Equalities Impact Assessment Mental Health Services – Stress Management Standards Date: March 2007 Page 2 of 12 Record of Equality Impact Assessment 1. Department/Service Area Adult Social Care Services - Mental Health 2. Equality Areas Assessed Race, disability, age, gender 3. Timescale of the assessment a) What is the start date? January 2007 b) What is the finish date? March 2007 4. Who is involved in the EIA? (There should be a minimum of at least 3 officers) a) Please list name and areas of responsibility b) Are any service users or stake holders/partners involved in the assessment? Please list if possible. Planning Officer, Adult Mental Health Services Implementation Co-ordinator, HSE Stress Management Standards 5. Policy, procedure, service assessed Implementation of HSE Stress Management Standards in workplaces in Leicestershire. This is one of the targets within the Local Area Agreement Healthier Communities Block, and the work has been planned as a two-stage process. The first stage target is to implement the standards in 15 public sector workplaces, and the second stage is to engage 15 commercial sector workplaces to implement the standards. The target was chosen to provide a whole population approach to improve people’s mental health and well-being, and was endorsed by the Leicestershire Together D:\533560590.doc Page 3 of 12 partnership which includes representation from public sector, commercial and not-forprofit organisations. This report focuses on the data collected from the public sector organisations (the Year 1 target for implementation) to highlight potential equalities issues arising from implementation of the standards within those organisations. The assessment will be repeated with the commercial sector organisations that sign up to implement the standards in Year 2 of the Local Area Agreement. a) What is its purpose? The Stress Management Standards aim to prevent stress in the workplace to improve the health and wellbeing of employees with consequent benefits to employers of reduced sickness absence, better staff retention, enhancing the organisation’s reputation as an employer and employment cost reductions. b) Who is it for? People working in organisations in Leicestershire which agree to be part of this initiative. This assessment focuses on employees of statutory sector organisations in Leicestershire, namely: Leicestershire County Council Leicestershire Probation Service Leicestershire Fire and Rescue Service East Midlands Ambulance Service Blaby District Council Oadby & Wigston Borough Council Melton Borough Council Hinckley & Bosworth District Council Charnwood District Council Harborough District Council North West Leicestershire District Council Leicestershire & Rutland Primary Care Trust University Hospitals of Leicester Leicestershire Partnership NHS Trust Leicestershire Constabulary Vista, the organisation for visually impaired people in Leicestershire, is a voluntary sector organisation which has also signed up as a partner in this initiative. D:\533560590.doc Page 4 of 12 6. Data Collection and consultation A workplace questionnaire was provided to each partner organisation, which requests information about current policies and procedures relating to equalities and adjustments. From information received to date, it is notable that none of the partner organisations has a Mental Wellbeing at Work policy in place. Many do have policies relating to stress at work but these tend to focus on secondary and tertiary interventions – i.e. dealing with stress and its consequences rather than with its prevention. All the organisations which have completed the questionnaire have Equalities Policies in place. The workplace questionnaire includes a request to provide data on the organisation’s workforce including details of ethnic origin, disability, gender, and age. (A copy of the workplace questionnaire is attached at Appendix A) Some partner organisations have not yet been able to complete the questionnaire due to capacity issues and work priorities and therefore the data obtained to date gives only a partial picture of public sector workplaces in Leicestershire. Some organisations do not have systems in place to provide this information for the whole workforce. Specifically, data around disability often relies upon self-disclosure by employees, none of the organisations involved collects data about employees’ sexuality and organisations do not all use the same categories (i.e. age bands, detailed ethnic origin information). The data which has been submitted has been compared to local demographic data and a comparison table is provided at Appendix B. A desktop study has been undertaken to collect and collate the available data on the effects of stress on different sections of the community. Research highlights that stress factors may be different for men and women and therefore attention needs to be paid to this when arranging focus groups, workshops and training. It has been reported that: Gender specific work stress factors, such as sex discrimination and balancing work and family demands, may have an effect on women workers above and beyond the impact of general job stressors such as job overload and skill under-utilisation. Discriminatory barriers to financial and career advancement have been linked to more frequent physical and psychological symptoms and more frequent visits to the doctor. 