set of 37 sticks, all the sticks remaining could somehow be represented by the two digits ‘3’ and ‘7’: Terry: They got gave away to sevens and threes, I suppose. (I2, Qu. 7b) Amy (l/c) made another suggestion, indicating that she still believed in a facevalue interpretation of the digits, but that there was another possible reason why the extra sticks were apparently not recorded in the symbol. Her idea seemed to be that the entire group was recorded by the two-digit symbol, but that if each digit was considered in turn, the objects represented by that digit were temporarily isolated from the rest of the group: Interviewer: But what about this ‘3’? Amy: It means three [picks up three sticks] but it still won’t make 37. Interviewer: Won’t it? Amy: No. Interviewer: How does that work? Because you said that number is for all the sticks. Amy: Yeah and it includes these ones. Interviewer: Yes. Amy: But … when they’re out of a group it means they’re not part of the group. Interviewer: Sorry, which ones are not part of the group? Amy: These ones right now [points to the groups of three and seven sticks]. Interviewer: They’re not part of the group? 139 Amy: Yeah right now ‘cos they’re out of the group. And ‘3’ means 3 and these three [sticks] means 3, and ‘7’ means 7 and this seven [sticks] means 7. Interviewer: Right. But what about these here? [Points to remaining 27 sticks] Amy: They’d mean how many there are now. And these [remaining sticks] are still in a group because they haven’t left the group. Interviewer: Right. They haven’t left the group. Amy: Yeah like … you tooken some away … Interviewer: Right. Amy: … I suppose. (I2, Qu. 7b) It appears that Category II responses indicate an intermediate stage of placevalue understanding possessed by some participants, between believing that each digit represents only its face value (Category I), and understanding that a tens digit represents a number of collections of 10 units (Category III or IV). Evidence for this idea comes from the fact that several of the participants who gave a face-value interpretation for the digits in the first interview changed their responses to Category II responses at the second interview. 4.5.3 Category III: Correct Total Represented by Each Digit, but Tens not Explained In a Category III response the participant knew that the tens digit represented the remaining objects, once the referents for the ones digit were removed, but could not explain why that digit represented a number of objects greater than its face value. In the following excerpt, Yvonne (h/c) indicated that the ‘2’ in ‘24’ represented all the sticks apart from the four represented by the ‘4,’ and knew that there were 20 of them, but could not explain the connection between the digit ‘2’ and 20: Interviewer: Can you explain that for me, ‘cos that’s just a ‘2’ isn’t it? — Does this ‘2’ here stand for all of those, or just some of them? Yvonne: All of them. Interviewer: How does ‘2’ stand for so many? Can you explain that? Yvonne: [Shakes head] Interviewer: But you’re sure it does stand for that many? Do you know how many there are here? Yvonne: 20. (I1, Qu. 7c) 140 Daniel (h/c) also had difficulty explaining the relationship between the tens digit and the number of objects to which it referred. He proposed an interesting explanation based on the efficiency of writing just a ‘2’ instead of the digits ‘20’ before the ones digit, but like Yvonne did not connect the ‘2’ with 2 tens, despite a series of questions from the researcher, some of which are shown in this excerpt: Interviewer: Can you tell me why that is a ‘2’ and that’s standing for all those? Daniel: — They have to uh be ‘2’ instead of like being ‘20’ then a ‘4’ or otherwise it would be two hundred and four. Interviewer: — Uh-huh, but why do you write ‘2’ if it’s 20? — Can you explain it? Daniel: Uh, because there’s … I forget … there’s a ‘2’ and there’s a ‘0’ at the end so they just wanted it, just put it as a um ‘2’ to make it quicker? (I1, Qu. 7b) Responses such as those from Yvonne and Daniel indicate knowledge of numbers that is more advanced than a face-value construct, but still do not meet the criteria for a conventional understanding of multidigit numbers, Category IV, described next. 4.5.4 Category IV: Correct Number of Referents, Tens Place Mentioned Category IV includes responses stating a correct number of objects for each digit, explaining that the tens digit represents the number of groups of ten. The following transcript excerpt shows that Rory (h/c) knew what each digit in ‘13’ represented, even in the face of misleading cues of three cups and one remaining bead (see Figure 3.10): Interviewer: Does this part [‘3’] of your ‘13’ have anything to do with how many beads you have? Can you show me? Rory: Yes. [Takes three out of one cup] Interviewer: All right, that’s a good answer. Let’s put them back in there again. Now this part [‘1’] of your ‘13,’ does that have anything to do with how many you have here? Can you show me? Rory: [Takes out 10 beads] Interviewer: — OK. Can you explain to me how that [‘1’] stands for these [10 beads] here? Rory: ‘Cos it’s 1 ten. (I1, Qu. 8b) 141 4.5.5 Summary of Responses to Digit Correspondence Tasks A summary of the categories of response demonstrated by participants at both interviews is provided in Table 4.13. Again, there is clear evidence of the generally superior place-value understanding of the high-achievement-level participants. TABLE 4.13. Response Categories for Interview Digit Correspondence Questions Question 7 Question 8 Participant Group Interview 1 Interview 2 Interview 1 Interview 2 Amanda High/Blocks III III II III Craig III IV I IV John IV IV IV III Simone II II I I IV IV IV III Daniel III IV IV III Rory IV IV IV IV Yvonne III III I II I I I I Jeremy I I I I Michelle I I II II Nerida I III I III I II II II Hayden I II II II Kelly II I II II Terry I I I III Belinda Clive High/Computer Low/Blocks Amy Low/Computer Note. Categories: I – face-value interpretation of digits; II – no referents for digits; III – correct total for each digit; IV – referents for tens digit correctly explained. Table 4.13 shows that several participants improved in the accuracy of their response to Questions 7 and 8 from the first to the second interview, though others achieved scored less in the second interview. It is also interesting to note that for some participants their responses to Question 7 were quite different from their responses to Question 8. Response categories of all participants as a group are summarised in Table 4.14. 142 TABLE 4.14. Summary of Digit Correspondence Response Categories Category Interview 1 Interview 2 I 44 25 II 22 25 III 13 28 IV 22 22 Table 4.14 shows that, overall, participants in the study improved in responses to digit correspondence questions between the two interviews; fewer participants gave Category I responses and more gave Category IV responses at the second interview, compared to the first. These data are compared in Table 5.1 with figures for performance on similar tasks quoted by S. H. Ross (1989). 4.6 Errors, Misconceptions, and Limited Conceptions One clear pattern in the data from both interviews and teaching sessions was the large number of errors, misconceptions, and limited conceptions evident in participants’ responses. In this section these errors are categorised and described separately: Counting Errors (section 4.6.1), Blocks Handling Errors (section 4.6.2), Errors in Naming and Writing Symbols for Numbers (section 4.6.3), and Errors in Applying Values to Blocks (section 4.6.4). 4.6.1 Counting Errors Counting sequence errors. The use by participants of counting approaches in responding to interview questions is described in section 4.4.2. The use of counting approaches to work out answers to questions involving multidigit numbers requires accurate use of counting sequences for success. Difficulties in this area for some participants led to problems in answering interview questions. One common problem was in naming the next decade in a counting sequence. For example, Kelly (l/c) used the following sequence when counting one-blocks: “… 40, 51, 52, 53, 54, 55, 56, 57, 58, 59, 30, 31, 32” (I1, Qu 1b). Another common mistake of this sort is illustrated in this sequence used by Terry (l/c) when counting tens: “10, 20, 30, 40, 50, 60, 70, 80, 90, 20” (I1, Qu 1c). Terry evidently knew that this was not correct and restarted the count, only to repeat the same error. It is likely that children sometimes make this error because of the 143 similarity of the two number name sequences “seventeen, eighteen, nineteen” and “seventy, eighty, ninety.” Counting errors were revealed in responses to Question 4 in both interviews, which required participants to skip count by 1, 10, or by 100 with two-digit or threedigit numbers. These tasks proved to be among the most difficult for the participants and resulted in a low level of success (see Table 4.2). Four common errors made by participants answering Question 4 are illustrated in the following transcript excerpts: (a) Mistakes in the new number at a change of decade or change in the number of hundreds: Kelly (l/c): 73, 72, 71, 60, 69, 68, 67, 66, 65, 64, 63, 62, 61, 50, 59, 58. Yvonne (h/c): 273, 283, 293, 203, 223, 233, 243, 253, … Terry (l/c): (I1, Qu. 4a) (I2, Qu. 4c) 681 … 671, 661, 651, 641, 631, 621, 611, 501, … 591, 581, 571, 561, 551, 541, 531, 521, 511 … 491, 481, 471, 461 … (I2, Qu. 4d) (b) Omitting numbers, especially numbers with a “teen” component, or 1 ten: Yvonne (h/c): 52, 62, 72, 82, 92, 102, 122, 132, 142, 152 … (I2, Qu. 4b) Daniel (h/c): 65, 75, 85, 95, 105, uh 125, 135, 145. (I1, Qu. 4b) (c) Using an incorrect increment or decrement when asked to count on or back by 10: Hayden (l/c): 75, 80, 85, 90, 95, 100, 105, 110 … (I1, Qu. 4b) Amanda (h/b): 452, 562, 672, 892, … I don’t know the one after that. (I1, Qu. 4c) Michelle (l/b): 204, 205, 206, 207, 208, 209, 210. (I2, Qu. 4c) (d) Omitting the ones part of each number: Simone (h/b): [Asked to count by 10 from 463] 270, 270, 280, 290, … (I1, Qu. 4c) Nerida (l/b): [Asked to count by 10 from 681] 670, 660, 650, 640, 630 … (I2, Qu. 4d) Lack of knowledge of larger numbers. The difficulties that some participants had with counting sequences were compounded by a lack of knowledge about larger numbers, and a lack of familiarity with hundred-blocks, or both. For example, Terry (l/c) evidently knew the name of the hundred-block, but did not know how to read 2 hundred-blocks, counting them as “100, 1000.” Amy (l/c) made similar errors when trying to count 16 tens, clearly being unsure of how to count beyond 100. She rapidly ran out of number names for places as she tried to apply a new place name to each new block: 144 Amy: 10, 20, 30, 40, 50, 60, 70, 80, 90, 100 … hmmm … 100, 1000, about 2000. Um, infinity. [Laughs] Just gets up to infinity and then it gets harder. (I1, Qu. 1c) The following transcript excerpt shows an attempt to count a block arrangement that was hindered by lack of knowledge of larger numbers. Kelly (l/c) was attempting the task of reading 5 hundreds, 13 tens, and 2 ones, but was unable to complete the task successfully because of difficulties with both the values represented by the different blocks and the sequence of three-digit cardinal numbers: Kelly: [Counts hundred-blocks] 100, 200, 300, 400, 500 … I’ve worked out a easy way. There’s a hundred there [counts out 10 tens and puts them together] there’s a hundred there … so it’s 100, 200, 300, 400, 500, [counts group of 10 tens] 600. [Counts individual “ones” on the next ten-block but miscounts, then moves it next to the 10 tens] 207, [puts the next ten-block across as she counts each individual “one” on it] 208, 209, 300, 301, 302, 304 … The researcher stopped her and asked her to restart at 600: Kelly: Oh, go on from 600 … [counts each individual “one-block” on the ten-block] 601, 602, 603, 604, 605, 606, 607, 608, 609, 700. [Gets the next ten-block and again counts individual “ones”] 701, 702, 703, 704, 705, 706, 707, 708, 709, 800. Interviewer: Can you count aloud? That’s 800 now is it? Kelly: Yes. [Gets the next ten] 900, um 800, 900, 901, 902, 903, 904, 905, 906, 907, 908, 109 … 1000 … [puts 2 ones next to the other blocks] 1002. (I2, Qu. 1c) Knowledge of the sequence of cardinal numbers is fundamental to development of understanding of the base-ten numeration system. The difficulties illustrated here would clearly cause further difficulties in learning about the base-ten numeration system unless they were remediated. 4.6.2 Blocks Handling Errors General handling errors. Mistakes made when handling blocks were very frequent during interviews and teaching sessions. Errors reported in this section are closely related to the counting errors described in the previous section, and to mistakes made in assigning values to blocks (section 4.6.4). However, the errors in this section are apparently due to mistakes made in handling the blocks, rather than to either an inability to 145 count or ignorance about the number of tens and ones in a number. Handling errors made while using blocks to represent numbers included the following: 1. Simone put out 5 tens and 8 ones for 48. (h/b S3, T 8) 2. Clive counted out 6 tens when showing 70. (l/b S5, T 9) 3. Michelle counted blocks to show 75, but included 8 tens. (l/b S6, T 12) 4. When showing 75 with blocks, Nerida miscounted the first 3 tens in her hand as “20,” finishing with 8 tens and 5 ones. 5. (l/b S6, T 14) When Craig and Simone showed 627 and regrouped a hundred into tens, Craig put the 10 tens on top of the other blocks. Some blocks fell off, unnoticed by the two children, resulting in the representation being short by 1 ten. (h/b S9, T 32b) Note that the above list includes only handling errors that went unnoticed by participants for a lengthy period. During the counting of blocks many other handling errors were temporary, as they were checked and corrected quickly by the participant concerned. Trading errors. The process of trading blocks is an important one for students using base-ten blocks to model the subtraction and addition algorithms. The participants in the study had learned about trading with blocks previously. This was confirmed by Amanda who said “We do it all the time - ‘Swap the Bank’,” to which Craig responded, “I thought that it was called ‘trade’” (h/b S5, T 14). As Amanda and Craig were from different classes, this indicates that both teachers of participants in the study had taught previously about trading with blocks. However, errors made by several participants indicated that their learning of this process was far from complete. Participants’ trading errors are described briefly in the following paragraphs, grouped into three categories: trades to 10, trades of 10 for 1, and trades of 10 for other numbers. Trades to 10. One faulty idea relating to block trading that appeared in the teaching sessions several times was that trading was done up to 10, rather than trading 1 larger block for 10 smaller blocks. On several occasions participants were observed to remove a ten and replace it with sufficient ones so that there were 10 ones in all. For example, if there were 5 tens and 8 ones, this error would be revealed 146 by the action of removing a ten and adding just 2 ones, to make 4 tens and 10 ones. This was the process used in the following examples: 1. Clive traded a ten in 255 for some ones, then counted the ones, removing extras so that there were only 10 ones. 2. (l/b S10, T 31a) Amanda traded a ten in 255 for 5 ones. Later she wrote that the new arrangement represented 260 [sic], and did not equal 255.(h/b S8, T 31a) 3. John traded a hundred in 340 for 6 tens and wrote that there were 2 hundreds, 10 tens, and 0 ones. 4. Clive traded a hundred in 340 for 6 tens, resulting in 2 hundreds and 10 tens. 5. (h/b S9, T 32a) (l/b S10, T 32a) Daniel, when asked to trade a ten in 77, asked twice if he should add just 3 ones. (h/c S1, T 4a) The last example shows a participant using the computer demonstrating the idea that trading is done up to 10. This example shows that the trade-to-10 idea was independent of the representational format provided to participants, at least at first. Daniel asked about making the ones up to 10 before he had used the saw tool in completing a task, and while he and his fellow group members were considering how to effect the trade. However, the researcher reminded the participants that they could use the saw tool incorporated in the software—which they had used in their initial training session—to carry out the trade correctly. After this task, the trade-up-to-10 idea did not recur in this group. One purported advantage that the software has over conventional base-ten blocks is that users can use electronic decomposition and regrouping tools to produce automatic trades that are always carried out correctly; it may be in using the electronic tools, computer participants were able to recognise the fallacies in errors such as trade-to-ten. Trades of 10 for 1. A number of times participants traded a ten or a hundred for a single one or ten. For example, in Session 1, carrying out the first trading task of trading a ten in 77, every participant in the low/blocks group attempted to trade a ten-block for a single one-block (l/b S1, T 4a). After some discussion, the four participants agreed that the number represented by the blocks after trading was 68. The researcher then corrected the participants and showed them that the trade must always be done so that the blocks swapped were equal to the original blocks. Despite this, at the low/blocks group’s second session Jeremy again started to trade 10 from 23 for 1, until Clive corrected him: 147 Jeremy: [Moves a ten away] Clive: [To Jeremy] Swap one of the tens for a one. [To teacher] A one? Jeremy: Just get a one. Teacher: No, it doesn’t say “a one.” It says “for ones.” Jeremy: Just get a one. You get a one. Just get a one. Clive: [Ignoring Jeremy, counts ones into his hand. Then he checks how many he has:] 2, 4, 6, 8, 10. There. [Adds ones to the other blocks.] (l/b S2, T 4b) Clearly even after having the correct trading procedure explained in the previous session, Jeremy still believed that a ten could be traded fairly for a one. This belief recurred among members of the low/blocks group later when trading of a hundred-block for tens was introduced, when Jeremy and Michelle both stated that a hundred-block should be traded for a single ten-block (l/b S10, T 32a). The actions of the participants are consistent with a view that blocks were merely counters, and that no matter what their size, any block was equivalent to any other. This idea is discussed further in section 5.3. Trades of 10 for other numbers. On at least two occasions participants traded a ten for a number other than 10 ones, and did not trade up to 10. In the first incident, Simone (h/b) traded a ten in 77 for 7 ones. The other participants in her group all said that trades must be done for 10 ones: Craig: [Quietly] 10. 10 for 10. 10, 10, 10. You swap it for 10. Amanda: You have to swap it for 10, ‘cos otherwise it’s not the same. John: Well, then [if a ten was traded for 7 ones] it’d just be 17 … no, then it’d just (h/b S1, T 4a) be 70 [sic]. You need 77. When the researcher asked the group if a ten could be traded for numbers other than 10, there was some uncertainty to start with, with John and Craig saying that they were not sure, and Simone asserting that “We can swap it for other numbers too. — Like um, you can swap it for 7s, and 9, and 10, and the other numbers.” In the ensuing discussion the children all eventually agreed that a ten must always be traded for 10 ones, “or it wouldn’t be the same.” This question did not recur with this group, though there was a later incident when trading for a hundred in which John traded up to 10 tens (see previous discussion). The second example of a participant trading a ten for other than 10 ones involved Clive (l/b), who, in attempting to use blocks to calculate 83 - 48, traded a 148 ten for 8 ones. This appears to have been related to the subtraction operation and how it is modelled using base-ten blocks. Clive started with 8 tens and 3 ones, separated 4 tens, then removed a ten and traded it for 8 ones. He then put the 8 ones with the removed 4 tens, making a representation for 48, leaving 3 tens and 3 ones which he believed show the answer to be 33 (l/b, S8, T 21). When the researcher talked Clive and Jeremy through the block transactions again, Clive said that the ten should be traded for 10 ones, indicating that he had previously been told that, but had decided otherwise when attempting to calculate the answer to the question. 4.6.3 Errors in Naming and Writing Symbols for Numbers Participants made many errors in either naming or writing the symbol for a number represented by collections of blocks. Some of these errors were due to a lack of knowledge of names of larger numbers, such as when Clive, attempting to read the symbol ‘932,’ said “Ninety-th … 9 … 109 … no… Can’t read hundreds; can only read ones and tens” (l/b S10, T 31b). In other instances participants attempted to name a number or write a numerical symbol, but applied the knowledge they had of smaller numbers in incorrect ways. Such errors are described in the subsections following. Naming incorrectly concatenated number symbols. There were two instances in teaching sessions in which participants read twodigit non-canonical block representations as three-digit numbers. In each case the participant evidently concatenated the symbols for the number of each size of block and then named the resulting number: 1. Nerida said that 6 tens and 17 ones showed “six hundred and seventeen.” 2. (l/b S1, T 4a) Daniel said that 1 ten and 13 ones showed “one hundred and thirteen.” (h/c S2, T 4b) Note that in example 1 Nerida was looking at the physical blocks, with no written symbols available. In example 2 there were column labels available, which may have helped Daniel to visualise the written symbol “113.” Concatenating tens and ones names. Similar naming errors were made by several participants who named noncanonical block arrangements using the name of the number represented by the tens, 149 followed by the name for the number of ones. As discussed further in section 5.3, participants naming block arrangements this way were applying a method that will work for canonical arrangements of blocks, but which gives non-standard number names for non-canonical arrangements. This method treats each place as independent of the other, and is evidence of the “Independent-place construct,” described in section 5.3. The following examples of this type of error were noted: 1. Jeremy counted 8 tens and 11 ones, and read them as “eighty-eleven.” (l/b S2, T 4c) 2. Yvonne looked at 5 tens and 10 ones, and read them as “fifty-ten.” (h/c S4, T 14) 3. Clive said that 2 hundreds, 4 tens, and 10 ones represented “two hundred and forty-ten.” 4. (l/b S10, T 31a) Clive and Michelle both said that 9 hundreds, 2 tens and 12 ones showed “nine hundred and thirty-twelve.” 5. (l/b S10, T 31b) The researcher asked Daniel what the next number would be after 492 in a sequence adding tens, and he answered “four hundred and tentwo.” (h/c S10, T 41) Errors in writing three-digit numerical symbols. Several times participants made mistakes when writing symbols for threedigit numbers. The participants had not been taught about numbers beyond 99 in their regular mathematics classes, and so it is not surprising that they exhibited difficulties writing and reading them. The errors in writing three-digit numbers usually resulted from concatenation of values for the three individual digits; in other words, participants wrote the symbols representing the value in each place one after the other. For example, Jeremy, attempting to write the sequence of numbers counting in tens from 100, wrote ‘10010, 10020, 10030, 10040’ (l/b, S8, T 24). A similar method was used by Michelle, who wrote the number 538 as ‘500.30.8’ (l/b, S10, T 29a). It is interesting to note that Michelle inserted full stops between the symbols for adjacent places; it appears she believed that there should be something to distinguish each place from the next. An incident involving Amanda (h/b) is interesting because it shows that she was able to tell that her first attempt at writing ‘204’ was incorrect, though she 150 needed assistance to finally write the correct symbol. In the following excerpt, Amanda had just added 170 and 34 using blocks, and wanted to record her answer: Amanda: Two hundred and four. [She writes in her book ‘24,’ stops.] Whoopsies. Two hundred and four - That’s twenty-four. How do you write that? [She looks at the teacher, but he does not respond.] Oh, yeah. [She changes what she has written to ‘240.’] Teacher: You’ve written ‘240.’ Amanda: Oh, yeah, “zero four.” [She corrects her answer to ‘204.’] (h/b S10, T 36) In the examples of errors made in writing symbols described here, the participants appeared to consider each place of the number whose symbol they were writing separately, rather than combining the places to form a composite number from the separate places. Perseveration errors. The psychological term “perseveration” refers to a response to a stimulus that continues after the stimulus is removed. Fuson and Smith (1995) used the term to refer to a particular type of error made by children in which they continue to use a certain place name or value after a change of place or block value. Examples of this error included the following: 1. Michelle counted 3 hundreds, 6 tens, and 9 ones. She continued counting in hundreds after 300 while counting the tens: “300, 400, 500, 600, 700, 800, 900 …” 2. (l/b S9, T 28a) When adding tens together, Kelly stated that the number 10 more than 100 was 200. 3. (l/c S8, T 24) Nerida counted 5 tens and 4 ones: “10, 20, 30, 40, 50, 60, 70, 80, 90.” (l/b S6, T 12) 4. John counted 5 tens and 1 one: “1, 2, 3, 4, 5, 6.” (h/b S4, T 10) 5. When attempting to count 5 hundred-blocks, 13 tens, and 2 ones, Amy (l/c) counted every block as a hundred: “100, 200, 300, 400, 500, [continues counting tens] 600, 700, 800, 900, 10 hundred, 11 hundred, 12 hundred, 13 hundred, 14 hundred, … 15 hundred, 16 hundred, 18 hundred [sic], 19 hundred, [continues counting ones] 20 hundred, 21 hundred.” (I2, Qu. 1c) 151 Though at first glance, it appears that these participants did not know the correct values represented by blocks of different sizes, this is unlikely to be the case. These same participants were able to count blocks correctly at other times, and clearly did know the name assigned to each block. It seems that what happened in examples like those here is that the participant continued (persevered) with an auditory counting pattern, without changing the place of the verbal number names when counting blocks of another size. 4.6.4 Errors in Applying Values to Blocks The largest and most diverse category of errors made by participants in the teaching sessions was that of errors made in referring to values represented by the blocks. These errors included referring to blocks using incorrect values, using blocks of the wrong size to represent a certain digit, referring to the value of the tens as the number of tens in a block arrangement, attempting to combine numbers of different places, and perseveration errors. These types of place error are described in the following subsections. Size and position misunderstandings. Some participants were confused about two aspects of blocks used to represent different places in a multidigit number: their size and their position. The task in Interview Question 3 (c) (see Appendix I & Appendix J) was deliberately framed to target the incorrect idea that the value assigned to each block is determined by its position relative to other blocks, rather than by its size. Participants were asked to say whether a given arrangement of blocks matched a printed three-digit numerical symbol. The blocks were arranged so that the number of blocks of each size matched the digits of the printed symbol, in spatial order. However, the sizes of the blocks did not correspond to the values of the places. The following transcript shows that Jeremy (l/b) had some uncertainty in his mind about the two aspects of the blocks, size and position: Interviewer: Do these blocks [1 ten, 7 hundreds, 2 ones] show that number [172]? Jeremy: … Yes it does. Interviewer: … So that ‘1’ is for the one there and ‘7’ is for seven and the ‘2’ for two? Jeremy: [Nods] 152 Interviewer: OK, what if I turn it round like that? [Arranges blocks in order of 7 hundreds, 1 ten, 2 ones.] What number is shown there? Is that still the same as that? Jeremy: Yeah, because it’s changed around. Interviewer: Right, but it’s still the same number? Jeremy: [Nods] Interviewer: So these blocks here show 172? Is that right? Jeremy: [Puts hand on top of the hundreds pile] But that’s not a ten. It’s a hundred. Interviewer: Right. So does it show the same as that or not? Jeremy: No. Interviewer: It doesn’t. All right, do you know what number this is here with the blocks? Jeremy: 71 … seventy-hundred … 1, 2. [The correct answer was 712.] Interviewer: Uh-huh. What if I turn it round that way [rearranges blocks as 1 ten, 7 hundreds, 2 ones from left to right]. Jeremy: 172. Interviewer: OK, so when it’s like that it’s the same as that, but if I turn it round it’s different? Jeremy: Mmmm. [Nods] (I2, Qu. 3c) Initially Jeremy agreed that the “face-value” representation was correct. The researcher swapped the hundreds and tens blocks, to which Jeremy said that the number represented was still the same. However, when the researcher mentioned the name of the number in question he changed his mind, arguing that the hundredblocks were not tens. When the blocks were returned to their first position Jeremy agreed that the number represented had changed back, though it seems that he was not entirely convinced, as he merely nodded in response to the researcher’s question, rather than verbalising an affirmative response. The following excerpt shows a similar confusion between block sizes and their relative positions when deciding the value they represented. Michelle (l/b) accepted a face-value interpretation of blocks almost straight away. However, when explaining her answer, she used block names and values that did not agree: She referred to the 7 hundred-blocks in the middle position as hundreds, but counted them as tens when attempting to confirm the value they represented: Interviewer: Do these blocks [1 ten, 7 hundreds, 2 ones] show that number [172]? Michelle: — [Counts the pile of tens] Yes. 153 Interviewer: OK. How can you tell? Michelle: Because there’s one block, 1 ten [puts hand on the 1 ten]. There’s supposed to be … 7 hundreds, [counts the 7 hundreds one by one] 10, 20, 30, 40, 50, 60, 70, [touches the 2 ones] 2. Interviewer: OK, so this number shown here [blocks] is 172? Michelle: Yeah. At this point in the interview the researcher explored Michelle’s understanding of the block values, starting with a hundred-block: Interviewer: What’s that block [holds up one of the hundreds blocks]? Michelle: Hundred. Interviewer: All right, what’s that one [continues to hold up hundreds one at a time]? Michelle: 200, 300, 400, 500, 600, 700. Interviewer: Keep going. Michelle: 700, [touches the 1 ten, now in middle position] eighty-hue … 800, [touches the ones 1 by 1] 802, 803. Interviewer: Right, OK, that’s fine. Thank you. Michelle: You changed it around. Michelle’s comment about the order of placement of the blocks, which had by this time been altered, prompted the researcher to probe her beliefs further about values assigned to blocks: Interviewer: I did … well actually, I’ll ask you about that. ‘Cos I did turn them around [arranges blocks as they were initially]. You said before that that [1 ten, 7 hundreds, 2 ones] is the same as that [‘172’]? Michelle: Yeah. Interviewer: So that’s 172. But if I change them around [7 hundreds, 1 ten, 2 ones], it’s different? Michelle: Yeah. Interviewer: OK. So it matters which way round you put the blocks. Michelle: Yeah. (I2, Qu. 3c) As with the instances of confusion about the values assigned to blocks, confusion about block size and position also appears to have links with face-value interpretations of digits. However, this cannot be the complete explanation, since 154 confusions described in this section are more to do with values represented by blocks, than with values represented by digits. Counting ten-blocks as fives or twos. On a few occasions, participants assigned incorrect values to base-ten blocks in answering interview questions. For example, both Kelly (l/c) and Hayden (l/c) counted ten-blocks in 5s, implying a value of 5 for each block. Kelly counted 4 tens and 12 ones in this way, reaching the answer 32 (4 x 5 + 12). Later in a teaching session Kelly counted 9 tens as 45 (l/c S4, T 7c). In a similar incident, at the second interview Hayden counted 6 tens and 7 ones and arrived at the answer 37 (I2, Qu. 1a). When the researcher queried this answer, he changed his answer to 67, admitting that he had been counting the ten-blocks “in fives.” Jeremy made a similar error, apparently because of a misunderstanding about how Clive used counting by twos to speed up the counting of blocks. Jeremy, hearing Clive count two blocks at a time, counted 9 tens as if each represented a value of 2: “2, 4, 6, 8, 10, 12, 14, 16, 18” (l/b S2, T 4c). Reversing values of tens and ones. A different sort of error in assigning values to blocks was made by Kelly (l/c) when she was asked to show 28, and then 134, with the blocks: Interviewer: Can you show me 28 with the blocks, please? Kelly: [Puts out 2 ones, then 8 tens] Interviewer: Okay do you know another way of showing 28? Can you show me a different way? Kelly: [Puts out another 2 ones & 8 tens, arranged differently] There. Interviewer: Kelly: (I1, Qu. 2a) OK, now can you show me 134 using the blocks? [Puts out 1 hundred, 3 ones & 4 tens] Interviewer: Uh-huh. Is there another way of showing 134, do you think, can you show me? Kelly: [Puts out another hundred, on right, then 4 tens on left, & 3 ones in the middle] (I1, Qu. 2b) Apparently, for some reason, Kelly had some confusion in her mind at the time of the first interview regarding the values represented by each size of block, and she decided to use one-blocks to represent tens, and ten-blocks to represent ones. 155 Nevertheless, whatever the difficulty she had with tens and ones it did not seem to affect her use of the hundred-blocks, as she used the correct block to show the hundreds digit. This may be due to the fact that the hundreds place was new to her and also she had never used those blocks before in mathematics lessons, and so she guessed correctly that the new block represented the new place. At the second interview Kelly used the blocks to show the numbers in Question 2 using a correct, canonical, representation in each case, implying that whatever misunderstandings she had in Interview 1 were corrected during the teaching phase. This error made by Kelly is another apparent example of a participant considering places independently, without regard for values of places relative to each other. Further discussion of the independent-place construct is in section 5.3. Applying incorrect values to blocks. Participants were observed on many occasions to refer to blocks verbally or in writing using incorrect values. For example: 1. Michelle, Daniel, Terry, Amy, and Kelly all read 4 tens as “4.” (l/b, h/c, & l/c S1, T 1d) 2. Simone stated that 8 ones followed by 2 tens showed “82.” (h/b S1, T 2a) 3. Michelle was asked to write the blocks she had before and after trading both tens in 21 for ones, and wrote “2 ones, 1.” (l/b S3, T 5a) 4. Simone wrote “36 = 3 ones 6 ones.” (h/b S2, T 5b) 5. Clive attempted to convince Jeremy that 51 is greater than 39. In his explanation, he asked Jeremy to compare the digits ‘5’ and ‘3.’ Several times Clive referred to the ‘3’ as “3 ones.” (l/b S5, T 10) 6. John read 9 tens and 6 ones as “960.” (h/b S6, T 16) 7. When attempting the task asking participants to add 31 and 28, John held some ten-blocks in his hand, and twice referred to them as “hundreds.” (h/b S6, T 18). 8. Amy read 12 tens as “112.” (l/c S8, T 24) 9. Jeremy counted 1 hundred and 1 ten as “101,” then 1 hundred and 2 tens as 102. Clive counted 1 more ten than 110 as “111.” (l/b S8, T 24) 10. 11. Michelle stated that 8 hundreds and 2 tens showed “eight hundred and two.” (l/b S10, T 29d) Terry stated that 14 tens showed “104.” (l/c S10, T 32a) 156 12. Kelly stated that 16 tens and 7 ones showed “607.” (l/c S10, T 33) Similar errors were evident when participants chose incorrect blocks to represent a particular digit. For example: 1. Belinda put out 4 tens to represent the number 4. (h/c S4, T 13) 2. Amy started to put out only tens when trying to represent the number 99. She stopped when Kelly pointed out that she had 39 tens.(l/c, S8, T 25) 3. Jeremy chose 2 tens to represent 200. 4. Clive added 8 tens to 2 hundreds and 4 tens when attempting to represent 248. (l/b S9, T 27) (l/b S9, T 27) As in the case of the previous type of error, this error indicates that the participant had assigned an incorrect value to certain blocks. Note that in examples (a) and (b), Belinda (h/c) and Amy (l/c) demonstrated this error, although they were using the software, which would have indicated in the column labels and the number window, if visible, that incorrect blocks were being used. Since this error was observed even when contrary evidence was available to the participants, it appears that the error is quite a common one among children of this age. A number of times participants referred to the value represented by the blocks when asked the number of blocks in a block arrangement. For example: 1. Asked how many tens there would be if a ten in 62 was traded for ones, Belinda responded several times “fifty tens.”(h/c S2, Supplementary task) 2. Comparing representations for 73 and 29, Kelly said that there were “70 tens” and “20 tens.” (l/c S4, T 9) 3. Nerida said that 6 tens was “60 tens.” 4. Asked how many tens would be needed if a hundred-block in 340 was traded for tens, Jeremy said “a hundred of the tens.” (l/b S9, T 28a) (l/b, S10, T 32a) The phrase used by Jeremy in the last example is interesting, and seems to indicate the confusion he was feeling between the number of blocks and the value that that number of blocks represented. By saying “a hundred of the tens,” Jeremy may have been indicating that he meant “a hundred-worth of the tens,” rather than “100 tens.” In another example of applying incorrect values to blocks, several participants were observed to combine values from different places without converting or trading them. By combining quantities represented by blocks or digits in different places, the 157 participants were combining numbers from different places as if they were alike. Examples included the following: 1. Amy attempted to work out the number represented by 16 tens and 7 ones, and said it was “23 hundred.” (l/c S10, T 33) 2. Terry said that 15 tens and 17 ones represented 32. (l/c S10, T 33) 3. Daniel wrote that 14 tens and 11 ones represented 25. (h/c, S9, T 33) 4. Daniel and Rory both said that 41 tens and 9 ones represented 50. (h/c, S10, T 34b) 4.7 Use of Materials to Represent Numbers Materials used to represent numbers may be used in a variety of ways, some of which were not intended by either their developers or teachers using them with their students. One sub-question of this study, given in section 1.3, is “Which of these conceptual structures for multidigit numbers can be identified as relating to differences in instruction with physical and electronic base-ten blocks?” This section contains descriptions of two aspects of the participants’ use of physical or electronic materials: counting and use of trial-and-error methods. 4.7.1 Counting of Representational Materials In order to use materials, whether physical or electronic, to represent numerical quantities, a count must be made of the number of the various materials present. In the case of the software used in the study, counting by participants was not necessary, as the software keeps a continuous check of the number of blocks in each place displayed in a text box at the head of the column; the column counters are always visible to users. On the other hand, users of physical base-ten blocks must count the blocks themselves when using them to represent a number. This subsection includes descriptions of participants counting both electronic and physical blocks, and discussions of links between participants’ favoured approach to numeration questions and their counting of materials. Counting justifications for answers. As in the individual interviews, several participants referred to counting when justifying answers to questions during teaching sessions. For example, in the following transcript the researcher asked the high/blocks group how they could be sure that 62 is greater than 48: 158 Teacher: Mmm-mm. How do you know that he has more? That’s my question. I mean, we know 62 is more than 48. John: Yeah. Amanda: You count. Teacher: Why is it more than 48? — Counting is OK, but supposing you didn’t have the blocks, and we were just talking, and someone said “Well I’ve got 62, and you’ve got 48,” How do you know 62 is bigger? How can you prove that it’s bigger? All: [Many children talking together] Amanda: Because when you were … we knew how to count, and we’ve got bigger. John: Because there’s only this many, and they think it’s bigger because this, because the ones are more [in 48], but the tens are less, and he reckons his is bigger because the tens are more [in 62]. (h/b S3, T 8) It is interesting to notice that John recognised for himself that the idea could be given that the digit ‘8’ indicates that 48 is larger, but that the tens digit is of greater value. On the other hand, Amanda referred twice to a counting approach to decide which number is larger. In the previous example, participants used their knowledge of the counting number sequence to justify an answer. Counting was also used to justify answers on occasions when participants counted physical or electronic blocks. For example, the researcher asked members of the low/blocks group to justify their belief that 2 tens and 8 ones could be placed in spatially different arrangements and still represent 28. Clive responded by counting the blocks: Clive: 10, 20, 21, 22, 23, 24, 25, 26, 27, 28. (l/b S1, T 2a) One participant’s preference for counting. One particular participant, Hayden (l/c), showed a clear preference for a counting approach at both interviews, and during the group sessions. This case is of interest because it demonstrates how a student’s preference for a counting approach can apparently influence that student’s use of representational materials. Hayden’s preference for counting materials came to the author’s notice because Hayden was in a computer group, and yet he frequently counted on-screen blocks by pointing to or touching the computer screen. 159 Table 4.8 shows that Hayden used a counting approach more often than any other participant did, apart from Kelly (l/c). This subsection includes a brief discussion of Hayden’s use of a counting approach in the interviews, and evidence that his preference for this approach had a bearing on incidents in the teaching phase of the study. First, Hayden’s responses to a question at the second interview show his reliance on counting to answer questions about numbers. The question required the participant to compare 38 and 61; excerpts from the relevant transcript follow (see Appendix O for the full transcript). To start with Hayden used a counting approach to explain why he believed that 61 was larger: Hayden: Because it’s six … 38 takes shorter and 61 takes longer. Interviewer: If you’re counting, you mean? Hayden: Yeah. The researcher continued to ask Hayden about the numbers 38 and 61, asking him specifically about the digits in the two numbers. It is interesting to note that Hayden was unable to use the information contained in the respective digits of the two numbers to understand which is larger: Interviewer: OK, what about the numbers that are in [points to ‘38’ & ‘61’]? Does that tell you anything? Hayden: No, it doesn’t … like it still doesn’t mean that it’s got an ‘8’ on the end and it’s got a ‘1’ on the end [points to respective digits] … because that’s um … like that … like if you get 1, 2, 3, 4 … like 10, 20, 30, 40 … no 10, 20, 30 and you just count to 8 … in the 30s, like it’s only the 38. Interviewer: Uh-huh. Hayden: And if you count the 61 it’s a “60 one.” (I2, Qu. 6a) It is interesting that when the researcher asked further questions about the digits in the two numbers Hayden rejected the suggestion that the digits indicate anything on their own about the size of a number, particularly because the ‘8’ would give an incorrect result if a face-value interpretation was used. There is a clear sense that Hayden’s concept of numbers was based around the sequence of cardinal numbers, based on his frequent use of counting-based justifications for his answers. From the previous transcript excerpt it is evident that he was able to say quickly which number was larger just by looking at the digits, implying some knowledge of the place-value system. However, when the reasons behind his answer were probed 160 further he responded in terms of where the two numbers were in the sequence of cardinal numbers. Excerpts from the teaching phase of the study show that Hayden’s ideas about numbers influenced how he approached questions when using the computer. Although the software displays counters that indicate the number of blocks in each column, Hayden still chose to count blocks himself. For example: 1. He counted 4 tens put out to represent 40 to check that the representation was correct. 2. (l/c S1, T 1d) He started to count the blocks after trading a ten from 77, before Terry told him the computer could do the counting. 3. (l/c S2, T 4a) He started to count 6 tens and 11 ones to check that they represented 71. (l/c S6, T 15) The preference that several participants had for either a counting approach or a grouping approach is one of the clearest findings of this study, discussed in section 5.2.1. Because a grouping approach is more efficient and more useful with larger numbers than a counting approach, a relevant question is whether or not use of either representational format might help a participant with a preference for counting to switch to a grouping approach. In Hayden’s case, his use of counting was quite successful, and it may have been some time before he considered changing his habit of counting to answer numerical questions. The last example above supports this idea. The researcher had asked Hayden’s (low/computer) group how many tens would be present after a hundred in 340 was traded for tens. No other participant could work out the correct answer: Amy and Terry said the answers “3” and “4,” and Kelly did not reply. Hayden counted the blocks on screen, using the marks on the picture of a hundred-block to count the tens that would result from a trading procedure, then counted on the 4 tens in the tens column. After counting Hayden was sure that the answer was 14 tens, and tried to convince the others in the group that he was correct. The fact that Hayden’s answer in this instance was correct, and that other participants were unable to work out the answer, would presumably have acted as a reward to Hayden for using the counting approach, making it more likely that he would do so again when the opportunity arose. Apart from Hayden, very few computer participants actually counted the onscreen blocks for themselves. It appears that Hayden’s strong preference for using a counting approach led him to count on-screen blocks, although the software could 161 have done it for him. Details of participants’ use of counting to gain feedback about their answers are found in Table 4.16; it shows that participants in blocks groups received much more feedback about their answers from counting blocks than did participants in the computer groups. Feedback received by participants is discussed in section 4.7.7. 4.7.2 Use of Trial-and-Error Methods One aspect of use of materials to represent numbers that emerged in the data was the incidence of trial-and-error methods by some participants when putting out blocks to represent a number. Though this appeared a few times in blocks groups (see transcript excerpt later in this section), it was most noticeable in transcripts of computer group sessions. Computer participants were frequently observed to use backtracking when clicking the relevant buttons to place blocks in the three places. Analysis of the transcripts did not initially reveal this behaviour, as the videotapes merely showed students using the computer to place blocks on-screen, without indicating clearly how many blocks of each size were put out, and in which order. However, the software audit trails revealed that on several occasions participants overshot the number of blocks needed in a place and backtracked (see Appendix E for a sample audit trail, showing the trail generated by Hayden and Kelly’s computer at session 9). For example: 1. When representing 538, Terry put out 5 hundreds and 5 tens [550], took away 3 tens [520], added 2 tens again [540], removed a ten [530], and added 8 ones [538]. 2. (l/c S9, T 29a) When representing 712, Kelly put out 7 hundreds and 2 tens [720], removed the 2 tens [700] and added 12 ones [712]. 3. (l/c S9, T 29c) When putting out blocks to show 147, Amy put out 1 hundred [100], removed it [0], put out 1 ten [10] and 7 ones [17]. She then removed the ten [7], added 1 hundred again [107], and added 4 tens [147]. (l/c S10, T 30a) 4. When representing 516, Yvonne put out 5 hundreds and 6 tens [560], removed 6 tens [500], added a ten [510], and 6 ones [516]. (h/c S8, T 30c) As mentioned earlier, this category of response was noticed first in software audit trails, which logged participants’ mouse clicks when using the software. When 162 consideration was given to whether participants using blocks exhibited the same behaviour, it became obvious that blocks participants frequently used checks of the blocks they put out, by checking the number required or by recounting the blocks. The example below shows Jeremy (l/b) using both these checking methods as he used blocks to show 95: Jeremy: When representing 95 with physical base-ten blocks, uses the blocks left-over from the previous question [94], removes the ones [90], adds a ten [100], recounts the tens and removed the ten again [90], rechecks the card, counts out 5 ones and adds them to the representation [95]. (l/b S7, T 20) This example is typical of participants using blocks, particularly with more difficult numbers including three-digit numbers. It seems clear from transcripts that participants had some difficulty remembering three-digit numbers after reading the task instructions, and there were frequent examples of participants checking the number to be displayed after starting to put out blocks, especially after completing a place or two. This observation is not very surprising; clearly three-digit numbers are cognitively more demanding on students than two-digit numbers, and students may require more support when asked to carry out procedures using these larger numbers. This point is discussed later in section 4.7.3. Despite the apparent similarity between examples of trial-and-error behaviour by participants using physical or electronic base-ten blocks, it appears likely that the two representational formats had different effects in this regard. In the case of participants in blocks groups making intermediate checks of the numbers of blocks put out, it is likely that the participants were having to refresh their memory of the number required, and to check that the blocks put out matched the number(s) in the instructions. One does not get a sense that these participants were actually trying out arrangements to see if they fit the requirements of the task at hand; rather, they were using a “feedback loop” to check their progress as they chose blocks for each place. However, in the case of computer participants’ frequent backtracking when showing some numbers, it appears that the method they adopted was genuinely one of trialand-error: They appeared to be testing their ideas by putting out blocks and looking at the available on-screen numerical symbols to see if they were correct. Because the electronic blocks may be put out very quickly by clicking with the mouse, it does not take a user long to put out some blocks to see if they are correct, looking at the column counters and number window that are updated continuously as each new 163 block is put out. Then it is a simple matter to remove blocks quickly by clicking on various buttons. As the feedback from the software about the number of blocks put out is virtually immediate, it enables, or affords (Salomon, 1998) such trial-and-error methods, whereas to do this with physical blocks would be much more timeconsuming and cumbersome. It may be noted in the examples given in this subsection that trial-and-error methods were used most often by the low/computer group; examples were found of every participant in that group using trial-and-error methods at some time. However, in the high/computer group few examples were evident, and all by Yvonne, the participant with the lowest interview scores in that group (see Table 4.3). Furthermore, the examples of this behaviour all involved three-digit numbers: No examples were found of participants using trial-and-error methods when showing two-digit numbers. It appears that this behaviour was related to uncertainty in the minds of participants who had weaker understanding of the base-ten numeration system about which blocks they needed for the more complex numbers, and that the participants used the screen blocks, counters, or both, to revise their decisions as each block was put out. It is assumed that high-achievement-level participants using the computer did not need to use trial-and-error methods because they had a knowledge of base-ten numbers that was sufficiently sound that they did not to have to make several attempts to show the numbers using on-screen blocks. 