Sizing Up Human Intelligence By: Stephen Jay Gould Exercises: J. Geffen 5 10 15 20 25 30 35 1. “Size,” Julian Huxley once remarked, “has a fascination of its own.” We stock our zoos with elephants, hippopotamuses, giraffes, and gorillas. Jumbo was one of P.T. Barnum’s greatest attractions until the beast’s fatal collision with a train engine. This focus on the few creatures larger than ourselves had distorted our conception of our own size. 2. Most people think that Homo sapiens is a creature of only modest dimensions. In fact, humans are among the largest animals on earth; more than 99 percent of animal species are smaller than we are. Within our own order of approximately 190 species, only the gorilla regularly exceeds us in size. 3. In our self-appointed role as “lord of all”, we have taken great interest in cataloguing the features that permitted us to attain this lofty estate. The brain, upright posture, development of speech, and group hunting (to name just a few) are often cited, but I have been struck by how rarely our large absolute size has been recognized as a controlling factor of our evolutionary progress. 4. Despite its low reputation in certain circles, self-conscious intelligence is surely the sine qua non of our current status. Could we have evolved it at much smaller body sizes? One day, at the New York World’s Fair in 1964, I entered the Hall of Free Enterprise to escape the rain. Inside, prominently displayed, was an ant colony bearing the sign: “Twenty million years of evolutionary stagnation. Why? Because the ant colony is a socialist, totalitarian system.” The statement scarcely requires serious attention; nonetheless, I should point out that, first, ants are doing very well for themselves, and secondly, it is their size rather than their social structure that prevents the attainment of high mental capacity. 5. In this age of the transistor, we can put radios in watchcases and bug telephones with minute electronic packages. Such miniaturization could lead us to the false belief that absolute size is irrelevant to the operation of complex machinery. But nature does not miniaturize neurons (or other cells for that matter). 6. The range of cell size among organisms is incomparably less than the range in body size. Small animals simply have far fewer cells than large animals. The human brain contains several billion neurons; an ant is constrained by its small size to have many hundreds of times fewer neurons. 7. There is, to be sure, no established relationship between brain size and intelligence among human beings (the tale of Anatole France with a brain of about 1,000 cubic centimeters vs. Oliver Cromwell with well above 2,000 cubic centimeters is often cited). But this observation cannot be extended to differences between species and certainly not to ranges of sizes separating ants and humans. An efficient computer Sizing Up Human Intelligence / 2 40 45 50 55 60 65 70 75 needs billions of circuits and an ant simply cannot supply them because the relative constancy of cell size requires that small brains contain few neurons. Thus, our large body size served as a prerequisite for our attainment of self-conscious intelligence. 8. We can make a stronger argument and claim that humans have to be just about the size they are in order to function as they do. 9. Our skills and behavior are finely attuned to our size. We could not be twice as tall as we are for the kinetic energy of a fall would then be 32 times as great, and our sheer weight would be more than our legs could support. Human giants of eight to nine feet have either died young or been crippled early by failure of joints and bones. 10. At half our size, we could not wield a club with sufficient force to hunt large animals; we could not impart sufficient momentum to spears and arrows; we could not cut or split wood with primitive tools or mine minerals with picks and chisels. 11. Since these all were essential activities in our historical development, we must conclude that the path of our evolution could only have been followed by a creature very close to our size. I do not argue that we inhabit the best of all possible worlds, only that our size has limited our activities and, to a great extent, shaped our evolution. 12. A human brain weighs about 1,300 grams (45.5 ounces) on the average; to accommodate such a large brain, we have bulbous, balloon-shaped heads unlike those of any other large mammal. Can we measure superiority by the size of our brains? 13. In absolute brain size, humans are surpassed by whales and elephants. But this fact does not confer superior mental ability upon the largest mammals. Larger bodies need larger brains to coordinate their actions. 14. We must find a way to remove the confusing influence of body size from our calculation. The computing of a simple ratio between brain weight and body weight does not work. A large number of very small mammals have higher ratios than humans; that is, they have more brain per unit of body weight. This results from the correlation between brain size and body size. Brain size does increase with body size, but it increases at a much slower rate than body size. 15. If we plot brain weight against body weight for all species of adult mammals, we note that the brain increases at about two-thirds the rate of the body. Since the surface area of animals also increases about two-thirds as fast as weight, we conjecture that brain weight is not regulated by body weight, but primarily by the body surfaces that serve as end points for so many innervations. This means that because their bodies are bigger, large animals have absolutely larger brains than humans and that small animals have relatively larger brains than humans because body size decreases more slowly than brain size. 16. For mammals, if we plot brain size vs. body weight on a graph, we solve our paradox. The criterion that shows our superiority is neither absolute nor relative brain size – it is the difference between actual brain size and expected brain size at that body weight. To judge the size of our brain, we must compare it with the expected Sizing Up Human Intelligence / 3 80 85 90 95 100 105 brain size for an average mammal of our body weight. On this criterion we are, as we expected, the brainiest mammal by far. No other species lies as far above the expected brain size for average mammals as does Homo sapiens. 