1 There is also evidence from national research that ethnic minority workers are 5 times more likely to experience bullying at work than their white colleagues. Combined data from the Bristol Stress and Health at Work Study and the Cardiff Health and Safety at work study indicate non-white workers reported high levels of stress (28% compared to 19%). This seemed primarily to reflect excess stress levels among Black Caribbean’s: 36% compared to 19% of Whites and 16% of South D:\533560590.doc Page 5 of 12 Asians. HSE Research Report RR308 states: “The combination of racial discrimination with gender and ethnicity is powerfully influential in work stress. This makes particular groups, (such as Black Caribbean women who have experienced racial discrimination) more likely to experience work stress”.2 Additionally, research into the incidence of schizophrenia in ethnic minorities in London showed that as the proportion of an ethnic minority in an area decreased, the risk of schizophrenia increased. The researchers suggest that members of ethnic minorities may be more likely to experience discrimination and institutionalised racism when in a small minority, leading to increased stress (which is thought to be a contributing factor in the development of schizophrenia). 3 The Black and Ethnic Minority Citizens’ Jury in Leicestershire examined issues around employment, and concluded that specific issues need to be addressed through “ An emphasis on Information and Monitoring procedures and thoroughness, and an awareness of stereotyping and employment practices. Direct action to include a focus on preparatory skills (interview techniques, job applications etc), targeted recruitment initiatives and work area awareness, and Employee Development measures (mentoring, shadowing, fast-tracking initiatives)”4. Whilst little evidence about links between physical disability and stress has been found, an American study of 165 employees disabled by lower back pain indicated that these people experience more physical pain and have higher perceived levels of job stress than their colleagues.5 No evidence about the stress levels experienced by people with mental ill health or a learning disability has been found, however it is reasonable to assume that anyone with a disability may be at risk of experiencing more stress than non-disabled colleagues. 7. Findings Public sector workplaces in Leicestershire currently tend to focus on dealing with stress rather than with prevention. Adoption of the HSE Stress Management Standards will support the prevention of stress in the workplace with consequent benefits to the workforce. Attention needs to be paid to ensuring that stress factors specific to any group are examined and addressed. Within district councils, where the total workforce is smaller, the numbers of staff from ethnic minorities may be very small and issues around isolation and support networks need to be examined carefully. The factors which may affect specific groups are identified from research as: - Ethnicity Gender Disability A combination of these Isolation as a member of a minority D:\533560590.doc Page 6 of 12 There may be a demand for information to be made available: in languages other than English in formats other than written documents in accessible versions of any sort6 This issue should be examined by each of the partner organisations to determine if there is a need for specific resources. 8. Conclusions It is considered that implementation of the HSE Stress Management Standards will have a positive impact for employees in partner organisations. Research indicates that there may be specific implications in relation to workers from ethnic minorities, particularly in relation to gender (South Asian men and women, and African-Caribbean women), and recommendations to partners will include actions to examine these issues. 9. Actions Workforce data capture procedures need to be addressed within some organisations. It will be recommended to partner organisations that in future, their internal recording systems include personal details of staff which can be appropriately accessed for monitoring purposes. Future plans should include procedures and structures to support detailed data capture in order for those employers to ensure compliance with relevant legislation and to be able to identify and support employees who may be at higher risk of experiencing stress in their workplace. Partner organisations will be including their own targets and monitoring procedures into their action plans for implementation of the standards. Equally, public sector partner organisations are required to undertake their own equality impact assessments. The Lead Officer will raise equalities issues as highlighted with partner organisations and suggest that action plans specifically address issues of equality in relation to the areas highlighted by research information. This includes the information specific to each partner organisation produced from the workplace questionnaire. Each organisation may need to undertake further research and consultation to identify any stress issues specific to their workplaces. It will be recommended that they then convene focus groups to determine how any particular group of people is affected by those stress factors. Focus