4.7.3 Handling Larger Numbers The transcript examples cited in the previous subsection, showing participants using trial-and-error methods to handle larger numbers, were all from the last few teaching sessions, involving three-digit numbers. As mentioned earlier, larger numbers involve more complex mental mapping between symbols, number names and representational materials (section 2.4.3; see also Boulton-Lewis & Halford, 1992). Thus, it is to be expected that participants would have more difficulty with these numbers than the cognitively simpler and more familiar two-digit numbers. One aspect of participants’ attempts at tasks involving three-digit numbers that is quite noticeable in the transcript data is the apparent difficulty some participants had with holding the necessary information in their minds all at once. This was observed in both blocks and computer groups. 164 Difficulties with three-digit naming tasks. One apparent example of the cognitive demands imposed by a task being too great for participants to manage at once is found in the transcript of the low/blocks group attempting to complete Task 28 (a), which required them to say the number represented by 3 hundreds, 6 tens and 9 ones put out by the researcher (see Appendix P for the full transcript). Every participant in the group appeared to have considerable difficulty managing the task. The participants’ behaviour was consistent with the conjecture that they were attempting to reduce the amount of information they had to remember all at once. The following behaviour was observed: 1. saying part of the number name aloud, 2. counting blocks aloud, 3. touching the blocks, 4. separating blocks of different sizes from each other, 5. writing an answer down immediately after stating it, 6. looking at the answer of another participant, and 7. using the digit in each place and the place name to state the number represented (i.e., “3 hundreds, 6 tens, 9 ones”), rather than saying the complete number name (“three hundred and sixty-nine”). (l/b, S9, T 28a) The behaviour described here was quite common among participants in the blocks groups when the numbers involved were larger. Whereas they could manage to count blocks and write the number they represented in one step when the blocks were in a canonical arrangement for a two-digit number, when three-digit numbers or non-canonical arrangements were involved, they generally broke the task of checking the number and writing its symbol into several steps. Typically, this involved counting the blocks of one place, recording the appropriate digit, then moving to the next place, and so on. Participants in the computer groups exhibited similar behaviour, except that they did not need to count the blocks. On occasions they were observed instead to check the place counters one by one, writing each digit before checking the next counter. It is suggested that participants used these strategies because otherwise they were unable to manage the cognitive demands imposed by the tasks. 165 Handling a non-canonical arrangement task. One task in particular caused participants more difficulty than any other, apparently due to the cognitive demands it placed on participants. Task 33 required participants to put out more than 9 tens and more than 9 ones, then say what number the blocks represented. The researcher asked participants to first work out the number represented without regrouping, then to regroup and check their answer. This task caused all 3 groups that attempted it some difficulty, in some cases to a considerable amount: 1. John and Amanda had difficulty counting the number of tens and reaching a consensus about the number. They eventually agreed that there were 24 tens and 15 ones [255]. John said that the blocks represented 219, which Amanda agreed with until the blocks were regrouped. They counted the blocks, and John wrote 245, but Amanda wrote 255. 2. (h/b, S9, T 33) Craig and Simone put out 19 tens and 52 ones [242]. Craig calculated mentally that the number represented by the blocks was 242. When the pair regrouped and counted the blocks, they reached an answer of 232, which both participants accepted. 3. Daniel and Rory put out 14 tens and 11 ones [151]. Rory wrote that this showed 151, but Daniel wrote that it represented 25. 4. (h/b, S9, T 33) (h/c, S9, T 33) Hayden and Terry put out 14 tens and 22 ones [162]. Terry said that this showed 32, then revised it to 162. (l/c, S10, T 33) Responses shown here of participants using electronic blocks were quite similar to responses of participants using physical blocks, as they apparently attempted to manage what to them was clearly a difficult thinking task. However, this similarity in responses of participants using both representational formats is not generally seen in the transcripts; it appears that the features of this task somehow made the experiences of participants using either material very similar. Because of the numbers of blocks involved, participants using either physical or electronic blocks had to manage two trades at once to determine the number represented by the blocks. The researcher did not permit the participants using the software to regroup blocks or to use the number window, which would have told them the number represented by the blocks. Thus, they were forced instead to use other methods that they evidently found difficult. It appears that the level of support provided by the 166 software under these conditions did not give participants in the computer groups much of an advantage over participants using the physical blocks. In comparison, when completing other tasks involving only a single trade participants in the computer groups were often successful in working out the number involved from the block pictures and the column counters. Handling skip counting tasks. Table 4.2 reveals that the tasks that caused participants the most difficulties in both interviews were the skip counting tasks in Question 4. The four subtasks required participants to count (a) back by 1 from a two-digit number, (b) on by 10 from a two-digit number, (c) on by 10 from a three-digit number, and (d) back by 10 from a three-digit number (see Appendix I & Appendix J). In each question, the participant was asked to continue the sequence past the first necessary regrouping. For example, in Question 4 (d) at Interview 1 the participants were asked to count back from 496 by 10, and encouraged to continue until they were past the number 400. Results in Table 4.2 indicate that of all the interview tasks, performance on the skip counting tasks showed the greatest difference between participants who used physical blocks and participants who used electronic blocks. Based on the criteria adopted for assessing skip counting performance (see Appendix M), participants of the computer groups improved their combined score on skip counting skills by eight criteria at the second interview, whereas the combined score of participants of the blocks groups was unchanged. Reasons for these differences may be related to the way that numerical symbols can be shown by the software when it is used to carry out skip counting; this idea is discussed in section 5.5.5. 4.7.4 Interpreting Non-Canonical Block Arrangements When blocks are used to represent “trading” actions, in which a block in one place is exchanged for 10 of the next place to the right, the result is a non-canonical arrangement of blocks that cannot be mapped onto the corresponding numerical symbol by merely counting the number of blocks in each place. At the interviews the participants were asked to interpret several non-canonical block arrangements and to answer a question involving collections of 10 and more than nine single objects (see Questions 1 (b), 1 (c), 3 (a), 3 (b), & 9 (b) in Appendix I & Appendix J). Though most participants were able to work out the numbers represented by non-canonical 167 arrangements of blocks, either by arranging blocks into groups of ten or by counting all the blocks, several participants were unable to interpret correctly non-canonical arrangements. Difficulties with non-canonical block arrangements were also observed during teaching sessions. The following paragraphs describe the actions of two participants which indicated that they found non-canonical block arrangements difficult to understand. The high/blocks group worked on Task 5 (a), representing 21 with the blocks and then trading both tens for ones. Simone did the trade, then counted the ones before recording her answer, which she wrote as ‘24.’ In the subsequent discussion between the researcher and the participants, Simone found that her answer was incorrect. This may have prompted her to change the way she handled such questions, as described in the following paragraph. On several subsequent occasions Simone (h/b) correctly traded blocks, but kept the blocks from the original arrangement separate from the 10 “new” traded blocks. When she had recorded her answer, which was generally correct, she immediately swapped the blocks back to the original canonical arrangement. An answer Simone gave to a question from the researcher supports the idea that she had difficulty understanding non-canonical block arrangements: When the researcher questioned her group about why, after a ten-block in the representation for 255 was traded, the new arrangement still showed 255, Simone responded “You don’t count the ones.” When the researcher queried her about this statement, she responded “You swap 10 [ones] for a ten” (h/b S8, T 31a). It appears that Simone was saying that the new arrangement of 2 hundreds, 4 tens, and 15 ones represented 255 only because it could be swapped back for the original canonical arrangement of blocks, and not because the non-canonical arrangement also represented 255. Another participant, Michelle (l/b), was also observed to keep traded blocks separate from other blocks of the same place. When answering Task 5 (b) Michelle traded all 3 tens in 36 for ones, but kept the 30 traded one-blocks separate from the original 6 ones. She then counted only the 30 traded ones and recorded her answer as ‘30 3 tens 0 ones.’ By this answer Michelle may have meant “30 = 3 tens 0 ones.” Thus she did not record the number of ones after the trade, but gave a standard, canonical, answer based on the values of the digits in ‘30’ rather than on the number of blocks before her. During another task soon after this Michelle made specific 168 mention of her method of separating traded blocks from the blocks originally present when trading all the tens in 64 for ones. 4.7.5 Face-value Interpretations of Symbols One conception of numbers that has been widely reported in the literature is the “face-value construct” (see section 2.4.2). Students who hold this conception regard each digit in a multidigit number as representing only its face value, and not that number of tens, hundreds, thousands, and so on. There is evidence in the teaching session transcripts that participants using both representational formats demonstrated face-value interpretations of digits at various times, shown in the following paragraphs. Face-value interpretations among users of physical blocks. There is evidence that when calculating answers to questions some participants used blocks as counters, and in so doing gave each digit a face-value interpretation. For example, see the following excerpt, in which Jeremy (l/b) suggested that 39 was greater than 51 because its block representation comprised more blocks: Clive: [Puts out blocks to show 39 and 51.] That’s … 39, and that’s 51. Michelle: Which one is most? Clive: This one [51], because it’s 51 … 5 tens is most, and 3 ones [sic] is less. Jeremy: But what about this one [39]? [Implied: it has a greater number of blocks.] Clive: I talked about that one. Jeremy: [Moves the blocks in 39 a little, so that all blocks are visible. Perhaps he thought that Clive was mistaken because he couldn’t see all the blocks] Teacher: What do you think, Jeremy? It has got a lot of ones there, hasn’t it? Jeremy: [Nods.] Clive: [Re-counts ones. Perhaps he thought the teacher believed that there were too many ones] Teacher: So, do you think this one [39] might be bigger than that one [51]? Jeremy: That one [39] would be bigger, because it’s got heaps of ones. (l/b, S5, T 10) Table 4.10 shows that Jeremy consistently used a face-value interpretation of digits in both interviews: It was clearly a persistent idea that he had about numbers. This transcript is interesting in that to Jeremy, his face-value interpretation of the 169 digits in 39 and 51 appeared to be supported by the blocks themselves. In the transcript, Jeremy referred to the blocks when arguing for a face-value interpretation of the two symbols. It is clear that Jeremy was not looking at the size of the blocks at all, but merely at the number of blocks. This implies that he did not see, or that he ignored, the markings on ten-blocks indicating the shape and size of ten ones joined together, and instead used each block as a counter. By counting the number of blocks, no matter their size, he apparently believed he could make judgements about the size of the number they represented. Face-value interpretations among users of electronic blocks. There is evidence from a teaching session with the low/computer group that the software may have had the effect of supporting face-value ideas. This is revealed by written responses to Task 27 (b), which required participants to state the meaning of each digit in the number 248 after representing it with blocks. Transcriptions of the participants’ written answers are shown in Table 4.15. Three of the four low/computer participants gave a face-value interpretation of the digits in ‘248,’ which no other participant did. Two participants in the low/blocks group gave partially incorrect responses—Nerida and Michelle wrote ‘200 hundreds’ or ‘2 tens’—but even so they still interpreted the ‘4’ and the ‘8’ correctly. 170 TABLE 4.15. Participants’ Written Responses to Task 27 (b) Group Participant Workbook Responsea High/computer Belinda [no written response] Daniel it mens are 2 Hundreds and 4 Tens and 8 ones Rory every number is even / 2 Hundreds 4 tens 8 ones Yvonne The 2 is hundred 4 is tens 8 is ones. Amy 2 means 2 4 means 4 8 means 8 Hayden 2 means 2 4 means 4 8 means 8 Kelly 2 = 2 H 4 = 4 Tens 8 = 8 ones Terry 2 mns 2 cow / 4 m 4 bes / 8 m 8 horse [2 means 2 cows, 4 means 4 bees, 8 means 8 horses] Amanda two hundred 4 tens 8 ones Craig The 2 stands for 200 and the 4 stands for 40. Low/computer High/blocks The 8 stands for 8 John Hto 248 Low/blocks Simone 2 hander and 4 tens and 8 ones Clive 2 h 4 tens 8 one Jeremy 2 h 4 Ten 8 one Nerida 200 tens 4 tens / 200 Hundreds and 4 tens 8 ones Michelle 2 tens 4 tens 8 ones / 200 Hundreds Note. Task 27 (b): Explain the Meaning of the ‘2,’ ‘4,’ and the ‘8’ in ‘248.’ a “/” indicates new line started by participant. It is possible that participants using the electronic blocks were influenced by the presence of single-digit counters in the software, resulting in different responses to Task 27 (b). It may be that participants in the high/computer group were able to interpret the digits correctly without referring to the counters, but that the participants in the low/computer group used the counters to guide their responses to the task. Further evidence of face-value interpretations of symbols being held by participants in the low/computer group is found in the following descriptions: 1. When answering Task 29 (c), low/computer participants were asked by the researcher about the three digits in ‘712,’ after both pairs had put out 7 hundreds, 0 tens and 12 ones. The researcher referred to the ‘7’ representing 7 hundreds, then pointed out that there was no ten-block. 171 Terry responded “Oh no, 1 one! Means 1 one, and ‘2’ means 2 two, and ‘7’ means 7 seven.” (l/c S9, T 29c) 2. Hayden wrote about 80, ‘9 [sic] means 9 and 0 means 0.’ (l/c S8, T 26) 3. Amy wrote about 80: ‘8 means 8 and 0 means 0.’ 4. Terry wrote about 126: ‘1 means 1 cow, 2 means 2 beds, 6 means 6 5. (l/c S8, T 26) horses.’ (l/c S8, T 26) Hayden wrote about 126: ‘1 means 1 and 26 means 26.’ (l/c S8, T 26) There is insufficient evidence in the data from this study to decide with any confidence the extent to which the software may have influenced participants to hold a face-value interpretation of digits in written symbols. Results in Table 4.10 show that low-achievement-level participants generally used face-value interpretations of written symbols more often than did high-achievement-level participants, but it is not possible to point to a definite effect by either representational material on participants’ face-value interpretations. Whereas at the second interview there was a reduction in the incidence of face-value interpretations given by Nerida (l/b), and Terry and Hayden (l/c), other participants in the low/blocks group showed no improvement, and Amy and Kelly (l/c) showed some deterioration on the relevant questions at Interview 2. Any statements about the influence of each representational format on participants’ face-value ideas must therefore be tentative. 4.7.6 Predictions About Trading When blocks are used to trade a block for 10 blocks of the next smaller size, an important concept for students to grasp is that the quantity represented does not change. This concept is particularly important for learning how to handle each of the four operations with multidigit numbers, each of which can include the need to regroup from one place to an adjacent place. Data from the first task involving trading. Transcript data from all 4 groups showed that in every case at least one participant in each group noticed when completing the first task involving trading, Task 4 (a), that the number represented by blocks after regrouping a ten in 77 was the same as the number represented before the trade. Transcripts show that there was a clear difference in how participants using the two representational formats responded to this discovery. Specifically, participants using electronic blocks made frequent 172 mention in later sessions of the equivalence of block arrangements after trading, but participants using physical blocks did not do so. Excerpts from these transcripts are shown next (see Appendix Q for full transcripts of Task 4a for each group): High/computer: Belinda: [Looking at screen] 77! There's still 77! Cool. Yvonne: No, there’s sixty … Rory: It’s 77. Yvonne: Oh, yeah it is [laughs]. Computer: 77. (h/c S1, T 4a) Low/computer: Hayden: [Uses mouse to have computer read representation.] Computer: 77. Hayden: [To Terry, with surprised expression] 77! Terry: Oh! We’ve still got … Oh, cool, that’s easy! [Writes in workbook] Seventy … 77! [To teacher] How does it do that? It’s still got 77. [Teacher looks at him, but does not respond] Oh yeah! [Look of recognition. Bangs himself on his head with his hand] Hayden: [Points to screen] It’s still … You cut it up, and it’s still 77! [Looks at Terry] Terry: Mmm. [Pencil in mouth, apparently thinking.] (l/c S2, T 4a) High/blocks: Teacher: The last question I have to ask you is: Are the two amounts [indicates the two block representations for 77: 7 tens 7 ones, 6 tens 17 ones] the same? Simone: No. Amanda: No. Y … [Stops, seems unsure] Craig: No. Simone: No. Teacher: And I want you to discuss that with each other. I mean, you know what number that is [7 tens and 7 ones]. Is that [6 tens and 17 ones] the same number? Amanda: — Yeah, ‘cos those ones, just for ten. Still the same. Make ‘em for ten. Craig: — [Counts ones under breath] … 10. 1, 2, 3, 4, 5, 6, 7. Oh yeah, they’re the same. 173 Teacher: [Separates 7 ones from the other 10 ones and the 6 tens] So what number is shown by these blocks [6 tens and 17 ones]? Amanda: 77. Craig: Er … 77. (h/b S1, T 4a) Low/blocks: Michelle: [Counts just the regrouped ones] 17. Clive: Wrong! Teacher: Well, you better count them, Clive. Michelle’s saying it’s 17. Clive: 2, 4, 6, 61, 62, 63, 64, 65, 66, 67, 68, 69, 70, 71, 72, 73, 74, 75, 76, … What was that one? 76, 77! Huh. — So we got double 77s. Mmm? That was tricky. (l/b S1, T 4a) The transcripts for this task show that not all participants made mention of the equivalence of the two representations for 77, and that even after spending extended periods of time looking at the block representations some participants still did not see that the numbers represented by each were the same. For example, Simone (h/b) was convinced that the traded blocks did not show the same number as the untraded blocks had, and did not change her mind until the researcher demonstrated the equivalence of the two arrangements for her. Place-value software and understanding of trading. The responses of several participants to the discovery that blocks still represented the same number after a trading process indicated that they were surprised that this should be the case. This was particularly the case for Belinda in the high/computer group, and Terry and Hayden in the low/computer group. Both Belinda and Terry used the colloquialism “cool” at the information provided by the software that after trading a ten the blocks represented the same number. The voices and faces of participants in both computer groups indicated a degree of both surprise and pleasure, apparently showing that (a) they did not already expect blocks to represent the same quantity after trading, and (b) they enjoyed having the computer reveal this discovery to them. These reactions are in contrast to reactions of participants in the two blocks groups that indicated that they were less convinced about the equivalence of values. The difference in the reaction of participants using physical blocks or electronic blocks to the discovery that traded blocks represent the same quantity 174 apparently extended beyond the incidents quoted earlier. Participants in both computer groups mentioned the equivalence of traded blocks repeatedly during later teaching sessions, without prompting by the researcher. On the other hand, the same was not true of blocks participants: Not one participant in a blocks group mentioned the equivalence of traded blocks after the initial discussion recorded in the excerpts cited in this subsection. Appendix R contains many statements, made by at least 6 of the 8 participants in the two computer groups, regarding the equivalence of traded blocks. The transcripts show that participants using the electronic blocks commented often about the fact that trading blocks produces representations that show the same value. It is of particular interest that participants using the software were also able to predict accurately the numbers of blocks that would be in each place after the trade, and when questioned about this frequently mentioned that the new blocks would represent the same number. The transcripts indicate that the participants had started to develop considerable confidence in the fact that the equivalence of traded blocks was always true, no matter what the number being represented. Physical base-ten blocks and understanding of trading. Whereas participants using electronic blocks demonstrated confidence in traded blocks representing the same amount, such confidence was not evident among participants using physical blocks. It appears that these latter participants were still developing their understanding of trading, and that whereas participants using electronic blocks were able to develop a generalisation that traded blocks are always equivalent in represented value, physical blocks provided much less support for this construction, and so did not help participants using them to develop the same level of understanding. Members of the high/blocks group at times showed an awareness that traded blocks represented the same quantity, but at other times made mistakes when trading that indicated that their knowledge of trading was still not completely secure on this point. For example, when trading a ten in 255, Amanda (h/b) initially traded a ten for 5 ones, making the number of ones up to 10, and wrote in her workbook that the new representation did not show the same number. In the case of participants in the low/blocks group, they were clearly quite confused in many instances about what to expect when manipulating blocks or quantities. One characteristic of their use of the physical blocks that became quite evident was that they had few expectations about the results of numerical processes. 175 The frequency of errors in counting and handling blocks made by low/blocks participants was so high, and their knowledge of the base-ten numeration system was so weak, that their manipulations of blocks frequently produced incorrect answers. At the same time, these participants often expressed confidence in the answers they derived from manipulating the blocks, a confidence that was often misplaced; this reaction to numbers revealed by one’s own counting is discussed further in the following section. In this situation, it is not very surprising that they did not appear to develop the understanding that blocks represented the same value before and after a trade. There were many instances in which participants in the low/blocks group argued about an answer, due to one or more errors made by different participants, that ultimately had to be resolved by the researcher because the participants were unaware of the errors made in the course of working out their answers. 4.7.7 Feedback As mentioned earlier, an analysis was made of the data from teaching sessions looking for essential differences between the responses of participants using physical blocks and of those using electronic blocks. One super-category that emerged was that of feedback: the receipt of information about an answer, indicating whether or not it was correct. It became clear from the transcripts of the teaching sessions that many of the interactions among participants, the researcher, and the materials could be interpreted as feedback provided to participants regarding their answers. Appendix L contains a description of the method used to identify and analyse incidents of feedback in teaching sessions. It should be noted that, as defined here, feedback includes information derived from blocks, in the sense that by counting or otherwise manipulating blocks a participant could have an answer confirmed, disconfirmed, or provided by the blocks. Thus certain incidents of feedback were the result of participants’ actions that led to their receipt of information about how to proceed. For the discussion in this section, in such incidents the source of the feedback is considered to be the materials, as the result of actions by the participant. Sources of feedback. Five sources of feedback became evident in the videotape data as the analysis was conducted: the researcher, other participant(s), self-checking, counting of 176 physical or electronic blocks, or electronic feedback from the software. These sources of feedback are referred to in this section as Teacher, Peer, Self, Materials, and Electronic, respectively. A list of descriptors used in analysis of feedback is provided in Table L.1 in Appendix L. A summary of feedback data, indicating the number of feedback incidents from each source for each group is presented in Table 4.16. TABLE 4.16. Incidents of Feedback of Each Source per Group Group Feedback Source Teacher Peer Self Materials Electronic Total incidents High/ blocks 96 89 9 40 Low/ blocks 130 115 1 73 234 319 High/ computer 70 63 5 17 119 274 Low/ computer 103 59 8 33 104 307 The data in Table 4.16 are presented in Figure 4.4 in the form of a stacked column graph. This graph makes it clear that, although the total numbers of incidents of feedback received by the 4 groups are different, the proportions of feedback received by each pair of groups using the same material were very similar. 177 100% Electronic Self Materials 80% Peer Teacher 60% 40% 20% 0% High/Blocks Low/Blocks High/Computer Low/Computer Group Figure 4.4. Proportions of feedback from each source for each group. Possibly the most striking aspects of the data in Figure 4.4 are (a) the similarity of each pair of adjacent columns representing groups using the same representational format, and (b) the difference between the two pairs of columns. It is clear that though there were differences in the feedback received by highachievement-level and low-achievement-level participants using the same representational materials, there were many similarities between participants using the same materials. On the other hand, comparing participants using physical blocks and participants using electronic blocks, there are quite marked differences in the patterns of feedback received. Participants using the software received proportionally less feedback from the teacher, from each other, and from counting electronic blocks themselves; however, they received a large number of instances of electronic feedback from the computers. One obvious question about the data in Figure 4.4 is: Did participants using the software receive electronic feedback in addition to feedback received from other sources, or instead of that feedback? In other words, were the actual numbers of incidents of feedback from non-electronic sources similar to those of participants using physical blocks? This question is answered by data presented in Table 4.16, which contains numbers of incidents of feedback rather than percentages of the totals. These figures show that the actual incidence of feedback from each non- 178 electronic source was lower for computer groups, compared with the equivalent blocks groups. If electronic feedback is ignored, the high/computer group received 79 fewer incidents of feedback than the high/blocks group. Similarly, the low/computer group received 106 fewer incidents of non-electronic feedback than the low/blocks group. It is interesting to note that this difference is made up almost exactly by the number of incidents of electronic feedback received by participants in these groups. As electronic feedback very nearly makes up the “shortfall” of feedback incidents among computer participants, it appears that electronic feedback provided by the software was not simply added to the interactions that would otherwise have existed among participants and the teacher. Rather, the availability of electronic feedback appears to have reduced the incidence of feedback from both humans and materials. Effects of feedback. Feedback provided by physical base-ten blocks is limited, as mentioned previously. Participants may count blocks for themselves, but other than that, there is no direct feedback possible from the blocks. This point is borne out by the data in Table 4.16. Participants were able to count or recount blocks, but other sources of feedback had to be human: another child, the teacher, or themselves. On the other hand, participants using the software were able to access electronic feedback that gave information about the number of blocks in each place, a numeral expander representation of the written symbol, and the written symbol and number name for the number represented by the entire block arrangement. Feedback and answer status. Incidents of feedback were coded to show the status of the answer of the participant receiving the feedback and the effect(s) that the feedback had for the participant receiving it. On some occasions, participants received feedback that was in response to their correct or incorrect answer. On other occasions, the participant had either no answer or an incomplete answer, and feedback was accessed to provide an answer. In a few incidents, no judgement was possible about a participant’s answer before receiving feedback; in these cases the answer status was coded as “unknown.” Table 4.17 summarises feedback received by participants in each group, summarised according to the status of the answer held by each participant before receiving the feedback. 179 TABLE 4.17. Percentage of Feedback Compared With Answer Status Answer Status Correct Incorrect Incomplete Nil Unknown High/blocks 33 44 7 15 2 Low/blocks 22 51 6 21 0 High/computer Low/computer 54 48 27 35 7 2 11 13 0 2 Note. Values represent percentages of feedback incidents for each group. The greatest differences between groups using the two representational formats regarding status of answers prior to feedback being received are evident in data for correct and incorrect answers. Overall, low-achievement-level participants received proportionally more feedback for incorrect answers, and less feedback for correct answers, than high-achievement-level participants did, whether using physical or electronic blocks. When results for computer participants are compared with blocks participants, an interesting pattern emerges. Whereas users of physical blocks received on average more feedback for incorrect answers, participants using electronic blocks received more feedback when their answers were correct. Another aspect of feedback that is important when considering the assistance that it provides to students is its quality: This is defined as the likely effect that feedback would have on the participant receiving it, with regards to the recipient’s confidence in the answer. In other words, if the feedback is likely to have encouraged a participant to retain the answer, whether correct or not, then the feedback is said to be positive. If, on the other hand, the feedback is considered likely to have encouraged its recipient to reject the answer, then it is said to be negative. Table L.2 provides a list of feedback effects and the associated quality descriptions. The quality of feedback is compared to the answer status of its recipients in Table 4.18, for blocks and computer groups. 180 TABLE 4.18. Quality of Feedback Provided for Correct or Incorrect Answers Answer Statusb Correct Incorrect Computer Correct Incorrect Groups Blocks Feedback Qualitya Positive Negative Neutral 43 36 22 2 80 19 87 6 7 4 77 19 Total 146 263 294 181 Note. aValues in each row represent percentages of the total in the right-most column. Lists of feedback categories coded for each quality category are described in Appendix L. b Feedback coded with the following categories of answer status are not included, as feedback quality is not considered relevant in these cases: Incomplete (63 incidents), Nil (174), Unknown (13). Table 4.18 reveals several interesting aspects to the feedback experienced by participants using physical or electronic blocks. Participants using physical blocks received many more incidents of feedback for incorrect answers than for correct answers. On the other hand, computer users received more incidents of feedback for correct answers than for incorrect answers. Cells of the table that reveal the most dramatic differences between blocks and computer participants are those recording feedback for correct answers. It appears that computer participants received a greater proportion of positive instances of feedback for correct answers than did blocks participants: Almost 90% of feedback for correct answers received by computer participants was positive. For blocks participants, less than half of their feedback for correct answers was positive, with 36% of feedback negative, and 22% neutral. In other words, participants using physical blocks were less likely to receive confirmation for correct answers than were participants using electronic blocks. Interestingly, feedback for incorrect answers by both blocks and computer participants had a very similar profile, with about 80% of instances of feedback for incorrect answers being negative. To summarise these figures: Participants using electronic blocks seem to have received much more feedback when they had a correct answer than participants using physical blocks, and proportionally much more feedback for correct answers given to computer participants was positive than was the case for blocks participants. These figures do not reflect the number of mistakes made by participants using either type of materials. Mistakes were not specifically counted in analysis of the data, but interview data lead to the conclusion that computer users were no better, overall, than blocks groups at understanding numbers (see Table 4.3). Thus it is assumed that when answering questions during teaching sessions the computer users 181 had just as much difficulty understanding the concepts as their peers using physical blocks. However, the feedback received by each set of participants is substantially different. Blocks groups received more feedback for their mistakes than for their successes, and more negative feedback overall. Moreover, when their answers were correct they received almost as much negative feedback as positive. On the other hand, computer groups received feedback that was mostly positive, and very few instances of negative feedback given for correct answers. Given these differences in feedback provided to participants using physical or electronic blocks for correct or incorrect answers, it is relevant to inquire of the source of the feedback in each case. The sources of feedback for correct answers and incorrect answers are shown in Table 4.19 and Table 4.20, respectively. TABLE 4.19. Percent of Feedback for Correct Answers from Each Source Groups Blocks Totals Computer Totals Source Teacher Peer Self Materials Teacher Peer Self Materials Electronic Quality Negative 1 32 0 3 36 0 6 0 0 0 6 Positive 20 10 0 12 42 17 5 1 3 61 87 Neutral 16 2 2 2 22 4 1 1 0 1 7 Totals 37 44 2 17 100 21 12 2 3 62 100 Note. Values represent percentages of the total feedback for either blocks or computer groups, rounded to the nearest percent. 182 TABLE 4.20. Percent of Feedback for Incorrect Answers from Each Source Groups Blocks Totals Computer Source Teacher Peer Self Materials Teacher Peer Self Materials Electronic Totals Quality Negative 43 32 0 5 79 43 24 0 0 10 77 Positive 0 0 0 1 2 0 2 0 0 3 4 Neutral 15 2 0 2 19 12 6 0 0 2 19 Totals 58 34 0 8 100 54 31 0 0 15 100 Note. Values represent percentages of the total feedback for either blocks or computer groups, rounded to the nearest percent. Data in Table 4.19 and Table 4.20 show that incorrect answers received similar patterns of positive and negative feedback for both computer and blocks groups, from the teacher, from peers and from materials. Furthermore, most feedback for incorrect answers received by participants using either representational material was accurate; very little positive or neutral feedback was provided for incorrect answers. The exception to this is feedback from the teacher, which was often neutral for incorrect answers. The reason for this is pedagogical: The researcher deliberately gave neutral responses to incorrect answers on occasions to encourage participants to reconsider the question before the researcher provided the correct answer. The feedback category that makes up the bulk of the difference between the two pairs of groups is electronic feedback for correct answers: Over 55% of all feedback given to computer participants for correct answers came from the software. Feedback from the teacher and from materials was in similar proportions for the groups using physical or electronic blocks, but feedback from peers was less common for users of the software. However, the experience of users of electronic blocks appears to have been dominated by positive feedback from the software for correct answers. Responses to feedback. One further aspect of feedback of interest in the data analysis was the category of response labelled “expressing satisfaction.” This category was introduced to categorise a large number of instances of feedback in which the participant 183 responded by expressing by either body language or verbal utterances that the participant was pleased with the feedback. In many instances, this satisfaction was expressed by the participant saying “Yes!” sometimes accompanied by a gesture with the arms reinforcing the impression of pleasure and satisfaction. Overall, 95 instances of participants expressing satisfaction in response to feedback were recorded. Of these 95 incidents, 10 were in response to feedback from the teacher, 4 to feedback from a child, 14 to feedback from materials, and 67 to feedback from the computer. It was the frequency and character of participants’ responses to electronic feedback that led to the creation of this category in the data analysis, and it is considered interesting enough to describe in more detail at this point. Selected examples of the expression of satisfaction made by computer participants are given following: 1. After having computer trade a ten in 58 then read the name of the resulting representation, Belinda said “Yep, that’s true.” (h/c S2, T 4d) 2. Belinda predicted that after trading a ten in 62 there would be 12 ones. When the computer showed this was true, Belinda said “12! Yep, I was right.” 3. (h/c S2, T 4d) Hayden checked the number represented by the computer blocks with the verbal number name, smiled, and said “Yeah! We got it.” (l/c S1, T 2d) 4. Kelly checked the symbol for the number 90, and said “Yep. Yeah, it's right. That's how you write it.” 5. (l/c S1, T 2d) Amy put out blocks to show 15, had the computer read the number name, and said “Yes,” and made a gesture of “success” with two fists and bent arms. 6. (l/c S1, T 3c) Hayden put out blocks for 77, used the computer to check the verbal name. Terry commented, “Yep. I believe it’s 77.” 7. After Amy put out blocks for 23, Kelly commented “Yep. We got it” when the computer confirmed the verbal name. 8. (l/c S2, T 4a) (l/c S2, T 4b) Terry checked the block representation after a hundred had been traded from 340. As the computer read the number name, he held his hand behind his ear, and commented “Good! Just to make sure!” (l/c S10, T 32a) 184 Participants expressed satisfaction at feedback they received from the software on many occasions. Often the participants were pleased merely to have the computer “read” the block representation. At other times they were pleased to see their answers confirmed by the number of blocks after a trading procedure, the symbol for a number, or a number of ones equivalent to a multidigit number. Early in the teaching phase the researcher encouraged participants to use the facilities of the software to check the block representations they formed. The researcher made frequent reference to the fact that the computer had the capacity to confirm the number represented by the blocks on screen. The participants were quick to accept this idea, and after a while used these facilities without any prompting by the researcher. It was assumed by the researcher that once the participants had the idea that the blocks represented numbers as they expected, they would stop using the verbal name and number symbol features except when beginning a new type of task, or a task with larger numbers. However, it was evident that the participants enjoyed hearing and seeing the computer confirm their block representations repeatedly, even when to an adult the confirmation was no longer needed. Participants frequently accompanied their response to the computer feedback with comments like “Yep, that’s right,” “Yep, we’ve got that number,” “I believe that,” or “Yep, that’s true.” It is relevant to ask if the same category of expressing satisfaction to feedback was observed among users of the physical blocks. There were just a few instances: 1. The researcher told John that his answer regarding the blocks left after trading of a ten in 77 was “a good way of doing it.” John was clearly pleased, and showed the other participants his book. 2. Amanda confirmed that her answer was the same as Craig’s, saying “Yep, that’s what I got.” 3. (h/b S2, T 4b) The researcher told John that his answer was correct. John told the others that he was correct. 4. (h/b S1, T 4a) (h/b S5, T 14) The researcher said that Amanda, Craig, and Simone were correct in saying that 75 + 19 = 94. They expressed satisfaction at the researcher’s comments. 5. (h/b S6, T 19) Simone recounted the blocks that she and Craig put out to show 394, and said “Yep.” (h/b S8, T 30b) 185 6. The researcher told John that his answer of 12 tens resulting from trading a hundred in 627 was correct; John expressed his satisfaction at being correct. 7. (h/b S9, T 32b) Craig used a ten-block to check the height of a stack of 10 hundreds, and was clearly pleased to find that he was correct. (h/b S10, T 45) The examples given here show similar reactions of participants using physical blocks to positive feedback for correct answers. Interestingly, this feedback was usually from the researcher, who told participants that their answers were correct. In the case of computer groups, when participants expressed satisfaction in response to feedback, the feedback always came from the software. The author considers it likely that the role of the researcher in the examples given in the previous list was in some way the same as that of the software when it confirmed participants’ answers. 4.7.8 Using Blocks To Discover Number Relationships For someone who possesses enough familiarity with numbers, blocks may be used to confirm or illustrate a numerical relationship. However, if this familiarity is missing, and in the absence of other sources of information, use of physical blocks is likely to prompt the user to count the blocks in order to discover the result of a numerical process. One use of base-ten blocks reported in the literature (e.g., Fuson, 1992), which in this context may be extended to the use of suitable software, is to use them merely as calculating devices for finding the answers to computational questions. Rather than using their knowledge of number facts and the base-ten numeration system to work out what an answer should be, some children use materials in an attempt to discover the answer. Note, in relation to the approaches identified in analysis of the interview data, this behaviour often involved a counting approach (section 4.4.2): Blocks were manipulated to replicate the numbers and processes involved in the question, then counted to discover the answer. The expectation by participants that the blocks would reveal numerical relationships was evident in several transcripts. In each of the following examples, it would have been possible for a student with sufficient number fact or place-value knowledge to answer the question without using blocks at all. In the examples here, however, participants using physical blocks gave no indication of knowing what the answer was until they had manipulated and then counted the blocks: 186 1. Amanda and Simone each separately used blocks to calculate 31 + 28. (h/b S6, T 18) 2. After trading a hundred from 627 for tens Simone counted the tenblocks before writing her answer. 3. 4. (h/b S9, T 32b) After trading a ten from 23 for ones Clive counted the one-blocks, finding that the number represented was still 23. (l/b S2, T 4b) Michelle used blocks to calculate 95 - 23. (l/b S7, T 20) Counting blocks to discover answers is an example of feedback received by participants during teaching sessions. During teaching sessions there were five different sources of feedback available to participants, one of which was the physical or electronic blocks. The relative frequency of counting blocks to discover answers by participants in each group is shown in Table 4.21. It can be seen that in both blocks groups participants’ favoured source of answers was the blocks themselves (“Materials”), whereas in both computer groups the favourite source of answers was “Electronic,” via on-screen number counters. TABLE 4.21. Feedback Providing Answers from Each Source for Each Group Source Teacher Peer Self Materialsa Electronic High/Blocks 9 27 18 46 Group High/Computer Low/Blocks 0 1 32 39 11 1 14 59 43 Low/Computer 3 18 18 18 44 Note. Values in each column represent percentages of feedback incidents used to discover answers for each group. a Incidents were included if representational materials were counted to discover an answer; incidents in which materials were counted only to make a block arrangement have been excluded. Table 4.21 shows selected data from analysis of feedback incidents observed on the videotapes, showing only incidents in which participants accessed a source of information to find an answer that they did not already have; this represents approximately 18% of all feedback incidents recorded. Clearly, the participants using physical blocks counted the available representational materials to discover answers much more often than did the participants using electronic blocks. However, the proportions of feedback of this category are much closer if electronic feedback is included in the figures for the computer groups. This seems to indicate that there was a similar reliance on the available materials to provide answers when the participants 187 could not work out answers themselves, by participants using both representational formats, though the actual uses of the materials were very different. As mentioned previously, without other inherent mechanisms for feedback in the blocks, participants using physical blocks sometimes counted the blocks to reveal answers. On the other hand, computer participants occasionally counted the on-screen blocks, but more often used other forms of electronic feedback to discover answers. Note that when the purpose of the question was to find out the number represented by an entire arrangement of blocks, the researcher did not permit computer participants to have the number window, displaying the number represented by the entire block collection, visible. Confidence expressed in the results of counting. One feature of data from teaching sessions involving blocks groups was the confidence expressed by several participants in the accuracy of physical block representations. On several occasions participants were faced with two conflicting answers to a question, one resulting from their count of the blocks and one resulting from another source such as another participant’s count, or their own mental processing of the numbers involved. Often a participant resolved the conflict by expressing trust in his or her own counting. In light of the frequency of counting errors made by participants, discussed in section 4.6.1, it would appear that such confidence in their own counting accuracy was unwise. Indeed, on several occasions participants were forced to retract their answers when they found that their count was mistaken. For example, in the following excerpt Clive (l/b) miscounted the tens and ones after trading a ten in 58. He decided that there were 17 ones, insisting that he was correct until the researcher and other participants convinced him that the ones were made up of the original 8 plus the extra traded 10, and therefore the correct answer was 18. Following is a shortened excerpt; see Appendix S for the full transcript. Clive: [Writes in book] 58 equals 4 tens and … [counts ones] 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17! 