17. This relation between weight and brain size gives us important insights into the evolution of the human brain. Our African ancestor, Australopithecus africanus, had an average adult cranial capacity of only 450 cubic centimeters. Gorillas often have larger brains, and many authorities have used this fact to infer a distinctly prehuman mentality for Australopithecus. A recent textbook states: “The original bipedal apeman of South Africa had a brain scarcely larger than that of other apes and presumably possessed behavioral capacities to match.” But A. africanus weighed only 50-90 pounds (female and male respectively – as estimated by Yale anthropologist David Pilbeam), while largely male gorillas may weigh more than 600 pounds. We may safely state that Australopithecus had a much larger brain than other primates on the correct criterion of comparison with expected values for actual body weights. 18. The human brain is now about three times larger than that of our australopithecine ancestor. This increase has often been called the most rapid and most important event in the history of evolution. But our bodies have also increased greatly in size. Is this increase in brain size a simple consequence of bigger bodies or does it mark new levels of intelligence? 19. To answer this question, I have plotted cranial capacity against inferred body weight for fossil men who may represent our lineage: Australopithecus africanus: Richard Leakely’s remarkable new find with a cranial capacity of 800 cubic centimeters and an antiquity of more than two million years (weight estimated by David Pilbeam from dimensions of the femur): the later African Homo habilis; Homo erectus from Choukoutien (Peking Man); and modern Homo sapiens. The results show that our brain has increased much more rapidly than the prediction based on compensations for body size alone. 20. My conclusion is not unconventional, and it does reinforce an ego that we would do well to deflate for the sake of other living creatures, and ourselves. Nonetheless, our brain has undergone a true increase in size not related to the demands of our larger body. We are, indeed, smarter than we were. Sizing Up Human Intelligence / 4 Answer in your own words. Answer the following question in English. 1. To what factors – paragraphs 1-3 – is the prominence of the human race usually attributed? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ Choose the best answer. 2. Most human beings – paragraphs 1-2 – tend to be unaware of the fact that a. we are not lords of the universe. b. the gorilla is in fact larger than we are. c. we are not necessarily the tiniest creatures in the animal kingdom. Answer the following question in English. 3. What particular quality – paragraph 4 – was decisive in determining Man’s status, and what was the precondition for its development? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Answer the following question in English. 4. In what respect – paragraphs 5-6 – is Nature wholly unlike our modern technological devices? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Answer the following question in Hebrew. 5. What does the evidence provided by various animal species – paragraph 7 – suggest about the connection between brain size and intelligence? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Answer the following question in English. 6. To what – paragraph 7 – does the author attribute the ant’s rather limited capacity? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Sizing Up Human Intelligence / 5 Answer the following question in Hebrew. 7. What thesis does the information provided in paragraphs 9-10 illustrate? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ 8. List the animals that have larger brains – in absolute size terms – than human beings: Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Answer the following question in English. 9. How would other mammals – paragraphs 15-16 – approximating the human race in body weight compare with humans in terms of brain power? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Choose the best answer. 10. How does brain size – paragraphs 14-16 – relate to body size among animal species? Answer: a. Body size may increase while brain size will remain static. b. An increase in body size is accompanied by a corresponding, though not proportionate, increase in brain size. c. Any increase in body size will be followed by an absolute and relative increase in brain size. d. It is precisely the smallest animals that inevitably display the tiniest brains in both relative and absolute terms. Answer the following question in Hebrew. 11. On what basis does the writer – paragraph 20 – claim that we are indeed smarter than we were? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ Sizing Up Human Intelligence / 6 Answer the following question in Hebrew. 12. Our African ancestor was inferior in brain size to many gorillas – paragraph 17; however, his future dominance could already have been presaged even at that stage. Why? Answer: _________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________ ________________________________________________________________