groups may include men- or women-only groups, black workers groups, disabled workers groups or other specific groups D:\533560590.doc Page 7 of 12 which each organisation will determine for itself. The Lead Officer will have an overview of the implementation of action plans within all partner organisations. The good practice from the HSE stress management standards should be incorporated into each organisation’s existing procedures relating to equalities. Other examples of good practice will be shared with the lead from each partner organisation for dissemination. This should include relevant organisational policies and procedures, e.g. policies dealing with stress in the workplace, mental health, bullying and harassment, ‘whistle-blowing’ procedures. The Implementation Co-ordinator will support partner organisations to source information in different languages and formats to meet identified needs. 10. Monitoring Each partner organisation will produce an action plan for implementation of the Stress Management Standards. These plans will be reviewed by the Local Authority Lead Officer and equality issues will be specifically examined, and further recommendations may be made to partner organisations. Actions identified will be followed up and reported to the Local Area Agreement Board. 11. Authorisation a) Name and position of officer authorising the EIA (this should be the head of service) 12. Contact a) Contact details of officer to discuss EIA with if different from section 11. above D:\533560590.doc Page 8 of 12 References: 1 http://www.healthandsafety.co.uk/NIOSHWOMENWORKSTRESS.html Accessed 21/12/2006. “Working Women and Stress”, The Journal of the American Medical women’s Association, Spring 2000 2 HSE Research Report RR308: Ethnicity, work characteristics, stress and health. Prepared by Cardiff University and Queen Mary, University of London for the Health and Safety Executive 2005. 3 http://www.mentalhealthcare.org.us/research/expanded/index.php?id=10 Accessed 21/12/2006. “Stress by Numbers” – summary by Caroline Moran of Boydell J, van Os J, McKenzie K, allardyce J, Goel R, McCreadie RG, Murray RM 2001. Incidence of schizophrenia in ethnic minorities in London: econological study into interactions with environment. British Medical Journal 323 pp 1336-1338. 4 Leicestershire’s Black and Minority Ethnic Citizens’ Jury Executive Summary and Summary of Action Plan Ecotec, C3405/March 2006 5 Feuerstein M, Beattie P: Biobehavioural factors affecting pain and disability in low back pain, mechanisms and assessment. Phys ther. 1995; 75; 267-280 6 Citizens Jury of Disabled People Report, Equal Ability for LCC 31.08.2004. Ethnicity in Leicestershire – Key Results from the 2001 Census, www.leics.gov.uk/statistics. D:\533560590.doc Page 9 of 12 APPENDIX A LCC- Local Area Agreement Healthier Communities Block - Mental Health & Well-being Priority Workplace Questionnaire Please could you supply the following information about the workforce, as you report this: Number of employees in total Number of bases – if appropriate Number employees at each base broken down by: Age - ranges Gender Disability Ethnicity Full time /part time 1. Are you implementing the Health & Safety Executive Stress? management standards? Not heard of them No Yes Considering Would like more information 2. Human Resource Policy- Please tick the support your organisation offers employees Intervention Stress policy No Yes Considering Anything further you can add Supervision policy (including professional supervision) Grievance procedure Occupational Health Service Management training in stress Staff Satisfaction surveys Employment of staff with existing mental D:\533560590.doc Page 10 of 12 health (recruitment, training & support) Equalities Policy 3. Primary Interventions- Please tick the support your organisation offers employees Intervention Staff stress audits No Yes Considering Anything further you can add Risk Assessments Relexation classes Other activities such as massage etc Physical health activities – health walks, gym membership or gym onsite Team meetings Employee support network (sports, social, staff support, peer support) Mental Health wellbeing policy Stress Awareness training Health promotion (leaflets, information, multi-media), internal website Flexible working hours Policy for adjustments D:\533560590.doc Page 11 of 12 at work Good practice guidance for recruitment & selection Supervision Personal Development Reviews. 4. Secondary Interventions- Please tick the support your organisation offers employees Intervention Stress management No Yes Considering Anything further you can add Positive health promotion Process for Incident debriefing 5. Tertiary Interventions- Please tick the support your organisation offers employees Intervention No Referral to NHS / other provider Yes Considering Anything further you can add Counselling services Return to work policy Reasonable adjustment at work (DDA 1995) Incident debriefing D:\533560590.doc Page 12 of 12 6. Do you monitor/ undertake the following? Monitoring Sickness absence management No Yes Considering If, yes How often? Reasons for absence Return to work interviews Use of occupational health Use of counselling service Employee surveys Exit interviews Undertake regular policy reviews 7. How is this information used and who uses it? D:\533560590.doc