17 ones. Teacher: The boys and girls have two different answers again. Clive? You have different answers again. Clive: — Youse are wrong. Michelle: — We traded it for … 188 Nerida: … for ten ones and we kept our 8 ones already there. Teacher: And would that make 18, or would that make 17? Nerida: 18. Clive: [With arms folded; in the previous dialogue of the girls, he has not been showing agreement with what they said, or any apparent willingness to listen] 17. Teacher: — If you had 8 to start with, and then you swapped and had another ten, what number would that make, without counting? Clive: 17. Teacher: Ten and 8? Nerida: [Shakes head] 18. Clive: 18, I think. Think. (l/b S2, T 4d) Jeremy (l/b) demonstrated an extreme example of confidence in the results of his own counting, shown in the following example. The task was to regroup all the tens in 21 and record the resulting number of ones. Jeremy was clearly unsure about what to do, and watched the other two participants to see what they did (Clive was absent that day). Jeremy took away 2 tens from his representation for 21, then put out several ones. He watched the other participants carefully for a time, apparently trying to produce the same arrangement as them, but without counting the blocks. He failed to remove 1 of the ones, so did not actually carry out the trade. He counted the ones he had put out, and wrote ‘21 = 17 one’ (l/b S3, T 5a). In trying to copy the other participants, Jeremy evidently did not know how many ones they had, so he estimated the number. When he counted his one-blocks he found that he had 17, and so he wrote that for his answer. In a similar incident, Michelle and Jeremy (l/b) miscounted the blocks in a task asking them to add 10 to 26. The children chose to add 10 ones rather than a single ten. In the process, one of the traded ones became mixed up with the initial 6, and was removed by Jeremy. When Michelle counted, she reached the answer 35, which she accepted. In response to a statement by Clive that the answer was 36, she commented “36? It can’t be 36” (l/b S7, T 16). Participants used physical blocks to find answers on many occasions in addition to those incidents already mentioned. Though mistakes in general were more common among low-achievement-level participants than high-achievementlevel participants, two incidents in which participants in the high/blocks group made 189 errors are particularly revealing, in that they demonstrate that the more able participants also placed considerable trust in the results of manipulating blocks. On each of these two occasions a participant in the high/blocks group correctly worked out an answer to a question using mental computation, but then counted the blocks and found the two answers to differ. In both cases, the participant rejected the earlier mental answer in favour of the incorrect counted answer. The following example shows an incident in which John counted the ten-blocks after trading a hundred in 627, after Amanda accidentally removed a ten-block: Amanda: [Puts out 6 hundred-blocks and 2 tens, and starts to remove a hundred.] John: [Counts 7 one-blocks into his hand, puts them on the table.] Amanda: [Removes a hundred-block, and adds 10 ten-blocks to the representation. She starts to count the ten-blocks. She starts to write in her book, absent-mindedly picking up a ten-block and putting it on her book. Then she pauses to count the ten-blocks. She finds that there are 11 ten-blocks, which she writes into her answer.] John: [Picks up the ten-blocks to count them] I don’t think there are 12. I mustn’t have counted them properly. [He briefly looks at the floor as he replaces the tens with the rest of the representation on the table. He writes his answer as 11 tens.] Teacher: [To John & Amanda] Do you both say the answer is 11 tens? [They both nod.] Well, I’m sorry, but you are both wrong. John: [Immediately] I had ‘12,’ but I wrote ‘11.’ Teacher: Did you expect the answer to be ‘12’? John: Yeah, but there were only 11 blocks. Teacher: Well, you should expect 12, because that is the correct answer. [John is clearly pleased that he was correct.] (h/b S9, T 32b) It is evident that John was not completely happy with the answer found by counting the blocks, but he still accepted it in preference to the answer he had calculated mentally. A similar incident occurred when Craig and Simone (h/b) were working out the number represented by a handful each of tens and ones blocks. The children put out 19 tens and 52 ones, which Craig correctly calculated to total 242. The researcher asked the pair to justify their answer, at which they proceeded to trade groups of 10 ones or tens until they had a canonical arrangement. However, in the 190 process of trading a handling error was made, resulting in the answer shown by the blocks being 232: Craig: [With Simone checks the total representation, now that all the trades have been done; they find it is 232. Craig is obviously surprised that this is the answer.] Teacher: What do you think? Craig: I added an extra ten onto it. [He starts to rub out his previous answer of ‘242.’] The answer is 232. [He writes ‘232.’] Teacher: Where was the mistake made? Craig: I put in an extra ten. I thought there was 142, because, 50, no, um, 190 plus 50, I um, it was um 40, 2 hundred and um 42, but instead, um, I forgot I have to count an extra 10 ones. Teacher: OK, so the right answer is 232? How do you know that’s right, and not 242? Craig: [Looks very unsure.] Simone: Because we did it with the blocks. Craig: ‘Cos we traded … Teacher: And that proves that it’s right? Could you have made a mistake, do you think? Simone: [Shakes her head slightly.] Teacher: Could you have got it right in your head, and wrong with the blocks?. Simone: [Shakes her head.] No. Teacher: Which do you trust — your heads or the blocks? Simone: [Points] Trust the blocks. Craig: Blocks. Teacher: Well, with the numbers you started with, the correct answer was 242. You may have made a mistake with the blocks, and missed a ten. [Craig & Simone look quite surprised.] (h/b S9, T 33) It seems clear that participants’ levels of confidence in the results of mental computation were related to their computation abilities. In the previous example, Simone was evidently unable to calculate an answer mentally, whereas Craig did so correctly. It is not surprising, therefore, that Simone had greater confidence than Craig in the result reached by counting the blocks. 191 4.8 Chapter Summary This chapter includes description of a wide range of topics relevant to this study, regarding the use of the two representational formats in the group teaching sessions. The size of the study and the type of data collected constrain the conclusions that may be drawn from the data. Without a strict experimental design, and with a small number of participants, conclusions from the data have to be made tentatively. Nevertheless, there are a number of trends in the data collected in the study that are worthy of serious consideration in discussions of how different representational materials are used by children learning about the base-ten numeration system. The following chapter contains discussions of the findings reported in chapter 4. 192 Chapter 5: Discussion 5.1 Chapter Overview This chapter comprises discussion of results from the interviews and from the teaching sessions, divided into four major sections, corresponding with four major findings of the study: 1. Many participants demonstrated a preference for either grouping or counting approaches to place-value questions (section 5.2); 2. A new category of conceptual structure for multidigit numbers, the independent-place construct, is needed to explain evidence of participants’ ideas about numbers (section 5.3); and 3. Several participants were evidently constructing their ideas about numbers in light of new information and their prior knowledge about numbers (section 5.4). 4. The different features of physical and electronic base-ten blocks apparently caused the two types of material to have differing effects on participants’ actions and conceptual structures for numbers (section 5.5); 5.2 Participants’ Ideas About Multidigit Numbers The literature search conducted prior to this study indicated several conceptual structures for multidigit numbers identified by other researchers (section 2.4.2). These conceptual structures were used in initial analysis of data in this study. However, the conceptual structures described by other authors were found to be rather unhelpful in considering the responses of participants in this study. The interview data in this study, rather than revealing neat, clear-cut categories of number conceptions held by participants, show somewhat untidy patterns in participants’ ideas. Although some participants clearly had well-developed conceptions of two- 193 digit and three-digit numbers, the responses of many other participants indicated mixtures of correct ideas, incorrect ideas, and incompletely formed opinions about numbers. In this section the conceptual structures described in chapter 2 are compared with the analysis of this study’s data. Sections 5.2.1 and 5.2.2 contain discussion of participants’ preferences for grouping or counting approaches in light of their responses at the interviews and in the teaching sessions. Section 5.2.3 contains a critique of previously published schemes for categorising children’s placevalue understanding in light of this study’s data. Lastly, the “face-value construct” described in the research literature is compared with this study’s findings in section 5.2.4. A note about conceptual structures. At this point, it is appropriate to explain the use in this thesis of the term approaches rather than the more common “conceptual structures” or “concepts” when describing children’s thinking about numbers. The term “approaches” has been adopted here in light of the data collected in interviews and teaching sessions. As explained later, the data collected in this study does not support the idea that the participants had stable, coherent ideas about numbers, as is implied by the term “conceptual structures.” On the contrary, the overwhelming impression given by the data is that many participants adopted one of two clearly-distinguishable approaches to number questions, counting or grouping, which individual participants used with varying levels of consistency when answering various questions. Furthermore, the approaches used by many participants appeared to be guided by often creative and flexible use of a variety of numerical knowledge possessed by the participants. This knowledge was often misapplied or misunderstood, but the fact that participants attempted to apply several different pieces of information to a numerical question indicated that their ideas about numbers were not fixed, and so could not be described simply as belonging to a particular category. Analysis of previously-described conceptual structures. The conceptual structures described in section 2.4.2 can be compared with the findings in this study. To reiterate, there were two sets of conceptual structures found in the literature. Firstly, four conceptual structures were identified as being necessary for the development of place-value understanding: (a) the unitary construct, (b) the tens and ones construct, (c) the ten as a unit construct, and (d) the flexible 194 representations construct. Secondly, three conceptual structures that constituted limited understanding of base-ten numbers were listed: (a) a unitary concept of multidigit numbers, (b) a face value construct, and (c) a counting sequence concept. Descriptions in section 4.4 of participants’ approaches to interview questions agree with descriptions of conceptual structures summarised in section 2.4.2 from the literature. Grouping approaches (section 4.4.1) clearly show evidence of both the “ten as a unit construct” and the “flexible representations construct”; counting approaches (section 4.4.2) include both the “unitary concept of multidigit numbers” and the “counting sequence concept”; and face-value interpretations of symbols observed in this study (section 4.4.3) agree with descriptions in the literature. However, as already discussed in this section, the idea that any participant exhibited one of these conceptual structures as his or her principal model for multidigit numbers was not demonstrated. For example, there was no participant who was found to use a “unitary construct” generally when answering interview questions. There were examples of participants using single one-blocks to represent numbers (e.g., see section 4.4.2 for a description of Daniel’s [h/c] and Amy’s [l/c] use of multiple one-blocks), but these participants did not show a unitary construct model for multidigit numbers for other questions, or even as their preferred model of numbers. Similarly, some more able participants used the “flexible representations” construct, as shown by many examples of the grouping approach. However, that construct could not be applied to the thinking of any particular participant, as that participant’s primary conceptual structure for numbers. The following section describes the preferences exhibited by participants for grouping or counting approaches. 5.2.1 Participants’ Preferences for Grouping or Counting Approaches This study has revealed a preference held by some participants for one approach or another to answering number questions; the consistency with which these approaches were adopted varied among the participants. The incidence of the three main categories of responses to interview questions—grouping approaches, counting approaches, and face-value interpretations—is summarised in Table 4.12. This table shows that though a few participants were observed to adopt just one type of response to the interview questions, the majority of participants used two or three of the types of response during the course of a single interview. A comparison is 195 made later in this section of the effects of grouping or counting approaches among the participants. Face-value interpretations are discussed separately from the grouping and counting approaches (section 5.2.4), because its use did not fit the idea of a preferred approach in the way that counting and grouping approaches did. Preference for grouping approaches. The type of approach used most consistently by participants was grouping approaches. Six of the eight high-achievement-level participants—Amanda, Craig, John, Belinda, Daniel, and Rory—each used a grouping approach far more often than either counting or a face-value interpretation of symbols. Based on observations reported in Table 4.12, these 6 participants between them used grouping approaches 100 times at the two interviews, and used either counting approaches or face-value interpretations of symbols only 8 times. The place-value criteria scores of these 6 participants ranged from 15 to 19 at Interview 1, and 17 to 20 at Interview 2; Figure 4.1 shows a clear tendency of participants with better place-value understanding to use grouping approaches. The prevalence of use of grouping approaches by high-achievement-level participants (Table 4.7), and the apparent correlation between the use of grouping approaches and interview scores (Figure 4.1), are quite striking. It seems likely that there was a relationship between participants’ place-value understanding and their use of grouping approaches. In order for a student to use a grouping approach in a meaningful way, the student must already possess a certain understanding of the base-ten numeration system that takes into account the groups of 10 at its foundation. It appears that the more able students had previously developed meaningful, accurate conceptual structures for multidigit numbers, which enabled them to develop and use efficient methods when answering mathematical questions. A corollary of this conjecture is that less able participants did not possess the knowledge of the base-ten numeration system to enable them to use a grouping approach. Preference for counting approaches. The data for use of the other majority approach, the counting approach, are far less clear-cut. Counting approaches were used most by 4 low-achievement-level participants; Clive (l/b), Amy (l/c), Hayden (l/c), and Kelly (l/c); each of these participants used a counting approach at least five times during at least one interview (Table 4.8). However, these 4 participants together used counting on a total of only 196 41 occasions, and with the exception of Kelly each of these participants also used both grouping approaches and face-value interpretations of symbols, on a total of 17 occasions. Clearly, participants who favoured a counting approach did not use it to the exclusion of other approaches. Furthermore, Figure 4.2 shows that counting approaches were used both by participants with relatively poor place-value understanding and participants with moderate or good place-value understanding, indicating at best only a weak correlation between the use of counting approaches and performance on the interview tasks. The discussion in section 5.2.2 includes comments about the use of counting by children when first learning about singledigit numbers, and its implications for learning place-value ideas. In light of that discussion, it is quite possible that participants using counting approaches had not changed the approach they learned when using single-digit numbers. Some of these participants used counting approaches quite successfully on interview tasks, but others clearly had many confusions about place value. It appears that the use of counting approaches by participants was affected by several factors, and that simple conclusions about levels of place-value understanding and the use of counting are not justified. Inconsistency of preference for approaches to problems. Apart from the 6 participants listed previously who favoured grouping approaches, few other participants showed much consistency in their approach to answering interview questions, as shown in Table 4.12. Of the remaining 10 participants, 2 used only counting approaches or face-value interpretations, 1 used only grouping or counting approaches, and the remaining 7 used all three response types—grouping approaches, counting approaches, and face-value interpretations of symbols—at least once during the two interviews. These figures show that categorising the place-value understanding of these participants is not a simple task. Each participant’s approach to answering each question could be described, and the apparent lacks in knowledge of the base-ten numeration system noted; chapter 4 contains many such descriptions. However, participants’ use of multiple approaches in answering different questions implies that they did not have a single idea of numbers, that could be labelled for example as a “unitary construct” or a “face-value construct,” that they used consistently in their thinking about numbers. 197 Conclusions about preference. Conclusions that may be drawn from this discussion of participants’ preferences for approaches to place-value questions include the following: 1. The most successful participants had developed an understanding of multidigit numbers in terms of groups of ten, and used this understanding to assist them in answering a range of mathematical questions. The understanding of numbers held by these participants was characterised by the ability to use the grouped nature of the base-ten numeration system to answer a variety of questions involving representational materials, written symbols and oral questions about numbers. These participants rarely used counting approaches to answer questions, and were not often convinced by incorrect countersuggestions, including face-value interpretations, offered during interviews. 2. A few participants had developed a clear habit of using counting approaches. These participants were often correct in their answers, though their favoured approach is less efficient and more difficult to use with larger numbers. 3. The least successful participants often held a variety of ideas about numbers, including the incorrect face-value interpretation of symbols, and used a variety of approaches to answering questions. 4. Few participants, except for the most mathematically able, could be classified as having a single, particular, concept of numbers. Most participants answered several questions incorrectly, and drew on a variety of information they had learned about numbers in attempting to answer mathematical questions. Even the most able students were observed at times to use inefficient or incorrect approaches. 5.2.2 Comparison of Grouping and Counting Approaches Whereas participants who used a grouping approach were usually successful in answering interview questions, those using a counting approach often had difficulties. Reasons for this appear to be related to two main factors: the generally better knowledge of the base-ten numeration system of participants using grouping approaches, and the fact that grouping approaches are easier to use successfully. This 198 subsection contains a comparison of these common approaches of participants, and a discussion of features of each approach that are relevant for teachers. Counting is the first approach used when learning about numbers. It has been pointed out by several authors (e.g., Booker, Briggs, Davey & Nisbet 1997; Fuson et al., 1997; Resnick, 1983) that counting approaches are the first methods used by children when learning to link single-digit numbers, number names, and their referents. Thus, it is not very surprising to find that many children of the age of the participants in this study use counting for managing two-digit numbers. The principal way to discover the number of objects in a small collection is to count them, and young children learn to associate symbols, number names and collections of objects using counting-based methods. If a child persists with counting to make sense of larger two-digit numbers, then that child is using a “unitary concept” of numbers that merely continues the earlier approach. There are variations of this approach, such as a “decade and ones” conceptual structure (Fuson et al., 1997), but for the present discussion they may be considered together as counting approaches that regard numbers as collections of single items that are apprehended by counting them one by one. Cognitive demands of counting and grouping. To understand single-digit quantities, children need merely to associate each of nine individual symbols with one of nine small words, and learn to apply correct counting procedures to groups of less than 10 objects to determine the cardinality of the group. Each process involves only a single mapping, between the objects and the symbol representing them, the objects and the number name, or the symbol and the number name (Boulton-Lewis & Halford, 1992). If children extend their use of the unitary concept to numbers greater than 10 then the cognitive demands imposed by counting become greater. Two-digit symbols and their associated number names, except for multiples of 10, all involve two parts, representing the tens and ones parts of the multidigit whole. This is true even in the case of numbers 13 to 19, in which the tens and ones parts of the number names are obscured, and in 11 and 12 in which they are missing entirely. By retaining a unitary concept for multidigit numbers, in which the number name and symbol are considered to apply to an undifferentiated collection of single items, a child is effectively attempting to retain a single mapping between the collection and its name 199 or the collection and the related symbol. However, as explained by Boulton-Lewis and Halford (1992), “place value because it rests on a binary operation, is at the system-mapping level” (p. 5; see also section 2.4.3). Thus, even if a collection of more than 9 items is regarded as a single group, the symbol and the number name applying to the collection necessarily each involve at least two parts. Added to this difficulty is the extra cognitive demands imposed on those using counting approaches by the rules of the base-ten numeration system and the English language. As described in section 4.6.1, counting across changes of decade, changes in the number of hundreds, or from tens to hundreds involves simultaneously keeping track of the numbers in several places. A grouping approach is often simpler to execute because it allows a student to (a) count blocks in each place separately before combining them, and (b) count only a single-digit number of blocks per place. In the case of non-canonical representations, the extra blocks can first be regrouped, leaving only single-digit counting to be done. This is precisely the approach adopted in the interviews by several mathematically-able participants. Claims made here of higher cognitive demand placed on those who use counting approaches are supported by transcript excerpts showing participants’ counting errors, including counting sequence errors (section 4.6.1) and perseveration errors (section 4.6.3). Use of counting by children with poor knowledge of the base-ten numeration system. Many participants who had difficulties with skip counting (section 4.6.1) were the same participants who generally chose counting approaches when answering interview questions. Students with difficulties remembering the counting sequence correctly who choose a counting approach rather than a grouping approach are then in a double bind: Firstly, their approach is less efficient and more likely to lead to errors, and secondly, limitations in their knowledge of counting sequences mean that they are also more likely to make counting errors before they reach the answer. Counting of larger numbers is inefficient. A counting approach is clearly less efficient than a grouping approach, taking the student more time and introducing the potential for more errors. The relative lengths of previous transcript excerpts from interviews with Kelly (l/c) and Belinda (h/c) answering the same question (3 tens + 17 ones), repeated here, reflect the 200 difference in time that it takes a student to use either counting or grouping approaches: Kelly: [Touches each packet of gum] 10, 20, 30. [Counts on fingers by touching them one by one on table] 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43. 43 pieces of gum. Belinda: (I1, Qu. 9b) 47. There’s um, three of them and then there’s a one, which would make a 40, and then you put a ‘7’ on the end and it equals 47. (I1, Qu. 9b) As already indicated, there are at least two difficulties facing students who regularly use counting strategies. Such strategies are vulnerable both to counting errors and to higher cognitive demands. Students may either lose count and arrive at the wrong answer, or they may not be able to hold all the parts of a question in their heads, and so be unable to complete the task. Such problems will surely become more pressing as students progress in school and the numbers involved become larger. It is highly unlikely that children could continue using such strategies, once the questions facing them involved three-digit numbers. Limitations of using counting to understand numbers. Though there are other reasons for using grouping approaches rather than counting approaches, the most serious limitation of counting approaches to number questions from a teaching perspective is that counting is much less helpful to students to help them see the wider picture of the base-ten numeration system. The system of base-ten numbers is made up of a number of repeating patterns, the most fundamental being the repeated pattern of groups of 10 from place to place. The sequence of counting numbers also contains patterns, but unlike the totally consistent patterns of the symbol system, counting patterns include a number of inconsistencies making them harder to follow and remember. In particular, the “grouped tens” aspect of two-digit numbers is obscured “because the spoken numerals lack reference to the tens and ones that are contained in them (e.g. eleven, twelve, thirteen, etc. and twenty, thirty … one hundred)” (Boulton-Lewis & Halford, 1992, p. 9). Every primary-age student is expected to learn the sequence of counting number words in their spoken language, no matter how complex or difficult that may be. Several writers have pointed out that, because of the inherent inconsistencies in all European languages, learning to count and to use multidigit numbers to solve mathematical problems is much more difficult for European-language-speaking 201 students than for their Asian-language-speaking counterparts. Thus, the route to understanding the base-ten numeration system for speakers of European languages who habitually use a counting approach is likely to be circuitous and difficult. Changing a child’s preferred approach from counting to grouping. The reasons underlying a child’s use of one particular concept of numbers to answer a variety of mathematical questions are not directly discernible from the data in this study. However, it seems likely that the use of a certain approach to thinking about numbers is the result of habit, of having successfully used that approach in the past to answer mathematical questions. This certainly seems to have been the case for certain participants who preferred the counting approach. As mentioned previously, counting is often the first method used by young children when dealing with single-digit numbers. Unless a child is assisted to see other, more efficient, approaches, if that child experiences success with counting approaches, it will not be surprising if the child continues to use counting when asked a range of mathematical questions. There is evidence from transcripts of interviews with one participant, Hayden (l/c), that habitual use of a counting approach may actually have prevented him from using other approaches (section 4.7.1). Hayden was one of the more successful participants at the interviews, and often he was the only one in his group to have a correct solution to a question in the teaching sessions. This is notable as he was also one of the participants to use counting approaches the most at the interviews. It is relevant to consider how easy it would be for a student like Hayden to develop an understanding of the grouped aspect of the base-ten numeration system, and to alter his favoured approach from counting to grouping. Considering the two types of approach, there is little common ground between them, implying that there may need to be a fundamental shift in thinking about multidigit numbers before a child could change from counting to grouping. There is evidence in this study and from Fuson et al. (1997) that students sometimes use more than one concept of numbers at different times. However, it appears that participants using counting will need support from teachers to understand grouping concepts and to adopt grouping approaches to number questions. 202 Summary of comparison between counting and grouping. There are various interrelated difficulties likely to be faced by students who favour a counting approach: 1. By focussing on a unitary conceptual structure for multidigit numbers, either a single continuous number line or a sequence of cardinal numbers containing all numbers in order, participants using counting approaches are very unlikely to see the repeated grouped-by-10 pattern inherent in the base-ten numeration system. 2. The seemingly random rules of the sequence of counting numbers obscure the regularities in the sequence of numerical symbols. For example, thirty, forty, and fifty do not clearly relate to three tens, four tens, and five tens; furthermore, thirteen, fourteen, and fifteen are similar in sound, but very different in meaning. 3. Sequences of number names become much more complex and more difficult to manage mentally as the numbers involved become larger. 4. Counting of blocks representing multidigit numbers involves skip counting with changes of increment at each new place. For example, counting 5 hundreds, 8 tens and 2 ones: 100, 200, 300, 400, 500, [switch to adding tens] 510, 520, 530, 540, 550, 560, 570, 580, [switch to adding ones] 581, 582. By contrast, a grouping approach to the same task involves counting three separate sequences of single-digit numbers before combining them. For example: 1, 2, 3, 4, 5 hundreds - 500; 1, 2, 3, 4, 5, 6, 7, 8 tens - 80; 1, 2 ones – 2; 582. 5. Errors made when counting can prevent a student from reaching a correct result. Frustration and an inability to continue with a task are the likely immediate results; in the long term, learning of place-value concepts is likely to be slower because of a lower incidence of success on number tasks. 6. Finally, the habit of using counting approaches may blind a student to the possibility of using other, more efficient methods. Switching to a grouping approach is going to be beneficial in the long term, but it seems likely that a student who has used counting approaches for a long time, and who has not recognised the grouped aspect of multidigit numbers, might find the change quite difficult to manage. 203 5.2.3 Difficulties With Existing Conceptual Structure Schemes It appears from a perusal of the literature on research into children’s understanding of place-value that children’s thinking can be categorised according to their thinking about numbers (e.g., Cobb & Wheatley, 1988; Miura et al., 1993; S. H. Ross, 1990). The implication of the various proposed schemes is that individual children possess stable ideas about numbers that influence their performance on number-related tasks. Thus, several authors have devised models that comprise stages or levels of understanding according to which an individual child’s understanding of number concepts may be categorised. There is a good deal of overlap among these schemes, with several conceptual structures being identified in more than one study (see section 2.4.2). For these reasons, the data collected in this study were expected to replicate many of the earlier findings, which could then be analysed in relation to the two representational formats used in the study. The intention to use the list of conceptual structures synthesised from the literature search was found difficult to carry out, however. Results from this study disagreed with those cited by other authors, on at least three grounds: (a) the great variety in the responses of individual participants to different interview questions, (b) a lack of confirmation in this study of both the frequency and the character of certain conceptual structures previously reported, and (c) the generally limiting effect that placing a student into a certain category was felt to impose on a researcher’s understanding of students’ place-value concepts. The principal research on placevalue reported in the literature that was reviewed for this thesis was conducted by Ross (S. H. Ross, 1989, 1990; S. H. Ross & Sunflower, 1996), Miura and colleagues (Miura & Okamoto, 1989; Miura et al., 1993), Cobb and Wheatley (1988), Resnick (Resnick, 1983, Resnick & Omanson, 1987), and Fuson and colleagues (Fuson & Briars, 1990; Fuson et al., 1992; Fuson, et al., 1997). The research reported by each of these groups is discussed in the following paragraphs and compared with the findings of this study. Ross’s five-stage model of digit correspondence performance. Ross’s research on place-value understanding (S. H. Ross, 1989, 1990) has received much publicity; in particular, her digit correspondence tasks have been replicated in several other studies (e.g., Carpenter et al., 1997; Fuson & Briars, 1990; Miura et al., 1993) or described by other authors (e.g., G. A. Jones & Thornton, 204 1993a; C. Thompson, 1990). As described in section 5.2.4, there is broad agreement between Ross’s five-stage model and this study’s proposed four-category model in several descriptions of participant responses to digit correspondence tasks. Where results of this study differ from Ross’s, however, is in the categorisation of students according to their purported stage of development of place-value understanding. Ross categorised the 60 students participating in her study according to the stage in her five-stage model to which their thinking apparently belonged, stating that each of the sixty students in the reported study was assigned to one of the five stages according to performances on six digit-correspondence tasks and a positionalknowledge task in which students were asked to identify, in a two-digit numeral, which digit was in the “tens place” and which was in the “ones place.” (pp. 49-50) Thereafter in the paper, Ross referred to students as being “at” a particular stage, or as “using a stage-n understanding.” Results of this study, on the other hand, revealed students whose responses varied as they attempted different tasks. The students themselves were not “at” a certain stage, in the narrow sense described by Ross; the researcher was unable to neatly categorise their thinking based on responses on one particular type of task. This applies particularly to what Ross labelled the “face value” stage. As discussed in section 5.2.4, face-value interpretations of symbols were demonstrated in this study, but were not demonstrated on all relevant tasks by even one participant. Based on results of this study it is suggested that face-value interpretation of symbols is but one symptom of a general confusion about numbers possessed by many students of this age, rather than an identifying characteristic of their mathematical thinking generally. The results of asking children a variety of place-value questions in this study were messy, often inconclusive, and not easily summarised. The contribution Ross has made to the place-value literature is significant, and her descriptions of interpretations for digits in multidigit numbers given by students are very valuable. However, results from this study indicate that describing students’ mathematical thinking may be more untidy and difficult than Ross suggested. Miura’s three categories of place-value conceptions. Miura and her colleagues (Miura & Okamoto, 1989; Miura et al., 1993), who used some of Ross’s ideas, developed another scheme by which students’ understanding of place-value could be categorised. In both studies Miura et al. investigated children’s perceptions of base-ten numbers via tasks that focussed on 205 how the children represented multidigit numbers using base-ten materials. Results in the two studies were used to categorise participants’ “cognitive representation of number” as belonging to one of three categories. Like Ross’s research, Miura et al.’s research has been widely reported by other authors, and there is apparently wide support for her ideas about the effects of number names in European and Asian languages on children’s conceptions of numbers (though see Saxton & Towse, 1998, for a critique of Miura et al.’s findings). However, Miura et al.’s findings are open to some of the same criticisms directed at Ross’s findings in the previous paragraph, and again results in this study did not reproduce Miura et al.’s discrete categories of place-value conceptions. Via the use of a narrow range of tasks and a limited set of categories with which to describe student understanding of base-ten numbers, Miura et al. claimed to have identified significant differences that existed between the thinking of U.S. and other (principally Japanese) children with regards to numbers. There is no doubt that differences in the thinking of children of different nationalities and backgrounds do exist, and questions of effects of culture and language on children’s learning of mathematics are worthy of investigation. However, it is entirely possible, and based on this study seems quite likely, that the thinking investigated in such studies is far more complex and less tidy than Miura et al.’s three categories of student thinking would suggest. Cobb & Wheatley’s three levels of children’s ideas about ten. Cobb and Wheatley wrote an influential paper (1988) describing in some detail the conceptions of ten held by young children. Their research is particularly useful in pointing out the difference between children thinking of ten as a collection of 10 single items, ten as a single unit, and ten as a collection of 10 that can be counted as an item. Similarly to the research by Ross and Miura reviewed above, Cobb and Wheatley also claimed to have categorised participants in their study according to their performance on certain number tasks: “On the basis of their performance on the counting-by ones, thinking strategy, and subtraction tasks, the fourteen children were placed at three levels with respect to their addition and subtraction concepts” (p. 10). Space does not permit a lengthy discussion of Cobb and Wheatley’s research. In brief, however, it appears that the small sample size in their study gives cause for questioning the descriptions of identifying characteristics of categories, which seem unnecessarily rigid and even somewhat arbitrary. In fact, 206 in several places the authors “hedged” over descriptions of a participant’s responses, claiming that variations in participant responses did not invalidate the authors’ classification of the participant’s place-value understanding. Cobb and Wheatley’s research, like that of S. H. Ross (1990) and Miura (Miura & Okamoto, 1989; Miura et al., 1993) discussed earlier, has made a valuable contribution to the place-value literature. However, like Ross and Miura et al., Cobb and Wheatley claimed to have developed a scheme by which the place-value thinking by children in general can be categorised. Results of this present study do not support such claims, implying instead that children’s place-value thinking often defies researchers’ efforts to place it in a stage- or level-based scheme. Fuson et al.’s six conceptual structures. The researcher whose work on place-value understanding most closely agrees with the findings of this study is Fuson. Her work includes detailed analysis of the base-ten numeration system and the necessary skills needed for children to learn to use it proficiently (Fuson, 1990a, 1990b, 1992), as well as research into children’s thinking in a variety of number tasks (Fuson & Briars, 1990, Fuson et al., 1992). Fuson and her colleagues (Fuson et al., 1997) proposed a model of six conceptual structures used by children, including five more or less accurate conceptions and the incorrect “concatenated single-digit conception,” or face-value construct. However, unlike other authors Fuson et al. (1997) did not try to fit the six conceptual structures into a scheme by which a child may be categorised, or a stage model purporting to show how each child’s thinking develops over time. Instead, the authors noted that children may hold more than one conception at one time and that the conceptions are used in ways that depend on the child’s background and the particular situation in which they are accessed: Children who have more than one multidigit conception may use different conceptions in different situations. . . . Furthermore, not all children construct all conceptions; these constructions depend on the conceptual supports experienced by individual children in their classroom and outside of school. Therefore, children’s multiunit conceptions definitely do not conform to a stage model [italics added]. (p. 143) The findings of this study agree with the above statement by Fuson et al., in (a) finding that individual students use a variety of number ideas rather than one main idea, and (b) rejecting the idea that students move through various clearlydefined stages or levels. 207 5.2.4 Face-value Interpretations of Symbols As discussed in the previous section, results in this study give only qualified support for many of the conceptual structures identified in the literature search carried out before this study, described in section 2.4.2. One conceptual structure that is especially common in the literature is the “face-value construct” (e.g., S. H. Ross, 1989), or “concatenated single digits” conceptual structure (Fuson & Briars, 1990; Fuson et al., 1997). There is evidence in data collected in this study for this conceptual structure; however, this author believes that there are pertinent aspects of this construct that have not been identified in previous literature. Firstly, descriptions in the research literature of apparent evidence for the face-value construct do not agree entirely with findings in this study, especially in light of participants’ responses to the digit correspondence tasks in the interviews. S. H. Ross (1989, 1990) described a five-stage model of children’s interpretations of two-digit numerals. In this thesis, a four-category model is proposed to describe participants’ understanding of similar two-digit symbols (section 4.5). Data from the two studies are compared in the following subsection. Comparison with Ross’s digit correspondence test data. S. H. Ross (1989) reported the data from one particular task given to Grade 3 participants, upon which this researcher based Question 7 in each interview. In each study, the researcher asked participants to count some sticks (25 in the case of Ross’s study; in the present study, 24 in Interview 1 and 37 in Interview 2), and then to write the symbol for the number. The researcher then asked the participants to say which sticks corresponded with each of the two digits. Since participants in the two studies were of similar age and school experience, it is valid to compare the reported results of the two studies (Table 5.1). Such a comparison leads to three conclusions. First, it appears from descriptions given by each researcher that the behaviours observed were broadly similar; second, each researcher identified a category of behaviour not mentioned by the other; and third, researchers applied different interpretations to the results from the two studies. These conclusions are discussed in the following paragraphs. 208 TABLE 5.1. Comparison of Results of Digit Correspondence Tasks Between This Study and Ross (1989) This study (Question 7)a Cate- Interpretation of digits in gory “24” I “2” meant two sticks, “4” meant four sticks. Ross’s (1989) studyb % Interpretation of digits (N = 16) in “25” 38 % (N = 60) “2” meant two sticks, “5” meant five sticks. 13 Invented numerical meanings: e.g., that 5 meant half of ten. 23 II Individual digits had nothing to do with how many sticks were in the collection. 16 Individual digits had nothing to do with how many sticks were in the collection. 20 III “4” represented four sticks, “2” represented 20 sticks. 22 “5” represented five sticks, “2” represented 20 sticks. 43 IV “4” represented four sticks, “2” represented 20 sticks, “2” meant “2 tens.” 25 Note. Results on the same row represent similar descriptions of students’ interpretations of digits from the two studies. Blank cells indicate that no equivalent category was described matching the category opposite in the other study. a Results from interview Question 7 are quoted, as this task matches the one used by Ross. See Table 4.13 for a summary of results from digit correspondence tasks for each participant. b From S. H. Ross, 1989, Parts, wholes and place value: A developmental view. Arithmetic Teacher, 36, p. 48. S. H. Ross (1989) identified a number of behaviours that broadly match observations made in this study, as shown in Table 5.1. At the lowest levels of performance, both Ross and this author identified participants who gave face-value interpretations of digits. At higher levels of performance, both researchers observed participants explaining the values represented by each digit in terms of tens and ones language. In between the two extremes, there were participants who did not accept face-value interpretations of symbols, but who also did not explain digit correspondence in terms of groups of ten. S. H. Ross (1989) and this author each included a category of response not identified by the other. Firstly, Ross distinguished between participants who gave a straight-forward face-value interpretation of the digits and participants who responded with “invented numerical meanings, such as that the 5 meant ‘half of ten,’ that the 5 meant that groups contained 5 sticks, or that the 2 meant ‘count by twos’” (p. 48). It is apparent that the “invented numerical meanings” category does not 209 exclude a face-value interpretation of the digits. If Ross’s lowest two categories (face-value and invented meanings) are added, their combined incidence (36%) is close to each incidence of face-value interpretations in this study (44% and 31% at Interviews 1 and 2, respectively). Secondly, this author distinguished between responses explaining the value of the tens digit in terms of the name of the multiple of ten (20 or 30), and responses referring explicitly to the number of tens (two tens or three tens). It appears that Ross’s highest category of participant response might include both of this author’s two highest categories, if Ross did not make the distinction described in the previous sentence. If the assumptions described in this paragraph are accepted, this then adds support to the claim that the two studies have identified similar patterns of response. However, Ross’s and this author’s interpretations of these responses differ markedly, as explained in the following subsection. Differing interpretations of face-value responses. Interpretations of children’s face-value behaviour made by this author differ from S. H. Ross’s (1989) interpretations of similar behaviour (see Appendix T), for two reasons. First, there is evidence of an inconsistency in Ross’s interpretations of children’s responses indicating that a two-digit symbol represents the entire referent set, without referents for each digit. Second, this study does not support that idea that individual children possess stable mental models for numbers that can be used to describe their number understanding generally, as explained in section 5.2.3. S. H. Ross (1989) and this author give different interpretations for the facevalue responses made by participants in their respective studies. The first column of the table in Appendix T includes descriptions of the four categories of digit correspondence task response from section 4.5. Adjacent to most descriptions is an excerpt from Ross’s paper that apparently describes similar behaviour. When the two columns are compared, a striking difference emerges between the categories defined by the two researchers. In particular, Ross and this author disagree regarding participants’ responses indicating a belief that the entire collection of objects was represented by the entire symbol, but that each digit did not have its own referents. Ross defined this type of response as being at the lowest level of understanding of digits, and in particular, below the face value stage. In analysis of participants’ responses in this thesis, this type of response was categorised as Category II, above 210 Category I, face value. The author considers a Category II response to demonstrate superior understanding of the digits to a straight-forward face-value interpretation of digits, for three reasons: (a) it rejects the incorrect face-value interpretation, (b) it explains correctly that the entire symbol represents the entire collection of objects, leaving none out, and (c) participants exhibiting this category of response generally demonstrated superior performance on other interview tasks than participants who answered with face-value interpretations (see Table 4.13). If indeed the two categories (Stage 1 / Category II) essentially describe the same behaviour, then it appears that this study has revealed an aspect to children’s thinking about digit correspondence that has not been widely reported before. This aspect is that, as described in section 4.5, some participants were not comfortable with a face-value interpretation of the digits, and appeared to operate at a higher level of thinking about digit correspondence in rejecting face-value interpretations. This was despite the fact that they did not fully understand the grouped aspect of base-ten numbers and were not able to explain numbers in terms of place value. Despite the similarities in data collected in S. H. Ross’s (1989) study and the present study, one particular aspect of the data, already alluded to, points to a difference in interpretation of children’s place-value understanding. Whereas Ross categorised the children themselves, in this study it is the children’s responses that are classed as belonging to a particular category. Furthermore, there is compelling evidence in this study that such categories were not fixed, but altered with the particular context in which the response arose. In short, results of this thesis did not demonstrate even one participant who held a consistent belief that each digit represents only its face value. The participant who was the most likely candidate for possessing a face-value construct for multidigit numbers is Jeremy (l/b). He had one of the lowest scores at both interviews, and he was observed to use a face-value interpretation of symbols at least eight times during the two interviews, in every instance unprompted by the researcher. However, despite this pattern of responses, he clearly rejected a face-value interpretation of symbols on several occasions. For example, the following excerpt shows Jeremy’s response to the question asking which is bigger, 183 or 138: Jeremy: That one [‘183’]. Interviewer: Okay, what is that number? 211 Jeremy: one eighty ... 183. Interviewer: Uh-huh, and why is that one bigger? Jeremy: Because it’s got a ‘1’ and it’s a ‘8.’ Interviewer: What about the other number? Jeremy: It’s got a ‘1’ and a ‘3.’ Interviewer: Okay why does this one ... see this has got an ‘8’ as well as that one and it’s got a ‘3’ like that one. Why is that one bigger than that one if it has the same numbers in it? — Is there a chance these two are the same, do you think? Because they’ve got the same numbers … or is this [‘183’] going to be bigger? Jeremy: That one [‘183’] will be bigger. Interviewer: — If you were counting would … do you know which one of these numbers you’d come to first? Jeremy: That one [‘138’]. Interviewer: Uh-huh. Do you know why you’d come to that one first? Jeremy: Because it’s down lower. (I1, Qu. 6b) Considering Jeremy’s comments about the face values of single digits (e.g., “It’s got a ‘1’ and a ‘3’”), rather than the values represented by the digits, it might be inferred that he was using a face-value interpretation of the two symbols. However, if Jeremy believed that digits only represented their face value, he would not have rejected the researcher’s counter-suggestion that 183 and 138 are equal because they have the same digits. Even though Jeremy did not know what the two numbers were, and could not read them, he still believed that the values they represented were different, and that the order of the digits indicated which one was bigger. Clearly Jeremy’s thinking about these two symbols cannot be summed up with the label “face-value construct,” even though at other times he clearly demonstrated a facevalue interpretation of digits; this observation is repeated many times in the interview transcripts. This author contends that a new category is needed to describe children’s numerical thinking that may help to interpret response patterns such as those described in this section. The following section contains a description of such a category, the independent-place construct. 212 5.3 Independent-Place Construct Results of this study indicate the presence of a previously unreported conceptual structure for numbers in the minds of some participants, here named the independent-place construct. Discussion of the independent-place construct in this section is arranged in the following subsections: a description and definition (5.3.1), comparison between the independent-place construct and the face-value construct (5.3.2), evidence for the independent-place construct in this study (5.3.3) and in the research literature (5.3.4), and the effects of the independent-place construct on written computation (5.3.5) and on place-value tasks (5.3.6). Implications of the independent-place construct for teaching are discussed later in the final chapter, in section 6.3.3. 5.3.1 Description & Definition of the Independent-Place Construct As explained later in this section, the independent-place construct includes aspects of face-value interpretations of symbols and the use of materials as “column counters.” Use of this construct is indicated by participants’ actions indicating that they regarded individual places in multidigit numbers, block representations, or both, to be separate and unrelated. In other words, they did not see any link between “hundreds,” “tens,” and “ones” places, but regarded them as independent categories of quantity with separate names, separate digits, and separate block representations. In doing so, though participants were able to complete certain simple tasks, it appears that they were not able to appreciate the value represented by an entire multidigit symbolic or block representation in any meaningful way. For the reasons discussed in following sections, the author contends that the independent-place construct is essentially different to face-value interpretation of symbols, and provides a better explanation of patterns of computation behaviour previously labelled by other authors as examples of the face-value construct. The following definition for the independent-place construct is used for the subsequent discussion: The independent-place construct occurs when a student treats symbols or concrete materials representing values in one place in the base-ten numeration system as separate from other places, and does not attempt to relate one place to another. 213 5.3.2 Comparison of the Independent-Place Construct and the Face-Value Construct The independent-place construct is proposed here as a means of explaining apparent anomalies in this study’s data when considered in the light of previously published research in the field. As discussed earlier, although certain responses by participants indicated that they believed that individual digits in multidigit numbers represented only their face values, data in this study do not support the idea that participants held these beliefs consistently as they answered place-value questions. The author asserts that much behaviour previously identified as revealing a facevalue construct is better understood as demonstrating a perception that digits are independent of each other. The independent-place construct proposed here and the face-value construct widely reported in the literature are similar and yet distinct from each other. Although both constructs have the effect of leading a student to ignore the values represented by individual symbols, the essential natures of the two constructs are quite different. Whereas a person possessing a face-value construct denies that each digit in a multidigit number represents anything other than its face value, a person with the independent-place construct considers each place separately from other places, while taking no account of what each digit actually represents. Furthermore, whereas the presence of a face-value construct indicates a serious misunderstanding of the base-ten numeration system, and rightly attracts attention from teachers and researchers, the independent-place construct is consistent with computation practices that ignore actual values represented by digits for the sake of efficiency. 5.3.3 Evidence for the Independent-Place Construct in This Study Evidence of an independent-place construct is found in several patterns of participants’ responses reported in chapter 4, including (a) trading 1-for-1, (b) choosing incorrect blocks, (c) number naming errors, (d) use of place names merely as labels, (e) errors made in writing numerical symbols, and (f) a reluctance by some participants to consider non-canonical arrangements of blocks. (a) Trading blocks one-for-one. Firstly, as described in section 4.6.2, several participants proposed to trade a block of one size for one block of another; that is, to trade a ten-block for a single one or a hundred-block for a single ten. This idea may be an example of believing 214 that blocks are merely counters, and that each has a “value” of one, no matter what size it is; it is difficult to understand how children could think that a ten and a one could be swapped unless they perceived each to be merely a single block. (b) Choosing incorrect blocks to represent numbers. The error of choosing the “wrong” blocks to represent places, was shown by Kelly (l/c), as described in section 4.6.4. Kelly used 2 ones blocks and 8 tens to show 28, then used 1 hundred, 3 ones and 4 tens to show 134. It could be argued that Kelly’s response to this question indicated a face-value interpretation of digits, since she did not realise that the quantity represented by the tens digit was in groups of 10 ones, and was happy to use blocks that were ten times the size of her “tens blocks” to represent ones. However, two aspects of this incident make it appear that this was not the case: (a) When asked to show each number in another way she retained the same block-value assignments, merely changing their relative positions; and (b) the numbers were given to her verbally, so there were no written symbols for her to interpret. In light of the current discussion, Kelly’s response can be interpreted as demonstrating an independent-place construct: In Kelly’s thinking there was apparently no relationship between the ones and tens places, with regards to the size of the blocks representing digits in each place. Furthermore, Kelly’s consistency in using small cubes (“ones”) to represent tens digits and long blocks (“tens”) to represent ones seems to indicate that she did not believe that the blocks could be applied arbitrarily to any place, which presumably would have been the case with a true face-value construct. On the contrary, when asked by the interviewer if there was any other way to represent each number, Kelly consistently used the same blocks to represent digits in both the ones and tens places four times over the two questions, changing only the spatial arrangement of blocks of exactly the same sizes. (c) Errors naming non-canonical block arrangements. The third evidence for the independent-place construct is provided by certain examples of participants mis-naming numbers represented by non-canonical block arrangements. For example, some participants incorrectly stated the number represented by a non-canonical collection of different blocks by applying a name to each size of blocks in turn. In such incidents participants “read” the block arrangement using an “x-ty y” form, where x is the number of tens blocks, and y the 215 number of ones. For example, as reported in section 4.7.1, Jeremy (l/b) read 8 tens and 11 ones as “eighty-eleven,” and Yvonne (h/c) read 5 tens and 10 ones as “fiftyten.” Fuson et al. (1992) commented on such non-standard number names that “one can easily say more than nine of a given multiunit and such constructions have a quantitative meaning even though they are not in standard form” (p. 42). Despite this point, since such constructions are not standard English number names, it seems likely that, if asked, the children themselves would regard these number names as incorrect. If this is so, then it appears that the participants were merely applying a linguistic procedure that is successful with canonical block arrangements, of naming the tens and then the ones, without taking account of the meaning of the resulting number name. (d) Use of place names merely as labels. The fourth type of evidence for the independent-place construct in the study is participants’ use of place names “hundred,” “ten,” and “one” with no apparent notice paid to the numerical basis for the names. For example, section 4.6.4 includes mention of an incident in which Clive attempted to explain to Jeremy (both l/b) why 51 was greater than 39. It is interesting that Clive, who clearly knew that 51 was greater than 39 because of their respective tens digits, could not explain why the tens should be regarded as having greater value than the ones. When asked by the researcher he replied that “the tens are first on the tens mat, ten sheet, so . . .” but he was unable to say why the digits’ positions on a place-value chart made a difference to the values represented. Clive was correct in noting the relative positions of tens and ones, both on place-value charts and in written symbols. However, he apparently did not make a connection between the name “ten” and the idea of 10 ones (see Fuson et al., 1992; NCTM, 2000). (e) Errors in writing numerical symbols. The fifth type of evidence in the study for the independent-place construct relates to certain attempts by participants to write numerical symbols for multidigit numbers, either represented by blocks or spoken verbally as a number name. For example, section 4.6.3 includes a description of Amanda (h/b) having some difficulty in writing the symbol for 204; writing ‘24,’ then ‘240’ before writing the correct symbol. It is possible that Amanda had become used to writing a single digit for each part of a two-digit number’s name, and tried to use the same process with three-digit 216 numbers. Such a method would work with all two-digit numbers except those ending with zero. Thus, fifty-six can be written by recording a digit for the fifty [5] and another for the six [6]. It would also work with many three-digit numbers, such as two [2] hundred and ninety [9]-eight [8]. However, the method fails if there is a zero in the tens or ones place: two [2] hundred and four [4] has only two place number words, resulting in just two digits if the “each-number-word-is-a-digit” method is used. Nerida (l/b) used a variation of this method, writing ‘617’ when attempting to write the symbol for the number represented by 6 tens and 17 ones. She then read the symbol and stated that the blocks represented “six hundred and seventeen.” This incorporates the idea of independent places, since writing ‘617’ for 6 tens and 17 ones involves concatenating the symbols for the two subsets of like-sized blocks without regard for their respective values. (f) Reluctance to consider non-canonical block arrangements. As already mentioned in this section, the independent-place construct appears to be linked with various behaviours associated with non-canonical block arrangements. Further support for this is provided by observations of participants who were apparently reluctant to consider non-canonical arrangements of blocks (section 4.7.4). When asked to trade a block for 10 of the next place, at least two participants, Simone (h/b) and Michelle (l/b), attempted to keep traded blocks separate from non-traded blocks so that a canonical arrangement could be made as soon as an answer was recorded. When considered alongside other difficulties participants had with non-canonical arrangements, the desire of these participants to revert to canonical block arrangements is consistent with an understanding of multidigit numbers that relies on counting blocks and naming and recording numbers in each column separately. 5.3.4 Evidence of the Independent-Place Construct in the Literature Observations made by several other researchers lend support to the proposed independent-place construct. Evidence is given in this section of reports of students constructing tens as abstract singletons, calculating answers column by column, choosing incorrect blocks to represent places, and choosing misleading independentplace materials to represent two-digit numbers. 217 (a) Tens as “abstract singletons” Cobb and Wheatley (1988) made an important discovery in their study of children’s abilities to manage a variety of tasks involving tens and ones. The authors found that several children in their study perceived of tens and ones as “abstract singletons” and “abstract units,” respectively. These children were evidently unable to perceive of a ten as comprising a collection of ten ones, but instead saw it only as an abstract, indivisible unit that could be counted separately from ones units. This finding gives clear support to the idea that some children operate on numbers using an independent-place construct. The independent-place construct encompasses this and other behaviours, as described in this section, and thus is considered to include the abstract singleton and abstract unit constructs described by Cobb and Wheatley. (b) Column-by-column computation. A number of authors (Cobb & Wheatley, 1988; Fuson & Briars, 1990; Fuson et al., 1997; Nagel & Swingen, 1998) have noted students adding or subtracting numbers by considering numbers in each column separately. Cobb and Wheatley (1988) asked second-grade children to add pairs of numbers such as 16 and 9, presented either horizontally or vertically. The authors commented that “the children seemed to operate in two separate contexts: (a) pragmatic, relational problem solving and (b) academic, codified school arithmetic” (p. 1). When researchers presented numbers horizontally, the children typically used a counting-on procedure that necessarily incorporated some notion of the sizes of the two numbers. When the same numbers were presented in a conventional vertical algorithm format, several of the same children made concatenation errors of the type described in an earlier paragraph, with several students writing that 16 + 9 equalled 115. Fuson and Briars (1990) also noted arithmetic performance of this type, and referred to it as addition “column by column: . . . The sum of each column was written below that column even when the sum was a two-digit number (e.g., 28 + 36 = 514)” (p. 189). Fuson et al. (1997) commented on this phenomenon: The vertical presentation elicits an orientation of vertical slots on the multidigit numbers that partitions these numbers into single digits. The physical appearance of the written multidigit marks as single digits and the nonintuitive use of relative leftright position as a signifier may combine to seduce children to use a concatenated single-digit conceptual structure even if they have a more meaningful conception available. (p. 142) 218 Further evidence of independent-place thinking is provided by Fuson et al. (1992), who investigated the effects of using base-ten blocks with groups of secondgrade children to investigate written symbols, number names, and base-ten blocks. Researchers presented groups of participants with four-digit addition problems, and asked them to solve the problems using base-ten blocks. The authors noted that every group immediately added the like multiunit blocks. After making each addend with blocks, they . . . pushed the addend blocks of each kind together and counted all the blocks of a given kind. . . . Evidently the visually salient collectible multiunits in the blocks supported the correct definition of multiunit addition as adding like multiunits. . . . All groups also added two four-digit written marks addends by adding together the marks written in the same relative positions. (p. 76) Fuson et al. (1992) commented that it was difficult to tell if children linked the idea of adding like digits with the place names, or if their actions were only “based on a procedural rule and did not imply understanding of adding like multiunits” (p. 76). This author suggests that at least some of the children may have had an independent-place construct that enabled them to correctly add column amounts separately even though they had not been formally taught procedures for adding four-digit numbers prior to the study. Support for this suggestion is found in Fuson et al.’s (1992) comments that some children found difficulty when attempting to add numbers when trading was needed. (c) Students choosing the “wrong” blocks. Another example of apparent independent-place thinking in Fuson et al.’s (1992) paper is that when asked to add pairs of three-digit numbers, many participants chose to use incorrect blocks, starting with the largest available block, the thousands block, to represent the first digit, the hundreds. By starting from the left-most digit and the largest block size, the children were able to make a representation for numbers that was mathematically sound, providing that the “tenblock” was given a value of 1. This also is consistent with independent-place thinking, as each place is mapped to a block size, without regard for the “absolute,” “correct” value represented by each block. (d) Students choosing independent-place materials. An unintended illustration of the effects of certain representational materials on students’ actions is provided by a recent report of place-value research. Saxton and Towse (1998) designed their study to test the central claim by Miura et al. (1993) 219 that a child’s spoken language affects the way the child represents numbers using base-ten materials. Saxton and Towse introduced an important change to the method used in the earlier research by Miura et al., in making a critical alteration to the representational materials provided to participants. Whereas Miura et al. provided participants with standard base-ten material to represent numbers, Saxton and Towse asked 6- and 7-year-old children to represent two-digit numbers using orange and green cubes, arbitrarily assigned to represent tens and ones digits. Saxton and Towse justified this change to the test procedure used by Miura et al. by arguing that baseten blocks “concretised” the abstract relationship between tens and ones material: In principle, a child could represent a multi-digit number with blocks of ten units without any clear understanding of place value, simply by counting the component units in each block. The use of single cubes to represent tens avoids this possibility, and moreover, ensures that block counting is not prompted by the increased perceptual salience of large blocks over single cubes. (p. 69) In view of the large volume of literature on children’s faulty face-value conceptions of number, and the present discussion of the independent-place construct, Saxton and Towse’s (1998) argument for using cubes of the same size but different colours to represent tens and ones seems particularly problematic. Rather than forcing their participants to focus on the abstract relationship between tens and ones, as they intended, the researchers may instead have prompted the participants to use face-value or independent-place interpretations of the digits to represent the numbers asked of them. Instead of “avoiding [the] possibility” of children counting units in ten-blocks, this method is likely to promote face-value or independent-place ideas about what each digit represents. Tellingly, when the researchers did not model the use of “tens” and “ones” cubes, most participants (over 90% of some cohorts) used only ones cubes to represent two-digit numbers. However, when the researchers demonstrated how cubes of two colours could be used to represent numbers, the use of both “tens” and “ones” increased dramatically. It seems quite possible that children to whom the researcher modelled the use of two arbitrary colours to represent tens and ones were thereby encouraged to use an entirely false and misleading face-value construct or independent-place construct. Furthermore, using such materials, the responses of children who possessed good understanding of the base-ten numeration system would be completely indistinguishable from responses of children who thought either that each digit represented its face value, or that the 220 tens and ones places were independent and could be represented separately by “unitary” material. 5.3.5 Written Computation and the Independent-Place Construct There is an apparent contradiction between the teaching of place-value concepts and the practice of competent users of written or mental algorithms. On the one hand, students are taught to recognise the different values that digits assume according to where they are found in a number; on the other hand, efficient use of computational algorithms requires the user to ignore actual values represented by individual digits and to focus instead on their face values. These differing conceptualisations make recognising the conceptual structure possessed by a student who is carrying out written computation very difficult, especially if the computation involves no regrouping. For example, a student adding 47 and 31 may arrive at the correct answer merely by adding pairs of digits in each place, without any regard for the values represented by the tens digits. A student doing so may have a good understanding of place-value concepts, or may be operating from an independentplace construct; an observer would be unable to distinguish one from the other without further questioning. On the other hand, evidence of faulty or limited conceptions of number may emerge in examples requiring regrouping, as illustrated by earlier-mentioned examples reported by Cobb and Wheatley (1988), Fuson and Briars (1990), and Nagel and Swingen (1998). It is relevant to point out that regarding symbols in written algorithms as only composed of single digits, and adopting a face-value interpretation of them when carrying out the computation, is not inherently incorrect, and may have merit when compared with counting approaches. Clearly it is more accurate to use counting on to arrive at an answer which, even with minor counting errors, is close to the correct sum, than to add columns separately and arrive at an answer that could be several times too large (such as “16 + 9 = 115”). However, there are other factors to consider before judging an independent-place method too harshly. Counting approaches may give results that are more or less accurate, but they are prone to errors, inefficient, and cumbersome for large numbers. Independent-place methods, on the other hand, take advantage of the power of the base-ten numeration system to represent quantities with a small number of written digits by considering each place in turn. A child who says that the sum of 16 and 9 is 115 needs help to see why that is not a 221 reasonable answer, and to interpret, add, and record the partial sums 1 and 15 correctly. However, the method of separating places is quite sound, and is the basis of conventional computation procedures, providing that the separated partial sums are correctly interpreted. 5.3.6 Place-Value Tasks and the Independent-Place Construct Like the face-value construct, the independent-place construct can be difficult to recognise in responses to many place-value tasks. Firstly, the independent-place construct does not preclude the use of terms such as “tens” and “ones,” if they are used only to name places and not to refer to values represented by objects or symbols in places. As mentioned by other authors (e.g., S. H. Ross, 1990), such terms can be perceived merely as labels, with no particular meaning with respect to value. As C. Thompson (1990) pointed out, having students mechanically put numerals in columns is of no value if the complex and difficult grouping concepts have not already been constructed by the students. There is little doubt that young children can count the number of sets of ten sticks and write that number in a box labeled TENS and similarly count single sticks and write that number in a box labeled ONES. But such activity does not help students construct the relationships between tens and ones or the concept of representing larger quantities by using groups of ten and singles. (p. 90) Secondly, the presence of the independent-place construct does not necessarily cause students to arrive at incorrect answers, depending on the nature of the questions asked (see also Reys & Yang, 1998). If tasks given to students rely only on the student being able to link each place with a block size or with a set of number names, or both, then students can consider places to be independent of each other with no detrimental effect on task performance. A student may (a) consider separately each digit in a symbol, (b) consider separately each block size in a block arrangement, (c) use the intuitive mapping that exists between digits and subsets of like-sized blocks, or (d) state a number name by considering each place separately, and will often receive correct answers as a result. The following comment by S. H. Ross (1989) regarding the face-value construct applies equally to the independentplace construct: 222 Students who use a … face-value interpretation of digits succeed on a … [wide] variety of tasks, including many that use manipulative materials. In many instructional tasks students are asked to make correspondences between digits and materials. If a collection is already grouped into a standard place-value partitioning of tens and ones, a student who is asked to make correspondences for the digits in 52, for example, need only look for “five of something and two of something else.” (p. 50) To this observation, we may add that if asked to represent a number using base-ten blocks, a student need only choose the “right” block size to represent each digit to be considered correct. If there are only two sizes of blocks to choose from, and two places to represent, the only remaining problem is to know which block represents which place. Simple training to associate two block sizes with labels “ten” and “one,” and teaching of the number names for multiples of ten, would be sufficient to ensure that many students could correctly show blocks to represent a number while having no real idea of the values represented by the digits or the blocks. An example from section 4.6.4 illustrates the importance of the point that correct task behaviour does not necessarily indicate correct numerical understanding. In her first interview Kelly (l/c) was asked to show a two-digit and a three-digit number with blocks. In response to both questions she consistently used one-blocks to represent the tens, and ten-blocks to represent the ones. By making the mistakes that she did Kelly drew attention to her faulty ideas. However, the fact that other participants generally chose conventional block sizes for each digit to represent multidigit numbers does not rule out the possibility that they may have had similar misconceptions about digit referents to those apparently demonstrated by Kelly. The task given by Saxton and Towse (1998), described earlier, illustrates this point: Students were asked to represent two-digit numbers using green and orange cubes to stand for tens and ones digits, according to the researchers’ arbitrary assignment of each colour to represent a place. 5.4 Participants’ Construction of Meaning One prominent feature of the data in this study, mentioned several times previously, is the noticeable changeability of participants’ responses to questions, both in interviews and in teaching sessions. This general observation has led the author to the view that, in the majority of cases, the participants’ number conceptions were not characterised by fixed conceptual structures. On the contrary, the participants appeared often to be weighing up the evidence before them and making 223 the best sense of it they could, altering their answers as and when inconsistencies appeared between their responses and other information. This sense-making character of participants’ responses is believed to show that for many participants their conceptions of numbers were still in a “construction zone,” subject to influence by outside information such as visual cues provided by representational materials or the interviewer’s questions. 5.4.1 ‘Organic’ Understanding Results of this study show a picture of children whose ideas about numbers, symbols, and representational materials fluctuated with the introduction of further data to challenge those ideas. The understanding of many participants could perhaps best be described as organic, rather than as belonging to a particular fixed category: Participants’ understanding appeared often to be in a developing state, subject to various influences in the surrounding “environment.” One particular type of question that elicited frequent changes of opinion was the digit correspondence questions. As demonstrated in section 4.5.2 and elsewhere, several participants who believed that each digit represents only its face value nevertheless understood that there was a contradiction between their explanation of digit referents and the evidence of the objects before them, and apparently tried to resolve the contradiction by generating other explanations. This phenomenon is captured in response Category II in digit correspondence tasks; participants giving these responses rejected face-value interpretations of symbols in favour of a different explanation, that individual digits had no meaning in the multidigit symbol, but together represented the whole collection of objects. S. H. Ross (1989) believed that this type of response represented the lowest level of understanding of digits, showing that the child had little idea at all of what the symbol meant. However, as explained earlier in this chapter, it is believed by this author that, to the contrary, such responses show a willingness on the part of the child to forgo the immediate suggestion that each digit represents just what it would represent if it were on its own, and instead to find some other explanation for two symbols each of small value representing a comparatively large collection of objects. Even in the case of participants holding apparent face-value interpretations of the symbols, there was evidence of construction of meaning about the symbols. Section 4.4.3 includes a series of statements made in the interviews by 9 participants 224 who gave a face-value interpretation of digits, explaining the reason why the remaining sticks “left out” of their face-value interpretation of digits apparently had no written representation. It is clear immediately on watching videotapes or reading transcripts of these responses that the participants did not appear to be troubled by the question. In most cases participants stated the answers without hesitation, apparently indicating that they had already decided on an interpretation of the digits before being asked by the researcher. In fact, there was not one participant holding a face-value interpretation of the digits in Question 7 who did not offer an explanation for the remaining sticks. The second thing that is surprising to an adult observer is that the illogicality of their view either did not occur to the children, or at least did not trouble them. They accepted a situation in which the symbol ‘24’ represented 24 sticks, and simultaneously the ‘2’ represented two sticks and the ‘4’ represented four sticks, with 18 sticks not represented by any symbol at all. The acceptance by participants of two mutually exclusive propositions is a characteristic of several responses made by participants that, again, supports the idea that the participants were actively trying to make sense of a situation about which they did not have fully-formed opinions. Section 4.4.5 includes a transcript excerpt showing Jeremy (l/b) attempting to explain which is larger, 27 or 42. This account typifies several transcripts showing participants weighing up various pieces of information in justifying their responses. Jeremy did not merely accept every suggestion made or implied by the researcher, but considered each one in turn. When the researcher finally convinced him that 42 was later in the counting sequence, Jeremy mentioned again the sizes of the digits and supported his answer by referring to the relative order of the digits in the two symbols. He was also able to defend his revised belief about the two numbers against another incorrect face-value suggestion from the researcher about the larger ones digit in ‘27.’ This pattern of responses is indicative of on-going development of number conceptions, not simply of a fixed, incorrect face-value construct. 5.4.2 Participants’ “Invented” Answers One feature of the construction of meaning evident in transcripts is that participants often referred to ideas that they had evidently invented in order to answer questions about numbers. This is shown in the discussion of Terry’s (l/c) explanation about 27 and 42 in section 4.4.5 (the full transcript of which is in Appendix N). 225 Terry’s idea that even numbers are larger than all odd numbers is a good example of an invented response. No teacher would teach this idea, but it is conceivable that if a teacher presented diagrams showing odd and even numbers in a certain way, a child might arrive at Terry’s rule in the absence of further information to challenge it. It appears that some of the participants had been taught about even and odd numbers shortly before the study, as several participants referred to odd and even numbers in the interviews, though there was no mention of these numbers in any question. Some participants found they could not interpret three-digit numerical symbols using their existing knowledge of two-digit symbols, leading to some interesting ideas. Clive (l/b) and Daniel (h/c) both suggested that ‘138’ had 1 ten and 38 ones, and ‘183’ had 1 ten and 83 ones. Daniel clearly attempted to interpret these symbols using his knowledge of two-digit symbols. He said that the ones column was “round here somewhere,” indicating rather vaguely the tens and ones digits, and seemed amused to find that it had “two numbers in it,” the ‘3’ and the ‘8’ (I1, Qu. 6b). It is evident that the changing of opinions when responding to interview questions was exhibited most often by low-achievement-level participants. It is to be expected that low-achievement-level participants would have ideas about numbers that are less fully developed than high-achievement-level participants. Thus, it may be deduced that low-achievement-level changed their ideas about numbers more often than high-achievement-level participants did. However, such an observation may be misleading. As discussed earlier, apparently correct responses to mathematics questions can obscure faulty understandings if the questioner does not probe the reasoning behind responses. In cases in which participants responded quickly with correct answers, the researcher often did not probe their thinking to any great extent, assuming that their correct answer represented a sound understanding of the topic. However, such quick, correct responses may hide very similar processes of testing tentative theories that are taking place mentally, and therefore out of sight. Thus, it is quite possible that high-achievement-level participants may also have been engaged in the construction of understanding of numbers, and considering multiple interpretations before giving their answers. 226 5.4.3 Teaching, Learning, and Constructing Meaning The idea that participants in this study were engaged in meaning construction closely matches the literature on constructivism. Constructivist ideas focus on the individual nature of understanding, and on the notion that each student constructs an understanding of each concept that is unique to that student. There is no place in a constructivist pedagogy for a teacher to try to give information to a student, because it is not possible to transmit ideas directly from one person to another, or from another source of information to a person. Instead, teachers are exhorted to encourage each student to develop ideas personally, to allow students space to develop unique understandings of each topic in the curriculum. Evidence in this study’s data of participants apparently thinking actively about numbers and what they mean, implies that ideas that teachers present to students may not be received as the teachers intend. In fact, depending on how an idea fits with a student’s already-existing concepts about numbers, the student may interpret it in ways that the teacher could hardly imagine. This thesis includes many examples of such unusual ideas held by children that an adult is unlikely to have predicted. In some cases, these involved the simultaneous acceptance by participants of contradictory or inconsistent beliefs as participants attempted to make sense of the information available to them. There are clear implications in these data for how teachers present mathematical information to students and how teachers ascertain their students’ understandings of numbers. These points are mentioned again in section 6.3.4. 5.5 Effects of Physical or Electronic Base-Ten Blocks on Place-Value Understanding This study has explored a wide range of issues relating to children’s understanding of numbers when using materials. In this section the effects of physical or electronic base-ten blocks on how children represent numbers are analysed in light of the study’s findings. Four aspects of the relevant results are discussed in this section: (a) minor differences that were evident between the learning that occurred among participants who used physical blocks and learning among those who used electronic blocks; (b) the sensory impact of both types of material; (c) the facility that each material offers to aid the development of links 227 among blocks, symbols, and numbers; and (d) the support that each material provides for the development of number concepts. 5.5.1 Differences in Learning of Participants Using Physical or Electronic Blocks As reported in section 4.3, though there were clear differences between the learning of high-achievement-level and low-achievement-level participants during the course of the study, differences in learning that occurred among participants using blocks and learning that occurred among participants using software were minor. Based on performance on place-value tasks at the interviews before and after the teaching sessions (Table 4.3), individual participants such as Simone and Nerida did show improvement in their understanding of place-value concepts. However, aggregate scores of the 4 groups show no differences in learning about place-value that could be attributed to use of one material or the other. It must be pointed out that the small scale of this study does not support strong claims of such differences, which on the basis of the data here appear to be rather subtle. Similar studies conducted with larger numbers of participants and over longer periods of time would be needed to confirm initial ideas of differences between the use of physical and electronic number models mentioned here. 5.5.2 Sensory Impact of Physical or Electronic Blocks One apparently common view of teachers when it is suggested that software could be used to take the place of base-ten blocks to teach place-value concepts is that children using software would be somehow missing out because of a lack of tactile contact with the medium. As noted by Clements and McMillen (1996) “manipulatives are supposed to be good for students because they are concrete” (p. 270). However, as pointed out by other authors (Hunting & Lamon, 1995; Perry & Howard, 1994; P. W. Thompson, 1994) the mathematics is not contained in the material, and so benefits from conventional blocks’ physical attributes may be more imaginary than real. Though students have no direct physical contact with computer-generated blocks, they do have access to other sensory input that differs from that offered by conventional blocks. First, there is the auditory input of the audio recordings of number names used to read the numbers represented by blocks, the number represented by the blocks of one size, and the numeral expander. As shown in section 228 4.7.6, participants who used the software enjoyed using the audio capabilities of the software to gain confirmation of their block representations. Furthermore, section 4.7.1 demonstrates that the audio recordings in the software acted as one source of feedback available to users of the software. No such features are available to users of blocks; other sources of auditory feedback such as a teacher, if available, must be accessed instead. The second source of different sensory input provided by the software is the visual arrangements of blocks, coupled with counters, labels, number window, and so on. Though the on-screen blocks appear to be quite similar to their physical counterparts, there are several differences that the study data showed to be important. One difference is the juxtaposition of several representations of a number simultaneously. It has been mentioned several times that the blocks and the on-screen numbers changed at virtually the same time, to provide a continually updated set of parallel representations for numbers, in close proximity to each other. Users of the software were able to take in visually the various representations for numbers with little effort, and watch changes occur in all representations at the same time. The other major visual difference between blocks and software was mentioned by Clements and McMillen (1996), writing about computer manipulatives in general: “[computer] representations may also be more manageable, ‘clean,’ flexible, and extensible” (p. 272). There is no question that the computer representations of numbers were much neater than representations made with physical blocks. As mentioned in several places in the thesis, counting and handling errors with the blocks were quite common. These errors mostly resulted from difficulties with managing the material so that numbers and processes could be correctly represented. Some participants were generally careful when handling blocks to check counted arrangements to ensure that the correct quantities were put out. However, other participants were less careful and made frequent handling errors that led to incorrect answers. Errors made with computer blocks were less frequent, apparently because of the feedback provided by column counters and the number window. Related to the sensory impact of the computer blocks is the ease with which they may be used to demonstrate numbers and numerical processes. Not only does the software provide on-going feedback about the number of blocks displayed, it also enables very rapid placement of blocks via clicks with the computer mouse. Each click of the mouse on the appropriate button results in the placement of a block in a 229 particular place. As the participants using the software became familiar with it, they became adept at placing blocks very quickly. On occasions participants using the software overshot the number they required, but they were able to assess this and correct it without much delay. The ease of use of the software is particularly noticeable when it comes to trading processes. The regrouping (10 for 1) and decomposing (1 for 10) tools ensure that each trading action is done accurately and quickly. In the case of trades performed with conventional blocks, mistakes were quite frequent, particularly with low-achievement-level participants, and the researcher had to step in to correct errors before they caused the participants further difficulties. 5.5.3 How Numbers Are Represented by Physical or Electronic Blocks As described in section 2.3, the base-ten numeration system has a number of features with which primary school students need to become proficient. These features include the place-value system underlying the written symbols, the system of naming numbers, and the trading processes necessary for multidigit computation. Students learning place-value concepts in their second or third year of schooling face several difficulties, for a number of reasons: (a) the “collected multiunit” idea (Fuson, 1992) is far more complex than single digit representation of numbers up to 9, (b) the system of English number-naming words contains many inconsistencies, and (c) trading processes produce non-canonical arrangements of tens and ones that temporarily break the normal rules of the base-ten numeration system. Base-ten blocks and place-value software incorporate features that may support or hinder students as they face these obstacles to understanding base-ten numbers. For example, it is important to consider how each representational format helps students to (a) represent numerical quantities, (b) name quantities and written symbols, (c) carry out trades, and (d) recognise different numerical representations, such as non-canonical arrangements of blocks. These considerations are addressed in the following subsections. Physical base-ten blocks and the independent-place construct. As explained in section 2.4.3, base-ten blocks are a type of analogue of numbers. The relative sizes of the blocks map directly onto the relative values 230 represented by the first four places of the base-ten numeration system (English & Halford, 1995). However, despite the apparent transparency of the mapping between blocks and places, data in the study show quite convincingly that some children do not regard the sizes of base-ten blocks when they use them, but merely use them as “place counters.” As described in more detail in section 5.3, children possessing the independent-place construct match block sizes, written digits, and number names without regard for the values involved. Such children are able to use blocks quite successfully on routine tasks; however, it is probable that they could be just as successful using materials that did not act as a proportional analogue for the base-ten numeration system, such as coloured chips or other materials arbitrarily assigned to represent each place. On more difficult tasks involving trading the independent-place construct leads to errors, such as writing concatenated place symbols, like “215” for the sum of 17 and 18. However, if early work with two-digit numbers does not involve trading or non-canonical representations, children with an independent-place construct can use materials such as physical base-ten blocks without revealing any errors in their thinking. Electronic base-ten blocks and the independent-place construct. Place-value software such as Hi-Flyer Maths can be used in similar ways to physical base-ten blocks, and may also fail to challenge students who possess the independent-place construct. Though the various counters incorporated in the software were designed to assist students to make connections among numbers, written symbols and block representations, there is some evidence that, like physical base-ten blocks in the previous discussion, they may have helped support face-value interpretations of symbols among low-achievement-level participants. The software used in the study incorporates a counter at the top of each column of hundreds, tens, and ones blocks that displays a continuous tally of the number of blocks in that column. Because these are only counters of the number of electronic blocks, in themselves they do not indicate anything of the represented values. A label is included below each counter to indicate the place name “hundreds,” “tens,” or “ones”; but a student could possibly see these as words only, rather than as numerical values. Thus, for example, if there are 2 hundreds, 4 tens and 8 ones on the screen, it is possible that a student may notice only the digits ‘2,’ ‘4,’ and ‘8’ (see Figure 5.1), 231 and interpret the symbol ‘248’ as being composed merely of a concatenation of these face values. Figure 5.1. Column counters in software representation of 248. It is clear that students who possess an independent-place construct could use the software to represent numbers, noting the column counters and the number window, and listening to the number name read to them by the software without their independent-place ideas being challenged. On the other hand, certain features of the software are likely to cause some conflict with an independent-place construct. The on-screen numeral expander will show different ways of grouping digits to form symbol-based non-canonical representations for numbers, having the effect of transferring a digit into an adjacent place. For example, the number 267 can be shown on the expander as “26 hundreds 7 ones,” “2 hundreds 67 ones,” or “267 ones.” Each of these representations for 267 breaks the central idea behind the independent-place construct by showing different ways of interpreting the values of the digits. Similarly, the software will quickly and accurately demonstrate either noncanonical arrangements or trading processes that could be used to challenge an independent-place construct held by a student. Though physical blocks and numeral expanders could be used with the same effect, the speed and accuracy of the software provides extra convenience. Using electronic blocks, a student could witness many more examples of number representations to challenge the independent-place construct than could be shown by physical base-ten blocks in the same time. 5.5.4 Development of Links Among Blocks, Symbols, and Numbers Section 2.5.2 includes a discussion of difficulties students have in using materials to model numbers that have been identified by several researchers, and focuses particularly on the idea that there is a conceptual gap in children’s thinking 232 between symbols and number material such as base-ten blocks. Data gathered in this study provide information that adds to the available knowledge of how children use representational materials, and may help inform discussions of why some material is not always successful in teaching students about the base-ten numeration system. This study also provides the opportunity to compare physical base-ten blocks with electronic blocks, to see if the different features of the two representational formats make a difference in helping children make connections between symbols, numbers, and the material. An important issue that has a bearing on how well children develop conceptual links among numbers, symbols, and blocks when using physical base-ten blocks is the accuracy of the block representations formed by the children. As mentioned previously, one major difference between physical and electronic blocks is the facility of the software for providing accurate counters for the number of blocks in each column and an accurate symbol for the entire number represented by the blocks on screen. To generate equivalent symbols when using physical blocks it is necessary to count the blocks; if sufficient care is not taken with counting, errors can be introduced that require remediation before correct ideas can be gained from the blocks. In light of the large number and variety of errors made by participants, described in section 4.6, clearly users of physical blocks need to take great care when counting blocks to ensure that counting or handling errors do not give an incorrect impression. Later in this section the tendency of some participants to trust their own count of the blocks, even in the face of other contradictory information, is discussed. It is clear that one solution to difficulties that students have in using physical blocks to understand numbers is for the teacher to stress the importance of care in handling the blocks, and the frequent use of checking procedures to attempt to trap errors. However, such procedures will only assist students when the errors made have been counting or handling errors, and if the students already have enough understanding of numbers not to introduce incorrect ideas, such as trade-up-to-10 (section 4.6.2). Conceptual errors, as opposed to counting or handling errors, cannot easily be checked by the person possessing them; they require another person or agent to point them out before their effects can be countered. Thus, support provided by a representational format for the development of accurate conceptions of numbers depends to a large degree on the accuracy and correctness of the manipulations of the material carried out by the user. No material 233 is going to demonstrate correct ideas about numbers if the user makes fundamental errors in using the material that remain uncorrected. In the teaching phase of this study the researcher was always present to “pick up the pieces” if participants made errors they were unable to correct themselves. The researcher also made sure that any errors were corrected and faulty ideas challenged before participants started new tasks. In a busy classroom with 30 or so students, a teacher does not often have time for this sort of management of the learning environment, and so errors and misunderstandings can easily go unchallenged. 5.5.5 Support for the Development of Number Concepts The one component of the two interviews in which there was a notable difference between the performance of participants who used physical blocks and those who used electronic blocks was skip counting. It is noted in section 4.3.2 that interview results appear to indicate a higher performance on skip counting tasks by participants who used electronic blocks than by those who used physical blocks (see Table 4.2). The following transcript excerpt illustrates some skills required to skip count successfully: Daniel: 681, 671, 661, … 661, 651, 641, 631, 621, 6 hundred and … uh … 11, 601, 6 hundred … no, so that must be … 5 hundred and … 91, 581, 571, 561 … (I2, Qu. 4d) In order to complete this task correctly, Daniel (h/c) had to keep track of (a) the number of hundreds; (b) the number of tens; (c) the names of each decade, including the “teen” number 11; and (d) the rules of the base-ten numeration system that define how to count 10 less than 601. In completing this task successfully, Daniel was able to use a regular “six hundred and n-ty-one” pattern in naming the numbers to 621. However, this pattern is not used for the number 611 or the numbers less than 600, causing Daniel to pause in his counting while he thought about those numbers. The features of the software available to its users may help explain why participants from the two computer groups were better able to skip count after the teaching phase than were participants who had used physical blocks. During the teaching phase the researcher encouraged participants to use the number window when doing tasks that involved skip counting (such as Tasks 13-17 and 40-43; see Appendix H). The effect of the number window during these tasks was to show a 234 counter that changed instantaneously when a block was added or subtracted, showing clearly the changing digit and how the numbers changed at the change of a decade or a hundred. For example, using the number window while completing Task 41 would show the symbols 462, 472, 482, 492, 502, 512, 522, and so on. Experiences with this “odometer effect” may have helped participants from the computer groups to improve their skip counting abilities. 5.6 Place-Value Understanding Demonstrated by High- and LowAchievement-Level Participants 5.6.1 Similarities in Place-Value Understanding of High- and Low-AchievementLevel Participants Many of the observations made in chapter 4 and earlier in this chapter apply to both high-achievement-level and low-achievement-level participants. First, though high-achievement-level participants in general performed much better on the placevalue tasks they were set, at times they also demonstrated similar misconceptions and errors to the low-achievement-level participants. Specifically, at various times a small number of high-achievement-level participants used inefficient counting approaches (Table 4.8) or face-value interpretations of digits (Table 4.10), and gave the lowest categories of response (Category I or II) to digit-correspondence tasks (Table 4.13). High-achievement-level participants also made similar errors to lowachievement-level participants, including each of the types of counting, blockhandling and naming errors described in section 4.6. Second, a few low-achievement-level participants at various times showed similar abilities to high-achievement-level participants. For example, Table 4.2 and Table 4.3 show that certain low-achievement-level participants demonstrated similar numbers of numeration skills as certain high-achievement-level participants. Also, as shown in Table 4.6, Table 4.8, and Table 4.10, there was some overlap regarding the frequency of use of counting and grouping approaches and face-value interpretations of digits by low-achievement-level and high-achievement-level participants. Similarities in responses of low-achievement-level and high-achievementlevel participants may partly be due to the nature of the Year 2 Net (Queensland Department of Education, 1996) and how students’ scores are determined, as intimated in section 4.3.2. Another factor is the small number of available children at the school. It can be seen in Appendix F that differences in mathematical 235 achievement between low-achievement-level participants and high-achievementlevel participants were not very great; in a school with a larger pool of Year 3 students from which to select participants, it may have been possible to have participants who demonstrated more widely separated mathematical achievement levels. More importantly, similarities in response patterns of high- and lowachievement-level participants may point to important factors regarding the learning of place-value concepts by Year 3 students generally. As discussed in section 5.4, one notable feature of the data in this study has been the changeability of participants’ ideas about numbers. As already discussed, though changeability of ideas was more commonly exhibited by low-achievement-level participants, it is quite possible that high-achievement-level participants also used their existing knowledge of numbers to test hypotheses regarding questions put to them, before responding to the researcher’s questions. This idea is supported by incidents in which high-achievement-level participants changed their answers or accepted incorrect counter-suggestions offered by the researcher. These observations are important because they show that even the high-achievement-level participants at times demonstrated ideas about numbers that were being developed and subject to change, rather than being fixed and immutable. 5.6.2 Differences in Place-Value Understanding of High- and Low-AchievementLevel Participants In spite of the similarities in responses of high-achievement-level and lowachievement-level participants reported in the previous section, a number of clear distinctions were observed between them. Several tables in chapter 4, including Table 4.13, show dramatic differences between responses of participants in highachievement-level and low-achievement-level groups. Table 4.2 and Table 4.4 show that in the interviews high-achievement-level participants outperformed lowachievement-level participants by an average of about 8 or 9 place-value criteria. Table 4.6, Table 4.8, Table 4.10, and Table 4.12 show clear differences between high-achievement-level and low-achievement-level participants’ approaches to place-value questions, with high-achievement-level participants adopting grouping approaches much more often, and using counting approaches or face-value interpretations of digits much less often. Table 4.13 shows that high-achievement- 236 level participants generally gave more advanced interpretations of digits in digit correspondence tasks. These tables together appear to illustrate important distinctions between the two groups of children. High-achievement-level participants demonstrated more effective, accurate approaches to place-value questions, and demonstrated better grasp of place-value concepts, than low-achievement-level participants. It is not difficult to believe that these two observations are related. The participants who exhibited best knowledge of the base-ten numeration system, and the best understanding of place-value concepts, also demonstrated more efficient and accurate strategies for answering place-value questions. As mentioned earlier in the discussion of the use of counting, it appears likely that use of more accurate and efficient strategies enable students to perform better on place-value tasks, and understand place-value concept better, than their peers who use less accurate or inefficient strategies, or both. In effect, by having better knowledge of numbers and the base-ten numeration system, more able students have access to better strategies, that in turn give quicker, more accurate results, leading to further improved knowledge and skills. This apparent “Matthew effect” (Burstall, 1978), leading to improved understanding and performance by those students who start in front, has clear implications for teachers who attempt to provide equal opportunities for successful learning to all their students; this point is taken up later in section 6.2.4. 237 Chapter 6: Conclusions 6.1 Chapter Overview This chapter is divided into three major sections. Section 6.2 includes discussion of emerging answers to the study’s research questions, section 0 addresses implications of the study findings for the teaching of place-value concepts, and section 6.4 outlines recommendations for future research into place-value understanding. 6.2 Conclusions About Answers to Research Questions This study was conducted to address the following research question: How do base-ten blocks, both physical and electronic, influence Year 3 students’ conceptual structures for multidigit numbers? To answer this question, four subquestions have been addressed within the context of Year 3 students’ use of physical or electronic base-ten blocks. Each of the four following subsections addresses one of these four questions. 6.2.1 Conceptual Structures for Multidigit Numbers Evident in Participants’ Responses 1. What conceptual structures for multidigit numbers do Year 3 students display in response to place-value questions after instruction with baseten blocks? As a result of the literature search conducted early in this study, certain conceptual structures were identified as part of a sequence of essential conceptual structures adopted by children as they developed their place-value understanding. It was hoped to be able to analyse the interactions observed in the interviews and teaching sessions and compare participants’ conceptual structures for the two representational formats, blocks and software. 239 However, as discussed in section 5.2.1, what emerged from this study’s data was a pattern of preferences held by participants as they answered a range of questions, rather than stable conceptual structures. In some cases, participants’ preferences for a particular approach were quite well defined, especially for those participants who favoured grouping approaches; there is good evidence that these participants had well-developed conceptual structures for multidigit numbers that included the grouped, multiplicative aspect of the base-ten numeration system. However, many participants did not use a single approach to the questions, and appeared not to have developed stable ideas about multidigit numbers. Their responses were characterised by the adoption of a variety of approaches and a marked changeability of opinion about the questions asked. To summarise this section, conclusions about Year 3 students’ conceptual structures drawn from the data in the study are as follows: 1. Conceptual structures described by other authors (e.g., Miura & Okamoto, 1989; S. H. Ross, 1990) were evident in participants’ responses. 2. However, in many cases conceptual structures were not held firmly, but were altered in response to further information or further questioning. 3. Thus, in light of the changeability of students’ opinions, it is more accurate to categorise a student’s response, than to categorise the student per se. 6.2.2 Misconceptions, Errors, or Limited Conceptions Evident In Participants’ Responses 2. What misconceptions, errors, or limited conceptions of numbers do Year 3 students display in response to place-value questions after instruction with base-ten blocks? As mentioned in chapter 4, the large number and variety of misconceptions, errors, and limited conceptions of numbers evident in the study data have important implications for how place-value topics are taught in primary school. These implications include, but are not limited to, a lower likelihood of success that errors impose on those making them. Other implications are the greater difficulty added to the learning of topics and the greater cognitive load certain errors cause. Such errors are related to broader topics in this study, including the preference of some 240 participants for counting and the independent-place construct. In fact, many errors observed in the study would be less serious if one could be sure that the participants making them were doing so accidentally. However, in many cases participants making errors appeared to have such deep-seated confusions about numbers that they were unable to carry out successfully all but the most basic of place-value tasks. Such errors evident in this study as trading a ten-block for a one-block, or counting a collection of ten- and one-blocks as if each represented only one, lead the author to the conviction that children making them had little real understanding of the base-ten numeration system. If a teacher ignores such mistakes in the belief that children demonstrating such errors are merely being careless, the children will be denied help they need to develop accurate understanding of base-ten numbers. The diverse errors made by participants in the study are summarised in chapter 4 as being errors of counting, handling errors, errors in trading, errors in naming and writing symbols for numbers, and errors in assigning values to blocks. The root causes of such errors can be summarised as being of one of three fundamental problems: (a) lack of knowledge of base-ten number naming conventions (such as the pattern “x hundred and y-ty z,” etc.); (b) lack of familiarity with base-ten blocks; or (c) or the independent-place construct, characterised by a lack of understanding of the relationship between each place and the places either side of it. This latter misconception is particularly difficult for the teacher to recognise, as it is often disguised by the tasks typically given in textbooks and some classrooms, that ask children merely to state which digits, number names, places, or base-ten blocks to associate with each other. If a question about hundreds, tens, and ones can be answered by making single-dimensional associations between a digit, a place-specific number name, and base-ten blocks of a particular size, then the response of a child possessing an independent-place construct will be entirely indistinguishable from the response of a child who understands the groups of 10 behind multidigit base-ten numbers. One other aspect of the data in this study has relevance for helping children overcome erroneous ideas they have about base-ten numbers. The evidence of many incidents of participants inventing or mis-applying ideas to explain features of baseten numbers leads to a certain confidence that children will be able to understand the base-ten numeration system for themselves, provided that their teachers give them a logical basis for understanding the relations that exist between numbers and their 241 symbolic and concrete referents. Since participants were evidently comfortable in applying knowledge about numbers to novel questions, this gives good reason to believe that with accurate information in a form that is accessible to them, children will be able to develop correct, coherent, sensible conceptual structures for base-ten numbers. Evidence in the study for children’s construction of knowledge of numbers has relevance for the view taken of children’s errors in understanding numbers. Since it is evident that children are prepared to use a wide variety of information to help them make sense of numbers, consistent with current advice that children should be encouraged to develop their own understandings of the world, it is likely that in the process errors will eventuate. Furthermore, it is clear that if children are taught merely to follow procedures with blocks or written symbols, their attempts to make sense of numbers are likely to be frustrated, and may result in the development of faulty ideas. Teachers must recognise the great leaps in conceptualisation that have to take place at various points in the teaching of mathematics topics. In particular, the step from recognising one-digit symbols as standing for collections of so many single items, to seeing that two-digit symbols stand for collections of 10 items and left-over single items, can be accurately labelled a “conceptual leap” (labelled by Baturo, 1998, a “cognitive leap”), rather than a mere progression based on previous ideas. This study set out to investigate the teaching of the hundreds place; what has emerged is a clear problem in the learning of the tens place for many children of this age group. The majority of the low-achievement-level participants had such a limited understanding of two-digit numbers that questions involving hundreds were really beyond their abilities. Even many of the high-achievement-level participants had limited understanding of the base-ten numeration system, and though they could often answer a question successfully, their understanding of what is represented by tens digits was based often on independent-place ideas. Based on the context in which limited and faulty ideas about numbers emerged in this study, it is clear that the mathematics tasks presented to students have a strong bearing on the mental models for numbers that they will accommodate. As mentioned several times, tasks based on matching numerical symbols, number names and base-ten blocks can often be answered without addressing relationships between places, and with very limited understanding of the base-ten numeration 242 system. Thus the type of task given to students has an important bearing on the place-value understanding that is revealed by student responses. Teachers and curriculum writers need to be aware of these points, and to limit tasks that rely only on knowledge of place names, block names and number names. Rather than questions such as “Show me the tens part of this number,” questions which challenge children, such as “What is another way to use base-ten blocks to represent this number?” will help to distinguish between children who understand the grouped-ten aspect of base-ten numbers and those who do not. 6.2.3 Effects of the Two Materials on Students’ Learning of Place-Value Concepts 3. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in instruction with physical and electronic base-ten blocks? The central question of this study is how each of the representational formats, physical or electronic blocks, affect Year 3 students’ learning of place-value concepts. This question is addressed principally via the data from the two interviews, discussed in chapter 4. Results from the two interviews show that many participants did improve their understanding of the base-ten numeration system over the course of the study. However, there was no marked trend that could be identified to compare differential effects of the two representational materials on student learning. Gains of conceptual understanding of the base-ten numeration system were quite conservative, and neither cohort using physical or electronic blocks appears to have done significantly better than the other. Certain individual participants showed pleasing improvement on interview questions over the course of the study, but others showed no improvement or even deterioration in place-value understanding. Use of physical base-ten blocks to learn place-value concepts. The clearest finding about the use of blocks in the data collected in this study is that students using physical blocks need support to represent numbers and numerical processes. In this study, this fact has come into sharp focus, as comparisons with the use of electronic blocks to represent numbers show that physical blocks lack certain features that appear to have made electronic blocks easier for participants to use. Specifically, physical blocks lack any sort of counting device to inform the user of the number of blocks present, or the number represented 243 by a blocks arrangement. Furthermore, unlike electronic blocks, physical blocks do not have any mechanism for carrying out trading actions that will ensure that such actions are done correctly. These facts, coupled with the high incidence of errors in counting and handling blocks, meant that there was the potential for the participants using physical blocks to face many difficulties in learning about the base-ten numeration system. In this study’s teaching sessions the researcher was able to give physical blocks users feedback about their use of the blocks, and thereby to correct mistakes and misconceptions before they could become entrenched in the participants’ thinking. This might not be the case in a typical classroom, as it is unlikely that a teacher with an entire class to supervise would be able to monitor the use by individual students of base-ten blocks very closely. Transcripts of blocks groups indicate cause for some concern about how useful physical base-ten blocks are for teaching number concepts. The approaches taken by both high-achievement-level and low-achievement-level participants using physical blocks often were not conducive to the generation of understanding of baseten numbers. Firstly, high-achievement-level participants showed reluctance to use physical blocks to illustrate numerical processes that they evidently understood; it appeared that at times these participants regarded the block representations as redundant because they felt they already understood the concepts illustrated by the blocks. When the researcher required high-achievement-level participants to use the blocks, however, on a number of occasions participants expressed greater confidence in the blocks than in their own thinking, and accepted incorrect answers produced in mishandling the blocks in preference to correct answers they had worked out mentally. Secondly, low-achievement-level participants typically used the base-ten blocks as calculating devices, and evidently had no idea of the answers to many questions until they counted the blocks. The large number of errors made, both in counting and handling blocks and in thinking about numbers, meant that in many instances low-achievement-level participants received misleading information from the blocks, and the researcher needed to correct their mistakes. The difficulties described in the previous two paragraphs resulted in many instances of feedback being provided to participants using physical blocks by the teacher and by their peers. Rather than thinking about the numbers involved and attempting to work out answers to questions mentally, on many occasions participants in the blocks groups used other sources of information to tell them 244 answers. Often the source of information was the blocks themselves, counted by a participant. On other occasions participants received help from their peers, or relied on the researcher to tell them if they were correct or not. The researcher attempted to reduce the amount of feedback he gave to blocks participants, to encourage them to use other resources, including their own thinking, to come up with answers. However, in many instances, this was not successful, and the only source of accurate information available to the participants was the researcher. Use of electronic base-ten blocks to learn place-value concepts. As noted in the previous section, the software incorporates features to provide users with feedback about the blocks on the screen, and the numbers they represent. Descriptions in chapter 5 of interactions among the researcher, participants, and the software indicate that these feedback-providing features influenced the ways participants used the materials, and the frequency with which they accessed feedback from non-electronic sources. Specifically, these features include an uncluttered view of blocks, electronic counters of three types that keep a track of the numbers of electronic blocks present, audio number name recordings, and accurate trading transactions. The software was designed to incorporate these features in the hope that they would assist students in learning about the base-ten numeration system; though results are far from conclusive, there are positive indications of the effects of the software on student thinking about numbers. Specifically, compared to users of physical blocks, participants using electronic blocks received considerably less feedback either from the researcher or from each other, instead using the software to inform them about the numbers they were representing. In the process they received far more positive, more accurate feedback overall, which implies a likely positive effect on students who use similar electronic blocks for learning about numbers. On one aspect of number processes in particular, trading operations, participants who used electronic blocks demonstrated great confidence in the equivalence of traded blocks, after observing accurate trades many times, supported by electronic symbols (section 4.7.6). Though the same information was available to participants using physical blocks, and though the researcher pointed out the equivalence of traded blocks, blocks participants did not exhibit any marked awareness that traded blocks always represent the same quantity. This positive learning effect evidently resulting from the use of electronic blocks implies that such 245 software could be very useful for teaching such concepts to students, provided the software was designed to incorporate carefully-planned support for the concepts. Comments about learning effects observed in this study. The comments in the previous paragraphs seem at odds with other aspects of the results reported in this chapter. In particular, it seems reasonable to expect that participants using electronic blocks would improve their understanding of certain aspects of numbers more easily than would participants using physical blocks, based on descriptions of the apparent effects of using the software. A number of comments may put this in perspective. First, at both interviews the students were provided only with physical base-ten blocks with which to answer questions regarding use of blocks to represent numbers. It is possible that participants who had used the software were at some disadvantage at the second interview, having just spent 2 weeks using only electronic blocks to represent numbers; on the other hand, participants from blocks groups had just had practice in using physical blocks for the same 2 week period. Some evidence for this is found in an interesting excerpt from Hayden’s (l/c) second interview, mentioned in section 4.7.1. In the very first question of Interview 2, Hayden counted 6 tens and 7 ones, counting the tenblocks as five each, reaching the answer 37. He quickly corrected himself when the interviewer asked him if he was sure, but it is possible that Hayden had momentarily forgotten how to use physical blocks, after having used only electronic blocks for a fortnight. Secondly, the time for this study was quite short. If lasting effects were to be produced by the use of either representational format, it is likely that it would require a longer period for these effects to become evident. Since the participants had all used physical base-ten blocks in class for a considerable time prior to the study, it may be less likely that electronic blocks would produce a marked effect without a longer period of exposure, given that the electronic blocks constituted a novel representational format to these students. Thirdly, the teaching phase comprised group sessions in which there was one teacher for four students. This favourable teacher:student ratio provided participants with accurate, timely feedback from a teacher regarding their deliberations about numbers that is unlikely to be available in a normal classroom. This would have particularly helpful to participants who used the physical blocks, in light of the 246 frequency of feedback they received from the researcher (section 4.7.7), apparently because of a lack of other sources of accurate information. Users of the electronic blocks, however, could receive similarly accurate feedback from the software in place of that from the researcher, and so were able to attempt the tasks set for them with less need for adult intervention. Thus in a classroom with group activities being conducted, electronic blocks may prove to be more useful than physical blocks for helping students understand numbers, because of the software’s capacity to provide feedback without the need for constant adult supervision. Further classroom-based research would be needed to test this idea. Effects of feedback provided by physical or electronic blocks. The differences in the effects of physical or electronic blocks appear to be rather subtle, except with regard to the provision of feedback. As discussed in chapter 5, participants who used physical blocks received their most accurate feedback from the researcher, with less accurate feedback coming from their peers or from the blocks. On the other hand, participants who used electronic blocks received less feedback from the researcher or their peers, compared to feedback from the representational materials available to them. In the sense that the software presented information to the children, it provided users with feedback for their ideas that was much more accurate than similar information available to users of physical blocks. The computational facility of the computer running the software provided nearly instantaneous feedback about the number of blocks on screen, the number represented by the blocks, the symbol for the number, and the verbal name of the number. Clearly, physical blocks offer none of these facilities, meaning that such information must come from some other source. It could be argued that much of the feedback provided by software could easily be provided to users of conventional blocks by well-designed worksheets or by a careful teacher or adult helper. However, the reactions of participants to feedback that they received indicates that there were important differences in the participants’ confidence in the feedback, with important implications for use of materials to represent numbers. To summarise this section, conclusions about the learning effects produced by physical or electronic base-ten blocks are as follows: 247 1. With a teacher available to provide assistance and correction, Year 3 children are able to learn place-value concepts using either physical or electronic base-ten blocks. 2. Children using electronic blocks are able to rely on the material for accurate feedback regarding their ideas about numbers, whereas users of physical blocks need other sources of accurate information. 3. During the short time of this study little difference was evident in the place-value learning by participants using either material. Over a longer period of time, and with more limited teacher assistance in a regular classroom, students using electronic blocks may have an advantage in learning place-value concepts over students using physical blocks. 6.2.4 Differences Between Place-Value Understanding of High- and LowAchievement-Level Participants 4. Which of these conceptual structures for multidigit numbers can be identified as relating to differences in students’ achievement in numeration? As discussed in section 5.6, there were both similarities and differences between the performance of high-achievement-level and low-achievement-level participants. Similarities in responses related especially to the idea of knowledge about numbers being constructed by participants; high-achievement-level participants were observed to change their responses in light of further information or challenges to their initial answer, much as low-achievement-level participants did. This supports one of the main contentions of this author in this chapter, that the participants’ knowledge of the base-ten numeration system did not fit into any neat set of categories, but was marked by flexible, changeable ideas that the children altered in light of further information. Differences between responses of high-achievement-level participants and those of low-achievement-level participants were quite pronounced, as demonstrated by several tables in chapter 4 (see section 5.6 for discussion). These tables reveal clear and significant distinctions between both the conceptual structures and the place-value task performance of the two groups of participants. Not only did highachievement-level participants demonstrate clearly better understanding of placevalue concepts, as a group, than their low-achievement-level counterparts; they also 248 adopted more accurate, efficient and useful strategies for answering place-value questions. In summary, these points are noted in comparing the overall performance of high-achievement-level and low-achievement-level participants: 1. There was some overlap of performance levels achieved by highachievement-level and low-achievement-level participants, so that some low-achievement-level participants achieved higher results than some high-achievement-level participants did. 2. In general, high-achievement-level participants achieved more placevalue understanding criteria in interviews, on average achieving more than 8 more criteria on each interview. 3. High-achievement-level participants demonstrated the use of more efficient and more accurate approaches to place-value questions, and adopted the incorrect face-value construct for multidigit numbers much less often, than low-achievement-level participants did. 4. High-achievement-level participants on average demonstrated much better performance on digit correspondence tasks than did lowachievement-level participants. 5. Despite their better performance on place-value questions generally, high-achievement-level participants still exhibited similar changeability of answers and ideas about numbers. 6. It appears that a “Matthew effect” (Burstall, 1978) existed, by which those participants who had better understanding of the base-ten numeration system used more accurate and efficient strategies when answering place-value questions, leading to further improvements over participants with more limited place-value understanding to start with. 6.3 Implications for Teaching 6.3.1 Implications of Using Physical Base-Ten Blocks to Teach Place-Value Concepts One of the biggest hurdles to overcome in teaching with physical base-ten blocks may be the knowledge that teachers themselves have about the base-ten numeration system, and the apparently transparent way in which blocks represent 249 that system. Cobb and Wheatley (1988) and Clements and McMillen (1996) have pointed out that teachers should not assume that children see numbers and block representations of numbers the way that adults do; evidence of a number of unusual ideas held by participants in this study has supported these statements. A related point is that children’s ideas about blocks and about numbers are often not made visible by typical classroom mathematics tasks. Both the face-value construct, previously identified and extensively discussed in the literature, and the independentplace construct, proposed in this study, are ideas apparently held by children that are not revealed if mathematics questions are kept simple. Routine questions such as “show me the number in the tens place” can be answered with very limited knowledge of the way symbols represent numbers, and can be answered quite successfully while holding any of a number of faulty or limited conceptions for numbers. Thus, it is important for teachers to attempt to find as much as possible about how children perceive the “mathematical objects”—including written numerals, base-ten blocks, and electronic blocks—used in the classroom. One way to foster this is to assign tasks that are likely to reveal incorrect thinking, including digit correspondence tasks, trading tasks, and tasks requiring the production and interpretation of non-canonical block representations. The other aspect of this recommendation is for teachers to monitor children’s use of the materials quite closely. This study revealed a large number of errors which, except for the presence of the researcher, would most likely have gone unnoticed by the participants. Left alone, children are going to make errors in manipulating materials and answering mathematical questions. There needs to be some procedure in place in a classroom to identify and remediate these errors in a timely way. Provision of tidy, structured working spaces. Another clear aspect of block use revealed in this study is the “messy” nature of physical block representations (Clements & McMillen, 1996). When using blocks to represent two-digit numbers this problem is not likely to be very serious, but with three-digit numbers and beyond the sheer number of blocks can cause significant difficulties for children if they do not adopt orderly practices. There were many instances in this study in which participants in blocks groups made counting or handling errors that were likely to have been at least partly due to this problem. One particular error noted at times during the teaching sessions was a difficulty 250 participants had with keeping the current block representation under consideration separate from the rest of the available blocks. With a large collection of blocks on a desk, participants in the study sometimes found it difficult to remember whether a certain block, “found” near others that were being counted, was part of that counted set, or if it was an “extra” from the other uncounted blocks. Such situations appeared to cause several errors by participants. One idea to assist children in keeping track of blocks is to provide containers for extra blocks, and to use some sort of structured “mat” on which to place block representations. This idea appeared to have been used by the classroom teacher of some of the participants, as a “tens mat” was mentioned by participants during the teaching session. This mat could be as simple as a place-value chart on a piece of paper marked “Tens” and “Ones,” with a vertical dividing line between the places. More complicated structured material on which to place base-ten blocks could be devised that assists students in counting the blocks. A similar idea is commercially available for use with Unifix™ cubes in the form of a shallow plastic tray that is the right size to contain a certain number of cubes. If such a device was available for use with base-ten blocks, having counters to judge how many blocks of each place were present, it could overcome a major disadvantage for users of blocks over users of the software, the fact that blocks have to be counted frequently to determine the number present. This idea may be useful, but is likely to add to the cost of the material, and may introduce other unforeseen difficulties of interpretation. Whatever method a teacher adopts for use of base-ten blocks, it is recommended that students be encouraged to work neatly, to count blocks carefully, and to recheck answers if they seem unusual. Had participants in the blocks groups routinely used such an approach they may have made considerably fewer errors. Base-ten blocks are no substitute for number sense. The use of base-ten blocks by participants in this study revealed a number of difficulties if teachers believe that the base-ten blocks show children accurate models of numbers and associated processes. Participants often did not appear to regard a block representation holistically, but place-by-place. Rather than engaging with twodigit or three-digit numbers as complete entities, participants often seemed to use an independent-place construct that enabled them to manage task demands with less cognitive effort necessary. As revealed in the transcripts, participants often seemed to 251 use base-ten blocks as “place counters,” mapping each number of like-sized blocks onto a place digit or onto a number name. Kamii et al. (1993) did not use base-ten blocks or any other representational material in their study, arguing that base-ten blocks promote the idea that mathematical knowledge is somehow contained in the blocks, rather than in a person’s “mental action” (p. 201). This author agrees with the basic thrust of this argument, but would urge better use of base-ten material rather than a complete abandonment of it. Nevertheless, Kamii’s argument is supported to some extent by the results of this study, in that participants on many occasions seemed to be “missing the point” that the blocks were supposed to illustrate, manipulating blocks in procedural, unthinking ways that did not appear to assist participants in developing better concepts about numbers. The solution to this problem might be either to follow Kamii et al.’s advice and stop using the blocks, or to interrupt children’s manipulations to ask pertinent questions about the quantities they are modelling. The point made several times in this thesis and elsewhere is that blocks themselves are only a means to understanding numbers, not the end purpose for their use. They are no substitute for having an internal understanding of numbers that includes knowledge of number facts, computation skills, and number sense. One implication of the independent-place construct and its potential to render invisible many errors in interpreting values represented by base-ten blocks is that students’ use of base-ten blocks must be closely monitored. For the sake of children’s development of number ideas, teachers cannot afford to allow students to use materials such as base-ten blocks without checking the children’s interpretations of the representations produced. This may involve greater use of questioning of students to probe what they believe the blocks demonstrate about numbers, and the earlier introduction of questions involving trading and other non-canonical representations of numbers (see Fuson, 1990b, for similar recommendations). Summary of teaching recommendations for use of base-ten blocks. The following recommendations to teachers are made for the use of base-ten blocks, and particularly physical blocks, in primary classrooms: 1. Challenge students’ ideas about numbers by asking them a variety of non-routine place-value questions that include non-canonical representations of numbers and trading. 252 2. Closely monitor students’ use of base-ten materials to identify various counting, handling, or conceptual errors that can be made. 3. Provide help for students to keep their block arrangements neat and orderly. Use place-value charts or other materials to help add perceptual structure to the block arrangements. 4. Be prepared to interrupt children’s use of base-ten blocks to challenge possible faulty concepts about numbers. If necessary, stop children using blocks for a time and challenge them to think about numbers in different ways. 5. Do not use base-ten blocks to teach numeration concepts to young children. Use material that includes grouped single material instead, such as bundling sticks, at least until children understand the grouped aspect of the base-ten numeration system. 6. Be aware of and alert for signs of common misconceptions held by children about multidigit numbers, in particular the face-value construct and the independent-place construct. 6.3.2 Implications of Using Electronic Base-Ten Blocks to Teach Place-Value Concepts Though many software titles to teach mathematics are currently available, it is not clear how many of them are designed specifically to teach place-value concepts, nor how many include representations for numbers similar to the software used in this study. Furthermore, there are no data available to the author of the proportion of primary teachers who use such software in their teaching of mathematics. There is clear anecdotal evidence, however, that the use of computers generally in Queensland primary schools has increased rapidly in recent years, and it seems likely that the trend is similar in other school regions. The recommendations in this section are directed towards designers of mathematics software for teaching place-value concepts, and towards teachers in the position of choosing software for use with their class. As the designer of software (Price & Price, 1998) that is used in primary schools in Australia, the author is aware of the wide range of skills needed by software designers and programmers, and the need for up-to-date information about children’s mathematics learning; it is hoped that results of this study will lead to further software for use in primary schools. 253 Generally, the results of participants’ use of the software in this study are encouraging. Results of the two interviews (Table 4.3) indicate that learning occurred both for participants who used physical base-ten blocks and for those who used electronic blocks. It appeared that participants using the software were content to regard the pictures of blocks on screen as actual entities, and to manipulate them using on-screen tools to represent numbers and number processes. In particular, the representation of trading processes seems to have been very successful; participants were very confident in the idea that traded blocks are always equivalent in value to the blocks before the trade. There were few aspects of the software that appeared to introduce misconceptions in participants’ thinking, except perhaps for column counters. It is believed that counters above the three columns on screen may have promoted or supported either face-value constructs or independent-place constructs. On the positive side, feedback mechanisms incorporated in the software were used often by participants to confirm their ideas. It appears that participants enjoyed having their answers confirmed by the various electronic means of feedback, and that the feedback received was more accurate and more encouraging than the feedback received by users of physical blocks. Certain tasks were more difficult to manage with electronic blocks than others were, prompting recommendations for further features to be incorporated in placevalue software. In particular, the software does not easily represent two quantities simultaneously, as there is just one set of column counters and one number window. Tasks involving the comparison of two numbers were handled in the study by having participants at each computer represent one of the numbers, which would not be possible if there was only one computer available. Similar difficulties were evident in the representation of arithmetic operations. Participants were able to carry out addition by adding extra blocks to a representation, and subtraction by taking blocks away from a representation. However, the software has no facility for keeping a record of the blocks added or subtracted, making the modelling of these operations difficult for children to visualise. It would be useful to have a feature that enables two quantities to be represented at the same time, and to keep a record of manipulations made in the course of carrying out an operation. If classroom teachers are in the position of choosing software to use with their students to teach place-value concepts, it is recommended that teachers choose 254 software that includes features that appear to have been successful with the software used in this study. Among these features are 1. linked block and number symbol representations of numbers, so that both blocks and symbols always show the same number; 2. dynamic representation of trading processes that demonstrate the decomposition of a ten into 10 ones and the recomposition of 10 ones into a ten; and 3. audio recordings of number names that can be accessed to compare with block and symbol representations. One other feature if incorporated in the software could enhance the software’s versatility and enable its use by children unattended; if children’s tasks were presented by the software itself on the screen, children could use the software with less adult supervision. 6.3.3 Implications of the Independent-Place Construct for Teaching Mathematics As discussed previously, students’ responses to place-value questions may not reveal faulty conceptual structures, including the independent-place construct, if students can answer by considering only one place at a time. If, however, students have to deal with relationships between places, the independent-place construct will not help students get correct answers. Questions that do foster thinking about places in relation to each other include questions involving the interpretation of noncanonical arrangements of blocks. Another type of question that may help students to overcome an independentplace construct is computation questions involving regrouping. Each of the four arithmetic operations involves thinking about adjacent places whenever regrouping is carried out. For example, when answering “43 – 28,” one method is to regroup one of the 4 tens into ones, making 3 tens and 13 ones, and then subtracting each place in turn. Similar examples could be given for addition, multiplication, and division. If students are faced with problems that require regrouping when they first learn about an operation, they will find that independent-place thinking will not allow them to find a solution. Thus, it is recommended that teachers present to their students operations that require regrouping from the very first examples, to avoid reinforcing any independent-place thinking that the students may have. An associated 255 recommendation for the teaching of operations is to assist students to visualise the quantities being used, through the use of blocks or place-value software. The alternative, of teaching students to follow a rote written procedure, does not equip students to handle further examples of that operation in other, perhaps more efficient, ways. For example, in the case of the addition operation 49 + 35, one efficient method would be to adjust the addends to 50 and 34, making the task a simple mental arithmetic question. A child with an independent-place construct, however, may only be able to answer the question 49 + 35 strictly as written, by calculating 9 + 5 ones, and 1+ 4 + 3 tens. In summary, recommendations to teachers that may reveal and remediate examples of the independent-place construct among their students are to: 1. Give students place-value questions that involve non-canonical arrangements of materials. 2. Challenge students to think of a digit in terms of the adjacent places, to regroup quantities in different ways. 3. Give computation examples that require regrouping from the start. 4. Encourage students to develop creative methods of answering placevalue and computation questions, based on flexible regrouping of numbers. 6.3.4 Implications of Construction of Meaning for Teaching Mathematics Results of this study show that participants’ thinking was sometimes difficult to interpret from an adult perspective. The results also show that one possible reason for the difficulty in interpreting the actions or statements of the participants was that they were attempting to make sense of questions posed to them using a wide range of knowledge that they had about numbers. During that process, participants were observed to make statements that appear to be illogical or absurd. One temptation for teachers hearing such statements might be just to tell the student what the answer should be, or to move on to new material. However, results in this study agree with statements appearing in the writing of other authors, to the effect that many apparently nonsensical statements made by children are actually the product of rational thinking processes, using whatever knowledge the children possess at the time. In this regard, Cobb and Wheatley’s (1988) advice to researchers is equally relevant for teachers when responding to children’s sometimes unusual ideas: 256 A fundamental assumption of conceptual analyses is that children’s actions are always rational given their understandings. We have all seen children who, from our adult perspective, do some strange things as they attempt to solve mathematical tasks. One reaction is to wonder how the children could be so stupid or to ask what is wrong with them. . . . An alternative approach is to readily admit the inadequacy of adult mathematics for understanding children and for planning instruction. From this perspective, children’s apparently strange actions are viewed as problems for the observer to solve. The trick is to develop an understanding of children’s mathematics so that their actions can be seen as rational and sensible. (p. 2) It is recommended that teachers take this attitude in attempting to make sense of what children are thinking. If they are successful, teachers will take on the role of a researcher, making sense of children’s thinking in order to tailor instruction to help them understand the realm of mathematics. In conclusion, the following recommendations are offered for teachers to manage the demands of teaching students who are making sense of what they experience in the classroom: 1. Teachers must recognise the changeability of students’ ideas, and the fact that children will think quite rationally about number concepts based on their perceptions of the realm of numbers. 2. A teacher may have a useful role to play in introducing new information that conflicts with a student’s incorrect stated belief. Without a person with expert knowledge pointing out the inconsistencies in a student’s conception of numbers, that conception may remain unchallenged for some time; if a faulty belief is accepted for a long time it is likely to be more difficult to correct than if its inconsistencies were pointed out earlier. 3. Without asking the right sort of probing questions a teacher is unlikely to discover what students actually believe about the base-ten numeration system and about how numbers are represented by it. As already mentioned, some types of school mathematics questions are easily answered by a student who has incorrect conceptions about numbers, such as face-value constructs or independent-place constructs (section 5.3.6; see also S. H. Ross, 1989). 4. A teacher is unlikely to have a meaningful impact on a student’s number conceptions by merely repeating the procedure to use in answering a certain type of number question. Some students definitely appear to accept procedures that they do not understand, and of which they cannot make sense. Such unthinking acceptance of taught 257 procedures does nothing to help a student tackle novel problems, and will allow the student to answer only questions of the type to which the learned procedures applies. 5. In view of the “head start” that more able students seem to have in the area of understanding place-value concepts and answering place-value questions, it is important to give extra support to less able students to enable them to understand place-value foundations and to adopt efficient strategies that utilise the grouped aspect of the base-ten numeration system. Without this extra support it appears that those behind in understanding place-value concepts will fall further and further behind as they continue to use inefficient, labour-intensive methods of dealing with multidigit numbers. 6.4 Recommendations for Further Research This is an exploratory study, designed to explore a wide range of factors in two versions of a particular learning setting. The results of this study have led to several proposals for explaining what appeared to be happening in the situations investigated. Each of these proposals is a possible topic for further research to increase knowledge of children’s learning of place-value concepts. As described in chapter 2 of the thesis, the children’s number conceptions have been heavily researched in the past 20 years or more. Nevertheless, results in this study suggest that some schemes for classifying children’s number concepts may have other interpretations that need investigating. In particular, the trend towards classifying children’s number concepts based on certain limited number tasks seems particularly problematic. It is suggested that further research should be directed towards finding out more about children’s knowledge of numbers. In particular, in light of this study it would be appropriate to test the range and character of number conceptions held simultaneously by individual children. Associated with research into children’s number conceptions, research into children’s understanding of base-ten blocks and other representational materials can be pursued further. There appears to be a range of opinions about the use of base-ten blocks to teach about the base-ten numeration system. Some writers do not advocate their use, perhaps because of the observed mishandling of blocks by children. Other writers caution teachers about allowing children to believe that mathematical 258 knowledge is contained within the material. There appears still to be considerable faith in the mathematics education community in the use of representational materials, and clearly many teachers use base-ten blocks. However, it is also clear that the use of base-ten blocks by many children is error-prone and based on faulty ideas about the base-ten numeration system. These varying opinions about representational material point to a dilemma regarding advice to give to teachers, which in the context of published research papers is contradictory. There is promising work being done by researchers, including Fuson and her colleagues (Fuson et al., 1997), who are involved in various research projects investigating this important topic and collaborating in reporting the results. This present study points to a need for such research to continue. This thesis contains a proposal for the existence of a concept apparently held by some children, named the independent-place construct. Difficulties applying the face-value construct to certain responses in the data led to the proposal of the independent-place construct; the author felt that the differences between the two concepts could not be overlooked, and so the new label was proposed. The independent-place construct may be misleadingly similar to the face-value construct, which has received considerable attention in the literature in recent years. However, evidence presented in section 5.3.2 suggests that the independent-place construct is different to the face-value construct, and equally difficult to identify in responses to certain routine number tasks. In the final analysis, it may be found that the independent-place construct is so similar to the face-value construct that it can be considered as a variant of it. However, the status of the independent-place construct cannot easily be judged without further research. Finally, this study points to a theme in the data that appears to have great relevance for the use of educational software, the place of feedback. Results of this study show that participants using the software were able to access information about represented numbers from more sources than participants using the physical blocks could. In particular, electronic forms of feedback were used by the participants to assess whether their block representations were accurate, and apparently also to check their ideas about the numbers. Electronic feedback appears to have taken the place of feedback from human sources, in particular the researcher, that were accessed more frequently by participants using physical blocks. Implications are that software that incorporates feedback mechanisms can give students valuable 259 information about their use of electronic blocks that helps students adjust their ideas and their manipulation of software artefacts being used to present information or answers. There is a place for continued research to test the relative effectiveness of various forms of electronic feedback; in light of these results research should be done to assess the usefulness of feedback specifically for the purpose of representing mathematical knowledge. Summary of research recommendations. The following recommendations are made for research topics that may continue addressing certain issues discussed in this thesis: 1. Research into children’s learning about the base-ten numeration system, and in particular the use of multiple conceptions by individual children. 2. Research into the effective use of base-ten representational materials, including physical and electronic base-ten blocks. 3. Research into the independent-place construct, to investigate if it is a separate category of children’s responses to number tasks, and to find out how it is influenced by the use of various representational materials and teaching practices. 4. Research into the effects of feedback mechanisms contained in representational software for teaching mathematics, and how positive effects from the feedback could be maximised. 260 Appendix A – Design of Software used in the Study This appendix comprises a description of the software designed for use in this study and a comparison between it and other software applications that share similar design features. Computer Software Incorporating Base-Ten Blocks Several researchers have described, or developed themselves, software that generated pictorial versions of base-ten blocks for students to manipulate; three such programs are discussed here (Champagne & Rogalska-Saz, 1984; Clements & McMillen, 1996; P. W. Thompson, 1992). The various computer programs have at least four features in common: Each one (a) represented numbers primarily as pictures of base-ten blocks; (b) could present written symbols for numbers; (c) allowed manipulation of the blocks, especially to regroup blocks in 10-for-1 trades, and (d) modelled basic actions taken with physical base-ten blocks. In this section comparisons are made between the software used in the study, called Hi-Flyer Maths, and three similar computer programs: untitled software described by Champagne and Rogalska-Saz (1984), Rutgers Math Construction Tools (1992), and Blocks Microworld (P. W. Thompson, 1992). Champagne and Rogalska-Saz (1984) described software that consisted of 15 lessons presented on-screen, each comprising an instructional and a practice component. The computer presented users with questions, such as “How many cubes are there?” (Figure A.1). Pictures of blocks could be “regrouped” to show equivalence of different groupings, to answer the questions. The authors referred to three representations used by the software: pictorial, verbal, and numerical. It needs to be noted that the “verbal” representation was number name displayed on screen as text; this is generally considered by mathematicians to be another form of numeral. The software used in this study uses audio facilities of computers that have become readily available only since the time when Champagne and Rogalska-Saz conducted their study. 261 Figure A.1. Screen view of on-screen tutorial question with block representations. Note. From A. B. Champagne and J. Rogalska-Saz, 1984, Computer-based numeration instruction. In V. P. Hansen & M. J. Zweng (Eds.), Computers in mathematics education: 1984 yearbook, p. 48. Reston, VA: NCTM. Rutgers Math Construction Tools (1992) presented pictures of base-ten blocks on-screen that could be dragged to any position in the main working area, “broken” into 10 of the next smaller block, or “glued” together to form a next-larger size block. Symbolic representations available were the standard numerical symbol (e.g., 3428), an expanded numerical symbol (e.g., 3000 + 400 + 20 + 8), or a number and place name symbol (e.g., 3 thousands + 4 hundreds + 2 tens + 8 ones; see Figure A.2). The screen could be divided into two sections, each with a symbolic representation, for addition of two numbers or partition of one representation into two subsets. 262 Figure A.2. Partial screen image from Rutgers Math Construction Tools, showing block and symbol representations of a number. Note. From Rutgers Math Construction Tools [computer software], 1992. NJ: Rutgers University. P. W. Thompson (1992) used a computer program called Blocks Microworld to investigate “students’ construction of meaning for decimal numeration and their construction of notational methods for determining the results of operations involving decimal numbers” (p. 125). Thompson’s software included pictures of base-ten blocks and a symbolic representation in the form “1 cube 1 flat 11 longs 1 single = 1211” (Figure A.3). By using a “unit menu,” a user could nominate any one of the four block sizes as the unit, so making possible the representation of decimal fractions. The previous example then became “1 cube 1 flat 11 longs 1 single = 0.1211” (p. 129). 263 Figure A.3. Screen view of Blocks Microworld showing block representation of a number, nominating a cube as one. Note. From P. W. Thompson, 1992, Notations, conventions, and constraints: Contributions to effective uses of concrete materials in elementary mathematics. Journal for Research in Mathematics Education, 23, p. 127. One particular feature of Blocks Microworld sets it apart from the other software reviewed here. Other programs allowed users to manipulate the blocks on the screen, by using the computer mouse; changes were then reflected in the numerical symbol, where available. In contrast, P. W. Thompson’s (1992) software allowed users to manipulate only the numerical symbol displayed on the screen, which was then mirrored in the blocks; blocks themselves could not be directly manipulated. Thompson justified this as an example of “constraints on students’ concrete actions in places that are likely to draw their attention to relationships among meaning, notation, and expression” (p. 127). In light of many findings that students are prone to manipulate symbols without reference to the numbers they represent (e.g., Hart, 1989), Thompson’s idea may be brought into question. However, Thompson’s results with students using the software were generally encouraging, in that they seemed to make better sense of decimal fractions than the group using only physical blocks. Rationale Behind Hi-Flyer Maths As explained in chapter 2, there is widespread support for the idea that the key to the development of higher level conceptual structures for numbers is making connections between numbers and their referents (Fuson & Briars, 1990; Hiebert & 264 Carpenter, 1992). Despite the popularity of base-ten blocks among teachers for 40 years, research shows that learning effects from their use are equivocal (Hunting & Lamon, 1995; P. W. Thompson, 1992); this may be due to difficulties that students have in making links between symbols and the blocks. Clements and McMillen (1996) listed several advantages that computer manipulatives can have over their physical counterparts. These included avoidance of distractions, flexibility, dynamic linking of representations, encouraging problem solving, and facilitating explanations. Clements and McMillen advised teachers to “choose meaningful representations then guide students to make connections between these representations” (p. 278). They recommended a broader view of manipulatives than just physical materials and stressed the potential advantages that computer software could offer to counter some of the problems of conventional materials. It is not surprising, given the dates of the papers reported in this section, that the assumptions underlying the design of Hi-Flyer Maths and the methods of this study are closer to those of Hunting and Lamon (1995) and Clements and McMillen (1996) than those of Champagne and Rogalska-Saz (1984). This study is based on the belief that students have to actively engage in learning activities in order to benefit from them (Baroody, 1989). Students need to construct their own conceptions of numbers through interacting with learning resources. As several writers have pointed out (Clements & McMillen, 1996; Hunting & Lamon, 1995; P. W. Thompson, 1994), mathematical meaning is not inherent in materials themselves. Rather, the source of meaning is located “in students’ purposeful, socially and culturally situated mathematical activity” (Cobb et al., 1992, p. 6). The other major assumption underlying this software’s design is that in order to build up accurate conceptual structures of numbers students need to make meaningful connections between numbers and symbols, and between symbols and referents. This topic has been adequately covered in chapter 2. This assumption is operationalised in the inclusion of at least five different representations of a number possible with the software, described in detail later in this appendix. Features Though Hi-Flyer Maths shares a number of similarities with the other titles described in the previous section, it incorporates several innovations that were not 265 seen in any other software evaluated for use in the study. As these features are an integral part of the rationale for the central investigation of this study, they are described in some detail in the following section. General Description The main screen (Figure A.4) presents a workspace with “source blocks” from where blocks may be taken to form representations of numbers. Next to the source blocks are buttons that enable access to various features. Most of the screen is presented as a “place-value chart” with three columns, labelled “hundreds,” “tens,” and “ones.” Figure A.4. Main screen of Hi-Flyer Maths. As blocks are placed on the place-value chart, the labels above the three columns simultaneously show the number currently in each column. Similarly, if the number symbol box or numeral expander are visible, changes to blocks are reflected immediately by changes in the relevant text boxes. Numerical Representations Any number from 1 to 1599 can be presented by the software in five different ways: (a) as a canonical arrangement of base-ten blocks, (b) as a variety of noncanonical arrangements of base-ten blocks, (c) as a written symbol, (d) as a numeral 266 expander, or (e) as an audio recording of its verbal name. An important characteristic of the different representations is that changes in the block representation are mirrored by changes in the written symbol representations (if shown) virtually simultaneously. In other words, as an extra ten-block is added to a representation, for example, the written symbol(s) for the represented number change to reflect the change in the blocks. The rationale behind designing the software in this way is that in order to enable students to make necessary links between numbers and their various representations, it is desirable to present changes (such as trading a ten for 10 ones) in all representations at the same time. This idea embodies the approach using base-ten blocks recommended by Fuson (1992), that every change in written symbols be mirrored in the concrete materials as close in time to the change as possible. Block arrangements. Base-ten blocks can be added to the display either by dragging a copy from one of the source blocks, or by clicking on the relevant “plus” button next to the source blocks. If a plus button is clicked, a new copy of the associated block is added in the correct column, in an ordered arrangement: ones and tens are placed in rows of 10 blocks and hundreds are placed 3 across. In that way, every block placed is visible and none are overlapped. If blocks are dragged, then the user can overlap them. However, the block arrangement is “cleaned up” if blocks are regrouped. Non-canonical representations are achieved by adding blocks to a column until there are more than nine in a place. A temporary non-canonical arrangement is also achieved by clicking on either the “show as tens” or the “show as ones” button. When the show as tens button is clicked, any hundred-blocks present on the placevalue chart are changed into a representation of 10 ten-blocks (Figure A.5). When the show as ones button is pressed, hundreds and tens blocks are changed into representations of 100 or 10 ones, respectively. Simultaneously, the column labels are altered to indicate the new represented number of blocks. When the mouse is clicked again, the pictures of blocks and column labels are reverted to their previous state. 267 Figure A.5. “Show as tens” feature activated. Written symbols. The “show number” button may be clicked to reveal a “number name window” showing the written symbol for the number represented by the blocks. The symbol always refers to the total number shown by the blocks, whether they are arranged canonically or non-canonically. For instance, if 3 hundreds, 14 tens, and 17 ones were placed on the place-value chart, the number name window would show “457.” This would not change if the blocks were regrouped, or if the show as ones or tens buttons were pressed. A variation of the numerical symbol that may be displayed is the numeral expander (Figure A.6). This is an on-screen version of a device made from light card used in many primary schools to show equivalence of various representations of a number. In the non-electronic version a number is written in blank spaces on the card, with the names of the places hidden by folding a section of the card behind the number spaces. Then the expander may be pulled open to reveal one or more of the place names. For example, the number 518 could be shown as “5 hundreds 1 ten 8 ones,” or “51 tens 8 ones,” or as “518 ones.” The software reproduces this with a picture of an expander that may have the place names hidden or revealed one place at a time, by clicking on a place with the cursor. As with the number name window, the numbers on the numeral expander do not change if the blocks are arranged noncanonically; the numbers shown represent the value of the entire display of blocks. 268 Figure A.6. Number name window and numeral expander displayed. Verbal number names. The software incorporates 36 audio files that are accessed by the computer to enable any number from 0 to 1599 to be “read” aloud. For example, to read the number name of 324, the computer plays the audio files for the words “three,” “hundred,” “and,” “twenty,” and “four” in succession. Though the speed at which each successive file can be accessed depends on the computer used, the gap between words has been found acceptably short on most machines. Verbal names can also be accessed for the numeral expander, so that the numbers and place names shown are “read” as they are shown. Similarly the column labels can be read individually if desired, as “four hundreds,” for example. Lastly, clicking the “speech bubble” cursor onto one of the blocks can access the number represented by blocks in each column alone. For example, if there were 5 ten-blocks and 7 one-blocks, the computer would read the tens blocks alone as “fifty.” Regrouping Blocks A primary use of base-ten blocks by teachers is to model each step in computational algorithms, especially those for addition and subtraction. The 269 processes involved as numerical quantities are altered in the steps of a computation algorithm can be modelled using base-ten blocks. In common with other place-value software, Hi-Flyer Maths will also demonstrate combining and separating of quantities with the on-screen blocks, though the column labels will show only the total number of blocks in each column, rather than two separate quantities. When using physical base-ten blocks, regrouping in both directions is carried out as a “trade” or a “swap.” In other words, to change 10 of a block for one of the next larger block, or to change a block for 10 of the next smaller block, the blocks must be traded or swapped for other blocks from a supply container. It is appropriate to note at this point that some teachers and authors (e.g., Resnick & Omanson, 1987; P. W. Thompson, 1992) refer to this process as “borrowing”; however, this is not an accurate description of what is represented. As there is no “paying back” (as there is when the equal addition algorithm is used), the use of the terms “trading” or “swapping,” with their connotations of an equal transaction seem much more appropriate. Consequently in the teaching phase of this study these terms were used when referring to regrouping. This process of 10-for-1 trading of blocks has been pointed out as precisely the point where students may misunderstand what is happening in the numerical realm. In the world of numbers 10 of one place is equivalent to one of the next larger place: Thus one may imagine, for example, 38 being regrouped into 2 tens and 18 ones without pause. However, when using physical blocks this same transaction would require the physical act of removing a ten-block to another place and replacing it with 10 one-blocks. This process does not accurately mirror what happens with numbers, and in children’s minds confusion may exist about what the trading means in the numerical realm. The same problem does not exist with some materials where ten or hundred material are not pregrouped (Baroody, 1990), such as Unifix™ cubes or sticks, that may be combined or separated by the child, without having to do any trading. Hi-Flyer Maths, in common with each of the other computer programs reviewed at the start of this chapter, allows combining and separating of blocks to be dynamically displayed on the screen. Each program handles this process differently. The software described by Champagne and Rogalska-Saz (1984) required users to type instructions to initiate regrouping actions on screen. For example, typing “TH” caused the display to regroup 10 ten-blocks to form a hundred-block. Rutgers Math 270 Construction Tools (1992) includes a “hammer” tool that can be clicked on a block to cause it to change into 10 of the next smaller piece and a “glue” tool that has to be clicked onto 10 blocks of the same size to cause them to join together. P. W. Thompson’s (1992) software required users to click on a digit (for example, the 6 in “2 hundreds 6 tens 4 ones”) and then click on a “borrow” button, causing the display to “explode” the relevant block into 10 blocks of the next smaller size. The software in this study was designed to show dynamically on screen the processes that are understood mathematically when quantities are regrouped. To regroup a hundred-block or ten-block into 10 blocks of the next smaller place, a “saw” tool is used that causes the computer to display the block being progressively sawn into 10 pieces. The 10 new blocks are then moved into the correct place and the column labels are changed to show the new number in each place. For example, in Figure A.7, after the ten-block is sawn up, the 10 ones move to the ones place and the labels change to show “5 hundreds, 2 tens, 14 ones.” Figure A.7. A block is “sawn” into 10 pieces. It is hoped that by showing an on-screen block being progressively sawn, the software will provide a useful analogue for what happens with abstract numbers. It is crucial that children understand that a ten is both a separate entity and a composite of 10 ones. This point is not necessarily clear to children when using base-ten blocks, as they have to be traded. By showing blocks broken up and recombined, the software shows an analogue of the regrouping process on numbers. Regrouping in the other direction, from 10 smaller blocks to one larger block, is achieved with a “net” tool that is placed over either the ones or the tens place and clicked. If there are at least 10 in that place, the first 10 blocks are highlighted with a 271 surrounding red line, and then progressively moved together to form a new block that is then moved to the next place to the left. If there are fewer than 10 in the place, a message is given that there are insufficient blocks to regroup. Addition and Subtraction In order to model addition and subtraction, the software allows up to nine blocks to be added or subtracted consecutively in any column. The user presses either the “add blocks” or the “subtract blocks” button, and the software responds by displaying a box asking how many to add or subtract, and which place (Figure A.8). If, when subtracting blocks, there are insufficient blocks to remove the chosen number in that place, a message is displayed to that effect. Otherwise, the software adds or subtracts the requested number of blocks. No further action is taken by the software, so if a non-canonical arrangement results, then the user has the option of regrouping blocks if desired. Figure A.8. “Add blocks” requester. The addition and subtraction features are designed to enable accurate modelling of the written algorithms for these operations. Rather than simply adding or subtracting the entire amount of the second addend or the subtrahend, the software allows for working on one column only, as is done using the written algorithm. For 272 example, to model the algorithm for 72 - 34 using the software, the student has to first regroup a ten-block for 10 one-blocks, before using the “subtract blocks” button twice to subtract separately the 4 ones and 3 tens. The previous paragraph raises the question of whether or not students should invent their own algorithms, as recommended by several authors (e.g., Kamii et al., 1993). The process described above mirrors the standard written algorithm, in which the right-most place is subtracted first. However, research has shown that students inventing their own addition or subtraction methods invariably choose to start on the left (Kamii et al.). The software will support either method (and others also), as with the blocks representation there is no need to record intermediate calculation steps (the “carry marks”) of the written algorithms. The question of how to teach students computation is beyond the scope of this thesis. However, it is important to point out that a question is raised in presenting students with a (physical or pictorial) block representation of the amounts to be added or subtracted of why students should always start on the right, when the blocks indicate that starting on the left would work as well. Other Features Requesting a number representation. The usual method for putting out blocks to represent a number with the software is by dragging a source block, or by clicking on the “add” buttons once for each block. Once a user is familiar with this procedure, another quicker method is available. There is a menu item named “Choose number” that brings up a text box requesting a number up to 999. If the user types a number and clicks “OK,” the software will put out a canonical display of blocks representing the typed number, block by block. This feature is convenient for representing a number quickly for further investigation. A similar feature accessed via the menu bar is a random number requestor. The user can choose a range from which the software will choose a random number and then display a block representation of that number. The ranges available are 119, 11-99, 101-499, 101-999, and tens from 10-990. This feature was not used in the study. If the number name window, the numeral expander, or both are visible when either of the number-requesting methods are used, the symbols displayed change as 273 each block is added. For example, if the number to be displayed is 126, the number name window will display the numbers 100, 110, 120, 121, 122, 123, 124, 125, and 126 as each block is placed on the screen, starting with the left-most column. Sounds. Sounds are used in the software in three different ways: (a) as motivational devices, (b) as reinforcement of metaphors, and (c) as information sources. A few sounds are provided to add to the appeal of the software for children. The opening screen shows a balloon picture, which when clicked causes an aeroplane to move across the screen accompanied by the sound of a plane. There is a “bomb” tool on the main screen, which when clicked on a block causes it to return to the source area as a whistle sound is played. To remove all blocks from the screen at once, a button is clicked; a short “reveille” is played as the software removes the blocks. These sounds are assumed to add to the novelty effect of the software, but do not have any other educational purpose. The second category of sounds has a much more important role, in reinforcing metaphors shown pictorially. The regrouping features of the software are designed as an essential part of the modelling process to indicate block transformations. As explained above, the software demonstrates block regrouping in a dynamic way not possible with physical base-ten blocks. The idea of sawing a (wooden) block is reinforced by the button icon (see Figure A.4), by the animation shown as the block is changed (Figure A.7), and by the sound effect played. As each smaller block is “sawn off” the larger block, the computer plays a short sawing sound. Thus as a block is regrouped into 10 smaller blocks, the sound is played nine times as the transformation takes place. In a similar way, as 10 blocks are placed next to each other to form one larger blocks, a “gluing” or “zipping” sound is played as each one is placed. This use of sounds is in accord with advice by Hereford and Winn (1994), that sounds may be used to “refer metaphorically to qualities of objects” (p. 217). One aspect of this study is to investigate whether the use of these sounds assists students to develop accurate understandings of the numerical processes and relationships. The third group of sounds used in Hi-Flyer Maths is audio recordings of numbers’ verbal names. It is common practice for teachers to ask students to link verbal names, written symbols, and concrete materials representations as place-value 274 concepts are taught (Fuson, 1992). Students need to be able to move among these three forms of representation to develop accurate understandings of the numbers. The software will play audio recordings of the number names in a variety of forms, as described above. Again, it was hypothesised that this feature adds richness to the information presented to students to assist them in constructing understandings of multidigit numbers. The other software reviewed in this chapter did not include this feature; Champagne and Rogalska-Saz (1984) mentioned “verbal representations,” but referred to text displayed on screen only. As mentioned above, the lack of this feature in other programs may be due to technical restrictions. The current program requires a computer sound card for the sounds to work, which was not widely available until comparatively recently. Summary Several computer programs have been developed that display pictorial representations of numbers in the form of pictures of base-ten blocks. Each of the programs includes written symbol representations and permits manipulation of onscreen blocks to model regrouping of numbers. The programs differ in style of presentation and the means by which users manipulate the blocks and symbols. An original computer program has been written specifically for this study, incorporating the same basic features of the other programs reviewed, as well as several features not previously seen in such software. These innovations include presentation of several novel representations of numbers and the use of animation and sound to reinforce analogues of number processes. It is hypothesised that the incorporation of these features is beneficial to students in developing accurate conceptual structures for multidigit numbers. Specifically, the inclusion of features not available in physical base-ten blocks is expected to produce different and better conceptions of numbers and associated processes. 275 Appendix B - Overview of Teaching Session Content for Interviews and Teaching Phase of Pilot Study Session: P 1 r e Diagnosis of place value understanding Introduction to program Review of use of base-ten blocks Two-digit numbers Verbal to Concrete representations Verbal to Symbolic Symbolic to Verbal Symbolic to Concrete Concrete to Verbal Concrete to Symbolic Regrouping Use of numeral expander Comparing 2 numbers Ordering 3 or more numbers Counting on and back by 1 Counting on and back by 10 Addition Subtraction Three-digit numbers Introduce hundreds place Introduce notation Verbal to Concrete Verbal to Symbolic Symbolic to Verbal Symbolic to Concrete Concrete to Verbal Concrete to Symbolic Regrouping Use of numeral expander Comparing 2 numbers Ordering 3 or more numbers Counting on and back by 1 Counting on and back by 10, 100 Addition 277 2 3 4 5 6 7 8 9 1 0 P o s t Appendix C – Summary of Pilot Study Teaching Program Session Session 1 Session 2 Session 3 Session 4 Session 5 Session 6 Activities [] Register students’ details on screen. ["] Record students’ details on paper. [] Introduce basic software features to students, allow students to experiment with them. Compare software with base-ten blocks. ["] Show base-ten blocks to students. Revise the use of base-ten blocks to represent numbers. [] Ask students to show two-digit numbers with base-ten blocks, and the same numbers with the software. ["] Ask students to show two-digit numbers with base-ten blocks. Show students numbers represented in one of three forms (Verbal name– Concrete representation–Written symbol), ask them to give the other two equivalent representations. Revise questions about two-digit numbers using the blocksa, asking students to make translations among three representations (Verbal name– Concrete representation–Written symbol). Add sequence of ones to a two-digit number. Regroup 10 ones for 1 ten. Discuss with students the idea of regrouping of two-digit numbers, in both directions. subtract sequence of ones from a two-digit number. Trade a ten for 10 ones. Revise questions about two-digit numbers using the blocks, asking students to make translations among three representations (Verbal name– Concrete representation–Written symbol). Regroup two-digit numbers in various ways. Introduction of numeral expander (on paper and on screen). Show twodigit numbers as tens and ones, or just as ones. Discuss with students pairs of numbers and how they are represented in symbolic form or with blocks. Compare and discuss which is larger, and why. Ask students to order three or more two-digit numbers in each representational form. Revise use of numeral expander. Compare pairs of two-digit number sense, discuss which is larger, and why. Order three or more two-digit numbers. Show students representations of two-digit numbers, ask students to count on or back by ones. Ask students to add pairs of two-digit numbers with and without regrouping, using blocks and written symbols. Revise regrouping of two-digit numbers. Revise use of numeral expander. Ask students to count on and back from chosen two-digit numbers, by ones and tens. Add two or more two-digit numbers. Subtract two-digit numbers with and without regrouping using blocks and written symbols. Add two or more two-digit numbers. Subtract two-digit numbers. Have students make blocks up to 100, by starting from a number of tens and adding tens one by one to reach 100. Prompt the students to see that 279 Session Session 7 Session 8 Session 9 Session 10 Activities regrouping of 10 tens is needed when 100 is reached. Discuss with students the size of 100 and situations where it is used. Introduce written notation for hundreds place. Ask students to show three-digit numbers between 100 and 200 using the blocks. Ask how each is represented using both blocks and written symbols. Revise addition and subtraction of two-digit numbers with and without regrouping, using the blocks. Revise notation of three-digit numbers to include hundreds beyond 200. Ask students to make translations among Verbal name–Concrete representation–Written symbol with three-digit numbers. Revise translations among the three representations of three-digit numbers. Ask students to regroup three-digit numbers, regrouping tens or hundreds, in various ways. Revise translations among the three representations of three-digit numbers. Ask students to regroup three-digit numbers, regrouping tens or hundreds, in various ways. Re-introduce numeral expander for three-digit numbers. Compare pairs of three-digit numbers, using blocks and written symbols. Ask students to regroup three-digit numbers, regrouping tens or hundreds, in various ways. Compare pairs of three-digit numbers, using blocks and written symbols. Order three or more three-digit numbers. Count on and back from three-digit numbers, in ones, tens and hundreds. Ask students to add pairs of three-digit numbers, using written symbols and blocks. Note. [] – Computer Group. ["] – Blocks Group. a “Blocks” refers to on-screen blocks, or base-ten blocks, for Computer and blocks groups, respectively. 280 Appendix D - Excerpt of Teaching Script of Pilot Study: Session 1 1-1. Hello, N__ and N__. You and I are going to spend some time together in the next few weeks, doing some interesting activities with MAB blocks. I will ask you some questions, and I would like you to answer them as well as you can. If you don’t understand anything, please ask me to explain it again. I think you will enjoy the activities I have for you. I will be asking you to reach answers together as a team. I am interested in how you reach your answers, and what you understand and don’t understand, so please ask me questions if you have any. Do you have any questions before we start? 1-2. Introduce students to software on computer. Help students to log on to software, entering name and date of birth. " Ask students for name and date of birth, write on record sheet. 1-3. Show base-ten blocks to students. Ask them what they know of them, and how they are used. If necessary, revise the value of each size block, and how to use them to represent a number. 1-4. Can you tell me what these blocks are called? Do you use them in class? What do you use them for? Can you show me how to use MABs to show the number 25? (Correct if necessary.) 1-5. Introduce the students to the basic features of the software: How to drag a block with the mouse, how to clear all blocks from the desktop. 1-6. This computer program shows pictures of MABs, and will help you to learn about numbers. You will find that the computer can do different things from the base-ten blocks, as we go through the lessons. Do you have any questions about the program? 1-7. (Both blocks and computer groups) Ask students to show a series of two-digit numbers with base-ten blocks: 16, 38, 60, 82. 1-8. e.g., Can you show me the number 16 using the base-ten blocks? . . . Explain what you have shown. 1-9. Ask students to show the same numbers with the software. e.g., Can you show me the same number using the computer? Help students if necessary, by showing how to drag blocks from the “source blocks” on the left of the screen. 1-10. Ask students to write symbols for various two-digit numbers: 73, 91, 45, 27, 13. Have students compare each other’s answers. Correct if necessary. e.g., Write the number 73 for me. 281 1-11. Show students numbers written on cards, ask them to represent them using blocks: 57, 39, 84, 22, 17. e.g., Look at this number written here. I want you to show this number using the blocks. Are you sure that you are correct? Explain it to me. 282 Appendix E – Audit Trail Example Note that each line in the audit trail records the time, the mouse action, the number represented by the software and the number of blocks in each column. Date Today: 17 June 1997 9:36:37 AM Session 9 Heron Group - Kelly & Hayden Session Start. 9:40:40 9:41:14 9:41:15 9:41:21 9:41:21 9:41:22 9:41:22 9:41:25 9:41:26 9:41:26 9:41:27 9:41:27 9:41:27 9:41:28 9:41:29 9:41:46 9:46:11 9:46:20 9:46:29 9:46:37 9:46:41 9:46:43 9:46:48 9:46:52 9:46:53 9:46:58 9:47:05 9:48:14 9:48:20 9:48:21 9:48:24 9:48:30 9:48:33 9:49:52 AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM Click: 1 on Sounds Number: Click: 1 on PickHun Number: Click: 1 on PickHun Number: Click: 1 on PickTen Number: Click: 1 on PickTen Number: Click: 1 on PickTen Number: Click: 1 on PickTen Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on PickOne Number: Click: 1 on Show Number Number: Click: 1 on Subtract Number: Click: 1 on Expander Number: Click: 1 on hunEx Number: Click: 1 on tenEx Number: Click: 1 on Number: Click: 1 on tenEx Number: Click: 1 on oneEx Number: Click: cursor "speak" on Speech Click: cursor "speak" on hunDrop Click: cursor "speak" on Speech Click: 1 on hunEx Number: Click: 1 on Restart Number: Click: 1 on hunEx Number: Click: 1 on tenEx Number: Click: 1 on oneEx Number: Click: 1 on Expander Number: Click: 1 on Show Number Number: Menu Item Selected: ChooseNumber, Blocks: Number requested: 369 9:50:21 AM Click: 1 on Show Number Number: 9:50:26 AM Click: cursor "speak" on Speech 9:50:31 AM Click: cursor "speak" on hunDrop 9:50:50 AM Click: 1 on Expander Number: 9:50:51 AM Click: 1 on Expander Number: 9:51:15 AM Click: 1 on Restart Number: 9:51:18 AM Click: 1 on Show Number Number: 9:51:21 AM Menu Item Selected: ChooseNumber, Blocks: Number requested: 541 9:52:12 AM Click: cursor "speak" on Speech 9:52:13 AM Click: cursor "speak" on hunDrop 9:52:25 AM Click: 1 on Show Number Number: 9:52:40 AM Click: 1 on Show Number Number: 9:52:41 AM Click: 1 on Restart Number: 9:52:53 AM Menu Item Selected: ChooseNumber, Blocks: Number requested: 215 283 0 Blocks: 0 0 0 100 Blocks: 1 0 0 200 Blocks: 2 0 0 210 Blocks: 2 1 0 220 Blocks: 2 2 0 230 Blocks: 2 3 0 240 Blocks: 2 4 0 241 Blocks: 2 4 1 242 Blocks: 2 4 2 243 Blocks: 2 4 3 244 Blocks: 2 4 4 245 Blocks: 2 4 5 246 Blocks: 2 4 6 247 Blocks: 2 4 7 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 248 Blocks: 2 4 8 Number: 248 Blocks: 2 4 Number: 248 Blocks: 2 4 Number: 248 Blocks: 2 4 248 Blocks: 2 4 8 0 Blocks: 0 0 0 0 Blocks: 0 0 0 0 Blocks: 0 0 0 0 Blocks: 0 0 0 0 Blocks: 0 0 0 0 Blocks: 0 0 0 alias MakeNumMAB Number: 0 0 0 8 8 8 0 369 Blocks: 3 6 9 Number: 369 Blocks: 3 6 9 Number: 369 Blocks: 3 6 9 369 Blocks: 3 6 9 369 Blocks: 3 6 9 0 Blocks: 0 0 0 0 Blocks: 0 0 0 alias MakeNumMAB Number: 0 0 0 0 Number: 541 Blocks: 5 4 1 Number: 541 Blocks: 5 4 1 541 Blocks: 5 4 1 541 Blocks: 5 4 1 0 Blocks: 0 0 0 alias MakeNumMAB Number: 0 0 0 0 9:53:23 9:53:25 9:54:12 9:54:15 AM AM AM AM Click: cursor "speak" on Speech Click: cursor "speak" on hunDrop Click: 1 on Restart Number: Menu Item Selected: ChooseNumber, Blocks: Number requested: 670 9:54:53 AM Click: cursor "speak" on Speech 9:54:54 AM Click: cursor "speak" on hunDrop 9:55:02 AM Click: 1 on Show Number Number: 9:55:08 AM Click: 1 on Show Number Number: 9:55:33 AM Click: 1 on Restart Number: 9:56:55 AM Click: 1 on PickHun Number: 9:56:56 AM Click: 1 on PickHun Number: 9:56:56 AM Click: 1 on PickHun Number: 9:56:56 AM Click: 1 on PickHun Number: 9:56:57 AM Click: 1 on PickHun Number: 9:57:01 AM Click: 1 on PickTen Number: 9:57:01 AM Click: 1 on PickTen Number: 9:57:02 AM Click: 1 on PickTen Number: 9:57:05 AM Click: 1 on PickOne Number: 9:57:05 AM Click: 1 on PickOne Number: 9:57:06 AM Click: 1 on PickOne Number: 9:57:06 AM Click: 1 on PickOne Number: 9:57:07 AM Click: 1 on PickOne Number: 9:57:07 AM Click: 1 on PickOne Number: 9:57:07 AM Click: 1 on PickOne Number: 9:57:08 AM Click: 1 on PickOne Number: 9:57:18 AM Click: cursor "speak" on Speech 9:57:19 AM Click: cursor "speak" on Number: 9:58:29 AM Click: 1 on Restart Number: 9:58:40 AM Click: 1 on PickHun Number: 9:58:42 AM Click: 1 on PickTen Number: 9:58:42 AM Click: 1 on PickTen Number: 9:58:43 AM Click: 1 on PickTen Number: 9:58:43 AM Click: 1 on PickTen Number: 9:58:43 AM Click: 1 on PickTen Number: 9:58:43 AM Click: 1 on PickTen Number: 9:58:46 AM Click: 1 on TakeTen Number: 9:58:47 AM Click: 1 on TakeTen Number: 9:58:49 AM Click: 1 on PickTen Number: 9:58:51 AM Click: 1 on PickOne Number: 9:58:52 AM Click: 1 on PickOne Number: 9:59:39 AM Click: 1 on Toolbox Number: 9:59:41 AM Click: 1 on Restart Number: 9:59:52 AM Click: 1 on PickHun Number: 9:59:52 AM Click: 1 on PickHun Number: 9:59:53 AM Click: 1 on PickHun Number: 9:59:53 AM Click: 1 on PickHun Number: 9:59:53 AM Click: 1 on PickHun Number: 9:59:54 AM Click: 1 on PickHun Number: 9:59:55 AM Click: 1 on PickHun Number: 9:59:58 AM Click: 1 on PickTen Number: 9:59:58 AM Click: 1 on PickTen Number: 10:00:12 AM Click: 1 on supply Number: 10:00:13 AM Click: 1 on supply Number: 10:00:14 AM Click: 1 on TakeTen Number: 10:00:14 AM Click: 1 on TakeTen Number: 10:00:32 AM Click: 1 on supply Number: 10:00:32 AM Click: 1 on supply Number: 10:00:33 AM Click: 1 on PickOne Number: 10:00:34 AM Click: 1 on PickOne Number: 10:00:35 AM Click: 1 on PickOne Number: 10:00:35 AM Click: 1 on PickOne Number: 10:00:36 AM Click: 1 on PickOne Number: 10:00:37 AM Click: 1 on PickOne Number: 10:00:37 AM Click: 1 on PickOne Number: 10:00:37 AM Click: 1 on PickOne Number: 10:00:38 AM Click: 1 on PickOne Number: 284 Number: 215 Blocks: 2 1 5 Number: 215 Blocks: 2 1 5 0 Blocks: 0 0 0 alias MakeNumMAB Number: 0 0 0 0 Number: 670 Blocks: 6 7 0 Number: 670 Blocks: 6 7 0 670 Blocks: 6 7 0 670 Blocks: 6 7 0 0 Blocks: 0 0 0 100 Blocks: 1 0 0 200 Blocks: 2 0 0 300 Blocks: 3 0 0 400 Blocks: 4 0 0 500 Blocks: 5 0 0 510 Blocks: 5 1 0 520 Blocks: 5 2 0 530 Blocks: 5 3 0 531 Blocks: 5 3 1 532 Blocks: 5 3 2 533 Blocks: 5 3 3 534 Blocks: 5 3 4 535 Blocks: 5 3 5 536 Blocks: 5 3 6 537 Blocks: 5 3 7 538 Blocks: 5 3 8 Number: 538 Blocks: 5 3 8 538 Blocks: 5 3 8 0 Blocks: 0 0 0 100 Blocks: 1 0 0 110 Blocks: 1 1 0 120 Blocks: 1 2 0 130 Blocks: 1 3 0 140 Blocks: 1 4 0 150 Blocks: 1 5 0 160 Blocks: 1 6 0 150 Blocks: 1 5 0 140 Blocks: 1 4 0 150 Blocks: 1 5 0 151 Blocks: 1 5 1 152 Blocks: 1 5 2 152 Blocks: 1 5 2 0 Blocks: 0 0 0 100 Blocks: 1 0 0 200 Blocks: 2 0 0 300 Blocks: 3 0 0 400 Blocks: 4 0 0 500 Blocks: 5 0 0 600 Blocks: 6 0 0 700 Blocks: 7 0 0 710 Blocks: 7 1 0 720 Blocks: 7 2 0 720 Blocks: 7 2 0 720 Blocks: 7 2 0 710 Blocks: 7 1 0 700 Blocks: 7 0 0 700 Blocks: 7 0 0 700 Blocks: 7 0 0 701 Blocks: 7 0 1 702 Blocks: 7 0 2 703 Blocks: 7 0 3 704 Blocks: 7 0 4 705 Blocks: 7 0 5 706 Blocks: 7 0 6 707 Blocks: 7 0 7 708 Blocks: 7 0 8 709 Blocks: 7 0 9 10:00:38 10:00:38 10:00:38 10:01:03 10:01:11 10:01:16 10:02:35 10:02:39 10:02:55 10:02:58 10:03:06 10:03:26 10:03:26 10:03:27 10:03:27 10:03:27 10:03:28 10:03:28 10:03:28 10:03:32 10:03:32 10:03:32 10:03:34 10:03:46 10:03:57 10:03:59 10:04:55 10:05:04 10:05:05 10:05:10 10:05:10 AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM AM Click: 1 on PickOne Number: 710 Blocks: 7 0 10 Click: 1 on PickOne Number: 711 Blocks: 7 0 11 Click: 1 on PickOne Number: 712 Blocks: 7 0 12 Click: 1 on Show Number Number: 712 Blocks: 7 0 12 Click: 1 on Show Number Number: 712 Blocks: 7 0 12 Click: 1 on Show Number Number: 712 Blocks: 7 0 12 Click: cursor "net" on Regroup Number: 712 Blocks: Click: cursor "net" on Number: 712 Blocks: 7 0 12 Click: 1 on Toolbox Number: 712 Blocks: 7 1 2 Click: 1 on Restart Number: 0 Blocks: 0 0 0 Click: 1 on Show Number Number: 0 Blocks: 0 0 0 Click: 1 on PickHun Number: 100 Blocks: 1 0 0 Click: 1 on PickHun Number: 200 Blocks: 2 0 0 Click: 1 on PickHun Number: 300 Blocks: 3 0 0 Click: 1 on PickHun Number: 400 Blocks: 4 0 0 Click: 1 on PickHun Number: 500 Blocks: 5 0 0 Click: 1 on PickHun Number: 600 Blocks: 6 0 0 Click: 1 on PickHun Number: 700 Blocks: 7 0 0 Click: 1 on PickHun Number: 800 Blocks: 8 0 0 Click: 1 on PickTen Number: 810 Blocks: 8 1 0 Click: 1 on PickTen Number: 820 Blocks: 8 2 0 Click: 1 on PickTen Number: 830 Blocks: 8 3 0 Click: 1 on TakeTen Number: 820 Blocks: 8 2 0 Click: 1 on Show Number Number: 820 Blocks: 8 2 0 Click: cursor "speak" on Speech Number: 820 Blocks: Click: cursor "speak" on hunDrop Number: 820 Blocks: Click: cursor "glue" on Show Ones Number: 820 Blocks: Click: cursor "glue" on Show Ones Number: 820 Blocks: Click: cursor "glue" on hunones Number: 820 Blocks: Menu Item Selected: , alias exit Number: 820 Blocks: Session Ended. 285 7 0 12 8 8 8 8 8 8 2 2 2 2 2 2 0 0 0 0 0 0 Appendix F – Results of The Year Two Diagnostic Net, Used to Select Participants for the Main Study Name Phase C Phase D 1 2 3 4 5 6 7 8 9 1 1 1 1 1 2 3 4 5 6 7 8 9 1 1 1 1 1 1 0 1 2 3 0 1 2 3 4 5 John Craig Daniel Amanda Belinda Rory Simone Yvonne Student Student a Student Student Student Student Student Student Nerida Haydenb Kelly Terry Amy Clive Michelle Jeremy Student Student Note. Students are ranked roughly in order of criteria achieved on the previous year’s Year 2 Net (Queensland Department of Education, 1996). Numbered columns include criteria from Phases C & D of the test. All students in this population achieved all criteria in Phases A & B. Cells with solid shading indicate criterion was fully achieved. Cells with line shading indicate criterion was partially achieved. All judgements about student achievement were made by the Year 2 class teachers at the time. a Indicates unnamed student from the available population of Year 3 students, not selected for inclusion in the study. b The results for Hayden were unavailable. Hayden’s Year 3 teacher assessed his mathematical achievement, relative to other students, to be at the level indicated on this table. 287 Appendix G – List of Participants Pseudonym Amanda Simone Craig John Belinda Yvonne Daniel Rory Michelle Nerida Clive Jeremy Amy Kelly Hayden Terry Gender Mathematics Achievement Level F F M M F F M M F F M M F F M M High High High High High High High High Low Low Low Low Low Low Low Low 289 Number Age at start of Representation study (yy:mm) Blocks Blocks Blocks Blocks Computer Computer Computer Computer Blocks Blocks Blocks Blocks Computer Computer Computer Computer 08:08 08:03 08:03 08:02 08:01 08:04 08:02 08:00 08:02 07:07 08:06 08:06 07:09 08:01 08:02 07:08 Appendix H - Main Study Teaching Program TABLE H.1. Overview of Teaching Program Tasks Two-digit numbers Introduce notation Representations of numbers: Concrete to Verbal Concrete to Symbolic Verbal to Concrete Verbal to Symbolic Symbolic to Verbal Symbolic to Concrete Regrouping Use of numeral expander Comparing 2 numbers Ordering 3 or more numbers Counting on and back by 1, 2 Counting on and back by 10 Counting on and back by 100 Addition Subtraction Grouping ones Three-digit numbers 24, 25, 26, 27 1 1 2 2 3 3 4, 5, 6 7 8, 9, 10 11, 12 13, 14, 15 16, 17 18, 19 20, 21 22, 23 28 28 29 29 30 30 31, 32, 33 34 35, 36, 37 38, 39 40 41, 42 43 44, 45 Introduction [Instructions to participants:] For each task, show the numbers with the blocks. Discuss the question and the answer with the others in your group. Make sure everyone in the group agrees with each answer. Ask Mr Price if you need any help. Task 1 - Representing numbers Look at the blocks put out by Mr Price. Say what number the blocks show. Write the number in your workbook. [Numbers were not printed on task cards provided to participants.] a) 25 b) 61 c) 13 d) 40 Task 2 - Representing numbers Listen to the number given by Mr Price. Show the number with the blocks. Write the number in your workbook. [Numbers were not printed on task cards provided to participants.] a) 28 b) 31 c) 19 d) 90 291 Task 3 - Representing numbers Show each number with the blocks. Say the name of each number: a) 38 b) 72 c) 15 d) 80 Task 4 - Regrouping Show the number with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. a) 77 b) 23 c) 91 d) 58 Task 5 - Regrouping Show the number with the blocks. Now swap all of the tens for ones. How many ones do you need? Record what you have done in your workbook. a) 21 b) 36 Task 6 - Regrouping Show the number with the blocks. If you were to swap all the tens for ones, how many ones would there be? Write your answer in your workbook. a) 64 b) 89 Task 7 - Use of numeral expander " Write the number on the numeral expander. Show the number with the blocks. Use the expander to show the number in different ways. Write the number in two ways in your workbook. a) 34 b) 96 c) 52 Task 7 - Use of numeral expander Show the number with the blocks. Turn on the numeral expander. Use the expander to show the number in different ways. Write the number in two ways in your workbook. a) 34 b) 96 c) 52 Task 8 - Comparing 2 numbers Tommy and Billy were arguing about who had more marbles. Tommy had 48 marbles, and Billy had 62 marbles. a) Who had more marbles? Show the numbers with the blocks. Explain your answer in your workbook. 292 Task 9 - Comparing 2 numbers Suzie and Margie were collecting stickers. Suzie had 20 in one book and 9 in a packet. Margie had 70 in one book and 3 in her pocket. a) Who had more stickers? Show the numbers with the blocks. Explain your answer in your workbook. Task 10 - Comparing 2 numbers GameBoys cost 51 dollars and basketballs cost 39 dollars. a) Which is more expensive? Show the numbers with the blocks. Explain your answer in your workbook. Task 11 - Ordering 3 numbers Kellie wanted to put her books in order of size on her bookshelf, so the book with the most pages was first, then the middle one, and then the one with the least pages. One book had 82 pages, one had 37 pages, and one had 88 pages. a) Show the numbers with the blocks. Show in your workbook how Kellie should put the books on her bookshelf. Task 12 - Ordering 3 numbers Simon has 75 toy soldiers, 57 toy cowboys, and 54 toy animals. a) Show the numbers with the blocks. If Simon puts the group of toys with the most on the top shelf, the next group on the middle shelf, and the smallest group on the bottom shelf, where should he put them? b) Show your answer in your workbook. Task 13 - Counting on by 1s Penny is writing down the dates until her birthday on the 28th of the month. Today is the 4th. a) What are the dates before her birthday? b) Show the numbers with the blocks. c) Say them, then write them in your workbook. Task 14 - Counting back by 1s The Sunny Surfboard Company has 75 boogie boards left. a) If one is sold, how many are left? b) Then how many if another is sold? c) Say all the numbers in order from 75 back to 60. Show the numbers with the blocks. Write them in your workbook. Task 15 - Odd and even numbers Fern Street has the even-numbered houses on one side, and the odd-numbered houses on the other side. a) The Smith family lives at number 30 Fern Street. What are the house numbers on either side of their house? b) The Jones family lives at number 71 Fern Street. What are the house numbers on either side of their house? c) Show the numbers with the blocks. Write your answers in your workbook. 293 Task 16 - Counting on by 10s Michelle has a collection of 26 football cards. a) If she buys another packet of 10 cards, how many will she have? b) How many with another 10? c) Show the numbers with the blocks. Keep adding tens until you reach ninety-six. Write the numbers in your workbook. Task 17 - Counting back by 10s Mr Walker has made 82 bread rolls to sell in his shop. a) He sells a packet of 10 rolls. How many rolls are there now? Show the numbers with the blocks. b) Then he sells another packet of 10 - how many are there now? c) Keep taking away tens. Write the numbers in your workbook. Task 18 - Addition Classes 3L and 3M went in a bus to the zoo. There are 28 children in class 3L and 31 in class 3M. a) How many children went on the bus? Show the numbers with the blocks. b) Discuss how to work it out with your group. Show how you work it out in your workbook. Task 19 - Addition A Space Race video game costs 75 dollars, and a set of batteries costs 19 dollars. a) How much will the game and the batteries cost? Show the numbers with the blocks. b) Discuss how to work it out with your group. Show how you work it out in your workbook. Task 20 - Subtraction There are 95 soldiers on parade. The sun is hot, and 23 soldiers faint. a) How many soldiers are still standing? Show the numbers with the blocks. b) Discuss how to work it out with your group. Show how you work it out in your workbook. Task 21 - Subtraction Mrs Perry has 83 dollars in her purse. She buys a coat costing 48 dollars. a) How much money is now in Mrs Perry’s purse? Show the numbers with the blocks. b) Discuss how to work it out with your group. Show how you work it out in your workbook. Task 22 - Grouping ones Pat wants to buy some mints. Mints are sold in packets of 10, or one by one. a) Will Pat have more if she buys six packets, or 45 single mints? b) Discuss how to work it out with your group. Show the numbers with the blocks. Show how you work it out in your workbook. 294 Task 23 - Grouping ones Trent’s mum is making lolly bags for Trent’s birthday party. She has 2 rolls of 10 toffees, and 16 single toffees. a) Show the number of toffees with the blocks. How many toffees are there? b) Does Trent’s mum have enough toffees to give 4 guests 10 toffees each? c) Discuss how to work it out with your group. Show how you work it out in your workbook. Task 24 - Hundreds place Show the number 40 with the blocks. a) Put out another ten, and say the number’s name. b) Keep adding tens. Stop when you have 10 tens. c) What is this number called? Can you trade 10 tens? d) Keep adding tens. Stop when you reach two hundred. e) Write the numbers you made in your workbook. Task 25 - Hundreds place Donna and James have picked 90 apples. a) Show that number with the blocks. b) Donna and James pick more apples, one by one. Show each number with the blocks. Stop at 99. c) Write the numbers 90 to 99 in your workbook. d) What is the next number? Write it in your workbook. e) Show the number with the blocks. Can you trade any blocks? Task 26 - Notation Write four numbers between 10 and 99 in your workbook. a) Choose one number. Explain what each digit means. b) Now write the number that Mr Price tells you. Explain what each digit means. c) Show what the number means with the blocks. Task 27 - Notation Show the number 248 with blocks. a) Write the number in your workbook. b) Explain the meaning of the 2, the 4 and the 8. Task 28 - Representing numbers Look at the blocks put out by Mr Price. Say what number the blocks show. Write the number in your workbook. a) 369 b) 541 c) 215 d) 670 295 Task 29 - Representing numbers Listen to the number given by Mr Price. Show the number with the blocks. Write the number in your workbook. a) 538 b) 152 c) 712 d) 820 Task 30 - Representing numbers Show each number with the blocks. Say the name of each number: a) 147 b) 394 c) 516 d) 470 Task 31 - Regrouping tens Show the number with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. a) 255 b) 932 c) 314 Task 32 - Regrouping hundreds Show the number with the blocks. Now swap one of the hundreds for tens. How many tens do you need? Record what you have done in your workbook. a) 340 b) 627 Task 33 - Regrouping tens and ones " Put out a handful of tens and ones blocks. a) Write the number of tens and ones you have in your workbook. b) What number is shown by the blocks? Do you need to regroup any blocks? c) Write the number shown by the blocks in your workbook. Task 33 - Regrouping tens and ones Put out more than 9 tens and more than 9 ones. a) Write the number of tens and ones you have in your workbook. b) What number is shown by the blocks? Do you need to regroup any blocks? c) Write the number shown by the blocks in your workbook. Task 34 - Numeral expander " Write the number on the numeral expander. Show the number with the blocks. Use the expander to show the number in different ways. Write the number in two ways in your workbook. a) 381 b) 419 c) 158 296 Task 34 - Numeral expander Show the number with the blocks. Turn on the numeral expander. Use the expander to show the number in different ways. Write the number in two ways in your workbook. a) 381 b) 419 c) 158 Task 35 - Comparing 2 numbers Mary and Harriet were arguing about who had more insects. Mary had 341 insects, and Harriet had 289 insects. a) Who had more insects? Show the numbers with the blocks. Explain your answer in your workbook. Task 36 - Comparing 2 numbers Frank and Lenny were collecting stamps. Frank had 250 in one book and 7 in his pocket. Lenny had 170 in one book and 34 in a packet. a) Who had more stamps? Show the numbers with the blocks. Explain your answer in your workbook. Task 37 - Comparing 2 numbers Super Fast computer games cost 432 dollars and Ultra mountain bikes cost 419 dollars. a) Which is more expensive? Show the numbers with the blocks. Explain your answer in your workbook. Task 38 - Ordering 3 numbers A zoo keeper wants to put three baby animals in three pens: a large pen, a middle sized pen, and a small pen. The animals’ masses are shown in the table below: Panda Elephant Giraffe 419 kilograms 823 kilograms 485 kilograms a) Show the numbers with the blocks. Discuss with your group how the animals should be penned. b) Show in your workbook how the keeper should put the animals in the pens. Task 39 - Ordering 4 numbers At a sports meeting, Fiji has 79 competitors, New Zealand has 607 competitors, Indonesia has 398 competitors, and Australia has 624 competitors. a) If the four teams march in order with the largest team first, and the smallest team last, which order should they be in? b) Show the numbers with the blocks. Show your answer in your workbook. Task 40 - Counting on by 1s As people arrive at the fun park, they are given a number that counts how many people have arrived that day. Jenny is given the number 283. a) Show the number with the blocks. What will the next number be? Which number is next after that? b) Keep adding numbers. Stop at three hundred and twenty-three. c) Say the numbers, then write them in your workbook. 297 Task 41 - Counting on by 10s At the cinema each person pays 10 dollars to see the film. There is 462 dollars in the cash drawer. a) Show the number with the blocks. How much money will there be in the drawer after the next person pays their 10 dollars? Then how much after the next person? b) Keep adding tens. Stop at 600. c) Write the numbers in your workbook. Task 42 - Counting back by 10s The supermarket is selling Easter eggs in packets of 10. There are 380 eggs left, and one more packet is sold. a) Show the numbers with the blocks. How many eggs are there now? How many when another packet is sold? b) Keep taking away packets. Stop at 200 eggs. c) Say the numbers, and write them in your workbook. Task 43 - Counting on by 100s Helen has 264 stamps in her collection. Her mother gives her a packet of 100 stamps. a) How many stamps does she have now? Show the numbers with the blocks. b) Keep adding hundreds. Stop at 900. c) Say the numbers, and write them in your workbook. Task 44 - Addition Children from two schools compete in a sports day competition. One school has 274 students, and the other has 315 students. a) How many students are at the sports day? Show the numbers with the blocks. Show how you work out your answer in your workbook. Task 45 - Addition A cattle farmer has 624 cattle in one paddock, and 193 in another. How many cattle are in the two paddocks? Show the numbers with the blocks. Show how you work out your answer in your workbook. 298 Appendix I - Main Study Interview 1 Instrument Year 3 Place Value Interview 1 Name:........ ..................................................... Class: .............................. Date:........./ ........ / ........ Number Representation Qu. 1 Place base-ten blocks on the desk in front of student, randomly arranged. Ask for the number that is shown by the blocks. a) 3 t & 8 ones. b) 4 t & 12 ones. c) 2 h, 16 t, & 1 one. Qu. 2 Place base-ten blocks on the desk in front of the student, randomly arranged. Ask the student to show the number with blocks. Then ask the student to show the number another way. a) 5 t & 30 ones: show 28 b) 3 h, 16 t, & 60 ones: show 134. Qu. 3 Show the student the written symbol for 136. Ask student to look at the following block representations in turn, and to say whether it equals 136: a) 1 hundred, 2 tens, & 16 ones. b) 13 tens & 6 ones. c) 1 ten, 3 hundreds, & 6 ones. Counting Qu. 4 Ask the student to count on or back in ones or tens. In each case continue beyond the next necessary regrouping. a) b) c) d) 74 - 1 etc 65 + 10 etc. 342 + 10 etc. 496 - 10 etc. Number Relationships Qu. 5 Ask student for numbers, and for explanations: a) b) c) d) a little bigger than 56. much bigger than 56. a little smaller than 56. much smaller than 56. 299 Qu. 6 Show the student the numbers written on paper. Ask student to point to the larger number, and explain. a) 27; 42 b) 174; 147 Digit Correspondence Qu. 7 Show the student 24 bundling sticks. a) Ask the student to count them (correct if necessary), and to write the symbol for the number. b) Circle first the “4,” and then the “2,” and ask “Does this part of your 24 have anything to do with how many sticks you have? Please show me. How do you know?” Qu. 8 Show the student 13 lollies. a) Ask the student to count them (correct if necessary), and to write the symbol for the number. Ask the student to share the lollies evenly among four cups. b) Circle first the “3,” and then the “1,” and ask “Does this part of your 13 have anything to do with how many lollies you have? Please show me. How do you know?” Novel Tens Grouping Qu. 9 Show the student some packets of chewing gum. Tell the student that each packet contains 10 sticks of gum. Ask the following questions: a) If Carla has 6 packets and 4 other pieces of gum, how much chewing gum does she have altogether? b) If Bruce has 3 packets and 17 other pieces of gum, how much chewing gum does he have altogether? c) If Sam buys 5 packets and eats 8 pieces of gum, how many pieces does he have left? 300 Appendix J - Main Study Interview 2 Instrument Year 3 Place Value Interview 2 Name:........ ..................................................... Class: .............................. Date:........./ ........ / ........ Number Representation Qu. 1 Place base-ten blocks on the desk in front of student, randomly arranged. Ask for the number that is shown by the blocks. a) 6 t & 7 ones. b) 3 t & 16 ones. c) 5 h, 13 t, & 2 ones. Qu. 2 Place base-ten blocks on the desk in front of the student, randomly arranged. Ask the student to show the number with blocks. a) 5 t & 30 ones: show 38. b) 3 h, 16 t, & 60 ones: show 261. Qu. 3 Show the student the written symbol for 172. Ask student to look at the following block representations in turn, and to say whether it equals 172: a) 1 hundred, 6 tens, & 12 ones b) 17 tens & 2 ones c) 1 ten, 7 hundreds, & 2 ones Counting Qu. 4 Ask the student to count on or back in ones or tens. In each case continue beyond the next necessary regrouping. a) 96 - 1 etc. b) 42 + 10 etc. c) 263 + 10 etc. d) 681 - 10 etc. Number Relationships Qu. 5 Ask student for numbers, and for explanations: a) a little bigger than 73 b) much bigger than 73 a) a little smaller than 73 b) much smaller than 73 Qu. 6 Show the student the numbers written on paper. Ask student to point to the larger number, and explain. a) 61; 38 b) 259; 295 301 Digit Correspondence Qu. 7 Show the student 37 bundling sticks. a) Ask the student to count them (correct if necessary), and to write the symbol for the number. b) Circle first the “7,” and then the “3,” and ask “Does this part of your 37 have anything to do with how many sticks you have? Please show me. How do you know?” Qu. 8 Show the student 26 counters. a) Ask the student to count them (correct if necessary), and to write the symbol for the number. Ask the student to stack the counters evenly on six circles on a card. b) Circle first the “6,” and then the “2,” and ask “Does this part of your 26 have anything to do with how many counters you have? Please show me. How do you know?” Novel Tens Grouping Qu. 9 Show the student some packets of clothes pegs. Tell the student that each packet contains 10 clothes pegs. Ask the following questions: a) If Julie has 4 packets and 8 other clothes pegs, how many pegs does she have altogether? b) If Frank has 5 packets and 13 other clothes pegs, how many pegs does he have altogether? c) If Sarah buys 7 packets and loses 6 clothes pegs, how many pegs does she have left? 302 Appendix K – Letter Requesting Consent by Parents or Guardians of Prospective Participants 13 May, 1997 Dear Mr/Mrs _______ re: MATHEMATICS RESEARCH STUDY I am a PhD student and part-time lecturer in mathematics education at QUT. Your son/daughter, _______, has been selected from the year 3 students at ___________ State School to take part in a research study being conducted by myself, from 2nd to 20th June 1997. Each child will be needed for 12 teaching sessions of approximately 20 minutes each, during school time, in a room separate from the classroom. The children will be learning about 2- and 3-digit numbers. The school principal, Mr ________, has given his approval for the study to be conducted in the school. Anonymity of the students will be maintained in all reports of the study, except in reporting results of the study to the class teachers. Please indicate your agreement for your child to take part in the study, or otherwise, on the pro forma below, and return it to the school as soon as convenient. Yours faithfully Peter Price PhD Student/Lecturer QUT -------------------------------------------------------------------------------------------------------------Mathematics Research Study __________ State School, Semester 1, 1997 I hereby {give / do not give}* my permission for my son/daughter ________ to be involved in the above study. I understand that his/her anonymity will be protected, and that he/she may leave the study at any time. Signed: ......................................................... Parent/Guardian * Cross out whichever does not apply 303 Appendix L – Coding Teaching Session Transcripts for Feedback Coding of transcripts for feedback. It is necessary at this point to describe how categories of feedback were developed and how decisions were made about how to categorise each potential incident involving feedback. When the videotapes from each session were transcribed, initial readings of the transcripts revealed a large number of categories of participant responses. It gradually emerged that one defining difference between the two representational formats was the ways in which participants were able to find out whether or not their answers were correct using each type of representational material. In light of this finding, the transcripts were re-analysed in more detail, looking specifically for incidents of feedback. A computer-based database file designed by the author was used to record and categorise each incident indicating the occurrence of feedback in the 40 teaching sessions (see Figure L.1). Feedback was defined for the purposes of this thesis in this way: Feedback is considered to have taken place if a participant received information from another source indicating whether the participant’s thinking about numbers was correct. It is important to note that feedback is considered to have occurred whether or not the recipient of the feedback requested it: The primary consideration is to note incidents in which participants received information about their answers. It is presumed that feedback helped participants to decide whether their ideas were correct, and whether or not they should change their answers. 305 Figure L.1. Data entry screen for feedback database. As the analysis of feedback was conducted, a number of aspects of each incident were coded for later analysis, as illustrated in Figure L.1. Firstly, details of the participant, session number, and task were noted. The feedback itself was categorised according to its source, the effect of the feedback for the participant receiving it, and the response of the feedback recipient. Added to this was an assessment of the status of the answer for which the participant was receiving feedback: in other words, whether or not the recipient of the feedback already had an answer, and whether or not the answer was correct, at the time the feedback was provided. Finally a note was made of the transcript reference that referred to the same incident, and a text comment was added briefly describing the incident. Aspects of feedback that emerged from the data analysis—sources of feedback, effects of feedback, and responses to feedback—are listed in Tables L.1, L.2, and L.3. 306 TABLE L.1. Source of Feedback Feedback Description Teacher feedback Peer feedback Check peer writing Count on fingers Mental computation Check own writing Count/recount blocks Count computer blocks Check computer counter Check computer symbol Check computer verbal number name Check peer computer Source Teacher Peer Peer Self Self Self Materials Materials Electronic Electronic Electronic Electronic Table L.1 reveals the range of feedback types available to participants. At least 12 types of feedback were observed in the data, including 4 types of electronic feedback provided by the software. It is interesting that the “count on fingers” category was used by participants in computer groups only, though only twice per group. Note that feedback accessed by counting computer blocks is considered to have “Materials” as its source, because it involves merely looking at pictorial representations of blocks, much as physical blocks may be counted. Other electronic feedback requires the computer’s computational facility to provide feedback information. TABLE L.2. Effects of Feedback Effect of feedback Confirm answer Contradict answer Explain a wrong answer Ask a question in return Provide an answer Give directions Counter-suggestion No effect Quality Positive Negative Negative Neutral Neutral Neutral Neutral Neutral Table L.2 lists the evident effects of feedback observed during this analysis, and determinations made of the quality of each effect: This is defined as the likely effect that feedback would have on the participant receiving it, with regards to the recipient’s confidence in the answer. In other words, if the feedback is likely to have 307 encouraged a participant to retain the answer, whether correct or not, then the feedback is said to be positive. If, on the other hand, the feedback is considered likely to have encouraged its recipient to reject the answer, then it is said to be negative in quality. TABLE L.3. Responses to Feedback Responses to feedback No visible response Change answer Reject feedback Seek further feedback Express satisfaction Reconsider question Laugh or smile Repeat answer Write or represent answer State answer Explain answer Follow directions Table L.3 lists the various responses to feedback observed in this phase of analysis. The purpose of descriptions of responses to feedback is to consider the effect of each incident of feedback on the recipient’s actions. It is important to consider how likely children are to accept feedback provided by either blocks or software, based on their actions after receiving such feedback. The following steps describe the method used to analyse videotapes for incidents of feedback: 1. An incident in which a participant received information regarding an answer was noted. This included occasions in which a participant received an answer from another source, such as another participant or from the computer column counters. 2. The status of the participant’s answer prior to the feedback was determined: was the answer correct, incorrect, incomplete, or nonexistent? In some cases, the status had to be coded as “unknown,” as it could not be determined from the data available. 308 3. The source of the feedback was determined. In most cases, this was obvious once the identification of a feedback incident had been made, as the source of the feedback is a necessary part of the incident itself. 4. The effect of the feedback on the participant was determined. Again, this was quite simple once an incident had been identified, as the effect that the feedback had on the participant was generally clear from the feedback itself. For example: Did the feedback confirm what the participant had already stated or otherwise demonstrated as the answer? Did it contradict the previous answer? 5. The main response the participant made to the feedback, if any, was noted. If a participant responded in two different ways, the incident was coded as a single incident, and the principal response of the recipient noted. The category “no visible response” had to be used in incidents where the response of the recipient of the feedback could not be determined. 6. Note that if two participants each contradicted the other, then two incidents of feedback were coded: one for each participant receiving the feedback. Similarly, if the researcher gave feedback to an entire group or to more than one participant, then that feedback was coded separately for each recipient of the feedback. As the analysis of feedback was conducted, it was discovered that participants received feedback many times, and often with great frequency. Over the 40 teaching sessions, lasting a total of approximately 1000 minutes, 1134 incidents of feedback were identified. Whereas this indicates an average of little more than one incident per minute, there were periods of time in which little feedback was evident, and others in which feedback occurred rapidly over a short period. This is demonstrated by the transcript excerpt in Appendix U, showing a short period of time in which several incidents of feedback occurred, as the low/blocks group attempted to work out 75 + 19. Clearly coding for feedback is not an exact process, as it requires subjective judgements to be made about what feedback a participant received, what effect the feedback had on the participant, and what the participant’s response was to the feedback. Nevertheless, it is clear that incidents of feedback did occur during the teaching sessions, and the author contends that its occurrence can be described 309 reasonably accurately using the methods detailed here. It is important to point out that some incidents of feedback must necessarily be missed, no matter what method is used to identify them. At times during teaching sessions participants were almost certainly thinking about the information presented to them without any outward sign of the character of that thinking. The incidents of feedback described here can include only incidents in which participants made some outward sign of receiving some feedback from their environment. During periods when participants were not obviously receiving feedback or responding to their environment, it was difficult to decide if feedback was occurring. For example, participants using the computer spent much of the sessions looking at the computer screens; similarly, participants using blocks spent much time manipulating and looking at the blocks. Though the learning environments for all participants clearly provided almost continuous feedback of various types, it is only possible to identify aspects of incidents that are visible on the videotapes. However, by careful and consistent use of observation techniques it is asserted that valid and reliable descriptions of numbers and types of feedback have been made that can be compared among participants and among groups. An attempt was made to check the reliability of the identification and coding of feedback incidents. A second experienced teacher was asked to view a selection of four videotapes of teaching sessions, one of each group, and compare events observed on the videotapes with the coding already carried out by the researcher. The second observer confirmed every single incident coded by the researcher, but also felt that other incidents were evident on the tapes that had not been coded. As the reliability of the feedback identification and coding is not high when considered by a second observer, it must be considered as just an indication of feedback activity that took place rather than an objective measure of it. As in much qualitative research, judgement about feedback incidents is necessarily subjective, relying on interpretations of many subtle interactions that took place among participants, the researcher and the materials. The identification of feedback incidents reported here is the interpretation of the researcher that would be certain to differ from interpretations made by other observers of the same data. 310 Appendix M – Descriptions of Numeration Skills Targeted by Interview Questions and Criteria for Their Assessment No. Skill 1a State number Two-digit canonical represented by block representation blocks Two-digit noncanonical block representation Three-digit noncanonical block representation Show blocks Two-digit number to represent given number Three-digit number 1b 1c 2a 2b 3a 3b 3c State whether block representation matches numerical symbol Sub-Skill Description Interview Question(s) (Q 1a) (Q 1b) (Q 1c) (Q 2a) (Q 2b) Three-digit non(Q 3a) canonical block representation with >9 ones Three-digit non(Q 3b) canonical block representation with 0 hundreds, >9 tens Reject incorrect three- (Q 3c) digit face-value block representation 311 Assessment Criteria Correct number name stated; single miscount allowed. Correct number name stated; single miscount allowed. Correct number name stated; single miscount allowed. Correct number of blocks shown, non-canonical representation allowed. Correct number of blocks shown, non-canonical representation allowed. Correct number name stated; single miscount allowed. Correct number name stated; single miscount allowed. Blocks counted correctly; statement that blocks represented the stated number rejected. 4a 4b 4c 4d 5a 5b 6a 6b 7a 7b Number sequence correctly counting past change of decade; no omissions or insertions. Count on in tens from (Q 4b) Number sequence two-digit number, past correctly counting past 100 120; no omissions or insertions. Count on in tens (Q 4c) Number sequence through three-digit correctly counting past numbers change of hundred; no omissions or insertions. Count back in tens (Q 4d) Number sequence through three-digit correctly counting past numbers change of hundred; no omissions or insertions. Nominate Nominate numbers (Q 5a, c) Numbers stated that are numbers close to a given twoeach within 10 of the relative to a digit number given number, or such that single given difference is no more than number 25% of difference in related “far” example. Nominate numbers far (Q 5b, d) Numbers stated that are from a given two-digit each at least 30 away from number the given number, or such that difference is more than 4 times the difference in related “near” example. State which of Two-digit numbers, (Q 6a) Correct number stated as two written ones digit of smaller greater, incorrect countersymbols number > either digit suggestion(s), if any, not represents the of larger number accepted. greater number Correct number stated as Three-digit numbers, (Q 6b) greater, incorrect counterrespective tens and suggestion(s), if any, not ones digits reversed accepted. Count Two-digit number (Q 7) Correct number of objects collection of shown as referent for each 10-40 objects, digit, incorrect countershow referent suggestion(s) rejected. for each digit Two-digit number with (Q 8) Correct number of objects misleading visual cues shown as referent for each digit, incorrect countersuggestion(s) rejected. Recite verbal number sequence Count back in ones through two-digit numbers 312 (Q 4a) 8a 8b 8c Mental Add a number of tens computation in and a number of ones a novel tens grouping situation Add a number of tens and 11-19 ones (Q 9a) Correct answer stated; unprompted self-correction allowed. (Q 9b) Correct answer stated; unprompted self-correction allowed. Correct answer stated; unprompted self-correction allowed. Subtract a number of (Q 9c) ones from a number of tens 313 Appendix N – Transcript of Interview 1 Question 6 (a) with Terry Qu. 6 (a) Show the student the numbers ‘27’ and ‘42’ written on paper. Ask student to point to the larger number, and explain. Terry: I’m still … Oh! … I can tell by the even numbers. This one [‘42’] is bigger because it’s even and this one [‘27’] is smaller because it’s odd. Interviewer: OK what is this number [‘42’] here? Terry: 42. Interviewer: And this one? Terry: 27. Interviewer: And 42 is bigger because it’s even? Terry: Yup. Interviewer: And that’s [‘27’] smaller because it’s odd? Terry: Yup. Interviewer: Supposing this one here was … 57. Terry: Yeah. Interviewer: That’s still odd. Terry: Yeah. Interviewer: Would it still be smaller than that? Terry: Yeah. Interviewer: OK. So all even numbers are bigger than all odd numbers? Terry: Yup. Interviewer: How do you know that’s even? Terry: Because it’s got a ‘2’ at the end. Interviewer: Uh-huh. And how do you know this one’s odd? Terry: Because you got a ‘7’ at the end. Interviewer: All right, what if they were both even? Supposing this one [‘27’] was 26, which would be bigger then? Terry: This one. [‘26’] ‘Cos it would be 26. Interviewer: 26 would be bigger? Why is that? Terry: ‘Cos they are both even and this one is only 42 and the other one’s 26. 315 Interviewer: OK, and why would 26 be bigger? Terry: ‘Cos it’s got a ‘6’ at the end. Interviewer: All right, and the ‘6’ is bigger than …? Terry: Oops! It’s this one [‘42’] because this one is away from 20. Interviewer: I think we’d better write these down. Terry: Ah. Interviewer: Because we just want to be sure we both know what we are talking about. [writes ‘26’ and ‘42’] 26 and 42. Which one is bigger? Terry: 42. Interviewer: Uh-huh. Why? Terry: ‘Cos … ‘cos it’s one way [pause] it’s … like 46 is in the 20s … Interviewer: 26. Terry: 26 [correcting himself] is in the 20s, and 42 is in the 40s, and it’s all missing the 30s so … so 42 is bigger? Interviewer: How do you know the 40s are bigger than the 20s? Terry: ‘Cos if you count in 10, 20, 30, 40, it’s a long way away from 20. Interviewer: Comes after it you mean? Terry: Comes after it. Interviewer: OK, that’s a good answer, but with this one [‘27’] because that’s odd … Terry: Yeah. Interviewer: That’s smaller because it’s odd? Terry: Yup. Interviewer: All right. [pause] Right, right, right, right. What about … all right let me ask you this one then. [writes ‘57’ and ‘42’] Look at those two numbers. What’s this one here now? [‘57’] Terry: 57. Interviewer: And? [‘42’] Terry: 42. Interviewer: Which one is bigger now? Terry: Oh, you just gave me an odd number. This one [‘42’] because it’s even. Interviewer: 42 is bigger because it’s even? Terry: Yep. 316 Interviewer: Uh-huh. But this [‘57’] is in the 50s isn’t it? Terry: Yeah. Interviewer: Don’t the 50s come after the 40s? Terry: Yeah … oh yeah?! So this one is actually even … um … more ‘cos it’s after? Interviewer: Right. Terry: So are we actually talking in after and not before? Interviewer: [Laughs] We’re talking about which one’s bigger. Which one means the bigger amount. Terry: Oh. Interviewer: 57 or 42. Terry: 57. Interviewer: Because … Terry: Because it’s got … it’s one way away from … it’s right after 40. 317 Appendix O – Transcript of Interview 2 Question 6 (a) with Hayden Qu. 6 (a) Show the student the numbers ‘61’ and ‘38’ written on a card. Ask the student to point to the larger number, and to explain. Interviewer: Can you tell me which of these numbers is larger? Hayden: [Points to ‘61’] Interviewer: What number is that? Hayden: 61. Interviewer: Uh-huh, and how do you know that’s bigger? Hayden: Because it’s 6 … 38 takes shorter and 61 takes longer. Interviewer: If you’re counting you mean? Hayden: Yeah. Interviewer: OK, what about the numbers that are in it? Does that tell you anything? Hayden: No, it doesn’t … like it still doesn’t mean that it’s got an ‘8’ on the end and it’s got a ‘1’ on the end [points to respective digits] … Interviewer: Uh-huh. Hayden: … because that’s um … like that … like if you get 1, 2, 3, 4 … like 10, 20, 30, 40… no 10, 20, 30 and you just count to 8 … Interviewer: Uh-huh. Hayden: …in the 30s, like it’s only the 38. Interviewer: Uh-huh. Hayden: And if you count the 61 it’s a 60 one. Interviewer: All right, so if you are counting to 60 it would … Hayden: … like take longer. Interviewer: Uh-huh, that’s a good answer. 319 Appendix P – Transcript of Low/Blocks Group Answering Task 28 (a) Task 28 (a) Look at the blocks put out by Mr Price [369]. Say what number the blocks show. Write the number in your workbook. Michelle: [Puts one hand on top of the hundreds blocks, says immediately] 300. Teacher Please don’t say them aloud, Michelle. Clive: [Looks dejected again, is not moving to touch or count the blocks.] Teacher: Girls, please keep your hands off blocks, so that boys can see them. Michelle: [Puts her hand on the hundreds again.] 300 … Teacher: Work out the whole number, Michelle. Clive: [Moves hundreds so he can see the tens and ones. Frowns, apparently counting the blocks.] Teacher: Girls, please take your hands off the blocks. (It appears that the girls were finding this too difficult, that they needed to put their hands on the blocks in order to keep track of their count.) [Puts out another copy of the block representation for the boys.] Nerida: [Whispering, as she counts the ones] … 362, 363, 366, 367, 368 … Michelle: [Does her own counting.] 3 hundreds… [She puts her hand to her forehead, and apparently finding the next step difficult.] 300, 400, 500, 600, 700, 800, 900, 101, 102, 103, 104, 105, 106, 107, 108, 109. 109. 109. [To teacher, quietly] We got 109. Clive: [Counts hundreds, then tens. He starts to count ones, stops and frowns, moves hundreds] That’s 300 … [He counts the tens quietly aloud by tens, then counts on by ones to 69.] 369 [Quietly; writes in his workbook. He writes ‘3,’ counts tens again, writes ‘69.’] Teacher: Jeremy, what is the number? Nerida: [Finishes counting the blocks under her breath, reaching ‘359.’ Writes her answers straight away in her workbook, apparently before she forgets what the number is.] Michelle: [Looks surreptitiously at Nerida’s book. She starts to re-count the blocks, apparently confused about what she should count after 300.] 300 [Very quietly; looks away. She starts counting the ten-blocks, adding them to the 321 hundreds, counting by ones. It is very difficult to hear the numbers that she stands, but she includes the numbers “7, 8, 9, 22, 23, 24.” She stops.] Oh, no! Jeremy: [Looks at blocks for a while.] 300 … and … [counts, while nodding his head, without touching blocks. Stops for a long while.] 30 … thirty one hundred … thirty one hundred … thirty one hundred and … Michelle: [Distracted by someone entering the room, stops counting.] Teacher: Children, what are your answers? Michelle: 30 … Nerida: 359. Clive: [Confidently] It means 3 hundreds, and 6 tens and 9 ones. Girls: [Say they have a different number.] Teacher: [Asks children to confirm that there are 3 hundred, 6 tens and 9 ones. The boys agree, but Nerida shakes her head, and Michelle moves her head slightly, in a nondescript sort of way, neither shaking it nor nodding. The teacher asks what they disagree with.] Nerida: We have a different number of tens. [The girls recount their ten-blocks by ten.] There are 60 tens. Michelle: Now, do you … Michelle: 60. Nerida: 60. Teacher: Do you mean 60, or 6? Michelle: 6 tens. Nerida: There are 6 tens. Teacher: What is the number altogether? Clive: [Loudly] 369. Nerida: 369. Michelle: [Shakes her head.] I don’t reckon. Teacher: Michelle, what do you think the number is? Michelle: 369. Teacher: Girls, don’t just change your minds just to agree with Clive. Michelle: [Is having trouble reading the blocks. She starts to count on from 300:] 300, 40 … Teacher: [Stops her.] 322 Michelle: No, 140, 150, … Teacher: [Stops her again] It is not 30, but 300. Michelle: 300, 4 … [She counts the tens alone, then counts on ones, to 69.] Nerida: [To Michelle] It is 369. Michelle: [Writes in her workbook. She repeats the first place of the number several times as she starts. It appears that Michelle could not keep the three numbers in her mind at once. Clive also appeared to have this same difficulty.] Teacher: Now, write the number 369, rather than just the values in each place. 323 Appendix Q – Transcripts of Task 4 (a) from 4 groups Task 4 (a) Show the number 77 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. High/computer: Yvonne: [Reads card] Belinda: I don’t understand that. [Smiles] Teacher: Do it one step at a time. Belinda: [Reading card again, holding mouse] “Show the number with the blocks.” Yvonne: Can I just use your pencil for a minute? [Borrows Belinda’s pencil to draw a line in her workbook.] Yvonne:? 77 Daniel: 77 Belinda: [Adding ten-blocks] 1, 2, 3, 4, 5, 6, 7 Yvonne: The first one … [indistinct] [Watches both computers, shifting gaze from one to the other as Rory uses mouse] Belinda: [Reading card again] Now swap one. Um, 70. Yvonne: Task … Belinda: [Adding one-blocks] 1, 2, 3, 4, 5, 6, 7 Computer1: 77 Daniel: [Pointing to screen] OK, put … [indistinct] Belinda: [Reading card again] “Now swap one of the tens for ones.” Teacher: Don’t start again, Rory, you haven’t finished. Belinda: “How many ones do you need? Record what you …” I don’t get that. Now, go to “Take away” [Looks back at teacher] mmm … Yvonne: Take away one from the ones. … Don’cha? [Looks back at teacher] Belinda: Oh, no. Rory: [Clicks on “Start again,” then starts to add ten-blocks again] Teacher: No, no. Don’t take the number away. Put the 77 back. Rory: [Puts blocks back] Yvonne: Swap one of the tens for ones. 325 Teacher: OK, do you know how to do that? Belinda: Nope Yvonne: Nope… We done that before, didn’t we? Daniel: Can we put only 3 on? Yvonne: [Points at screen] Look! Belinda: Oh! [understands] “remove block.” Yvonne: No, you can’t. It’s only got 7. Belinda: Oh. All: [Unsure of how to continue. All look at teacher] Teacher: You know what “swap” means, don’t you? All: Yeah. Teacher: OK, well you have to swap. Daniel: It’s like trading. Teacher: Yes. Swap one of the tens for ones. Yvonne: Oh! Belinda: I don’t get that. Teacher: Make a swap. Swap a ten for … Yvonne: [Points and taps pencil on screen on buttons, then on blocks] Belinda: Huh? Yvonne: [Points at screen in two places again] For ones [indistinct] Belinda: Yeah. [Still looks puzzled] Daniel: Do you add 3 onto the ones? Teacher: No, we don’t want to make it into ten ones, we’re going to take one of the tens and swap it. [Computer says there are too many blocks on screen, which will be cleared] Oh, no. Too many blocks on the page. Click “OK.” I think we’ll start yours again. [restarts program] Daniel: [Points at screen] OK, use the saw. Saw one of them big ones. Belinda: We need to put a bigger number on. Yvonne: I know. Rory: No. Daniel: You have to. [Nods] Rory: [Clicks saw on ten-block] 326 Yvonne: See if you can … [Makes buzzing noise with mouth] Daniel: We’ve done ours. [Looks at teacher] Computer2: [Saw sound] Belinda: Done it. Teacher: OK, can we have the sound turned off if you don’t mind? Just not to disturb the other class. Is that what the instructions were? Belinda: Yep, swap one. Teacher: Mmm? Read your instructions here. Yvonne: [Looks at teacher] Nope, nope [shakes head] nope. Daniel: Swap one, yep. Belinda: [Looking at screen] 77! There’s still 77! Cool. Yvonne: No, there’s sixty … Rory: It’s 77. Yvonne: Oh, yeah it is [laughs]. Computer: 77. Belinda: It sounds like Mr Price! Yvonne: So do we have to write 77 in here? Teacher: Well, you’ve got to answer this question here, now. Have you done what it says “now swap one of the tens for ones”? Yvonne: Yep. Belinda: Yep. Teacher: “How many ones do you need?” Belinda: I don’t get that. Teacher: [Under breath] Neither do I. Who wrote that? [laughs] Belinda: Who writ that? Teacher: When you swap a ten for ones, how many tens do you swap it for? Daniel: 10. Belinda: 10. Teacher: Yeah. The computer does it for you. Belinda: Cool. Teacher: The other group only use the MABs and they have to work it out for themselves. 327 Belinda: So it’s going to be 10. Teacher: — OK. Record what you have done in your workbook. Belinda: So, you’ve got to record the 10. Daniel: So I’ve done …[indistinct] Teacher: What did you have to start with? Belinda: 77. Teacher: Right, and what have you got now? Yvonne: [To Daniel, looking at his book] Why did you write 77? Belinda: 77! Teacher: So what’s the difference? Belinda: Nothing. Rory: Nothing. Teacher: Well, there’s a difference in the blocks, isn’t there? Belinda: [Starts to write in workbook] Oh, 6. Teacher: I want you to write it down somehow, to show how it’s different now from what it was before. Daniel: [Looking at teacher] Write ‘77’? Belinda: Write 60 … 6 … Teacher: Well, what’s the difference on the screen? Belinda: 6 blocks … Daniel: There’s 6 tens and 17 ones. Yvonne: Yeah. Teacher: And what did you have before? Yvonne: 77 one … All: 7 tens and 7 ones. Teacher: OK. Can you write that down so it makes sense, that you had 7 tens and 7 ones, and now you’ve got 6 tens and 17 ones? Belinda: How would you write that? You could write “six plus seventeen.” Teacher: It’s not just 6, is it? It’s 6 tens plus 17. You could do that. Write down what you had before, though, first. Belinda: Oh. [Rubs out previous writing] Yvonne:? Aw, now it won’t … [indistinct] 328 Belinda: Or 6 plus ten. Yvonne: [To Belinda] Can I swap pencils? Mine’s not sharp. Belinda: No. Yvonne: Oh. [Keeps writing] Belinda: [Writing] 77, full stop. Daniel: [To Yvonne] Mine’s the same with yours. Mine’s the same. Belinda: [Writing] Seven tens [indistinct] equals 77. Yvonne: [Looking at Belinda’s workbook] 77, zero six nine [indistinct]. Belinda: That’s a full stop. Yvonne: Oh, is it? Belinda: 6 plus 17 equals 7, 77! [Lots of indistinct speech from several children] Teacher: [to Belinda, pointing to her workbook] Now, is that right? Belinda: [Shrugs shoulders] I don’t know. Teacher: Six plus 17 - is that 77? Belinda: Uh-huh [confirming correct] ‘cos I checked it. Yvonne: [Looks at Belinda] Belinda: [Pause for 6 seconds] [Not so sure] I think. [Clicks on mouse to read number.] Teacher: OK. Now write down what you did. Computer: 77 Belinda: Yep. It’s right. Daniel:? We … oh. Teacher: You don’t have to write it all in a sentence, but write down what blocks you had, and what you have now. Yvonne: [sighs] Belinda: I shouldn’t write these things. I reckon it looks too silly. [Uses rubber] Yvonne: [Watching Belinda] Here, I need one. Teacher: OK. Now what have you written? I want you to show each other and see that you all agree with what you’ve written, because this is a group question. Well, they’re all group questions. Yvonne: Well, shouldn’t we all do it the same? Belinda: [Looking at Yvonne’s workbook] We should be all … nuh. 329 Teacher: Well, you all have to think for yourselves. And you have to check to see whether you all agree. Belinda: [Swapping two workbooks] You check my answers, and I check your answers. Teacher: No, no, no, I don’t mean that. I mean just show it to her. You’re not going to mark it. I’ll mark it when I go home. Yvonne: [Laughs] Belinda: Aw! [disappointed] Belinda: [Comparing two girls’ workbooks] Yeah, that’s good. OK, that’s good. Daniel: I agreed with yours, Rory. Teacher: That’s very good. Daniel: He’s got that. [Pointing at Rory’s book] Teacher: He’s writing it in a sentence - that’s a good way of doing it. Yvonne: [Looks bored, flops in chair] Do you have to start again? Teacher: OK, well I’m going to have to challenge you children, because I don’t think that 6 plus 17 is 77. Belinda:? I do. Teacher: I think 6 plus 17 is 23. Yvonne: Hey? Teacher: [Counting on fingers] 17, 18, 19, 20, 21, 22, 23. It’s not 77. Yvonne: Oh. [seeing problem with answer] Belinda: Aw. [disappointed] Oh, yeah but it says 6 plus 17. Teacher: It doesn’t say 6 plus 17. Daniel: Oh no, I’ll do it the same way as Rory now. [laughs] ‘Cos that’ll be the same as Rory. Teacher: Well, the idea isn’t just to be the same as Rory, it’s to make sense of what we’re doing. You see, the whole point of this is, Do you understand the numbers? Do you understand what the blocks are showing? Yvonne: I need your rubber. Teacher: [Laughs] Belinda: It’s 14. Teacher: I’m sorry; what’s 14? Belinda: [Points at screen] That. 330 Daniel: Can I borrow the rubber after you? Rory:? I’m going to write 36. Yvonne: I’m going to write 23. Teacher: I think you’d better talk about it between yourselves. I don’t want to tell you the answer, unless I have to. I want you children to work it out yourselves. Belinda: I want my rubber. [Reaches across to Daniel] Yvonne:? I just changed mine to 23. Teacher: Children, I need you to discuss the question, and work out what you’re going to do. Teacher: You need to talk about it with the others. Don’t just write down something on your own. I want you to make sense of this, otherwise there’s no point going on to hundreds, if we’re having trouble with the tens and ones. Yvonne: What is it? [Reads card] “Show the number with the blocks.” Belinda: It does not equal … something. It does not equal something … Teacher: Well, first of all are the blocks showing 77? Yvonne: Yes. Daniel: Yes, they still are. Teacher: They still are. ?? mmm [confirming] Teacher: So, when we did that swap, it’s still 77? Daniel: Yeah. Belinda: Yeah! [sounding surprised that it should be questioned] Teacher: You agree with the computer, that it’s still 77? Daniel: Yes. Teacher: You can see the 77 still there? Daniel: Yeah. Belinda: Hang on, hang on. Six…ty Teacher: You explain to me how that’s 77, ‘cos I don’t see 70, and I don’t see 7. Belinda: I do. ‘Cos just that’s one… There’s a ten there, and there’s another 7, and that’s 60, 7, 7! So it’s right. Teacher: OK. Can you write that down so it makes sense? Look, I tell you what. Let’s go backwards. We’ll get these back to 7 tens and 7 ones again, by regrouping 331 with the net, OK? [Uses “net” tool to regroup ten ones on each computer] Right, that’s where we started. Belinda: Yeah. Teacher: OK. Now do the swap again, the trade, with the saw. Daniel: [Both boys go to use mouse; Daniel continues] Can I do it, this one? Belinda: Depose [sic]. Teacher: Now watch, ‘cos I want you to see what happens. Belinda: Look, it’s right. It’s right. Yvonne: 77 again? Belinda: No, six… Yeah, it’s right. It is. [She appears to feel intuitively that it is still 77, but is unable to explain it to Yvonne.] Yvonne: [Pointing at computer] Yeah, but it hasn’t got the zero! [Looks at other computer also.] Belinda: Yeah! Teacher: Why doesn’t it have the zero? Belinda: It’s, it’s… I, I think it’s … Hang on, 17, 18, 19, 20. 21, 22, 23. 23! Yvonne: [Laughs] Belinda: Mmmm. No, but that’s 60. [Looks at teacher] Yvonne: It’s not - it hasn’t got the zero. It’s supposed to have the zero. Belinda: [Pointing at ten-blocks] No - 10, 20, 30, 40, 50, 60. Yvonne: [Looks at teacher] Yeah! Daniel: Oh, yeah! [understands; looks at teacher] Teacher: Don’t keep looking at me. Is that right? Does it make sense? Daniel: Yeah. Belinda: Yes. [Definite] Yvonne: Mmmm. [Confirming agreement] Daniel: But what does it all mean, though? [Raises hands palm up.] Belinda: See. Teacher: Well, what does the 17 mean? Belinda: 17. No, that’s 60, 17. [Pointing at screen.] Group one, put it there, and it’s 77! Yvonne: Yeah. [Understands; smiles] Teacher: You look a bit confused, Rory. Is that alright? 332 Rory: [No verbal response.] Teacher: You are confused? Belinda: I aren’t. Teacher: Girls, can you explain it to Rory? Belinda: [Stands up] Well, … Yvonne: Here, use it … Daniel: I’m confused as well. I don’t understand. Teacher: Well, explain it to Daniel as well. No, don’t get up. Stay there. Belinda: There’s 60 there, because there’s 6 tens there. That equals 60. Then there’s a ten over here, which, that you put that back there, which makes 70, and then there’s 7 there. [laughs] Yvonne: I don’t think he understands. Daniel: Oh, what does 6 plus 6 [indistinct] Teacher: [Uses mouse for computer 1] Here. Here, here, here. This label at the top says ‘6,’ doesn’t it? Belinda: Yeah. Teacher: But it’s 6 tens. What are these 6 tens showing? Rory: 60. Daniel: 60. Teacher: It’s showing 60, isn’t it? Belinda: And there’s another ten there. [Points at own screen] Teacher: Tell you what, if you click on the “Show as ones” button, it will show you all the ones. [Clicks on “Show as ones”] OK, can you see the 77 ones? ?? Yep. Daniel: Oh yeah. [understands] Teacher: All these here, and all those there make 77. That’s 60, and these here are 17. Belinda: [Looking at her workbook] I’m right. Excellent! Teacher: You need to write that down somehow in your book. Belinda: Well, if I have … [indistinct] Teacher: OK, you’re on the right track. We started with 7 tens and 7 ones, didn’t we? Belinda: Oh! [understands] 60, plus 17, is 77! Teacher: Now it makes sense, doesn’t it? 333 Yvonne:? Mmm. [confirming] Teacher: But what we had before was different, wasn’t it? Yvonne: Yep. Daniel: Yeah. Belinda: But then I [indistinct] Teacher: OK. Write down what we’ve got now. Daniel: Oh, yeah, 6 [indistinct] Belinda: I’m so clever. Can we put, click the net and [motions with two hands] put it back to 77? Teacher: If you wish. Belinda: Wh-who [pleased] Teacher: You’re just about to start again with this one, so you can put the net and make it go back to 7 tens and 7 ones. Belinda: Whooo Teacher: No, don’t drag it, just click it, Rory. Do it again, click on the net, and don’t drag it. That’s it. Oh, it didn’t work. Sorry - do that again. [Uses mouse] Sometimes the net doesn’t show up. There. Daniel: There you go. (h/c S1, T 4a) Low/computer: Amy: [Reads card] Hayden: [Helps her to read unknown words] Teacher: First thing: “Show the number with the blocks.” Hayden: [Starts to use mouse] Amy: [Starts to use mouse] 77. Kelly: No we did, we did … oh. Hayden: [Using mouse, looking at screen] Do we press that? Teacher: No, that’s the hundreds. You wanted ten, Amy. Make the number 77. 77. Terry: I know how to do that. Hayden: [Checks card, returns to using mouse] Terry: [Pointing to screen with pencil] Keep on doing it until it’s 7. No, put, do this to help ya’. Hayden: What? 334 Terry: You can do that and it’ll tell you what number you’re on to. [Display number window, presumably] 5, 6, 7. Now you need 7 ones. Hayden: [Puts out too many one-blocks] Whoops! [Laughs] Terry: Seven! You went up to 8. Get the bomb out. [Hears Kelly say “Take one away”] Oh, take one away! I forgot that! Hayden: [Laughs] Terry: [Laughs] Oh, man! Hayden: [To teacher] I made 77. Oh, I’ll have to check it [Starts to use mouse]. Terry: I made … 78. Computer: 77. Terry: Yep. I believe it’s 77. Kelly: [Watching screen as Amy works, giving vocal encouragement. Moves her head as Amy does something on screen] It’s not working. 2 … I’ll count them. 2, 3, [shakes head] um 2, 3, 4, 5, 6, 7. Amy: [Intake of breath; apparently made a mistake] Kelly: No, just take one away. Er-er. No, not one of them. Now you’ve got six. Amy: No, er … Kelly: Now, put one of them [points at screen] back on. Computer: 77. Kelly: [Moves hand toward mouse] Amy: Now, I’m pressing it. Teacher: Kelly, you can do the next one. Terry: [Looking at girls’ computer] Wow! They’ve got 78! Hayden: 77. Terry: Hah. I thought it was 78. Computer2: 77. Teacher: Now what’s the next thing you have to do? Kelly: — OK. [Starts to use mouse] Teacher: You remember how you can do that? Just a minute, Kelly. Stop. You can get the computer to do it for you in one go. Terry: [Intake of breath] Oh yeah, [points to screen] the saw! The saw! Computer: [Saw sound] 335 Hayden: [Looks at Terry and smiles] Terry: [Laughs] That’s easy! We’ve done it already! Now put 6 … Amy: [Pointing to screen] There, there, there. Teacher: I want you to swap one of the tens. Kelly: Oh, one. Teacher: OK, now you have to write down what you’ve done in your book. Terry: OK. [He and Hayden start to write] 6, 17. Amy: [Starts to use mouse straight away] I know how to … Teacher: [Starts to use mouse, with hand on top of Amy’s hand] You’re clicking in the wrong places. Right. Try again? Now, how are you going to swap a ten for ten ones? Amy: [Looking at screen] There. Teacher: No, that doesn’t help. Terry: [Watching girls’ computer] Nuh, it’s a saw. I bet it is. We already done it. Hayden: [Watches girls’ computer] Amy: Take … Teacher: No, no. Amy, click on the saw. Amy: [She does so] Kelly: [Nodding] Now, press it. Computer: [Sawing sound] Amy: Now press “OK.” Teacher: No, now you have to write something down in your book, to show what you’ve done. All: [Write in books] Kelly: Mmmm, do you cut ten up? [Looks at teacher] Terry: [Writing in book, stops to talk to Hayden] I pressed the saw! [Laughs] Hayden: I pressed it! [Reads from workbook] We swapped the ten for a one. Teacher: [To Hayden] OK, now can you write down the numbers of blocks you’ve put out? Terry: I already have: 6, 17. Teacher: What do you mean, “6, 17”? Terry: Uh, ooh, forgot to add it up! 336 Hayden: [Laughs] Terry: Can we add it up? Teacher: Yes. Hayden: [Pointing to screen as he counts] 10, 20, 30, 40, 50, 60, … [Puts up fingers on his left hand as he continues] 61, 62, 63, [Goes back to pointing to screen] 64, 65, 66, 67, 68, 69, 70, 71, 72, 73, 74, 75, 76, 77. Terry: [As Hayden gets to 70] Hey, no! Why didn’t you ask … [To teacher] There’s an easier way to do it. Hayden: [Laughs] Oh, yeah. [Apparently realising that the computer will read the number] Terry: No, [points to screen] there’s an easier way to do it. Hayden: [Starts to use mouse] Computer1: 77. Hayden: [To Terry, with surprised look] 77! Terry: Oh! We’ve still got … Oh, cool, that’s easy! [Writes in workbook] Seventy … 77! [To teacher] How does it do that? It’s still got 77. [Teacher looks at him, but does not respond] Oh yeah! [Understands; bangs himself on his head with his hand] Hayden: [points to screen] It’s still … You cut it up, and it’s still 77! [Looks at Terry] Terry: Mmm. [Pencil in mouth, apparently thinking] Amy: Cut … cut … Kelly: We cut ten up [Indistinct] Amy: Blocks … with … Kelly: [Shows workbook to teacher] Teacher: OK, now I want you to write down how many blocks there are. Kelly: [Looking at screen] Um … Amy: [Quietly] Six … Kelly: I know! [Starts to use mouse] Amy: 176. Kelly: Which one? Amy: It’s … [points to screen] Kelly: Oh … [Turns to teacher] Do you press that, and ask? Computer: 77. 337 Kelly: 77. Do you write how much you have? Amy: [Puts book down] Now this is my go. Teacher: No, just a minute. We haven’t finished. Amy: I know that! Terry: Start again. Hayden: [Uses mouse to restart] Computer1: [Reveille] Teacher: No, I don’t want you to start again. I want to talk about this one a bit longer. [Uses mouse to reset representation] Hayden: Whoops! [puts hand to mouth] Teacher: Alright. Girls, look up here at this one please. This is how it started off, alright, with 7 tens and 7 ones. And you know that’s 77, don’t you? Amy: Yeah. Kelly: Yes. Teacher: When you cut one up … Computer1: [Sawing sound] Hayden: … it’s still 77 [turns to look at teacher]. Teacher: It’s still 77. Computer1: 77. Teacher: If you show the number here, it still says ‘77.’ Now, how can that still be 77? Because we’ve only … Amy: ‘Cos we’ve just cut the same ones up again. Just put the … Teacher: Mmm-mmm. So if we have 6 tens and 17 ones, can you see that that’s still 77? Amy: Yeah. Hayden: [Nods] Kelly: Yeah, bec… Teacher: I want you to write that down in your book, that you’ve got 6 tens and 17 ones. Kelly: I did. Amy: Sixty … Kelly: Write beside that? [Indistinct] Teacher: Write it underneath. Oh, it doesn’t matter. You can write it there. 338 Amy: 17 ones. [Puts down book] Finished. Terry: [Writing in workbook] 6 tens and 17 ones. Teacher: And what does that equal? Don’t keep putting your book down. You haven’t finished, Amy. That equals how much? Terry: 77. Amy: [Looking at what she has written] One hundred and … Oh no, 77! Teacher: Well write it down: “equals 77.” Amy: “e,” “q,” “q.” Teacher: Just an “equals” sign: two lines. Amy: [Writing] equals … equals 77. Terry: Whoops. Equals? Teacher: Equals. Now let’s see what you’ve got Terry: [Shows book to teacher] 6 tens, 17 ones. Teacher: Yeah, you’ll have to write “tens,” though, as a word. It looks funny if you just write “6 t 17 ones.” Kelly: [Shows book to Amy] [Indistinct] Amy: Put them … [Indistinct] Oh, I took that as well. Teacher: OK, I asked you “Did it make sense?,” someone said “No,” before. [Boys are looking as Terry writes in his book, and not really listening] Amy: It did. Kelly: Well, what do you mean by that? Teacher: Does that make sense to you, that that’s 77? Amy: Yes. Kelly: Well, yes, because it um, if you add them up together, it makes 77. ‘Cos 17, 16, … (l/c S2, T 4a) 339 High/blocks: John: [Reads Task 4 card]. Huh? Don’t make sense. Teacher: OK. Do it one step at a time. “Show the number with the blocks.” Simone: [Starts to count ten-blocks. Moves a ten-block at same time as Amanda moves 7 blocks] Amanda: [Counts ten-blocks without counting them. Pushes Simone’s ten-block away, counts out 7 one-blocks in a group, preventing Simone from contributing any.] Simone: [Puts hand on top of one-blocks, moves them from side to side] Amanda: 77. [Stops and watches Craig.] Simone: [Watches Craig] Craig: [Starts to put out ten-blocks] 70. 1, 2, 3, 4, 5, 6. John: [Adds a ten-block to those already out, then another.] Craig: [indistinct] [Removes John’s second ten-block, starts adding one-blocks] 61, 62, 63, 4, 5, 6, 7, 8, 9, 10, 1, 2, 3, 4, … Amanda: What are you doing, Craig? Craig: 5, 6, 7, 8, 9, 10. [He had put out 6 tens and 20 ones altogether.] John: Mmm? That’s 80. Craig: No, 60 … 10, 20, 30, 40, 50, 60. 77. Teacher: You’re trying to do too much at once, Craig. Do it one step at a time. Show 77 with the blocks first. Craig: OK. John: [Starts to count one-blocks from table into hand] Oh [understands]. [Picks up a ten-block, pushes some one-blocks away] Move all these. Craig: OK. Teacher: Girls, you can move onto the next part, if you’re ready. [see later part of transcript] John: Put that there. [Counts ten-blocks, throws one away. Counts ten-blocks again there are 6. Starts to count one-blocks, loses count. Recounts, makes sure there are 7 ones] 77. Craig: [Starts to remove a ten] Teacher: [Stops him, turns ten-blocks around so they are in vertical orientation] No, just put those down. That’s 77. John: Yes. 340 Teacher: Now do the second part - “Now swap one of the tens for ones.” Craig: [Makes silly noise with mouth, moves ten-block away, adds the one-blocks that were previously removed - making 80 altogether again] OK. John: No. [Counts one-blocks carefully, until he has 17 in his hand, leaving 3 on the table.] There. There’s 17 there [pointing to ones] 60 there [pointing to tens] Teacher: What about these 3 here? They’re extras? [Removes 3 ones] John: There’s 60 there [pointing to tens], and 17 there [pointing to ones]. Craig: [Using silly voice, nodding] Yes. Yes. John: [Copying Craig] Yes. Amanda: [Moves some ten and one-blocks to leave 2 tens and 3 ones] 23 [sounds bored, has head on hands] Teacher: No, no, no, we’re still on 77. Do this part - “Now swap one of the tens for ones.” Amanda: Oh. Simone: [Starts to add 4 tens] Amanda: [Reaches across to move ones] No, put the 7s behind. Simone: [Starts to move a ten] Amanda: [Counts ten-blocks, takes ten out of Simone’s hand and puts it back. Removes 3 ones, counts out new 7 one-blocks under her breath. Adds them to 7 tens] Simone: [Picks up a ten, takes it away] [indistinct] … for ones. For 7 ones. [Adds 7 ones] Teacher: [Taps on card to remind girls to go on to next step] Amanda: [Counts tens and one-blocks] D’we have to put these [one-blocks] for ten? Teacher: No, no. John: Oh, well then we got it wrong. Teacher: Read what it says there: “How many ones do you need?” How many ones did you need when you did the swap? John: 17. Craig: 17. Amanda: 7. Teacher: How many ones did you swap the ten for? Craig: 10. Amanda: 7. She [Simone] swapped ‘em for 7. 341 Teacher: Oh. [To Simone] Is that right? Simone: [Nods] Amanda: [Shakes head] Craig: [Quietly] 10. 10 for 10. 10, 10, 10. You swap it for 10. Teacher: You don’t think so? Why not? Amanda: You have to swap it for 10, ‘cos otherwise it’s not the same. Teacher: Is that right, Simone? John: Well, then it’d just be 17 … no, then it’d just be 70. You need 77. Is it? [Looks at card] Yep. Craig: [Silly voice] 77. Teacher: Do you understand, Simone? Simone: [Nods] Teacher: When you swap a ten, you’ve got to swap it for 10. Do you do that all the time, or can you swap it for other numbers? Amanda: No, we have to do it all the time. Teacher: What do you think, boys? John: Mmmm, I don’t know. [Shrugs] Craig: I don’t know neither. [Shrugs] Amanda: [Sure] Do it all the time. Teacher: You always swap it for ten? Amanda: [Nods] Simone: [Shakes head] John: I don’t. Teacher: What do you think, Simone? Simone: We can swap it for other numbers too. Amanda: [Shakes head] Teacher: Like what? Simone: Like um, you can swap it for 7s, and 9, and 10, and the other numbers. Teacher: Do you boys think that’s right? Amanda: [To Simone] No we don’t. Craig: [Looks unsure] John: [Looks unsure] Well, … 342 Teacher: Do you agree with it? ‘Cos Amanda’s saying you have to swap it for 10, Simone’s saying you can swap it for 7 or 8 or 9 or other numbers; what do you think? Amanda: Uh-uh [Disagreeing]. Craig: I agree with Amanda. [Looks at John] John: I agree with Amanda. Teacher: Why? Amanda: Otherwise it’s not the same. Teacher: The same as what? Amanda: As 10. John: Because if you swap it for 7, there’s 10 [picks up ten-block and places it down on its own]. Teacher: Why does it have to be the same? Amanda: Otherwise it won’t be the same number. Teacher: This is a good point, but why does it have to be the same? [Pause 3 seconds] John: No, I don’t get it. [Sits back in seat] Amanda: It has to be the same. Teacher: Let me just show you. If we have a 10 [puts down a ten-block], or we have 10 ones [puts a line of 10 ones, parallel with ten-block], we all agree that you can swap that for that [moves hand over ten and ones in turn], don’t we? You can swap it? When we’re doing some sort of maths, sometimes the teacher will say “Righto, swap that for that,” OK. Craig, do you understand or not? You’re looking a bit … Craig: Mmm, yeah, I understand a little bit. Teacher: You do? Alright. We know we can swap that for that [indicates ten and ten ones with hands]. Now if I take, say, three of those away [removes 3 ones], and just leave 7, can I swap that for those, 7? All: [Shake heads] Amanda: [Definite] No. Craig: No. John: No. Teacher: Why not? Simone? Simone: Um, because that 10’s more than those. 343 Teacher: It is, isn’t it? It wouldn’t, you couldn’t make that a fair swap. I mean, if this was money, and someone said I’ll give you a $10 bill [picks up ten-block] and you can give me 7 $1 coins Craig: [Under breath, smiling] Cool. Teacher: You’d be silly to do it, wouldn’t you? Because you wouldn’t have as much. You need, you must have the 10 ones, and we can put next to each other, and then that’d be the same. So, are you happy with that now, Simone? Simone: [Nods] Teacher: So, it’s always a swap of ten for ten. Now you [to boys] did that just now, didn’t you? Craig: [Nods] Yes. Teacher: So how many ones do you have now? Amanda: [Counts girls’ ones] John: [Straight away] 17. Craig: [Silly voice] 17. No, it’s only 6 … 17. [Looks at John] Teacher: Now stop being silly, Craig, and work out the answer, please. Amanda: 17. Craig: 17. Teacher: Are you just guessing, or … are you just copying John, or what? John: No, ‘cos we counted … [indistinct]. Teacher: Is it really 17? Craig: [Counts blocks, looks at John] It’s 17. Teacher: OK, the last thing you have to do was stop after this one. This is what you have to do: It says “Record what you have done in your workbook.” I want you to write down what you had before we did the swap. John: Huh? Amanda: [Quietly] 77. Craig: Oh yeah, 77. John: 77 [writes in workbook] Teacher: And then … Amanda: Do the next one. Teacher: … somehow I want you to come up with a way of doing it. I’m not going to tell you how to do it. I want you to write down what we did to change it. 344 Craig: [Looks at Amanda’s workbook a couple of times, changes what he has written, looks at John] John: [Watches what Craig is writing] Craig: Mmmm … [puts hand on forehead] [indistinct] … change that? [writing in workbook] … that … we changed it. Teacher: Well, how did you change it, Craig? It’s not enough just to say “We changed it.” We want to know the numbers that you changed. Look up here. Girls, you can look here too [indicates block representation for 77]. This is how we started, we had 7 tens and 7 ones. And then you traded one of these for ten ones and it turns out like that [indicates block representation showing 6 tens and 17 ones below the first representation]: with only 6 tens, and 17 ones. How can you write down what that change is? Craig: We changed the … no, no … [indistinct] … got it. Teacher: But what did you change it to, Craig? Craig: Mmm, I changed one ten … to … John: There [shows book to teacher] You supposed to do it like that? Teacher: That’s a good way of doing it. John: [Holds workbook up and shows it to others] Teacher: Tell the girls, ‘cos they won’t be able to read it. John: “6 tens and 17 ones.” Teacher: OK, can you write down 7 tens and 7 ones? ‘Cos that’s what you had the first time. That’s right, isn’t it? John: Under here? Teacher: You can write it underneath, or you can write it over the top. The last question I have to ask you before we must go back to your class, is: Are the two amounts [indicates the two block representations for 77] the same? Simone: No. Amanda: No. Y … [Stops, seems unsure] Craig: No. Simone: No. Teacher: And I want you to discuss that with each other. I mean, you know what number that is [7 tens and 7 ones]. Is that [6 tens and 17 ones] the same number? Simone: No. 345 Amanda: Yes. John: Yes. Craig: [Counts, nodding head] Teacher: … and how can you be sure? I want you four to talk about it. Amanda: [To others, definite] It’s the same. Simone: [Shakes head] Craig: [Still counting blocks] Amanda: … ‘cept for one. Craig: [Shakes head strongly] No. Amanda: Yeah, ‘cos those ones, just for ten. Still the same. Make ‘em for ten. John: [Looks carefully at both representations, points to both with pencil] [indistinct] … they’re both the same. Simone: [Shakes head again] Teacher: Don’t talk to me, talk to each other. ‘Cos people are disagreeing. Amanda: [To Simone] They’re both the same. Simone: [Nods] Teacher: How can you prove they’re both the same? John: [Counts two sets of tens, touching with pencil. Looks puzzled] Amanda: Swap … ‘cos there’s ten, and you swap them for ten it’s still the same. Craig: [Counts ones under breath] … 10. 1, 2, 3, 4, 5, 6, 7. Oh yeah, they’re the same. Teacher: [Separates 7 ones from others and tens] So what number is shown by these blocks [6 tens and 17 ones]? Craig: Er … Amanda: 77. Craig: … 77. John: 70. Amanda: [To John] 77! Craig: [Whispers to John] 77. John: He said by these blocks [6 tens & 10 ones]. Teacher: We all agree this [7 tens & 7 ones] is 77 … Oh, no, no. I mean those [7 ones] as well. I mean those as well, John. Sorry. All of those. 346 John: Oh. 77. Teacher: So we haven’t changed the number, have we? Amanda: No. Teacher: We still have 77. So 7 tens and 7 ones is really the same as 6 tens and 17 ones. John: [Nods] Yep. (h/b S1, T 4a) Low/blocks: Michelle: [Reads first part of task from card] Teacher: Let’s just do that part. Show the number with the blocks. The first one. Clive: [Pushes tens away] Michelle: [Whispering] 77. [Pushes some tens back to Clive] You get the tens, … [Starts counting out ones] Clive: 2, 4, um, I lost count [laughs]. 5, 6, 7, and 7 ones. Michelle: [Hiding ones in hand] I don’t have the ones! Clive: What’s in there? Michelle: [Laughs, adds ones, counts them] 1, 2, 3, 4, 5, 6, 8. Clive: 8 [laughs]. Michelle: [Laughs] We got 8! Clive: No, we got 7. Michelle: [laughs] Nerida: [Adds a ten, then adds ones] 2, 4, 6, … hang on. [Counts ones again] 1, 2, 3, 4, 5, 6, 7. [indistinct] … 77. Teacher: [To Nerida and Jeremy] You look like you’ve got too many over there. Jeremy: [Counts tens] Nerida: [Counts tens from opposite side from Jeremy, removes two of them] Teacher: OK. Michelle: Look what we done. We done 1, 2, 3, 4, … Teacher: OK. Next part. Alright, concentrate, ‘cos this is getting harder now. Are you listening? Clive: [Pushes blocks away] Teacher: [To Clive] No, no, no, no, don’t put them away. We’re going to use those for the next part. Clive: [Puts hands over face] 347 Teacher: That part was easy. Now. Nerida: Do you write it down? Teacher: No, not yet. “Now swap one of the tens for ones.” Michelle: [indistinct] … one of these …? Nerida: [Picks up one of the tens] So you have to … Jeremy: I’ll get it. [Picks up a one, adds it to blocks] … for one. So that’s 6 … 66. Nerida: [Checks count, nods] Jeremy: 66. Michelle: [Swaps a ten for a one] Clive: [making verbal noises] Michelle: [indistinct] ‘cept … [?] Teacher: [To Michelle] You had better concentrate, OK. You’re starting to be a bit silly. Clive: I know [how to carry out instructions]. Michelle: How could it be 66? Teacher: How could it be 66? Clive: [Counting tens] 2, 4, 6, … Michelle: Shh! [Stops Clive from counting] Jeremy: 68. Teacher: 68. [To Michelle and Clive] Have you got 68? Michelle: Yep. Clive: [Counting ones] 2, 4, 6, 8. Teacher: OK, well I’m going to have to ask you something. You’ve both done the same thing, but you’re both wrong. [Removes a one, and puts back ten] Now, there’s our 7 tens and 7 ones that we started with, and the instructions say “Swap one of the tens for ones.” Clive: [Starts to push away blocks] Teacher: Now, let me do it, let me do it. We take one of the tens, and we’re going to do a swap, for ones. Not for 1 one. [Holds up a one and a ten] Is that a fair swap? Nerida: [Shakes head] Jeremy: [Shakes head] Michelle: No. Oh, yeah. [Understands] [Puts a ten back with their blocks] 348 Nerida: [Quietly picks up the one that was added earlier, starts counting ones to add to it] Teacher: Oh. No, no, no. Don’t put that back. We’re gonna swap that one for ones. But we want it to be a fair swap. Clive: Oh, ten ones. Jeremy: [To Nerida] Ten ones. Nerida: [Finishes counting, adds to representation] Michelle: [Counts ones, adds to the one previously used in the trade, then adds to representation] Clive: [Pushes some ones toward Michelle’s collection, but she ignores them. When she has got ten of her own, she pushes Clive’s blocks away again.] Nerida: [Pushes ten ones with others, counts them all. Then she counts the tens] Jeremy: My brother went to the sports. Teacher: Did he? Not now, we’re concentrating. [To Michelle and Clive] OK, don’t get mixed up. Make sure you’re doing the right thing. Why did you say ten ones, Clive? Clive: Um, because there’s one ten what all of them are glued, and there has to be … Michelle: 20 there. [Puts hand on top of all ones in representation] Clive: … and another te … them ones for another ten. Nerida: [Finishes counting tens and ones] [Whispering, to Jeremy] 60, 17. [Looks at Jeremy’s workbook] [Quietly, to teacher] 117. Teacher: OK. [To Nerida and Jeremy] Do you agree with Clive that you have to have ten of these [pointing to ones] to make one of those [picks up ten]? Nerida: [Nods] Teacher: Jeremy? Jeremy: [Nods] Clive: Swap one of them. Teacher: When we do a swap, could you swap it for a different number? Could you swap it for 8, or 7, or 9, or something? Clive: No. Michelle: No, you gotta swap ten. Nerida: It’s gotta be ten swap [indistinct]. 349 Teacher: … or 11, or 12? It’s got to be 10, hasn’t it? Always got to be 10. Next part. Now this is where it gets tricky, ‘cos I want you to work out a way of doing it. It says “Record what you have done in your workbook.” Clive: Record? Teacher: Write it down. Now I want you … Now let me put this out, because it’ll be easier if I show you this. You started with that [puts out 7 tens and 7 ones above Michelle and Clive’s representation], didn’t you? Clive: 25. Teacher: You started … No, it wasn’t 25. 7 tens and 7 ones. Jeremy, pay attention. It’s nearly time to go, I know. Just this last one. We started with that [puts hands on top representation], and then you did a swap with one of the tens and we finished with that [puts hands on second representation]. Now I want you to write what you’ve done there, in your book. Somehow. Clive: Oh … Just … Teacher: You do it how you think, so it makes sense, to explain what you did. Michelle: So you gotta write it in words? Teacher: Not necessarily words. You could do numbers, ‘cos you’ve got 7, and there are other numbers that you can write as numbers. Michelle: Oh, yeah. Nerida: Can I just … Can you write the answer? Teacher: Well, it’s not just the answer that I’m interested in. I want to know what you’ve done, and what you’ve got in front of you. Clive: [Counting] … 60, [Counts tens, pointing with pencil] 1, 2, 4, 6, [Counts ones] 61, 62, 63, 64, 65, 66, 67, 68. [laughs] 68! Michelle: [Counts tens] 1, 2, 3, 4, 5, 6,… Teacher: Hang on, hang on. Write it over here. Michelle: Uh oh! Don’t worry, I … Clive: Now I lost me counting. Michelle: [Laughs] I just crossed that out. Nerida: [indistinct; about how to write answer in workbook] Teacher: OK, you can do that. That’s a good way of doing it. Nerida: [Writes in workbook] Jeremy: [Watches Nerida write] 350 Clive: [Touching tens with pencil] 2 … twen … 2, 4, 6 Michelle: 6. [Starts to count ones. Moves Clive’s hand away, puts both hands on ones] Clive: [Waves pencil at Michelle in frustration] Michelle: [Laughing] Clive! Teacher: No, Clive wants to count them, and you keep moving them across. Michelle: [Counting under breath] Clive: [Watches Michelle for a bit, stops and puts hand under chin] I’ll just let the girls do the work! [Laughs] [When Michelle finishes] What is it? Michelle: 17. Clive: Wrong! Nerida: [indistinct] … to get 17. [Closes workbook] I done it. Teacher: Well, you better count them, Clive. Michelle’s saying it’s 17. Clive: 2, 4, 6, 61, 62, 63, 64, 65, 66, 67, 68, 69, 70, 71, 72, 73, 74, 75, 76, … What was that one? Teacher: 76. Clive: 76, 77! Huh. Michelle: Uh-uh. You’re supposed to count them [holds tens] in ones, and them [puts hand over ones] in … ones. Clive: So we got double 77s. Mmm? That was tricky. Teacher: [To Nerida and Jeremy] What do you think? Have you got 77? ‘Cos Clive’s saying that that [second representation] is 77, and that [first representation] is 77. Is that right? Clive: Mmm-mm [confirming] Michelle: [Writing in workbook, whispering] Oh! [Speaking aloud] Always get that mixed up. Keep doing it. There - did it. Teacher: Does that make sense? Nerida: The top one’s 77 … Teacher: Right. And the Bottom one? Nerida: And the Bottom one … is … Clive: [Starts to recount blocks] 2, 4, 6, 61, 62. That’s 62 … Teacher: You just did that. We’ll have to cut it short, Clive, but you did count them all before and you got 77, didn’t you? Clive: Mmm-mm. 351 Teacher: Does that make sense? To have 77 again? Nerida: [Shakes head] Clive: Mmm-mm. Michelle: Mmm … Yeah. Teacher: After doing that swap? Look over here, and let me show you, ‘cos it is nearly time to go, but I want you to see this before we finish. OK. If I put ten of the ones together, like that [puts ten ones of second representation together in a line], that looks like a ten again, doesn’t it? Clive: Mmmm Teacher: So that would look like our 7 tens and 7 ones. And we did a trade - one of these for ten of those, and [jumbles up 17 ones] just push them all together. Clive: They broke. Teacher: Yeah, it’s like it got broken up. Now we’ve got 6 tens. Do you know how many ones there are there? Without counting them? Nerida: 17. Michelle: 17 … Teacher: There are 17 - you counted them before, didn’t you? Michelle: Yep. Nerida: I never. Teacher: Well, is 6 tens and 17 ones the same as 7 tens and 7 ones? Michelle: No. Nerida: six hundred and 17 Teacher: Does it make 77? Michelle: Yeah [not very confidently] Nerida: [Shaking head] No. Michelle: No! Clive: Yes. Michelle: No. Clive: Yes. Michelle: No! Clive: Mmm-mm. Teacher: Well, 10, 20, 30, 40, 50, 60. Six tens are 60, aren’t they? 61, 62, 63, 64, 65, 66, 67, 68, 69, 70. There’s our other ten that we used to have [pushes ten ones 352 into a line like a ten-block], but they’re now ten ones. 71, 72, 73, 74, 75, 76, 77. Michelle: Oh yeah, that’s right. [Looks at Nerida and Jeremy] Clive: See. Told ya. I’m a genius. [laughs] I came out of a lamp. 353 (l/b S1, T 4a) Appendix R – Transcript Excerpts Showing Participants Predicting Equivalence of Traded Blocks. Task 31 (a) Show the number 255 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Teacher: What will the number [255] be after one of the tens is regrouped? Hayden: 555 still. Terry: 255. Teacher: You mean 255? Hayden: Yeah, 255. Teacher: How do you know it will be the same number? Hayden: Because, if you cut up a ten, it’ll, um … yeah, cut up a ten, and you swap it for a one, it’ll still be 255. Teacher: — Are you sure that the blocks still show 255? Terry: [Confidently] Yeah, because that’s [points to the ones] still a 10, and that’s 15, 5. (l/c S10, T 31a) Task 5 (a) Show the number 21 with the blocks. Now swap all of the tens for ones. How many ones do you need? Record what you have done in your workbook. Teacher: You’ve shown the number with the blocks, now do the next part. Amy, Amy, look at it: “Now swap all of the tens for ones.” You haven’t done that. Terry: Oooh! Amy: One tens … Kelly: [Starts to use mouse] Terry: I know how to do that. Amy: Start again. Terry: So we’ve got … we’ve still got something, I know. Amy: 21 … Teacher: Terry, read your instructions. You haven’t done it yet. “Now swap all of the tens for ones.” Terry: Oh, all of the tens. Kelly: And we still have 21. So do we write that down? 355 Teacher: Write down what you’ve done in your book. Terry: Now we’re starting to get into the heart of the stuff that I liked. … I still know what it is, ‘cos you just told us. Now let’s check, that it’s right. Amy: 21 … 1, 2. Computer: 21. Terry: It disappeared! Teacher: Now you have to write in your book what you’ve done. Terry: Right. Amy: OK. [Starts to use mouse] Start again? Terry: I already have. Oh, no. Amy: Oh, I haven’t. It’s … Kelly: 5 … task … Terry: chopped … Kelly: I wrote what I did. Teacher: Have you written down what you’ve got there on the screen now, that equals 21? Terry: … ten … Kelly: Um, I’ve got … Terry: I did something very easy. “I chopped the tens up.” Is that all you really have to do? Kelly: “I got 21 ones. I cut 2 tens up, and I still got 21.” Teacher: Did you write down what you’ve got on the screen now? Amy: [To Kelly] Hey, [Indistinct] …like that, Kelly. Terry: Yep. [Reads from book] 2 tens, 1 one. 21. Teacher: [Points to screen] That’s not 2 tens and 1 one, though. Terry: What is it? Teacher: There aren’t any tens at all now. Terry: Oh yeah! [understands] I get you now. Amy: I cut … cut … Teacher: Write it on the next line. Kelly: Like this, Mr Price? [Shows her book] Amy: Cut … cut … 356 Teacher: Mm-mmm. I’d like you to write down “21 equals,” and then write down how many you’ve got there [points at screen]. Kelly: Could I do it on the next one, ‘cos I haven’t any … Teacher: Of course. No, put “equals,” Terry. “Equals.” Now what have you got [points at screen]? How many tens and how many ones? Terry: 21! Teacher: 21 what? Terry: 21 ones. Teacher: That’s what you write down. Kelly: 21 equals … Amy: I still have … have … [She writes in her book I kute the bloes I still have 21. (I cut the blocks. I still have 21.)] (l/c S3, T 5a) Task 5 (b) Show the number 36 with the blocks. Now swap all of the tens for ones. How many ones do you need? Record what you have done in your workbook. Kelly: [Writes briefly in book. Starts to use mouse] 36 … Terry: Do we chop the other one up too? Teacher: It says “all of the tens,” doesn’t it? Computer: 36. Kelly: Now I gotta chop up … Now I gotta chop ‘em up. Amy: Um, 36. Kelly: Tut. Teacher: You have to get the “saw” again, Kelly. Kelly: OK. Amy: [Whispering] 36 … equals … I like the saw the best. Oh, the bomb is the best! [Watching Kelly] Do it. Oh no, the bomb takes away. Kelly: Whoa! Now that … Amy: It’s still 36, see. [points at screen] Kelly: Watch out! Must’ve pressed something wrong. Computer: 36. Kelly: Yep. Amy: There we can use your rubber. Kelly: 36. 36. 36 is … 357 Teacher: Mmm, I see what you were thinking of the first time. Amy: [Writes in her workbook] We … split … blocks … up … We ended … ended … ended with … thirty, 36 … again. [Writes: we cat the bloes pu we end with 36 one a gen.] Terry: split … the blocks … I split the blocks up … [Writes: 36 = 36 one. I splet the blos up an I hed 36 one] Kelly: … cut the … blocks up … 36. [Writes: i cut 3 tens up and i till got 36] I fitted all mine on. Teacher: How are you going? All finished? 36 what, Amy? Amy: 36 ones. Ones. Teacher: Mm-mmm. So 36 can be 3 tens and 6 ones, or it could be 36 ones, couldn’t it? Amy: Yep. Task 6 (a) Show the number 64 with the blocks. If you were to swap all the tens for ones, how many ones would there be? Write your answer in your workbook. Teacher: Now, it says “If you were to swap all the tens for ones, how many ones would (l/c S3, T 5b) there be?” Now I don’t want you to swap them, but if we did, how many ones would there be? All of the tens. Amy: Still the same. Um, it’d be 64 again! — Because, if you have the sa… ‘cos it’s 6 tens and 4 ones, and if you chopped all them up with the saw, it’d still be the same, but they’d all be ones! (l/c S3, T 6a) Task 6 (b) Show the number 89 with the blocks. If you were to swap all the tens for ones, how many ones would there be? Write your answer in your workbook. Amy: [Writing] 89 … [looks at screen] … 89 … Kelly: Equals … Yep, we’ve still got 89. Amy: … ones. Kelly: Yeah. Amy: [writing] 89 ones equals … [Writes: 89 = 89 ones] 358 (l/c S3, T 6b) Task 24 Show the number 40 with the blocks. Put out another ten, and say the number’s name. Keep adding tens. Stop when you have 10 tens. What is this number called? Can you trade 10 tens? Keep adding tens. Stop when you reach two hundred. Write the numbers you made in your workbook. Terry: [To teacher] It’s a ten, so we can take it away and put a ten, hundred! [Terry seemed to realise straight away that 10 tens could be treated the same as 10 ones, and regrouped for a larger block.] Teacher: [Reads next part of task:] “What is the number called [all participants say it is 100]; Can you trade 10 tens?” Terry: Yes! Kelly: Yes, but you’ll end up with none left. Terry: [To Kelly] Yes, you’ll end up with a hundred still! (l/c S8, T 24) Task 31 (a) Show the number 255 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Teacher: [Talks the girls through the regrouping process.] How many tens and ones will there be after the trade? Amy, how do you know it will be the same? Amy: You’ve only cut up one ten. Kelly: And it’s still the same. (l/c S10, T 31a) Task 31 (b) Show the number 932 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Kelly: [Puts out the blocks to represent 932.] Amy: Now cut one up. Cut that one there. Kelly: It will be 12 there, wouldn’t it? Amy: [Points to the screen] It’ll still be the same number, though. Kelly: Yeah, it’ll be 12. Ten plus 2 is 12. [Uses the mouse to cut up a ten-block.] (l/c S10, T 31b) Task 31 (c) Show the number 314 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Teacher: How many blocks will be in each column after the trade? Amy: There will be, 3 hundred, and 14 … Kelly: There’d be 14 ones, and zero tens, and that will equal 314, still. (l/c S10, T 31c) 359 Task 32 (a) Show the number 340 with the blocks. Now swap one of the hundreds for tens. How many tens do you need? Record what you have done in your workbook. Teacher: Stops Hayden, asks the boys to predict what the number of hundreds, tens and ones will be after the trade. Terry: 314. Teacher: How many blocks will there be in each column after the trade? Hayden: 3 hundreds, and 1 ten, and 4 ones. Terry: 14, 14… [indistinct] … Hayden: 3 hundreds, no tens,… and, um … Terry: There still will be tens! Teacher: Are you sure? Hayden: There will be 14. Teacher: You both agree that there will be 14 ones, but how many tens will there be? Hayden: None. Terry: w… [he was apparently going to say “1”] none … no, 1, 1.. Teacher: Will there? How many tens there will be a after the trade; 1, or 0? Terry: [Pointing to the screen] There still will be ten, ‘cos, but it will only be cut up into here [ones column]. Teacher: But how many tens blocks will there be? Terry: None. Teacher: [Asks the girls the same question, about how many blocks will be in each column after the trade.] Amy: There will be, 3 hundred, and 14…. Kelly: There’d be 14 ones, and zero tens, and that will equal 314, still. (l/c S10, T 31c) Task 32 (a) Show the number 340 with the blocks. Now swap one of the hundreds for tens. How many tens do you need? Record what you have done in your workbook. Terry: [Uses the mouse to show the number 340 with the blocks. He has the computer read the number.] Computer: 340. Terry: 340. Oh, I got a odd number. I did an odd number. [After a while …] 340, if we cut one up there’ll still be 340! 360 Hayden: Yeah! Kelly: Mr Price, d’you want me to cut up one of the hundreds? Teacher: Not yet. Hayden: [Uses the mouse to swap one of the tens for ten ones.] Teacher: Terry, stop. The card says to swap a hundred for tens. Terry: Oh! I didn’t do it. Teacher: How many tens will be swapped for 1 hundred? Kelly: 100… Amy: Still the same number. You’ll get 3 hundred and for … 340. (l/c S10, T 32a) Task 32 (b) Show the number 627 with the blocks. Now swap one of the hundreds for tens. How many tens do you need? Record what you have done in your workbook. Hayden: [Looking at the screen] So, there will be … 12 tens?. Teacher: Terry, do you agree with Hayden? Terry: [Looks at the screen, apparently thinking.] 12 tens, if you cut one up … Yep! I agree! Teacher: And how many hundreds will there be? Hayden: 5. Teacher: And how many ones will there be? Hayden: 7. Terry: 7. Hayden: No, there’ll still be 6, um, hundreds, because there will be a hundred in the tens [points at screen]. Teacher: OK, but in the actual hundreds column … Hayden: Yeah, there will be 5. Task 14 The Sunny Surfboard Company has 75 boogie boards left. If one is sold, how many are left? Then how many if another is sold? Say all the numbers in order from 75 back to 60. Show the numbers with the blocks. Write them in your workbook. Teacher: Well, you’ve gone back to 70, now take away another one. Belinda: You can’t. Teacher: If you think about it, there’s a way to do it. Daniel: There is a way. Just can’t work it out. 70, … (l/c S10, T 32b) 361 Belinda: Put another one in! Can’t! Regroup! No, can’t regroup. Depose! Decompose. ‘Cos then, you’d have one, and you can take away. [Nods to Rory] Do it! Rory: But it’ll be, it’ll still be 7. Belinda: No it won’t. [Puts hand on top of Rory’s to use mouse, but he keeps using it.] Rory: Yes, it will. [Nods] Belinda: Here, I’ll show ya’. [Puts hand to left of mouse as if to take over, but again Rory keeps control of it.] Rory: Look, it’ll still be 7. [Regroups a ten] Belinda: Now saw one. Now you can take away some, more. [points at screen] Rory: What do you mean? Belinda: [Puts hand by screen to stop others from seeing what they are doing.] Here, let me do it. [Removes Rory’s hand, starts to use mouse] Now, you can take away. [She takes away ones until 60 is left] (h/c S4, T 14) Task 24 Show the number 40 with the blocks. Put out another ten, and say the number’s name. Keep adding tens. Stop when you have 10 tens. What is this number called? Can you trade 10 tens? Keep adding tens. Stop when you reach two hundred. Write the numbers you made in your workbook. Teacher: [Reads question] Can you trade 10 tens? [Belinda and Rory nod, say that they can.] Belinda: You could decompose one … that’s trading. Teacher: Mmm … Does that help? Belinda: Yeah. [Uses mouse to cut a ten into 10 ones.] It’s still a hundred. (h/c S7, T 24) Task 31 (a) Show the number 255 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Belinda: [Shows the number 255 without hesitation. Uses saw to cut up a 10, shows number window] It’s still 2 … yep, I thought so. (h/c S8, T 31a) Task 31 (b) Show the number 932 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. All participants: [Show the number with the blocks.] Teacher: Can you say what the number of blocks will be after regrouping? Write in your books. 362 Belinda: Easy - You’ll still have 9 hundreds, but you’ll have 2 … tens, and … whoa! … [Finishes writing, puts book down] I bet I’m right. I know everything like that … I don’t know - it’s easy. (h/c S8, T 31b) 363 Appendix S – Transcript of Task 4 (d) from Low/Blocks Group Task 4 (d) Show the number 58 with the blocks. Now swap one of the tens for ones. How many ones do you need? Record what you have done in your workbook. Clive: [Counts ten-blocks] 2, 4, 5. [Puts tens down] 8! 58, 58. [Counts out ones] 2, 4, 6, 8. [Does a little “victory” gesture with arms. Writes in workbook] 58 equals 5 tens and 8 ones. I am a genie [genius]! Teacher: [Laughs] OK, do this. This [indicating blocks Clive has put out] is 58 now, Jeremy. And Clive’s just doing the swap. Clive: [Swaps ten for ones, counts them in his hand] 2, 4, 6, whoops, 8, 10. [Puts them on table] Now that means … [Counts ones] 40, 41, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58. 58, again. [Pauses, blows air with finger in mouth, looks briefly toward Nerida’s book, taps pencil, smiles, pauses.] I need some help. Teacher: You’ve done 5 tens and 8 ones, which you’ve got to write down, Jeremy. How many tens and ones do you have now, Clive? Clive: Ah, ooh. That’s what I missed. [Starts to count one-blocks] Teacher: Write the tens down first. You know how many tens there are. Clive: [Writes in book] 58 equals 4 tens and … [counts ones] 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17! 17 ones. Nerida & Michelle Nerida: [Looks at card] 58. [Removes some tens, counts out ones to show 5 tens and 8 ones] Michelle: Finished! Teacher: Do the swap now, please, Michelle. Michelle: [Looking at book] We’ll have 4. Nerida: [Picks up several blocks, puts down ones and picks up a ten] One ten … Michelle: [Picks up some ones] Nerida: [Puts out two hands side by side] Put them in my hand. Michelle: Hang on! [Takes ones away and counts them] 5. There’s 5. [She starts to add them to other blocks, Nerida puts her hand under them to take them in her hand. Michelle starts to count ones on table 365 Nerida: [Stops her by putting her hand on top of them] We’ll lose count! Michelle: [Counts on from 8 under Nerida’s hand] 9, 10, 11, 12, 13. Nerida: [Looks dissatisfied with this, keeps 8 ones separate and counts 5 added ones. Then she continues to count as she adds more ones to make up to ten] Michelle: [Starts to count with Nerida, then sits back and folds her arms] Finished! Nerida: [Carefully re-counts added ten-blocks, then starts with original 8 ones, and counts all ones to reach 18. She writes in her book] Michelle: [Watches what Nerida writes, then writes in her own book, then looks at Nerida’s again. Nerida looks at her] Nerida: [Quietly] 4 tens and 18 ones. Michelle: [Writes in her book] Teacher: The boys and girls have two different answers again. Clive? You have different answers again. Nerida: [Smiles at boys] Michelle: We have 18. [Laughs] Clive: Youse are wrong. Michelle: No, we’re right! Teacher: Well, explain it. Nerida: We put out … Michelle: [Touching ten-blocks] Five … Nerida: We had 5 … Michelle: 5 tens. Nerida: … tens and 8 ones, and then … Michelle: We traded it for … Nerida: … for ten ones and we kept our 8 ones already there. Teacher: And would that make 18, or would that make 17? Nerida: 18. Clive: [With arms folded; in the previous dialogue of the girls, he has not been showing agreement with what they said, or any apparent willingness to listen] 17. Michelle: 18. Look [starts to count blocks, starting with tens] 5, [continues with oneblocks] 6, … Nerida: [Stops her; touching tens] 4 … 366 Teacher: You had 8 to start with, Clive. Hang on, girls. Can we do it without counting? Can you work it out, and say what’s sensible? If you had 8 to start with, and then you swapped and had another ten, what number would that make, without counting? Clive: 17. Teacher: Ten and 8? Nerida: [Shakes head] 18. Clive: 18, I think. Think. Michelle: 18. Teacher: What’s ten and another 8? Michelle: [Counts sub-vocally; smiles] 18! Clive: … 18. Teacher: It is 18, isn’t it? Nerida: Clive, Clive! Clive: Doh! All: [Laugh] Teacher: It’s easy to miscount one, it’s very easy. Clive: [Changes answer in workbook] No, it isn’t, it’s hard! Nerida: That’s why I do my counting twice. (l/b S7, T 19) 367 Appendix T – Comparison Between Ross’s (1989) Model and a Proposed Model for Categories of Responses to Digit Correspondence Tasks Four-Category Model of Responses to Digit Correspondence Tasks Category I: Face-value interpretation of digits. Category I thinking was evidenced by a participant’s statements that each digit represented only its face value, and that remaining objects in the set represented by the two-digit symbol as a whole were not represented by either digit. Five-Stage Model of Children’s Interpretations of Two-Digit Numeralsa “Stage 3: face value Students interpret each digit as representing the number indicated by its face value. The set of objects represented by the tens digit, however, may be different from the objects represented by the ones digit. They may verbally label as “tens” the objects that correspond to the tens digit, but these objects do not truly represent groups of ten units to students in stage 3: students do not recognize that the number represented by the tens digit is a multiple of ten.” “Stage 2: positional property Pupils know that in a two-digit numeral the digit on the right is in the ‘ones place’ and the digit on the left is in the ‘tens place.’ Their knowledge of the individual digits is limited, however, to the position of the digits and does not encompass the quantities to which each corresponds.” “Stage 1: whole numeral Category II: No referents for individual As pupils in our culture construct their digits. knowledge about quantities up to ninetyCategory II responses indicated that a participant accepted the two-digit symbol nine and their symbolic representation as two-digit numerals, their cognitive as representing the entire set of objects, construction of the whole comes first— but rejected the idea that each digit has separate referents, on the basis that some the numeral 52 represents the whole amount. They assign no meaning to the objects would be left out. individual digits.” “Stage 4: construction zone Students know that the left digit in a twodigit numeral represents sets of ten objects and that the right digit represents the remaining single objects, but this knowledge is tentative and is characterized by unreliable task performances.” 369 Four-Category Model of Responses to Digit Correspondence Tasks Category III: Correct referents for digits, tens not explained. A Category III response is one in which the participant knew that the tens digit represented the remaining objects, once the referents for the ones digit were removed, but could not explain why that digit represented a number of objects larger than its face value. Category IV: Correct referents for digits, tens place explicitly mentioned. Category IV includes responses stating a correct number of objects for each digit, explaining that the tens digit represents the number of groups of ten. Five-Stage Model of Children’s Interpretations of Two-Digit Numeralsa “Stage 5: understanding Students know that the individual digits in a two-digit numeral represent a partitioning of the whole quantity into a tens part and a ones part. The quantity of objects corresponding to each digit can be determined even for collections that have been partitioned in nonstandard ways.” Note. aRoss’s stage descriptions that are judged to be equivalent are placed adjacent to this author’s category descriptions (section 4.5). From S. H. Ross, 1989, Parts, wholes and place value: A developmental view. Arithmetic Teacher, 36, p. 49. 370 Appendix U – Sample Coding of Transcript for Feedback Note that incidents of feedback, their presumed effects, and the responses of recipients are noted in bold type inside square brackets. Clive: [Puts out 7 tens & 5 ones, adds a ten, then counts on from 85.] 85, 86, 87, 88, 89, … [He gets stuck at 89, apparently not knowing the next number.] … 100, 101, 102, 103, 104. [Count blocks/Provide answer] Nerida: You’re wrong. [Peer feedback/contradict answer] [She counts blocks again, getting 94.] [Count blocks/Provide answer] Clive: [Does not listen to or watch Nerida as she counts.] [Reject feedback] Jeremy: [While Michelle reads, reaches over her arm to show 75.] Michelle: 75, and 10 more, makes … [Picks up tens, counts in tens to 100. She puts a ten back straight away.] No, don’t need 100. Teacher: Look at the card again. [Teacher feedback/Ask a question] Michelle: Oh, I’m wrong. [Puts tens back] [Change answer] [She keeps a ten, counts on 9 ones. She re-counts the ones by two, removes one or two ones. She puts the tens and ones together, counts tens, and starts to count ones from “81.”] [Count blocks/Provide answer] Jeremy: [Counts blocks from 91.] [Count blocks/Provide answer] Michelle: Hang on, Jeremy. [She re-counts tens, continues with ones to 94.] Jeremy: [Not satisfied] You missed some blocks. [Peer feedback/Contradict answer] Michelle: Clive, it’s 94. [Peer feedback/Contradict answer] Teacher: Have you all got the same answer? [Teacher feedback/Ask question] Clive: [Re-counts blocks, changing to “100” after “89,” getting “103.”] [Count blocks/Provide answer] Michelle: [Laughs.] Clive: I can count straight, but you can’t! [Peer feedback/Contradict answer] Nerida: [Begins re-counting the blocks. Again Clive does not watch her.] Teacher: Clive and Nerida, count them together. [Teacher feedback/Give directions] Clive & Nerida: [They do so, arguing after “89” about whether it is “90” or “100.”] [Peer feedback/Contradict answer] Teacher: Is it 90, or 100? 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